ROXANNE QUIMBY FOUNDATION INC: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- ROXANNE QUIMBY FOUNDATION INC (EIN 47-5008812)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-03
- IRS object ID
- 202143079349100324
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-03T11:46:25-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010448006 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALBIN RANDALL & BENNETT | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 445 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120445 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 475008812 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROXANNE QUIMBY FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROXA | BusinessNameControlTxt |
| Phone | 2079632022 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 769 CONGRESS STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04102 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROXANNE QUIMBY | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2079632022 | PhoneNum |
| Signature | 2021-10-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ROXANNE | PersonFirstNm |
| Person Last | QUIMBY | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL P DOIRON | PreparerPersonNm |
| PTIN | P01206204 | PTIN |
| Phone | 2077721981 | PhoneNum |
| Preparation | 2021-10-28 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $45,726,151 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $144,039 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $144,039 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $625,642 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $625,642 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,836,243 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $24,981,386 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,836,243 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $2,605,924 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,605,924 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $280 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $280 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $9,490 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,745 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $4,745 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $204,364 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $203,281 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $1,083 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $60,000 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $597,335 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $34,966 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $149 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $871,469 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $242,992 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $6,257 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,688,898 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,688,898 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,560,367 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $242,992 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,695,155 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$954,443 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,362,932 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $6,753 | CashBOYAmt |
| Cash EOY | $2,751 | CashEOYAmt |
| Cash EOYFMV | $2,751 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $770,118 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $160,115 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $160,115 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $28,451,096 | CorporateStockBOYAmt |
| Corporate Stock EOY | $24,962,630 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $31,435,142 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,798,740 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $7,415,034 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $7,771,270 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $3,825,403 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,357,137 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $6,356,873 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $38,852,110 | TotalAssetsBOYAmt |
| Total Assets EOY | $37,897,667 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $45,726,151 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $38,852,110 | RetainedEarningBOYAmt |
| Retained Earning EOY | $37,897,667 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $38,852,110 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $37,897,667 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $38,852,110 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $37,897,667 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $38,852,110 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$954,443 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $37,897,667 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $37,897,667 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (7 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $9,807,754 | $10,100,405 | -$292,651 | -$292,651 | |
| PUBLICLY TRADED SECURITIES | $15,023,948 | $13,044,738 | $1,979,210 | $1,979,210 | |
| GOLDMAN SACHS VINTAGE VI | $81,042 | $81,042 | $81,042 | P | |
| GOLDMAN SACHS CAPITAL PARNERS V INSTITUTIONAL FUND | $4 | $4 | $4 | P | |
| BROAD STREET REAL ESTATE CREDIT PARTNERS II DISTRIB IN EXCESS OF BASIS | $6,848 | $6,848 | $6,848 | P | |
| HEDGE FUND MANAGERS DISTRIB IN EXCESS OF BASIS | $24,627 | $24,627 | $24,627 | P | |
| CAPITAL GAINS DIVIDENDS | $37,163 | $37,163 | $37,163 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,836,243 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $32,845 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $32,845 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $32,845 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $39,658 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $6,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $45,658 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $12,813 | OverpaymentAmt |
