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NORTHWESTERN UNIVERSITY: Form 990, tax year 2018

View the entire original 990 at ProPublica ↗

Organization
NORTHWESTERN UNIVERSITY (EIN 36-2167817)
Tax period
2018-09-01 to 2019-08-31
Filed
2020-07-15
IRS object ID
202001979349302065
Schema version
2018v3.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2020-07-15T09:35:24-05:00ReturnTs
Tax Period End2019-08-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN135565207PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1KPMG LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1200 EAST RANDOLPH STREETAddressLine1Txt
CityChicagoCityNm
State AbbreviationILStateAbbreviationCd
ZIP60601ZIPCd
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2018-09-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN362167817EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Northwestern UniversityBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlNORTBusinessNameControlTxt
Phone8474913741PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1633 Clark StAddressLine1Txt
CityEvanstonCityNm
State AbbreviationILStateAbbreviationCd
ZIP60208ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonCraig JohnsonPersonNm
Person TitleSenior VP, Business and FinancePersonTitleTxt
Signature2020-07-15SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonTara D'AgostinoPreparerPersonNm
PTINP01245482PTIN
Phone3126651000PhoneNum
FieldValueIRS element (for citing)
Tax2018TaxYr
Build TS2021-01-29 14:40:06ZBuildTS

Form 990 IRS990

Principal Ofcr Business Name PrincipalOfcrBusinessName

FieldValueIRS element (for citing)
Business Name Line1Craig JohnsonBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line1633 Clark StAddressLine1Txt
CityEvanstonCityNm
State AbbreviationILStateAbbreviationCd
ZIP60208ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$4,633,263,568GrossReceiptsAmt
Group Return For AffiliatesfalseGroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website Addresswww.northwestern.eduWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1851FormationYr
Legal Domicile StateILLegalDomicileStateCd
Activity Or MissionEducation and researchActivityOrMissionDesc
Voting Members Governing Body39VotingMembersGoverningBodyCnt
Voting Members Independent37VotingMembersIndependentCnt
Total Employee25447TotalEmployeeCnt
Total Volunteers153TotalVolunteersCnt
Total Gross UBI-$49,705,471TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$0NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$373,724,245PYContributionsGrantsAmt
CY Contributions Grants$351,726,297CYContributionsGrantsAmt
PY Program Service Revenue$2,001,064,987PYProgramServiceRevenueAmt
CY Program Service Revenue$2,132,184,338CYProgramServiceRevenueAmt
PY Investment Income$774,539,687PYInvestmentIncomeAmt
CY Investment Income$659,790,279CYInvestmentIncomeAmt
PY Other Revenue-$5,541,174PYOtherRevenueAmt
CY Other Revenue-$35,403,806CYOtherRevenueAmt
PY Total Revenue$3,143,787,745PYTotalRevenueAmt
CY Total Revenue$3,108,297,108CYTotalRevenueAmt
PY Grants And Similar Paid$528,829,620PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$562,929,667CYGrantsAndSimilarPaidAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$1,420,530,610PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$1,439,158,601CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$424,469PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$319,916CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$59,734,000CYTotalFundraisingExpenseAmt
PY Other Expenses$1,007,862,169PYOtherExpensesAmt
CY Other Expenses$1,026,748,410CYOtherExpensesAmt
PY Total Expenses$2,957,646,868PYTotalExpensesAmt
CY Total Expenses$3,029,156,594CYTotalExpensesAmt
PY Revenues Less Expenses$186,140,877PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$79,140,514CYRevenuesLessExpensesAmt
Total Assets BOY$15,469,351,745TotalAssetsBOYAmt
Total Assets EOY$15,193,337,485TotalAssetsEOYAmt
Total Liabilities BOY$3,227,581,845TotalLiabilitiesBOYAmt
Total Liabilities EOY$3,165,414,208TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$12,241,769,900NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$12,027,923,277NetAssetsOrFundBalancesEOYAmt
MissionNorthwestern's mission is to provide the highest-quality education for its students, to develop innovative programs in research, and to sustain an academic community that embraces these enterprises.MissionDesc
Significant New Program SrvcfalseSignificantNewProgramSrvcInd
Significant ChangefalseSignificantChangeInd
Expense$2,069,408,589ExpenseAmt
Grant$446,888,000GrantAmt
Revenue$1,376,725,682RevenueAmt
DescEDUCATION OF STUDENTS: FOR THE 2019 ACADEMIC YEAR, 8,247 UNDERGRADUATES AND 9,944 GRADUATES AND PROFESSIONAL SCHOOL STUDENTS ENROLLED FULL-TIME AT THE UNIVERSITY. THE EXEMPT PURPOSE OF NORTHWESTERN UNIVERSITY IS TO PROVIDE EDUCATIONAL SERVICES TO ITS STUDENTS. THIS INCLUDES SUPERIOR UNDERGRADUATE EDUCATION FOR A DIVERSE STUDENT BODY IN A COMPREHENSIVE RANGE OF ACADEMIC AND PROFESSIONAL FIELDS. AT THE GRADUATE LEVEL, NORTHWESTERN'S ROLE ENCOMPASSES OFFERINGS IN THE MAJOR ACADEMIC AND PROFESSIONAL FIELDS, CLOSELY RELATED TO RESEARCH, CREATIVE ACTIVITIES, AND CLINICAL SERVICES.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$512,180,000ExpenseAmt
Grant$116,041,667GrantAmt
Revenue$666,907,082RevenueAmt
DescRESEARCH ACTIVITIES: THE RESEARCH PROGRAM AT NORTHWESTERN UNIVERSITY IS A MAJOR COMPONENT OF UNIVERSITY EFFORTS, ASSURING INSTITUTIONAL LEADERSHIP IN SCIENTIFIC DISCOVERY, INTELLECTUAL INQUIRY, AND CREATIVE PERFORMANCE. THE CHARACTER OF THIS RESEARCH SHAPES ALL AREAS OF UNIVERSITY ENDEAVOR, ESPECIALLY GRADUATE EDUCATION AS WELL AS UNDERGRADUATE STUDIES.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$153,283,000ExpenseAmt
Revenue$92,131,498RevenueAmt
DescAUXILIARY ENTERPRISES SERVE THE EDUCATIONAL MISSION BY PRIMARILY PROVIDING RESIDENCES AND FOOD SERVICES, AND OTHER VARIOUS GOODS AND SERVICES TO SUPPORT UNIVERSITY STUDENT, FACULTY, AND STAFF ACTIVITIES.Desc
FieldValueIRS element (for citing)
Total Program Service Expenses$2,734,871,589TotalProgramServiceExpensesAmt
Described In Section501c3Yes (true)DescribedInSection501c3Ind
Schedule B RequiredYes (true)ScheduleBRequiredInd
Political Campaign ActyfalsePoliticalCampaignActyInd
Lobbying ActivitiesYes (true)LobbyingActivitiesInd
Donor Advised FundYes (true)DonorAdvisedFundInd
Conservation EasementsfalseConservationEasementsInd
Collections Of ArtYes (true)CollectionsOfArtInd
Credit CounselingYes (true)CreditCounselingInd
Temp Or Permanent EndowmentsYes (true)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (true)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (true)ReportInvestmentsOtherSecInd
Report Program Related InvstfalseReportProgramRelatedInvstInd
Report Other AssetsfalseReportOtherAssetsInd
Report Other LiabilitiesYes (true)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (true)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtfalseIndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (true)ConsolidatedAuditFinclStmtInd
School OperatingYes (true)SchoolOperatingInd
Foreign OfficeYes (true)ForeignOfficeInd
Foreign ActivitiesYes (true)ForeignActivitiesInd
More Than5000 K To OrgYes (true)MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (true)MoreThan5000KToIndividualsInd
Professional FundraisingYes (true)ProfessionalFundraisingInd
Fundraising ActivitiesYes (true)FundraisingActivitiesInd
Gaming ActivitiesfalseGamingActivitiesInd
Operate HospitalfalseOperateHospitalInd
Grants To OrganizationsYes (true)GrantsToOrganizationsInd
Grants To IndividualsYes (true)GrantsToIndividualsInd
Schedule J RequiredYes (true)ScheduleJRequiredInd
Tax Exempt BondsYes (true)TaxExemptBondsInd
Invest Tax Exempt BondsfalseInvestTaxExemptBondsInd
Escrow AccountfalseEscrowAccountInd
On Behalf Of IssuerfalseOnBehalfOfIssuerInd
Engaged In Excess Benefit TransfalseEngagedInExcessBenefitTransInd
PY Excess Benefit TransfalsePYExcessBenefitTransInd
Loan OutstandingYes (true)LoanOutstandingInd
Grant To Related PersonYes (true)GrantToRelatedPersonInd
Business Rln With Org MemfalseBusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (true)BusinessRlnWithFamMemInd
Business Rln With Officer EntYes (true)BusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (true)DeductibleNonCashContriInd
Deductible Art ContributionYes (true)DeductibleArtContributionInd
Terminate OperationsfalseTerminateOperationsInd
Partial LiquidationfalsePartialLiquidationInd
Disregarded EntityYes (true)DisregardedEntityInd
Related EntityYes (true)RelatedEntityInd
Related Organization Ctrl EntYes (true)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (true)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgfalseTrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted PrtshpfalseActivitiesConductedPrtshpInd
Schedule O RequiredYes (true)ScheduleORequiredInd
Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document24430IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (true)BackupWthldComplianceInd
Employee25447EmployeeCnt
Employment Tax Returns FiledYes (true)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
Foreign Financial AccountYes (true)ForeignFinancialAccountInd
Foreign CountryQAForeignCountryCd
Foreign CountryUKForeignCountryCd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Taxable Party NotificationfalseTaxablePartyNotificationInd
Nondeductible ContributionsfalseNondeductibleContributionsInd
Quid Pro Quo ContributionsYes (true)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (true)QuidProQuoContriDisclInd
Form8282 Property Disposed OfYes (true)Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
DAF Excess Business HoldingsfalseDAFExcessBusinessHoldingsInd
Taxable DistributionsfalseTaxableDistributionsInd
Distribution To DonorfalseDistributionToDonorInd
Indoor Tanning ServicesfalseIndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht PymtYes (true)SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst IncYes (true)SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members39GoverningBodyVotingMembersCnt
Independent Voting Member37IndependentVotingMemberCnt
Family Or Business RlnYes (true)FamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesYes (true)DelegationOfMgmtDutiesInd
Change To Org DocumentsYes (true)ChangeToOrgDocumentsInd
Material Diversion Or MisusefalseMaterialDiversionOrMisuseInd
Members Or StockholdersfalseMembersOrStockholdersInd
Election Of Board MembersfalseElectionOfBoardMembersInd
Decisions Subject To ApprovafalseDecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (true)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (true)MinutesOfCommitteesInd
Officer Mailing AddressfalseOfficerMailingAddressInd
Local ChaptersfalseLocalChaptersInd
Form990 Provided To Gvrn BodyYes (true)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (true)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (true)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (true)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (true)WhistleblowerPolicyInd
Document Retention PolicyYes (true)DocumentRetentionPolicyInd
Compensation Process CEOYes (true)CompensationProcessCEOInd
Compensation Process OtherYes (true)CompensationProcessOtherInd
Investment In Joint VentureYes (true)InvestmentInJointVentureInd
Written Policy Or ProcedurefalseWrittenPolicyOrProcedureInd
States Where Copy Of Return Is FldCAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldCOStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNHStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldORStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldSCStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Nicole Van Laan ControllerBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone8474914722PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1619 Clark StAddressLine1Txt
CityEvanstonCityNm
State AbbreviationILStateAbbreviationCd
ZIP60208ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (68 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtOfficerOfficerIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
Peter J Barris
Trustee1.0Yes (X)$0$0$0
Carol L Bernick
Trustee1.0Yes (X)$0$0$0
Christine E Brennan
Trustee1.0Yes (X)$0$0$0
A Steven Crown
Trustee1.0Yes (X)$0$0$0
Deborah L DeHaas
Trustee1.0Yes (X)$0$0$0
D Cameron Findlay
Trustee1.0Yes (X)$0$0$0
Dennis J FitzSimons
Trustee1.0Yes (X)$0$0$0
T Bondurant French
Trustee1.0Yes (X)$0$0$0
Christopher B Galvin
Trustee1.0Yes (X)$0$0$0
H Patrick Hackett Jr
Trustee1.0Yes (X)$0$0$0
Jay C Hoag
Trustee1.0Yes (X)$0$0$0
Nancy Trienens Kaehler
Trustee1.0Yes (X)$0$0$0
Adam Karr
Trustee1.0Yes (X)$0$0$0
Harreld N Kirkpatrick III
Trustee1.0Yes (X)$0$0$0
Ellen Kullman
Trustee1.0Yes (X)$0$0$0
J Landis Martin
Trustee1.0Yes (X)$0$0$0
Wendy M Nelson
Trustee1.0Yes (X)$0$0$0
William A Osborn
Trustee1.0Yes (X)$0$0$0
Jane DiRenzo Pigott
Trustee1.0Yes (X)$0$0$0
JB Pritzker
Trustee1.0Yes (X)$0$0$0
Kimberly Querrey
Trustee1.0Yes (X)$0$0$0
M Jude Reyes
Trustee1.0Yes (X)$0$0$0
Patrick G Ryan Jr
Trustee1.0Yes (X)$0$0$0
David A Sachs
Trustee1.0Yes (X)$0$0$0
E Scott Santi
Trustee1.0Yes (X)$0$0$0
Muneer A Satter
Trustee1.0Yes (X)$0$0$0
Andrew E Senyei MD
Trustee1.0Yes (X)$0$0$0
Michael S Shannon
Trustee1.0Yes (X)$0$0$0
Gwenn E Shotwell
Trustee1.0Yes (X)$0$0$0
Timothy P Sullivan
Trustee1.0Yes (X)$0$0$0
Charles A Tribbett III
Trustee1.0Yes (X)$0$0$0
Jeffrey W Ubben
Trustee1.0Yes (X)$0$0$0
Frederick H Waddell
Trustee1.0Yes (X)$0$0$0
David B Weinberg
Trustee1.0Yes (X)$0$0$0
Miles D White
Trustee1.0Yes (X)$0$0$0
Stephen R Wilson
Trustee1.0Yes (X)$0$0$0
Steven Cahillane
Trustee1.0Yes (X)$0$0$0
Paula Pretlow
Trustee1.0Yes (X)$0$0$0
Virginia Rometty
Trustee1.0Yes (X)$0$0$0
Morton O Schapiro
President40.0$1,657,209$0$532,387Yes (X)
Jonathan Holloway
Provost40.0$839,607$0$80,168Yes (X)
Pamela S Beemer
VP for Human Resources40.0$429,236$0$32,200Yes (X)
Paul Castellucci
VP Budget and Planning40.0$431,879$0$28,241Yes (X)
Alex Darragh
VP for Facilities Management40.0$241,891$0$0Yes (X)
Stephanie Graham
VP General Counsel40.0$477,332$0$116,783Yes (X)
Devora Grynspan
VP International Relations40.0$245,546$0$35,185Yes (X)
Philip L Harris
VP General Counsel40.0$844,252$0$96,883Yes (X)
Craig A Johnson
Senior Vice President40.0$844,062$0$147,041Yes (X)
Marilyn McCoy
VP Administration & Planning40.0$475,165$0$51,754Yes (X)
William H McLean
VP and Chief Investment Officer40.0$1,477,223$0$448,787Yes (X)
Robert E McQuinn
VP for Development40.0$934,186$0$261,267Yes (X)
Eric G Neilson
VP Medical Affairs30.0$601,415$0$23,081Yes (X)
Julie Payne-Kirchmeier
VP for Student Affairs40.0$252,907$0$26,346Yes (X)
James J Phillips
VP Athletics40.0$2,142,413$0$185,260Yes (X)
Sean Reynolds
VP and Chief Information Officer40.0$536,972$0$35,506Yes (X)
Patricia Telles-Irvin
VP Student Affairs40.0$527,031$0$54,738Yes (X)
Joseph T Walsh Jr
VP for Research40.0$402,812$0$85,313Yes (X)
Jeri Ward
VP Global Marketing40.0$117,091$0$1,165Yes (X)
Patrick W Fitzgerald II
Head Coach40.0$5,158,681$0$59,977Yes (X)
Christopher R Collins
Head Coach40.0$2,801,920$0$90,491Yes (X)
Maciej S Lesniak
Professor Neurological Surgery40.0$1,455,773$0$26,190Yes (X)
Florian Zettelmeyer
Professor, Kellogg40.0$1,289,497$0$35,506Yes (X)
Eric T Anderson
Professor, Kellogg40.0$1,262,825$0$85,464Yes (X)
Daniel I Linzer
Former Provost0.0$1,042,101$0$51,660Yes (X)
Ingrid S Stafford
Former VP for Financial Operations40.0$366,994$0$31,448Yes (X)
Alan Cubbage
Former VP University Relations0.0$364,712$0$42,834Yes (X)
Nimalan Chinniah
Former Executive Vice President0.0$688,255$0$31,566Yes (X)
John L D'Angelo
Former VP for Facilities Management0.0$822,498$0$40,220Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$28,731,485TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$2,737,461TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K3447IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (true)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (true)TotalCompGreaterThan150KInd
Compensation From Other SrcsYes (true)CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
The Family Institute
618 Library PlEvanstonIL60201Instruction services$17,299,667
NORTHWESTERN MEMORIAL HOSPITAL
251 EAST HURONCHICAGOIL60611Clinical services$4,741,676
Jenner & Block LLP
353 North Clark StreetChicagoIL60654Legal services$4,132,651
The Free Enterprise System Inc
One Sodrel DriveJeffersonvilleIN47130transportation services$3,515,979
Allied Universal Security Services
161 Washington StConshohockenPA19428security services$2,807,116
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K457CntrctRcvdGreaterThan100KCnt
Info In Schedule O Part VIIIYes (X)InfoInScheduleOPartVIIIInd
Fundraising$2,640,882FundraisingAmt
Government Grants$30,641,685GovernmentGrantsAmt
All Other Contributions$318,443,730AllOtherContributionsAmt
Noncash Contributions$26,143,681NoncashContributionsAmt
Total Contributions$351,726,297TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
Tuition and fees611310$1,124,214,912$1,124,214,912
Research activities611310$666,907,082$666,907,082
Educational activities611310$192,976,079$192,976,079
Auxiliary enterprises611310$92,131,498$92,131,498
Medical activities611310$41,795,397$41,795,397

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

FieldValueIRS element (for citing)
Total Revenue Column$14,159,370TotalRevenueColumnAmt
Related Or Exempt Func Income$14,159,370RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$0ExclusionAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$2,132,184,338TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$76,107,571TotalRevenueColumnAmt
Related Or Exempt Func Income$6,051,011RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$24,359UnrelatedBusinessRevenueAmt
Exclusion$70,032,201ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$13,724,545TotalRevenueColumnAmt
Unrelated Business Revenue$1,253,032UnrelatedBusinessRevenueAmt
Exclusion$12,471,513ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$2,534,946RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$776,510RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$1,758,436RealAmt
Personal$0PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,758,436TotalRevenueColumnAmt
Exclusion$1,758,436ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$889,546,222SecuritiesAmt
Other$1,217,843,135OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$736,676,447SecuritiesAmt
Other$787,030,202OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$152,869,775SecuritiesAmt
Other$430,812,933OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$583,682,708TotalRevenueColumnAmt
Related Or Exempt Func Income-$2,471,087RelatedOrExemptFuncIncomeAmt
Exclusion$586,153,795ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$579,376FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$2,640,882ContriRptFundraisingEventAmt
Fundraising Direct Expenses$483,301FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column$96,075TotalRevenueColumnAmt
Exclusion$96,075ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmt
Investment in LPs523920-$59,446,191-$59,446,191
Parking facilities812930$4,544,420$4,544,420
Scientific services/rental541990$3,694,264$3,694,264

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$224,645TotalRevenueColumnAmt
Related Or Exempt Func Income$0RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$224,645UnrelatedBusinessRevenueAmt
Exclusion$0ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total-$50,982,862OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$3,108,297,108TotalRevenueColumnAmt
Related Or Exempt Func Income$2,135,764,262RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue-$49,705,471UnrelatedBusinessRevenueAmt
Exclusion$670,512,020ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$85,399,982TotalAmt
Program Services$85,399,982ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$470,879,286TotalAmt
Program Services$470,879,286ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$6,650,399TotalAmt
Program Services$6,650,399ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$23,239,621TotalAmt
Program Services$6,307,039ProgramServicesAmt
Management And General$15,737,129ManagementAndGeneralAmt
Fundraising$1,195,453FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$409,992TotalAmt
Management And General$409,992ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$1,138,348,181TotalAmt
Program Services$1,071,377,449ProgramServicesAmt
Management And General$32,734,434ManagementAndGeneralAmt
Fundraising$34,236,298FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$81,924,899TotalAmt
Program Services$75,847,394ProgramServicesAmt
Management And General$3,267,511ManagementAndGeneralAmt
Fundraising$2,809,994FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$125,978,079TotalAmt
Program Services$116,861,822ProgramServicesAmt
Management And General$4,901,265ManagementAndGeneralAmt
Fundraising$4,214,992FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$69,257,829TotalAmt
Program Services$64,193,242ProgramServicesAmt
Management And General$2,722,925ManagementAndGeneralAmt
Fundraising$2,341,662FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$6,684,973TotalAmt
Management And General$6,684,973ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$2,067,036TotalAmt
Management And General$2,067,036ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$451,547TotalAmt
Management And General$451,547ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$319,916TotalAmt
Fundraising$319,916FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$50,427,067TotalAmt
Management And General$50,427,067ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$246,989,796TotalAmt
Program Services$241,701,399ProgramServicesAmt
Management And General$3,924,215ManagementAndGeneralAmt
Fundraising$1,364,182FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$25,578,356TotalAmt
Program Services$17,941,301ProgramServicesAmt
Management And General$1,152,141ManagementAndGeneralAmt
Fundraising$6,484,914FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$159,216,307TotalAmt
Program Services$154,191,937ProgramServicesAmt
Management And General$2,700,661ManagementAndGeneralAmt
Fundraising$2,323,709FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$36,246,302TotalAmt
Program Services$34,948,969ProgramServicesAmt
Management And General$859,185ManagementAndGeneralAmt
Fundraising$438,148FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$7,358,027TotalAmt
Program Services$7,350,379ProgramServicesAmt
Management And General$7,130ManagementAndGeneralAmt
Fundraising$518FundraisingAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$105,632,313TotalAmt
Program Services$102,736,805ProgramServicesAmt
Management And General$2,091,511ManagementAndGeneralAmt
Fundraising$803,997FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$51,733,459TotalAmt
Program Services$50,177,779ProgramServicesAmt
Management And General$447,378ManagementAndGeneralAmt
Fundraising$1,108,302FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$36,894,296TotalAmt
Program Services$35,684,390ProgramServicesAmt
Management And General$709,684ManagementAndGeneralAmt
Fundraising$500,222FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$86,723,925TotalAmt
Management And General$86,723,925ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$165,141,506TotalAmt
Program Services$152,195,076ProgramServicesAmt
Management And General$11,813,661ManagementAndGeneralAmt
Fundraising$1,132,769FundraisingAmt

Other Expenses OtherExpensesGrp

FieldValueIRS element (for citing)
DescOtherDesc
Total$45,603,500TotalAmt
Program Services$40,426,941ProgramServicesAmt
Management And General$4,717,635ManagementAndGeneralAmt
Fundraising$458,924FundraisingAmt

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$0TotalAmt
Program Services$0ProgramServicesAmt
Management And General$0ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$3,029,156,594TotalAmt
Program Services$2,734,871,589ProgramServicesAmt
Management And General$234,551,005ManagementAndGeneralAmt
Fundraising$59,734,000FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$269,243,813BOYAmt
EOY$234,804,226EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$311,458,000BOYAmt
EOY$293,705,037EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$273,953,767BOYAmt
EOY$199,535,132EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$493,333BOYAmt
EOY$300,000EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$151,173,126BOYAmt
EOY$15,012,614EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$2,658,715BOYAmt
EOY$1,862,202EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$9,382,570BOYAmt
EOY$9,831,020EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$5,267,535,600LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$1,947,173,034LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$3,258,034,625BOYAmt
EOY$3,320,362,566EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$1,859,646,588BOYAmt
EOY$1,638,201,142EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$9,333,297,024BOYAmt
EOY$9,351,050,080EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$128,663,282EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$10,184BOYAmt
EOY$10,184EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$15,469,351,745BOYAmt
EOY$15,193,337,485EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$191,220,386BOYAmt
EOY$186,257,985EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$302,708,944BOYAmt
EOY$231,456,046EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$399,636,291BOYAmt
EOY$398,615,006EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

FieldValueIRS element (for citing)
EOY$38,810,296EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$283,197,471BOYAmt
EOY$315,197,471EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$2,050,818,753BOYAmt
EOY$1,995,077,404EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$3,227,581,845BOYAmt
EOY$3,165,414,208EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$7,652,598,900BOYAmt
EOY$7,471,358,315EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$2,887,890,000BOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,701,281,000BOYAmt
EOY$4,556,564,962EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$12,241,769,900BOYAmt
EOY$12,027,923,277EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$15,469,351,745BOYAmt
EOY$15,193,337,485EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$79,140,514ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst-$289,915,170NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets-$3,071,967OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or ReviewfalseAccountantCompileOrReviewInd
FS AuditedYes (true)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (true)AuditCommitteeInd
Federal Grant Audit RequiredYes (true)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (true)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
SchoolYes (X)SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$501,895,829CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$457,650,977CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$395,669,600CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$373,724,245CurrentTaxYearMinus1YearAmt
Current Tax Year$351,726,297CurrentTaxYearAmt
Total$2,080,666,948TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$501,895,829CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$457,650,977CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$395,669,600CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$373,724,245CurrentTaxYearMinus1YearAmt
Current Tax Year$351,726,297CurrentTaxYearAmt
Total$2,080,666,948TotalAmt
FieldValueIRS element (for citing)
Substantial Contributors Tot$561,903,233SubstantialContributorsTotAmt
Public Support Total170$1,518,763,715PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$184,948,184CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$133,633,283CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$98,384,535CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$90,325,158CurrentTaxYearMinus1YearAmt
Current Tax Year$84,991,257CurrentTaxYearAmt
Total$592,282,417TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$27,897,331CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$0CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$0CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$0CurrentTaxYearMinus1YearAmt
Current Tax Year$0CurrentTaxYearAmt
Total$27,897,331TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$549,545CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,370,565CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,386,550CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$789,898CurrentTaxYearMinus1YearAmt
Current Tax Year$579,376CurrentTaxYearAmt
Total$4,675,934TotalAmt
FieldValueIRS element (for citing)
Total Support$2,705,522,630TotalSupportAmt
Gross Receipts Rltd Activities$9,548,484,640GrossReceiptsRltdActivitiesAmt
Public Support CY1700.5614PublicSupportCY170Pct
Public Support PY1700.385PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule A, Part II, Line 10 Other IncomeFormAndLineReferenceDesc
ExplanationDESCRIPTION - FUNDRAISING, COLUMN A - 549545.0, COLUMN B - 1370565.0, COLUMN C - 1386550.0, COLUMN D - 789898.0, COLUMN E - 579376.0, COLUMN F - 4675934.0;ExplanationTxt

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

Total Grassroots Lobbying TotalGrassrootsLobbyingGrp

FieldValueIRS element (for citing)
Filing Organizations Total$0FilingOrganizationsTotalAmt

Total Direct Lobbying TotalDirectLobbyingGrp

FieldValueIRS element (for citing)
Filing Organizations Total$628,789FilingOrganizationsTotalAmt

Total Lobbying Expend TotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$628,789FilingOrganizationsTotalAmt

Other Exempt Purpose Expend OtherExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$3,028,241,168FilingOrganizationsTotalAmt

Total Exempt Purpose Expend TotalExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$3,028,869,957FilingOrganizationsTotalAmt

Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Filing Organizations Total$1,000,000FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Grassroots Nontaxable GrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Filing Organizations Total$250,000FilingOrganizationsTotalAmt

Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp

FieldValueIRS element (for citing)
Filing Organizations Total$0FilingOrganizationsTotalAmt

Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp

FieldValueIRS element (for citing)
Filing Organizations Total$0FilingOrganizationsTotalAmt

Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Current Year Minus3$1,000,000CurrentYearMinus3Amt
Current Year Minus2$1,000,000CurrentYearMinus2Amt
Current Year Minus1$1,000,000CurrentYearMinus1Amt
Current Year$1,000,000CurrentYearAmt
Total$4,000,000TotalAmt
FieldValueIRS element (for citing)
Lobbying Ceiling$6,000,000LobbyingCeilingAmt

Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Current Year Minus3$693,210CurrentYearMinus3Amt
Current Year Minus2$545,895CurrentYearMinus2Amt
Current Year Minus1$672,552CurrentYearMinus1Amt
Current Year$628,789CurrentYearAmt
Total$2,540,446TotalAmt

Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Current Year Minus3$250,000CurrentYearMinus3Amt
Current Year Minus2$250,000CurrentYearMinus2Amt
Current Year Minus1$250,000CurrentYearMinus1Amt
Current Year$250,000CurrentYearAmt
Total$1,000,000TotalAmt
FieldValueIRS element (for citing)
Grassroots Ceiling$1,500,000GrassrootsCeilingAmt

Avg Grassroots Lobbying Expend AvgGrassrootsLobbyingExpendGrp

FieldValueIRS element (for citing)
Current Year Minus3$0CurrentYearMinus3Amt
Current Year Minus2$0CurrentYearMinus2Amt
Current Year Minus1$0CurrentYearMinus1Amt
Current Year$0CurrentYearAmt
Total$0TotalAmt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Donor Advised Funds Held2DonorAdvisedFundsHeldCnt
Funds And Other Accounts Held1FundsAndOtherAccountsHeldCnt
Donor Advised Funds Contri$459,502DonorAdvisedFundsContriAmt
Funds And Other Accounts Contri$0FundsAndOtherAccountsContriAmt
Donor Advised Funds Grants$267,550DonorAdvisedFundsGrantsAmt
Funds And Other Accounts Grants$0FundsAndOtherAccountsGrantsAmt
Donor Advised Funds Vl EOY$7,032,363DonorAdvisedFundsVlEOYAmt
Funds And Other Accounts Vl EOY$2,981,918FundsAndOtherAccountsVlEOYAmt
Disclosed Org Leg CtrlYes (true)DisclosedOrgLegCtrlInd
Disclosed For Charitable PrpsYes (true)DisclosedForCharitablePrpsInd
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets SalefalseSolicitedAssetsSaleInd
Agent Trustee EtcfalseAgentTrusteeEtcInd
Incl Escrow Custodial Acct LiabYes (true)InclEscrowCustodialAcctLiabInd
Explanation ProvidedYes (X)ExplanationProvidedInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$8,386,918,000BeginningYearBalanceAmt
Contributions$81,883,000ContributionsAmt
Investment Earnings Or Losses$144,332,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$62,062,353GrantsOrScholarshipsAmt
Other Expenditures$306,252,647OtherExpendituresAmt
End Year Balance$8,244,818,000EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$7,947,574,000BeginningYearBalanceAmt
Contributions$142,330,000ContributionsAmt
Investment Earnings Or Losses$666,151,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$59,278,629GrantsOrScholarshipsAmt
Other Expenditures$309,858,371OtherExpendituresAmt
End Year Balance$8,386,918,000EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$7,478,167,000BeginningYearBalanceAmt
Contributions$137,388,000ContributionsAmt
Investment Earnings Or Losses$699,060,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$57,423,395GrantsOrScholarshipsAmt
Other Expenditures$309,617,605OtherExpendituresAmt
End Year Balance$7,947,574,000EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$7,588,029,000BeginningYearBalanceAmt
Contributions$210,532,000ContributionsAmt
Investment Earnings Or Losses$75,343,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$54,569,108GrantsOrScholarshipsAmt
Other Expenditures$341,167,892OtherExpendituresAmt
End Year Balance$7,478,167,000EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$7,501,116,000BeginningYearBalanceAmt
Contributions$269,199,000ContributionsAmt
Investment Earnings Or Losses$157,310,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$53,907,452GrantsOrScholarshipsAmt
Other Expenditures$285,688,548OtherExpendituresAmt
Administrative Expenses$0AdministrativeExpensesAmt
End Year Balance$7,588,029,000EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.5BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.5PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.0TermEndowmentBalanceEOYPct
Endowments Held Unrelated OrgfalseEndowmentsHeldUnrelatedOrgInd
Endowments Held Related OrgfalseEndowmentsHeldRelatedOrgInd

Land LandGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$31,036,168OtherCostOrOtherBasisAmt
Book Value$31,036,168BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$4,532,394,665OtherCostOrOtherBasisAmt
Depreciation$1,452,112,560DepreciationAmt
Book Value$3,080,282,105BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$40,560,689OtherCostOrOtherBasisAmt
Depreciation$22,650,383DepreciationAmt
Book Value$17,910,306BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$663,544,078OtherCostOrOtherBasisAmt
Depreciation$472,410,091DepreciationAmt
Book Value$191,133,987BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$3,320,362,566TotalBookValueLandBuildingsAmt

Financial Derivatives FinancialDerivativesGrp

FieldValueIRS element (for citing)
Book Value$2,849,942,955BookValueAmt
Method ValuationFMethodValuationCd

Other Securities OtherSecuritiesGrp

FieldValueIRS element (for citing)
DescEquity, fixed income, real assets, etcDesc
Book Value$6,501,107,125BookValueAmt
Method ValuationFMethodValuationCd
FieldValueIRS element (for citing)
Total Book Value Securities$9,351,050,080TotalBookValueSecuritiesAmt
Federal Income Tax Liability$5,000,000FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (8 entries)

DescDescAmtAmt
Deposits payable, actuarial liability of annuities payable$129,753,419
Government advances for student loans$19,063,615
Asset retirement obligations$3,508,088
Taxable bonds - series 2012$199,116,850
Taxable bonds - series 2013$558,666,239
Taxable bonds - series 2015$497,427,198
Taxable bonds - series 2017$497,541,995
Other debt payable - lines of credit$85,000,000
FieldValueIRS element (for citing)
Total Liability$1,995,077,404TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule D, Part III, Line 1a ART COLLECTIONSEXPLANATION: THE UNIVERSITY DOES NOT CAPITALIZE COLLECTIONS. AS STATED IN THE UNIVERSITY NOTES TO THE FINANCIAL STATEMENTS, THE ACCOUNTING POLICY FOR LIBRARY COLLECTIONS IS TO EXPENSE ALL PURCHASES. MUSEUM PURCHASES ARE ACCOUNTED FOR SIMILARLY. GIFTS OF ART AND SIMILAR TANGIBLE PERSONAL PROPERTY ARE ACCOUNTED FOR AS GIFTS-IN-KIND.
Schedule D, Part X LINE 1(4) - ASSET RETIREMENT OBLIGATIONSTHE UNIVERSITY RECORDS ALL KNOWN ASSET RETIREMENT OBLIGATIONS (ARO) FOR WHICH THE FAIR VALUE OF THE LIABILITY CAN BE REASONABLY ESTIMATED, INCLUDING CERTAIN OBLIGATIONS RELATING TO REGULATORY REMEDIATION. ARO COVERED INCLUDE THOSE FOR WHICH AN ENTITY HAS A LEGAL OBLIGATION TO PERFORM AN ASSET RETIREMENT ACTIVITY; HOWEVER, THE TIMING AND/OR METHOD OF SETTLING THE OBLIGATION ARE CONDITIONAL ON A FUTURE EVENT THAT MAY OR MAY NOT BE WITHIN THE CONTROL OF THE ENTITY.
Schedule D, Part III, Line 4 Collections of art - description of collectionsThe Mary and Leigh Block Museum of Art, Northwestern University is committed to the development of a focused collection of works on paper with particular emphasis upon historical and contemporary prints and photographs. The Mary and Leigh Block Museum of Art enriches teaching and learning on the campuses of Northwestern University and in the communities of their surrounding regions by: Presenting art across time, cultures, and media; Convening interdisciplinary discussions in which art is a springboard for exploring issues and ideas; Collecting art that supports the Northwestern University curriculum.
Schedule D, Part IV, Line 2b Explanation of escrow agreementThe University maintains certain agency funds which it holds as a custodian for student and /or external organizations as an accommodation to those entities. The organizations are then allowed to utilize University systems and resources to process transactions against those funds.
Schedule D, Part V, Line 4 Intended uses of endowment fundsThe University's endowment funds purposes include instruction, research, library collections, scholarships and awards, and building construction.
Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnoteThe University makes an assessment of individual tax positions and follows a process for recognition and measurement of uncertain tax positions. Tax positions are evaluated on whether they meet the "more likely than not" standard for sustainability on examination by tax authorities.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (true)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (true)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediaYes (true)PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (true)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (true)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (true)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (true)MaintainCpyOfAllSolInd
Discriminate Race Stdnts RghtsfalseDiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss PlcyfalseDiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm FcultyfalseDiscriminateRaceEmplmFcultyInd
Discriminate Race SchsfalseDiscriminateRaceSchsInd
Discriminate Race Educ PlcyfalseDiscriminateRaceEducPlcyInd
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt ProgfalseDiscriminateRaceAthltProgInd
Discriminate Race Other ActyfalseDiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (true)GovernmentFinancialAidRcvdInd
Government Financial Aid RvkdfalseGovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (true)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICYPolicies are included in student, faculty, and staff handbooks, the student course catalog and annually printed in the school newspaper. Policies are posted on University websites, posted throughout campus including student centers and the admissions office, and distributed to undergraduate students.
Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENTThe University receives financial support from agencies of the federal and state government for research and instructional purposes, including for financial aid to students.
Schedule E, Part I, Line 7 RACIAL NONDISCRIMINATION COMPLIANCENORTHWESTERN UNIVERSITY DOES NOT DISCRIMINATE OR PERMIT DISCRIMINATION BY ANY MEMBER OF ITS COMMUNITY AGAINST ANY INDIVIDUAL ON THE BASIS OF RACE, COLOR, RELIGION, NATIONAL ORIGIN, SEX, PREGNANCY, SEXUAL ORIENTATION, GENDER IDENTITY, GENDER EXPRESSION, PARENTAL STATUS, MARITAL STATUS, AGE, DISABILITY, CITIZENSHIP STATUS, OR VETERAN STATUS, OR GENETIC INFORMATION, OR ANY OTHER CLASSIFICATION PROTECTED BY LAW IN MATTERS OF ADMISSIONS, EMPLOYMENT, HOUSING, OR SERVICES OR IN THE EDUCATIONAL PROGRAMS OR ACTIVITIES IT OPERATES.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (43 entries)

RegionRegionTxtOfficesOfficesCntEmployeeEmployeeCntType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
Middle East and North Africa1275,Maintaining offices, employees, or agentsInternational campus in Doha, Qatar for students in journalism and communication$55,442,400
East Asia and the Pacific00Grantmaking$608,486
Europe (Including Iceland and Greenland)00Grantmaking$2,899,348
Middle East and North Africa00Grantmaking$136,746
North America (Canada & Mexico only)00Grantmaking$841,637
Russia and Neighboring States00Grantmaking$35,099
South America00Grantmaking$56,374
South Asia00Grantmaking$49,942
Sub-Saharan Africa00Grantmaking$2,022,767
Europe (Including Iceland and Greenland)00,Program-Related Investments$48,668
Central America and the Caribbean00Unrelated Business Activities$418
East Asia and the Pacific00Unrelated Business Activities$327
Europe (Including Iceland and Greenland)00Unrelated Business Activities$19,233
Middle East and North Africa00Unrelated Business Activities$1,459
North America (Canada & Mexico only)00Unrelated Business Activities$2,201
South America00Unrelated Business Activities$1,954
Sub-Saharan Africa00Unrelated Business Activities$3,195
Antarctica00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$403
Central America and the Caribbean00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$58,559
East Asia and the Pacific00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$1,962,021
Europe (Including Iceland and Greenland)00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$3,791,904
Middle East and North Africa00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$790,754
North America (Canada & Mexico only)00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$483,612
Russia and Neighboring States00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$33,830
South America00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$264,680
South Asia00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$167,051
Sub-Saharan Africa00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$475,920
Central America and the Caribbean00Program ServicesStudy abroad programs and courses abroad$253,929
East Asia and the Pacific00Program ServicesStudy abroad programs and courses abroad$3,418,318
Europe (Including Iceland and Greenland)00Program ServicesStudy abroad programs and courses abroad$3,422,038
Middle East and North Africa00Program ServicesStudy abroad programs and courses abroad$729,607
North America (Canada & Mexico only)00Program ServicesStudy abroad programs and courses abroad$729,918
South America00Program ServicesStudy abroad programs and courses abroad$407,858
South Asia00Program ServicesStudy abroad programs and courses abroad$49,802
Sub-Saharan Africa00Program ServicesStudy abroad programs and courses abroad$862,793
East Asia and the Pacific00Fundraising$237,472
Europe (Including Iceland and Greenland)00Fundraising$90,409
Middle East and North Africa00Fundraising$14,200
North America (Canada & Mexico only)00Fundraising$3,507
Central America and the Caribbean00Investments$2,695,060,000
Europe (Including Iceland and Greenland)00Investments$354,330,000
North America (Canada & Mexico only)00Investments$87,080,000
Sub-Saharan Africa00Investments$144,010,000
FieldValueIRS element (for citing)
Subtotal Offices1SubtotalOfficesCnt
Subtotal Employees275SubtotalEmployeesCnt
Continuation Total Office0ContinuationTotalOfficeCnt
Continuation Total Employee0ContinuationTotalEmployeeCnt
Total Office1TotalOfficeCnt
Total Employee275TotalEmployeeCnt
Subtotal Spent$62,167,059SubtotalSpentAmt
Continuation Spent$3,298,731,780ContinuationSpentAmt
Total Spent$3,360,898,839TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (31 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
North America (Canada & Mexico only)Support of research activities$15,975ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$19,455ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$296,289ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$42,174ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$321,876ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$38,837ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$14,727ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$28,081ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$149,777ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$10,065ACH Direct Deposit or Check
Middle East and North AfricaSupport of research activities$81,186ACH Direct Deposit or Check
South AsiaSupport of charitable organization$18,000ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$75,651ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$53,574ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$147,747ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$17,329ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$160,188ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$11,640ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$27,178ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$95,170ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$5,285ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$16,112ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$476,836ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$373,501ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$509,347ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$40,014ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$144,959ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$290,567ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$24,437ACH Direct Deposit or Check
East Asia and the PacificSupport of research activities$60,544ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$14,761ACH Direct Deposit or Check
FieldValueIRS element (for citing)
Total501c3 Org3Total501c3OrgCnt
Total Other Org28TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (8 entries)

Type Of AssistanceTypeOfAssistanceTxtRegionRegionTxtRecipientRecipientCntCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
Grants disbursed during student's enrollment in international programEast Asia and the Pacific40$547,942Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programEurope (Including Iceland and Greenland)155$2,316,631Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programMiddle East and North Africa8$55,560Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programNorth America (Canada & Mexico only)2$18,902Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programRussia and Neighboring States2$35,099Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programSouth America15$56,374Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programSouth Asia2$31,942Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programSub-Saharan Africa7$6,667Applied to student account; credits are refunded by check
FieldValueIRS element (for citing)
Transfer To Foreign CorpYes (true)TransferToForeignCorpInd
Interest In Foreign TrustfalseInterestInForeignTrustInd
Foreign Corp OwnershipYes (true)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (true)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (true)ForeignPartnershipInd
Boycott CountriesYes (true)BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule F, Part I, Line 2 Procedures for monitoring use of grant fundsGrants or other assistance are awarded to foreign organizations or entities pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with the Office of Management and Budget's (OMB) Uniform Guidance (Uniform Administrative Requirements, Cost Principles, and Audit Requirements); also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance, as required by the Uniform Guidance. If the information is not furnished to ASRSP, payment may be withheld.
Schedule F, Part II, Line 1 Method used to account for cash grantsIn connection with the monitoring of subawards through OSR, approved purchase orders and invoices are documented and accounted for in the University's electronic financial recording system, and such amounts are reflected in Part II, Line 1. Of the 31 organizations that received grants in Part II, 23 are universities, colleges, and hospitals; 4 are research centers; and 3 are section 501(c)(3) organizations.
Schedule F, Part III(c) Estimated number of recipientsCash grants given to individuals are recorded in an electronic reporting tool. The data recorded includes information as to participation by undergraduate students in study abroad programming. Individual recipients of cash grants are coded with unique identifying numbers. Grants associated with undergraduate students coded as participating in a study abroad are reviewed to assess whether there is an overlap between the grant disbursement date and the date of the applicable study abroad program. The number of such students, based on their unique identifying numbers, are summed and reflected in Part III, column (c).
Schedule F, Part I, Line 1 Program ServicesThe program services listed in Part I reflect international educational programs in which the University has material involvement in the design, development and/or control of the program and/or curriculum. While Northwestern University provides its students with access to a multitude of study abroad programs and exchanges located throughout the world, the University does not administer or operate the educational courses taught by all of these programs. Rather, under reciprocity and affiliation agreements, the University helps facilitate its students' access to such international programs and recognizes credit earned by students at such foreign educational institutions, and such exchange programs are excluded from Schedule F, Part I. Under Northwestern University's current accounting procedures, all expenses associated with study abroad programs are not separately tracked, and therefore some expenditures per program are not listed in Part I, column (f).
Schedule F, Part I, Line 3(f) Method used to account for expendituresExpenditures reported in Part I are prepared using the accrual method of accounting. University activities are assigned a unique identifying number. Direct expenses are recorded with respect to each activity in the University's electronic financial recording system. Such direct expenses, for the relevant tax year, are reflected in column (f)

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Solicitation Of Non Govt GrantsYes (X)SolicitationOfNonGovtGrantsInd
Solicitation Of Govt GrantsYes (X)SolicitationOfGovtGrantsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising ActyYes (true)AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (3 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdActivityActivityTxtFundraiser Control Of FundsFundraiserControlOfFundsIndRetained By ContractorRetainedByContractorAmtNet To OrganizationNetToOrganizationAmtGross ReceiptsGrossReceiptsAmt
Alexander Ross Group
2406 Prairie AveEvanstonIL60201Fundraising campaign consultantfalse$175,000-$175,000
Stelter
10435 New York AveDes MoinesIA50322Fundraising marketing consultantfalse$74,265-$74,265
Meeting Achievements
232 E 500 NValparaisoIN463838384Symposium sponsorship solicitorYes (true)$70,651$786,927$857,578
FieldValueIRS element (for citing)
Total Gross Receipts$857,578TotalGrossReceiptsAmt
Total Retained By Contractors$319,916TotalRetainedByContractorsAmt
Total Net To Organization$537,662TotalNetToOrganizationAmt
Licensed StatesCALicensedStatesCd
Licensed StatesCOLicensedStatesCd
Licensed StatesCTLicensedStatesCd
Licensed StatesDELicensedStatesCd
Licensed StatesDCLicensedStatesCd
Licensed StatesFLLicensedStatesCd
Licensed StatesGALicensedStatesCd
Licensed StatesALLicensedStatesCd
Licensed StatesHILicensedStatesCd
Licensed StatesIDLicensedStatesCd
Licensed StatesILLicensedStatesCd
Licensed StatesINLicensedStatesCd
Licensed StatesIALicensedStatesCd
Licensed StatesKSLicensedStatesCd
Licensed StatesKYLicensedStatesCd
Licensed StatesLALicensedStatesCd
Licensed StatesMELicensedStatesCd
Licensed StatesAKLicensedStatesCd
Licensed StatesMDLicensedStatesCd
Licensed StatesMALicensedStatesCd
Licensed StatesMILicensedStatesCd
Licensed StatesMNLicensedStatesCd
Licensed StatesMSLicensedStatesCd
Licensed StatesMOLicensedStatesCd
Licensed StatesMTLicensedStatesCd
Licensed StatesNELicensedStatesCd
Licensed StatesNVLicensedStatesCd
Licensed StatesNHLicensedStatesCd
Licensed StatesNJLicensedStatesCd
Licensed StatesNMLicensedStatesCd
Licensed StatesNYLicensedStatesCd
Licensed StatesNCLicensedStatesCd
Licensed StatesNDLicensedStatesCd
Licensed StatesOHLicensedStatesCd
Licensed StatesOKLicensedStatesCd
Licensed StatesORLicensedStatesCd
Licensed StatesPALicensedStatesCd
Licensed StatesAZLicensedStatesCd
Licensed StatesRILicensedStatesCd
Licensed StatesSCLicensedStatesCd
Licensed StatesSDLicensedStatesCd
Licensed StatesTNLicensedStatesCd
Licensed StatesTXLicensedStatesCd
Licensed StatesUTLicensedStatesCd
Licensed StatesVTLicensedStatesCd
Licensed StatesVALicensedStatesCd
Licensed StatesWALicensedStatesCd
Licensed StatesWVLicensedStatesCd
Licensed StatesWILicensedStatesCd
Licensed StatesWYLicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Event1Dance MarathonEvent1Nm
Gross Receipts Event1$1,012,979GrossReceiptsEvent1Amt
Charitable Contri Event1$954,104CharitableContriEvent1Amt
Gross Revenue Event1$58,875GrossRevenueEvent1Amt
Rent Facility Costs Event1$95,440RentFacilityCostsEvent1Amt
Entertainment Event1$3,000EntertainmentEvent1Amt
Other Direct Expenses Event1$12,019OtherDirectExpensesEvent1Amt
Event2Global Health BenefitEvent2Nm
Gross Receipts Event2$1,128,305GrossReceiptsEvent2Amt
Charitable Contri Event2$1,102,235CharitableContriEvent2Amt
Gross Revenue Event2$26,070GrossRevenueEvent2Amt
Food And Beverage Event2$66,657FoodAndBeverageEvent2Amt
Entertainment Event2$925EntertainmentEvent2Amt
Other Direct Expenses Event2$11,718OtherDirectExpensesEvent2Amt
Other Events Total14OtherEventsTotalCnt
Gross Receipts Other Events$1,078,974GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$584,543CharitableContriOtherEventsAmt
Gross Revenue Other Events$494,431GrossRevenueOtherEventsAmt
Rent Fclty Costs Other Events$133,492RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events$70,824FoodAndBeverageOtherEventsAmt
Entertainment Other Events$2,049EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events$87,177OthDirectExpnssOtherEventsAmt
Gross Receipts Total$3,220,258GrossReceiptsTotalAmt
Charitable Contributions Tot$2,640,882CharitableContributionsTotAmt
Gross Revenue Total Events$579,376GrossRevenueTotalEventsAmt
Rent Fclty Costs Total Events$228,932RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events$137,481FoodAndBeverageTotalEventsAmt
Entertainment Total Events$5,974EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events$110,914OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$483,301DirectExpenseSummaryEventsAmt
Net Income Summary$96,075NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule G, Part I, Line 3 State Solicitation RegistrationsNo registration is required in Arizona, Delaware, Idaho, Indiana, Nebraska, South Dakota, Texas, Vermont, and Wyoming.
Schedule G, Part I, Line 2b(v) Reimbursement of ExpensesThe following professional fundraisers received reimbursements for expenses associated with their services to the University (the amount of expenses reimbursed as reflected): Alexander Ross Group ($8,750), Stelter ($6,900), and Meeting Achievements ($4,306) all in accordance with written agreements specifying reimbursement of expenses.
Schedule G, Part I, Line 2b(ii) Describe the custody or control arrangement.MEETING ACHIEVEMENTS-MEETING ACHIEVEMENTS RECEIVED $282,703 OF FUNDS ON BEHALF OF THE UNIVERSITY AND REMITTED THE ENTIRE AMOUNT TO THE UNIVERSITY.;
Schedule G, Part I, Line 2b(v) payment of fees or payment of expensesALEXANDER ROSS GROUP-ALEXANDER ROSS GROUP RECEIVED $8,750 FOR EXPENSES AS AGREED IN ASSOCIATION WITH SERVICES TO THE UNIVERSITY.;STELTER-STELTER RECEIVED REIMBURSEMENTS FOR EXPENSES OF $6,900 AS AGREED FOR PRINTING AND POSTAGE IN ASSOCIATION WITH THE SERVICES PROVIDED TO THE UNIVERSITY.;MEETING ACHIEVEMENTS-MEETING ACHIEVEMENTS RECEIVED REIMBURSEMENTS FOR EXPENSES OF $4,306 AS AGREED IN ASSOCIATION WITH SERVICES TO THE UNIVERSITY.;

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Recipient Table RecipientTable (289 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtAddress Line2USAddress/AddressLine2Txt
Access Community Health Network
222 N Canal StChicagoIL60606363317058501(c)(3)$75,885Support of research activities
Actualize Therapy LLC
222 W Merchandise Mart PlzChicagoIL60654833893883$25,705Support of research activitiesSte 1230
Adventist Health SystemSunbelt Inc
601 E Rollins StOrlandoFL32803591479658501(c)(3)$15,142Support of research activities
Aging & In-Home Services of Northeast Indiana Inc
2927 Lake AvenueFort WayneIN46805351341437501(c)(3)$7,310Support of research activities
AHS Hospital Corp
475 South StreetMorristownNJ07962521958352$13,905Support of research activities
AIDS Arms Inc
219 Sunset AveDallasTX75208752306145501(c)(3)$276,415Support of research activities
Albany Medical College
47 New Scotland Ave MC70AlbanyNY12208141338310501(c)(3)$50,914Support of research activities
Albert Einstein College of Medicine Inc
1300 Morris Park AvenueBronxNY10461472209056501(c)(3)$61,818Support of research activities
Alliance of Chicago Community Health Services LLC
215 W Ohio St 4th FloorChicagoIL60654364444309$1,630,925Support of research activities
American Enterprise Institute for Public Policy Research
1789 Massachusetts Avenue NWWashingtonDC20036530218495$92,963Support of research activities
American Institutes for Research
1000 Thomas Jefferson St NWWashingtonDC20007250965219501(c)(3)$27,521Support of research activities
AnitaBorg
1301 Shoreway Road Ste 425BelmontCA94002770480427501(c)(3)$7,000Support of community organization
Ann & Robert H Lurie Children's Hospital of Chicago
225 E Chicago AvenueChicagoIL60611362170833501(c)(3)$4,882,404Support of research activities
Ascend Justice
555 W Harrison St 1900ChicagoIL60607363647731501(c)(3)$55,442Support of community organization
ASM International
9639 Kinsman RoadMaterials ParkOH44073346541397501(c)(3)$138,000Support of research activities
Banner Health
10515 W Santa Fe DriveSun CityAZ85351450233470501(c)(3)$9,145Support of research activities
Baylor College of Medicine
1 Baylor PlazaHoustonTX77030741613878501(c)(3)$184,494Support of research activities
Beckman Research Institute of the City of Hope
1500 East Duarte RoadDuarteCA91010953432210501(c)(3)$46,371Support of research activities
Beth Israel Deaconess Medical Center
330 Brookline Avenue E/ES-214BostonMA022155399042103881501(c)(3)$70,314Support of research activities
Blessings in a Backpack
4121 Shelbyville RoadLouisvilleKY40207261964620501(c)(3)$37,439Support of community organization
Boston Medical Center
One Boston Medical Center PlBostonMA02118043314093501(c)(3)$1,018,496Support of research activities
Boston University
One Silber WayBostonMA02115042103547501(c)(3)$494,132Support of research activities
Boys & Girls Clubs of Chicago
550 W Van Buren StreetChicagoIL60607362166997501(c)(3)$55,913Support of research activities
BrainUp
PO Box 244FrankfortIL60423475516802501(c)(3)$10,000Support of community organization
Brigham and Women's Hospital
75 Francis StBostonMA02115042312909501(c)(3)$283,436Support of research activities
Brigham Young University
A-285 ASBProvoUT846021231870217280501(c)(3)$5,609Support of research activities
Broad Institute Inc
7 Cambridge CenterCambridgeMA021421401263428781501(c)(3)$224,715Support of research activities
Brown University
45 Prospect StreetProvidenceRI02912050258809501(c)(3)$46,598Support of research activities
California Medical Innovations Institute Inc
11107 Roselle StSan DiegoCA921211206462953382$6,510Support of research activities
California State University Fullerton
800 North State College BlvdFullertonCA92831952081258501(c)(3)$29,738Support of research activities
California State University Northridge
18111 Nordhoff StreetNorthridgeCA91330954358677501(c)(3)$125,630Support of research activities
Campbell-Kibler Associates Inc
80 Lakeside DrGrotonMA01450043297519$25,940Support of research activities
Cardiac Surgery Clinical Research Center Inc
4400 West 95th St Suite 205Oak LawnIL60453364437722501(c)(3)$12,419Support of research activities
Case Western Reserve University
10900 Euclid AveClevelandOH44106341018992501(c)(3)$30,399Support of research activities
Catalysis Club of Chicago
25 E Algonquin RdDes PlainesIL60016061694695501(c)(3)$25,000Support of community organization
Cedars-Sinai Medical Center
8700 Beverly BlvdHollywoodCA90048951644600501(c)(3)$121,784Support of research activities
Center for Medical Technology Policy Inc
401 East Pratt Street Suite 631BaltimoreMD21202271203017501(c)(3)$16,618Support of research activities
Center on Halsted
3656 Halsted StreetChicagoIL60613510178807501(c)(3)$7,852Support of research activities
Chicago Academy of Sciences
2430 N Cannon DrCambridgeMA02142360895575501(c)(3)$25,000Support of community organization
Chicago Association for Research and Education in Science
5000 S 5th AvenueHinesIL60141363334177501(c)(3)$80,070Support of research activitiesBuilding One Room C303
Chicago Botanic Garden
1000 Lake Cook RoadChicagoIL60641362225482501(c)(3)$115,000Support of community organization
Chicago Community Trust
225 N Michigan AveChicagoIL60601362167000501(c)(3)$305,375Support of research activities
Chicago Department of Public Health
333 S State StreetChicagoIL60604366005820115$35,790Support of research activities
Chicago HOPES for Kids
641 West Lake StChicagoIL60661274360899$22,500Support of research activities
Chicago Humanities Festival
500 N DearbornChicagoIL60610367148236501(c)(3)$22,000Support of community organization
Children's Hospital Boston
300 Longwood AvenueBostonMA021155724042774441501(c)(3)$531,734Support of research activities
Children's Hospital of Philadelphia
34th Street and Civic Center BlvdPhiladelphiaPA19104231352166501(c)(3)$469,427Support of research activities
Children's Research Institute
111 Michigan Ave NWWashingtonDC20010521654453501(c)(3)$297,435Support of research activities
Chinese American Service League
2141 S Tan CtChicagoIL60616362984043501(c)(3)$88,591Support of research activities
Cincinnati Children's Hospital Medical Center
3333 Burnet AveCincinnatiOH45229310833936501(c)(3)$318,602Support of research activities
Clark University
950 Main StreetWorcesterMA01610042111203501(c)(3)$43,338Support of research activities
Cleveland Clinic Foundation
9500 Euclid AvenueClevelandOH44195340714585501(c)(3)$114,081Support of research activities
Columbia University
615 W 131st StNew YorkNY10027131624202501(c)(3)$635,301Support of research activities
Communities in Schools of Chicago
815 W Van Buren St 300ChicagoIL60607363591326501(c)(3)$911,681Support of community organization
Community Action Project of Tulsa County Inc
4606 S Garnett Ste 100TulsaOK74146731019247501(c)(3)$29,206Support of research activities
Cornell University
222 Day HallIthacaNY14853150532082501(c)(3)$370,441Support of research activities
CRADLES TO CRAYONS OF CHICAGO
