RODNEY L WHITE FOUNDATION INC: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- RODNEY L WHITE FOUNDATION INC (EIN 13-6182934)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202143199349101679
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T08:53:13-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4 TIMES SQUARE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136182934 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RODNEY L WHITE FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RODN | BusinessNameControlTxt |
| Phone | 2124556228 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 ROCKEFELLER PLAZA 20TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100202017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHELBY WHITE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2124556228 | PhoneNum |
| Signature | 2021-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | SHELBY | PersonFirstNm |
| Person Last | WHITE | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | PAUL WEIRETER | PreparerPersonNm |
| PTIN | P00140887 | PTIN |
| Phone | 2123721000 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $23,072,399 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $55,696 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $55,696 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $151,864 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $151,864 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $249,612 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,529,505 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $249,612 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $457,172 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $457,172 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $1,813 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,813 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $16,700 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $8,350 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $8,350 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $86,496 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $86,496 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $8,188 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $8,188 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $6,572 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $5,481 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,091 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $119,769 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $108,515 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $11,254 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,120,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,120,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,239,769 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $108,515 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,131,254 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$782,597 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $348,657 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $15,689 | CashBOYAmt |
| Cash EOY | $396,092 | CashEOYAmt |
| Cash EOYFMV | $396,092 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $198,752 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $311,043 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $311,043 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,375,644 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $2,388,745 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $2,436,903 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $5,171,048 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,895,626 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,166,074 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $632,037 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $589,929 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $613,630 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $12,370,270 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $10,373,877 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $12,148,657 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $19,763,440 | TotalAssetsBOYAmt |