| Applied To ES Tax | $12,813 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | ME | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | DANIEL P DOIRON CPA | IndividualWithBooksNm |
| Phone | 2077721981 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04112 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROXANNE QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | PRESIDENT & DIRECTOR | 0.50 | $0 | $0 | $0 |
| HANNAH QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | SECRETARY & DIRECTOR | 0.10 | $0 | $0 | $0 |
| RACHELLE QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | TREASURER & DIRECTOR | 0.10 | $0 | $0 | $0 |
| LUCAS ST CLAIR | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | DIRECTOR | 0.10 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 HIGH STREET 17TH FLOOR | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MNGMT & ADVICE | ServiceTypeTxt |
| Compensation | $196,728 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $41,087,563 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $868,540 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $41,956,103 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $41,956,103 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $629,342 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $41,326,761 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,066,338 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,066,338 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $32,845 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $32,845 | TotalTaxAmt |
| Distributable Before Adj | $2,033,493 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,033,493 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,033,493 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,695,155 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,695,155 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,695,155 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,033,493 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $830,372 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,695,155 | QualifyingDistributionsAmt |
| Applied To Year1 | $830,372 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,864,783 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $168,710 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ROXANNE QUIMBY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (22 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AVIAN HAVEN | |||||||
| 418 N PALERMO RD | FREEDOM | ME | 04941 | N/A | PC | OPERATIONAL SUPPORT | $1,000 |
| BIRTH ROOTS | |||||||
| 16 VANNAH AVE | PORTLAND | ME | 04103 | N/A | PC | OPERATIONAL SUPPORT | $10,000 |
| CENTER FOR MAINE CONTEMPORARY ART | |||||||
| PO BOX 1767 21 WINTER STREET | ROCKLAND | ME | 04841 | N/A | PC | OPERATIONAL SUPPORT | $10,000 |
| COALITION TO PROTECT AMERICA'S NATIONAL PARKS | |||||||
| 1346 4TH ST SE 908 | WASHINGTON | DC | 20003 | N/A | PC | OPERATIONAL SUPPORT | $25,000 |
| DORCAS LIBRARY | |||||||
| 28 MAIN STR | GOULDSBORO | ME | 04669 | N/A | PC | OPERATIONAL SUPPORT | $500 |
| HEART OF ELLWORTH | |||||||
| PO BOX 954 | ELLSWORTH | ME | 04605 | N/A | PC | OPERATIONAL SUPPORT | $1,000 |
| ILLUSTRATION INSTITUTE | |||||||
| 2 UNION STREET SUITE 400 | PORTLAND | ME | 04101 | N/A | PC | FASHION ILLUSTRATION CLASSES | $1,000 |
| KATAHDIN WOODS AND WATERS | |||||||
| HAUULING RD 1 | MILLINOCKET | ME | 04462 | N/A | PC | OPERATIONAL SUPPORT | $1,000 |
| MAINE COLLEGE OF ART | |||||||
| 522 CONGRESS STREET | PORTLAND | ME | 04101 | N/A | PC | DEVELOPMENT OF DYE LAB FOR TEXTILE AND FASHION DEPARTMENT | $117,500 |
| MAINE CRAFT ASSOCIATION | |||||||
| 288 LEWISTON ROAD | WEST GARDINER | ME | 04345 | N/A | PC | OPERATIONAL SUPPORT | $500 |
| MAINE ST SOC FOR THE PROTECTION OF ANIMALS | |||||||
| 279 RIVER RD | WINDHAM | ME | 04062 | N/A | PC | OPERATIONAL SUPPORT | $5,000 |
| MILLAY HOUSE ROCKLAND | |||||||
| PO BOX 831 | ROCKLAND | ME | 04841 | N/A | PC | SUPPORT THE RESTORATION OF THE HISTORICAL BIRTHPLACE OF THE POET EDNA ST. VINCENT MILLAY | $50,000 |
| MOFGA | |||||||
| 38 SCHOOL ST | UNITY | ME | 04988 | N/A | PC | OPERATIONAL SUPPORT | $1,000 |
| NATIONAL PARK FOUNDATION | |||||||
| 1110 VERMONT AVE NW STE 200 | WASHINGTON | DC | 20005 | N/A | PC | KATAHDIN WOODS AND WATER NATIONAL MONUMENT | $500,000 |
| NATIONAL PARK FOUNDATION | |||||||
| 1110 VERMONT AVE NW STE 200 | WASHINGTON | DC | 20005 | N/A | PC | CASH TRANSFERS TO SUPPORT KATAHDIN WOODS & WATERS VISITOR CONTACT STATION VIA EPI MONUMENT PROJECTS | $1,083,831 |
| NATIONAL PARK FOUNDATION | |||||||
| 1110 VERMONT AVE NW STE 200 | WASHINGTON | DC | 20005 | N/A | PC | ARCHITECTURE FEES TO SUPPORT KATAHDIN WOODS & WATERS VISITOR CONTACT STATION VIA EPI MONUMENT PROJECTS | $580,067 |
| PREBLE STREET | |||||||
| 38 PREBLE STREET | PORTLAND | ME | 04101 | N/A | PC | OPERATIONAL SUPPORT | $10,000 |
| SCHOODIC ARTS FOR ALL | |||||||
| 427 MAIN ST PO BOX 174 | WINTER HARBOR | ME | 04693 | N/A | PC | OPERATIONAL SUPPORT | $1,000 |
| TIDES INSTITUTE & MUSEUM OF ART | |||||||
| 43 WATER STREET | EASTPORT | ME | 04631 | N/A | PC | BUILDING REBUILD SUPPORT | $150,000 |
| TIDES INSTITUTE & MUSEUM OF ART | |||||||
| 43 WATER STREET | EASTPORT | ME | 04631 | N/A | PC | SUPPORT FOR BUILDING PURCHASE | $90,000 |
| USS POTOMAC ASSOCIATION | |||||||
| 540 WATER STREET | OAKLAND | CA | 94607 | N/A | PC | SUPPORT FOR THE THE PRESERVATION OF PRESIDENT FRANKLIN D. ROOSEVELT'S PRESIDENTIAL YACHT | $50,000 |
| WORLD OF CHANGE | |||||||
| PO BOX 83 | PORTLAND | ME | 04112 | N/A | PC | OPERATIONAL SUPPORT | $500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,688,898 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $144,039 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $625,642 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,836,243 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,605,924 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,605,924 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $9,490 | Amt |
