THE APPLEBAUM FOUNDATION INC: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- THE APPLEBAUM FOUNDATION INC (EIN 59-1002714)
- Tax period
- 2018-03-01 to 2019-02-28
- Filed
- 2019-12-03
- IRS object ID
- 201933379349100603
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-12-03T14:52:52-06:00 | ReturnTs |
| Tax Period End | 2019-02-28 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 133628255 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONDON O'MEARA MCGINTY & DONNELLY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE BATTERY PARK PLAZA 7TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-03-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 591002714 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE APPLEBAUM FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | APPL | BusinessNameControlTxt |
| Phone | 2128401166 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25 WEST 45TH STREET NO 1405 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10036 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WARREN A WEISS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2128401166 | PhoneNum |
| Signature | 2019-12-03 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JAMES J REILLY | PreparerPersonNm |
| PTIN | P00183769 | PTIN |
| Phone | 2126617777 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $177,972,355 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $31,580,888 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $31,114 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $31,114 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,676,835 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,676,835 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $6,203,817 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $59,823,298 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $6,203,817 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$308 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$308 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $41,492,346 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $9,911,458 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $205,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $205,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $11,448 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $11,448 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $102,826 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $102,826 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $102,686 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $51,343 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $51,343 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $441,702 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $435,729 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $5,973 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $191,022 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $40,005 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $23,131 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $23,131 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $10,620 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $10,620 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,088,435 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $527,077 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $410,341 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,075,633 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,075,633 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,164,068 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $527,077 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,485,974 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $35,328,278 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $9,384,381 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $276,185 | CashBOYAmt |
| Cash EOY | $281,875 | CashEOYAmt |
| Cash EOYFMV | $281,875 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $794,477 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,613,169 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,613,169 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $5,983,068 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $7,406,610 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $7,252,601 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $68,045,328 | CorporateStockBOYAmt |
| Corporate Stock EOY | $130,189,826 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $162,668,239 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $6,206,120 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,279,995 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,074,019 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $29,317,724 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $174,650 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $82,452 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $4,945 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $110,627,847 | TotalAssetsBOYAmt |
| Total Assets EOY | $145,946,125 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $177,972,355 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $10,000 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $0 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $10,000 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $110,617,847 | RetainedEarningBOYAmt |
| Retained Earning EOY | $145,946,125 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $110,617,847 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $145,946,125 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $110,627,847 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $145,946,125 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $110,617,847 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $35,328,278 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $145,946,125 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $145,946,125 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $59,823,298 | $53,665,408 | $6,157,890 | $6,157,890 | ||
| GAIN FROM INVESTMENT IN AIF VI PRIVATE INVESTORS, LLC | $45,927 | $45,927 | D | 2014-10-16 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $6,203,817 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,812,117 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $79,086,146 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.035558 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $5,012,608 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $54,133,672 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.092597 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $4,203,546 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $50,643,235 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.083003 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,742,250 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $53,838,162 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.050935 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,462,700 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $48,225,409 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.051066 | DistributionYr5Rt |
| Total Distribution | 0.313159 | TotalDistributionRt |