| Total Assets EOY | $18,955,312 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $23,072,399 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $6,463 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $387 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $6,463 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $387 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $19,756,977 | CapitalStockBOYAmt |
| Capital Stock EOY | $18,954,925 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $19,756,977 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $18,954,925 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $19,763,440 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $18,955,312 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $19,756,977 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$782,597 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $18,974,380 | SubtotalAmt |
| Other Decreases | $19,455 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $18,954,925 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $2,010,155 | $1,790,525 | $219,630 | $219,630 | |
| PUBLICLY TRADED SECURITIES | $3,516,706 | $3,489,368 | $27,338 | $27,338 | |
| CAPITAL GAINS DIVIDENDS | $2,644 | $2,644 | $2,644 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $249,612 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,846 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,846 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,846 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,642 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $5,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $10,642 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $5,796 | OverpaymentAmt |
| Applied To ES Tax | $5,796 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | THE FOUNDATION | IndividualWithBooksNm |
| Phone | 2124556228 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 ROCKEFELLER PLAZA 20TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100202017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SHELBY WHITE | ||||||||
| 1 ROCKEFELLER PLAZA 20TH FLOOR | NEW YORK | NY | 100202017 | PRESIDENT | 1.00 | $0 | $0 | $0 |
| TRACY WHITE | ||||||||
| 1 ROCKEFELLER PLAZA 20TH FLOOR | NEW YORK | NY | 100202017 | TREAS/SEC'Y | 1.00 | $0 | $0 | $0 |
| LAKSHMAN ACHUTHAN | ||||||||
| 1 ROCKEFELLER PLAZA 20TH FLOOR | NEW YORK | NY | 100202017 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 6076 | AddressLine1Txt |
| City | NEWARK | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 197146076 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $86,496 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NOT APPLICABLE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NOT APPLICABLE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| All Other Program Rltd Invst Tot | $0 | AllOtherProgramRltdInvstTotAmt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $14,632,204 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $346,030 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $5,858,998 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $20,837,232 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $20,837,232 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $312,558 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $20,524,674 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,026,234 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,026,234 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,846 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,846 | TotalTaxAmt |
