CARROLL PETRIE FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- CARROLL PETRIE FOUNDATION (EIN 13-3912203)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-11
- IRS object ID
- 202143159349103864
- Schema version
- 2020v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-11T15:20:39-08:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 760269860 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Blazek & Vetterling | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2900 Weslayan Suite 200 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77027 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133912203 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Carroll Petrie Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CARR | BusinessNameControlTxt |
| Phone | 2125305880 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 401 East Palace Avenue | AddressLine1Txt |
| City | Santa Fe | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 87501 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Theodora Portago | PersonNm |
| Person Title | Director, President | PersonTitleTxt |
| Signature | 2021-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Theodora | PersonFirstNm |
| Person Last | Portago | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Kurt Coburn | PreparerPersonNm |
| PTIN | P01638285 | PTIN |
| Phone | 7134395739 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Federated Assurance Level | FAL1 | FederatedAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $357,890,989 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $152,304 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $1,095 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,095 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,346,682 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,346,682 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $10,733,820 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $38,140,941 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $10,559,460 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $4,442,547 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $4,490,718 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $16,676,448 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $16,397,955 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $230,475 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $23,048 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $207,427 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $278,290 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $16,771 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $261,519 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $60,671 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $4,748 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $55,923 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $314,894 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $139,877 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $175,017 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $43,986 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $10,973 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $31,513 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $463,140 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $300,246 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $162,894 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $15,000 | TaxesRevAndExpnssAmt |
| Occupancy Rev And Expnss | $63,366 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $43,581 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $19,785 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $16,069 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $16,069 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,090,884 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,945,486 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $36,090 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,576,775 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,484,730 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $966,237 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $13,543,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $13,543,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $17,119,775 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,484,730 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $14,509,237 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$443,327 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $13,913,225 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,698,535 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,607,641 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,607,641 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $230,927 | OtherNtsAndLoansRcvblAmt |