| Average Distribution | 0.062632 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $149,346,023 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $9,353,840 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $93,844 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $9,447,684 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $5,485,974 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $187,688 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $187,688 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $187,688 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $112,000 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $172,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $284,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $96,312 | OverpaymentAmt |
| Applied To ES Tax | $96,312 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | GIZELA HOLTZ | IndividualWithBooksNm |
| Phone | 3056516478 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 17320 NE 13TH AVE | AddressLine1Txt |
| City | NORTH MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33162 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| WARREN A WEISS | ||||||||
| APPLEBAUM FDN 25 W 45TH ST | NEW YORK | NY | 10036 | PRESIDENT & DIRECTOR | 40.00 | $0 | $0 | $0 |
| JAMES KAUFMAN | ||||||||
| APPLEBAUM FDN 25 W 45TH ST | NEW YORK | NY | 10036 | VICE PRESIDENT & DIRECTOR | 1.00 | $0 | $0 | $0 |
| JANE WEISS | ||||||||
| APPLEBAUM FDN 25 W 45TH ST | NEW YORK | NY | 10036 | TREASURER & ASST. SECRETARY & DIRECTOR | 1.00 | $0 | $0 | $0 |
| LILLIAN APPLEBAUM | ||||||||
| APPLEBAUM FDN 25 W 45TH ST | NEW YORK | NY | 10036 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| ERIN R BORGER | ||||||||
| APPLEBAUM FDN 25 W 45TH ST | NEW YORK | NY | 10036 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| REBECCA LIEBERMAN | ||||||||
| APPLEBAUM FDN 25 W 45TH ST | NEW YORK | NY | 10036 | SECRETARY & EXEC. DIRECTOR & DIRECTOR | 40.00 | $205,000 | $11,448 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| FERGUSON WELLMAN CAPITAL MANAGEMENT | |||||
| 888 SW 5TH AVE SUITE 1200 | PORTLAND | OR | 97204 | INVESTMENT ADVISOR | $197,439 |
| JP MORGAN CHASE BANK NA | |||||
| 270 PARK AVENUE | NEW YORK | NY | 100172014 | INV. MANAGER & CUSTODIAN | $91,266 |
| CITY NATIONAL BANK | |||||
| 555 S FLOWER ST 10TH FLOOR | LOS ANGELES | CA | 90071 | INVESTMENT ADVISOR | $85,931 |
| BOIES SCHILLER FLEXNER LLP | |||||
| 575 LEXINGTON AVENUE | NEW YORK | NY | 10022 | LEGAL SERVICES | $72,573 |
| GIZELA HOLTZ | |||||
| 17320 NORTH EAST 13TH AVENUE | NORTH MIAMI BEACH | FL | 33162 | BOOKKEEPING | $62,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 1 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $150,961,263 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $576,613 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $82,452 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $151,620,328 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $151,620,328 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,274,305 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $149,346,023 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $7,467,301 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $7,467,301 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $187,688 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $187,688 | TotalTaxAmt |
| Distributable Before Adj | $7,279,613 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $7,279,613 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $7,279,613 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,485,974 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,485,974 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $5,485,974 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $7,279,613 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $1,278,335 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $2,371,194 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $3,649,529 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,485,974 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $5,485,974 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $1,793,639 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $1,793,639 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,855,890 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,855,890 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $1,855,890 | ExcessFromYear2Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (53 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| 92Y | ||||||||
| 1395 LEXINGTON AVENUE | NEW YORK | NY | 10128 | N/A | PC | SPECIAL & GENERAL PURPOSES | $50,000 | |
| AFYA FOUNDATION | ||||||||
| 140 SAW MILL RIVER ROAD | YONKERS | NY | 10701 | N/A | PC | GENERAL PURPOSES | $10,000 | |
| AMERICAN CANCER SOCIETY | ||||||||
| 3363 W COMMERCIAL BOULEVARD SUITE | FORT LAUDERDALE | FL | 33309 | N/A | PC | GENERAL PURPOSES | $15,000 | 100 |
| AMERICAN CIVIL LIBERTIES UNION FOUNDATION | ||||||||
| 125 BROAD STREET | NEW YORK | NY | 10004 | N/A | PC | GENERAL PURPOSES | $50,000 | |
| AMERICAN COMMITTEE FOR WEIZMANN INSTITUTE OF SCIENCE | ||||||||
| 633 THIRD AVENUE 20TH FLOOR | NEW YORK | NY | 10017 | N/A | PC | RESEARCH FELLOW | $1,000,000 | |
| AMERICAN FRIENDS OF BAR-ILAN UNIVERSITY | ||||||||
| 160 EAST 56TH STREET 5TH FLOOR | NEW YORK | NY | 10022 | N/A | PC | RESEARCH | $150,000 | |
| AMERICAN FRIENDS OF BEIT ISSIE SHAPIRO | ||||||||
| 25 WEST 45TH STREET SUITE 1405 | NEW YORK | NY | 10036 | N/A | PC | SPECIAL PURPOSES | $10,000 | |
| AMERICAN FRIENDS OF TORAH LEADERSHIP INSTITUTE | ||||||||
| 9110 KARLOV AVENUE | SKOKIE | IL | 60602 | N/A | PC | GENERAL PURPOSES | $25,000 | |
| AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE | ||||||||
| 220 E 42ND ST SUITE 400 | NEW YORK | NY | 10017 | N/A | PC | SPECIAL PURPOSES | $250,000 | |
| ANTI-DEFAMATION LEAGUE | ||||||||
| 1952 WHITNEY AVENUE | HAMDEN | CT | 06517 | N/A | PC | GENERAL PURPOSES | $55,000 | |
| BETH ISRAEL DEACONESS MEDICAL CENTER | ||||||||
| 330 BROOKLINE AVENUE | BOSTON | MA | 02215 | N/A | PC | RESEARCH | $538,133 | |
| CANCER RESEARCH AND TREATMENT FUND | ||||||||
| 500 EAST 77TH STREET SUITE 1001 | NEW YORK | NY | 10162 | N/A | PC | RESEARCH | $75,000 | |
| CATHOLIC CHARITIES COMMUNITY SERVICES | ||||||||
| 80 MAIDEN LANE | NEW YORK | NY | 10038 | N/A | PC | SPECIAL PURPOSES | $50,000 | |
| CENTER FOR ISRAEL EDUCATION | ||||||||
| PO BOX 15129 | ATLANTA | GA | 30333 | N/A | PC | GENERAL PURPOSES | $15,000 | |
| FRIENDS OF ISRAEL SCI-TECH SCHOOLS | ||||||||
| 25 WEST 45TH STREET SUITE 1405 | NEW YORK | NY | 10036 | N/A | PC | SPECIAL PURPOSES | $50,000 | |
| GIFT OF LIFE BONE MARROW FOUNDATION | ||||||||
| 800 YAMATO ROAD SUITE 101 | BOCA RATON | FL | 33431 | N/A | PC | SPECIAL PURPOSES | $50,000 | |
| GREATER MIAMI JEWISH FEDERATION | ||||||||
| 4200 BISCAYNE BOULEVARD | MIAMI | FL | 33137 | N/A | PC | SPECIAL PURPOSES | $150,000 | |
| HADASSAH | ||||||||
| 40 WALL STREET | NEW YORK | NY | 10005 | N/A | PC | RESEARCH | $130,000 | |
| HEBREW FREE BURIAL ASSOCIATION | ||||||||
| 125 MAIDEN LANE UNIT 5B | NEW YORK | NY | 10038 | N/A | PC | SPECIAL PURPOSES | $40,000 | |
| HEBREW FREE LOAN SOCIETY | ||||||||
| 675 THIRD AVENUE SUITE 1905 | NEW YORK | NY | 10017 | N/A | PC | GENERAL PURPOSES | $10,000 | |
| HOLOCAUST DOCUMENTATION & EDUCATION CENTER | ||||||||
| 303 N FEDERAL HIGHWAY | DANIA BEACH | FL | 02807 | N/A | PC | GENERAL PURPOSES | $10,000 | |
| INTERNATIONAL RESCUE COMMITTEE | ||||||||
| 122 EAST 42ND STREET | NEW YORK | NY | 01289 | N/A | PC | SPECIAL PURPOSES | $100,000 | |
| ISEF - ISRAEL SCHOLARSHIP EDUCATION FOUNDATION | ||||||||
| 520 8TH AVENUE | NEW YORK | NY | 10018 | N/A | PC | SPECIAL PURPOSES | $25,000 | |
| ISRAEL GUIDE DOG CENTER FOR THE BLIND | ||||||||
| 968 EASTON RD SUITE H | WARRINGTON | PA | 18976 | N/A | PC | SPECIAL PURPOSES | $25,000 | |
| JACKSON HEALTH FOUNDATIONHOLTZ CHILDRENS HOSPITAL | ||||||||