| Distributable Before Adj | $1,021,388 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,021,388 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,021,388 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,131,254 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,131,254 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,131,254 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,021,388 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $10,163 | ExcessDistributionCyovYr4Amt |
| Total Excess Distribution Cyov | $10,163 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,131,254 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,021,388 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $109,866 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $120,029 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $120,029 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $10,163 | ExcessFromYear4Amt |
| Excess From Current Year | $109,866 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | SHELBY WHITE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (33 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | Address Line2RecipientForeignAddress/AddressLine2Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ACADIA FAMILY CENTER | ||||||||||||
| 1 FERNALD POINT ROAD PO BOX 807 | SOUTHWEST HARBOR | ME | 04679 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $10,000 | |||||
| AMERICAN FRIENDS OF THE LUDWIG FOUNDATION OF CUBA | ||||||||||||
| 3 EAST 69TH STREET | NEW YORK | NY | 10021 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $5,000 | |||||
| BASS HARBOR MEMORIAL LIBRARY | ||||||||||||
| PO BOX 99 | BERNARD | ME | 04612 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $2,000 | |||||
| BIGELOW LABORATORY FOR OCEAN SCIENCES | ||||||||||||
| 60 BIGELOW DRIVE | EAST BOOTHBAY | ME | 04544 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $55,000 | |||||
| CEBU HOPE CENTER INC | ||||||||||||
| NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $5,000 | RED STONE VILLAGE PUROK 5 BARANGAY | SAN JOSE | CEBU CITY | RP | |||||
| CITY AND COUNTRY SCHOOL | ||||||||||||
| 146 WEST 13TH STREET | NEW YORK | NY | 10011 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $205,000 | |||||
| COMMON GOOD SOUP KITCHEN | ||||||||||||
| PO BOX 265 | SOUTHWEST HARBOR | ME | 04679 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $1,000 | |||||
| COMMUNITY FOUNDATION OF ORANGE COUNTY | ||||||||||||
| 25 WOODARD RD | MONROE | NY | 10950 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $2,500 | |||||
| COSI | ||||||||||||
| 333 WEST BROAD STREET | COLUMBUS | OH | 43215 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $5,500 | |||||
| DREAMING OUT LOUD | ||||||||||||
| C/O WEWORK 80 M STREET SE | WASHINGTON | DC | 20003 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $5,000 | |||||
| FAIRLEIGH DICKINSON UNIVERSITY | ||||||||||||
| 1000 RIVER ROAD MAIL CODE T-FH2-06 | TEANECK | NJ | 07666 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $2,500 | |||||
| FAMILY TO FAMILY INC | ||||||||||||
| PO BOX 255 | HASTINGS ON HUDSON | NY | 10706 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $20,000 | |||||
| HAYGROUND SCHOOL | ||||||||||||
| PO BOX 1827 151 MITCHELLS LANE | BRIDGEHAMPTON | NY | 11932 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $100,000 | |||||
| JOYCE THEATER FOUNDATION INC | ||||||||||||
| 175 8TH AVENUE | NEW YORK | NY | 10011 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $2,500 | |||||
| LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE INC | ||||||||||||
| 333 EAST 115TH STREET | NEW YORK | NY | 10029 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $50,000 | |||||
| MARBLE HOUSE PROJECT | ||||||||||||
| 1161 DORSET WEST ROAD | DORSET | VT | 05251 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $2,500 | |||||
| PETRUS FUND OF YONKERS | ||||||||||||
| 204 HAWTHORNE AVENUE | YONKERS | NY | 10705 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $15,000 | |||||
| PUTNEY SCHOOL | ||||||||||||