| Other Nts And Loans Rcvbl BOY | $230,927 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $230,927 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $242,015 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Corporate Stock BOY | $88,181,174 | CorporateStockBOYAmt |
| Corporate Stock EOY | $45,622,371 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $77,646,304 | CorporateStockEOYFMVAmt |
| Corporate Bonds EOY | $17,608,076 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $17,915,348 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $178,439,708 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $200,916,241 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $258,479,681 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $268,550,344 | TotalAssetsBOYAmt |
| Total Assets EOY | $267,985,256 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $357,890,989 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $1,793,020 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $1,764,061 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $1,793,020 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,764,061 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $266,757,324 | RetainedEarningBOYAmt |
| Retained Earning EOY | $266,221,195 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $266,757,324 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $266,221,195 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $268,550,344 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $267,985,256 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $266,757,324 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$443,327 | ExcessRevenueOverExpensesAmt |
| Subtotal | $266,313,997 | SubtotalAmt |
| Other Decreases | $92,802 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $266,221,195 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly traded securities | $31,968,963 | $26,207,121 | $5,761,842 | $5,761,842 | |||
| Passthrough K-1 capital gain | $4,500,948 | $4,500,948 | $4,500,948 | ||||
| Capital gain distributions | $34,457 | $34,457 | $34,457 | ||||
| Sale of 335 Australian Avenue LLC | $1,462,213 | $1,200,000 | $262,213 | $262,213 | D | 2018-04-03 | 2020-03-13 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $10,559,460 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $193,394 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $193,394 | SubtotalAmt |
| Tax Based On Investment Income | $193,394 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $199,458 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $20,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $219,458 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $26,064 | OverpaymentAmt |
| Applied To ES Tax | $26,064 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NM | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | www.carrollpetrie.org | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Zach Dillenback | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2125305880 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 401 East Palace Avenue | AddressLine1Txt |
| City | Santa Fe | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 875012223 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt |
|---|---|---|---|---|---|---|---|
| Camille Manning | |||||||
| 401 East Palace Ave | Santa Fe | NM | 87501 | Dir/Treasurer | 5.00 | $0 | |
| Carolina Portago | |||||||
| 401 East Palace Ave | Santa Fe | NM | 87501 | Dir/VP/Sec | 5.00 | $0 | |
| Theodora Portago | |||||||
| 401 East Palace Ave | Santa Fe | NM | 87501 | Dir/President | 40.00 | $230,475 | $8,615 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt |
|---|---|---|---|---|---|---|---|
| Zach Dillenback | |||||||
| 401 East Palace Ave | Santa Fe | NM | 87501 | Controller | 40.00 | $111,809 | $7,558 |
| Samantha Ender | |||||||
| 401 East Palace Ave | Santa Fe | NM | 87501 | VP Programs | 40.00 | $166,481 | $12,695 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Monticello Associates | |||||
| 1800 Larimer Street Ste 2100 | Denver | CO | 80202 | Advisory | $300,000 |