| Net Investment Income | $4,745 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,745 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (46 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ADOBE INC 2.15% 02/01/2027 USD SR LIEN | $84,945 | $91,972 |
| ALABAMA POWER CO 2.45% 03/30/2022 USD SER 17A SR LIEN | $149,877 | $154,631 |
| AMPHENOL CORP 2.05% 03/01/2025 USD SR LIEN | $74,872 | $79,743 |
| APPLE INC. 2.25% 02/23/2021 USD SR LIEN | $175,079 | $176,608 |
| B.A.T. CAPITAL CORPORATION 2.259% 03/25/2028 USD SR LIEN | $65,000 | $67,865 |
| BANK OF AMERICA CORPORATION HYBRID MTN 02/13/2026 USD SR LIEN CPN 02/13/20 2 | $150,000 | $158,365 |
| BANK OF MONTREAL MTN 3.1% 04/13/2021 USD SER D SR LIEN | $124,854 | $126,847 |
| BANK OF NOVA SCOTIA (THE) 2.2% 02/03/2025 USD SR LIEN | $149,714 | $160,739 |
| BANK OF NY MELLON CORP MTN 3.5% 04/28/2023 USD SR LIEN | $199,782 | $215,707 |
| BERKSHIRE HATHAWAY INC. 2.75% 03/15/2023 USD SR LIEN | $100,886 | $105,826 |
| CATERPILLAR FINL SERVICE MTN 1.95% 11/18/2022 USD SR LIEN | $150,320 | $155,110 |
| CHARLES SCHWAB CORPORATION (TH 3.85% 05/21/2025 USD SR LIEN | $174,883 | $199,839 |
| CISCO SYSTEMS INC 2.2% 02/28/2021 USD SR LIEN | $49,904 | $50,531 |
| ENERGY TRANSFER OPERATNG 5.5% 06/01/2027 USD SER * SR LIEN | $51,113 | $53,171 |
| ESTEE LAUDER CO INC 1.7% 05/10/2021 USD SR LIEN | $124,508 | $125,770 |
| GENERAL DYNAMICS CORP 2.375% 11/15/2024 SR LIEN | $124,000 | $133,869 |
| GS CORE FIXED INCOME FUND CLASS P | $1,299,651 | $1,357,175 |
| INVESCO FINANCE PLC 3.125% 11/30/2022 USD SR LIEN | $175,310 | $184,251 |
| JOHN DEERE CAPITAL CORP MTN 2.25% 09/14/2026 USD SR LIEN | $75,312 | $81,673 |
| JOHN DEERE CAPITAL CORPORATION MTN 2.65% 01/06/2022 USD SR LIEN | $74,979 | $77,794 |
| JOHNSON & JOHNSON 2.25% 03/03/2022 USD SR LIEN | $148,892 | $154,364 |
| JPMORGAN CHASE & CO. HYBRID 04/25/2023 USD SR LIEN CPN 04/25/17 2.776% | $100,000 | $103,743 |
| KROGER CO. (THE) 2.65% 10/15/2026 USD SR LIEN | $125,469 | $126,258 |
| MERCK & CO., INC. 3.875% 01/15/2021 USD SR LIEN | $50,030 | $50,927 |
| MICROSOFT CORPORATION 2.65% 11/03/2022 USD SR LIEN | $100,133 | $104,584 |
| MPLX LP 4.0% 03/15/2028 USD SR LIEN | $55,371 | $58,117 |
| MYLAN INC. 4.55% 04/15/2028 USD SER WI SR LIEN | $23,571 | $23,968 |
| ORACLE CORPORATION 2.65% 07/15/2026 USD SR LIEN | $148,642 | $161,118 |
| PACCAR FINANCIAL CORP MTN 1.8% 02/06/2025 USD SR LIEN | $104,915 | $110,770 |
| PFIZER INC. 3.4% 05/15/2024 USD SR LIEN | $37,033 | $38,614 |
| PHILIP MORRIS INTERNATIONAL IN 1.875% 02/25/2021 SR LIEN | $140,023 | $140,885 |
| PIMCO INCOME FUND INSTITUTIONAL | $1,250,994 | $1,291,392 |
| SALESFORCE.COM INC 3.25% 04/11/2023 USD SR LIEN | $124,925 | $134,067 |
| SHELL INTERNATIONAL FINANCE B. 2.0% 11/07/2024 USD SR LIEN | $125,887 | $132,091 |
| SIMON PROPERTY GROUP, L.P. 2.5% 07/15/2021 USD SER 5YR SR LIEN | $100,339 | $101,739 |
| STARBUCKS CORP 3.1% 03/01/2023 USD SR LIEN | $49,984 | $53,334 |
| STATE STREET CORPORATION 3.1% 05/15/2023 USD SRSUB LIEN | $100,661 | $106,729 |
| THE HOME DEPOT, INC. 4.4% 04/01/2021 USD SR LIEN | $100,359 | $101,100 |
| THE TJX COMPANIES, INC. 2.75% 06/15/2021 USD SR LIEN | $50,027 | $50,408 |
| TORONTO-DOMINION BANK (THE) MTN 3.25% 03/11/2024 USD SR LIEN | $99,872 | $109,594 |
| TOYOTA MOTOR CREDIT CORP MTN 2.6% 01/11/2022 USD SR LIEN | $149,798 | $155,380 |
| UNITED PARCEL SERVICE, INC. 2.8% 11/15/2024 SR LIEN | $124,559 | $135,540 |
| VERIZON COMMUNICATIONS, INC. 3.0% 03/22/2027 USD SR LIEN | $99,950 | $111,769 |
| VISA INC. 2.15% 09/15/2022 USD SER 5YR SR LIEN | $149,547 | $155,606 |
| WELLS FARGO & COMPANY MTN 4.125% 08/15/2023 USD SER M SUB LIEN | $178,433 | $193,885 |
| XILINX INC 2.95% 06/01/2024 USD SR LIEN | $100,631 | $107,802 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (570 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M COMPANY CMN | $60,551 | $53,311 |
| ABB LTD SPONSORED ADR CMN | $17,786 | $20,774 |
| ABBOTT LABORATORIES CMN | $60,905 | $100,840 |
| ABBVIE INC CMN | $77,025 | $98,685 |
| ABN AMRO BANK N.V. ADR CMN | $9,832 | $5,485 |
| ACCENTURE PLC CMN | $45,831 | $86,199 |
| ADECCO GRP AG ADR CMN | $11,868 | $12,783 |
| ADIDAS AG ADR CMN | $27,553 | $30,253 |
| ADOBE INC CMN | $65,352 | $125,030 |
| ADVANCED MICRO DEVICES, INC, CMN | $33,104 | $56,127 |
| AEGON N V AMER REG ADR CMN | $7,716 | $7,205 |
| AERCAP HOLDINGS NV ORD CMN | $180 | $137 |
| AFLAC INCORPORATED CMN | $14,265 | $15,520 |
| AGEAS SPONSORED ADR CMN | $8,468 | $7,945 |
| AGILENT TECHNOLOGIES, INC. CMN | $10,667 | $19,077 |
| AIA GROUP LIMITED SPONSORED ADR CMN SERIES | $56,703 | $65,916 |
| AIR LIQUIDE SA ADR CMN | $31,604 | $36,631 |
| AIR PRODUCTS & CHEMICALS INC CMN | $19,060 | $32,947 |
| AKAMAI TECHNOLOGIES, INC. CMN | $5,575 | $8,294 |
| AKTIEBOLAGET ELECTROLUX ADR SPONSORED CL B | $10,142 | $9,506 |
| AKZO NOBEL N.V. SPONSORED ADR CMN | $8,593 | $9,460 |
| ALASKA AIR GROUP INC(DEL HLDG) CMN | $4,884 | $3,588 |
| ALCON, INC. CMN | $12,767 | $14,318 |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | $7,752 | $10,938 |
| ALEXION PHARMACEUTICALS, INC. CMN | $12,712 | $17,655 |
| ALFA LAVAL AB UNSPONSORED ADR CMN | $9,452 | $10,195 |
| ALLIANZ SE ADR CMN | $49,167 | $49,605 |
| ALLSTATE CORPORATION COMMON STOCK | $14,921 | $17,675 |
| ALPHABET INC. CMN CLASS A | $177,232 | $275,164 |
| ALPHABET INC. CMN CLASS C | $172,286 | $269,790 |
| AMADEUS IT GROUP SA ADR CMN | $18,222 | $17,490 |
| AMAZON.COM INC CMN | $372,465 | $723,038 |
| AMCOR PLC CMN | $8,019 | $9,710 |
| AMERICAN AIRLINES GROUP INC CMN | $10,089 | $4,715 |
| AMERICAN EXPRESS CO. CMN | $31,351 | $41,593 |
| AMERICAN INTL GROUP, INC. CMN | $27,467 | $17,718 |
| AMERICAN TOWER CORPORATION CMN | $43,947 | $52,355 |
| AMERICAN WATER WORKS CO, INC. CMN | $9,780 | $13,198 |
| AMERIPRISE FINANCIAL, INC. CMN | $10,640 | $14,575 |
| AMERISOURCEBERGEN COPRORATION CMN | $6,632 | $6,843 |
| AMGEN INC. CMN | $60,413 | $69,896 |
| ANALOG DEVICES, INC. CMN | $23,526 | $28,364 |
| ANHEUSER-BUSCH INBEV SPONSORED ADR CMN | $25,440 | $22,721 |
| ANTHEM, INC. CMN | $29,932 | $43,026 |
| AON PLC CMN | $19,203 | $25,564 |
| APPLE INC. CMN | $348,855 | $1,112,340 |