| ELM LEA FARM 418 HOUGHTON BROOK | PUTNEY | VT | 053468675 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $20,000 | ROAD | ||||
| RDJ REFUGEE SHELTER | ||||||||||||
| 521 WEST 126TH STREET | NEW YORK | NY | 10027 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $10,000 | |||||
| REPRESENT US EDUCATION FUND | ||||||||||||
| PO BOX 60008 | FLORENCE | MA | 01062 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $80,000 | |||||
| RESOURCES FOR THE BLIND INTERNATIONAL INC | ||||||||||||
| 516 NOBSCOT RD | KNOXVILLE | TN | 37919 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $5,000 | |||||
| ROOM TO GROW NATIONAL INC | ||||||||||||
| 7 WEST 30TH STREET 3RD FLOOR | NEW YORK | NY | 10001 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $50,000 | |||||
| SAFE PASSAGE PROJECT CORPORATION | ||||||||||||
| NEW YORK LAW SCHOOL 185 WEST | NEW YORK | NY | 10013 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $100,000 | BROADWAY | ||||
| SMALL CHAMPIONS | ||||||||||||
| PO BOX 4691 | VAIL | CO | 81658 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $2,500 | |||||
| SOUTHWEST HARBOR LIBRARY | ||||||||||||
| PO BOX 157 338 MAIN STREET | SOUTHWEST HARBOR | ME | 046790157 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $4,500 | |||||
| ST LUKE'S WOOD RIVER FOUNDATION | ||||||||||||
| PO BOX 7005 | KETCHUM | ID | 83340 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $250,000 | |||||
| STONE RIDGE LIBRARY FOUNDATION | ||||||||||||
| PO BOX 188 3700 MAIN STREET | STONE RIDGE | NY | 12484 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $2,000 | |||||
| THIRD STREET MUSIC SCHOOL SETTLEMENT | ||||||||||||
| 235 EAST 11TH STREET | NEW YORK | NY | 10003 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $20,000 | |||||
| UC SANTA CRUZ FOUNDATION | ||||||||||||
| PBSCI DEANS OFFICE 1156 HIGH STREET | SANTA CRUZ | CA | 95064 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $60,000 | |||||
| WAKE FOREST BAPTIST CHURCH | ||||||||||||
| 118 E SOUTH AVENUE | WAKE FOREST | NC | 27587 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $2,500 | |||||
| WILD EARTH | ||||||||||||
| 2307 LUCAS TURNPIKE | HIGH FALLS | NY | 12440 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $5,000 | |||||
| XAVIER MISSION | ||||||||||||
| 55 WEST 15TH STREET | NEW YORK | NY | 10011 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $10,000 | |||||
| YOUTH COMMUNICATION NEW YORK CENTER INC | ||||||||||||
| 242 WEST 38TH STREET 6TH FLOOR | NEW YORK | NY | 10018 | NONE | PC | A GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE | $10,000 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,120,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $55,696 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $151,864 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $249,612 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $457,172 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $457,172 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $16,700 | Amt |
| Net Investment Income | $8,350 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $8,350 | DisbursementsCharitablePrpsAmt |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NOT APPLICABLE | Desc |
| Amt | $0 | Amt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (60 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALTRIA GROUP INC 2.95% 5/2/23 | $9,893 | $10,538 |
| AMERICAN HONDA FINANCE 1.65% 7/12/21 | $9,748 | $10,072 |
| AMERIPRISE FINANCIAL INC 2.875% 9/15/26 | $5,022 | $5,526 |
| AMERN EXPRESS CO 2.5% 8/1/22 | $9,835 | $10,318 |
| ANHEUSER-BUSCH COS LLC NOTES FIXED 3.65% 2/1/26 | $5,041 | $5,649 |
| APPLE INC 2.4% 5/2/23 | $4,936 | $5,245 |
| BAKER HUGHES LLC/CO-OBL 2.773% 12/15/22 | $10,095 | $10,444 |
| BALTIMORE GAS & ELECTRIC 2.4% 08/15/26 | $5,412 | $5,408 |
| BANK OF MONTREAL MTN 1.9% 8/27/21 | $9,792 | $10,111 |
| BB&T CORPORATION MTN 2.85% 10/26/24 | $9,864 | $10,820 |
| BK OF NOVA SCOTIA 3.4% 2/11/24 | $10,266 | $10,881 |