| JP Morgan Chase | |||||
| 270 Park Avenue | New York | NY | 10017 | Grants management | $160,000 |
| Milbank LLP | |||||
| 55 Hudson Yards | New York | NY | 10001 | Legal | $286,913 |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $94,146,022 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,114,931 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $215,273,928 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $310,534,881 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $310,534,881 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $4,658,023 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $305,876,858 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $15,293,843 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $15,293,843 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $193,394 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $193,394 | TotalTaxAmt |
| Distributable Before Adj | $15,100,449 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $15,100,449 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $15,100,449 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $14,509,237 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $14,509,237 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $14,509,237 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $15,100,449 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $13,136,043 | UndistributedIncomePYAmt |
| Qualifying Distributions | $14,509,237 | QualifyingDistributionsAmt |
| Applied To Year1 | $13,136,043 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,373,194 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $13,727,255 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (88 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Alamogordo Animal Control Center | |||||||
| 1376 E Ninth Street | Alamogordo | NM | 88310 | N/A | GOV | General support | $10,000 |
| American Rivers | |||||||
| 1101 14th Street NW Ste 1400 | Washington | DC | 20005 | N/A | PC | Protecting Wild Rivers of the Southwest/ general support | $350,000 |
| Amigos Bravos | |||||||
| PO Box 238 | Taos | NM | 87571 | N/A | PC | General support | $75,000 |
| Animal Humane Association NM | |||||||
| 615 Virginia St SE | Albuquerque | NM | 87108 | N/A | PC | General support | $200,000 |
| Animal Legal Defense Fund | |||||||
| 525 East Cotati Ave | Cotati | CA | 94931 | N/A | PC | Criminal Justice and Litigation Programs/general support | $750,000 |
| Animal Protection NM | |||||||
| PO Box 11395 | Albuquerque | NM | 87192 | N/A | PC | General support | $600,000 |
| Animal Services Center Mesilla Vall | |||||||
| 3551 Bataan Memorial West | Las Cruces | NM | 88012 | N/A | GOV | General support | $25,000 |
| Animal Welfare Coalition Northeaste | |||||||
| PO Box 524 | Las Vegas | NM | 87701 | N/A | PC | General support | $25,000 |
| Audubon Southwest | |||||||
| 225 Varick Street | New York | NY | 10014 | N/A | PC | Ribbon of Life Program | $25,000 |
| Aztec Animal Shelter | |||||||
| 825 Sabena Street | Aztec | NM | 87410 | N/A | GOV | General support | $25,000 |
| Best Friends Animal Society | |||||||
| 5001 Angel Canyon Road | Kanab | UT | 84741 | N/A | PC | General support | $28,000 |
| Beyond Pesticides | |||||||
| 701 E Street SE | Washington | DC | 20003 | N/A | PC | Hire and general support | $225,000 |
| Bridging the Worlds | |||||||
| PO Box 9109 | Santa Fe | NM | 87504 | N/A | PC | General support | $25,000 |
| Bro Tracy Animal Welfare | |||||||
| PO Box 404 | Corrales | NM | 87048 | N/A | PC | General support | $5,000 |
| Building Biology Institute | |||||||
| PO Box 8520 | Santa Fe | NM | 87504 | N/A | PC | General support | $10,000 |
| Carnegie Hill Neighbors | |||||||
| 1326 Madison Avenue Garden Level | New York | NY | 10128 | N/A | PC | General support | $25,000 |
| Center for Biological Diversity | |||||||
| PO Box 710 | Tucson | AZ | 85702 | N/A | PC | Greater Southwest & New Mexico Campaigns/ general support | $1,000,000 |
| Center for Food Safety | |||||||
| 660 Pennsylvania Ave Ste 402 | Washington | DC | 200034486 | N/A | PC | Pollinators & Pesticides/ general suppor | $250,000 |
| Central Park Conservancy | |||||||
| 14 East 60th Street | New York | NY | 10022 | N/A | PC | General support | $25,000 |
| Chimp Haven | |||||||
| 13600 Chimpanzee Place | Keithville | LA | 71047 | N/A | PC | General support | $100,000 |
| Colorado Plateau Foundation | |||||||
| 113 E Birch Ave | Flagstaff | AZ | 86001 | N/A | PC | Grantmaking Program/ General support | $125,000 |
| Compassion in World Farming | |||||||
| 820 2nd Ave Unit 7B | New York | NY | 10017 | N/A | PC | General support | $50,000 |
| Conservation Lands Foundation | |||||||
| 835 E 2nd Ave Ste 314 | Durango | CO | 81301 | N/A | PC | Work in New Mexico | $25,000 |
| Conservation Science Partners | |||||||
| 11050 Pioneer Trl Ste 202 | Truckee | CA | 96161 | N/A | PC | General support | $100,000 |
| Conservation Voters NM Education | |||||||
| 121 Sandoval Street | Santa Fe | NM | 87501 | N/A | PC | General support | $25,000 |
| Defenders of Wildlife | |||||||
| 1130 17th St NW | Washington | DC | 20036 | N/A | PC | Wildlife Defense and Restoration Campaign/New Mexico Program/general support | $850,000 |
| Deming Animal Guardians | |||||||
| PO Box 1275 | Deming | NM | 880311275 | N/A | PC | General support | $15,000 |
| Deming-Luna Cnty Humane Society | |||||||
| PO Box 70 | Deming | NM | 88031 | N/A | PC | General support | $25,000 |
| Denkai Animal Sanctuary | |||||||
| 22633 Road 176 | Yellow Jacket | CO | 81335 | N/A | PC | Transport vehicle and general support | $189,000 |
| Dharmahorse | |||||||
| 6874 Coyote Road | Las Cruces | NM | 88012 | N/A | PC | General support | $5,000 |
| Earthjustice | |||||||
| 50 California Street Ste 500 | San Francisco | CA | 94111 | N/A | PC | Southwest Program/ general support | $750,000 |
| Ecology Action | |||||||
| 5798 Ridgewood Rd | Willits | CA | 95490 | N/A | PC | General support | $75,000 |
| End of the Road Ranch | |||||||
| PO Box 370 | Silver City | NM | 88062 | N/A | PC | General support | $5,000 |
| Endangered Species Coalition | |||||||
| PO Box 65195 | Washington | DC | 20035 | N/A | PC | General support | $50,000 |
| Environmental Health Trust | |||||||
| PO Box 50 | Teton Village | WY | 83025 | N/A | PC | General support | $15,000 |
| Equine Spirit Sanctuary | |||||||
| 13 Los Caballos Road | Ranchos de Taos | NM | 875577825 | N/A | PC | General support | $5,000 |
| Espaola Valley Humane Society | |||||||
| 108 Hamm Parkway | Espaola | NM | 87532 | N/A | PC | Hire/ Capital Projects/ general support | $300,000 |
| Farm Sanctuary | |||||||
| PO Box 150 | Watkins Glen | NY | 14891 | N/A | PC | General support | $15,000 |
| Farm to Table | |||||||
| 518 Old Santa Fe Trail | Santa Fe | NM | 87505 | N/A | PC | General support | $15,000 |
| Felines and Friends NM | |||||||
| 369 Montezuma Ave 320 | Santa Fe | NM | 87501 | N/A | PC | General support | $15,000 |
| Food Water Watch | |||||||
| 1616 P Street NW | Washington | DC | 20036 | N/A | PC | New Mexico Organizer & Southwest general support | $450,000 |
| Four Corners Equine Rescue | |||||||
| 22 Road 3334 | Aztec | NM | 87410 | N/A | PC | General support | $25,000 |
| Friends of the Bosque del Apache Nt | |||||||
| PO Box 340 | San Antonio | NM | 87832 | N/A | PC | General support | $25,000 |
| Great Pyrenees Rescue Sanctuary | |||||||
| 11603 Bradshaw Rd | Peyton | CO | 80831 | N/A | PC | General support | $5,000 |
| Heart and Soul Animal Sanctuary | |||||||
| 369 Montezuma Avenue | Santa Fe | NM | 87501 | N/A | PC | General support | $25,000 |
| Humane Society Central Delaware | |||||||
| PO Box 88 | Delhi | NY | 13753 | N/A | PC | General support | $50,000 |
| Humane Society Taos County | |||||||
| 1200 St Francis Lane | Taos | NM | 87571 | N/A | PC | General support | $25,000 |
| Humane Society of the US | |||||||
| 700 Professional Dr | Gaithersburg | MD | 208793418 | N/A | PC | General support | $750,000 |
| Informed Consent Action Network | |||||||
| 2025 Guadalupe Street Ste 260 | Austin | TX | 78705 | N/A | PC | General support | $15,000 |
| Jane's Due Process | |||||||
| PO Box 685137 | Austin | TX | 78768 | N/A | PC | General support | $10,000 |
| Kindred Spirits Animal Sanctuary | |||||||
| 3749 A State Highway 14 | Santa Fe | NM | 87508 | N/A | PC | Hire and general support | $110,000 |
| McKinley Cnty Humane Society NM | |||||||
| PO Box 10 | Gallup | NM | 87301 | N/A | PC | General support | $25,000 |
| Mount Sinai Medical Center | |||||||
| One Gustave Levy Place | New York | NY | 10029 | N/A | PC | Smoking Cessation Program | $15,000 |
| Mustang Camp | |||||||
| PO Box 620 | Blanco | NM | 87412 | N/A | PC | General support | $5,000 |
| National Anti-Vivisection Society | |||||||
| 444 N Wells Street | Chicago | IL | 60654 | N/A | PC | General support | $350,000 |
| National Vaccine Info Center | |||||||
| 21525 Ridgetop Circle Ste 100 | Sterling | VA | 20166 | N/A | PC | General support | $20,000 |
| National Wildlife Federation | |||||||
| 11100 Wildlife Center Drive | Reston | VA | 20190 | N/A | PC | Riparian Corridor Networks in the Southwest | $300,000 |
| NM Acequia Association | |||||||
| 805 Early St Ste 203B | Santa Fe | NM | 87505 | N/A | PC | Hire and general support | $125,000 |
| NM Environmental Law Center | |||||||
| 1405 Luisa Street Ste 5 | Santa Fe | NM | 87505 | N/A | PC | Hires and NMH2O Program/ general support | $425,000 |
| NM Foundation | |||||||
| 8 Calle Medico | Santa Fe | NM | 87505 | N/A | PC | Native American Relief Fund | $25,000 |
| NM Horse Rescue at Walkin N Circles | |||||||
| PO Box 626 | Edgewood | NM | 87015 | N/A | PC | General support | $25,000 |
| NM Wilderness Alliance | |||||||
| 317 Commercial St NE Ste 300 | Albuquerque | NM | 87102 | N/A | PC | General support | $275,000 |
| NM Wildlife Center | |||||||
| 19 Wheat Street | Espaola | NM | 87532 | N/A | PC | Hire/ Wildlife Hospital/ general support | $110,000 |
| Panthera Corporation | |||||||
| 8 West 40th St 18th Fl | New York | NY | 100182218 | N/A | PC | Range-wide puma assessment/ general support | $125,000 |
| Perfect Harmony Animal Rescue Sanct | |||||||
| 636 Palmas St | Chaparral | NM | 88081 | N/A | PC | General support | $1,000 |
| Pesticide Action Network | |||||||
| 2029 University Ave Ste 200 | Berkeley | CA | 94704 | N/A | PC | Hire and general support | $200,000 |
| Physicians Committee for Responsibl | |||||||
| 5100 Wisconsin Ave NW | Washington | DC | 20016 | N/A | PC | Ending animal testing/ general support | $600,000 |
| Raton Humane Society | |||||||
| 1108 South 5th Street | Raton | NM | 87740 | N/A | PC | General support | $5,000 |
| Rivers and Birds Inc | |||||||
| PO Box 819 | Arroyo Seco | NM | 87514 | N/A | PC | General support | $5,000 |
| San Luis Valley Animal Welfare Soci | |||||||
| 76 El Rio Drive | Alamosa | CO | 81101 | N/A | PC | General support | $25,000 |
| Santa Fe Animal Shelter | |||||||
| 100 Caja Del Rio Rd | Santa Fe | NM | 87507 | N/A | PC | Transfer Program/ general support | $50,000 |
| Santa Fe Forest Coalition | |||||||
| PO Box 1943 | Santa Fe | NM | 87504 | N/A | PC | General support | $15,000 |
| Sjogren's Foundation | |||||||
| 10701 Parkridge Blvd Ste 170 | Reston | VA | 20191 | N/A | PC | General support | $35,000 |
| Sky Mountain Wild Horse Sanctuary | |||||||
| PO Box 2946 | Santa Fe | NM | 87504 | N/A | PC | General support | $10,000 |
| Street Cat Hub | |||||||
| PO Box 53207 | Albuquerque | NM | 87153 | N/A | PC | General support | $25,000 |
| Tewa Women United | |||||||
| PO Box 397 | Santa Cruz | NM | 87567 | N/A | PC | General support | $10,000 |
| The Food Depot | |||||||
| 1222A Siler Road | Santa Fe | NM | 87507 | N/A | PC | General support | $15,000 |
| The Horse Shelter | |||||||
| 821 W San Mateo Rd A | Santa Fe | NM | 87505 | N/A | PC | General support | $75,000 |
| The Wilderness Society | |||||||
| 1801 Pennsylvania Ave NW Ste 200 | Washington | DC | 20006 | N/A | PC | General support | $100,000 |
| Trout Unlimited | |||||||
| 1777 North Kent Street Ste 100 | Arlington | VA | 22209 | N/A | PC | Upper Rio Grande Basin Initiative | $150,000 |
| United for Change Center Intnl Dev | |||||||
| 2480 Times Blvd Ste 204-B | Houston | TX | 77005 | N/A | PC | General support | $50,000 |
| Western Environmental Law Center | |||||||
| 120 Shelton McMurphey Blvd Ste 340 | Eugene | OR | 97401 | N/A | PC | General support | $200,000 |
| Wild Earth Society | |||||||
| 329 W Pierpont Ave Ste 300 | Salt Lake City | UT | 84101 | N/A | PC | General support | $150,000 |
| Wild Earth Society | |||||||
| 329 W Pierpont Ave Ste 300 | Salt Lake City | UT | 84101 | N/A | PC | New Mexico Program | $300,000 |
| Wild Spirit Wolf Sanctuary | |||||||
| 378 Candy Kitchen Road | Ramah | NM | 87321 | N/A | PC | Capital projects/ general support | $50,000 |
| WildEarth Guardians | |||||||
| 301 N Guadalupe St Ste 201 | Santa Fe | NM | 87501 | N/A | PC | New Mexico program/ general support | $475,000 |
| Windward Fund | |||||||
| 1201 Connecticut Ave NW Ste 300 | Washington | DC | 20036 | N/A | PC | Water Funder Initiative | $250,000 |
| Xerces Society | |||||||
| 628 NE Broadway Ste 200 | Portland | OR | 97232 | N/A | PC | Pollinators and Pesticides/ New Mexico work/ general support | $1,000,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $13,543,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Animal Protection NM | |||||||
| PO Box 11395 | Albuquerque | NM | 87192 | N/A | PC | General support | $500,000 |
| Denkai Animal Sanctuary | |||||||
| 22633 Road 176 | Yellow Jacket | CO | 81335 | N/A | PC | Transport vehicle and general support | $61,000 |
| Kindred Spirits Animal Sanctuary | |||||||
| 3749 A State Highway 14 | Santa Fe | NM | 87508 | N/A | PC | Hire and general support | $85,000 |
| Wild Earth Society dba Wildlands Ne | |||||||
| 329 W Pierpont Ave Ste 300 | Salt Lake City | UT | 84101 | N/A | PC | New Mexico Program | $250,000 |
| Wild Earth Society dba Wildlands Ne | |||||||
| 329 W Pierpont Ave Ste 300 | Salt Lake City | UT | 84101 | N/A | PC | Lobo Coalition | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $921,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,095 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,346,682 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $174,360 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $10,559,460 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| 965 Dividend | 14 | $55 | ||
| Foreign dividend income | 14 | $909,775 | ||
| Passthrough K-1 income | 14 | $3,581,539 | 525990 | -$48,822 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $125,538 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $16,398,606 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $16,524,144 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | Estate of Carroll Petrie CO Shulte | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Roth Zabel 919 Third Avenue | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $152,304 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | Portfolio America Asset Pool I | NoncashPropertyDesc |
| Fair Market Value | $152,304 | FairMarketValueAmt |
| Received | 2020-08-28 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting and tax compliance | CategoryTxt |
| Amt | $43,986 | Amt |
| Net Investment Income | $10,973 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $31,513 | DisbursementsCharitablePrpsAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (13 entries)
| AssetAssetDesc | How AcquiredHowAcquiredTxt | Gross Sales PriceGrossSalesPriceAmt | Basis MethodBasisMethodTxt | Total NetTotalNetAmt |
|---|---|---|---|---|
| From Sch K-1 Amberbrook VIII LP | Purchase | $9 | Cost | -$9 |
| From Sch K-1 Davidson Kempner Institutional Partners | Purchase | $69 | Cost | $69 |
| From Sch K-1 Lexington Middle Market Investors IV | Purchase | $5,477 | Cost | $5,477 |
| From Sch K-1 The Varde Fund XIII LP | Purchase | $968 | Cost | $968 |
| From Sch K-1 Graham Partners LP | Purchase | $3,732 | Cost | -$3,732 |
| From Sch K-1 Lexington Middle Market Investors IV | Purchase | $191 | Cost | -$191 |
| From Sch K-1 Madison Dearborn Capital Partners VIII-A | Purchase | $244 | Cost | $244 |
| From Sch K-1 Madison Dearborn Capital Partners VIII-B | Purchase | $5 | Cost | $5 |
| From Sch K-1 The Varde Fund XIII LP | Purchase | $95,478 | Cost | $95,478 |
| From Sch K-1 Amberbrook VIII LP | Purchase | $1 | Cost | -$1 |
| From Sch K-1 Lexington Middle Market Investors IV | Purchase | $63,003 | Cost | $63,003 |
| From Sch K-1 The Varde Fund XIII LP | Purchase | $13,049 | Cost | $13,049 |
| 751 Gain on Sale of Lexington Middle Mrkt Invest IV | Cost |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | JPM Limited Duration Bond Fund R6 | BondNm |
| EOY Book Value | $17,608,076 | EOYBookValueAmt |
| EOYFMV | $17,915,348 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (5 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| SPDR S&P 500 ETF Trust | $16,123,643 | $24,098,809 |
| Vanguard Life Str. Growth - CGA Account | $1,775,638 | $2,120,423 |
| Edgewood Growth Fund Institutional | $14,426,667 | $33,254,901 |
| Spyglass Growth Fund Institutional | $5,000,000 | $8,443,683 |
| GMO Emerging Domestic Opp Fund II | $8,296,423 | $9,728,488 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (51 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Amberbrook VIII LP | AT COST | $1,115,395 | $2,217,225 |
| Anchorage Capital Partners Offshore Ltd | AT COST | $6,000,000 | $6,425,462 |
| Arisaig Global Mkts Consumer Fund Ltd | AT COST | $2,500,000 | $4,462,591 |
| Axiom Asia 6 LP | AT COST | ||
| Axiom Asia V LP | AT COST | $1,889,955 | $2,559,454 |
| Bluegrass Equity Fund LP | AT COST | $2,344,821 | $3,275,262 |
| Canyon Distressed Opp Fund II Cayman | AT COST | $1,962,042 | $1,889,910 |
| Canyon Distressed Opp Fund III Cayman | AT COST | $2,278,940 | $2,093,356 |
