ROBERT AND ARDIS JAMES FOUNDATION INC: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- ROBERT AND ARDIS JAMES FOUNDATION INC (EIN 46-3298762)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-16
- IRS object ID
- 202143209349101119
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- General Explanation Attachment
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-16T13:57:00-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
| Disaster Relief | New York-Hurricane Ida | DisasterReliefTxt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 463298762 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Robert and Ardis James Foundation Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | ROBE | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Catherine Paglia | PersonNm |
| Person Title | Secretary | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2021-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Catherine | PersonFirstNm |
| Person Last | Paglia | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $230,081,191 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $76,234 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $76,234 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $640,959 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $640,959 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $7,480,760 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $17,158,129 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $7,044,935 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $3,760,678 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,794,780 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $11,958,631 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $11,556,908 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $577,092 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $372,092 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $205,000 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $1,637 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $1,637 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $721,579 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,491 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $4,377,701 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $4,039,270 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $194,969 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $5,678,009 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $4,419,490 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $399,969 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $21,054,461 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $21,054,461 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $26,732,470 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $4,419,490 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $21,454,430 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$14,773,839 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $7,137,418 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $59,330,977 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $9,415,354 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $9,415,354 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $28,392 | AcctRcvblAmt |
| Acct Rcvbl EOY | $28,392 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $28,392 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $20,766,752 | CorporateStockBOYAmt |
| Corporate Stock EOY | $40,088,449 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $47,679,312 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $118,255,083 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $134,046,778 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $172,958,133 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $198,352,812 | TotalAssetsBOYAmt |
| Total Assets EOY | $183,578,973 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $230,081,191 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $198,352,812 | RetainedEarningBOYAmt |
| Retained Earning EOY | $183,578,973 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $198,352,812 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $183,578,973 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $198,352,812 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $183,578,973 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $198,352,812 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$14,773,839 | ExcessRevenueOverExpensesAmt |
| Subtotal | $183,578,973 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $183,578,973 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (11 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly-traded Securities | $9,387,153 | $9,456,040 | -$68,887 | -$68,887 | |||
| Passthrough K1 Capital Gain/(Loss) | $5,350,365 | ||||||
| ADYEN BV | $3,279 | -$3,279 | -$3,279 | P | 2008-01-25 | 2020-01-01 | |
| GCM OFFSHORE EQUITY PARTNERS LP | $2,839,228 | $3,000,000 | -$160,772 | -$160,772 | P | 2018-08-01 | 2020-07-01 |
| PERSHING SQUARE INTL LTD CLASS C SERIES 1 E | $4,103,004 | $2,061,369 | $2,041,635 | $2,041,635 | P | 2020-01-31 | |
| RAGING CAPITAL OFFSHORE FUND LTD | $456,736 | $600,450 | -$143,714 | -$143,714 | P | 2017-06-01 | 2020-05-18 |
| RAGING CAPITAL OFFSHORE FUND LTD | $142,001 | $200,005 | -$58,004 | -$58,004 | P | 2017-06-01 | 2020-07-15 |
| RAGING CAPITAL OFFSHORE FUND LTD | $94,713 | $125,495 | -$30,782 | -$30,782 | P | 2017-06-01 | 2020-10-15 |
| SIRE SPV OFFSHORE LTD | $20,679 | $16,921 | $3,758 | $3,758 | P | 2017-02-01 | 2020-12-01 |
| DIST IN EXCESS OF BASIS - STRAT PTRS OFFSHORE FUND VI LP | $78,391 | $78,391 | $78,391 | ||||
| DIST IN EXCESS OF BASIS - SEAVEST PROPERTIES III LLC | $36,224 | $36,224 | $36,224 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $7,044,935 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $99,210 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $99,210 | SubtotalAmt |
| Tax Based On Investment Income | $99,210 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $709,604 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Total Payments And Credits | $709,604 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $610,394 | OverpaymentAmt |
| Applied To ES Tax | $100,000 | AppliedToESTaxAmt |
| Refund | $510,394 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (true) | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | Yes (true) | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Ralph James | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $0 | $0 | $0 |
| Robert James | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Pres | 10.0 | $0 | $0 | $0 |
| Catherine James Paglia | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Sec, Treas | 10.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Dyson Capital Advisors LLC | |||||
| 201 North Union St Suite 300 | Alexandria | VA | 22314 | Investment Mgmt | $296,156 |
| Enterprise Asset Management Inc | |||||
| 521 Fifth Avenue Suite 1804 | New York | NY | 10175 | Admin & Investment | $270,000 |
| Foundation Source | |||||
| 55 Walls Drive | Fairfield | CT | 06824 | Administrative | $194,269 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $36,895,943 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $29,702,748 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $166,808,522 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $233,407,213 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $233,407,213 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,501,108 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $229,906,105 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $11,495,305 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $11,495,305 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $99,210 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $66,635 | IncomeTaxAmt |
| Total Tax | $165,845 | TotalTaxAmt |
| Distributable Before Adj | $11,329,460 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $11,329,460 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $11,329,460 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $21,454,430 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $21,454,430 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $21,454,430 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $11,329,460 | DistributableAsAdjustedAmt |
| Prior Year1 | 2018 | PriorYear1Yr |
| Prior Year2 | 2017 | PriorYear2Yr |
| Prior Year3 | 2016 | PriorYear3Yr |
| Excess Distribution Cyov Yr3 | $933,920 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,411,863 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $6,371,702 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $8,717,485 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $21,454,430 | QualifyingDistributionsAmt |
| Applied To Current Year | $11,329,460 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $10,124,970 | RemainingDistriFromCorpusAmt |
| Total Corpus | $18,842,455 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $18,842,455 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $933,920 | ExcessFromYear3Amt |
| Excess From Year2 | $1,411,863 | ExcessFromYear2Amt |
| Excess From Year1 | $6,371,702 | ExcessFromYear1Amt |
| Excess From Current Year | $10,124,970 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Robert James | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (92 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALLIANCE FOR AMERICAN QUILTS INC | |||||||
| PO BOX 19116 | ASHEVILLE | NC | 28815 | N/A | PC | Quilter's Save Our Stories Project | $47,083 |
| ALZHEIMER'S ASSOCIATION - CONNECTICUT CHAPTER | |||||||
| 200 EXECUTIVE BLVD STE 4B | SOUTHINGTON | CT | 06489 | N/A | PC | General & Unrestricted | $1,000 |
| AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RE | |||||||
| 1789 MASSACHUSETTS AVE NW | WASHINGTON | DC | 20036 | N/A | PC | General & Unrestricted | $10,000 |
| AMERICAN QUILT STUDY GROUP | |||||||
| 1610 L ST | LINCOLN | NE | 68508 | N/A | PC | General & Unrestricted | $1,000 |
| AMERICAN QUILT STUDY GROUP | |||||||
| 1610 L ST | LINCOLN | NE | 68508 | N/A | PC | To support the 2020 Seminar | $2,000 |
| BOSTON FOUNDATION INC | |||||||
| 75 ARLINGTON ST | BOSTON | MA | 02116 | N/A | PC | First installment to King Boston for the initiative to establish the King Center for Social Justice | $50,000 |
| BUILDING ONE COMMUNITY CORP | |||||||
| 75 SELLECK ST | STAMFORD | CT | 06902 | N/A | PC | General & Unrestricted | $10,000 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | General & Unrestricted | $6,125,000 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | To support the Paglia Post-Bac Research Fellowship | $180,000 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | Parents Fund | $20,000 |
| CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE | |||||||
| 1779 MASSACHUSETTS AV NW | WASHINGTON | DC | 20036 | N/A | PC | General & Unrestricted | $100,000 |
| CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE | |||||||
| 1779 MASSACHUSETTS AV NW | WASHINGTON | DC | 20036 | N/A | PC | Strategic Impact Fund | $25,000 |
| CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE | |||||||
| 1779 MASSACHUSETTS AV NW | WASHINGTON | DC | 20036 | N/A | PC | First installment capital pledge | $2,000,000 |
| CATHOLIC CHARITIES OF FAIRFIELD COUNTY INC | |||||||
| 90 FAIRFIELD AVE | STAMFORD | CT | 06904 | N/A | PC | Charitable Event | $10,000 |
| CATHOLIC CHARITIES OF FAIRFIELD COUNTY INC | |||||||
| 90 FAIRFIELD AVE | STAMFORD | CT | 06904 | N/A | PC | Final installment of capital pledge | $50,000 |
| CATHOLIC CHARITIES OF FAIRFIELD COUNTY INC | |||||||
| 90 FAIRFIELD AVE | STAMFORD | CT | 06904 | N/A | PC | General & Unrestricted | $165,000 |
| CATO INSTITUTE | |||||||
| 1000 MASSACHUSETTS AVE NW | WASHINGTON | DC | 20001 | N/A | PC | General & Unrestricted | $50,000 |
| CHAPPAQUA SCHOOL FOUNDATION INC | |||||||
| PO BOX 202 | CHAPPAQUA | NY | 10514 | N/A | PC | For construction of the climate controlled multizone greenhouse | $1,500,000 |
| CHILDRENS VILLAGE INC | |||||||
| 1 ECHO HILLS | DOBBS FERRY | NY | 10522 | N/A | PC | General & Unrestricted | $45,000 |
| COOKE SCHOOL AND INSTITUTE | |||||||
| 1713 MADISON AVE | NEW YORK | NY | 10029 | N/A | PC | General & Unrestricted | $325,000 |
| DOANE UNIVERSITY | |||||||
| 1014 BOSWELL AVE | CRETE | NE | 68333 | N/A | PC | FIFTH INSTALLMENT OF CAPITAL PLEDGE | $150,000 |
| DOANE UNIVERSITY | |||||||
| 1014 BOSWELL AVE | CRETE | NE | 68333 | N/A | PC | General & Unrestricted | $10,000 |
| DONORS TRUST INC | |||||||
| 1800 DIAGONAL RD STE 280 | ALEXANDRIA | VA | 22314 | N/A | PC | VMTS | $125,000 |
| EL PORVENIR | |||||||
| 80 GARDEN CENTER STE 135 | BROOMFIELD | CO | 80020 | N/A | PC | Matching grant challenge | $10,000 |
| ESSEX COUNTY COMMUNITY FOUNDATION INCORPORATED | |||||||
| 175 ANDOVER ST STE 101 | DANVERS | MA | 01923 | N/A | PC | General & Unrestricted | $25,000 |
| FRAXA RESEARCH FOUNDATION INC | |||||||
| 10 PRINCE PL | NEWBURYPORT | MA | 01950 | N/A | PC | General & Unrestricted | $25,000 |
| FRIENDS OF INTERNATIONAL QUILT STUDY CENTER & MUSE | |||||||
| PO BOX 21936 | LINCOLN | NE | 68542 | N/A | PC | General & Unrestricted | $10,000 |
| FRIENDS OF NGONG ROAD | |||||||
| PO BOX 581308 | MINNEAPOLIS | MN | 55458 | N/A | PC | General & Unrestricted | $20,000 |
| FRIENDS OF NGONG ROAD | |||||||
| PO BOX 581308 | MINNEAPOLIS | MN | 55458 | N/A | PC | THIRD INSTALLMENT TO SUSTAINING PLEDGE PROGRAM | $50,000 |
| GLOBAL LYME ALLIANCE INC | |||||||
| 1290 E MAIN ST 3RD FL | STAMFORD | CT | 06902 | N/A | PC | General & Unrestricted | $10,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | Second installment of pledge | $2,000,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | CATHERINE JAMES PAGLIA (MBA 1976) SEARCH FUND FELLOWSHIP | $250,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | Annual Gift FuND | $100,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | JAMES FAMILY SCHOLARSHIP FUND | $25,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | Robert G. James Annual Fund | $25,000 |
| HARVARD MEDICAL SCHOOL | |||||||
| 401 PARK DRIVE STE 22 WEST | BOSTON | MA | 02215 | N/A | PC | James Family ScholaRSHIP FUND | $25,000 |
| HARVARD UNIV - RADCLIFFE INST FOR ADVANCED STUDY | |||||||
| 10 GARDEN ST | CAMBRIDGE | MA | 02138 | N/A | PC | FIFTH INSTALLMENT OF CAPITAL PLEDGE TO ESTABLISH THE ARDIS BUTLER JAMES FUND FOR SCIENCE | $100,000 |
| HARVARD UNIV - RADCLIFFE INST FOR ADVANCED STUDY | |||||||
| 10 GARDEN ST | CAMBRIDGE | MA | 02138 | N/A | PC | General & Unrestricted | $10,000 |
| HARVARD UNIV - RADCLIFFE INST FOR ADVANCED STUDY | |||||||
| 10 GARDEN ST | CAMBRIDGE | MA | 02138 | N/A | PC | FIFTH INSTALLMENT OF PLEDGE TO ESTABLISH THE ARDIS BUTLER JAMES FUND FOR DIVERSITY AT THE SCHLESINGER LIBRARY | $200,000 |
| HARVARD UNIV GRADUATE SCHOOL OF ARTS & SCIENCES | |||||||
| 124 MOUNT AUBURN ST | CAMBRIDGE | MA | 02138 | N/A | PC | General & Unrestricted | $25,000 |
| HARVARD UNIV GRADUATE SCHOOL OF ARTS & SCIENCES | |||||||
| 124 MOUNT AUBURN ST | CAMBRIDGE | MA | 02138 | N/A | PC | Fifth installment of capital pledge for the James Family Dean's Fund for Professional Development | $200,000 |
| HELEN KELLER INTERNATIONAL | |||||||
| ONE DAG HAMMARSKJOLD PLZ FL 2 | NEW YORK | NY | 10017 | N/A | PC | General & Unrestricted | $110,000 |
| HUMAN RIGHTS WATCH INC | |||||||
| 350 FIFTH AVE 34TH FL | NEW YORK | NY | 10118 | N/A | PC | General & Unrestricted | $25,000 |
| MAKING HEADWAY FOUNDATION INC | |||||||
| 115 KING ST | CHAPPAQUA | NY | 10514 | N/A | PC | General & Unrestricted | $250 |
| MANHATTAN INSTITUTE FOR POLICY RESEARCH INC | |||||||
| 52 VANDERBILT AVE | NEW YORK | NY | 10017 | N/A | PC | General & Unrestricted | $200,000 |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | |||||||
| 600 MEMORIAL DR W98-200 | CAMBRIDGE | MA | 02139 | N/A | PC | FINAL INSTALLMENT TO ESTABLISH THE ENDOWED ROBERT G. JAMES CAREER DEVELOPMENT PROFESSORSHIP FOR JUNIOR FACULTY MEMBERS IN THE MIT SLOAN SCHOOL OF MANAGEMENT | $600,000 |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | |||||||
| 600 MEMORIAL DR W98-200 | CAMBRIDGE | MA | 02139 | N/A | PC | General & Unrestricted | $145,000 |
| MICHIGAN STATE UNIVERSITY | |||||||
| 409 W CIR DR | EAST LANSING | MI | 48824 | N/A | GOV | First installment A PLEDGE TO SUPPORT THE QUILT INDEX | $25,000 |
| NEBRASKA WESLEYAN UNIVERSITY | |||||||
| 5000 SAINT PAUL AVE | LINCOLN | NE | 68504 | N/A | PC | General & Unrestricted | $5,000 |
| NORTHEAST ARC INC | |||||||
| 1 SOUTHSIDE RD | DANVERS | MA | 01923 | N/A | PC | first installment in a pledge PAYABLE 2020-2024 | $50,000 |
| NORWALK COMMUNITY COLLEGE FOUNDATION | |||||||
| 188 RICHARDS AVE STE E 311 | NORWALK | CT | 06854 | N/A | PC | General & Unrestricted | $60,000 |
| ORD TOWNSHIP LIBRARY FOUNDATION INC | |||||||
| 1718 M ST | ORD | NE | 68862 | N/A | PC | General & Unrestricted | $5,000 |
| P E F ISRAEL ENDOWMENT FUNDS INC | |||||||
| 630 THIRD AVE 15TH FLOOR | NEW YORK | NY | 10017 | N/A | PC | For Sikkuy | $200,000 |
| PARTNERS HEALTHCARE SYSTEM INC - SPAULDING REHAB H | |||||||
| 1575 CAMBRIDGE ST | CAMBRIDGE | MA | 02138 | N/A | PC | General & Unrestricted | $100,000 |
| PLATTE INSTITUTE FOR ECONOMIC RESEARCH INC | |||||||
| 6910 PACIFIC ST STE 216 | OMAHA | NE | 68106 | N/A | PC | General & Unrestricted | $65,000 |
| PLUMMER YOUTH PROMISE INC | |||||||
| 37 WINTER ISLAND RD | SALEM | MA | 01970 | N/A | PC | General & Unrestricted | $125,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | Harvard Divinity School | $50,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | THIRD INSTALLMENT of a pledge to ANDOVER HALL RENEWAL FUND | $2,000,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | first installment of a pledge TO HARVARD DIVINITY SCHOOL IN SUPPORT OF RELIGION AND PUBLIC LIFE | $125,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | Harvard Divinity School | $25,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | Harvard Divinity School for the Moses Mesoamerican Archive and Research Project led by Professor David Carasco | $25,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | FINAL INSTALLMENT OF PLEDGE TO SUPPORT DEAN'S VENTURE FUND AT THE HARVARD GRADUATE SCHOOL OF EDUCATION | $200,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | General Support for Harvard Graduate School of Education | $25,000 |
| RANGELEY LAKES HERITAGE TRUST INC | |||||||
| 2424 MAIN ST | RANGELEY | ME | 04970 | N/A | PC | General & Unrestricted | $50,000 |
| READWORKS INC | |||||||
| PO BOX 24673 | NEW YORK | NY | 11202 | N/A | PC | General & Unrestricted | $350,000 |
| READWORKS INC | |||||||
| PO BOX 24673 | NEW YORK | NY | 11202 | N/A | PC | to support the partnership between ReadWorks and International Quilt Museum | $40,000 |
| READWORKS INC | |||||||
| PO BOX 24673 | NEW YORK | NY | 11202 | N/A | PC | pilot program partnering with the International Quilt Museum in Lincoln Nebraska | $25,872 |
| RIVERVIEW SCHOOL INC | |||||||
| 551 RTE 6A | EAST SANDWICH | MA | 02537 | N/A | PC | FINAL INSTALLMENT OF A PLEDGE | $50,000 |
| RIVERVIEW SCHOOL INC | |||||||
| 551 RTE 6A | EAST SANDWICH | MA | 02537 | N/A | PC | General & Unrestricted | $220,000 |
| SAFE HORIZON INC | |||||||
| 2 LAFAYETTE ST FL 3 | NEW YORK | NY | 10007 | N/A | PC | General & Unrestricted | $15,000 |
| SAINT MICHAEL ROMAN CATHOLIC CHURCH CORPORATION | |||||||
| 469 N ST | GREENWICH | CT | 06830 | N/A | PC | Final installment of a pledge for the "We Stand With Christ - Rebuilding Together" Capital Campaign | $40,000 |
| STAMFORD HOSPITAL | |||||||
| 1351 WASHINGTON BLVD SUITE 20 | STAMFORD | CT | 06902 | N/A | PC | Support Team Edgehill | $1,000 |
| STAMFORD HOSPITAL | |||||||
| 1351 WASHINGTON BLVD SUITE 20 | STAMFORD | CT | 06902 | N/A | PC | General & Unrestricted | $75,000 |
| STUDIO ART QUILT ASSOC INC | |||||||
| PO BOX 141 | HEBRON | CT | 06248 | N/A | PC | General & Unrestricted | $25,000 |
| SUMMER SEARCH BOSTON | |||||||
| 3840 WASHINGTON ST STE 2 | JAMAICA PLAIN | MA | 02130 | N/A | PC | General & Unrestricted | $100,000 |
| TENACITY INC | |||||||
| 38 EVERETT ST LOWER LEVEL | BOSTON | MA | 02134 | N/A | PC | General & Unrestricted | $150,000 |
| THE INDEPENDENT INSTITUTE | |||||||
| 100 SWAN WAY | OAKLAND | CA | 94621 | N/A | PC | General & Unrestricted | $20,000 |
| THE PRESBYTERIAN CHURCH OF MT KISCO | |||||||
| 605 MILLWOOD RD | MT KISCO | NY | 10549 | N/A | PC | General & Unrestricted | $50,000 |
| THE YANKEE INSTITUTE FOR PUBLIC POLICY STUDIES INC | |||||||
| 216 MAIN ST | HARTFORD | CT | 06106 | N/A | PC | General & Unrestricted | $75,000 |
| THE YANKEE INSTITUTE FOR PUBLIC POLICY STUDIES INC | |||||||
| 216 MAIN ST | HARTFORD | CT | 06106 | N/A | PC | Payment for challenge grant 2018-2020 | $90,756 |
| THEATER MASTERS | |||||||
| PO BOX 899 | ASPEN | CO | 81612 | N/A | PC | General & Unrestricted | $10,000 |
| TRUSTEES FOR HARVARD UNIVERSITY | |||||||
| 1033 MASSACHUSETTS AVE STE 3 | CAMBRIDGE | MA | 02138 | N/A | PC | Harvard Kennedy School - Mossavar-Rahmani Center for Business and Government | $100,000 |
| UMASS MEDICAL SCHOOL FOUNDATION INC | |||||||
| 333 SOUTH ST SUITE 290 | SHREWSBURY | MA | 01545 | N/A | PC | to support UMass Medical School Covid-19 Pandemic Research Fund | $100,000 |
| UNITED WAY OF GREENWICH INC | |||||||
| 500 W PUTNAM AVE STE 415 | GREENWICH | CT | 06830 | N/A | PC | General & Unrestricted | $10,000 |
| UNIVERSITY OF MASSACHUSETTS FOUNDATION INC | |||||||
| ONE BEACON ST 31ST FLOOR | BOSTON | MA | 02108 | N/A | PC | General & Unrestricted | $350,000 |
| UNIVERSITY OF NEBRASKA FOUNDATION | |||||||
| 1010 LINCOLN MALL STE 300 | LINCOLN | NE | 68508 | N/A | PC | SIXTH INSTALLMENT OF A PLEDGE | $425,000 |
| UNIVERSITY OF NEBRASKA FOUNDATION - INTERNATIONAL | |||||||
| 1010 LINCOLN MALL STE 300 | LINCOLN | NE | 68583 | N/A | PC | To support the International Quilt Museum/Modern Quilt Guild project to create a Modern Quilt Guild collection | $64,500 |
| UNIVERSITY OF NEBRASKA FOUNDATION - INTERNATIONAL | |||||||
| 1010 LINCOLN MALL STE 300 | LINCOLN | NE | 68583 | N/A | PC | The Whitney Project | $148,500 |
| US FRIENDS OF THE INTERNATIONAL INSTITUTE FOR STRA | |||||||
| 2121 K ST NW STE 600 | WASHINGTON | DC | 20037 | N/A | PC | General & Unrestricted | $20,000 |
| WALLIN EDUCATION PARTNERS | |||||||
| 5200 WILLSON RD STE 209 | MINNEAPOLIS | MN | 55424 | N/A | PC | General & Unrestricted | $100,000 |
| WILLA CATHER FOUNDATION | |||||||
| 413 N WEBSTER ST | RED CLOUD | NE | 68970 | N/A | PC | General & Unrestricted | $10,000 |
| WILLA CATHER FOUNDATION | |||||||
| 413 N WEBSTER ST | RED CLOUD | NE | 68970 | N/A | PC | First installment of an endowment pledge | $62,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $21,054,461 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $76,234 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $640,959 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $439,625 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $7,041,135 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| K-1 Inc/Loss | 525990 | -$66,009 | 14 | $3,823,848 |
| INTEREST/DIVIDENDS FROM ALTERNATIVE INVESTMENTS | 14 | $2,619 | ||
| BANK CHARGE REFUNDS | 01 | $220 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $373,616 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $11,585,015 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $11,958,631 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (5 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| FORM 8865 | FORM 8865 | The foun the limited information provided to it by the investment on which the Foundation is reporting. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information. |
| FORM 926 | FORM 926 | The Foundation has prepared this form to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information. |
| PART VII-A, LINE 11 | PART VII-A, LINE 11 (990-PF) - CONTROLLED ENTITIES | Name of Controlled Entity: James Foundation Investments, Ltd. EIN: N/A Street Address: PO Box 309GT, Ugland House, Grand Cayman, Cayman Islands KY1-1104 No transfers were made during 2020 from the Foundation to this entity or from this entity to the Foundation. James Foundation Investments, Ltd. is not an excess business holding of the Foundation. Name of Controlled Entity: RCR James Associates, LLC EIN: 75-3194306 Street Address: 521 5th Ave, Ste 1804, New York, NY 10175 The only transfers made during 2020 were net cash contributions and distributions totaling $506,016 between the Foundation and RCR James Associates, LLC. RCR James Associates, LLC is not an excess business holding of the Foundation. Name of Controlled Entity: KF Paglia-James Associates, LLC EIN: 34-1998546 Street Address: 521 5th Ave, Ste 1804, New York, NY 10175 The only transfers made during 2020 were net cash contributions and distributions totaling $482,081 between the Foundation and KF Paglia-James Associates, LLC. KF Paglia-James Associates, LLC is not an excess business holding of the Foundation. |
| Part I Line 6a | Part I Line 6a | RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $7,041,135 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $439,625 TOTAL PART I, LINE 6A: $7,480,760 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRADED SECURITIES GROSS SALES PRICE: $9,387,153 BOOK BASIS: $9,459,840 NET GAIN/(LOSS): $(72,687) PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $5,350,365 SALES OF OTHER ITEMIZED ASSETS GROSS SALES PRICE: $7,770,976 BOOK BASIS: $6,007,519 NET GAIN/(LOSS): $1,763,457 |
| FORM 8858 | Form 8858 | The foundation has prepared this form to the best of its ability based on the information provided to it by the foreign branch on which the Foundation is reporting. Any missing or incomplete information is not a willful attempt to withhold such information. |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (10 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BLACKROCK EMERGING MARKETS FUN | $4,029,214 | $4,273,216 |
| CBL & ASSOCIATES PROPERTIES | $704,868 | $25,854 |
| HENDERSON EUROPEAN FOCUS FD CL | $3,011,237 | $3,900,916 |
| ISHARES S&P 500 INDEX FD | $6,261,932 | $8,868,213 |
| PHAEACIAN ACCENT INTERNATIONAL | $5,316,765 | $6,797,080 |
| PRANA BIOTECHNOLOGY LIMITED | $500,000 | $35,060 |
| SANDS CAPITAL GLOBAL GROWTH IN | $5,221,322 | $6,964,092 |
| SL GREEN RLTY CORP PFD SER I - | $241,806 | $251,500 |
| TCW EMERGING MARKETS INCOME FU | $5,285,751 | $5,469,115 |
| VANGUARD FTSE DEVELOPED MARKET | $9,515,554 | $11,094,266 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (67 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AAVIN MEZZANINE FUND LP | $2,009,406 | $2,713,960 |
| ABERDEEN VENTURE PARTNERS XI | $1,985,752 | $2,526,444 |
| ABERDEEN VENTURE PARTNERS XII | $350,000 | $276,894 |
| ALTEGRIS MULTI-STRATEGY FUND | $4,500,000 | $6,992,459 |
| APOLLO ATHENE DEDICATED INVEST | $948,548 | $1,064,311 |
| APOLLO EUROPEAN PRNCPL FNC FD | $662,330 | $827,314 |
| APOLLO INFRA EQ FDR TE DEBT LP | $179,351 | $258,549 |
| APOLLO INFRA EQ FDR TEUP LP | $303 | $437 |
| APOLLO INFRA EQ FDR TE LP | $1,082,500 | $1,016,736 |
| APOLLO INFRA EQUITY INTL FUND | $343,073 | $494,567 |
| APOLLO TOTAL RETURN FUND 1904 | $3,000,000 | $3,344,586 |
| APOLLO TOTAL RETURN FUND 2002 | $4,000,000 | $4,109,782 |
| BERENS GLOBAL VALUE FUND LTD | $1,000,000 | $1,040,058 |
| BSCP SBIC I LP | $885,579 | $845,580 |
| CAPITAL INTL PRIVATE EQ FD V | $711,314 | $48,968 |
| CAPITAL INTL PRIVATE EQ FD VI | $1,833,318 | $2,197,083 |
| CASDIN PARTNERS OFFSHORE LTD | $4,000,000 | $8,970,199 |
| CASDIN PRIVATE GROWTH EQUITY | $598,983 | $597,815 |
| COLUMBIA SPECTRUM PARTNERS II | $1,271,487 | $1,266,548 |
| CORSAIR III FINANCIAL SRVCS CP | $829,571 | $1,155,105 |
| CORSAIR III FINANCIAL SRVCS OF | ||
| CORSAIR KOREA INVESTORS LLC | $754,331 | $979,120 |
| DYSON CAPITAL SERIES FUND LLC | $194,861 | $188,057 |
| EAST ROCK FOCUS FUND LP | $7,533,311 | $9,051,194 |
| EDGE PRINCIPAL INVESTMENTS II | $503,592 | $421,704 |
| EDGE PRINCIPAL INVESTMENTS III | $2,143,251 | $2,821,653 |
| EDGE PRINCIPAL INVESTMENTS IV | $3,043,312 | $3,323,255 |
| EDGE PRINCIPAL INVESTMENTS, LP | $15,554 | $10,088 |
| ENTERPRISE 299 ASSOCIATES | $117,076 | $2,916,000 |
| ENTERPRISE WEXFORD ASSOCIATES | $234,717 | $712,246 |
| ENTERPRISE WEXFORD ELEVEN LLC | $70,705 | $445,235 |
| EUNETWORKS HOLDINGS LP | $1,053,572 | $1,052,778 |
| GAIP 2019 (BERMUDA) AIV LP | $825,499 | $911,877 |
| GAIP 2019 AIV B, LP | $226,713 | $390,009 |
| GENERAL ATLANTIC INV PTNS 2019 | $216,042 | $226,799 |
| HARVEST MLP INCOME FUND II LLC | $3,057,768 | $3,023,469 |
| HEALTH VELOCITY CAPITAL I LP | $1,053,253 | $1,429,068 |
| HOUND PARTNERS CONCENTRATED FU | $12,526 | $12,526 |
| HOUND PARTNERS LP | $18,974 | $18,972 |
| IGNIA FUND I, LP | $1,621,361 | $412,738 |
| JAMES FOUNDATION INVESTMENTS | $517,409 | $1,209,818 |
| KAYNE ANDERSON REAL ESTATE OPP | $2,715,227 | $3,007,340 |
| KAYNE SENIOR CREDIT II OFFSHOR | $944,904 | $870,534 |
| KF PAGLIA-JAMES ASSOCIATES LLC | $10,697,599 | $10,832,221 |
| KLD INVESTORS LLC | $1,011,167 | $811,167 |
| ORCHID CHINA (CAYMAN) LP | $1,500,000 | $1,500,000 |
| PALOMA INTERNATIONAL LIMITED | $2,000,260 | $4,911,421 |
| RAGING CAPITAL OFFSHORE FUND | $1,074,050 | $1,047,234 |
| RCG LONGVIEW II, LP | $5,426 | $3,659 |
| RCR JAMES ASSOCIATES, LLC | $38,681,111 | $55,190,295 |
| SCULPTOR REAL ESTATE FUND III | $604,622 | $691,563 |
| SEAVEST PROPERTIES III, LLC | $532,832 | $1,200 |
| SELECT EQUITY OFFSHORE | $3,000,000 | $5,017,790 |
| SIERRA CAPITAL LP | $45,393 | $31,803 |
| SIMCOE PARTNERS OFFSHORE LTD | $3,500,000 | $4,220,558 |
| SIRE SPV LLC | $20,679 | $20,629 |
| SPECIAL VALUE OPPORTUNITIES FU | $433,318 | $8,274 |
| STRATEGIC PARTNERS OFFSHORE FU | $519,985 | |
| SUSTAINABLE CAPITAL AFRICA ALP | $1,500,000 | $1,500,000 |
| TEMPLETON GLOBAL SUMMITS (CAYM | $4,000,000 | $3,602,783 |
| TENNENBAUM SPECIAL SITUATIONS | $2,021,272 | $2,552,185 |
| TT EMERGING MARKETS OPP FUND I | $3,000,000 | $3,768,518 |
| VISTA CREDIT PARTNERS FUND III | $315,783 | $403,386 |
| WEXFORD OFFSHORE SPECTRUM FUND | $20,204 | $165,440 |
| ZAMA CAPITAL FUND LP | $2,413,235 | $2,261,805 |
| ZEPHYR PEACOCK INDIA FUND II | $178,290 | $143,303 |
| ZEPHYR PEACOCK INDIA FUND III | $426,064 | $571,039 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (45 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| ADMINISTRATIVE FEES | $194,269 | $194,269 | |
| K-1 Exp AAVIN MEZZANINE FUND L | $212,103 | $81,424 | |
| K-1 Exp APOLLO ATHENE DEDICATE | $15,841 | $12,386 | |
| K-1 Exp APOLLO INFRA EQUITY FE | $1,439 | $1,439 | |
| K-1 Exp APOLLO INFRA EQUITY IN | $30,994 | $30,994 | |
| K-1 Exp BSCP SBIC I LP | $160 | ||
| K-1 EXP CAP INT PVT EQTY FD V | $507 | $507 | |
| K-1 EXP CAP INT PVT EQTY FD VI | $15,843 | $15,843 | |
| K-1 Exp CASDIN PRIVATE GROWTH | $1,017 | $1,017 | |
| K-1 Exp COLUMBIA SPECTRUM PART | $13,318 | $13,316 | |
| K-1 Exp CORSAIR III FINANCIAL | $19,334 | $19,334 | |
| K-1 Exp CORSAIR KOREA INVESTOR | $8,177 | $8,177 | |
| K-1 Exp DYSON CAPITAL SERIES F | $981 | $981 | |
| K-1 Exp EAST ROCK FOCUS FUND L | $642,648 | $642,590 | |
| K-1 EXP EDGE PRIN INV II LP | $388 | $387 | |
| K-1 EXP EDGE PRIN INV III LP | $3,594 | $843 | |
| K-1 EXP EDGE PRIN INV IV LP | $93,543 | $93,452 | |
| K-1 EXP EDGE PRINCIPAL INV LP | $983 | $983 | |
| K-1 Exp ENTERPRISE 299 ASSOCIA | $66,064 | $66,064 | |
| K-1 EXP ENTERPR WEXFORD ASSOC | $1,554 | $1,513 | |
| K-1 EXP ENTERPR WEXFORD ELEVEN | $3,908 | $3,894 | |
| K-1 EXP GAIP 2019 BERMUDA AIV | $3,361 | $3,033 | |
| K-1 Exp GAIP 2019 AIV B, LP | $353 | $352 | |
| K-1 Exp GENERAL ATLANTIC INV P | $128,849 | $128,849 | |
| K-1 Exp HARVEST MLP INCOME FUN | $794,541 | $794,541 | |
| K-1 Exp HEALTH VELOCITY CAPITA | $37,082 | $37,082 | |
| K-1 Exp HOUND PARTNERS CONCENT | $1,427 | $1,427 | |
| K-1 Exp HOUND PARTNERS LP | $3,988 | $3,988 | |
| K-1 Exp IGNIA FUND I, LP | $499 | $499 | |
| K-1 Exp JAMES FOUNDATION INVES | $11,768 | $11,768 | |
| K-1 Exp KAYNE ANDERSON REAL ES | $18,086 | $18,086 | |
| K-1 Exp KF PAGLIA-JAMES ASSOCI | $503,295 | $503,070 | |
| K-1 Exp KLD INVESTORS LLC | $3,358 | $3,358 | |
| K-1 Exp RCG LONGVIEW II, LP | $167 | $167 | |
| K-1 Exp RCR JAMES ASSOCIATES, | $1,394,471 | $1,391,897 | |
| K-1 Exp SCULPTOR REAL ESTATE F | $3,726 | $2,353 | |
| K-1 Exp SIERRA CAPITAL LP | $710 | $710 | |
| K-1 Exp SPECIAL VALUE OPPORTUN | $320 | $320 | |
| K-1 Exp TENNENBAUM SPECIAL SIT | $50,951 | $49,332 | |
| K-1 Exp VISTA CREDIT PARTNERS | $407 | $407 | |
| K-1 Exp ZAMA CAPITAL FUND LP | $77,558 | $77,468 | |
| K-1 EXP ZEPHYR PEACOCK IND II | $1,100 | $1,100 | |
| K-1 EXP ZEPHYR PEACOCK IND III | $14,319 | $14,319 | |
| Postage/Delivery Service | $675 | $675 | |
| State or Local Filing Fees | $25 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (42 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss AAVIN MEZZANINE FUND LP | $277,639 | $277,639 |
| K-1 Inc/Loss APOLLO ATHENE DEDICATED INVESTMENT PR | $36,954 | $28,895 |
| K-1 Inc/Loss APOLLO INFRA EQ FDR TE DEBT | $102,474 | $102,474 |
| K-1 Inc/Loss APOLLO INFRA EQ FR TEUP | $9,882 | $9,882 |
| K-1 Inc/Loss APOLLO INFRA EQ FDR TE LP | $202,589 | $202,589 |
| K-1 Inc/Loss APOLLO INFRA EQUITY INTL FUND LP | $28,251 | $28,251 |
| K-1 Inc/Loss BSCP SBIC I LP | $19,216 | $19,216 |
| K-1 Inc/Loss CAPITAL INT PRV EQTY FND V | $149 | $149 |
| K-1 Inc/Loss CAPITAL INT PRV EQTY FND VI | $8,229 | $8,229 |
| K-1 Inc/Loss COLUMBIA SPECTRUM PARTNERS II-A, L.P | $4,674 | $4,674 |
| K-1 Inc/Loss CORSAIR III FINANCIAL SRVCS CPTL PTNR | $14,703 | $14,703 |
| K-1 Inc/Loss CORSAIR KOREA INVESTORS LLC | $25,433 | $25,433 |
| K-1 Inc/Loss DYSON CAPITAL SERIES FUND LLC | -$236 | -$236 |
| K-1 Inc/Loss EAST ROCK FOCUS FUND LP | $1,090,876 | $1,100,009 |
| K-1 Inc/Loss EDGE PRINCIPAL INV II, LP | -$8,037 | -$26,997 |
| K-1 Inc/Loss EDGE PRINCIPAL INV III, LP | -$305,137 | -$62,519 |
| K-1 Inc/Loss EDGE PRINCIPAL INV IV LP | -$89,327 | -$89,327 |
| K-1 Inc/Loss EDGE PRINCIPAL INV, LP | -$21,748 | -$21,748 |
| K-1 Inc/Loss ENTERPRISE 299 ASSOCIATES | $193,501 | $9,746 |
| K-1 Inc/Loss ENTERPRISE WEXFORD ASSOCIATES LLC | -$8,457 | $59 |
| K-1 Inc/Loss ENTERPRISE WEXFORD ELEVEN LLC | $168 | -$992 |
| K-1 Inc/Loss GAIP 2019 (BERMUDA) AIV LP | $849 | $507 |
| K-1 Inc/Loss GAIP 2019 AIV B, LP | $6,142 | $5,968 |
| K-1 Inc/Loss GENERAL ATLANTIC INV PTNS 2019 LP | $48 | $48 |
| K-1 Inc/Loss HARVEST MLP INCOME FUND II LLC | $111,068 | $110,997 |
| K-1 Inc/Loss HEALTH VELOCITY CAPITAL I LP | $519 | $519 |
| K-1 Inc/Loss HOUND PARTNERS CONCENTRATED FUND, LP | $4,032 | $3,908 |
| K-1 Inc/Loss HOUND PARTNERS LP | $4,601 | $4,283 |
| K-1 Inc/Loss IGNIA FUND I, LP | $33,925 | $33,925 |
| K-1 Inc/Loss KAYNE ANDERSON REAL ESTATE OPPS DEBT | $37,799 | $37,799 |
| K-1 Inc/Loss KF PAGLIA-JAMES ASSOCIATES LLC | $826,062 | $737,100 |
| K-1 Inc/Loss RCG LONGVIEW II, LP | $8 | $8 |
| K-1 Inc/Loss RCR JAMES ASSOCIATES, LLC | $813,454 | $880,585 |
| K-1 Inc/Loss SCULPTOR REAL ESTATE FUND III LP | $42,427 | $42,836 |
| K-1 Inc/Loss SEAVEST PROPERTIES III, LLC | $4,769 | $4 |
| K-1 Inc/Loss SIERRA CAPITAL LP | $196 | $196 |
| K-1 Inc/Loss SPECIAL VALUE OPPORTUNITIES FUND, LLC | $39,209 | $39,132 |
| K-1 Inc/Loss TENNENBAUM SPECIAL SITUATIONS FUND IX | $176,646 | $176,396 |
| K-1 Inc/Loss VISTA CREDIT PARTNERS FUND III-A LP | $2,954 | $2,954 |
| K-1 Inc/Loss ZAMA CAPITAL FUND LP | $71,335 | $84,647 |
| INTEREST/DIVIDENDS FROM ALTERNATIVE INV | $2,619 | $2,619 |
| BANK CHARGE REFUNDS | $220 | $220 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OFFICE MANAGEMENT SERVICES | $270,000 | $65,000 | $205,000 |
| Investment Management Services | $307,092 | $307,092 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2020 | $64,900 | |
| 990-PF Extension for 2019 | $563,350 | |
| 990-T Extension for 2019 | $61,900 | |
| TAX WITHHELD BY PSHIPS | $6,491 | $6,491 |
| IRS Miscellaneous Fee (990PF) | $473 | |
| STATE INCOME TAX 2019 | $24,465 |