| BK OF NY MELLON CORP 5/16/23 | $9,885 | $10,305 |
| BNP PARIBAS 5% 1/15/21 | $10,009 | $10,013 |
| BOEING CO 2.3% 8/1/21 | $10,000 | $10,092 |
| BP CAP MARKETS AMER 3.224% 4/14/24 | $10,067 | $10,813 |
| BROOKFIELD ASSET MAN INC 4% 1/15/25 | $10,449 | $11,149 |
| CANADIAN IMPERIAL BK 3.5% 9/13/23 | $10,146 | $10,856 |
| CARMAX AUTO OWNER TR 2018-1 2.48% 11/15/22 | $7,332 | $7,367 |
| CARMAX AUTO OWNER TR 2019-2 2.77% 12/16/23 | $41,469 | $42,074 |
| CITIGROUP INC 3.3% 4/27/25 | $2,986 | $3,326 |
| CITIGROUP INC 4/24/25 | $10,110 | $10,870 |
| COLUMBIA PIPELINE GROUP 4.5% 06/01/25 | $10,819 | $11,498 |
| COMCAST CORP 3.15% 3/1/26 | $10,260 | $11,164 |
| COMERICA INC 3.7% 7/31/23 | $5,144 | $5,394 |
| COOPERATIEVE RABOBANK UA 3.875% 2/8/22 | $5,051 | $5,199 |
| DRIVE AUTO RECEIVABLES TR 3.63% 8/15/24 | $579 | $575 |
| DUKE ENERGY PROGRESS LLC 2.8% 5/15/22 | $10,005 | $10,276 |
| ERP OPER LP 3.25% 08/01/27 | $11,182 | $11,169 |
| GILEAD SCIENCES INC 3.7% 4/1/24 | $10,184 | $10,898 |
| GLAXOSMITHKLINE CAP INC 3.375% 5/15/23 | $10,111 | $10,729 |
| GOLDMAN SACHS GROUP INC 4% 3/3/24 | $10,145 | $11,048 |
| GOLDMAN SACHS GROUP INC 3.5% 11/16/26 | $11,168 | $11,226 |
| INVESCO FIN PLC 4% 1/30/24 | $10,148 | $10,975 |
| JOHN DEERE CAP CORP 2.75% 3/8/22 | $4,998 | $5,149 |
| MEAD JOHNSON NUTRITION 4.125% 11/15/25 | $10,666 | $11,536 |
| METLIFE INC 4.368% 9/15/23 | $10,367 | $11,077 |
| MITSUBISHI UFJ FIN GRP 2.998% 2/22/22 | $9,975 | $10,299 |
| MITSUBISHI UFJ FIN GRP 3.677% 02/22/27 | $5,709 | $5,714 |
| MORGAN STANLEY 4% 7/23/25 | $5,079 | $5,723 |
| MORGAN STANLEY 04/28/26 | $10,533 | $10,560 |
| ORACLE CORP 2.4% 9/15/23 | $9,804 | $10,514 |
| ORIX CORP 4.05% 01/16/24 | $10,951 | $10,954 |
| PHILIP MORRIS INTL INC 2.125% 5/10/23 | $9,721 | $10,389 |
| PINNACLE WEST CAP 1.3% 06/15/25 | $8,119 | $8,125 |
| PNC FINL SERVICES 3.3% 3/8/22 | $10,059 | $10,329 |
| PRUDENTIAL FINL INC 1.5% 03/10/26 | $10,142 | $10,373 |
| SANTANDER DRIVE AUTO RECEIVABLES TR 2.76% 12/15/22 | $5,488 | $5,506 |
| SIMON PROPERTY GROUP LP 3.375% 10/1/24 | $10,100 | $10,872 |
| ST STR CORP 3.55% 8/18/25 | $10,428 | $11,350 |
| SUMITOMO MITSUI FINL GRP 3.102% 1/17/23 | $9,962 | $10,550 |
| TD AMERITRADE HOLDING CO 2.95% 4/1/22 | $5,008 | $5,145 |
| TORONTO-DOMINION BANK MTN 2.65% 6/12/24 | $5,032 | $5,357 |
| TOTAL CAP INTL SA 2.7% 1/25/34 | $9,945 | $10,484 |
| TRANSCANADA PIPELINES 2.5% 8/1/22 | $4,927 | $5,167 |
| TRUIST BK 8/2/22 | $10,055 | $10,181 |
| UNITEDHEALTH GROUP INC 3.35% 7/15/22 | $10,087 | $10,479 |
| WELLS FARGO & CO 10/30/25 | $5,000 | $5,286 |
| WELLS FARGO & COMPANY 3.069% 1/24/23 | $9,967 | $10,285 |
| WESTPAC BNKG CORP 2.35% 2/19/25 | $5,368 | $5,020 |
| WORLD FINL NETWORK CR CARD MASTER 3.07% 12/16/24 | $55,286 | $55,178 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (189 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 601 SHRS AAC TECHNOLOGIES H-UNSPON AD | $9,112 | $3,293 |
| 413 SHS OF ACCENTURE PLC-CL A | $70,435 | $107,880 |
| 241 SHS OF ACI WORLDWIDE INC | $5,230 | $9,262 |
| 1452 SHS OF ADYEN NV-UNSPON ADR | $53,995 | $67,373 |
| 2920 SHS OF AIA GROUP LTD-SP ADR | $107,857 | $143,460 |
| 1163 SHS OF ALCON INC | $65,065 | $76,735 |
| 188 SHS OF ALEXION PHARMACEUTICALS INC | $23,607 | $29,373 |
| 74 SHS OF ALIBABA GROUP HOLDING-SP ADR | $12,773 | $17,222 |
| 330 SHS OF ALIBABA GROUP HOLDING-SP ADR | $60,893 | $76,801 |
| 190 SHS OF ALNYLAM PHARMACEUTICALS INC | $21,860 | $24,694 |
| 59 SHS OF ALPHABET INC-CL A | $65,496 | $103,406 |
| 26 SHS OF ALPHABET INC-CL A | $28,186 | $45,569 |
| 25 SHS OF ALPHABET INC-CL C | $26,884 | $43,797 |
| 1158 SHS OF AMADEUS IT GROUP-UNSP ADR | $77,003 | $87,012 |
| 53 SHS OF AMAZON.COM INC | $65,724 | $172,617 |
| 35 SHS OF AMAZON.COM INC | $43,952 | $113,993 |
| 253 SHS OF AMERICAN EXPRESS CO | $21,984 | $30,590 |
| 170 SHS OF AMERICAN TOWER CORP | $23,773 | $38,158 |
| 139 SHS OF ANALOG DEVICES INC | $13,092 | $20,534 |