| CD&R Fund X (Credit) LP | AT COST | $13,590 | $18,369 |
| CD&R Fund X Energy B LP | AT COST | $184,819 | $249,909 |
| CD&R Fund X Waterworks B1 LP | AT COST | $240,400 | $467,781 |
| CD&R Fund X LP | AT COST | $1,136,910 | $1,723,742 |
| CD&R Fund XI LP | AT COST | ||
| Cedar Rock Capital Partners LLC | AT COST | $10,897,181 | $12,513,421 |
| CTF Research Equity (Wellington) | AT COST | $17,404,851 | $21,262,195 |
| Davidson Kempner Institutional Partners | AT COST | $7,070,292 | $7,235,435 |
| David Kempner LT Dist Opp Intl Fund | AT COST | $1,057,737 | $854,734 |
| David Kempner LT Dist Opp Intl Fund AIV | AT COST | $1,614,524 | $1,962,314 |
| David Kempner LT Dist Opp Intl Fund V | AT COST | $12,530 | |
| David Kempner LT Dist Opp Intl AIV-TE | AT COST | $791,811 | $961,153 |
| Farallon Capital Institutional Partners | AT COST | $5,879,791 | $6,496,850 |
| Farallon Equity Partners LP | AT COST | $18,451,920 | $23,570,112 |
| Farallon Special Situations Fund LP | AT COST | $2,532,414 | $2,513,440 |
| Golub Capital Partners International 11 | AT COST | $2,684,584 | $2,675,219 |
| Golub Capital Partners International 12 | AT COST | $2,507,264 | $2,571,808 |
| GQG Partners Emerging Markets Equity Fun | AT COST | $5,178,109 | $8,217,618 |
| GQG Partners International Equity Fund | AT COST | $12,585,068 | $18,522,669 |
| Graham Partners V LP | AT COST | $469,143 | $1,119,298 |
| Green Court Greater China L/S Equity | AT COST | $5,000,000 | $4,762,650 |
| Harbor Spring Cap Partners Offshore Ltd. | AT COST | $5,000,000 | $7,103,011 |
| Highclere International SMID Fund | AT COST | $8,566,371 | $10,597,998 |
| Impala Fund Ltd. | AT COST | $7,000,000 | $8,443,854 |
| Kabouter Intl Opp Offshore Fund II | AT COST | $2,500,000 | $3,466,859 |
| Lexington Middle Market Investors IV LP | AT COST | $1,036,545 | $1,499,958 |
| Madison Dearborn Cap Partners VIII-A LP | AT COST | $366,952 | $602,439 |
| Madison Dearborn Cap Partners VIII-B LP | AT COST | $145,747 | $166,066 |
| MW Eureka Fund | AT COST | $8,000,000 | $10,958,934 |
| Newport Asia Institutional Fund LP | AT COST | $7,428,511 | $11,968,971 |
| Nut Tree Drawdown Offshore Fund LP | AT COST | $2,750,000 | $3,881,830 |
| Nut Tree Offshore Fund Ltd. | AT COST | $5,000,000 | $5,940,939 |
| Owl Rock First Lien Fund (Offshore) LP | AT COST | $3,722,722 | $3,741,196 |
| Portfolio America Asset Pool I LLC | AT COST | $107,920 | $137,563 |
| Redwood Drawdown Offshore Fund II LP | AT COST | $1,600,000 | $2,757,092 |
| Renaissance Instl Diversified Alpha Fund | AT COST | $4,213,808 | $4,476,663 |
| Sageview Capital Partners II (Offshore) | AT COST | $2,509,724 | $4,037,357 |
| Sageview Capital Partners III (B) LP | AT COST | $331,221 | $321,794 |
| Select Equity Offshore Ltd. | AT COST | $9,885,425 | $17,624,686 |
| The Overlook Partners Fund LP | AT COST | $4,241,856 | $5,296,424 |
| The Sanderson International Value Fund | AT COST | $9,893,527 | $11,900,198 |
| The Varde Fund XIII LP | AT COST | $2,734,721 | $2,888,264 |
| VIP IV LP | AT COST | $77,100 | $45,608 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | General governance and counsel | CategoryTxt |
| Legal Fees | $314,894 | LegalFeesAmt |
| Net Investment Income | $139,877 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $175,017 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| Change in CGA reserve liability | $63,159 |
| Difference between book and FMV of donated securities | $29,643 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Bank charges | $616 | $616 | |
| Filing fees - NY | $1,175 | $1,175 | |
| Insurance | $7,457 | $7,078 | $379 |
| IT expenses | $13,364 | $13,026 | $338 |
| Membership and subscriptions | $12,993 | $12,993 | |
| Office expenses | $1,260 | $1,202 | $58 |
| Passthrough K-1 expenses | $2,054,019 | $1,944,711 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 965 Dividend | $55 | $55 |
| Foreign dividend income | $909,775 | $909,775 |
| Passthrough K-1 income | $3,532,717 | $3,580,888 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Charitable gift annuity reserve | Desc |
| BOY Book Value | $1,793,020 | BOYBookValueAmt |
| EOY Book Value | $1,764,061 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Grants management fees | $160,000 | $0 | $0 | $160,000 |
| Investment management fees | $300,000 | $300,000 | $0 | $0 |
| Payroll processing fees | $3,140 | $246 | $0 | $2,894 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Federal excise tax | CategoryTxt |
| Amt | $15,000 | Amt |