| APPLIED MATERIALS INC CMN | $22,019 | $41,424 |
| APTIV PLC CMN | $11,409 | $18,371 |
| ARCHER-DANIELS-MIDLAND COMPANY CMN | $12,697 | $14,720 |
| ARGENX SE SPONSORED ADR CMN | $7,346 | $8,528 |
| ASHAI KASEI CORP ADR CMN | $11,362 | $13,114 |
| ASM PACIFIC TECHNOLOGY LIMITED UNSPONSORED ADR CMN | $1,754 | $2,375 |
| ASML HOLDING N.V. ADR CMN | $57,551 | $92,667 |
| ASSA ABLOY AB UNSPONSORED ADR (SWEDEN) | $25,222 | $25,496 |
| ASSURANT, INC. CMN | $3,143 | $3,950 |
| ASTELLAS PHARMA INC. UNSPONSORED ADR CMN | $28,310 | $25,196 |
| ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN | $67,957 | $68,486 |
| AT&T INC CMN | $134,729 | $106,987 |
| ATLANTIA S.P.A. UNSPONSORED ADR CMN | $11,610 | $8,822 |
| ATLAS COPCO AB SPONS ADR NEW REPSTG CL-B | $12,906 | $14,934 |
| ATLAS COPCO AB SPONS ADR NEW REPSTG COM SER-A | $16,881 | $20,971 |
| ATOS UNSPONSORED ADR CMN | $9,088 | $9,791 |
| AUSTRALIA & NEWZEALAND BANKING GRP LTD. CMN ADR | $32,140 | $32,371 |
| AUTODESK INC CMN | $18,521 | $35,114 |
| AVALONBAY COMMUNITIES INC CMN | $14,120 | $12,476 |
| AXA-UAP AMERICAN DEPOSITARY SHARES | $19,874 | $17,452 |
| BAKER HUGHES,A GE CO CMN | $8,997 | $6,839 |
| BALL CORPORATION CMN | $8,664 | $15,747 |
| BANCO BILBAO VIZCAYA S A ADR SPONSORED ADR CMN USD0.3296 | $23,458 | $22,739 |
| BANCO SANTANDER, S.A. SPON ADR | $42,911 | $33,035 |
| BANK OF AMERICA CORP CMN | $97,470 | $121,210 |
| BARCLAYS BANK PLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA 2090.54 STRUC | $37,365 | $32,607 |
| BAXTER INTERNATIONAL INC CMN | $18,857 | $21,409 |
| BAYERISCHE MOTOREN WERKE AKTIE SPONSORED ADR CMN | $3,638 | $3,889 |
| BECTON, DICKINSON AND COMPANY CMN | $32,383 | $37,533 |
| BEIERSDORF AG UNSPONSORED ADR CMN | $8,071 | $8,089 |
| BEIGENE, LTD. SPONSORED ADR CMN | $3,109 | $4,909 |
| BEST BUY CO INC CMN | $7,850 | $11,740 |
| BIOGEN INC. CMN | $25,885 | $20,323 |
| BLACKROCK, INC. CMN | $36,381 | $57,723 |
| BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE | $400,000 | $433,440 |
| BNP PARIBAS SPONSORED ADR CMN | $36,101 | $33,333 |
| BOC HONG KONG (HOLDINGS) LTD ADR | $2,740 | $2,546 |
| BOOKING HOLDINGS INC. CMN | $34,490 | $46,773 |
| BORGWARNER INC. CMN | $4,574 | $4,019 |
| BOSTON PROPERTIES, INC. COMMON STOCK | $9,856 | $7,832 |
| BOSTON SCIENTIFIC CORP. COMMON STOCK | $26,989 | $27,034 |
| BRAMBLES LIMITED SPONSORED ADR CMN | $15,701 | $15,328 |
| BRENNTAG AG ADR CMN | $6,557 | $9,455 |
| BRIDGESTONES CORP. ADR ADR CMN | $3,304 | $3,085 |
| BRISTOL-MYERS SQUIBB COMPANY CMN | $69,482 | $73,961 |
| BROWN FORMAN CORP CL B CMN CLASS B | $4,379 | $7,324 |
| CAMPBELL SOUP CO CMN | $4,688 | $4,932 |
| CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, | $250,000 | $275,926 |
| CANON INC ADR SPONSORED ADR CMN | $29,590 | $22,923 |
| CAP GEMINI ADR CMN | $13,160 | $15,980 |
| CAPITAL ONE FINANCIAL CORP CMN | $20,608 | $24,515 |
| CARDINAL HEALTH, INC. CMN | $10,202 | $8,539 |
| CARL ZEISS MEDITEC AG ADR CMN | $6,523 | $6,529 |
| CARLSBERG A/S SPONSORED ADR CMN | $12,119 | $12,985 |
| CARMAX, INC. CMN | $6,216 | $7,746 |
| CARNIVAL CORPORATION CMN | $13,349 | $5,805 |
| CATERPILLAR INC (DELAWARE) CMN | $35,279 | $52,058 |
| CBOE GLOBAL MARKETS, INC CMN | $5,889 | $5,215 |
| CBRE GROUP, INC. CMN CLASS A | $7,297 | $11,227 |
| CENTRAL JAPAN RY CO ADR CMN | $47,578 | $33,349 |
| CHARLES SCHWAB CORPORATION CMN | $32,860 | $40,363 |
| CHECK POINT SOFTWARE TECH. LTD ORDINARY SHARES | $4,299 | $5,051 |
| CHR. HANSEN HOLDING A/S SPONSORED ADR CMN | $2,911 | $4,010 |
| CHUBB LTD CMN | $35,732 | $38,830 |
| CHUGAI PHARMACEUTICAL CO., LTD UNSPONSORED ADR CMN | $17,460 | $28,888 |
| CHURCH & DWIGHT CO., INC. CMN | $8,821 | $9,857 |
| CIGNA CORPORATION CMN | $35,548 | $40,387 |
| CISCO SYSTEMS, INC. CMN | $82,315 | $98,584 |
| CITIGROUP INC. CMN | $72,416 | $66,778 |
| CITIZENS FINANCIAL GROUP, INC. CMN | $5,907 | $8,261 |
| CLOROX CO (THE) (DELAWARE) CMN | $10,633 | $12,721 |
| COCA-COLA COMPANY (THE) CMN | $93,075 | $110,941 |
| COCA-COLA EUROPEAN PARTNERS PL CMN | $1,200 | $1,196 |
| COLGATE-PALMOLIVE CO CMN | $32,427 | $38,993 |
| COLOPLAST A/S ADR CMN | $4,377 | $5,501 |
| COMCAST CORPORATION CMN CLASS A VOTING | $96,426 | $124,555 |
| COMERICA INCORPORATED CMN | $3,003 | $2,488 |
| COMMONWEALTH BANK OF AUSTRALIA SPONSORED ADR CMN SERIES | $74,308 | $82,431 |
| COMPAGNIE GENERALE DES ETABLIS UNSPONSORED ADR CMN | $14,246 | $15,409 |
| CONAGRA BRANDS INC CMN | $8,004 | $9,138 |
| CONTINENTAL AKTIENGESELLSCHAFT ADR | $264 | $297 |
| COVESTRO AG SPONSORED ADR CMN | $3,884 | $5,374 |
| CREDIT SUISSE AG LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 2002.23 STRUCTURE | $21,362 | $20,445 |
| CRH PLC SPON ADR ADR CMN | $19,621 | $21,375 |
| CSL LIMITED SPONSORED ADR CMN | $56,728 | $60,747 |
| CSX CORPORATION CMN | $22,781 | $35,937 |
| CVS HEALTH CORP CMN | $52,466 | $46,854 |
| CYBERARK SOFTWARE LTD. CMN | $4,795 | $6,464 |
| D.R. HORTON, INC. CMN | $8,164 | $12,061 |
| DAI NIPPON PRINTING LTD SPONSORED ADR CMN | $33,042 | $21,364 |
| DAIICHI SANKYO CO LTD SPONSORED ADR CMN | $14,837 | $23,728 |
| DAIMLER AG ADR CMN | $24,225 | $33,940 |
| DAITO TR CONSTR CO LTD SPONSORED ADR CMN | $29,167 | $25,024 |
| DANONE SPONSORED ADR CMN | $20,644 | $16,511 |
| DASSAULT SYSTEMES SPONSORED ADR CMN | $14,255 | $16,467 |
| DAVITA INC CMN | $2,481 | $4,461 |
| DBS GROUP HOLDINGS SPONSORED ADR CMN | $32,996 | $32,875 |
| DEERE & COMPANY CMN | $25,514 | $43,709 |
| DELTA AIR LINES, INC. CMN | $15,692 | $14,114 |
| DENSO CORP ADR ADR CMN | $18,359 | $25,191 |
| DEUTSCHE BOERSE AG UNPOSNORED ADR CMN | $15,514 | $16,527 |
| DEUTSCHE BOERSE AG UNPOSNORED ADR CMN | $10,770 | $13,701 |
| DEUTSCHE LUFTHANSA AG SPONSORED ADR CMN | $4,482 | $3,573 |
| DEUTSCHE POST AG SPONSORED ADR CMN | $15,716 | $21,060 |
| DEUTSCHE TELEKOM AG SPONSORED ADR CMN | $14,327 | $16,084 |
| DEUTSCHE WOHNEN AG ADR CMN | $36,032 | $50,625 |
| DIAGEO PLC SPON ADR (NEW) SPONSORED ADR CMN | $58,297 | $55,584 |
| DIGITAL REALTY TRUST, INC. CMN | $17,268 | $19,266 |
| DISCO CORP ADR CMN | $23,533 | $31,639 |
| DISCOVER FINANCIAL SERVICES CMN | $11,733 | $15,028 |
| DNB ASA SPONSORED ADR CMN | $11,360 | $12,637 |