| 1011 SHS OF ANHEUSER-BUSCH INBEV-SPN ADR | $53,767 | $70,679 |
| 486 SHS OF ANHUI CONCH CEMENT-H-UNS ADR | $13,372 | $15,056 |
| 243 SHS OF AON PLC-CLASS A | $47,692 | $51,339 |
| 1052 SHS OF APPLE INC | $45,533 | $139,590 |
| 4917 SHS OF ASE TECHNOLOGY HOLDING CO LTD-ADR | $23,174 | $28,715 |
| 261 SHS OF ASM PACIFIC TECHNOL-UNSP ADR | $9,123 | $10,296 |
| 264 SHS OF ASML HOLDING NV-NY REG SHS | $56,081 | $128,758 |
| 1314 SHS OF ASTRA INTERNATIONAL-UNSP ADR | $16,118 | $11,202 |
| 1453 SHS OF ATLAS COPCO AB-SPONS ADR A | $53,670 | $74,219 |
| 287 SHS OF AUTODESK INC | $32,180 | $87,633 |
| 67 SHS OF AUTOMATIC DATA PROCESSING | $7,795 | $11,805 |
| 72 SHS OF BAIDU INC - SPON ADR | $11,830 | $15,569 |
| 1078 SHS OF BAKER HUGHES CO | $29,592 | $22,476 |
| 171 SHS OF BANK CENTRAL ASIA-UNSPON ADR | $8,097 | $10,833 |
| 2137 SHS OF BANK MANDIRI TBK-UNSPON ADR | $20,291 | $19,019 |
| 2079 SHS OF BANK OF AMERICA CORP | $61,465 | $63,014 |
| 1095 SHS OF BANK RAKYAT INDONESIA-UN ADR | $12,997 | $16,107 |
| 558 SHS OF BDO UNIBANK INC | $15,867 | $12,410 |
| 1165 SHS OF BGC PARTNERS INC-CL A | $7,808 | $4,660 |
| 306 SHS OF BOEING CO/THE | $49,100 | $65,502 |
| 270 SHS OF BRISTOL-MYERS SQUIBB CO | $14,422 | $16,748 |
| 35 SHS OF BROADCOM INC | $8,109 | $15,325 |
| 117 SHS OF BWX TECHNOLOGIES INC | $5,824 | $7,053 |
| 44 SHS OF CALAVO GROWERS INC | $3,698 | $3,055 |
| 332 SHS OF CANADIAN PACIFIC RAILWAY LTD | $69,831 | $115,101 |
| 632 SHS OF CARGURUS INC | $24,324 | $20,053 |
| 258 SHS OF CARMAX INC | $13,152 | $24,371 |
| 114 SHS OF CARRIER GLOBAL CORPORATION | $2,672 | $4,300 |
| 111 SHS OF CATERPILLAR INC | $15,458 | $20,204 |
| 355 SHS OF CBIZ INC | $5,812 | $9,447 |
| 344 SHS OF CERNER CORP | $22,346 | $26,997 |
| 442 SHS OF CHANGE HEALTHCARE INC | $5,509 | $8,243 |
| 1455 SHS OF CHENIERE ENERGY INC | $77,424 | $87,344 |
| 899 SHS OF CHINA CONSTRUCT-UNSPON ADR | $14,694 | $13,503 |
| 43 SHS OF CHINA GAS HLDGS LTD-ADR | $3,182 | $4,237 |
| 417 SHS OF CHINA MERCHANTS BANK-UNS ADR | $9,223 | $13,041 |
| 146 SHS OF CHINA MOBILE LTD-SPON ADR | $5,312 | $4,167 |
| 970 SHS OF CHINA SHENHUA-UNSPON ADR | $8,700 | $7,246 |
| 173 SHS OF CIRCOR INTERNATIONAL INC | $6,492 | $6,650 |
| 621 SHS OF CISCO SYSTEMS INC | $24,236 | $27,790 |
| 45 SHS OF CNOOC LTD-SPON ADR | $6,759 | $4,124 |
| 220 SHS OF COLFAX CORP | $6,150 | $8,413 |
| 290 SHS OF COLGATE-PALMOLIVE CO | $19,673 | $24,798 |
| 227 SHS OF COLUMBIA BANKING SYSTEM INC | $8,865 | $8,149 |
| 425 SHS OF COMCAST CORP-CLASS A | $15,665 | $22,270 |
| 135 SHS OF COMMUNITY HEALTHCARE TRUST I | $3,223 | $6,360 |
| 235 SHS OF CROWN CASTLE INTL CORP | $38,363 | $37,410 |
| 1089 SHS OF CSL LTD-SPONSORED ADR | $78,393 | $119,953 |
| 137 SHS OF DANAHER CORP | $13,618 | $30,433 |
| 1937 SHS OF DANONE-SPONS ADR | $29,134 | $25,375 |
| 230 SHS OF DEERE & CO | $35,586 | $61,882 |
| 78 SHS OF DIAGEO PLC-SPONSORED ADR | $11,216 | $12,387 |
| 1182 SHS OF DSV PANALPINA A S - UNSP ADR | $48,076 | $99,312 |
| 100 SHS OF ENN ENERGY HOLDINGS-UNSP ADR | $2,991 | $5,888 |
| 40 SHS OF ESCO TECHNOLOGIES INC | $3,244 | $4,129 |
| 402 SHS OF EXPEDITORS INTL WASH INC | $25,600 | $38,234 |
| 2802 SHS OF EXPERIAN PLC-SPONS ADR | $73,646 | $106,364 |
| 431 SHS OF FACEBOOK INC-CLASS A | $78,006 | $117,732 |
| 340 SHS OF FACEBOOK INC-CLASS A | $62,427 | $92,874 |
| 73 SHS OF FACTSET RESEARCH SYSTEMS INC | $14,249 | $24,273 |
| 206 SHS OF FB FINANCIAL CORP | $6,912 | $7,154 |
| 263 SHS OF FERRARI NV | $38,372 | $60,364 |
| 230 SHS OF FIRST MERCHANTS CORP | $8,376 | $8,604 |
| 1102 SHS OF FOX CORP - CLASS B | $38,875 | $31,826 |
| 150 SHS OF GENERAL DYNAMICS CORP | $18,908 | $22,323 |
| 193 SHS OF GOLDMAN SACHS GROUP INC | $44,027 | $50,896 |
| 202 SHS OF HDFC BANK LTD-ADR | $10,268 | $14,597 |
| 1631 SHS OF HDFC BANK LTD-ADR | $82,398 | $117,856 |
| 373 SHS OF HENGAN INTL GROUP CO LTD ADR | $14,784 | $13,135 |
| 547 SHS OF HOSTESS BRANDS INC | $7,272 | $8,008 |
| 71 SHS OF HOWARD HUGHES CORP/THE | $7,718 | $5,604 |
| 1277 SHS OF ICICI BANK LTD-SPON ADR | $13,196 | $18,976 |
| 207 SHS OF ICON PLC | $31,268 | $40,361 |
| 90 SHS OF ILLUMINA INC | $26,773 | $33,300 |
| 1971 SHS OF INFOSYS LTD-SP ADR | $16,725 | $33,408 |
| 64 SHS OF INTUIT INC | $7,351 | $24,310 |
| 27 SHS OF INTUITIVE SURGICAL INC | $13,797 | $22,089 |
| 113 SHS OF J2 GLOBAL INC | $8,715 | $11,039 |
| 532 SHS OF JPMORGAN CHASE & CO | $57,186 | $67,601 |
| 98 SHS OF KAMAN CORP | $5,364 | $5,599 |
| 402 SHS OF KAR AUCTION SERVICES INC | $8,537 | $7,481 |
| 630 SHS OF KASIKORNBANK PCL-UNSPON ADR | $15,113 | $9,463 |
| 2969 SHS OF KAZ MINERALS PLC-UNSP ADR | $9,062 | $13,064 |
| 415 SHS OF KB FINANCIAL GROUP INC-ADR | $22,124 | $16,434 |
| 91 SHS OF KLA CORPORATION COM NEW | $11,809 | $23,561 |
| 1138 SHS OF LENNAR CORP-A | $60,411 | $86,750 |
| 1272 SHS OF LIBERTY MEDIA CORP-LIBERTY-C | $35,077 | $54,187 |
| 80 SHS OF LIGAND PHARMACEUTICALS | $9,884 | $7,956 |
| 28 SHS OF LITHIA MOTORS INC-CL A | $3,133 | $8,195 |
| 61 SHS OF LOCKHEED MARTIN CORP | $23,092 | $21,654 |
| 1220 SHS OF LONZA GROUP AG-UNSPON ADR | $74,578 | $78,178 |
| 259 SHS OF LULULEMON ATHLETICA INC | $50,126 | $90,140 |
| 936 SHS OF LVMH MOET HENNESSY-UNSP ADR | $65,540 | $116,747 |
| 208 SHS OF LYONDELLBASELL INDU-CL A | $15,448 | $19,065 |
| 237 SHS OF MEDICAL PROPERTIES TRUST INC | $2,919 | $5,164 |
| 102 SHS OF MERCADOLIBRE INC | $78,065 | $170,872 |
| 62 SHS OF METTLER-TOLEDO INTERNATIONAL | $40,498 | $70,660 |
| 277 SHS OF MICROSOFT CORP | $34,686 | $61,610 |
| 321 SHS OF MICROSOFT CORP | $28,575 | $71,397 |
| 608 SHS OF MONSTER BEVERAGE CORP | $38,699 | $56,228 |
| 1290 SHS OF MORGAN STANLEY | $62,339 | $88,404 |
| 671 SHS OF NESTLE SA-SPONS ADR | $62,457 | $79,044 |
| 77 SHS OF NETEASE INC-ADR | $3,301 | $7,374 |
| 20 SHS OF NEW ORIENTAL EDUCATIO-SP ADR | $1,510 | $3,716 |
| 349 SHS OF NEWMARK GROUP INC -CLASS A | $2,893 | $2,544 |
| 83 SHS OF NEXSTAR MEDIA GROUP INC-CL A | $7,632 | $9,063 |
| 568 SHS OF NOVARTIS AG-SPONSORED ADR | $48,006 | $53,636 |
| 211 SHS OF NOVO-NORDISK A/S-SPONS ADR | $10,611 | $14,738 |
| 146 SHS OF NVIDIA CORP | $21,707 | $76,241 |
| 985 SHS OF ORACLE CORP | $47,596 | $63,720 |
| 50 SHS OF OSI SYSTEMS INC | $3,794 | $4,661 |
| 57 SHS OF OTIS WORLDWIDE CORPORATION | $3,736 | $3,850 |
| 87 SHS OF OXFORD INDUSTRIES INC | $6,303 | $5,699 |
| 273 SHS OF PACIFIC PREMIER BANCORP INC | $8,915 | $8,553 |
| 386 SHS OF PACWEST BANCORP | $12,457 | $9,804 |
| 1496 SHS OF PERNOD RICARD SA UNSPON ADR | $50,887 | $57,372 |
| 257 SHS OF PHYSICIANS REALTY TRUST | $5,016 | $4,575 |
| 1182 SHS OF PING AN INSURANCE-ADR | $25,662 | $28,959 |
| 275 SHS OF POLARIS INC | $32,481 | $26,202 |
| 105 SHS OF PQ GROUP HOLDINGS INC | $1,451 | $1,497 |
| 63 SHS OF PROVIDENCE SERVICE CORP | $3,988 | $8,734 |
| 295 SHS OF QUALCOMM INC | $19,336 | $44,940 |
| 290 SHS OF RATTLER MIDSTREAM LP | $5,085 | $2,749 |
| 114 SHS OF RAYTHEON TECHNOLOGIES CORP | $7,886 | $8,152 |
| 85 SHS OF REGENERON PHARMACEUTICALS | $28,853 | $41,064 |
| 473 SHS OF RESMED INC | $54,503 | $100,541 |
| 941 SHS OF ROCHE HOLDINGS LTD-SPONS ADR | $35,166 | $41,253 |
| 278 SHS OF SALESFORCE.COM INC | $42,206 | $61,863 |
| 841 SHS OF SCHLUMBERGER LTD | $41,337 | $18,359 |
| 421 SHS OF SEI INVESTMENTS COMPANY | $30,615 | $24,195 |
| 451 SHS OF SHINHAN FINANCIAL GROUP-ADR | $17,888 | $13,422 |
| 75 SHS OF SHOPIFY INC - CLASS A | $8,839 | $84,896 |
| 2554 SHS OF SIKA AG-BR-ADR | $49,511 | $69,545 |
| 238 SHS OF SILGAN HOLDINGS INC | $6,830 | $8,825 |
| 178 SHS OF SILICON MOTION TECHNOL-ADR | $6,976 | $8,571 |
| 369 SHS OF SILICON MOTION TECHNOL-ADR | $16,821 | $17,767 |
| 702 SHS OF SINOPHARM GROUP CO-UNSP ADR | $9,043 | $8,396 |
| 1674 SHS OF SMITH & NEPHEW PLC -SPON ADR | $71,372 | $70,593 |
| 29 SHS OF SPECTRUM BRANDS HOLDINGS INC COM | $2,179 | $2,290 |
| 393 SHS OF STARBUCKS CORP | $26,094 | $42,043 |
| 432 SHS OF STARWOOD PROPERTY TRUST INC | $6,142 | $8,338 |
| 366 SHS OF STATE STREET CORP | $19,982 | $26,637 |
| 361 SHS OF STERIS PLC | $45,261 | $68,424 |
| 481 SHS OF SYNCHRONY FINANCIAL | $13,603 | $16,696 |
| 416 SHS OF TAIWAN SEMICONDUCTOR-SP ADR | $17,349 | $45,361 |
| 1535 SHS OF TAIWAN SEMICONDUCTOR-SP ADR | $72,019 | $167,376 |
| 242 SHS OF TECHTRONIC INDUSTRIES-SP ADR | $12,858 | $17,269 |
| 2 SHS OF TELEDYNE TECHNOLOGIES INC | $365 | $784 |
| 531 SHS OF TELKOM INDONESIA PERSERO-ADR | $14,631 | $12,489 |
| 395 SHS OF TENCENT HOLDINGS LTD-UNS ADR | $21,922 | $28,397 |
| 1076 SHS OF TENCENT HOLDINGS LTD-UNS ADR | $49,881 | $77,354 |
| 641 SHS OF TENCENT MUSIC ENTERTAINM-ADR | $10,083 | $12,333 |
| 151 SHS OF TRINITY INDUSTRIES INC | $3,234 | $3,985 |
| 233 SHS OF TRIP.COM GROUP LTD-ADR | $7,085 | $7,859 |
| 182 SHS OF UNION PACIFIC CORP | $24,710 | $37,896 |
| 160 SHS OF UNITEDHEALTH GROUP INC | $41,074 | $56,109 |
| 127 SHS OF VERINT SYSTEMS INC | $6,818 | $8,532 |
| 72 SHS OF VERRA MOBILITY CORP | $712 | $966 |
| 199 SHS OF VIPER ENERGY PARTNERS LP | $5,686 | $2,312 |
| 113 SHS OF VISA INC-CLASS A SHARES | $13,143 | $24,716 |
| 436 SHS OF VISA INC-CLASS A SHARES | $51,653 | $95,366 |
| 187 SHS OF WALT DISNEY CO/THE | $17,289 | $33,881 |
| 319 SHS OF WALT DISNEY CO/THE | $40,217 | $57,796 |
| 262 SHS OF WEIBO CORP-SPON ADR | $12,827 | $10,739 |
| 792 SHS OF WEICHAI POWER CO-UNSP ADR | $7,520 | $12,561 |
| 704 SHS OF WELLS FARGO & CO | $17,695 | $21,247 |
| 340 SHS OF WORKDAY INC-CLASS A | $44,179 | $81,467 |
| 97 SHS OF WORKDAY INC-CLASS A | $13,736 | $23,242 |
| 264 SHS OF YUM CHINA HOLDINGS INC | $11,223 | $15,072 |
| 196 SHS OF YUM] BRANDS INC | $16,009 | $21,278 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $2,388,745 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $2,436,903 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (20 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| HEALTH CARE SELECT SECTOR | AT COST | $249,873 | $270,554 |
| ISHARES COHEN & STEERS REIT | AT COST | $496,113 | $531,688 |
| ISHARES MSCI INDIA ETF | AT COST | $498,645 | $561,873 |
| JPM EQ INC FD - CL I | AT COST | $810,868 | $816,675 |
| OAKMARK INTERNATIONAL-IN | AT COST | $1,000,000 | $1,023,969 |
| PEG GLOBAL PRIVATE EQUITY IX | AT COST | $88,398 | $88,398 |
| PEG GLOBAL PRIVATE EQUITY VIII | AT COST | $253,236 | $262,102 |
| SCHWAB U.S. TIPS ETF | AT COST | $493,263 | $558,099 |
| SPDR GOLD SHARES | AT COST | $249,292 | $349,586 |
| ULYSSES OFFSHORE FUND LTD. | AT COST | $5,000,000 | $6,216,969 |
| VANGUARD 500 INDEX STOCK FUND | AT COST | $42,721 | $110,869 |
| VANGUARD EMERGING MKTS STK IDX | AT COST | $13,348 | $16,712 |
| VANGUARD ENERGY INDEX FUND | AT COST | $24,769 | $14,614 |
| VANGUARD EUROPEAN STOCK INDEX FUND | AT COST | $35,083 | $42,796 |
| VANGUARD FINANCIALS ETF | AT COST | $249,944 | $237,491 |
| VANGUARD FTSE EMERGING MARKE | AT COST | $499,153 | $528,159 |
| VANGUARD LONG TERM TREASURY FUND INVESTOR | AT COST | $45,490 | $49,103 |
| VANGUARD MID-CAP ETF | AT COST | $249,828 | $341,171 |
| VANGUARD PACIFIC STOCK INDEX | AT COST | $26,535 | $37,968 |
| VANGUARD VALUE INDEX FUND | AT COST | $47,318 | $89,861 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $1,813 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,813 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PRIOR PERIOD ADJUSTMENT | Desc |
| Amt | $19,455 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADR FEES | $2,671 | $2,671 | $0 |
| BANK FEES | $2,810 | $2,810 | $0 |
| NYS DEPT OF LAW | $750 | $0 | $750 |
| SOFTWARE FEE | $341 | $0 | $341 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO BROKER | Desc |
| BOY Book Value | $6,463 | BOYBookValueAmt |
| EOY Book Value | $387 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ADVISORY FEES | CategoryTxt |
| Amt | $86,496 | Amt |
| Net Investment Income | $86,496 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX | CategoryTxt |
| Amt | $8,188 | Amt |
| Net Investment Income | $8,188 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |