WILLIAM L AND EILEEN E AMES CHARITABLE TR: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM L AND EILEEN E AMES CHARITABLE TR (EIN 65-6406252)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-06-30
- IRS object ID
- 202041829349101309
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-06-30T17:20:16-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 134008324 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PRICEWATERHOUSECOOPERS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 GRANT STREET | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15219 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 656406252 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WILLIAM & ELLEN E AMES CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | AMES | BusinessNameControlTxt |
| Phone | 2128523049 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 114 W 47TH ST NY8-114-07-07 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100361510 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | BANK OF AMERICA N A | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2128523049 | PhoneNum |
| Signature | 2020-04-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LAWRENCE MCGUIRE | PreparerPersonNm |
| PTIN | P01233953 | PTIN |
| Phone | 4123556000 | PhoneNum |
| Preparation | 2020-04-14 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $7,108,043 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $189,166 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $186,377 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $382,848 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,280,517 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $382,848 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $572,014 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $569,225 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $91,960 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $36,784 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $55,176 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $8,628 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,536 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $725 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $725 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $101,313 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $42,045 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $55,176 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $273,393 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $273,393 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $374,706 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $42,045 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $328,569 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $197,308 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $527,180 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,362 | CashBOYAmt |
| Cash EOY | $4,433 | CashEOYAmt |
| Cash EOYFMV | $4,433 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $250,720 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $337,566 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $337,566 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $3,063,954 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,135,737 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,895,485 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,747,042 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,810,812 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,874,958 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $609,082 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $583,139 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $995,601 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $5,672,160 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,871,687 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $7,108,043 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $5,672,160 | CapitalStockBOYAmt |
| Capital Stock EOY | $5,871,687 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $5,672,160 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,871,687 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $5,672,160 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,871,687 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $5,672,160 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $197,308 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,548 | OtherIncreasesAmt |
| Subtotal | $5,872,016 | SubtotalAmt |
| Other Decreases | $329 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,871,687 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (486 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| 178. COCA-COLA CO/THE | 2016-02-18 | 2019-01-02 | $8,329 | $7,754 | $575 | $575 |
| 95. NESTLE S A SPONSORED ADR | 2016-02-18 | 2019-01-02 | $7,631 | $6,819 | $812 | $812 |
| 72. NOVARTIS AG SPNSRD ADR | 2009-08-31 | 2019-01-02 | $6,057 | $3,332 | $2,725 | $2,725 |
| 91. PROCTER & GAMBLE CO/THE | 2011-07-07 | 2019-01-02 | $8,267 | $5,920 | $2,347 | $2,347 |
| 50. SANOFI-SYNTHELABO | 2016-02-18 | 2019-01-02 | $2,132 | $1,970 | $162 | $162 |
| 20. UNILEVER NV | 2016-02-18 | 2019-01-02 | $1,068 | $863 | $205 | $205 |
| 41. UNILEVER NV | 2016-06-21 | 2019-01-02 | $2,189 | $1,862 | $327 | $327 |
| 101. NOVARTIS AG SPNSRD ADR | 2009-08-31 | 2019-01-03 | $8,523 | $4,674 | $3,849 | $3,849 |
| 2. SANOFI-SYNTHELABO | 2016-04-19 | 2019-01-03 | $85 | $88 | -$3 | -$3 |
| 353. SANOFI-SYNTHELABO | 2016-02-18 | 2019-01-03 | $14,986 | $13,908 | $1,078 | $1,078 |
| 104. UNILEVER NV | 2016-06-22 | 2019-01-03 | $5,521 | $4,752 | $769 | $769 |
| 49. UNILEVER NV | 2016-06-21 | 2019-01-03 | $2,601 | $2,226 | $375 | $375 |
| 103. NOVO NORDISK A/S ADR | 2016-02-18 | 2019-01-07 | $4,920 | $5,224 | -$304 | -$304 |
| 21. NOVO NORDISK A/S ADR | 2016-07-11 | 2019-01-07 | $1,003 | $1,165 | -$162 | -$162 |
| 109. PFIZER INC | 2009-08-31 | 2019-01-07 | $4,715 | $1,817 | $2,898 | $2,898 |
| 104. PUBLIC SERVICE ENTERPRISE GROUP INC | 2016-02-18 | 2019-01-07 | $5,369 | $4,455 | $914 | $914 |
| 258. SUNTRUST BANKS INC | 2016-02-18 | 2019-01-07 | $14,068 | $8,768 | $5,300 | $5,300 |
| 27. UNITEDHEALTH GROUP INC | 2016-02-18 | 2019-01-07 | $6,486 | $3,197 | $3,289 | $3,289 |
| 29. NOVO NORDISK A/S ADR | 2016-07-11 | 2019-01-08 | $1,398 | $1,609 | -$211 | -$211 |
| 65000. U.S. TREASURY NOTE | 2018-04-27 | 2019-01-11 | $65,358 | $63,842 | $1,516 | $1,516 |
| 32. NEXTERA ENERGY INC | 2016-02-18 | 2019-01-14 | $5,471 | $3,660 | $1,811 | $1,811 |
| 9. CDW CORP/DE | 2018-02-21 | 2019-01-23 | $733 | $645 | $88 | $88 |
| 23. CDW CORP/DE | 2018-02-22 | 2019-01-23 | $1,873 | $1,653 | $220 | $220 |
| 17. CDW CORP/DE | 2018-03-19 | 2019-01-24 | $1,384 | $1,269 | $115 | $115 |
| 22. CDW CORP/DE | 2018-02-22 | 2019-01-24 | $1,791 | $1,581 | $210 | $210 |
| 17. CDW CORP/DE | 2018-03-12 | 2019-01-24 | $1,384 | $1,280 | $104 | $104 |
| 11. CDW CORP/DE | 2018-03-13 | 2019-01-24 | $895 | $832 | $63 | $63 |
| 42. CDW CORP/DE | 2018-03-19 | 2019-01-25 | $3,454 | $3,135 | $319 | $319 |
| 126. UNITED PARCEL SERVICE INC | 2016-02-18 | 2019-01-30 | $12,730 | $12,300 | $430 | $430 |
| 26. DIAGEO PLC SPON ADR NEW | 2016-02-18 | 2019-01-31 | $3,962 | $2,720 | $1,242 | $1,242 |
| 17. DIAGEO PLC SPON ADR NEW | 2016-02-18 | 2019-02-01 | $2,575 | $1,778 | $797 | $797 |
| 112. HESS CORP | 2016-02-18 | 2019-02-06 | $6,165 | $4,710 | $1,455 | $1,455 |
| 67. PUBLIC SERVICE ENTERPRISE GROUP INC | 2016-02-18 | 2019-02-06 | $3,684 | $2,870 | $814 | $814 |
| 49. PUBLIC SERVICE ENTERPRISE GROUP INC | 2017-05-03 | 2019-02-06 | $2,694 | $2,139 | $555 | $555 |
| 25. UNITEDHEALTH GROUP INC | 2016-02-18 | 2019-02-06 | $6,705 | $2,960 | $3,745 | $3,745 |
| 132. MERCK AND CO INC SHS | 2016-02-18 | 2019-02-08 | $10,212 | $6,695 | $3,517 | $3,517 |
| 165. PFIZER INC | 2009-08-31 | 2019-02-08 | $6,920 | $2,751 | $4,169 | $4,169 |
| 152. KONE OYJ | 2016-02-18 | 2019-02-08 | $7,533 | $6,766 | $767 | $767 |
| 81000. ANHEUSER-BUSCH INBEV FIN | 2018-03-01 | 2019-02-11 | $77,568 | $80,751 | -$3,183 | -$3,183 |
| 134. KELLOGG CO | 2017-11-08 | 2019-02-13 | $7,608 | $8,337 | -$729 | -$729 |
| 80. MERCK AND CO INC SHS | 2016-02-18 | 2019-02-13 | $6,313 | $4,057 | $2,256 | $2,256 |
| 33. MOTOROLA SOLUTIONS INC | 2016-02-18 | 2019-02-13 | $4,540 | $2,148 | $2,392 | $2,392 |
| 14. MOTOROLA SOLUTIONS INC | 2016-02-18 | 2019-02-14 | $1,922 | $911 | $1,011 | $1,011 |
| 113. ALTRIA GROUP INC | 2016-02-18 | 2019-02-15 | $5,532 | $6,831 | -$1,299 | -$1,299 |
| 8. ALTRIA GROUP INC | 2016-02-18 | 2019-02-15 | $392 | $484 | -$92 | -$92 |
| 108. ALTRIA GROUP INC | 2016-02-18 | 2019-02-15 | $5,287 | $6,529 | -$1,242 | -$1,242 |
| 57000. CISCO SYSTEMS INC | 2016-02-18 | 2019-02-15 | $57,000 | $57,000 | ||
| 3000. CISCO SYSTEMS INC | 2018-12-11 | 2019-02-15 | $3,000 | $3,000 | ||
| 37. SANOFI-SYNTHELABO | 2016-04-20 | 2019-02-15 | $1,571 | $1,635 | -$64 | -$64 |
| 45. SANOFI-SYNTHELABO | 2016-04-19 | 2019-02-15 | $1,910 | $1,991 | -$81 | -$81 |
| 69. SANOFI-SYNTHELABO | 2016-04-20 | 2019-02-19 | $2,928 | $3,049 | -$121 | -$121 |
| 53. DEVON ENERGY CORP | 2018-05-08 | 2019-02-20 | $1,612 | $2,050 | -$438 | -$438 |
| 157. DEVON ENERGY CORP | 2018-05-08 | 2019-02-21 | $4,726 | $6,074 | -$1,348 | -$1,348 |
| 48. ROGERS COMMUNICATIONS INC | 2016-02-18 | 2019-02-21 | $2,648 | $1,735 | $913 | $913 |
| 34. ROGERS COMMUNICATIONS INC | 2016-02-18 | 2019-02-22 | $1,885 | $1,229 | $656 | $656 |
| 138. CISCO SYSTEMS INC | 2013-03-27 | 2019-02-25 | $7,006 | $2,861 | $4,145 | $4,145 |
| 27. HESS CORP | 2016-11-17 | 2019-02-25 | $1,553 | $1,370 | $183 | $183 |
| 49. HESS CORP | 2016-11-18 | 2019-02-25 | $2,819 | $2,502 | $317 | $317 |
| 31. HESS CORP | 2016-02-18 | 2019-02-25 | $1,784 | $1,304 | $480 | $480 |
| 180. SUNCOR ENERGY INC | 2016-06-02 | 2019-02-25 | $6,124 | $4,910 | $1,214 | $1,214 |
| 50. UNION PACIFIC CORP | 2016-02-18 | 2019-02-25 | $8,485 | $3,965 | $4,520 | $4,520 |
| 53. ANTHEM INC | 2016-02-18 | 2019-03-01 | $16,280 | $6,803 | $9,477 | $9,477 |
| 124. DEVON ENERGY CORP | 2018-05-08 | 2019-03-01 | $3,710 | $4,797 | -$1,087 | -$1,087 |
| 207. DEVON ENERGY CORP | 2018-05-09 | 2019-03-01 | $6,194 | $8,324 | -$2,130 | -$2,130 |
| 235. MERCK AND CO INC SHS | 2016-02-18 | 2019-03-01 | $19,197 | $11,918 | $7,279 | $7,279 |
| 322. PFIZER INC | 2009-08-31 | 2019-03-01 | $13,974 | $5,368 | $8,606 | $8,606 |
| 11. ANTA SPORTS PRODUCTS LTD | 2016-12-16 | 2019-03-04 | $1,685 | $799 | $886 | $886 |
| 18. ANTA SPORTS PRODUCTS LTD | 2017-01-11 | 2019-03-04 | $2,757 | $1,336 | $1,421 | $1,421 |
| 1. HESS CORP | 2017-03-13 | 2019-03-08 | $55 | $48 | $7 | $7 |
| 16. HESS CORP | 2016-11-18 | 2019-03-08 | $876 | $817 | $59 | $59 |
| 46. HONEYWELL INTERNATIONAL INC | 2010-06-09 | 2019-03-08 | $6,958 | $1,799 | $5,159 | $5,159 |
| 76. MERCK AND CO INC SHS | 2016-02-18 | 2019-03-08 | $6,038 | $3,854 | $2,184 | $2,184 |
| 23. HESS CORP | 2017-03-14 | 2019-03-11 | $1,287 | $1,078 | $209 | $209 |
| 20. HESS CORP | 2017-03-14 | 2019-03-11 | $1,112 | $938 | $174 | $174 |
| 37. HESS CORP | 2017-03-13 | 2019-03-11 | $2,057 | $1,766 | $291 | $291 |
| 37. HESS CORP | 2017-03-14 | 2019-03-12 | $2,110 | $1,735 | $375 | $375 |
| 170. ASTRAZENECA PLC SPONS ADR | 2016-04-06 | 2019-03-19 | $7,284 | $5,043 | $2,241 | $2,241 |
| 15. CARDINAL HEALTH INC COM | 2018-01-12 | 2019-03-19 | $758 | $1,062 | -$304 | -$304 |
| 46. CARDINAL HEALTH INC COM | 2018-01-16 | 2019-03-19 | $2,324 | $3,339 | -$1,015 | -$1,015 |
| 6. MCKESSON CORP | 2017-06-23 | 2019-03-19 | $733 | $990 | -$257 | -$257 |
| 56. MCKESSON CORP | 2017-06-22 | 2019-03-19 | $6,841 | $9,304 | -$2,463 | -$2,463 |
| 3. CARDINAL HEALTH INC COM | 2018-01-17 | 2019-03-20 | $148 | $217 | -$69 | -$69 |
| 34. CARDINAL HEALTH INC COM | 2018-01-16 | 2019-03-20 | $1,681 | $2,468 | -$787 | -$787 |
| 65. CARDINAL HEALTH INC COM | 2018-01-17 | 2019-03-21 | $3,247 | $4,704 | -$1,457 | -$1,457 |
| 100. SUNCOR ENERGY INC | 2016-06-02 | 2019-03-21 | $3,455 | $2,728 | $727 | $727 |
| 70. BRITISH AMERICAN TOBACCO PLC | 2016-02-18 | 2019-03-22 | $2,857 | $3,875 | -$1,018 | -$1,018 |
| 36. BRITISH AMERICAN TOBACCO PLC | 2016-04-19 | 2019-03-22 | $1,469 | $2,215 | -$746 | -$746 |
| 31. BRITISH AMERICAN TOBACCO PLC | 2016-04-20 | 2019-03-22 | $1,265 | $1,899 | -$634 | -$634 |
| 154. SUNCOR ENERGY INC | 2016-06-02 | 2019-03-22 | $5,178 | $4,201 | $977 | $977 |
| 55. SUNCOR ENERGY INC | 2016-08-11 | 2019-03-25 | $1,819 | $1,536 | $283 | $283 |
| 52. SUNCOR ENERGY INC | 2016-08-10 | 2019-03-25 | $1,720 | $1,431 | $289 | $289 |
| 41. SUNCOR ENERGY INC | 2016-08-09 | 2019-03-25 | $1,356 | $1,118 | $238 | $238 |
| 205. SUNCOR ENERGY INC | 2016-06-02 | 2019-03-25 | $6,780 | $5,592 | $1,188 | $1,188 |
| 19. SUNCOR ENERGY INC | 2017-02-23 | 2019-03-26 | $633 | $619 | $14 | $14 |
| 55. SUNCOR ENERGY INC | 2016-10-14 | 2019-03-26 | $1,833 | $1,567 | $266 | $266 |
| 65. SUNCOR ENERGY INC | 2016-10-17 | 2019-03-26 | $2,166 | $1,855 | $311 | $311 |
| 71. SUNCOR ENERGY INC | 2016-10-18 | 2019-03-26 | $2,366 | $2,047 | $319 | $319 |
| 51. SUNCOR ENERGY INC | 2017-02-22 | 2019-03-26 | $1,700 | $1,642 | $58 | $58 |
| 65. SUNCOR ENERGY INC | 2016-08-11 | 2019-03-26 | $2,166 | $1,816 | $350 | $350 |
| 132. CISCO SYSTEMS INC | 2013-03-27 | 2019-04-04 | $7,277 | $2,736 | $4,541 | $4,541 |
| 64. GENUINE PARTS CO | 2016-02-18 | 2019-04-04 | $7,250 | $5,802 | $1,448 | $1,448 |
| 171. JAPAN TOBACCO INC JPY50000 ORDS | 2017-07-28 | 2019-04-05 | $4,129 | $5,988 | -$1,859 | -$1,859 |
| 70. JAPAN TOBACCO INC JPY50000 ORDS | 2017-07-31 | 2019-04-08 | $1,680 | $2,426 | -$746 | -$746 |
| 103. JAPAN TOBACCO INC JPY50000 ORDS | 2017-07-28 | 2019-04-08 | $2,473 | $3,607 | -$1,134 | -$1,134 |
| 38. JAPAN TOBACCO INC JPY50000 ORDS | 2017-08-01 | 2019-04-08 | $912 | $1,320 | -$408 | -$408 |
| 17. JAPAN TOBACCO INC JPY50000 ORDS | 2017-08-01 | 2019-04-09 | $404 | $591 | -$187 | -$187 |
| 34. JAPAN TOBACCO INC JPY50000 ORDS | 2017-08-02 | 2019-04-09 | $807 | $1,185 | -$378 | -$378 |
| 101. JAPAN TOBACCO INC JPY50000 ORDS | 2018-01-12 | 2019-04-09 | $2,398 | $3,281 | -$883 | -$883 |
| 110. ANADARKO PETE CORP | 2018-05-18 | 2019-04-12 | $6,800 | $7,754 | -$954 | -$954 |
| 37000. U.S. TREASURY NOTE | 2018-03-01 | 2019-04-12 | $37,361 | $36,984 | $377 | $377 |
| 57000. U.S. TREASURY NOTE | 2018-04-27 | 2019-04-12 | $56,984 | $56,613 | $371 | $371 |
| 15. ALCON SA ACT NOM | 2009-08-31 | 2019-04-15 | $828 | $422 | $406 | $406 |
| 13. ALCON SA ACT NOM | 2016-11-22 | 2019-04-15 | $718 | $537 | $181 | $181 |
| 16. ALCON SA ACT NOM | 2017-04-24 | 2019-04-15 | $883 | $721 | $162 | $162 |
| 24. ALCON SA ACT NOM | 2018-05-31 | 2019-04-15 | $1,325 | $1,086 | $239 | $239 |
| 58. GOLDMAN SACHS GROUP INC | 2016-02-18 | 2019-04-16 | $11,702 | $8,567 | $3,135 | $3,135 |
| 18. NOVARTIS AG SPNSRD ADR | 2009-08-31 | 2019-04-16 | $1,430 | $732 | $698 | $698 |
| 223. PFIZER INC | 2009-08-31 | 2019-04-16 | $9,122 | $3,717 | $5,405 | $5,405 |
| 87. MASCO CORP | 2019-01-07 | 2019-04-17 | $3,487 | $2,753 | $734 | $734 |
| 10. NOVARTIS AG SPNSRD ADR | 2016-11-22 | 2019-04-17 | $776 | $598 | $178 | $178 |
| 57. NOVARTIS AG SPNSRD ADR | 2009-08-31 | 2019-04-17 | $4,426 | $2,317 | $2,109 | $2,109 |
| 93. PFIZER INC | 2009-08-31 | 2019-04-17 | $3,707 | $1,550 | $2,157 | $2,157 |
| 103. MASCO CORP | 2019-01-07 | 2019-04-18 | $4,120 | $3,259 | $861 | $861 |
| 48. NOVARTIS AG SPNSRD ADR | 2016-11-22 | 2019-04-18 | $3,666 | $2,870 | $796 | $796 |
| 121. MASCO CORP | 2019-01-09 | 2019-04-22 | $4,791 | $3,915 | $876 | $876 |
| 16. MASCO CORP | 2019-01-07 | 2019-04-22 | $634 | $506 | $128 | $128 |
| 33. APPLE INC | 2019-03-01 | 2019-04-23 | $6,845 | $5,773 | $1,072 | $1,072 |
| 72. APPLE INC | 2018-12-20 | 2019-04-23 | $14,935 | $11,515 | $3,420 | $3,420 |
| 57. MASCO CORP | 2019-01-09 | 2019-04-23 | $2,277 | $1,844 | $433 | $433 |
| 141. MERCK AND CO INC SHS | 2016-02-18 | 2019-04-23 | $10,528 | $7,151 | $3,377 | $3,377 |
| 43. MERCK AND CO INC SHS | 2017-09-18 | 2019-04-23 | $3,211 | $2,836 | $375 | $375 |
| 47. PAYCHEX INC | 2018-07-05 | 2019-05-01 | $3,888 | $3,239 | $649 | $649 |
| 39. UNITED TECHNOLOGIES CORP | 2016-02-18 | 2019-05-01 | $5,548 | $3,451 | $2,097 | $2,097 |
| 141. DEUTSCHE POST AG | 2016-02-18 | 2019-05-02 | $4,880 | $3,378 | $1,502 | $1,502 |
| 271. SCHNEIDER ELEC SA ADR | 2018-05-29 | 2019-05-02 | $4,488 | $4,823 | -$335 | -$335 |
| 41. 3M CO | 2013-03-27 | 2019-05-07 | $7,353 | $4,313 | $3,040 | $3,040 |
| 80000. U.S. TREASURY NOTE | 2018-09-12 | 2019-05-15 | $81,962 | $79,600 | $2,362 | $2,362 |
| 85. HEINEKEN N V ADR | 2017-02-09 | 2019-05-17 | $4,607 | $3,350 | $1,257 | $1,257 |
| 4. HEINEKEN N V ADR | 2017-02-10 | 2019-05-17 | $217 | $157 | $60 | $60 |
| 48. NESTLE S A SPONSORED ADR | 2016-02-18 | 2019-05-17 | $4,738 | $3,445 | $1,293 | $1,293 |
| 40. PEPSICO INC | 2013-03-27 | 2019-05-17 | $5,209 | $3,130 | $2,079 | $2,079 |
| 31. AMCOR LTD ADR NEW | 2017-08-22 | 2019-05-20 | $1,411 | $1,589 | -$178 | -$178 |
| 73. MICROSOFT CORP COM | 2013-03-27 | 2019-05-20 | $9,215 | $2,066 | $7,149 | $7,149 |
| 174. ORACLE CORP | 2013-03-27 | 2019-05-20 | $9,336 | $5,571 | $3,765 | $3,765 |
| 41. AMCOR LTD ADR NEW | 2017-08-23 | 2019-05-21 | $1,862 | $2,059 | -$197 | -$197 |
| 28. AMCOR LTD ADR NEW | 2017-08-24 | 2019-05-21 | $1,272 | $1,418 | -$146 | -$146 |
| 13. AMCOR LTD ADR NEW | 2017-08-25 | 2019-05-21 | $590 | $663 | -$73 | -$73 |
| 9. AMCOR LTD ADR NEW | 2017-08-22 | 2019-05-21 | $409 | $461 | -$52 | -$52 |
| 10. AMCOR LTD ADR NEW | 2017-08-28 | 2019-05-21 | $454 | $508 | -$54 | -$54 |
| 10. AMCOR LTD ADR NEW | 2017-10-10 | 2019-05-21 | $454 | $480 | -$26 | -$26 |
| 10. KONE OYJ | 2016-02-18 | 2019-05-21 | $578 | $445 | $133 | $133 |
| 30. KONE OYJ | 2016-02-18 | 2019-05-22 | $1,734 | $1,335 | $399 | $399 |
| 37. KONE OYJ | 2016-02-18 | 2019-05-23 | $2,114 | $1,647 | $467 | $467 |
| 35. KONE OYJ | 2016-02-18 | 2019-05-24 | $2,005 | $1,558 | $447 | $447 |
| 171. JOHNSON CTLS INTL PLC | 2018-08-07 | 2019-05-28 | $6,592 | $6,510 | $82 | $82 |
| 41. JOHNSON CTLS INTL PLC | 2018-08-06 | 2019-05-28 | $1,580 | $1,545 | $35 | $35 |
| 67. KONE OYJ | 2016-02-18 | 2019-05-28 | $3,779 | $2,982 | $797 | $797 |
| 55. KONE OYJ | 2016-07-12 | 2019-05-28 | $3,102 | $2,598 | $504 | $504 |
| 46. PROCTER & GAMBLE CO/THE | 2011-07-07 | 2019-05-31 | $4,791 | $2,993 | $1,798 | $1,798 |
| 13. PROCTER & GAMBLE CO/THE | 2017-03-10 | 2019-05-31 | $1,354 | $1,183 | $171 | $171 |
| 138. ANADARKO PETE CORP | 2018-05-21 | 2019-06-04 | $9,739 | $9,887 | -$148 | -$148 |
| 3. ANADARKO PETE CORP | 2018-05-18 | 2019-06-04 | $212 | $211 | $1 | $1 |
| 30. ANADARKO PETE CORP | 2019-02-25 | 2019-06-04 | $2,117 | $1,326 | $791 | $791 |
| 92. ANADARKO PETE CORP | 2019-02-25 | 2019-06-06 | $6,457 | $4,065 | $2,392 | $2,392 |
| . DOWDUPONT INC | 2019-06-06 | 2019-06-06 | $9 | $9 | $9 | |
| .33 DUPONT DE NEMOURS INC | 2019-05-07 | 2019-06-06 | $24 | $32 | -$8 | -$8 |
| 32. SUNCOR ENERGY INC | 2017-02-23 | 2019-06-07 | $978 | $1,042 | -$64 | -$64 |
| 25. SUNCOR ENERGY INC | 2017-02-24 | 2019-06-07 | $764 | $803 | -$39 | -$39 |
| 43. SUNCOR ENERGY INC | 2017-07-28 | 2019-06-07 | $1,314 | $1,397 | -$83 | -$83 |
| 58. SUNCOR ENERGY INC | 2017-08-01 | 2019-06-07 | $1,772 | $1,869 | -$97 | -$97 |
| 60. SUNCOR ENERGY INC | 2017-07-31 | 2019-06-07 | $1,833 | $1,940 | -$107 | -$107 |
| 182. TAIWAN SEMICONDUCTOR ADR | 2016-05-20 | 2019-06-14 | $6,915 | $4,350 | $2,565 | $2,565 |
| 35. TAIWAN SEMICONDUCTOR ADR | 2016-04-19 | 2019-06-14 | $1,330 | $887 | $443 | $443 |
| 65. TAIWAN SEMICONDUCTOR ADR | 2016-05-23 | 2019-06-14 | $2,469 | $1,597 | $872 | $872 |
| 12. ANADARKO PETE CORP | 2019-02-25 | 2019-06-19 | $840 | $530 | $310 | $310 |
| 224. ANADARKO PETE CORP | 2019-03-01 | 2019-06-19 | $15,688 | $9,875 | $5,813 | $5,813 |
| 19. ONEOK INC | 2018-08-03 | 2019-06-19 | $1,258 | $1,234 | $24 | $24 |
| 246. ORACLE CORP | 2013-03-27 | 2019-06-19 | $12,915 | $7,876 | $5,039 | $5,039 |
| 38. MARSH & MCLENNAN COS INC | 2016-08-10 | 2019-06-20 | $3,700 | $2,548 | $1,152 | $1,152 |
| 20. ONEOK INC | 2018-08-06 | 2019-06-20 | $1,351 | $1,316 | $35 | $35 |
| 11. ONEOK INC | 2018-08-03 | 2019-06-20 | $743 | $714 | $29 | $29 |
| 12. MARSH & MCLENNAN COS INC | 2016-08-11 | 2019-06-21 | $1,170 | $809 | $361 | $361 |
| 19. MARSH & MCLENNAN COS INC | 2016-08-10 | 2019-06-21 | $1,852 | $1,274 | $578 | $578 |
| 57. ONEOK INC | 2018-08-06 | 2019-06-21 | $3,913 | $3,751 | $162 | $162 |
| 58. MARSH & MCLENNAN COS INC | 2016-08-11 | 2019-06-24 | $5,687 | $3,909 | $1,778 | $1,778 |
| 7. MARSH & MCLENNAN COS INC | 2016-08-12 | 2019-06-24 | $686 | $472 | $214 | $214 |
| 75000. U.S. TREASURY BOND | 2016-09-23 | 2019-06-25 | $74,675 | $77,121 | -$2,446 | -$2,446 |
| 19. PUBLIC SERVICE ENTERPRISE GROUP INC | 2017-05-03 | 2019-06-26 | $1,125 | $829 | $296 | $296 |
| 32. US BANCORP DEL | 2016-02-18 | 2019-06-26 | $1,665 | $1,267 | $398 | $398 |
| 52. PUBLIC SERVICE ENTERPRISE GROUP INC | 2017-05-03 | 2019-06-27 | $3,060 | $2,270 | $790 | $790 |
| 47. PUBLIC SERVICE ENTERPRISE GROUP INC | 2017-05-17 | 2019-06-27 | $2,766 | $2,054 | $712 | $712 |
| 199. US BANCORP DEL | 2016-02-18 | 2019-06-27 | $10,337 | $7,880 | $2,457 | $2,457 |
| 13. DUPONT DE NEMOURS INC | 2017-03-23 | 2019-06-28 | $968 | $1,227 | -$259 | -$259 |
| 23. DUPONT DE NEMOURS INC | 2017-04-13 | 2019-06-28 | $1,712 | $2,096 | -$384 | -$384 |
| 19. DUPONT DE NEMOURS INC | 2017-04-17 | 2019-06-28 | $1,414 | $1,734 | -$320 | -$320 |
| 26. DUPONT DE NEMOURS INC | 2017-03-22 | 2019-06-28 | $1,935 | $2,420 | -$485 | -$485 |
| 6. DUPONT DE NEMOURS INC | 2017-02-22 | 2019-06-28 | $447 | $568 | -$121 | -$121 |
| 253. INTERNATIONAL PAPER CO | 2016-02-18 | 2019-06-28 | $10,980 | $8,951 | $2,029 | $2,029 |
| 40. DIAGEO PLC SPON ADR NEW | 2016-02-18 | 2019-07-01 | $6,828 | $4,184 | $2,644 | $2,644 |
| 179. ORACLE CORP | 2013-03-27 | 2019-07-01 | $10,383 | $5,731 | $4,652 | $4,652 |
| 138. QUALCOMM INC | 2013-03-27 | 2019-07-01 | $10,696 | $8,921 | $1,775 | $1,775 |
| 3. QUALCOMM INC | 2013-03-27 | 2019-07-01 | $233 | $183 | $50 | $50 |
| 34. QUALCOMM INC | 2013-03-27 | 2019-07-01 | $2,635 | $2,104 | $531 | $531 |
| 39000. U.S. TREASURY NOTE | 2018-09-12 | 2019-07-18 | $40,446 | $38,805 | $1,641 | $1,641 |
| 18. DIAGEO PLC SPON ADR NEW | 2016-02-18 | 2019-07-19 | $3,062 | $1,883 | $1,179 | $1,179 |
| 15. PEPSICO INC | 2017-07-05 | 2019-07-19 | $1,969 | $1,729 | $240 | $240 |
| 89. PEPSICO INC | 2013-03-27 | 2019-07-19 | $11,682 | $6,963 | $4,719 | $4,719 |
| 54. DIAGEO PLC SPON ADR NEW | 2016-02-18 | 2019-07-22 | $9,112 | $5,648 | $3,464 | $3,464 |
| 333. CISCO SYSTEMS INC | 2013-03-27 | 2019-07-26 | $18,813 | $6,903 | $11,910 | $11,910 |
| 64. NOVARTIS AG SPNSRD ADR | 2017-04-24 | 2019-07-26 | $5,957 | $4,188 | $1,769 | $1,769 |
| 11. NOVARTIS AG SPNSRD ADR | 2016-11-22 | 2019-07-26 | $1,024 | $658 | $366 | $366 |
| 16. ANTA SPORTS PRODUCTS LTD | 2017-01-11 | 2019-07-29 | $3,039 | $1,188 | $1,851 | $1,851 |
| 126. MICROSOFT CORP COM | 2013-03-27 | 2019-07-31 | $17,571 | $3,565 | $14,006 | $14,006 |
| 39. DIAGEO PLC SPON ADR NEW | 2016-02-18 | 2019-08-08 | $6,361 | $4,079 | $2,282 | $2,282 |
| 49. MICROSOFT CORP COM | 2013-03-27 | 2019-08-08 | $6,726 | $1,387 | $5,339 | $5,339 |
| 27. ORACLE CORP | 2016-03-02 | 2019-08-08 | $1,467 | $1,014 | $453 | $453 |
| 78. ORACLE CORP | 2013-03-27 | 2019-08-08 | $4,239 | $2,497 | $1,742 | $1,742 |
| 13. TAIWAN SEMICONDUCTOR ADR | 2016-05-23 | 2019-08-14 | $526 | $319 | $207 | $207 |
| 150. TAIWAN SEMICONDUCTOR ADR | 2017-01-20 | 2019-08-14 | $6,066 | $4,508 | $1,558 | $1,558 |
| 260. TAIWAN SEMICONDUCTOR ADR | 2017-01-23 | 2019-08-15 | $10,173 | $7,887 | $2,286 | $2,286 |
| 69. TAIWAN SEMICONDUCTOR ADR | 2017-01-20 | 2019-08-15 | $2,700 | $2,074 | $626 | $626 |
| 43. MEDTRONIC PLC SHS | 2017-10-26 | 2019-08-15 | $4,378 | $3,455 | $923 | $923 |
| 134. HONEYWELL INTERNATIONAL INC | 2010-06-09 | 2019-08-20 | $21,998 | $5,241 | $16,757 | $16,757 |
| 29. NOVARTIS AG SPNSRD ADR | 2018-05-31 | 2019-08-20 | $2,591 | $1,898 | $693 | $693 |
| 15. NOVARTIS AG SPNSRD ADR | 2017-04-24 | 2019-08-20 | $1,340 | $981 | $359 | $359 |
| 123. SUNCOR ENERGY INC | 2017-09-05 | 2019-08-20 | $3,468 | $3,899 | -$431 | -$431 |
| 84. SUNCOR ENERGY INC | 2017-09-01 | 2019-08-20 | $2,369 | $2,685 | -$316 | -$316 |
| 3. SUNCOR ENERGY INC | 2017-08-01 | 2019-08-20 | $85 | $97 | -$12 | -$12 |
| 62. TAIWAN SEMICONDUCTOR ADR | 2017-03-07 | 2019-08-20 | $2,609 | $1,942 | $667 | $667 |
| 106. TAIWAN SEMICONDUCTOR ADR | 2017-03-09 | 2019-08-20 | $4,460 | $3,282 | $1,178 | $1,178 |
| 105. TAIWAN SEMICONDUCTOR ADR | 2017-03-08 | 2019-08-20 | $4,418 | $3,288 | $1,130 | $1,130 |
| 11. TAIWAN SEMICONDUCTOR ADR | 2017-03-10 | 2019-08-20 | $463 | $341 | $122 | $122 |
| 127. TAIWAN SEMICONDUCTOR ADR | 2017-01-23 | 2019-08-20 | $5,343 | $3,852 | $1,491 | $1,491 |
| 41. 3M CO | 2013-03-27 | 2019-08-20 | $6,623 | $4,313 | $2,310 | $2,310 |
| 44. DIAGEO PLC SPON ADR NEW | 2016-02-18 | 2019-08-21 | $7,417 | $4,602 | $2,815 | $2,815 |
| 17. LOCKHEED MARTIN CORP | 2016-02-18 | 2019-08-21 | $6,506 | $3,638 | $2,868 | $2,868 |
| 21. NORTHROP GRUMMAN CORP | 2016-02-18 | 2019-08-21 | $7,746 | $4,046 | $3,700 | $3,700 |
| 28. NOVARTIS AG SPNSRD ADR | 2018-10-16 | 2019-08-21 | $2,518 | $2,100 | $418 | $418 |
| 89. NOVARTIS AG SPNSRD ADR | 2018-05-31 | 2019-08-21 | $8,004 | $5,826 | $2,178 | $2,178 |
| 43. ONEOK INC | 2018-08-07 | 2019-08-21 | $3,058 | $2,824 | $234 | $234 |
| 49. ONEOK INC | 2018-08-06 | 2019-08-21 | $3,485 | $3,190 | $295 | $295 |
| 81. SUNCOR ENERGY INC | 2018-10-05 | 2019-08-21 | $2,304 | $3,210 | -$906 | -$906 |
| 36. SUNCOR ENERGY INC | 2018-10-04 | 2019-08-21 | $1,024 | $1,434 | -$410 | -$410 |
| 32. SUNCOR ENERGY INC | 2018-05-08 | 2019-08-21 | $910 | $1,222 | -$312 | -$312 |
| 15. SUNCOR ENERGY INC | 2017-09-05 | 2019-08-21 | $427 | $475 | -$48 | -$48 |
| 1. DIAGEO PLC SPON ADR NEW | 2016-08-25 | 2019-08-22 | $167 | $115 | $52 | $52 |
| 26. DIAGEO PLC SPON ADR NEW | 2016-08-26 | 2019-08-22 | $4,355 | $2,993 | $1,362 | $1,362 |
| 7. DIAGEO PLC SPON ADR NEW | 2016-02-18 | 2019-08-22 | $1,172 | $732 | $440 | $440 |
| 11. KONINKLIJKE PHILIPS NV | 2017-03-22 | 2019-08-22 | $513 | $348 | $165 | $165 |
| 169. KONINKLIJKE PHILIPS NV | 2017-03-22 | 2019-08-23 | $7,866 | $5,344 | $2,522 | $2,522 |
| 36. PROCTER & GAMBLE CO/THE | 2017-03-10 | 2019-08-23 | $4,271 | $3,276 | $995 | $995 |
| 80. ASTRAZENECA PLC SPONS ADR | 2016-04-06 | 2019-08-28 | $3,580 | $2,373 | $1,207 | $1,207 |
| 8. ASTRAZENECA PLC SPONS ADR | 2016-04-07 | 2019-08-28 | $358 | $238 | $120 | $120 |
| 1. ANTA SPORTS PRODUCTS LTD | 2017-05-30 | 2019-08-29 | $206 | $72 | $134 | $134 |
| 9. ANTA SPORTS PRODUCTS LTD | 2017-01-11 | 2019-08-29 | $1,857 | $668 | $1,189 | $1,189 |
| 88. ASTRAZENECA PLC SPONS ADR | 2016-04-07 | 2019-08-29 | $3,994 | $2,621 | $1,373 | $1,373 |
| 3. ANTA SPORTS PRODUCTS LTD | 2017-05-31 | 2019-08-30 | $621 | $223 | $398 | $398 |
| 2. ANTA SPORTS PRODUCTS LTD | 2017-05-30 | 2019-08-30 | $414 | $144 | $270 | $270 |
| 10. ANTA SPORTS PRODUCTS LTD | 2017-05-31 | 2019-09-03 | $2,038 | $742 | $1,296 | $1,296 |
| 10. ANTA SPORTS PRODUCTS LTD | 2017-05-31 | 2019-09-04 | $1,993 | $742 | $1,251 | $1,251 |
| 66. JOHNSON CTLS INTL PLC | 2018-08-07 | 2019-09-05 | $2,834 | $2,513 | $321 | $321 |
| 283. MARVELL TECHNOLOGY GROUP LTD 0.002 | 2019-01-18 | 2019-09-05 | $7,027 | $4,805 | $2,222 | $2,222 |
| 91. JOHNSON CTLS INTL PLC | 2018-08-08 | 2019-09-06 | $3,906 | $3,429 | $477 | $477 |
| 2. JOHNSON CTLS INTL PLC | 2018-08-07 | 2019-09-06 | $86 | $76 | $10 | $10 |
| 302. MARVELL TECHNOLOGY GROUP LTD 0.002 | 2019-01-22 | 2019-09-06 | $7,522 | $5,002 | $2,520 | $2,520 |
| 133. MARVELL TECHNOLOGY GROUP LTD 0.002 | 2019-01-18 | 2019-09-06 | $3,313 | $2,258 | $1,055 | $1,055 |
| 18. ANTA SPORTS PRODUCTS LTD | 2017-05-31 | 2019-09-09 | $3,607 | $1,336 | $2,271 | $2,271 |
| 5. ANTA SPORTS PRODUCTS LTD | 2017-05-31 | 2019-09-09 | $1,003 | $371 | $632 | $632 |
| 37000. USD ROYAL BK CANADA | 2016-04-26 | 2019-09-23 | $37,000 | $37,152 | -$152 | -$152 |
| 3000. SHELL INTERNATIONAL FIN | 2018-12-11 | 2019-09-23 | $3,000 | $3,000 | ||
| 58000. SHELL INTERNATIONAL FIN | 2016-02-18 | 2019-09-23 | $58,000 | $58,000 | ||
| 73. MARATHON PETROLEUM CORP | 2016-02-18 | 2019-09-24 | $4,050 | $2,287 | $1,763 | $1,763 |
| 21. MARSH & MCLENNAN COS INC | 2016-08-12 | 2019-09-24 | $2,110 | $1,415 | $695 | $695 |
| 14. MCKESSON CORP | 2017-06-23 | 2019-09-24 | $1,965 | $2,311 | -$346 | -$346 |
| 29. MCKESSON CORP | 2017-07-20 | 2019-09-24 | $4,071 | $4,810 | -$739 | -$739 |
| 36. ONEOK INC | 2018-08-07 | 2019-09-24 | $2,669 | $2,365 | $304 | $304 |
| 45. PEPSICO INC | 2017-07-05 | 2019-09-24 | $6,089 | $5,187 | $902 | $902 |
| 13. PEPSICO INC | 2018-02-01 | 2019-09-24 | $1,759 | $1,571 | $188 | $188 |
| 212. PFIZER INC | 2009-08-31 | 2019-09-24 | $7,635 | $3,534 | $4,101 | $4,101 |
| 25. QUALCOMM INC | 2017-08-16 | 2019-09-24 | $1,880 | $1,325 | $555 | $555 |
| 56. QUALCOMM INC | 2013-03-27 | 2019-09-24 | $4,211 | $3,425 | $786 | $786 |
| 79. JOHNSON CTLS INTL PLC | 2018-08-08 | 2019-09-24 | $3,435 | $2,977 | $458 | $458 |
| 63. MARATHON PETROLEUM CORP | 2016-02-18 | 2019-09-25 | $3,685 | $1,974 | $1,711 | $1,711 |
| 42. MARSH & MCLENNAN COS INC | 2016-08-12 | 2019-09-25 | $4,221 | $2,830 | $1,391 | $1,391 |
| 3. ONEOK INC | 2018-11-05 | 2019-09-25 | $221 | $185 | $36 | $36 |
| 52. ONEOK INC | 2018-08-07 | 2019-09-25 | $3,829 | $3,415 | $414 | $414 |
| 150. JOHNSON CTLS INTL PLC | 2018-11-05 | 2019-09-25 | $6,543 | $4,967 | $1,576 | $1,576 |
| 71. JOHNSON CTLS INTL PLC | 2018-08-08 | 2019-09-25 | $3,097 | $2,676 | $421 | $421 |
| 254. IMPERIAL BRANDS PLC | 2016-02-18 | 2019-09-27 | $5,501 | $13,589 | -$8,088 | -$8,088 |
| 54. IMPERIAL BRANDS PLC | 2016-04-21 | 2019-09-30 | $1,201 | $2,839 | -$1,638 | -$1,638 |
| 127. IMPERIAL BRANDS PLC | 2016-02-18 | 2019-09-30 | $2,826 | $6,795 | -$3,969 | -$3,969 |
| 43. IMPERIAL BRANDS PLC | 2016-08-09 | 2019-10-01 | $971 | $2,256 | -$1,285 | -$1,285 |
| 24. IMPERIAL BRANDS PLC | 2016-04-21 | 2019-10-01 | $542 | $1,262 | -$720 | -$720 |
| 37. TEXAS INSTRUMENTS INC | 2018-11-08 | 2019-10-03 | $4,755 | $3,629 | $1,126 | $1,126 |
| 128. BAE SYSTEMS PLC | 2018-10-05 | 2019-10-24 | $3,678 | $4,118 | -$440 | -$440 |
| 50. INTERNATIONAL PAPER CO | 2016-02-18 | 2019-10-24 | $2,107 | $1,769 | $338 | $338 |
| 43. SCHNEIDER ELEC SA ADR | 2018-05-29 | 2019-10-24 | $796 | $765 | $31 | $31 |
| 84. SVENSKA HANDELSBANKEN AB | 2016-02-18 | 2019-10-24 | $419 | $542 | -$123 | -$123 |
| 32. INTERNATIONAL PAPER CO | 2016-02-18 | 2019-10-25 | $1,368 | $1,132 | $236 | $236 |
| 109. SCHNEIDER ELEC SA ADR | 2018-05-29 | 2019-10-25 | $2,019 | $1,940 | $79 | $79 |
| 435. SVENSKA HANDELSBANKEN AB | 2016-02-18 | 2019-10-25 | $2,179 | $2,806 | -$627 | -$627 |
| 170. MATTEL INC | 2017-07-31 | 2019-10-30 | $2,012 | $3,333 | -$1,321 | -$1,321 |
| 177. MATTEL INC | 2017-08-01 | 2019-10-30 | $2,094 | $3,484 | -$1,390 | -$1,390 |
| 173. MATTEL INC | 2017-08-03 | 2019-10-31 | $2,050 | $3,294 | -$1,244 | -$1,244 |
| 178. MATTEL INC | 2017-08-02 | 2019-10-31 | $2,109 | $3,487 | -$1,378 | -$1,378 |
| 45. PHILIP MORRIS INTERNATIONAL INC | 2016-02-18 | 2019-11-05 | $3,790 | $4,121 | -$331 | -$331 |
| 81. TAIWAN SEMICONDUCTOR ADR | 2017-03-10 | 2019-11-05 | $4,351 | $2,510 | $1,841 | $1,841 |
| 36. IMPERIAL BRANDS PLC | 2016-11-14 | 2019-11-06 | $828 | $1,556 | -$728 | -$728 |
| 195. IMPERIAL BRANDS PLC | 2016-11-11 | 2019-11-06 | $4,487 | $8,463 | -$3,976 | -$3,976 |
| 24. IMPERIAL BRANDS PLC | 2016-08-09 | 2019-11-06 | $552 | $1,259 | -$707 | -$707 |
| 11. ABBVIE INC | 2016-02-18 | 2019-11-11 | $938 | $599 | $339 | $339 |
| 39. ALTRIA GROUP INC | 2016-02-18 | 2019-11-11 | $1,809 | $2,380 | -$571 | -$571 |
| 15. ALTRIA GROUP INC | 2016-02-18 | 2019-11-11 | $696 | $907 | -$211 | -$211 |
| 83. AMERICAN INTERNATIONAL GROUP INC | 2016-02-18 | 2019-11-11 | $4,635 | $4,311 | $324 | $324 |
| 26. ANSELL LTD-SPON ADR | 2016-02-18 | 2019-11-11 | $2,019 | $1,322 | $697 | $697 |
| 8. ANTHEM INC | 2016-02-18 | 2019-11-11 | $2,223 | $1,027 | $1,196 | $1,196 |
| 57. ASTRAZENECA PLC SPONS ADR | 2016-04-07 | 2019-11-11 | $2,664 | $1,697 | $967 | $967 |
| 78. AXA EQUITABLE HOLDINGS INC | 2018-12-10 | 2019-11-11 | $1,843 | $1,348 | $495 | $495 |
| 68. BP P L C SPONS ADR | 2018-01-22 | 2019-11-11 | $2,650 | $2,947 | -$297 | -$297 |
| 18. BP P L C SPONS ADR | 2018-01-23 | 2019-11-11 | $702 | $779 | -$77 | -$77 |
| 21. BRISTOL-MYERS SQUIBB CO | 2019-08-08 | 2019-11-11 | $1,216 | $989 | $227 | $227 |
| 29. BRITISH AMERICAN TOBACCO PLC | 2016-04-20 | 2019-11-11 | $1,082 | $1,777 | -$695 | -$695 |
| 7. BRITISH AMERICAN TOBACCO PLC | 2016-08-11 | 2019-11-11 | $261 | $451 | -$190 | -$190 |
| 64. CRH PLC ADR | 2017-12-01 | 2019-11-11 | $2,345 | $2,216 | $129 | $129 |
| 28. CVS HEALTH CORP | 2018-11-30 | 2019-11-11 | $2,016 | $2,260 | -$244 | -$244 |
| 27. CISCO SYSTEMS INC | 2013-03-27 | 2019-11-11 | $1,305 | $560 | $745 | $745 |
| 23. CISCO SYSTEMS INC | 2016-04-19 | 2019-11-11 | $1,112 | $652 | $460 | $460 |
| 109. CITIGROUP INC | 2016-02-18 | 2019-11-11 | $8,276 | $4,239 | $4,037 | $4,037 |
| 32. CITIZENS FINANCIAL GROUP INC | 2016-02-18 | 2019-11-11 | $1,233 | $616 | $617 | $617 |
| 38. COCA-COLA CO/THE | 2016-02-18 | 2019-11-11 | $1,975 | $1,655 | $320 | $320 |
| 39. COGNIZANT TECHNOLOGY SOLUTIONS CORP | 2018-06-13 | 2019-11-11 | $2,446 | $3,056 | -$610 | -$610 |
| 37. COMCAST CORP | 2013-03-27 | 2019-11-11 | $1,682 | $767 | $915 | $915 |
| 39. CONAGRA BRANDS INC | 2019-02-13 | 2019-11-11 | $1,062 | $919 | $143 | $143 |
| 5. CONSTELLATION BRANDS INC | 2019-01-31 | 2019-11-11 | $925 | $866 | $59 | $59 |
| 22. DBS GROUP HOLDINGS LTD | 2016-02-18 | 2019-11-11 | $1,720 | $875 | $845 | $845 |
| 30. DEUTSCHE POST AG | 2016-02-18 | 2019-11-11 | $1,081 | $719 | $362 | $362 |
| 12. DOLLAR GENERAL CORP | 2016-02-18 | 2019-11-11 | $1,872 | $879 | $993 | $993 |
| . DOW INC | 2019-04-05 | 2019-11-11 | ||||
| 6. DOW INC | 2017-02-22 | 2019-11-11 | $335 | $372 | -$37 | -$37 |
| 8. DOW INC | 2017-03-22 | 2019-11-11 | $447 | $488 | -$41 | -$41 |
| 12. FEDEX CORP | 2019-06-26 | 2019-11-11 | $1,945 | $1,923 | $22 | $22 |
| 70. FIRSTENERGY CORP | 2017-07-21 | 2019-11-11 | $3,235 | $2,213 | $1,022 | $1,022 |
| 23. ARTHUR J GALLAGHER & CO | 2018-10-12 | 2019-11-11 | $2,100 | $1,629 | $471 | $471 |
| 10. GENUINE PARTS CO | 2016-02-18 | 2019-11-11 | $1,061 | $907 | $154 | $154 |
| 16. GLAXOSMITHKLINE PLC | 2016-02-18 | 2019-11-11 | $705 | $634 | $71 | $71 |
| 14. HEINEKEN N V ADR | 2017-02-10 | 2019-11-11 | $707 | $550 | $157 | $157 |
| 8. HUMANA INC | 2018-01-23 | 2019-11-11 | $2,538 | $2,261 | $277 | $277 |
| 21. INTERNATIONAL PAPER CO | 2016-02-18 | 2019-11-11 | $966 | $743 | $223 | $223 |
| 203. ISHARES S&P 500 GROWTH ETF | 2016-02-18 | 2019-11-11 | $37,421 | $22,002 | $15,419 | $15,419 |
| 38. ISHARES CORE S&P MID-CAP ETF | 2004-03-02 | 2019-11-11 | $7,579 | $2,332 | $5,247 | $5,247 |
| 31. ISHARES CORE S&P SMALL-CAP ETF | 2016-02-18 | 2019-11-11 | $2,515 | $1,576 | $939 | $939 |
| 88. J P MORGAN CHASE & CO | 2009-08-31 | 2019-11-11 | $11,413 | $3,769 | $7,644 | $7,644 |
| 7. JOHNSON & JOHNSON | 2009-08-31 | 2019-11-11 | $923 | $422 | $501 | $501 |
| 16. KELLOGG CO | 2017-11-08 | 2019-11-11 | $1,011 | $995 | $16 | $16 |
| 74. KONINKLIJKE PHILIPS NV | 2017-03-22 | 2019-11-11 | $3,270 | $2,340 | $930 | $930 |
| 4. LOCKHEED MARTIN CORP | 2016-02-18 | 2019-11-11 | $1,525 | $856 | $669 | $669 |
| 16. LOWES COMPANIES INC COM | 2017-09-18 | 2019-11-11 | $1,810 | $1,247 | $563 | $563 |
| 7. M&T BANK CORP | 2016-02-18 | 2019-11-11 | $1,169 | $748 | $421 | $421 |
| 26. MARATHON PETROLEUM CORP | 2016-02-18 | 2019-11-11 | $1,721 | $815 | $906 | $906 |
| 96. METLIFE INC | 2016-02-18 | 2019-11-11 | $4,738 | $3,336 | $1,402 | $1,402 |
| 28. MICROSOFT CORP COM | 2013-03-27 | 2019-11-11 | $4,084 | $792 | $3,292 | $3,292 |
| 39. MONDELEZ INTERNATIONAL INC | 2018-08-02 | 2019-11-11 | $2,018 | $1,683 | $335 | $335 |
| 105. MORGAN STANLEY | 2016-02-18 | 2019-11-11 | $5,160 | $2,516 | $2,644 | $2,644 |
| 8. MOTOROLA SOLUTIONS INC | 2016-02-18 | 2019-11-11 | $1,290 | $521 | $769 | $769 |
| 13. NESTLE S A SPONSORED ADR | 2016-02-18 | 2019-11-11 | $1,363 | $933 | $430 | $430 |
| 9. NEXTERA ENERGY INC | 2016-02-18 | 2019-11-11 | $1,998 | $1,029 | $969 | $969 |
| 3. NORTHROP GRUMMAN CORP | 2016-02-18 | 2019-11-11 | $1,048 | $578 | $470 | $470 |
| 2. NOVARTIS AG SPNSRD ADR | 2018-10-17 | 2019-11-11 | $177 | $150 | $27 | $27 |
| 11. NOVARTIS AG SPNSRD ADR | 2018-10-16 | 2019-11-11 | $973 | $825 | $148 | $148 |
| 39. NOVO NORDISK A/S ADR | 2016-07-11 | 2019-11-11 | $2,242 | $2,164 | $78 | $78 |
| 5. NOVO NORDISK A/S ADR | 2017-04-03 | 2019-11-11 | $287 | $171 | $116 | $116 |
| 39. ORACLE CORP | 2016-03-02 | 2019-11-11 | $2,203 | $1,465 | $738 | $738 |
| 8. PAYCHEX INC | 2018-07-06 | 2019-11-11 | $665 | $557 | $108 | $108 |
| 5. PAYCHEX INC | 2018-07-05 | 2019-11-11 | $416 | $345 | $71 | $71 |
| 6. PEPSICO INC | 2018-02-01 | 2019-11-11 | $792 | $725 | $67 | $67 |
| 81. PFIZER INC | 2009-08-31 | 2019-11-11 | $2,984 | $1,350 | $1,634 | $1,634 |
| 14. PHILIP MORRIS INTERNATIONAL INC | 2016-02-18 | 2019-11-11 | $1,176 | $1,282 | -$106 | -$106 |
| 17. PROCTER & GAMBLE CO/THE | 2017-03-10 | 2019-11-11 | $2,027 | $1,547 | $480 | $480 |
| 8. QUEST DIAGNOSTICS INC | 2019-04-24 | 2019-11-11 | $811 | $758 | $53 | $53 |
| 39. RELX PLC | 2018-11-09 | 2019-11-11 | $923 | $790 | $133 | $133 |
| 26. ROGERS COMMUNICATIONS INC | 2016-02-18 | 2019-11-11 | $1,234 | $940 | $294 | $294 |
| 15. SANOFI-SYNTHELABO | 2016-05-20 | 2019-11-11 | $688 | $601 | $87 | $87 |
| 5. SANOFI-SYNTHELABO | 2016-04-20 | 2019-11-11 | $229 | $221 | $8 | $8 |
| 41. SCHNEIDER ELEC SA ADR | 2018-05-29 | 2019-11-11 | $787 | $730 | $57 | $57 |
| 22. CHARLES SCHWAB CORP/THE | 2017-10-10 | 2019-11-11 | $952 | $989 | -$37 | -$37 |
| 49. SGS SOC GEN SRVLLNCE ADR | 2016-04-28 | 2019-11-11 | $1,240 | $1,083 | $157 | $157 |
| 79. SONIC HEALTHCARE LTD | 2016-02-18 | 2019-11-11 | $1,570 | $1,077 | $493 | $493 |
| 36. SONY CORP ADR AMERN SH NEW | 2019-07-03 | 2019-11-11 | $2,223 | $1,970 | $253 | $253 |
| 4. SONY CORP ADR AMERN SH NEW | 2019-07-05 | 2019-11-11 | $247 | $219 | $28 | $28 |
| 38. STATE ST CORP COM | 2018-10-05 | 2019-11-11 | $2,785 | $3,298 | -$513 | -$513 |
| 70. TELUS CORP | 2016-02-18 | 2019-11-11 | $2,625 | $1,986 | $639 | $639 |
| 10. 3M CO | 2013-03-27 | 2019-11-11 | $1,712 | $1,052 | $660 | $660 |
| 25. TOTAL FINA ELF S.A. ADR | 2016-02-18 | 2019-11-11 | $1,363 | $1,105 | $258 | $258 |
| 2. TOTAL FINA ELF S.A. ADR | 2016-05-19 | 2019-11-11 | $109 | $96 | $13 | $13 |
| 21. TRAVELERS COS INC/THE | 2016-02-18 | 2019-11-11 | $2,804 | $2,289 | $515 | $515 |
| 61. US BANCORP DEL | 2016-02-18 | 2019-11-11 | $3,585 | $2,416 | $1,169 | $1,169 |
| 37. UNILEVER NV | 2016-06-22 | 2019-11-11 | $2,206 | $1,691 | $515 | $515 |
| 4. UNION PACIFIC CORP | 2016-02-18 | 2019-11-11 | $706 | $317 | $389 | $389 |
| 5. UNITED TECHNOLOGIES CORP | 2016-02-18 | 2019-11-11 | $740 | $442 | $298 | $298 |
| 3. UNITEDHEALTH GROUP INC | 2016-02-18 | 2019-11-11 | $762 | $355 | $407 | $407 |
| 87. VERIZON COMMUNICATIONS INC | 2010-06-09 | 2019-11-11 | $5,157 | $2,277 | $2,880 | $2,880 |
| 190. WELLS FARGO & CO NEW | 2016-02-18 | 2019-11-11 | $10,221 | $9,043 | $1,178 | $1,178 |
| 92. WILLIAMS COS INC/THE | 2018-05-21 | 2019-11-11 | $2,036 | $2,518 | -$482 | -$482 |
| 29. WILLIAMS COS INC/THE | 2018-05-18 | 2019-11-11 | $642 | $797 | -$155 | -$155 |
| 156. AMCOR PLC REG SHS | 2017-10-10 | 2019-11-11 | $1,517 | $1,871 | -$354 | -$354 |
| 17. MEDTRONIC PLC SHS | 2017-10-27 | 2019-11-11 | $1,840 | $1,373 | $467 | $467 |
| 32. MEDTRONIC PLC SHS | 2017-10-26 | 2019-11-11 | $3,463 | $2,571 | $892 | $892 |
| 16. PENTAIR PLC SHS | 2019-07-01 | 2019-11-11 | $689 | $597 | $92 | $92 |
| 11. WILLIS TOWERS WATSON PLC | 2019-02-11 | 2019-11-11 | $2,039 | $1,861 | $178 | $178 |
| 8. ALCON SA ACT NOM | 2018-10-16 | 2019-11-11 | $466 | $414 | $52 | $52 |
| 12. ALCON SA ACT NOM | 2018-10-17 | 2019-11-11 | $700 | $621 | $79 | $79 |
| 14. ALCON SA ACT NOM | 2018-10-18 | 2019-11-11 | $816 | $732 | $84 | $84 |
| 10. NXP SEMICONDUCTORS N.V. | 2019-08-14 | 2019-11-11 | $1,178 | $1,001 | $177 | $177 |
| 15. KONE OYJ | 2016-07-12 | 2019-11-11 | $933 | $709 | $224 | $224 |
| 2000. APPLE INC | 2017-02-08 | 2019-11-12 | $2,126 | $2,019 | $107 | $107 |
| 1000. BB&T CORPORATION | 2017-10-25 | 2019-11-12 | $1,023 | $996 | $27 | $27 |
| 1000. CITIGROUP INC | 2016-02-18 | 2019-11-12 | $1,048 | $1,029 | $19 | $19 |
| 1000. GLAXOSMITHKLINE CAPITAL | 2018-06-08 | 2019-11-12 | $1,043 | $999 | $44 | $44 |
| 2000. JPMORGAN CHASE & CO | 2016-02-18 | 2019-11-12 | $2,112 | $2,036 | $76 | $76 |
| 1000. ORACLE CORP | 2016-10-28 | 2019-11-12 | $1,017 | $990 | $27 | $27 |
| 1000. WALMART INC | 2018-08-23 | 2019-11-12 | $1,048 | $1,010 | $38 | $38 |
| 79. QUALCOMM INC | 2017-08-16 | 2019-11-14 | $7,146 | $4,186 | $2,960 | $2,960 |
| 20. KONE OYJ | 2017-04-24 | 2019-11-14 | $1,255 | $973 | $282 | $282 |
| 53. KONE OYJ | 2016-07-12 | 2019-11-14 | $3,325 | $2,504 | $821 | $821 |
| 20. ASTRAZENECA PLC SPONS ADR | 2016-04-07 | 2019-11-18 | $959 | $596 | $363 | $363 |
| 8. DOW INC | 2017-04-17 | 2019-11-18 | $435 | $478 | -$43 | -$43 |
| 13. DOW INC | 2017-03-23 | 2019-11-18 | $707 | $804 | -$97 | -$97 |
| 18. DOW INC | 2017-03-22 | 2019-11-18 | $979 | $1,098 | -$119 | -$119 |
| 23. DOW INC | 2017-04-13 | 2019-11-18 | $1,251 | $1,373 | -$122 | -$122 |
| 23. GOLDMAN SACHS GROUP INC | 2016-02-18 | 2019-11-18 | $5,054 | $3,397 | $1,657 | $1,657 |
| 87. ORACLE CORP | 2016-03-02 | 2019-11-18 | $4,887 | $3,268 | $1,619 | $1,619 |
| 14. ORACLE CORP | 2016-08-08 | 2019-11-18 | $786 | $577 | $209 | $209 |
| 104. PROCTER & GAMBLE CO/THE | 2017-03-10 | 2019-11-18 | $12,673 | $9,463 | $3,210 | $3,210 |
| 92. ASTRAZENECA PLC SPONS ADR | 2016-04-27 | 2019-11-19 | $4,390 | $2,712 | $1,678 | $1,678 |
| 178. ASTRAZENECA PLC SPONS ADR | 2016-04-07 | 2019-11-19 | $8,494 | $5,301 | $3,193 | $3,193 |
| 1. DOW INC | 2019-03-26 | 2019-11-19 | $53 | $53 | ||
| 37. DOW INC | 2019-03-26 | 2019-11-19 | $1,970 | $1,930 | $40 | $40 |
| 41. DOW INC | 2019-03-08 | 2019-11-19 | $2,183 | $2,177 | $6 | $6 |
| 30. DOW INC | 2017-04-17 | 2019-11-19 | $1,597 | $1,794 | -$197 | -$197 |
| 36. DOW INC | 2019-03-01 | 2019-11-19 | $1,917 | $1,876 | $41 | $41 |
| 21. GOLDMAN SACHS GROUP INC | 2016-02-18 | 2019-11-19 | $4,614 | $3,102 | $1,512 | $1,512 |
| 21. GOLDMAN SACHS GROUP INC | 2017-05-03 | 2019-11-19 | $4,614 | $4,754 | -$140 | -$140 |
| 27. GOLDMAN SACHS GROUP INC | 2017-05-17 | 2019-11-19 | $5,932 | $5,802 | $130 | $130 |
| 31. NOVO NORDISK A/S ADR | 2017-04-03 | 2019-11-19 | $1,767 | $1,062 | $705 | $705 |
| 12. ORACLE CORP | 2016-08-08 | 2019-11-19 | $678 | $494 | $184 | $184 |
| 21. PROCTER & GAMBLE CO/THE | 2017-03-10 | 2019-11-19 | $2,561 | $1,911 | $650 | $650 |
| 37. SONY CORP ADR AMERN SH NEW | 2019-07-05 | 2019-11-19 | $2,288 | $2,027 | $261 | $261 |
| 11. NOVO NORDISK A/S ADR | 2017-04-03 | 2019-11-20 | $612 | $377 | $235 | $235 |
| 73. NOVO NORDISK A/S ADR | 2017-04-04 | 2019-11-20 | $4,059 | $2,624 | $1,435 | $1,435 |
| 198. SONY CORP ADR AMERN SH NEW | 2019-07-05 | 2019-11-20 | $12,208 | $10,848 | $1,360 | $1,360 |
| 54. INTERNATIONAL PAPER CO | 2016-03-04 | 2019-11-21 | $2,422 | $2,100 | $322 | $322 |
| 33. INTERNATIONAL PAPER CO | 2016-02-18 | 2019-11-21 | $1,480 | $1,167 | $313 | $313 |
| 13. TAIWAN SEMICONDUCTOR ADR | 2017-03-10 | 2019-11-21 | $690 | $403 | $287 | $287 |
| 16. TAIWAN SEMICONDUCTOR ADR | 2017-03-13 | 2019-11-21 | $850 | $503 | $347 | $347 |
| 33. TAIWAN SEMICONDUCTOR ADR | 2018-12-13 | 2019-11-21 | $1,753 | $1,232 | $521 | $521 |
| 148. DEUTSCHE POST AG | 2016-02-18 | 2019-11-22 | $5,537 | $3,545 | $1,992 | $1,992 |
| 211. SCHNEIDER ELEC SA ADR | 2018-05-29 | 2019-11-22 | $4,021 | $3,755 | $266 | $266 |
| 65. KONE OYJ | 2017-04-24 | 2019-11-22 | $3,989 | $3,164 | $825 | $825 |
| 122. IMPERIAL BRANDS PLC | 2018-02-22 | 2019-11-27 | $2,675 | $4,461 | -$1,786 | -$1,786 |
| 58. IMPERIAL BRANDS PLC | 2017-10-20 | 2019-11-27 | $1,272 | $2,445 | -$1,173 | -$1,173 |
| 86. IMPERIAL BRANDS PLC | 2017-08-04 | 2019-11-27 | $1,886 | $3,798 | -$1,912 | -$1,912 |
| 7. IMPERIAL BRANDS PLC | 2016-11-14 | 2019-11-27 | $154 | $303 | -$149 | -$149 |
| 2. IMPERIAL BRANDS PLC | 2018-02-22 | 2019-11-29 | $44 | $73 | -$29 | -$29 |
| 98. IMPERIAL BRANDS PLC | 2018-08-30 | 2019-11-29 | $2,155 | $3,511 | -$1,356 | -$1,356 |
| 79. IMPERIAL BRANDS PLC | 2019-05-10 | 2019-11-29 | $1,737 | $2,268 | -$531 | -$531 |
| 18. IMPERIAL BRANDS PLC | 2019-05-20 | 2019-11-29 | $396 | $503 | -$107 | -$107 |
| 29. DOLLAR GENERAL CORP | 2016-02-18 | 2019-12-02 | $4,497 | $2,125 | $2,372 | $2,372 |
| 167. IMPERIAL BRANDS PLC | 2019-05-20 | 2019-12-02 | $3,710 | $4,662 | -$952 | -$952 |
| 116. SONIC HEALTHCARE LTD | 2016-02-18 | 2019-12-02 | $2,381 | $1,581 | $800 | $800 |
| 15. DOLLAR GENERAL CORP | 2016-02-18 | 2019-12-03 | $2,299 | $1,099 | $1,200 | $1,200 |
| 91. SONIC HEALTHCARE LTD | 2016-02-18 | 2019-12-03 | $1,822 | $1,240 | $582 | $582 |
| 68. NOVO NORDISK A/S ADR | 2017-10-10 | 2019-12-17 | $3,951 | $3,317 | $634 | $634 |
| 14. NOVO NORDISK A/S ADR | 2017-10-10 | 2019-12-17 | $814 | $683 | $131 | $131 |
| 25. NOVO NORDISK A/S ADR | 2017-04-04 | 2019-12-17 | $1,453 | $899 | $554 | $554 |
| 107. NOVO NORDISK A/S ADR | 2017-10-10 | 2019-12-18 | $6,126 | $5,220 | $906 | $906 |
| 39000. U.S. TREASURY NOTE | 2019-09-25 | 2019-12-18 | $39,399 | $39,332 | $67 | $67 |
| 86000. U.S. TREASURY NOTE | 2019-02-20 | 2019-12-18 | $86,880 | $86,190 | $690 | $690 |
| 47. SANOFI-SYNTHELABO | 2016-05-20 | 2019-12-19 | $2,366 | $1,882 | $484 | $484 |
| 39. SANOFI-SYNTHELABO | 2016-05-23 | 2019-12-19 | $1,963 | $1,546 | $417 | $417 |
| 4. SANOFI-SYNTHELABO | 2016-08-12 | 2019-12-19 | $201 | $161 | $40 | $40 |
| 327. SVENSKA HANDELSBANKEN AB | 2016-03-07 | 2019-12-20 | $1,737 | $2,066 | -$329 | -$329 |
| 578. SVENSKA HANDELSBANKEN AB | 2016-02-18 | 2019-12-20 | $3,070 | $3,728 | -$658 | -$658 |
| 275. SVENSKA HANDELSBANKEN AB | 2016-03-07 | 2019-12-23 | $1,464 | $1,737 | -$273 | -$273 |
| 572. SVENSKA HANDELSBANKEN AB | 2016-05-23 | 2019-12-27 | $3,071 | $3,511 | -$440 | -$440 |
| 47. SVENSKA HANDELSBANKEN AB | 2016-08-11 | 2019-12-27 | $252 | $300 | -$48 | -$48 |
| 74. SVENSKA HANDELSBANKEN AB | 2016-03-07 | 2019-12-27 | $397 | $468 | -$71 | -$71 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $382,848 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $319,372 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $6,689,302 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.047744 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $297,747 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $6,518,220 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.045679 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $298,484 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $6,133,074 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.048668 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $303,441 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $6,311,210 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.04808 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $255,803 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $6,372,167 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.040144 | DistributionYr5Rt |
| Total Distribution | 0.230315 | TotalDistributionRt |
| Average Distribution | 0.046063 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $6,700,329 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $308,637 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,272 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $313,909 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $328,569 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $5,272 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $5,272 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $5,272 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,016 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $4,016 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $1,256 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2128523049 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 114 W 47TH ST NY8-114-07-07 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100361510 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | BANK OF AMERICA N A | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 114 W 47TH ST NY8-114-07-07 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100361510 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 2 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $91,960 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $6,538,391 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $263,973 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $6,802,364 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $6,802,364 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $102,035 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $6,700,329 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $335,016 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $335,016 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $5,272 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $5,272 | TotalTaxAmt |
| Distributable Before Adj | $329,744 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $329,744 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $329,744 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $328,569 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $328,569 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $5,272 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $323,297 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $329,744 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $273,393 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $328,569 | QualifyingDistributionsAmt |
| Applied To Year1 | $273,393 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $55,176 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $274,568 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| WORCESTER POLYTECHNIC INST | |||||||
| 100 INSTITUTE ROAD | WORCESTER | MA | 016092247 | NONE | PC | GENERAL OPERATING | $91,131 |
| MYSTIC SEAPORT INC | |||||||
| 75 GREENMANVILLE AVENUE | MYSTIC | CT | 063550990 | NONE | PC | GENERAL OPERATING | $91,131 |
| MYSTIC AND NOANK LIBRARY | |||||||
| 40 LIBRARY STREET | MYSTIC | CT | 063552418 | NONE | PC | GENERAL OPERATING | $91,131 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $273,393 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $189,166 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $382,848 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $572,014 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $572,014 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (34 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 78011DAG9 USD ROYAL BK CANADA | ||
| 822582AJ1 SHELL INTERNATIONAL | ||
| 035242AL0 ANHEUSER-BUSCH INBEV | ||
| 912810QU5 U.S. TREASURY BOND 3 | $116,728 | $120,475 |
| 9128284X5 U.S. TREASURY NOTE | ||
| 949746SA0 WELLS FARGO & COMPAN | $41,009 | $41,060 |
| 17275RAE2 CISCO SYSTEMS INC | ||
| 912810FT0 U.S. TREASURY BOND | $72,317 | $73,017 |
| 9128283W8 U.S. TREASURY NOTE | ||
| 9128284R8 U.S. TREASURY NOTE | $41,992 | $44,489 |
| 05531FBB8 BB&T CORPORATION | $76,654 | $79,557 |
| 912828Y46 U.S. TREASURY NOTE | $51,003 | $51,289 |
| 06406FAD5 BANK OF NY MELLON CO | $38,836 | $39,399 |
| 3135G0K36 FEDERAL NATL MTG ASS | $75,334 | $78,165 |
| 68389XBM6 ORACLE CORP | $74,036 | $76,724 |
| 912810RQ3 U.S. TREASURY BOND | ||
| 912828ND8 U.S. TREASURY NOTE | $62,501 | $62,414 |
| 9128284G2 U.S. TREASURY NOTE | ||
| 037833CJ7 APPLE INC | $74,683 | $78,824 |
| 172967FT3 CITIGROUP INC | $35,919 | $36,697 |
| 46625HJX9 JPMORGAN CHASE & CO | $73,064 | $76,328 |
| 912828M56 U.S. TREASURY NOTE | $99,101 | $100,669 |
| 377372AL1 GLAXOSMITHKLINE CAPI | $74,909 | $78,224 |
| 912810SA7 U.S. TREASURY BOND | $36,072 | $41,700 |
| 912828X88 U.S. TREASURY NOTE | $82,530 | $86,097 |
| 9128284A5 U.S. TREASURY NOTE | ||
| 931142EK5 WALMART INC | $75,745 | $78,863 |
| 912828YH7 U.S. TREASURY NOTE | $94,879 | $95,201 |
| 025816CC1 AMERICAN EXPRESS CO | $80,134 | $83,689 |
| 912828YW4 U.S. TREASURY NOTE | $46,925 | $47,046 |
| 9128284V9 U.S. TREASURY NOTE | $42,650 | $43,141 |
| 9128285M8 U.S. TREASURY NOTE | $181,914 | $190,347 |
| 912810SH2 U.S. TREASURY BOND | $84,765 | $87,311 |
| 437076BW1 HOME DEPOT INC | $77,112 | $84,232 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (129 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 682680103 ONEOK INC | $23,331 | $27,166 |
| 717081103 PFIZER INC | $67,182 | $82,631 |
| 718172109 PHILIP MORRIS INTERN | $48,903 | $45,693 |
| 882508104 TEXAS INSTRUMENTS IN | $15,779 | $20,398 |
| 88579Y101 3M CO | $37,789 | $35,637 |
| 913017109 UNITED TECHNOLOGIES | $19,317 | $28,005 |
| 969457100 WILLIAMS COS INC/THE | $56,669 | $50,642 |
| G51502105 JOHNSON CTLS INTL PL | $8,596 | $10,015 |
| J27869106 JAPAN TOBACCO INC JP | ||
| 054561105 AXA EQUITABLE HOLDIN | $27,546 | $33,428 |
| 17275R102 CISCO SYSTEMS INC | $67,640 | $74,098 |
| 80105N105 SANOFI-SYNTHELABO | $51,010 | $55,622 |
| 857477103 STATE ST CORP COM | $29,297 | $29,900 |
| 902973304 US BANCORP DEL | $14,612 | $21,582 |
| 907818108 UNION PACIFIC CORP | $5,472 | $12,475 |
| 911312106 UNITED PARCEL SVC IN | ||
| 92343V104 VERIZON COMMUNICATIO | $83,267 | $110,950 |
| 110448107 BRITISH AMERICAN TOB | $53,652 | $43,224 |
| 23304Y100 DBS GROUP HOLDINGS L | $8,635 | $16,744 |
| 58155Q103 MCKESSON CORP | $12,802 | $12,587 |
| 620076307 MOTOROLA SOLUTIONS I | $9,374 | $23,204 |
| 713448108 PEPSICO INC | $37,993 | $48,245 |
| 744573106 PUBLIC SERVICE ENTER | $10,283 | $13,877 |
| 87971M103 TELUS CORP | $44,214 | $55,655 |
| 89417E109 TRAVELERS COS INC/TH | $19,381 | $22,871 |
| 037833100 APPLE COMPUTER INC C | ||
| 126650100 CVS HEALTH CORP | $28,603 | $31,573 |
| 438516106 HONEYWELL INTL INC | ||
| 565849106 MARATHON OIL CORP | $24,355 | $17,355 |
| 58933Y105 MERCK AND CO INC SHS | ||
| 775109200 ROGERS COMMUNICATION | $31,344 | $38,643 |
| 89151E109 TOTAL FINA ELF S.A. | $14,670 | $15,982 |
| 91324P102 UNITEDHEALTH GROUP I | $6,631 | $16,463 |
| 036752103 ANTHEM INC | $32,115 | $59,802 |
| 046353108 ASTRAZENECA PLC SPON | $32,517 | $56,342 |
| 12514G108 CDW CORP | ||
| 20030N101 COMCAST CORP | $26,964 | $49,827 |
| 256677105 DOLLAR GENERAL CORP | $23,587 | $36,187 |
| 337932107 FIRSTENERGY CORP | $26,974 | $41,845 |
| 372460105 GENUINE PARTS CO | $37,103 | $42,492 |
| 539830109 LOCKHEED MARTIN CORP | $40,395 | $49,062 |
| 548661107 LOWES COMPANIES INC | $15,896 | $24,431 |
| 56585A102 MARATHON PETROLEUM C | $34,675 | $43,199 |
| 609207105 MONDELEZ INTERNATION | $17,817 | $22,583 |
| 66987V109 NOVARTIS AG SPNSRD A | $34,204 | $41,190 |
| 949746101 WELLS FARGO & CO NEW | $116,110 | $128,851 |
| 02209S103 ALTRIA GROUP INC | $88,579 | $71,820 |
| 032511107 ANADARKO PETE CORP | ||
| 14149Y108 CARDINAL HEALTH INC | ||
| 172967424 CITIGROUP INC | $53,781 | $105,694 |
| 38141G104 GOLDMAN SACHS GROUP | ||
| 42809H107 HESS CORP | ||
| 45262P102 IMPERIAL BRANDS PLC | ||
| 487836108 KELLOGG CO | $16,970 | $18,673 |
| 571748102 MARSH & MCLENNAN COS | $7,635 | $10,027 |
| 594918104 MICROSOFT CORP COM | $11,715 | $65,288 |
| 65339F101 NEXTERA ENERGY INC | $10,293 | $21,794 |
| 68389X105 ORACLE CORP | $19,550 | $25,113 |
| 759530108 RELX PLC | $12,220 | $15,036 |
| 808513105 CHARLES SCHWAB CORP/ | $29,021 | $31,770 |
| 867224107 SUNCOR ENERGY INC NE | ||
| G5960L103 MEDTRONIC PLC SHS | $72,805 | $97,113 |
| 02341R302 AMCOR LTD ADR NEW | ||
| 03634M208 ANSELL LTD-SPON | $8,946 | $14,559 |
| 055622104 BP P L C SPONS ADR | $59,631 | $50,307 |
| 12626K203 CRH PLC ADR | $16,707 | $19,278 |
| 174610105 CITIZENS FINANCIAL G | $17,853 | $24,772 |
| 25157Y202 DEUTSCHE POST AG | $29,620 | $33,509 |
| 26078J100 DOWDUPONT INC COM | ||
| 478160104 JOHNSON & JOHNSON | $30,268 | $49,888 |
| 577081102 MATTEL INC | ||
| 641069406 NESTLE S A SPONSORED | $27,732 | $39,190 |
| 500472303 KONINKLIJKE PHILIPS | $67,462 | $88,816 |
| 59156R108 METLIFE INC | $45,994 | $55,353 |
| 617446448 MORGAN STANLEY | $34,264 | $60,628 |
| 670100205 NOVO NORDISK A/S ADR | $21,937 | $25,583 |
| 704326107 PAYCHEX INC | $25,314 | $29,431 |
| 86959C103 SVENSKA HANDELSBANKE | $11,293 | $11,293 |
| 904784709 UNILEVER NV | $72,727 | $76,881 |
| 00287Y109 ABBVIE INC | $29,383 | $35,062 |
| 05523R107 BAE SYSTEMS PLC | $25,139 | $28,948 |
| 191216100 COCA-COLA CO/THE | $29,832 | $37,970 |
| 460146103 INTERNATIONAL PAPER | $34,971 | $36,702 |
| 423012301 HEINEKEN N V | $11,315 | $15,441 |
| 444859102 HUMANA INC | $29,487 | $37,385 |
| 192446102 COGNIZANT TECHNOLOGY | $49,447 | $43,786 |
| 25179M103 DEVON ENERGY CORPORA | ||
| 46625H100 J P MORGAN CHASE & C | $46,085 | $133,266 |
| 55261F104 M&T BANK CORP | $14,895 | $22,577 |
| 666807102 NORTHROP GRUMMAN COR | $9,249 | $16,511 |
| 83546A203 SONIC HEALTHCARE LTD | $14,038 | $19,147 |
| 867914103 SUNTRUST BANKS INC | ||
| X4551T105 KONE OYJ | $11,222 | $14,458 |
| 026874784 AMERICAN INTERNATION | $53,815 | $50,971 |
| 03662P107 ANTA SPORTS PROD-UNS | ||
| 25243Q205 DIAGEO PLC SPON ADR | $12,736 | $16,337 |
| 363576109 ARTHUR J GALLAGHER & | $22,787 | $29,426 |
| 37733W105 GLAXOSMITHKLINE PLC | $36,616 | $42,197 |
| 742718109 PROCTER & GAMBLE CO/ | $18,903 | $26,978 |
| 747525103 QUALCOMM INC | $6,741 | $11,470 |
| 80687P106 SCHNEIDER ELEC SA | $15,381 | $20,788 |
| 818800104 SGS SOC GEN SRVLLNCE | $11,598 | $12,607 |
| 874039100 TAIWAN SEMICONDUCTOR | $7,831 | $12,027 |
| 20825C104 CONOCOPHILLIPS | $12,943 | $14,242 |
| 37045V100 GENERAL MOTORS CO | $38,166 | $36,783 |
| 31428X106 FEDEX CORP | $25,359 | $23,438 |
| 437076102 HOME DEPOT INC/THE | $17,240 | $18,126 |
| N6596X109 NXP SEMICONDUCTORS N | $18,629 | $23,543 |
| 35137L105 FOX CORP | $27,075 | $27,988 |
| 418056107 HASBRO INC | $26,500 | $27,775 |
| 67066G104 NVIDIA CORP | $16,487 | $23,059 |
| 110122108 BRISTOL-MYERS SQUIBB | $25,642 | $34,663 |
| 204319107 CIE FINANCIERE RICHE | $10,494 | $11,816 |
| 237194105 DARDEN RESTAURANTS I | $21,302 | $19,731 |
| H01301128 ALCON SA ACT NOM | $38,706 | $37,223 |
| 29446M102 EQUINOR ASA | $13,109 | $15,231 |
| 651229106 NEWELL BRANDS INC | $13,316 | $14,031 |
| 21036P108 CONSTELLATION BRANDS | $18,074 | $19,355 |
| G96629103 WILLIS TOWERS WATSON | $35,063 | $40,994 |
| 26614N102 DUPONT DE NEMOURS IN | $16,169 | $13,289 |
| 74834L100 QUEST DIAGNOSTICS IN | $13,152 | $14,844 |
| G0250X107 AMCOR PLC REG SHS | $44,102 | $42,785 |
| G7S00T104 PENTAIR PLC SHS | $12,657 | $15,458 |
| 05722G100 BAKER HUGHES A GE CO | $24,368 | $24,861 |
| 205887102 CONAGRA BRANDS INC | $11,743 | $16,949 |
| 22052L104 DOWDUPONT INC | $15,610 | $16,169 |
| 369604103 GENERAL ELECTRIC CO | $13,054 | $12,789 |
| 835699307 SONY CORP ADR AMERN | $30,086 | $36,856 |
| 911271302 UNITED OVERSEAS BANK | $16,199 | $17,141 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 09260B382 BLACKROCK STRATEGIC | AT COST | $108,607 | $112,980 |
| 464287309 ISHARES S&P 500 GROW | AT COST | $298,388 | $533,091 |
| 464287507 ISHARES CORE S&P MID | AT COST | $70,039 | $174,535 |
| 464287804 ISHARES CORE S&P SMA | AT COST | $106,105 | $174,995 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PURCHASE OF ACCRUED INTEREST C/O TO NEXT | Desc |
| Amt | $329 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INVESTMENT EXPENSES | Desc |
| Revenue And Expenses Per Books | $725 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $725 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| PURCHASE OF ACCRUED INTEREST C/O FROM PY | $179 |
| COST BASIS ADJUSTMENT | $2,369 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $4,536 | $4,536 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $76 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $4,016 | $0 | $0 |