| DOMINION ENERGY INC CMN | $35,212 | $33,690 |
| DOWDUPONT INC. CMN | $27,468 | $23,477 |
| DSV PANALPINA A/S UNSPONSORED ADR CMN | $17,431 | $26,156 |
| DUKE REALTY CORPORATION CMN | $5,100 | $6,515 |
| DXC TECHNOLOGY COMPANY CMN | $9,397 | $3,631 |
| E.ON AG SPONSORED ADR CMN | $6,074 | $6,000 |
| EAST JAPAN RAILWAY COMPANY UNSPONSORED ADR (JAPAN) | $27,248 | $22,539 |
| EASTMAN CHEMICAL COMPANY CMN | $9,901 | $11,410 |
| EATON CORP PLC CMN | $15,544 | $25,109 |
| EBAY INC. CMN | $14,452 | $17,286 |
| ECOLAB INC. CMN | $23,596 | $31,875 |
| EDENRED ADR CMN | $9,886 | $10,676 |
| EDWARDS LIFESCIENCES CORP CMN | $16,318 | $29,376 |
| EISAI CO LTD SPONS ADR SPONSORED ADR CMN | $4,039 | $3,213 |
| ELI LILLY & CO CMN | $44,539 | $70,069 |
| EMERSON ELECTRIC CO. CMN | $22,266 | $26,924 |
| ENAGAS S A UNSPONSORED ADR CMN | $12,042 | $10,651 |
| ENGIE SPONSORED ADR CMN | $11,327 | $10,218 |
| ENTERGY CORPORATION CMN | $8,058 | $9,984 |
| EPIROC AB ADR CMN | $8,554 | $12,336 |
| EQUINIX, INC. REIT | $24,510 | $32,138 |
| EQUITY RESIDENTIAL CMN | $12,476 | $11,078 |
| ERICSSON AMERICAN ADR CMN CLASS B | $16,321 | $22,215 |
| ERSTE GROUP BANK AG SPONSORED ADR CMN | $9,399 | $7,660 |
| ESSEX PROPERTY TRUST INC CMN | $7,117 | $8,382 |
| ESSILOR INTERNATIONAL SA ADR CMN | $21,446 | $21,976 |
| ESTEE LAUDER COS INC CL-A CMN CLASS A | $23,313 | $32,209 |
| EVERSOURCE ENERGY CMN | $12,978 | $15,831 |
| EVOLUTION GAMING GROUP AB (PUB ADR CMN | $7,408 | $10,673 |
| EXELON CORPORATION CMN | $19,133 | $20,983 |
| EXPEDITORS INTERNATIONAL OF WA CMN | $4,639 | $6,848 |
| FACEBOOK, INC. CMN CLASS A | $297,421 | $342,543 |
| FANUC CORPORATION UNSPONSORED ADR CMN | $23,363 | $30,949 |
| FAST RETAILING CO LTD UNSPONSORED ADR CMN | $22,727 | $32,243 |
| FEDERAL RLTY INVT TR SBI CMN | $4,465 | $3,361 |
| FEDEX CORP CMN | $26,360 | $33,231 |
| FERRARI N.V. CMN | $11,541 | $15,607 |
| FIAT CHRYSLER AUTOMOBILES N.V. CMN | $8,214 | $10,709 |
| FIFTH THIRD BANCORP CMN | $9,730 | $10,551 |
| FIRST REPUBLIC BANK CMN SERIES | $9,334 | $13,224 |
| FLOWSERVE CORPORATION CMN | $3,419 | $3,038 |
| FLUTTER ENTERTAINMENT PUBLIC L ADR CMN | $12,060 | $20,625 |
| FORD MOTOR COMPANY CMN | $22,109 | $18,380 |
| FORTESCUE METALS GROUP LTD SPONSORED ADR CMN | $8,966 | $20,311 |
| FORTUNE BRANDS HOME & SECURITY CMN | $4,383 | $5,743 |
| FRANKLIN RESOURCES INC CMN | $8,932 | $5,888 |
| FREEPORT-MCMORAN INC CMN | $11,299 | $20,270 |
| FRESENIUS MEDICAL CARE AG & CO KGAA SPONSORED ADR CMN | $7,284 | $8,229 |
| FRESENIUS SE & CO KGAA SPONSORED ADR CMN | $5,775 | $4,908 |
| FUCHS PETROLUB SE ADR CMN | $5,001 | $6,194 |
| FUJIFILM HOLDINGS CORPORATION ADR CMN | $13,554 | $14,379 |
| FUJITSU LTD ADR (5 COM) ADR CMN | $19,689 | $29,162 |
| GALAPAGOS NV SPONSORED ADR CMN | $7,031 | $3,266 |
| GAP INC CMN | $2,514 | $2,201 |
| GEA GROUP AG SPONSORED ADR | $2,557 | $2,938 |
| GEBERIT AG ADR CMN | $11,451 | $13,166 |
| GENERAL MILLS INC CMN | $17,303 | $18,463 |
| GENERAL MOTORS COMPANY CMN | $24,655 | $27,940 |
| GENMAB A/S SPONSORED ADR CMN | $9,128 | $15,044 |
| GENUINE PARTS CO. CMN | $6,490 | $7,389 |
| GILEAD SCIENCES CMN | $49,174 | $37,927 |
| GIVAUDAN SA ADR CMN | $12,369 | $16,879 |
| GLAXOSMITHKLINE PLC SPONSORED ADR CMN | $56,688 | $44,958 |
| GLOBE LIFE INC CMN | $2,954 | $3,419 |
| GQG PARTNERS EMERGING MARKETS EQUITY FUND INSTITUTIONAL | $556,490 | $882,958 |
| GS CLEAN ENERGY INCOME FUND CLASS P | $1,009,103 | $1,188,090 |
| H. LUNDBECK A/S SPONSORED ADR CMN | $2,818 | $2,437 |
| HALLIBURTON COMPANY CMN | $16,986 | $9,053 |
| HANESBRANDS INC. CMN | $4,014 | $2,624 |
| HANG LUNG PROPERTIES LIMITED SPONSORED ADR CMN | $9,990 | $12,277 |
| HANNOVER RUCKVESICHERUNG SE SPONSORED ADR CMN | $13,680 | $11,160 |
| HARTFORD FINANCIAL SRVCS GROUP CMN | $9,975 | $9,368 |
| HASBRO, INC. CMN | $6,958 | $6,828 |
| HEALTHPEAK PROPERTIES INC CMN | $8,927 | $9,190 |
| HEIDELBERGCEMENT AG ADR CMN | $6,682 | $7,191 |
| HEINEKEN N.V. SPONSORED ADR CMN | $13,560 | $13,952 |
| HENKEL AG AND CO. KGAA SPONSORED ADR REPSTG ORDINARY SHRS | $2,452 | $2,508 |
| HENKEL AG AND CO. KGAA SPONSORED ADR USD0.6392 REPSTG PFD SHARES | $4,812 | $5,308 |
| HERMES INTERNATIONAL SA UNSPONSORED ADR CMN | $13,102 | $18,296 |
| HEWLETT PACKARD ENTERPRISE CO CMN | $9,628 | $8,008 |
| HEXAGON AB ADR CMN | $12,829 | $19,995 |
| HILTON WORLDWIDE HOLDINGS INC. CMN | $10,081 | $15,576 |
| HITACHI LTD (ADR 10 COM) ADR CMN | $29,343 | $28,033 |
| HOLLYFRONTIER CORP CMN | $4,162 | $1,680 |
| HOLOGIC INCORPORATED CMN | $7,507 | $9,759 |
| HONDA MTR LTD (AMER SHS) ADR CMN | $23,045 | $23,897 |
| HONG KONG EXCHANGES & CLEARING UNSPONSORED ADR CMN | $14,083 | $22,254 |
| HORMEL FOODS CORPORATION CMN | $4,089 | $5,919 |
| HOST HOTELS & RESORTS INC CMN | $6,845 | $5,764 |
| HOYA CORP SPONSORED ADR CMN | $24,725 | $36,903 |
| HP INC. CMN | $14,023 | $18,092 |
| HSBC HOLDINGS PLC SPONSORED ADR CMN | $54,959 | $37,751 |
| HUMANA INC. CMN | $21,104 | $28,352 |
| HUNTINGTON BANCSHARES INCORPOR CMN | $7,838 | $6,684 |
| IBERDROLA SOCIEDAD ANONIMA SPONSORED ADR CMN | $29,047 | $39,053 |
| ICL GROUP LTD CMN | $3,019 | $3,550 |
| IHS MARKIT LTD CMN | $11,397 | $17,966 |
| ILLINOIS TOOL WORKS CMN | $26,244 | $30,958 |
| ILLUMINA, INC CMN | $25,066 | $28,120 |
| INDUSTRIA DE DISENO TEXTIL, S. ADR CMN | $23,649 | $21,953 |
| INFINEON TECHNOLOGIES AG - ADR SPONSORED ADR CMN 1 ADR = 1 SHARE | $9,992 | $16,285 |
| ING GROEP N.V. SPONS ADR SPONSORED ADR CMN | $31,850 | $26,103 |
| INTEL CORPORATION CMN | $79,989 | $110,850 |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADR CMN | $25,046 | $26,178 |
| INTERPUBLIC GROUP COS CMN | $3,534 | $4,069 |
| INTESA SANPAOLO SPA SPONSORED ADR CMN | $17,110 | $15,628 |
| INTL BUSINESS MACHINES CORP CMN | $66,571 | $59,289 |
| INTL.FLAVORS & FRAGRANCE CMN | $8,929 | $7,344 |
| INVESCO LTD. CMN | $8,215 | $5,229 |
| IRON MOUNTAIN INCORPORATED CMN | $5,508 | $4,545 |
| ISHARES RUSSELL 2000 ETF | $2,177,924 | $3,030,695 |
| ISUZU MOTORS LTD ADR ADR CMN | $13,216 | $11,979 |
| J. M. SMUCKER COMPANY (THE) CMN | $5,671 | $6,242 |
| JAMES HARDIE INDUSTRIES PLC SPONSORED ADR CMN | $20,824 | $32,485 |
| JAPAN AIRLINES CO., LTD. ADR CMN | $19,906 | $12,889 |
| JAPAN ARPT TERM CO LTD ADR CMN | $9,282 | $12,531 |
| JGC HOLDINGS CORPORATION UNSPONSORED ADR CMN | $6,515 | $3,679 |
| JOHNSON & JOHNSON CMN | $185,211 | $215,925 |
| JOHNSON CONTROLS INTERNATIONAL CMN | $15,770 | $18,667 |
| JPMORGAN CHASE & CO CMN | $144,790 | $201,787 |
| JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES UPSIDE LEVERED NO CAP W BUF | $500,000 | $557,950 |
| JULIUS BAER GRUPPE AG ADR CMN | $15,043 | $17,136 |
| KANSAS CITY SOUTHERN CMN | $6,066 | $9,001 |
| KAO CORPORATION ADR CMN | $25,450 | $23,831 |
| KBC GROUP NV UNSPONSORED ADR CMN | $12,787 | $11,985 |
| KDDI CORPORATION UNSPONSORED ADR CMN | $27,245 | $27,380 |
| KELLOGG COMPANY CMN | $8,721 | $8,339 |
| KERING ADR CMN | $25,447 | $29,091 |
| KERRY GROUP PUBLIC LIMITED COM SPONSORED ADR CMN | $3,414 | $4,205 |
| KEYCORP CMN | $8,506 | $8,238 |
| KEYSIGHT TECHNOLOGIES, INC. CMN | $7,982 | $11,624 |
| KIMBERLY-CLARK CORPORATION CMN | $22,725 | $23,918 |
| KIMCO REALTY CORPORATION CMN | $4,722 | $4,038 |
| KINDER MORGAN INC CMN CLASS P | $14,653 | $13,547 |
| KION GROUP AG ADR CMN | $458 | $435 |
| KIRIN HOLDINGS COMPANY, LIMITE SPONSORED ADR CMN | $20,691 | $25,202 |
| KNORR-BREMSE AG ADR CMN | $2,464 | $3,143 |
| KONE OYJ UNSPONSORED ADR CMN REPRESENTING B SHARES (FINLAND | $10,347 | $13,011 |
| KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN | $16,358 | $18,634 |
| KONINKLIJKE PHILIPS N.V. ADR CMN | $20,624 | $23,131 |
| KONINKLIJKE VOPAK N.V. UNSPONSORED ADR CMN | $2,874 | $2,840 |
| KROGER COMPANY CMN | $13,189 | $12,799 |
| L BRANDS, INC. CMN | $4,380 | $4,537 |
| LAFARGEHOLCIM LTD ADR CMN | $10,481 | $10,836 |
| LAM RESEARCH CORPORATION CMN | $16,839 | $35,991 |
| LAS VEGAS SANDS CORP. CMN | $7,990 | $10,311 |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES MUTUAL FUND CLASS INS | $604,398 | $572,431 |
| LEGRAND SA ADR CMN | $14,368 | $15,810 |
| LINCOLN NATL.CORP.INC. CMN | $7,942 | $6,037 |
| LINDE PLC CMN | $51,355 | $75,364 |
| LINE CORPORATION SPONSORED ADR CMN | $5,470 | $5,525 |
| LLOYDS BANKING GROUP PLC SPONSORED ADR CMN | $41,119 | $25,884 |
| LOEWS CORPORATION CMN | $3,897 | $5,177 |
| LOGITECH INTERNATIONAL S.A. ORD CMN | $7,433 | $9,816 |
| LONZA GROUP AG UNSPONSORED ADR CMN | $15,659 | $26,383 |
| LOREAL CO (ADR) ADR CMN | $35,345 | $46,014 |
| LOWES COMPANIES INC CMN | $38,373 | $63,562 |
| LUMEN TECHNOLOGIES, INC. CMN | $5,604 | $4,602 |
| LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN | $59,264 | $81,890 |
| M3, INC. ADR CMN | $21,327 | $30,953 |
| MACQUARIE GROUP LIMITED ADR CMN | $35,827 | $39,583 |
| MAKITA CORP SPONS. (ADR) SPONSORED ADR CMN | $244 | $250 |
| MARATHON PETROLEUM CORPORATION CMN | $18,833 | $14,228 |
| MARRIOTT INTERNATIONAL, INC CMN CLASS A | $14,037 | $18,073 |
| MARSH & MCLENNAN CO INC CMN | $23,648 | $30,771 |
| MASCO CORPORATION CMN | $7,248 | $7,251 |
| MASTERCARD INCORPORATED CMN CLASS A | $140,069 | $164,906 |
| MC DONALDS CORP CMN | $62,882 | $83,042 |
| MCCORMICK & CO NON VTG SHRS CMN | $6,640 | $11,897 |
| MCKESSON CORPORATION CMN | $12,873 | $15,168 |
| MEDTRONIC PUBLIC LIMITED COMPA CMN | $61,666 | $83,478 |
| MELCO RESORTS & ENTERTAINMENT ADR CMN | $915 | $798 |
| MERCK & CO., INC. CMN | $91,728 | $108,504 |
| MERCK KGAA SPONSORED ADR CMN | $4,698 | $6,182 |
| METLIFE, INC. CMN | $18,358 | $19,203 |
| METTLER-TOLEDO INTL CMN | $8,375 | $13,676 |
| MGM RESORTS INTERNATIONAL CMN | $6,998 | $6,743 |
| MICRON TECHNOLOGY, INC. CMN | $24,343 | $44,206 |
| MICROSOFT CORPORATION CMN | $325,412 | $876,335 |
| MID-AMERICA APT CMNTYS INC CMN | $6,733 | $7,601 |
| MINEBEA MITSUMI INC SPONSORED ADR CMN | $13,241 | $12,021 |
| MITSUBISHI ESTATE LTD ADR ADR CMN | $24,531 | $20,302 |
| MITSUBISHI UFJ FINL GROUP, INC SPONSORED ADR CMN | $29,647 | $25,309 |
| MIZUHO FINANCIAL GROUP, INC. SPONSORED ADR CMN | $17,753 | $15,012 |
| MOHAWK INDUSTRIES INC COMMON STOCK | $6,994 | $4,369 |
| MOLSON COORS BREWING CO CMN CLASS B | $8,346 | $4,338 |
| MONDELEZ INTERNATIONAL, INC. CMN | $31,530 | $44,324 |
| MOODY'S CORPORATION CMN | $13,488 | $26,992 |
| MORGAN STANLEY CMN | $40,062 | $61,334 |
| MOSAIC COMPANY (THE) CMN | $4,460 | $5,131 |
| MOWI ASA SPONSORED ADR CMN | $9,946 | $8,923 |
| MS&AD INSURANCE GROUP HOLDINGS ADR CMN | $23,766 | $21,630 |
| MSCI INC. CMN | $9,996 | $19,647 |
| MUENCHENER RUECKVERSICHERUNGS- UNSPONSORED ADR CMN | $24,874 | $24,955 |
| MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN | $28,244 | $42,067 |
| NASDAQ INC. CMN | $5,511 | $8,628 |
| NATIONAL GRID PLC SPONSORED ADR CMN | $44,208 | $41,563 |
| NATIONAL GRID PLC SPONSORED ADR CMN | $11,714 | $8,882 |
| NESTE OIL OYJ UNSPONSORED ADR CMN | $9,273 | $17,735 |
| NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) | $149,975 | $162,296 |
| NEWCREST MINING LIMITED SPONSORED ADR CMN | $15,542 | $14,761 |
| NEWMONT CORP CMN | $19,181 | $25,154 |
| NEWS CORPORATION CMN CLASS A | $2,298 | $3,073 |
| NEWS CORPORATION CMN CLASS B | $533 | $622 |
| NEXTERA ENERGY, INC. CMN | $47,302 | $78,384 |
| NICE SYSTEMS LTD 1 ADR REPRESENTS 1 ORD SH | $5,615 | $9,924 |
| NIDEC CORPORATION SPONSORED ADR | $26,086 | $41,362 |
| NIELSEN HLDGS PLC CMN | $7,410 | $4,675 |
| NIKE CLASS-B CMN CLASS B | $36,622 | $91,531 |
| NINTENDO CO LTD (NEW) ADR ADR CMN | $25,990 | $41,445 |
| NIPPON TELEG & TEL SPON ADR SPONSORED ADR CMN (1 ADR = 1/2 COMMON SHS) | $12,198 | $12,171 |
| NISSAN MOTOR CO LTD SPONSORED ADR | $2,431 | $2,352 |
| NITTO DENKO CORP. ADR CMN | $8,047 | $12,516 |
| NN GROUP NV ADR CMN | $8,565 | $10,477 |
| NOKIA CORPORATION SPONSORED ADR CMN | $10,618 | $10,850 |
| NOMURA HOLDINGS, INC. SPONSORED ADR CMN | $22,205 | $23,244 |
| NORFOLK SOUTHERN CORP CMN | $18,332 | $30,889 |
| NORTHERN TRUST CORP CMN | $11,668 | $12,293 |
| NORTONLIFELOCK IN CMN | $8,483 | $6,421 |
| NOVARTIS AG-ADR SPONSORED ADR CMN | $85,578 | $86,403 |
| NOVO-NORDISK A/S ADR ADR CMN | $45,954 | $54,483 |
| NOVOZYMES AS UNSPONSORED ADR CMN | $6,364 | $7,009 |
| NSK LTD ADR ADR CMN | $9,206 | $9,980 |
| NTT DOCOMO, INC SPONSORED ADR CMN | $19,482 | $25,500 |
| NVIDIA CORPORATION CMN | $58,202 | $168,148 |
| OLYMPUS CORPORATION SPONSORED ADR CMN | $9,029 | $13,507 |
| OMRON CORP. SPONSORED ADR CMN | $11,034 | $16,039 |
| ONEOK INC CMN | $11,555 | $8,827 |
| ORANGE ADR | $25,810 | $21,170 |
| ORSTED A/S ADR CMN | $12,374 | $24,120 |
| PACCAR INC CMN | $13,419 | $15,569 |
| PAN PACIFIC INTNTNAL HOLD CORP ADR CMN | $4,669 | $4,954 |
| PANASONIC CORPORATION ADR CMN | $22,306 | $25,045 |
| PANDORA A/S SPONSORED ADR CMN | $3,318 | $7,383 |
| PARKER-HANNIFIN CORP. CMN | $12,850 | $19,069 |
| PEARSON PLC SPON ADR SPONSORED ADR CMN | $8,059 | $9,455 |
| PENTAIR PLC. CMN | $3,579 | $4,194 |
| PEPSICO, INC. CMN | $88,132 | $107,960 |
| PERNOD RICARD UNSPONSORRED ADR CMN | $23,967 | $25,517 |
| PERRIGO CO PLC CMN | $5,146 | $3,220 |
| PEUGEOT SA ADR CMN | $10,275 | $12,509 |
| PFIZER INC. CMN | $117,952 | $105,878 |
| PNC FINANCIAL SERVICES GROUP, CMN | $27,053 | $32,631 |
| PPG INDUSTRIES, INC. CMN | $16,436 | $22,498 |
| PROCTER & GAMBLE COMPANY (THE) CMN | $134,287 | $181,299 |
| PROLOGIS INC CMN | $26,560 | $38,369 |
| PROSUS NV SPONSORED ADR CMN | $16,414 | $23,461 |
| PRUDENTIAL CORP (ADR) ADR CMN | $53,477 | $53,142 |
| PRUDENTIAL FINANCIAL INC CMN | $22,062 | $17,332 |
| PRYSMIAN S.P.A. UNSPONSORED ADR CMN | $6,594 | $9,999 |
| PUBLICIS GROUPE S.A. SPONSORED ADR CMN | $7,117 | $7,880 |
| PUBLIC-SVC ENTERPRISE GROUP HOLDING CO | $13,168 | $15,799 |
| PULTEGROUP INC. CMN | $5,148 | $6,186 |
| PVH CORP CMN | $3,685 | $3,380 |
| QIAGEN N.V. CMN | $4,010 | $6,078 |
| QUALCOMM INC CMN | $39,644 | $90,033 |
| QUEST DIAGNOSTICS INCORPORATED CMN | $7,592 | $8,223 |
| RAKUTEN GROUP INC ADR CMN | $5,264 | $4,406 |
| RALPH LAUREN CORP CMN CLASS A | $1,925 | $2,282 |
| RANDSTAD HOLDING NV UNSPONSORED ADR CMN | $6,220 | $6,970 |
| REED ELSEVIER PLC SPONSORED ADR CMN | $55,681 | $53,783 |
| REGENCY CENTERS CORPORATION CMN | $6,603 | $5,588 |
| REGENERON PHARMACEUTICAL INC CMN | $26,697 | $26,088 |
| REGIONS FINANCIAL CORPORATION CMN | $8,936 | $8,072 |
| REPUBLIC SERVICES INC CMN | $7,120 | $9,769 |
| RIO TINTO PLC SPONSORED ADR | $59,448 | $75,671 |
| ROCHE HOLDING AG ADR B SHS(NOM CHF 100) VAL 224.184 | $98,365 | $106,968 |
| ROCKWELL AUTOMATION INC CMN | $10,863 | $15,049 |
| ROSS STORES,INC CMN | $13,260 | $22,965 |
| ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 | $11,180 | $6,946 |
| ROYAL DSM NV SPONSORED ADR CMN | $8,428 | $11,370 |
| RWE AG AKTIENGESELLSCHAFT SPON ADR | $11,222 | $14,635 |
| RYOHIN KEIKAKU CO., LTD. ADR CMN | $16,407 | $18,900 |
| S&P GLOBAL INC. CMN | $28,666 | $42,735 |
| SALESFORCE.COM, INC CMN | $55,430 | $105,257 |
| SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND | $19,037 | $18,442 |
| SAND VIK (ADR) ADR CMN | $8,211 | $10,221 |
| SANDS CHINA LTD ADR CMN | $18,702 | $15,765 |
| SANOFI SPONSORED ADR CMN | $49,274 | $48,590 |
| SANTEN PHARMACEUTICAL CO., LTD ADR CMN | $13,747 | $12,866 |
| SAP SE (SPON ADR) | $64,491 | $61,023 |
| SCHLUMBERGER LTD CMN | $41,722 | $16,225 |
| SCHNEIDER ELECTRIC SE UNSPONSORED ADR (FRANCE) SCHNEIDER ELECTRIC SE UNSPONS | $21,793 | $30,686 |
| SEAGATE TECHNOLOGY PLC CMN | $4,265 | $7,144 |
| SEKISUI HOUSE, LTD SPONSORED ADR CMN | $15,761 | $14,563 |
| SEMPRA ENERGY CMN | $18,993 | $20,039 |
| SEVEN & I HOLDINGS CO., LTD. UNSPONSORED ADR CMN | $26,492 | $25,162 |
| SGS SA ADR CMN | $10,670 | $12,082 |
| SHIMANO INC. ADR CMN | $19,336 | $28,917 |
| SHIN-ETSU CHEMICAL CO., LTD. UNSPONSORED ADR CMN | $25,383 | $39,664 |
| SHIONOGI & CO., LTD. UNSPONSORED ADR CMN | $10,754 | $12,008 |
| SHISEIDO CO., LTD. SPONSORED ADR CMN | $18,657 | $18,421 |
| SIEMENS AKTIENGESELLSCHAFT SPONSORED ADR CMN | $41,223 | $45,726 |
| SIEMENS HEALTHINEERS AG ADR CMN | $5,358 | $5,804 |
| SIKA AG ADR CMN | $14,003 | $20,516 |
| SIMON PROPERTY GROUP INC CMN | $25,604 | $14,805 |
| SINGAPORE TELECOMMUNICATIONS L SPONSORED ADR CMN | $14,888 | $10,633 |
| SKF AB SPONSORED ADR SWKR 12.50 | $7,233 | $9,459 |
| SL GREEN REALTY CORP CMN | $2,939 | $1,969 |
| SMC CORPORATION SPONSORED ADR CMN | $20,119 | $27,437 |
| SMITH & NEPHEW PLC ADR CMN | $31,559 | $27,073 |
| SMURFIT KAPPA GROUP PUBLIC LIM ADR CMN | $8,604 | $10,845 |
| SOCIETE GENERALE LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOT | $250,000 | $289,675 |
| SOFTBANK GRP CORP UNSPONSORED ADR CMN | $33,170 | $60,955 |
| SONIC HEALTHCARE LIMITED ADR | $10,584 | $12,975 |
| SONOVA HOLDING AG (THE) UNSPONSORED ADR CMN | $11,082 | $12,281 |
| SONY CORPORATION SPONSORED ADR CMN | $45,611 | $66,322 |
| SOUTHWEST AIRLINES CO CMN | $15,555 | $14,636 |
| SPARK NEW ZEALAND LTD SPONSORED ADR CMN | $9,521 | $11,015 |
| SPDR EURO STOXX 50 FD ETF | $400,761 | $440,647 |
| SPDR S&P 500 ETF TRUST | $400,972 | $436,285 |
| STANLEY BLACK & DECKER, INC. CMN | $12,561 | $15,356 |
| STARBUCKS CORP. CMN | $38,149 | $64,937 |
| STATE STREET CORPORATION (NEW) CMN | $18,921 | $15,906 |
| STMICROELECTRONICS NV ADR CMN | $11,417 | $15,071 |
| SUMITOMO MITSUI FINANCIAL GRP SPONSORED ADR CMN | $22,778 | $19,837 |
| SUN HUNG KAI PROP LTD SPON ADR SPONSORED ADR CMN | $29,995 | $26,232 |
| SUNTORY BEVERAGE & FOOD LTD ADR CMN | $189 | $178 |
| SUZUKI MOTOR CORPORATION UNSPONSORED ADR CMN | $13,493 | $14,636 |
| SWATCH GROUP SA (THE) ADR CMN | $4,784 | $4,918 |
| SWEDBANK A B ADR CMN | $15,546 | $19,304 |
| SWISS RE LTD SPONSORED ADR CMN | $10,268 | $8,579 |
| SWISSCOM AMERICAN DEPOSITARY SHARES | $15,050 | $15,113 |
| SYMRISE AG UNSPONSORED ADR CMN | $8,140 | $10,345 |
| SYNCHRONY FINANCIAL CMN | $6,308 | $9,441 |
| SYSMEX CORPORATION ADR CMN | $10,170 | $17,775 |
| T. ROWE PRICE GROUP, INC. CMN | $11,214 | $19,983 |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADR CMN | $39,118 | $35,708 |
| TAPESTRY, INC. CMN | $5,519 | $4,507 |
| TARGET CORPORATION CMN | $15,344 | $46,251 |
| TDK CORPORATION (ADR) ADR | $11,949 | $15,654 |
| TE CONNECTIVITY LTD CMN | $14,256 | $21,187 |
| TEAMVIEWER AG ADR CMN | $5,370 | $5,256 |
| TECHTRONIC INDS LTD SPONSORED ADR CMN | $5,493 | $9,485 |
| TELEFONICA S.A. ADR SPONSORED ADR CMN | $19,060 | $14,758 |
| TELENOR ASA AMERICAN DEPOSITARY SHARES 1 ADS = 3 ORDS | $11,233 | $10,514 |
| TELEPERFORMANCE UNSPONSORED ADR CMN | $11,499 | $14,606 |
| TELSTRA CORP ADR (FINAL) SPONSORED ADR CMN | $14,209 | $12,544 |
| TEMENOS AG SPONSORED ADR CMN | $8,564 | $7,694 |
| TENARIS SA SPONSORED ADR CMN | $6,915 | $4,897 |
| TERNA RETE ELETTRICA NAZIONALE ADR CMN | $15,209 | $17,688 |
| TEVA PHARMACEUTICAL IND LTD ADS | $4,893 | $4,757 |
| TEXAS INSTRUMENTS INC. CMN | $47,186 | $77,962 |
| THE BANK OF NY MELLON CORP CMN | $25,036 | $20,965 |
| THE HERSHEY COMPANY CMN | $8,546 | $11,882 |
| THE HOME DEPOT, INC. CMN | $106,080 | $149,544 |
| THE KRAFT HEINZ CO CMN | $11,581 | $12,478 |
| THE TRAVELERS COMPANIES, INC CMN | $14,842 | $17,406 |
| THE WILLIAMS COMPANIES, INC. CMN | $11,685 | $12,652 |
| TIFFANY & CO CMN | $5,458 | $6,967 |
| TJX COMPANIES INC (NEW) CMN | $26,949 | $43,501 |
| TOKIO MARINE HOLDINGS, INC. ADR CMN | $30,005 | $27,968 |
| TOKYO ELECTRON LIMITED UNSPONSORED ADR CMN | $22,585 | $35,705 |
| TORAY INDUSTRIES INC ADR ADR CMN | $25,461 | $22,059 |
| TORONTO DOMINION BANK LINKED TO S&P 500 INDEX UPSIDE CAPPED W BUFFER STRUCTU | $500,000 | $568,100 |
| TOSHIBA CORPORATION UNSPONSORED ADR CMN | $10,402 | $8,551 |
| TOYOTA MOTOR CORPORATION SPON ADR | $65,520 | $71,102 |
| TRANE TECHNOLOGIES PUBLIC LIMI CMN | $9,032 | $17,564 |
| TREASURY WINE ESTATES LIMITED SPONSORED ADR CMN | $17,042 | $10,163 |
| TRUIST FINANCIAL CORPORATION CMN | $27,691 | $34,126 |
| TYSON FOODS INC CL-A CMN CLASS A | $9,399 | $9,988 |
| U.S. BANCORP CMN | $37,155 | $34,928 |
| UBISOFT ENTERTAINMENT UNSPONSORED ADR CMN | $3,756 | $5,306 |
| UBS GROUP AG CMN | $22,184 | $25,773 |
| UCB S.A. (UNION CHIMIQUE BELGE UNSPONSORED ADR CMN | $6,254 | $5,582 |
| UDR INC CMN | $7,946 | $6,533 |
| UMICORE GROUP UNSPON ADR CMN | $7,258 | $7,403 |
| UNILEVER PLC (NEW) SPONSORED ADR CMN | $97,920 | $101,586 |
| UNION PACIFIC CORP. CMN | $45,421 | $73,293 |
| UNITED AIRLINES HOLDINGS INC CMN | $8,283 | $6,920 |
| UNITED OVERSEAS BK LTD SPONSORED ADR CMN | $27,906 | $24,476 |
| UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK | $43,055 | $62,476 |
| UNITED RENTALS, INC. CMN | $5,022 | $9,044 |
| UNITEDHEALTH GROUP INCORPORATE CMN | $102,971 | $173,937 |
| UNUM GROUP CMN | $4,038 | $2,455 |
| UPM-KYMMENE OYJ ADR CMN | $7,880 | $9,171 |
| VALEO SPONS ADR SPONSORED ADR CMN | $4,736 | $5,608 |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS TOTAL WORLD STK INDEX FD ETF S EXC | $4,400,523 | $5,099,399 |
| VARIAN MEDICAL SYSTEMS INC CMN | $5,602 | $8,225 |
| VENTAS, INC. CMN | $13,155 | $10,442 |
| VEOLIA ENVIRONNEMENT SPONSORED ADR CMN | $15,289 | $13,196 |
| VERISK ANALYTICS, INC. CMN | $12,989 | $15,154 |
| VERIZON COMMUNICATIONS, INC. CMN | $110,299 | $126,606 |
| VESTAS WIND SYSTEMS A/S ADR CMN | $10,064 | $22,716 |
| VF CORP CMN | $10,496 | $14,093 |
| VIATRIS INC CMN | $10,055 | $11,656 |
| VINCI SA ADR CMN | $38,756 | $34,742 |
| VIVENDI ADR CMN | $16,028 | $18,688 |
| VODAFONE GROUP PLC ADR CMN | $31,167 | $26,626 |
| W.W. GRAINGER INC CMN | $5,367 | $9,392 |
| WALGREENS BOOTS ALLIANCE, INC. CMN | $16,386 | $15,354 |
| WALT DISNEY COMPANY (THE) CMN | $98,960 | $171,396 |
| WATERS CORPORATION COMMON STOCK | $6,247 | $7,917 |
| WELLS FARGO & CO (NEW) CMN | $103,296 | $66,185 |
| WESFARMERS LIMITED ADR CMN | $19,340 | $26,135 |
| WESTPAC BANKING CORP ADS REPRESENTING 5 ORD SHARES | $49,493 | $43,791 |
| WESTROCK COMPANY CMN | $7,929 | $6,530 |
| WH GROUP LIMITED SPONSORED ADR CMN | $9,591 | $8,802 |
| WHIRLPOOL CORP. CMN | $5,772 | $6,137 |
| WILLIS TOWERS WATSON PLC CMN | $11,013 | $13,940 |
| WIX .COM CMN | $3,946 | $6,249 |
| WOLTERS KLUWER NV SPONSORED ADR CMN | $10,675 | $12,168 |
| WPP PLC ADR CMN | $34,808 | $29,744 |
| WYNN MACAU LTD ADR CMN | $3,938 | $3,023 |
| WYNN RESORTS, LIMITED CMN | $6,577 | $5,642 |
| XEROX CORPORATION CMN | $2,475 | $2,110 |
| XYLEM INC. CMN | $5,957 | $9,263 |
| YARA INTERNATIONAL ASA SPONSORED ADR CMN | $5,124 | $5,696 |
| YASKAWA ELECTRIC CORP ADR CMN | $10,309 | $12,919 |
| YUM BRANDS, INC. CMN | $12,575 | $16,718 |
| ZALANDO SE ADR CMN | $5,248 | $11,810 |
| ZIMMER BIOMET HOLDINGS INC | $14,244 | $16,359 |
| ZURICH INS GROUP LTD SPONSORED ADR CMN | $26,743 | $27,043 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (16 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BROAD STREET REAL ESTATE CREDIT PARTNER III OFFSHORE LP | AT COST | $151,558 | $127,184 |
| BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P. | AT COST | $0 | $30,590 |
| DISTRESSED MANAGERS IV OFFSHORE LP | AT COST | $0 | $94,763 |
| GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. / GSCP VINSTITUTIONAL AIV, L.P. | AT COST | $5,604 | $13,302 |
| HEDGE FUND OPPORTUNITIES LTD CLASS A SERIES 1 (II) | AT COST | $1,500,000 | $1,623,007 |
| LAUNCH OPPORTUNITIES OFFSHORE SCSP | AT COST | $693,336 | $615,943 |
| MAINE COAST HERITAGE TRUST PRI RECEIVABLE | AT COST | $125,000 | $125,000 |
| PRIVATE EQUITY MANAGERS (IMPACT 2018) OFFSHORE LP (II, C) | AT COST | $380,199 | $335,246 |
| PRIVATE EQUITY MANAGERS (2017) OFFSHORE SCSP | AT COST | $387,853 | $443,287 |
| PRIVATE EQUITY MANAGERS (2019) OFFSHORE SCSP | AT COST | $355,603 | $382,385 |
| PRIVATE EQUITY MANAGERS (IMPACT) OFFSHORE LP | AT COST | $681,520 | $751,618 |
| U.S. REAL PROPERTY INCOME FUND, L.P. | AT COST | $398,671 | $589,775 |
| VINTAGE FUND VI OFFSHORE, L.P. | AT COST | $0 | $404,698 |
| VINTAGE VII AIV OFFSHORE SCSP | AT COST | $975 | $975 |
| VINTAGE VII OFFSHORE HOLDINGS LP | AT COST | $262,964 | $354,558 |
| VINTAGE VIII OFFSHORE HOLDINGS LP | AT COST | $413,854 | $464,542 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $280 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $280 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $149 | $0 | $149 |
| OTHER INVESTMENT EXPENSES | $34,966 | $34,966 | $0 |
| BASKAHEGAN ISTRIBUTION TO ELLIOTSVILLE FOUNDATION INC. | $562,220 | $0 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $203,281 | $203,281 | $0 |
| OTHER CONSULTING | $1,083 | $0 | $1,083 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL NET INVESTMENT INCOME TAX | CategoryTxt |
| Amt | $60,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |