ROCKWATER FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- ROCKWATER FOUNDATION (EIN 46-1537126)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-10
- IRS object ID
- 202143149349102524
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-10T16:39:31-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 910189318 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MOSS ADAMS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 975 OAK STREET SUITE 500 | AddressLine1Txt |
| City | EUGENE | CityNm |
| State Abbreviation | OR | StateAbbreviationCd |
| ZIP | 97401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 461537126 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WAGNER FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WAGN | BusinessNameControlTxt |
| Phone | 6508047100 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 314 LYTTON AVE | AddressLine1Txt |
| City | PALO ALTO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94301 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES PETER WAGNER | PersonNm |
| Person Title | SECRETARY | PersonTitleTxt |
| Phone | 6508047100 | PhoneNum |
| Signature | 2021-11-02 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JAMES | PersonFirstNm |
| Person Last | PETER WAGNER | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | WENDY CAMPOS | PreparerPersonNm |
| PTIN | P00448102 | PTIN |
| Phone | 5416861040 | PhoneNum |
| Preparation | 2021-11-01 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $74,608,640 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $216,482 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $262,747 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,586,531 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $21,494,581 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,923,681 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,794,102 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,803,013 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,980,530 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $140,356 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $70,903 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $70,903 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $46,202 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $46,202 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $230,734 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,943 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $31,055 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $465,435 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $235 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $448,347 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $587,483 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $71,138 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,993,333 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,993,333 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,441,680 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $587,483 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,064,471 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,361,333 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,393,047 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,672,131 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $14,448,868 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $14,448,868 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $125,000 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $150,000 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $150,000 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $236,702 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $248,347 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $248,347 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $23,168,412 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,433,566 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $11,433,566 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,405,433 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,908,522 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,908,522 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $30,643,225 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $44,419,337 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $44,419,337 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $60,250,903 | TotalAssetsBOYAmt |
| Total Assets EOY | $74,608,640 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $74,608,640 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $15,678 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $14,228 | AccountsPayableEOYAmt |
| Other Liabilities BOY | $370,000 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $540,000 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $385,678 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $554,228 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $59,865,225 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $74,054,412 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $59,865,225 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $74,054,412 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $60,250,903 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $74,608,640 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $59,865,225 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,361,333 | ExcessRevenueOverExpensesAmt |
| Other Increases | $12,827,854 | OtherIncreasesAmt |
| Subtotal | $74,054,412 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $74,054,412 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 2020-01-01 | 2020-12-31 | $21,494,581 | $18,351,455 | $3,143,126 | $3,143,126 | |
| ALTERNATIVE INVESTMENTS | 2020-01-01 | 2020-12-31 | $219,445 | -$219,445 | -$219,445 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,923,681 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $61,063 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $61,063 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $61,063 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $78,070 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $78,070 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $17,007 | OverpaymentAmt |
| Applied To ES Tax | $17,007 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | APERCEN PARTNERS LLC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6508047100 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 314 LYTTON AVE | AddressLine1Txt |
| City | PALO ALTO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94301 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| AMY DH WAGNER | ||||||||
| 314 LYTTON AVE | PALO ALTO | CA | 94301 | PRESIDENT/DIRECTOR | 1.00 | $0 | $0 | $0 |
| JAMES PW WAGNER | ||||||||
| 314 LYTTON AVE | PALO ALTO | CA | 94301 | SECRETARY/TREASURER/DIRECTOR | 1.00 | $0 | $0 | $0 |
| JACKSON HM WAGNER | ||||||||
| 314 LYTTON AVE | PALO ALTO | CA | 94301 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| BENJAMIN EH WAGNER | ||||||||
| 314 LYTTON AVE | PALO ALTO | CA | 94301 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| JAMES CH WAGNER | ||||||||
| 314 LYTTON AVE | PALO ALTO | CA | 94301 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | APERCEN PARTNERS LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 314 LYTTON AVE | AddressLine1Txt |
| City | PALO ALTO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94301 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | ACCOUNTING & CONSULTING | ServiceTypeTxt |
| Compensation | $112,374 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,247,850 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $11,656,312 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $44,419,337 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $73,323,499 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $73,323,499 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,099,852 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $72,223,647 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,611,182 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,611,182 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $61,063 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $61,063 | TotalTaxAmt |
| Distributable Before Adj | $3,550,119 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,550,119 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,550,119 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,064,471 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,064,471 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,064,471 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,550,119 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,626,556 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,064,471 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,626,556 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $437,915 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $3,112,204 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | AMY DH WAGNER | ContributingManagerNm |
| Contributing Manager | JAMES PW WAGNER | ContributingManagerNm |
| Contributing Manager | JACKSON HM WAGNER | ContributingManagerNm |
| Contributing Manager | BENJAMIN EH WAGNER | ContributingManagerNm |
| Contributing Manager | JAMES CH WAGNER | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ABLE WORKS | ||||||
| 1836 BAY ROAD SUITE B | EAST PALO ALTO | CA | 94303 | PC | GENERAL SUPPORT OF POVERTY ALLEVIATION WORK | $202,100 |
| EASTSIDE COLLEGE PREPARATORY SCHOOL INC | ||||||
| 1041 MYRTLE STREET | EAST PALO ALTO | CA | 94303 | PC | GENERAL SUPPORT OF EDUCATIONAL SERVICES FOR LOW-INCOME AND FIRST GENERATION STUDENTS | $250,252 |
| EQUAL JUSTICE INITIATIVE | ||||||
| 122 COMMERCE STREET | MONTGOMERY | AL | 36104 | PC | GENERAL SUPPORT OF WORK IN CRIMINAL JUSTICE REFORM, RACIAL JUSTICE AND PUBLIC EDUCATION | $489,013 |
| MORGAN STANLEY GLOBAL IMPACT FUNDING TRUST INC | ||||||
| 8910 PURDUE ROAD SUITE 500 | INDIANAPOLIS | IN | 46268 | PC | DAYBREAK FUND | $1,000,000 |
| THE PENINSULA BRIDGE PROGRAM | ||||||
| 177 BOVET ROAD SUITE 120 | SAN MATEO | CA | 94402 | PC | GENERAL SUPPORT OF PREPARING LOW-INCOME STUDENTS FOR SUCCESS IN COLLEGE | $51,968 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,993,333 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $216,482 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $11,343 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,575,188 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ALTERNATIVE INVESTMENTS | Desc |
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$263,609 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $263,609 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$252,266 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $4,055,279 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,803,013 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $140,356 | Amt |
| Net Investment Income | $70,903 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $70,903 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (15 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMERICAN EXPRESS CO | $243,650 | $243,650 |
| APPLE INC | $253,640 | $253,640 |
| BANK OF AMERICA CORP | $317,058 | $317,058 |
| BERKSHIRE HATHAWAY INC | $279,328 | $279,328 |
| CISCO SYSTEMS INC | $315,246 | $315,246 |
| E V ADV FLOATING RATE I | $125,137 | $125,137 |
| GOLMAN SACHS GROUP INC | $308,424 | $308,424 |
| GUGGENHEIM TOTAL RETURN BOND I | $237,521 | $237,521 |
| INTEL CORP | $209,460 | $209,460 |
| JP MORGAN CHASE & CO | $218,000 | $218,000 |
| MS GLOBAL FIXED INCOME OPPORTUNITY 1 | $242,925 | $242,925 |
| MSIF ULTRA-SHORT INCOME IR | $357,842 | $357,842 |
| ORACLE CORP | $261,678 | $261,678 |
| VISA INC | $235,445 | $235,445 |
| WELLS FARGO & COMPANY | $303,168 | $303,168 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (53 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ADIDAS AG | $30,376 | $30,376 |
| ADYEN | $74,658 | $74,658 |
| AIA GROUP LTD | $61,806 | $61,806 |
| AIR LIQUIDE | $17,530 | $17,530 |
| ALCON INC | $23,357 | $23,357 |
| ALFA LAVAL AB | $19,798 | $19,798 |
| ALIBABA COPCO | $20,480 | $20,480 |
| ALLIANZ SE | $44,641 | $44,641 |
| ALPHABET INC CL A | $2,979,488 | $2,979,488 |
| ALPHABET INC CL C | $2,985,204 | $2,985,204 |
| AMBEV SA | $20,502 | $20,502 |
| ATLAS COPCO AS | $56,546 | $56,546 |
| BANCO BILBAO VIZCAYA ARGENTARIA SA | $27,832 | $27,832 |
| CANADIAN NATIONAL RAILWAY CO | $17,686 | $17,686 |
| CHECK POINT SOFTWARE TECH LTD | $42,265 | $42,265 |
| CHUGAI PARMACEUTICAL | $38,942 | $38,942 |
| DASSAULT SYSTEMS SA | $55,602 | $55,602 |
| DBS GROUP HOLDINGS LTD | $43,881 | $43,881 |
| DIAGEO PLC | $25,568 | $25,568 |
| EPIROC AKTIEBOLAG | $26,143 | $26,143 |
| FACEBOOK INC | $3,777,530 | $3,777,530 |
| FANUC CORPORATION | $17,184 | $17,184 |
| FOMENTO ECONOMICO MEXICANO | $26,141 | $26,141 |
| FUCHS PETROLUB AG | $9,833 | $9,833 |
| HDFC BANK LTD | $20,811 | $20,811 |
| ICICI BANK LTD | $25,024 | $25,024 |
| INFINEON TECHNOLOGIES AG | $82,073 | $82,073 |
| ITAU UNIBANCO | $28,660 | $28,660 |
| KOMATSU LTD | $24,250 | $24,250 |
| KUBOTA CORP | $30,564 | $30,564 |
| LINDE PLC | $26,615 | $26,615 |
| LONZA GROUP AG ZUERICH | $46,138 | $46,138 |
| LOREAL CO | $52,924 | $52,924 |
| NESTLE | $39,110 | $39,110 |
| NITORI HOLDINGS CO LTD | $18,998 | $18,998 |
| NOVOZYMES A/S | $14,724 | $14,724 |
| PING AN INSURANCE | $26,558 | $26,558 |
| PJSC LUKOIL | $17,910 | $17,910 |
| RIO TINTO PLC | $36,106 | $36,106 |
| ROCHE HOLDINGS | $49,758 | $49,758 |
| ROYAL DUTCH SHELL PLC | $19,427 | $19,427 |
| SAP AG | $58,284 | $58,284 |
| SCHNEIDER ELECTRIC SA | $43,772 | $43,772 |
| SGS SA | $16,353 | $16,353 |
| SHIONOGI & CO LTD | $13,125 | $13,125 |
| SONOVA HOLDING AG | $25,214 | $25,214 |
| SYMRISE AG | $29,340 | $29,340 |
| SYSMEX CORP | $33,443 | $33,443 |
| TAIWAN SEMICONDUCTOR MFG CO LTD | $82,543 | $82,543 |
| TENCENT HOLDINGS LTD | $44,428 | $44,428 |
| UNICHARM CORP | $39,645 | $39,645 |
| UNILEVER PLC | $28,912 | $28,912 |
| YANDEX NV | $15,864 | $15,864 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $248,347 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $248,347 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCRUED INTEREST | FMV | $32,303 | $32,303 |
| CRESCENT PARK OFFSHORE FUND LTD | FMV | $1,619,613 | $1,619,613 |
| SCHF USTE LP | FMV | $42,767,421 | $42,767,421 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| LICENSES AND FEES | $235 | $0 | $235 |
| BOND PREMIUM AMORTIZATION | $29,829 | $29,829 | $0 |
| OTHER INVESTMENT EXPENSES | $991 | $991 | $0 |
| ALTERNATIVE INVESTMENT EXPENSES | $0 | $434,615 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ALTERNATIVE INVESTMENTS | Desc |
| Net Investment Income | $1,794,102 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $12,827,854 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED TAX LIABILITY | Desc |
| BOY Book Value | $370,000 | BOYBookValueAmt |
| EOY Book Value | $540,000 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $46,202 | Amt |
| Net Investment Income | $46,202 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAX | $226,000 | $0 | $0 |
| FOREIGN TAX | $4,734 | $4,943 | $0 |