| 1501 NW NORTH RIVER DRIVE 1ST FL | MIAMI | FL | 33125 | N/A | PC | GENERAL PURPOSES | $20,000 | |
| JEWISH CHILD CARE ASSOCIATION OF NY | ||||||||
| 120 WALL STREET 20TH FL | NEW YORK | NY | 10005 | N/A | PC | SPECIAL PURPOSES | $15,000 | |
| JEWISH MUSEUM OF FLORIDA FIU | ||||||||
| 301 WASHINGTON AVENUE | MIAMI BEACH | FL | 06965 | N/A | PC | GENERAL PURPOSES | $15,000 | |
| LEAP | ||||||||
| 535 8TH AVENUE SUITE 1100 | NEW YORK | NY | 10018 | N/A | PC | SPECIAL PURPOSES | $15,000 | |
| LINCOLN SQUARE SYNAGOGUE | ||||||||
| 180 AMSTERDAM AVENUE | NEW YORK | NY | 10023 | N/A | PC | GENERAL PURPOSES | $10,000 | |
| MECHON HADAR | ||||||||
| 190 AMSTERDAM AVENUE | NEW YORK | NY | 10023 | N/A | PC | GENERAL PURPOSES | $60,000 | |
| METROPOLITAN COUNCIL ON JEWISH POVERTY | ||||||||
| 80 MAIDEN LANE 21ST FL | NEW YORK | NY | 10038 | N/A | PC | SPECIAL PURPOSES | $150,000 | |
| MIAMI JEWISH HEALTH SYSTEM FOUNDATION | ||||||||
| 5200 NE 2ND AVENUE | MIAMI | FL | 33137 | N/A | PC | GENERAL PURPOSES | $10,000 | |
| MOUNT SINAI ICAHN SCHOOL OF MEDICINE | ||||||||
| 150 EAST 42ND STREET | NEW YORK | NY | 10017 | N/A | PC | SCHOLARSHIP | $30,000 | |
| NATIONAL MULTIPLE SCLEROSIS SOCIETY - RESEARCH FUND | ||||||||
| 733 THIRD AVENUE 3RD FLOOR | NEW YORK | NY | 10017 | N/A | PC | RESEARCH | $100,000 | |
| NEW YORK CITY CENTER | ||||||||
| 130 WEST 56TH STREET | NEW YORK | NY | 10019 | N/A | PC | GENERAL PURPOSES | $25,000 | |
| NJOP | ||||||||
| 989 AVENUE OF AMERICAS 10TH FL | NEW YORK | NY | 10018 | N/A | PC | GENERAL PURPOSES | $30,000 | |
| OHR SOMAYACH INTERNATIONAL | ||||||||
| 625 WEST 42ND STREET | MIAMI BEACH | FL | 33140 | N/A | PC | GENERAL PURPOSES | $7,500 | |
| OHR TORAH STONE | ||||||||
| 49 WEST 45TH STREET SUITE 701 | NEW YORK | NY | 10036 | N/A | PC | SPECIAL PURPOSES | $200,000 | |
| PARKINSONS FOUNDATION | ||||||||
| 200 EAST 1ST STREET SUITE 800 | MIAMI | FL | 33131 | N/A | PC | RESEARCH | $90,000 | |
| PEF ISRAEL ENDOWMENT INC (KRBY) | ||||||||
| 630 THIRD AVENUE SUITE 1501 | NEW YORK | NY | 10017 | N/A | PC | SPECIAL PURPOSES | $20,000 | |
| THE PHILOS PROJECT | ||||||||
| 12 EAST 33RD STREET FL 2 | NEW YORK | NY | 10016 | N/A | PC | SPECIAL PURPOSES | $75,000 | |
| RABBI JACOB JOSEPH SCHOOLS | ||||||||
| 1276 50TH STREET ROOM 9 | BROOKLYN | NY | 11219 | N/A | PC | GENERAL PURPOSES | $305,000 | |
| THE JERUSALEM FOUNDATION (HAC) | ||||||||
| 420 LEXINGTON AVE SUITE 1645 | NEW YORK | NY | 10170 | N/A | PC | SPECIAL PURPOSES | $25,000 | |
| UJA FEDERATION OF NY | ||||||||
| 130 EAST 59TH STREET SUITE 1073 | NEW YORK | NY | 10022 | N/A | PC | SPECIAL PURPOSES | $150,000 | |
| UNIVERSITY OF MIAMI SYLVESTER COMPREHENSIVE CANCER CENTER | ||||||||
| 1550 NW 10TH AVENUE SUITE 100 | MIAMI | FL | 33136 | N/A | PC | RESEARCH | $450,000 | |
| WEILL CORNELL MEDICINE | ||||||||
| 850 THIRD AVENUE 12TH FL | NEW YORK | NY | 10022 | N/A | PC | RESEARCH | $50,000 | |
| WEST SIDE HATZOLOH COTHE JEWISH CENTER | ||||||||
| 131 W 86TH STREET | NEW YORK | NY | 10024 | N/A | PC | GENERAL PURPOSES | $10,000 | |
| WESTCHESTER TORAH ACADEMY | ||||||||
| 1000 PINEBROOK BOULEVARD | NEW ROCHELLE | NY | 10804 | N/A | PC | GENERAL PURPOSES | $25,000 | |
| THE COLLEGE OF WILLIAM & MARY FOUNDATION | ||||||||
| DISCOVERY 1-ADV 3 | WILLIAMSBURG | VA | 08795 | N/A | PC | GENERAL PURPOSES | $120,000 | |
| YESHIVA UNIVERSITY STERN COLLEGE FOR WOMEN | ||||||||
| 245 LEXINGTON AVENUE | NEW YORK | NY | 10016 | N/A | PC | SPECIAL PURPOSES | $50,000 | |
| YESHIVAT CHOVEVEI TORAH | ||||||||
| 3700 HENRY HUDSON PARKWAY | BRONX | NY | 10463 | N/A | PC | SPECIAL PURPOSES | $25,000 | |
| YESHIVAT MAHARAT | ||||||||
| 3700 HENRY HUDSON PARKWAY | BRONX | NY | 10463 | N/A | PC | GENERAL PURPOSES | $35,000 | |
| YIDDISH BOOK CENTER | ||||||||
| 1021 WEST STREET | AMHERST | MA | 01002 | N/A | PC | SPECIAL PURPOSES | $75,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,075,633 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $31,114 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,676,835 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $6,203,817 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME (LOSS) FROM INVESTMENT IN AIF VI PRIVATE INVESTORS, LLC | Desc |
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$308 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $9,911,458 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $9,911,458 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ESTATE OF LEILA APPLEBAUM CO WARREN WEISS EXECUTOR | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 441 WEST END AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10024 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $31,580,888 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | PUBLICLY TRADED SECURITIES | NoncashPropertyDesc |
| Fair Market Value | $30,617,578 | FairMarketValueAmt |
| Received | 2018-11-27 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MAZARS USA LLP - ACCOUNTING & TAX SERVICES | $40,686 | $20,343 | $20,343 |
| GIZELA HOLTZ - BOOKKEEPER | $62,000 | $31,000 | $31,000 |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES KAUFMAN ESQ VICE PRESIDENT | PersonNm |
| Short Explanation | THE APPLEBAUM FOUNDATION, INC. PAID JAMES KAUFMAN, ESQ. (VICE PRESIDENT) $25,000 FOR LEGAL SERVICES PROVIDED TO THE APPLEBAUM FOUNDATION, INC. THESE PAYMENTS ARE DISCLOSED ON FORM 990-PF, PART I, LINE 16A, LEGAL FEES. | ShortExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (101 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC SR NT 3.2% 11/6/2022 | $48,828 | $49,783 |
| ABBVIE INC SR NT 3.2% 11/6/22 | $146,480 | $149,353 |
| AMERICAN TOWER COTP SR BD 4% 6/1/2025 | $106,430 | $101,011 |
| AMERICAN TOWER COTP SR BD 4% 6/1/2025 | $26,869 | $25,253 |
| AMERICAN TOWER INC SR BD 5% 2/15/2024 | $51,992 | $53,059 |
| AMERICAN TOWER INC SR BD 5% 2/15/24 | $27,120 | $26,530 |
| AMGEN INC SR BD 4.5% 3/15/2020 | $110,890 | $101,668 |
| AMGEN INC SR NY 3/875% 11/15/2021 | $10,377 | $10,186 |
| AT&T INC SR NT 4.125% 2/17/2026 | $106,031 | $100,152 |
| BANK AMER CORP SR NT 4% 4/1/24 | $50,670 | $51,503 |
| BANK OF AMERICA CORP 4% 4/1/24 | $105,265 | $103,007 |
| BANK OF AMERICA CORP SR BD 4.1% 7/24/23 | $27,227 | $25,790 |
| BANK OF AMERICA CORP SR BD 4.1% 7/24/23 | $51,252 | $51,581 |
| BANK OF AMERICA CORP SR BD 4.125% 1/22/24 | $106,432 | $103,386 |
| BOEING CO SR NT 4.875% 2/15/2020 | $114,601 | $101,924 |
| BOEING CO SR NT 4.875% 2/15/2020 | $26,033 | $25,481 |
| BP CAP MKTS PLC SR NT 4.75% 3/10/19 | $112,045 | $100,046 |
| BP MKTS PLC SR NT 4.50% 10/1/2020 | $50,883 | $51,293 |
| BURLINGTON NORTHERN SANTA FE LLC SR NT 3.60% 9/1/2020 | $53,638 | $50,490 |
| BURLINGTON NORTHN SANTA FE CORP 6.15% 5/1/2037 | $118,328 | $124,498 |
| CAPITAL ONE FINANCIAL CORP SR BD 3.5% 6/15/23 | $78,304 | $74,362 |
| CAPITAL ONE FINANCIAL CORP SR NT 4.75% 7/15/2021 | $51,646 | $51,805 |
| CAPITAL ONE FINANCIAL CORP SR NT 4.75% 7/15/2021 | $55,405 | $51,805 |
| CISCO SYS INC SR NT 4.45% 1/15/2020 | $10,260 | $10,150 |
| CISCO SYS INC SR NT 4.455 1/15/20 | $111,866 | $101,497 |
| CISCO SYS INC SR NT 5.5% 1/15/2040 | $23,448 | $24,501 |
| CISCO SYS INC SRNT 4.45% 1/15/2020 | $25,213 | $25,374 |
| CISCO SYSTEMS INC SR NT 2.5% 9/20/26 | $47,749 | $47,558 |
| COMCASR CORP SR NT 4.15% 10/15/28 | $51,614 | $51,606 |
| COMCAST CORP SR NT 4.15% 10/15/2028 | $206,648 | $206,425 |
| CONOCOPHILLIPS CO SR BD 4.95% 3/15/2026 | $11,241 | $10,960 |
| CONOCOPHILLIPS CO SR BD 4.95% 3/15/2026 | $56,767 | $54,798 |
| CVS HEALTH 5% 12/1/2024 | $115,269 | $105,321 |
| CVS HEALTH CORP SR NT 4% 12/5 2023 | $55,108 | $50,859 |
| CVS HEALTH CORP SR NT 4% 12/5/2023 | $107,199 | $101,718 |
| DIRECTV HLDG LLC/FIN CO INC 3.8% 3/15/2022 | $51,202 | $50,139 |
| DUKE ENERGY CORP SR BD 3.95% 10/15/2023 | $51,904 | $51,221 |
| DUKE ENERGY CORP SR NT 3.55% 9/15/2021 | $52,872 | $50,445 |
| FEDEX CORP 4% 1/15/2024 | $27,281 | $25,727 |
| FEDEX CORP 4% 1/15/2024 | $52,235 | $51,454 |
| FEDEX CORP SR BD 5.1% 1/15/2044 | $84,197 | $75,836 |
| GEORGIA POWER CO SR BD 5.65% 3/1/2037 | $27,617 | $27,063 |
| GILEAD SCIENCES INC NT 4.5% 4/1/2021 | $51,142 | $51,361 |
| GILEAD SCIENCES INC SR BD 3.5% 2/1/2025 | $19,510 | $19,977 |
| GILEAD SCIENCES INC SR BD 3.65% 3/1/2026 | $48,513 | $49,767 |
| GILEAD SCIENCESINC SR BD 3.65% 3/1/2026 | $24,257 | $24,883 |
| GILEAD SCIENCESINC SR BD 3.65% 3/1/2026 | $33,992 | $34,837 |
| GOLDMAN SACHS GROUP INC SR NT 4% 3/3/2024 | $15,106 | $15,226 |
| GOLDMAN SACHS GROUP INC SR NT 4% 3/3/2024 | $26,936 | $25,377 |
| HOME DEPOT INC. SR BD 5.4% 9/15/2040 | $58,188 | $58,336 |
| HSBC HLDGS PLC SR NT 4% 3/30/2022 | $79,951 | $76,810 |
| HSBC HLDGS PLC SR NT 4% 3/30/2022 | $106,857 | $102,414 |
| INTEL CORP SR BD 4.8% 10/1/2041 | $26,520 | $27,801 |
| J P MORGAN CHASE & CO 4.625% 5/10/2021 | $100,234 | $103,309 |
| J P MORGAN CHASE & CO SR NT 4.5% 1/24/2022 | $54,768 | $51,971 |
| J P MORGAN CHASE & CO SR NT 4.5% 1/24/22 | $10,556 | $10,394 |
| JP MORGAN CHASE & CO SR NT 4.35% 8/15/2021 | $27,495 | $25,768 |
| JPMORGAN CHASE & CO SR NT 4.5% 1/24/2022 | $27,681 | $25,986 |
| KELLOG CO SR NT 3.125% 5/17/2022 | $102,297 | $99,520 |
| KELLOG CO SR NT 4% 12/15/2020 | $27,315 | $25,409 |
| KELLOG CO SR NT 4% 12/15/2020 | $28,301 | $25,409 |
| KELLOG CO SR NT 4/15% 11/15/19 | $10,175 | $10,089 |
| LOWE'S COS INC SR BD 5.125% 11/15/2041 | $114,169 | $104,100 |
| LOWE'S COS INC SR NT 4.625% 4/15/2020 | $112,703 | $101,013 |
| MCDONALDS CORP SR NT 3.625% 5/20/21 | $15,247 | $15,230 |
| MCDONALDS SR BD 4.875% 7/15/2040 | $172,277 | $154,329 |
| MEDTRONIC INC SR BD 4.375% 3/15/2035 | $10,063 | $10,545 |
| MONDELEZ INTERNATIONAL INC SR NT (CALL) 4% 2/1/2024 | $51,474 | $51,049 |
| MONDELEZ INTERNATIONAL INC SR NT (CALL) 4% 2/1/2024 | $102,659 | $102,098 |
| MONDELEZ INTL INC SR NT 4% 2/1/2024 | $128,793 | $127,623 |
| MONDELEZ INTL INC SR NT 4% 2/1/2024 | $53,816 | $51,049 |
| MORGAN STANLEY SR NOTE 4% 7/23/25 | $80,643 | $76,350 |
| MORGAN STANLEY SR NOTE 4% 7/23/25 | $105,883 | $101,800 |
| MORGAN STANLEY SR NT 4% 7/23/25 | $107,524 | $101,800 |
| MORGAN STANLEY SR NT 4% 7/23/25 | $26,985 | $25,450 |
| MORGAN STANLEY SR NT 4% 7/23/25 | $76,624 | $76,350 |
| PRUDENTIAL FIN INC NT 5.7% 12/14/2036 | $30,131 | $28,846 |
| PRUDENTIAL FIN INC NT 5.7% 12/14/2036 | $30,139 | $28,846 |
| SHELL INTERNATIONAL FIN SR BD 6.375% 12/15/2038 | $50,000 | $65,315 |
| SHELL INTL FIN BV 9/22/19 | $111,520 | $100,909 |
| SHELL INTL FIN SR BD 6.375% 12/18/38 | $47,039 | $45,720 |
| SHELL INTL FIN SR BD 6.375% 12/18/38 | $9,775 | $13,063 |
| SIMON PPTY GROUP LP 3.375% 3/15/22 | $51,085 | $50,366 |
| SIMON PPTY GROUP LP SR NT 4.125% 12/1/2021 | $27,867 | $25,664 |
| SOUTHERN POWER CO SR BD 4.15% 12/1/2025 | $50,740 | $50,186 |
| SOUTHERN POWER CO SR BD 4.15% 12/1/2025 CALL | $51,000 | $50,186 |
| TIME WARNER INC SR NT 4.05% 12/15/2023 | $105,562 | $102,411 |
| UNION PACFIC CORP SR NT 4% 2/1/2021 | $45,985 | $50,893 |
| UNION PACIFIC CORP SR NT 4.163% 7/15/2022 | $28,239 | $25,884 |
| UNION PACIFIC CORP SR NT 4.163% 7/15/2022 | $79,608 | $77,652 |
| UNITEDHEALTH GROUP INC SR NT 3.5% 6/15/2023 | $24,989 | $25,422 |
| UNITEDHEALTHCAARE GROUP INC SR NT 3.75% 7/15/2025 | $20,198 | $20,563 |
| UNITEDHEALTHCAARE GROUP INC SR NT 3.75% 7/15/2025 | $103,024 | $102,817 |
| UNITEDHEALTHCARE GRP INC SR NT 3.75% 7/15/25 | $51,512 | $51,409 |
| VERIZON COMMUNICATIONNS INC SR NT 4.125% 3/16/2027 | $10,390 | $10,251 |
| VERIZON COMMUNICATIONS INC SR NT 5.15% 9/15/23 | $79,266 | $81,456 |
| VERIZON COMMUNICATIONS INC SR NT 5.15% 9/15/23 | $53,663 | $54,303 |
| VERIZON COMMUNICATIONS INC SR NT 5.15% 9/15/2023 | $127,272 | $108,605 |
| VERIZON COMMUNICATIONS INC SR NT 5.5% 9/15/2023 | $26,422 | $27,151 |
| VERIZON COMMUNICATIONS INC SR NTV4.125% 3/16/2027 | $52,130 | $51,256 |
| WELLS FARGO & CO NT 4.6% 4/1/2021 | $167,349 | $154,797 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (683 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| A T & T INC | $295,579 | $778,000 |
| A T & T INC | $246,404 | $231,813 |
| A T & T INC | $284,109 | $270,759 |
| A T & T INC | $371,081 | $354,768 |
| ABBVIE INC | $37,413 | $74,486 |
| ABBVIE INC | $73,097 | $101,427 |
| ABBVIE INC | $19,065 | $23,772 |
| ABBVIE INC | $7,406 | $20,602 |
| ABBVIE INC | $25,759 | $36,450 |
| ABBVIE INC | $28,272 | $41,205 |
| ACCENTURE PLC | $312,144 | $290,484 |
| ADOBE SYSTEMS INC | $118,300 | $441,000 |
| AIRBUS GROUP NV | $16,133 | $16,723 |
| AIRBUS SE UNSPONSORED ADR | $38,161 | $39,557 |
| AIRBUS SE UNSPONSORED ADR | $64,532 | $66,893 |
| AIRBUS UNSPONSORED ADR | $108,588 | $112,560 |
| AIRBUS UNSPONSORED ADR | $63,912 | $66,250 |
| AIRBUS UNSPONSORED ADR | $23,269 | $24,120 |
| ALLSTATE CORP | $45,955 | $68,855 |
| ALLSTATE CORP | $236,257 | $343,543 |
| ALLSTATE CORP | $76,145 | $112,312 |
| ALLSTATE CORP | $140,364 | $205,748 |
| ALPHABET INC | $25,179 | $100,793 |
| ALPHABET INC CL A | $243,345 | $337,965 |
| ALPHABET INC CL A | $601,790 | $1,104,019 |
| ALPHABET INC CL A | $84,756 | $191,514 |
| ALPHABET INC CL A | $257,149 | $360,496 |
| ALPHABET INC CL A | $81,144 | $326,700 |
| ALPHABET INC CL A | $254,613 | $529,479 |
| ALPHABET INC CLASS A | $367,157 | $788,585 |
| ALTRIA GROUP INC | $12,298 | $28,826 |
| AMAZON.COM INC | $79,079 | $70,513 |
| AMAZON.COM INC | $222,030 | $180,381 |
| AMAZON.COM INC | $27,257 | $147,585 |
| AMAZON.COM INC | $50,461 | $40,996 |
| AMAZON.COM INC | $86,973 | $73,792 |
| AMAZON.COM INC | $141,292 | $114,788 |
| AMERICAN EXPRESS CO | $641,920 | $861,920 |
| AMERICAN WATER WORKS CO | $110,115 | $276,915 |
| AMERIPRISE FINANCIAL INC | $24,681 | $63,182 |
| AMERIPRISE FINANCIAL INC | $79,584 | $92,141 |
| AMERIPRISE FINANCIAL INC | $13,050 | $17,112 |
| AMERIPRISE FINANCIAL INC | $5,368 | $23,693 |
| AMERIPRISE FINANCIAL INC | $10,848 | $36,856 |
| AMERISOURCEBERGEN CORP | $38,553 | $37,485 |
| AMERISOURCEBERGEN CORP | $119,087 | $115,787 |
| AMG MG PICTET INTL-Z | $537,840 | $540,417 |
| AMGEN INC | $116,891 | $178,675 |
| AMGEN INC | $323,723 | $461,894 |
| AMGEN INC | $31,889 | $39,917 |
| AMGEN INC | $57,367 | $96,941 |
| AMGEN INC | $111,850 | $136,858 |
| AMGEN INC | $168,354 | $248,054 |
| AMPHENOL CORP NEW CL A | $209,905 | $253,719 |
| ANALOG DEVICES INC | $126,485 | $175,414 |
| ANALOG DEVICES INC | $415,364 | $470,624 |
| ANALOG DEVICES INC | $27,457 | $36,366 |
| ANALOG DEVICES INC | $165,637 | $114,447 |
| ANALOG DEVICES INC | $140,116 | $160,440 |
| ANALOG DEVICES INC | $209,295 | $253,495 |
| APPLE INC | $173,583 | $224,229 |
| APPLE INC | $368,643 | $661,433 |
| APPLE INC | $743,936 | $1,333,255 |
| APPLE INC | $136,353 | $213,840 |
| APPLE INC | $170,143 | $355,823 |
| APPLE INC | $422,943 | $593,039 |
| AT&T INC | $836,553 | $803,363 |
| AT&T INC | $609,698 | $473,335 |
| AT&T INC | $181,793 | $176,762 |
| AVERY DENNISON CORP | $36,772 | $55,100 |
| AVERY DENNISON CORP | $48,591 | $72,387 |
| AVERY DENNISON CORP | $13,277 | $18,367 |
| AVERY DENNISON CORP | $9,373 | $14,045 |
| AVERY DENNISON CORP | $18,888 | $28,090 |
| AVERY DENNISON CORP | $21,630 | $32,412 |
| BAE SYS PLC SPONS ADR | $21,138 | $15,978 |
| BAE SYS PLC SPONS ADR | $124,435 | $109,846 |
| BAE SYS PLC SPONS ADR | $67,682 | $60,915 |
| BAE SYS PLC SPONS ADR | $35,814 | $31,206 |
| BAE SYS PLC SPONS ADR | $42,137 | $37,198 |
| BAE SYS PLC SPONS ADR | $78,054 | $68,903 |
| BANK NOVA SCOTIA HALIFAX | $66,915 | $69,450 |
| BANK NOVA SCOTIA HALIFAX | $32,654 | $33,892 |
| BANK NOVA SCOTIA HALIFAX | $36,937 | $38,336 |
| BANK AMERICA CORP | $283,983 | $270,444 |
| BANK NOVA SCOTIA HALIFAX | $89,398 | $92,785 |
| BANK NOVA SCOTIA HALIFAX | $21,509 | $22,224 |
| BANK NOVA SCOTIA HALIFAX | $110,507 | $108,342 |
| BANK OF NEW YORK MELLON CORP | $32,211 | $36,211 |
| BANK OF NEW YORK MELLON CORP | $158,722 | $178,432 |
| BANK OF NEW YORK MELLON CORP | $51,818 | $58,253 |
| BANK OF NEW YORK MELLON CORP | $96,634 | $108,634 |
| BB&T CORP | $106,082 | $109,076 |
| BB&T CORP | $145,935 | $147,813 |
| BB&T CORP | $35,103 | $35,679 |
| BB&T CORP | $174,460 | $174,317 |
| BB&T CORP | $53,813 | $55,048 |
| BB&T CORP | $60,281 | $62,183 |
| BERKSHIRE HATHAWAY INC | $232,622 | $281,820 |
| BHP GROUP LTD SPON ADR | $76,961 | $100,510 |
| BHP GROUP LTD SPON ADR | $43,272 | $56,603 |
| BHP GROUP LTD SPON ADR | $18,228 | $23,805 |
| BHP GROUP LTD SPONS | $11,904 | $14,283 |
| BHP GROUP LTD SPONS | $26,329 | $34,385 |
| BHP GROUP LTD SPONS | $49,417 | $64,538 |
| BLACKROCK INC | $52,509 | $75,347 |
| BLACKROCK INC | $69,905 | $99,725 |
| BLACKROCK INC | $20,281 | $24,377 |
| BLACKROCK INC | $102,616 | $113,021 |
| BLACKROCK INC | $27,798 | $37,674 |
| BLACKROCK INC | $200,192 | $272,580 |
| BLACKROCK INC | $21,493 | $37,674 |
| BLACROCK HIGH YIELD PORTFOLIO | $257,993 | $242,513 |
| BOEING CO | $29,362 | $107,790 |
| BOEING CO | $146,152 | $534,551 |
| BOEING CO | $55,332 | $167,185 |
| BOEING CO | $90,004 | $330,410 |
| BP PLC SPONC ADR | $93,367 | $93,830 |
| BP PLC SPONC ADR | $51,481 | $51,180 |
| BP PLC SPONC ADR | $19,947 | $20,046 |
| BP PLC SPONSORED ADR | $250,775 | $311,004 |
| BP PLC SPONSORED ADR | $24,191 | $24,311 |
| BP PLC SPONSORED ADR | $30,981 | $31,135 |
| BP PLC SPONSORED ADR | $55,596 | $55,872 |
| CABOT OIL & GAS CORP CL A | $114,822 | $110,790 |
| CACI INC CL A | $47,329 | $60,146 |
| CACI INC CL A | $229,475 | $291,616 |
| CACI INC CL A | $74,579 | $94,775 |
| CACI INC CL A | $143,422 | $182,260 |
| CAPITAL GROUP INTL EQUITY FD | $81,858 | $0 |
| CAPITAL PRIVATE CLIENT SVCS CAP NON US EQT | $511,642 | $654,001 |
| CBS CORP CL B | $176,380 | $167,701 |
| CBS CORP CL B | $591,473 | $547,289 |
| CBS CORP CL B | $344,344 | $335,905 |
| CBS CORP CL B | $106,666 | $97,407 |
| CBS CORP CL B | $156,125 | $142,596 |
| CBS CORP CL B | $183,375 | $165,693 |
| CENTERPOINT ENERGY INC. | $150,150 | $602,800 |
| CHECK POINT SOFTWARE TECH LTD | $13,404 | $15,899 |
| CHECK POINT SOFTWARE TECH LTD | $23,323 | $33,021 |
| CHECK POINT SOFTWARE TECH LTD | $43,365 | $79,495 |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD | $71,020 | $129,638 |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD | $340,360 | $621,284 |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD | $9,945 | $21,403 |
| CHEVRON CORP | $194,624 | $286,992 |
| CHEVRON CORP | $559,034 | $672,040 |
| CHEVRON CORP | $501,911 | $547,676 |
| CHEVRON CORP | $267,726 | $332,432 |
| CHEVRON CORP | $168,075 | $223,615 |
| CHEVRON CORP | $161,559 | $322,866 |
| CHEVRON CORP | $250,098 | $352,163 |
| CHEVRONTEXACO | $110,247 | $0 |
| CHUBB CORP | $37,309 | $40,170 |
| CHUBB CORP | $21,370 | $22,763 |
| CHUBB CORP | $6,218 | $6,695 |
| CHUBB CORP | $12,436 | $13,390 |
| CHUBB CORP | $144,670 | $133,900 |
| CHUBB LTD | $5,601 | $5,356 |
| CHUBB LTD | $24,873 | $26,780 |
| CINTAS CORP | $180,284 | $371,880 |
| CISCO SYSTEMS INC | $249,265 | $498,545 |
| CISCO SYSTEMS INC | $954,652 | $1,534,981 |
| CISCO SYSTEMS INC | $240,011 | $500,616 |
| CISCO SYSTEMS INC | $251,490 | $416,749 |
| CISCO SYSTEMS INC | $328,718 | $516,147 |
| CISCO SYSTEMS INC | $171,695 | $181,195 |
| CISCO SYSTEMS INC | $523,535 | $857,829 |
| CITIGROUP INC | $427,796 | $460,656 |
| CITIGROUP INC | $322,716 | $319,900 |
| CITIGROUP INC. | $85,559 | $92,131 |
| CITIGROUP INC. | $133,686 | $143,955 |
| CITIGROUP INC. | $252,518 | $271,915 |
| CME GROUP INC | $204,185 | $382,011 |
| CMS ENERGY CORP | $125,312 | $141,440 |
| COCA-COLA CO | $511,920 | $544,080 |
| COLGATE PALMOLIVE CO | $214,394 | $210,784 |
| COMCAST CORP CL A | $105,806 | $622,123 |
| COMCAST CORP CL A | $145,054 | $301,626 |
| CONSOLIDATED EDISON INC | $89,834 | $1,128,576 |
| CONSUMER STAPLES SELECT SECTOR S | $174,869 | $173,888 |
| CONSUMER STAPLES SELECT SECTOR S | $191,559 | $190,190 |
| CONSUMER STAPLES SELECT SECTOR SPDR FD | $563,730 | $559,702 |
| CONSUMER STAPLES SELECT SECTOR SPDR FD | $349,739 | $347,776 |
| CONSUMER STAPLES SELECT SECTOR SPDR FD | $101,980 | $101,072 |
| COSTCO WHOLESALE CORP | $125,679 | $267,957 |
| CUMMINS INC | $326,425 | $385,225 |
| DANAHER CORP | $141,322 | $254,040 |
| DANONE SA SPONS ADR | $11,670 | $12,398 |
| DANONE SA SPONS ADR | $27,467 | $29,182 |
| DANONE SA SPONS ADR | $47,817 | $50,803 |
| DANONNE SASPONS ADR | $79,696 | $84,672 |
| DANONNE SASPONS ADR | $46,537 | $49,442 |
| DANONNE SASPONS ADR | $17,647 | $18,749 |
| DBS GROUOP HLDGS LTD SPONS ADR | $122,638 | $190,892 |
| DBS GROUOP HLDGS LTD SPONS ADR | $74,736 | $117,472 |
| DBS GROUOP HLDGS LTD SPONS ADR | $46,895 | $55,065 |
| DBS GROUP HLDGS LTD SPONS ADR | $32,434 | $27,900 |
| DBS GROUP HLDGS LTD SPONS ADR | $48,022 | $66,078 |
| DBS GROUP HLDGS LTD SPONS ADR | $78,771 | $122,611 |
| DELL TECHNOLOGIES INC CL C | $25 | $56 |
| DIGITAL REALTY TRUST CO | $161,524 | $188,345 |
| DIGITAL REALTY TRUST CO | $167,729 | $184,838 |
| DIGITAL REALTY TRUST CO | $297,038 | $327,596 |
| DIGITAL REALTY TRUST INC | $486,409 | $536,641 |
| DIGITAL REALTY TRUST INC | $26,986 | $33,484 |
| DIGITAL REALTY TRUST INC | $154,878 | $163,119 |
| DISNEY WALT CO. | $223,805 | $270,816 |
| DOUBLELINE FDS TR TTL RTN BD | $187,001 | $0 |
| DOUBLELINE TOTL RET BND-I | $85,304 | $259,645 |
| DOWDUPON INC | $120,553 | $106,460 |
| EATON CORP | $93,336 | $134,811 |
| EATON CORP | $52,766 | $67,805 |
| EATON CORP | $56,385 | $75,782 |
| EATON CORPORATION PLC | $146,817 | $183,471 |
| EATON CORPORATION PLC | $36,666 | $44,671 |
| EATON CORPORATION PLC | $23,277 | $35,897 |
| EDGEWOOD GROWTH FUND-INS | $244,186 | $368,969 |
| EDISON INTERNATIONAL | $180,275 | $178,472 |
| EDWARDS LIFESCIENCES CORP | $69,932 | $330,116 |
| ELECTRONIC ARTS | $157,967 | $164,742 |
| ELECTRONIC ARTS | $123,802 | $140,797 |
| ELECTRONIC ARTS | $238,541 | $252,859 |
| ELECTRONIC ARTS INC | $518,054 | $536,368 |
| ELECTRONIC ARTS INC | $345,390 | $329,483 |
| ELECTRONIC ARTS INC | $88,549 | $93,864 |
| EMERSON ELECTRIC CO | $177,539 | $163,560 |
| EMERSON ELECTRIC CO | $556,697 | $511,125 |
| EMERSON ELECTRIC CO | $28,733 | $26,579 |
| EMERSON ELECTRIC CO | $122,382 | $112,448 |
| EMERSON ELECTRIC CO | $186,459 | $171,057 |
| EMERSON ELECTRIC CO | $313,613 | $288,956 |
| ENTERGY CORP NEW | $156,412 | $181,994 |
| ENTERGY CORP NEW | $377,022 | $457,317 |
| ENTERGY CORP NEW | $35,929 | $40,132 |
| ENTERGY CORP NEW | $176,828 | $195,060 |
| ENTERGY CORP NEW | $125,694 | $153,061 |
| ENTERGY CORP NEW | $209,064 | $252,924 |
| EOG RES INC | $135,515 | $131,600 |
| EQUINIX INC | $130,622 | $127,050 |
| ESSEX PROPERTY TRUST INC | $193,113 | $251,856 |
| EXELON CORP | $375,593 | $403,297 |
| EXELON CORP | $28,063 | $30,126 |
| EXELON CORP | $141,276 | $147,714 |
| EXELON CORP | $127,611 | $137,024 |
| EXXON MOBIL CORP | $374,479 | $331,926 |
| FACEBOOK INC CL A | $85,617 | $92,027 |
| FACEBOOK INC CL A | $196,792 | $230,874 |
| FACEBOOK INC CL A | $183,962 | $182,439 |
| FACEBOOK INC CL A | $45,869 | $54,086 |
| FACEBOOK INC CL A | $85,075 | $96,547 |
| FACEBOOK INC CL A | $75,887 | $226,030 |
| FACEBOOK INC CL A | $121,885 | $143,691 |
| FEDEX CORP | $607,720 | $724,000 |
| FIDELITY 500 INDEX FD-A1 | $898,747 | $962,417 |
| FORTIS INC | $110,916 | $115,360 |
| FORTIS INC | $64,123 | $66,693 |
| FORTIS INC | $23,916 | $24,875 |
| FORTIS INC | $37,781 | $39,295 |
| GALLAGHER ARTHUR J & CO. | $35,826 | $65,830 |
| GALLAGHER ARTHUR J & CO. | $17,476 | $32,112 |
| GALLAGHER SRTHUR J & CO | $38,248 | $69,041 |
| GALLAGHER SRTHUR J & CO | $11,569 | $18,464 |
| GALLAGHER SRTHUR J & CO | $8,005 | $14,450 |
| GAMING & LEISURE PROPERTIES INC | $381,811 | $400,180 |
| GAMING & LEISURE PROPERTIES INC | $23,628 | $24,011 |
| GAMING & LEISURE PROPERTIES INC | $113,649 | $117,507 |
| GAMING AND LEISURE PROPERTIES INC | $130,710 | $135,334 |
| GAMING AND LEISURE PROPERTIES INC | $128,536 | $134,606 |
| GAMING AND LEISURE PROPERTIES INC | $213,494 | $224,101 |
| GILEAD SCIENCES INC | $154,195 | $135,242 |
| GILEAD SCIENCES INC | $556,485 | $487,650 |
| GILEAD SCIENCES INC | $18,465 | $16,255 |
| GILEAD SCIENCES INC | $124,041 | $108,583 |
| GILEAD SCIENCES INC | $185,925 | $162,550 |
| GILEAD SCIENCES INC | $175,000 | $161,250 |
| GLAXOSMITHKLINE PLC SPONS ADR | $53,413 | $56,504 |
| GLAXOSMITHKLINE PLC SPONS ADR | $32,227 | $33,902 |
| GLAXOSMITHKLINE PLC SPONS ADR | $12,209 | $12,915 |
| GLAXOSMITHKLINE PLC SPONSORED ADR | $8,012 | $8,476 |
| GLAXOSMITHKLINE PLC SPONSORED ADR | $19,076 | $20,180 |
| GLAXOSMITHKLINE PLC SPONSORED ADR | $33,193 | $35,113 |
| GOLDMAN SACHS GROUP INC | $68,965 | $56,060 |
| GOLDMAN SACHS GROUP INC | $206,904 | $168,179 |
| HARDING LOEVNER INSTITUTIONAL | $148,000 | $127,167 |
| HARDING LOEVNER INSTITUTIONAL | $210,636 | $295,933 |
| HARDING LOEVNER INSTITUTIONAL | $475,513 | $568,510 |
| HARDING LOEVNER INSTITUTIONAL EMERGING MARKETS PORTFOLIO CLASS I | $765,723 | $908,541 |
| HARDING LOEVNER INSTITUTIONAL EMERGING MARKETS PORTFOLIO CLASS I | $145,000 | $165,857 |
| HARDING LOEVNER INSTITUTIONAL EMERGING MARKETS PORTFOLIO CLASS I | $188,464 | $227,890 |
| HOME DEPOT INC | $406,226 | $673,910 |
| HOME DEPOT INC | $432,510 | $418,416 |
| HOME DEPOT INC | $20,011 | $109,233 |
| HOME DEPOT INC. | $156,757 | $210,134 |
| HOME DEPOT INC. | $159,705 | $214,762 |
| HOME DEPOT INC. | $127,581 | $398,051 |
| HOME DEPOT INC. | $158,463 | $333,252 |
| HONEYWELL INTL INC | $117,027 | $221,861 |
| HONEYWELL INTL INC | $524,726 | $741,077 |
| HONEYWELL INTL INC | $23,380 | $32,355 |
| HONEYWELL INTL INC | $100,382 | $166,396 |
| HONEYWELL INTL INC | $171,679 | $238,809 |
| HONEYWELL INTL INC | $128,181 | $201,061 |
| HONEYWELL INTL INC | $287,086 | $409,826 |
| HOYA CORP ADR | $95,473 | $98,400 |
| HOYA CORP ADR | $56,716 | $58,425 |
| HOYA CORP ADR | $20,887 | $21,525 |
| HOYA CORP ADR | $14,933 | $15,375 |
| HOYA CORP ADR | $33,424 | $34,440 |
| HOYA CORP ADR | $59,112 | $60,885 |
| HSBC HOLDINGS PLC ADR | $20,267 | $16,740 |
| HSBC HOLDINGS PLC ADR | $134,551 | $110,241 |
| HSBC HOLDINGS PLC ADR | $80,482 | $65,328 |
| HSBC HOLDINGS PLC ADR | $26,651 | $22,457 |
| HSBC HOLDINGS PLC ADR | $48,479 | $39,197 |
| HSBC HOLDINGS PLC ADR | $79,124 | $65,328 |
| ILLINOIS TOOL WORKS INC | $46,829 | $46,106 |
| ILLINOIS TOOL WORKS INC | $219,509 | $216,120 |
| ILLINOIS TOOL WORKS INC | $74,633 | $73,481 |
| ILLINOIS TOOL WORKS INC | $133,169 | $131,113 |
| INGERSOLL-RAND PLC | $193,592 | $232,232 |
| INTEL CORP | $77,105 | $76,792 |
| INTEL CORP | $0 | $238,320 |
| INTEL CORP | $339,350 | $582,560 |
| INTEL CORP | $65,936 | $65,670 |
| INTEL CORP | $81,891 | $81,558 |
| INTEL CORP | $133,472 | $132,930 |
| INTERCONT. HOTELS GROUP PLC SPON | $20,321 | $18,383 |
| INTERCONTINENTAL HOTELS GROUP ADR PLC | $71,082 | $83,025 |
| INTERCONTINENTAL HOTELS GRP PLC | $35,339 | $41,301 |
| INTERCONTINENTAL HOTELSGRP PLC SPN ADR | $100,992 | $122,633 |
| INTERCONTINENTAL HPTELS GRP PLC SONS ADR | $69,688 | $74,741 |
| INTERCONTINENTAL HPTELS GRP PLC SONS ADR | $24,854 | $29,872 |
| ISHARES BARCLAYS 7-10 YEAR TREASURY BOND FUND | $519,941 | $517,427 |
| ISHARES BARCLAYS MBS FUBD | $518,809 | $519,027 |
| ISHARES INC MSCI JAPAN NEW | $261,104 | $223,691 |
| ISHARES MSCI EAFE SMALL CAP INDEX FD ETF | $213,927 | $214,313 |
| ISHARES MSCI EAFE SMALL CAP INDEX FD ETF | $133,745 | $133,731 |
| ISHARES MSCI EAFE SMALL CAP INDEX FD ETF | $63,754 | $62,865 |
| ISHARES MSCI EMERGING MKT INDEX FD | $88,529 | $0 |
| ISHARES MSCI JAPAN ETF | $17,270 | $15,764 |
| ISHARES MSCI JAPAN ETF | $120,202 | $108,720 |
| ISHARES MSCI JAPAN ETF | $70,619 | $63,601 |
| ISHARES MSCI JAPAN ETF | $24,040 | $21,744 |
| ISHARES MSCI JAPAN ETF | $43,273 | $39,139 |
| ISHARES MSCI JAPAN ETF | $70,913 | $64,145 |
| ISHARES NASDAQ BIOTECHNOLOGY ETF | $1,043,920 | $1,352,880 |
| ISHARES TR MSCI EAFE INDEX FD | $1,237,995 | $1,446,718 |
| ISHARES TR MSCI EAFE SMALL CAP I | $39,322 | $34,290 |
| ISHARES TR MSCI EAFE SMALL CAP I | $78,725 | $78,867 |
| ISHARES TR MSCI EAFE SMALL CAP I | $130,068 | $130,302 |
| J P MORGAN CHASE & CO | $295,056 | $437,268 |
| J P MORGAN CHASE & CO | $1,237,886 | $1,330,590 |
| J P MORGAN CHASE & CO | $543,233 | $1,013,336 |
| J P MORGAN CHASE & CO | $263,623 | $294,295 |
| J P MORGAN CHASE & CO | $408,804 | $446,661 |
| J P MORGAN CHASE & CO | $149,456 | $408,569 |
| J P MORGAN CHASE & CO | $677,217 | $743,043 |
| JOHN HANCOCK III DISCPL-V-R6 | $331,247 | $343,703 |
| JOHNSON & JOHNSON CO | $166,631 | $173,533 |
| JOHNSON & JOHNSON CO | $570,431 | $587,552 |
| JOHNSON & JOHNSON CO | $390,719 | $543,827 |
| JOHNSON & JOHNSON CO | $123,241 | $127,075 |
| JOHNSON & JOHNSON CO | $186,959 | $192,662 |
| JOHNSON & JOHNSON CO | $183,123 | $239,120 |
| JOHNSON & JOHNSON CO | $336,849 | $347,066 |
| JPM CORE BD FD - R6 FUND 3900 | $4,771,368 | $4,658,992 |
| JPM TR I GL RES ENH IDX FD FUND FUND 3457 | $67,168 | $0 |
| JPMORGAN BETABUILDERS CANADA ETF | $263,663 | $258,974 |
| JPMORGAN BETABUILDERS DEVELOPED ASIA EX-JAPAN ETF | $137,901 | $135,594 |
| JPMORGAN BETABUILDERS EUROPE -ETF ISIN | $471,176 | $536,407 |
| JPMORGAN BETABUILDERS JAPAN - ETF ISIN | $393,802 | $411,543 |
| JPMORGAN GL RES ENH IDX-R6 | $1,016,319 | $1,180,295 |
| KEYCORP | $81,124 | $66,755 |
| KEYCORP | $401,328 | $330,242 |
| KEYCORP | $130,914 | $107,726 |
| KEYCORP | $244,660 | $201,324 |
| LAS VEGAS SANDS CORP | $11,130 | $9,215 |
| LILI ELI & CO | $84,498 | $378,870 |
| LILI ELI & CO | $10,296 | $34,098 |
| LILI ELI & CO | $22,631 | $83,351 |
| LILLY ELI & CO | $171,880 | $0 |
| LILLY ELI & CO | $12,311 | $0 |
| LILLY ELI & CO | $34,376 | $0 |
| LILLY ELLI & CO | $105,201 | $155,337 |
| LILLY ELLI & CO | $89,446 | $132,605 |
| LILLY ELLI & CO | $140,522 | $207,116 |
| LINDE PLC | $161,880 | $173,240 |
| LYONDELLBASELL INDUSTRIES NV CL A | $87,969 | $87,230 |
| LYONDELLBASELL INDUSTRIES NV CL A | $270,065 | $265,112 |
| LYONDELLBASELL INDUSTRIES NV CL A | $11,924 | $11,973 |
| LYONDELLBASELL INDUSTRIES NV CL A | $56,059 | $55,588 |
| LYONDELLBASELL INDUSTRIES NV CL A | $85,382 | $84,665 |
| LYONDELLBASELL INDUSTRIES NV CL A | $153,515 | $152,226 |
| MAGNA INTL INC CL A | $116,786 | $216,193 |
| MARRIOTT INTERNATIONAL INC CL A | $158,199 | $154,082 |
| MARRIOTT INTERNATIONAL INC CL A | $521,965 | $501,080 |
| MARRIOTT INTERNATIONAL INC CL A | $306,251 | $306,912 |
| MARRIOTT INTERNATIONAL INC CL A | $93,690 | $88,942 |
| MARRIOTT INTERNATIONAL INC CL A | $167,137 | $160,346 |
| MARRIOTT INTERNATIONAL INC CL A | $253,347 | $240,518 |
| MASTERCARD INC CLASS A | $149,533 | $584,402 |
| MATTHEWS PACIFIC TIGER FUND CL 1 | $85,731 | $78,464 |
| MATTHEWS PACIFIC TIGER FUND CL 1 | $217,863 | $202,230 |
| MATTHEWS PACIFIC TIGER FUND CL 1 | $280,398 | $262,091 |
| MATTHEWS PACIFIC TIGER FUND CL IS | $133,347 | $405,931 |
| MATTHEWS PACIFIC TIGER FUND CL IS | $338,000 | $299,787 |
| MATTHEWS PACIFIC TIGER FUND CL IS | $26,000 | $26,092 |
| MATTHEWS PACIFIC TIGER FUND INSTITUTIONAL CLASS | $300,000 | $0 |
| MCCORMICK & CO | $14,963 | $19,037 |
| MCDONALDS CORP | $193,433 | $303,336 |
| MERCK & CO INC | $301,214 | $437,340 |
| MERCK & CO INC | $840,015 | $1,221,789 |
| MERCK & CO INC | $625,283 | $937,274 |
| MERCK & CO INC | $176,313 | $266,631 |
| MERCK & CO INC | $300,242 | $424,334 |
| MERCK & CO INC | $488,257 | $675,926 |
| METLIFE INC | $133,730 | $160,425 |
| METLIFE INC | $210,182 | $213,297 |
| METLIFE INC | $47,297 | $51,517 |
| METLIFE INC | $111,683 | $119,302 |
| METLIFE INC | $72,711 | $79,083 |
| METLIFE INC | $35,418 | $42,931 |
| MICROSOFT CORP | $736,027 | $1,803,683 |
| MICROSOFT CORP | $445,749 | $1,156,150 |
| MICROSOFT CORP | $73,210 | $173,647 |
| MICROSOFT CORP. | $176,586 | $444,759 |
| MICROSOFT CORP. | $307,532 | $645,293 |
| MICROSOFT CORP. | $270,898 | $560,150 |
| MICROSOFT CORP. | $437,913 | $1,076,608 |
| MONDELEZ INTERNATIONAL INC | $139,612 | $153,270 |
| MONDELEZ INTERNATIONAL INC | $585,366 | $641,376 |
| MONDELEZ INTERNATIONAL INC | $156,509 | $171,191 |
| MONDELEZ INTERNATIONAL INC | $198,652 | $217,879 |
| MONDELEZ INTERNATIONAL INC | $330,555 | $364,075 |
| MORGAN STANLEY | $83,407 | $75,984 |
| MORGAN STANLEY | $110,595 | $100,752 |
| MORGAN STANLEY | $26,695 | $24,348 |
| MORGAN STANLEY | $121,260 | $118,384 |
| MORGAN STANLEY | $41,012 | $37,362 |
| MORGAN STANLEY | $46,081 | $41,980 |
| MORGAN STANLEY US GOV SEC TRUST | $104,600 | $84,190 |
| NEXTERA ENERGY INC | $74,321 | $75,088 |
| NEXTERA ENERGY INC | $241,542 | $244,036 |
| NEXTERA ENERGY INC | $65,030 | $65,702 |
| NEXTERA ENERGY INC | $79,895 | $80,720 |
| NEXTERA ENERGY INC | $232,642 | $281,580 |
| NEXTERA ENERGY INC | $133,777 | $135,158 |
| NIPPON TELEG & TEL CORP SPONSORED ADR | $19,611 | $18,209 |
| NIPPON TELEG & TEL CORP SPONSORED ADR | $51,095 | $77,605 |
| NORTHROP GRUMMAN CORP | $155,106 | $202,972 |
| NOVO NORDISK AS SPONS ADR | $16,254 | $16,643 |
| NOVO NORDISK AS SPONS ADR | $109,956 | $112,585 |
| NOVO NORDISK AS SPONS ADR | $63,804 | $65,593 |
| NOVO NORDISK AS SPONS ADR | $23,425 | $23,986 |
| NOVO NORDISK AS SPONS ADR | $38,246 | $39,160 |
| NOVO NORDISK ASSPONS ADR | $65,017 | $66,572 |
| NRG ENERGY INC | $96,079 | $112,703 |
| NUTRIENT LTD | $18,545 | $19,598 |
| NUTRIENT LTD | $118,941 | $128,533 |
| NUTRIENT LTD | $71,529 | $76,706 |
| NUTRIENT LTD | $27,124 | $29,071 |
| NUTRIENT LTD | $42,215 | $45,457 |
| NUTRIENT LTD | $72,740 | $79,101 |
| NXP SEMICONDUCTORS NV | $15,861 | $15,524 |
| NXP SEMICONDUCTORS NV | $111,737 | $109,584 |
| NXP SEMICONDUCTORS NV | $64,288 | $63,011 |
| NXP SEMICONDUCTORS NV | $24,181 | $23,743 |
| NXP SEMICONDUCTORS NV | $38,209 | $37,441 |
| NXP SEMICONDUCTORS NV | $65,244 | $63,924 |
| OCCIDENTAL PETROLEUM CORP | $248,068 | $254,678 |
| OCCIDENTAL PETROLEUM CORP | $666,886 | $681,345 |
| OCCIDENTAL PETROLEUM CORP | $151,829 | $150,822 |
| OCCIDENTAL PETROLEUM CORP | $167,906 | $142,223 |
| OCCIDENTAL PETROLEUM CORP | $238,455 | $241,448 |
| OCCIDENTAL PETROLEUM CORP | $199,692 | $352,535 |
| PACKAGING CORP AMER | $39,277 | $32,501 |
| PACKAGING CORP AMER | $59,995 | $49,707 |
| PACKAGING CORP AMER | $117,682 | $97,502 |
| PACKAGING CORP OF AMERICA | $196,137 | $162,503 |
| PACKAGING CORP OF AMERICA | $46,150 | $38,236 |
| PEPSICO INC | $262,786 | $300,664 |
| PERKINELMER INC | $357,987 | $753,280 |
| PFIZER INC | $51,458 | $65,025 |
| PFIZER INC | $12,304 | $15,606 |
| PFIZER INC | $10,253 | $13,005 |
| PFIZER INC. | $43,406 | $55,055 |
| PFIZER INC. | $18,798 | $23,843 |
| PFIZER INC. | $20,848 | $26,444 |
| PGIM TOTAL RETURN BD FUD CL R6 ISIN | $794,592 | $776,968 |
| PIMCO INCOME FD-INS | $258,575 | $249,392 |
| PIMCO INVESTMENT GRADE CORPORATE BOND FUND CLASS A | $525,506 | $519,883 |
| PNC FINANCIAL SERVICES GROUP INC | $182,935 | $245,739 |
| PROCTER & GAMBLE CO | $247,252 | $263,129 |
| PROCTER & GAMBLE CO | $792,861 | $837,675 |
| PROCTER & GAMBLE CO | $575,673 | $686,894 |
| PROCTER & GAMBLE CO | $181,114 | $191,187 |
| PROCTER & GAMBLE CO | $265,983 | $283,824 |
| PROCTER & GAMBLE CO | $454,928 | $481,910 |
| PROGRESSIVE CORP OHIO | $97,503 | $110,079 |
| PROGRESSIVE CORP OHIO | $511,950 | $546,750 |
| PROGRESSIVE CORP OHIO | $432,291 | $437,400 |
| PROGRESSIVE CORP OHIO | $126,936 | $135,594 |
| PROGRESSIVE CORP OHIO | $168,642 | $180,063 |
| PROGRESSIVE CORP OHIO | $336,003 | $376,893 |
| PULTE GROUP INC | $177,020 | $247,320 |
| RAYONIER ADVANCED MATERIALS INC | $32 | $14 |
| RAYTHEON CO NEW | $102,447 | $162,628 |
| RAYTHEON CO NEW | $152,173 | $184,635 |
| RAYTHEON CO NEW | $238,490 | $261,100 |
| RAYTHEON CO NEW | $196,300 | $315,372 |
| RAYTHEON CORP NEW | $407,893 | $595,868 |
| RAYTHEON CORP NEW | $15,862 | $21,448 |
| RAYTHEON CORP NEW | $92,040 | $124,023 |
| ROCHE HOLDING LTD ADR | $19,006 | $22,869 |
| ROCHE HOLDING LTD ADR | $153,051 | $162,855 |
| ROCHE HOLDING LTD ADR | $83,880 | $92,862 |
| ROCHE HOLDING LTD ADR | $33,224 | $45,045 |
| ROCHE HOLDING LTD ADR | $47,951 | $55,440 |
| ROCHE HOLDING LTD ADR | $88,709 | $102,564 |
| ROPER TECHNOLOGIES INC | $228,374 | $258,920 |
| ROYAL DUTCH PLC ADR | $83,751 | $302,900 |
| SAFRAN SA UNSP ADR | $21,636 | $27,589 |
| SAFRAN SA UNSP ADR | $49,122 | $62,330 |
| SAFRAN SA UNSP ADR | $61,705 | $80,041 |
| SAFRANSA UNSP ADR | $133,646 | $170,300 |
| SAFRANSA UNSP ADR | $86,636 | $109,673 |
| SAFRANSA UNSP ADR | $22,319 | $28,951 |
| SAP AG (AKTIENGESELLSCHAFT) SPONSORED ADR | $18,023 | $18,212 |
| SAP AG (AKTIENGESELLSCHAFT) SPONSORED ADR | $36,412 | $40,709 |
| SAP AG (AKTIENGESELLSCHAFT) SPONSORED ADR | $67,305 | $76,062 |
| SAP AG SPONS ADR | $104,520 | $117,843 |
| SAP AG SPONS ADR | $56,140 | $66,421 |
| SAP AG SPONS ADR | $33,077 | $36,424 |
| SCHLUMBERGER LTD | $38,216 | $46,704 |
| SCHLUMBERGER LTD | $356,936 | $176,240 |
| SCHLUMBERGER LTD | $61,650 | $75,343 |
| SCHWAB U.S. TIPS ETF | $265,992 | $267,799 |
| SIC CIRCLES INTERNATIONAL UNCONSTRAINED EQUITY FUND | $389,527 | $390,380 |
| SIX CIRCLES U.S. UNCONSTRAINED EQUITY FUND | $779,053 | $772,097 |
| SIX CIRCLES ULTRA SHORT DURATION FUND | $519,369 | $518,850 |
| SIX FLAGS ENTERTAINMENT CORP | $33,068 | $44,011 |
| SONY CORP AMER SH NEW ADR | $25,047 | $24,955 |
| SONY CORP AMER SH NEW ADR | $116,693 | $177,563 |
| SONY CORP AMER SH NEW ADR | $64,525 | $97,900 |
| SONY CORP AMER SH NEW ADR | $26,991 | $40,792 |
| SONY CORP AMER SH NEW ADR | $38,839 | $59,028 |
| SONY CORP AMERICA NEW ADR | $73,321 | $111,337 |
| SPDR S&P 500 ETF TRUST | $3,641,938 | $4,824,229 |
| STARWOOD PROPERTY TRUST INC | $103,094 | $112,150 |
| STARWOOD PROPERTY TRUST INC | $27,833 | $27,140 |
| STARWOOD PROPERTY TRUST INC | $127,687 | $131,664 |
| STARWOOD PROPERTY TRUST INC REIT | $76,496 | $82,318 |
| STARWOOD PROPERTY TRUST INC REIT | $35,845 | $41,047 |
| STARWOOD PROPERTY TRUST INC REIT | $44,405 | $46,879 |
| STRYKER CORP | $293,112 | $301,616 |
| STRYKER CORP | $97,093 | $99,910 |
| STRYKER CORP | $296,569 | $339,318 |
| SUMITOMO MITSUI FIN 1 ADR REP | $16,089 | $13,495 |
| SUMITOMO MITSUI FIN 1 ADR REP | $44,568 | $34,129 |
| SUMITOMO MITSUI FIN 1 ADR REP | $57,808 | $44,268 |
| SUMITOMO MITSUI FIN GROUP INC SPONS ADR | $106,291 | $81,396 |
| SUMITOMO MITSUI FIN GROUP INC SPONS ADR | $70,861 | $54,264 |
| SUNCOKE ENERGY, INC. | $16,137 | $6,160 |
| SUNCOR ENERGY INC | $20,613 | $22,054 |
| SUNCOR ENERGY INC | $112,256 | $151,624 |
| SUNCOR ENERGY INC | $66,823 | $88,907 |
| SUNCOR ENERGY INC | $38,884 | $43,075 |
| SUNCOR ENERGY INC | $37,829 | $51,001 |
| SUNCOR ENERGY INC | $86,929 | $94,076 |
| SUNTRUST BANKS INC | $89,718 | $150,498 |
| SUNTRUST BANKS INC | $251,955 | $421,655 |
| SUNTRUST BANKS INC | $23,704 | $28,543 |
| SUNTRUST BANKS INC | $102,034 | $138,173 |
| SUNTRUST BANKS INC | $86,090 | $144,011 |
| SUNTRUST BANKS INC | $236,490 | $272,454 |
| SUNTRUST BANKS INC | $138,047 | $233,532 |
| TENCENT HOLDING LTD UNSP ADR | $63,988 | $47,091 |
| TENCENT HOLDING LTD UNSP ADR | $43,821 | $32,108 |
| TENCENT HOLDINNG LTD UNSP ADR | $10,443 | $7,706 |
| TENCENT HOLDINNG LTD UNSP ADR | $27,922 | $20,549 |
| TENCENT HOLDINNG LTD UNSP ADR | $36,648 | $26,970 |
| TEXAS INSTRUMENTS INC | $61,366 | $65,584 |
| THERMO FISHER SCIENTIFIC INC | $73,548 | $128,487 |
| THERMO FISHER SCIENTIFIC INC | $356,216 | $616,479 |
| THERMO FISHER SCIENTIFIC INC | $78,508 | $137,572 |
| THERMO FISHER SCIENTIFIC INC | $120,726 | $208,954 |
| THERMO FISHER SCIENTIFIC INC | $114,942 | $386,759 |
| THERMO FISHER SCIENTIFIC INC | $212,932 | $368,589 |
| TJX COS INC NEW | $173,246 | $166,693 |
| TJX COS INC NEW | $509,153 | $482,126 |
| TJX COS INC NEW | $328,795 | $333,385 |
| TJX COS INC NEW | $113,740 | $107,709 |
| TJX COS INC NEW | $198,836 | $190,286 |
| TJX COS INC NEW | $298,962 | $283,121 |
| TORONTO DOMINION BK ONT NEW (CAD) | $15,966 | $15,493 |
| TORONTO DOMINION BK ONT NEW (CAD) | $31,745 | $36,149 |
| TORONTO DOMINION BK ONT NEW (CAD) | $52,698 | $61,397 |
| TORONTO DOMINION BK ONT NEW (USD) | $90,699 | $103,284 |
| TORONTO DOMINION BK ONT NEW (USD) | $56,302 | $60,823 |
| TORONTO DOMINION BK ONT NEW (USD) | $19,055 | $22,378 |
| TOTAL SA SPD ADR | $18,235 | $18,211 |
| TOTAL SA SPD ADR | $96,040 | $119,511 |
| TOTAL SA SPD ADR | $58,383 | $71,707 |
| TOTAL SA SPD ADR | $23,598 | $27,317 |
| TOTAL SA SPD ADR | $34,273 | $42,113 |
| TOTAL SA SPD ADR | $64,539 | $73,414 |
| UBS GROUP AG | $14,382 | $11,276 |
| UBS GROUP AG | $101,814 | $79,821 |
| UBS GROUP AG | $57,204 | $44,852 |
| UBS GROUP AG | $21,818 | $17,105 |
| UBS GROUP AG | $35,877 | $28,127 |
| UBS GROUP AG | $60,603 | $47,513 |
| UNION PACIFIC CORP | $54,827 | $67,080 |
| UNION PACIFIC CORP | $326,137 | $335,400 |
| UNION PACIFIC CORP | $728,210 | $1,173,900 |
| UNION PACIFIC CORP | $105,995 | $109,005 |
| UNION PACIFIC CORP | $201,144 | $301,860 |
| UNION PACIFIC CORP | $197,313 | $202,917 |
| UNION PACIFIC CORP SR NT 4.163% 7/15/2022 | $10,324 | $0 |
| UNITED TECHNOLOGIES CORP | $426,689 | $540,381 |
| UNITEDHEALTH GROUP INC | $61,521 | $130,799 |
| UNITEDHEALTH GROUP INC | $208,212 | $541,362 |
| UNITEDHEALTH GROUP INC | $60,806 | $147,754 |
| UNITEDHEALTH GROUP INC | $86,585 | $184,087 |
| UNITEDHEALTH GROUP INC | $243,043 | $496,551 |
| UNITEDHEALTH GROUP INC | $145,791 | $310,042 |
| UPM KYMMENE CORP | $9,766 | $8,159 |
| UPM KYMMENE CORP | $22,469 | $19,341 |
| UPM KYMMENE CORP | $38,618 | $33,242 |
| UPM KYMMENE CORP SPONS ADR | $63,193 | $54,396 |
| UPM KYMMENE CORP SPONS ADR | $37,916 | $32,638 |
| VANGUARD 500 INDEX FUND | $1,857,488 | $2,382,731 |
| VANGUARD TOTAL INTL BND -ADM | $2,058,506 | $2,073,894 |
| VERIZON COMMUNICATIONS | $398,081 | $807,467 |
| VERIZON COMMUNICATIONS | $93,754 | $113,840 |
| VERIZON COMMUNICATIONS | $87,490 | $102,456 |
| VERIZON COMMUNICATIONS | $281,730 | $342,089 |
| VERIZON COMMUNICATIONS INC | $206,258 | $250,448 |
| VERIZON COMMUNICATIONS INC | $188,215 | $192,959 |
| VERIZON COMMUNICATIONS INC | $46,408 | $56,351 |
| VERSUS CAP MULTI MGR REAL ESTATE INCOME | $362,389 | $387,452 |
| VERSUS CAP MULTI MGR REAL ESTATE INCOME | $1,420,000 | $1,477,515 |
| VERSUS CAP MULTI MGR REAL ESTATE INCOME | $940,000 | $946,676 |
| VERSUS CAP MULTI MGR REAL ESTATE INCOME | $307,442 | $321,318 |
| VERSUS CAP MULTI MGR REAL ESTATE INCOME | $500,000 | $514,018 |
| VERSUS CAP MULTI MGR REAL ESTATE INCOME | $877,855 | $929,075 |
| VERSUS CAPITAL REAL ASSETS FUND | $362,999 | $362,032 |
| VERSUS CAPITAL REAL ASSETS FUND | $495,388 | $494,084 |
| VERSUS CAPITAL REAL ASSETS FUND | $847,803 | $845,574 |
| VERSUS CAPITAL REAL ASSETS FUND LLC | $1,399,797 | $1,396,118 |
| VERSUS CAPITAL REAL ASSETS FUND LLC | $843,013 | $840,111 |
| VERSUS CAPITAL REAL ASSETS FUND LLC | $292,221 | $291,396 |
| VISA INC CL A | $139,995 | $198,481 |
| VISA INC CL A | $695,106 | $986,479 |
| VISA INC CL A | $239,082 | $328,826 |
| VISA INC CL A | $270,432 | $657,653 |
| VISA INC CL A | $421,912 | $593,961 |
| VODAFONE GROUP PLC SPONSORED ADR | $84,846 | $80,914 |
| WAL MART DE MEXICO SAB DE CV SPONS ADR SER V | $41,832 | $46,872 |
| WAL MART DE MEXICO SAB DE CV SPONS ADR SER V | $25,564 | $28,644 |
| WAL MART DE MEXICO SAB DE CV SPONS ADR SER V | $9,296 | $10,416 |
| WAL MART DE MEXICOSAB DE CV SPONS ADR SER V | $6,973 | $7,291 |
| WAL MART DE MEXICOSAB DE CV SPONS ADR SER V | $15,106 | $16,926 |
| WAL MART DE MEXICOSAB DE CV SPONS ADR SER V | $25,564 | $28,644 |
| WAL MART STORES INC | $184,189 | $272,223 |
| WASHINGTON PRIME GROUP INC | $8 | $6 |
| WESTROCK & CO INC | $49,254 | $27,287 |
| WESTROCK & CO INC | $21,591 | $11,962 |
| WESTROCK & CO INC | $23,615 | $13,083 |
| WESTROCK CO | $53,977 | $29,904 |
| WESTROCK CO | $14,169 | $7,850 |
| WESTROCK CO | $13,494 | $7,476 |
| XILINX INC | $46,172 | $78,939 |
| XILINX INC | $227,308 | $250,600 |
| XILINX INC | $142,068 | $136,577 |
| XLINX INC | $49,724 | $82,698 |
| XYLEM INC | $340,400 | $755,500 |
| ZOETIS INC | $77,439 | $86,692 |
| ZOETIS INC | $131,755 | $139,460 |
| ZOETIS INC | $193,956 | $358,073 |
| ZOETIS INC | $226,424 | $253,479 |
| ZOETIS, INC | $400,532 | $424,035 |
| ZOETIS, INC | $89,068 | $94,230 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $7,406,610 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $7,252,601 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | INVESTMENT IN AIF VI PRIVATE INVESTORS, LLC | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $174,650 | BookValueAmt |
| EOYFMV | $82,452 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (5 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BOIES SCHILLER FLEXNER LLP | $72,573 | $0 | $72,573 |
| JAMES KAUFMAN, ESQ. | $25,000 | $0 | $25,000 |
| GREENSPOON MARDER LLP | $2,831 | $0 | $2,831 |
| PROSKAUER ROSE LLP | $1,500 | $0 | $1,500 |
| PRYOR CASHMAN LLP | $922 | $0 | $922 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INTEREST RECEIVABLE | Desc |
| BOY Book Value | $4,945 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
| EOYFMV | $0 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL PROCESSING FEES | $1,549 | $0 | $1,549 |
| NYS FILING FEE | $1,500 | $0 | $1,500 |
| INSURANCE | $1,239 | $0 | $1,239 |
| MISCELLANEOUS | $4,213 | $0 | $4,213 |
| COMPUTER | $2,119 | $0 | $2,119 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME (LOSS) FROM INVESTMENT IN AIF VI PRIVATE INVESTORS, LLC | Desc |
| Revenue And Expenses Per Books | -$308 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | -$308 | NetInvestmentIncomeAmt |
| Adjusted Net Income | -$308 | AdjustedNetIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED PENSION PAYABLE | Desc |
| BOY Book Value | $10,000 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FERGUSON WELLMAN CAPITAL MANAGEMENT - INV ADVISOR | $197,439 | $197,439 | $0 |
| JP MORGAN CHASE BANK, N.A. - INV MGMT & CUSTODIAN | $91,266 | $91,266 | $0 |
| CITY NATIONAL BANK - INV ADVISOR | $85,931 | $85,931 | $0 |
| FIDUCIARY TRUST COMPANY INTERNATIONAL - CUSTODIAN | $55,308 | $55,308 | $0 |
| OTHER PROFESSIONAL FEES | $5,973 | $0 | $5,973 |
| OTHER INVESTMENT MANAGEMENT FEES | $5,785 | $5,785 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX | $40,005 | $40,005 | $0 |
| FEDERAL TAXES PAID | $151,017 | $0 | $0 |