1414 W George StChicagoIL60641043584367501(c)(3)$6,125Support of community organization
Dana-Farber Cancer Institute
44 Binney StBostonMA02115042263040501(c)(3)$60,197Support of research activities
Dartmouth College
420 Lexington AveNew YorkNY10170020222111501(c)(3)$11,210Support of research activities
DePaul University
1 E JacksonChicagoIL60604362167048501(c)(3)$179,332Support of research activities
Duke University
2200 West Main StDurhamNC27705560532129501(c)(3)$1,337,605Support of research activities
Eastern Virginia Medical School
PO Box 1980NorfolkVA23501546055378501(c)(3)$323,331Support of research activities
Educopia Institute Inc
235 Peachtree St NE Suite 400AtlantaGA30303205648360501(c)(3)$16,400Support of research activities
Emory University
201 Dowman DrAtlantaGA30322580566256501(c)(3)$496,562Support of research activities
Enlace Chicago
2756 South Harding AveChicagoIL60623363727669501(c)(3)$6,969Support of research activities
Erie Family Health Center
1701 W Superior StChicagoIL60622363088628501(c)(3)$1,656,917Support of research activities
Evanston Community Foundation
1560 Sherman Ave Ste 535EvanstonIL60201363466802501(c)(3)$139,298Support of community organization
Executive Frameworks Ltd
2705 W Agatite Ave 1ChicagoIL60625371450886$262,687Support of research activities
Fairview Health Services
2450 Riverside AvenueMinneapolisMN55454410991680501(c)(3)$24,830Support of research activities
Fayetteville State University
1200 Murchison RdFayettevilleNC28301561238736501(c)(3)$114,709Support of research activities
FirstVitals Health and Wellness Inc
PO Box 94526DanvilleCA94526273446639$20,513Support of research activities
Florida International University
Modesto A Maidique CampusMiamiFL331990001650177616501(c)(3)$91,448Support of research activities
Florida State University
600 W College AveTallahasseeFL32306591961248501(c)(3)$109,687Support of research activities
Fordham University
441 E Fordham RoadBronxNY10458131740451501(c)(3)$187,735Support of research activities
Foundation 65
PO Box 750EvanstonIL60204364003165501(c)(3)$35,000Support of community organization
Fox Chase Cancer Center
333 Cottman AvenuePhiladelphiaPA19111232003072501(c)(3)$79,512Support of research activities
Fred Hutchinson Cancer Research Center
1100 Fairview Ave N PO Box 19024SeattleWA98109123715607501(c)(3)$424,669Support of research activities
Friends of Prentice
541 N Fairbanks Ct Ste 800ChicagoIL60611363930139501(c)(3)$6,000Support of community organization
Geisinger Clinic
100 North Academy AvenueDanvillePA17822231995911501(c)(3)$259,819Support of research activities
Geneva Foundation
917 Pacific Ave Suite 600TacomaWA98402911593913501(c)(3)$5,219Support of research activities
George Washington University
2121 I St NWWashingtonDC20052530196584501(c)(3)$279,370Support of research activities
Georgetown University
37th O Streets NW Box 571168WashingtonDC200571168530196603501(c)(3)$53,455Support of research activities
Georgia Department of Public Health
2 Peachtree Street NWAtlantaGA303033186900676388115$24,493Support of research activities
Georgia Institute of Technology
505 Tenth StAtlantaGA30332580603146501(c)(3)$192,243Support of research activities
Georgia State University
30 Courtland St NE Ste 217AtlantaGA30303581845423501(c)(3)$345,424Support of research activities
Gingiber Labs
901 S Cedar StPalatineIL600677176465472360$139,565Support of research activities
Girlforward
PO Box 607516ChicagoIL60660452987277501(c)(3)$37,439Support of community organization
Gordon Research Conferences
512 Liberty LnWest KingstonRI02892260150662501(c)(3)$7,500Support of community organization
Harvard University
1350 Massachusetts AvenueCambridgeMA02138042103580501(c)(3)$1,072,197Support of research activitiesHolyoke Center Suite 600
HDT Expeditionary Systems Inc
30500 Aurora RoadSolonOH44139541251757$33,592Support of research activities
HealthPartners Institute
3311 E Old Shakopee RdBloomingtonMN554251361411670163501(c)(3)$115,478Support of research activities
Heartland Human Care Services Inc
208 S LA SALLE ST STE 1300ChicagoIL606041286364053244$18,833Support of research activities
Hektoen Institute for Medical Research
2240 W Ogden AveChicagoIL60612362244897501(c)(3)$387,235Support of research activities
Help at Home LLC
1 N State St Suite 800ChicagoIL60602362820808$6,180Support of research activities
Henry M Jackson Foundation for the Advancement of Military Medicine
6720-A Rockledge DrBethesdaMD20817521317896501(c)(3)$27,376Support of research activities
Howard Brown Health Center
4025 N Sheridan RoadChicagoIL60613362894128501(c)(3)$71,946Support of research activities
Icahn School of Medicine at Mount Sinai
One Gustave L Levy Place Box 1075New YorkNY10029136171197501(c)(3)$1,405,754Support of research activities
Illinois Institute of Technology
3300 South Federal StreetChicagoIL60616362170136501(c)(3)$104,954Support of research activities
Illinois Public Health Association
223 S 3rd StSpringfieldIL62701366108790501(c)(3)$75,271Support of research activities
Illinois Science and Technology Institute
222 W Merchandise Mart PlazaChicagoIL60654454092094501(c)(3)$71,176Support of research activities
Indiana University
509 E 3rd StreetBloomingtonIN47401356001673501(c)(3)$896,486Support of research activities
Inquirium LLC
1332 N Halsted St Suite 101ChicagoIL60642364412224$107,871Support of research activities
Institute for Clinical Research Inc
PO Box 29545WashingtonDC200170745521336656501(c)(3)$87,811Support of research activities
Institute for Neurodegenerative Disorders
60 Temple St 8th FloorNew HavenCT06510061582206501(c)(3)$8,595Support of research activities
J David Gladstone Institutes
1650 Owens StSan FranciscoCA94158237203666$241,647Support of research activities
Jackson Laboratory
600 Main StreetBar HarborME04609010211513501(c)(3)$94,104Support of research activities
James B Moran Center For Youth Advocacy
1123 Emerson Suite 203EvanstonIL60201363180725501(c)(3)$52,235Support of community organization
JEWISH FEDERATION OF METROPOLITAN CHICAGO
30 South Wells StreetChicagoIL60606362167761501(c)(3)$683,748Support of community organization
John H Stroger Jr Hospital of Cook County
1901 W HarrisonChicagoIL60612366006541115$83,716Support of research activities
Johns Hopkins University
Charles St and UniversityBaltimoreMD21210520595110501(c)(3)$1,234,633Support of research activities
Joslin Diabetes Center Inc
One Joslin PlaceBostonMA02215042203836501(c)(3)$117,264Support of research activities
Juvenile Protective Association
1707 N HalstedSkokieIL60077362167765501(c)(3)$10,000Support of community organization
Kaiser Foundation Research Institute
3800 N Interstate AvePortlandOR97227941105628501(c)(3)$49,966Support of research activities
Kent County Memorial Hospital
455 Toll Gate RoadWarwickRI02886050258896501(c)(3)$13,009Support of research activities
King County Public Hospital District No 2
12040 NE 128th StKirklandWA98034911519430501(c)(3)$15,575Support of research activities
LanzaTech Inc
8045 Lamon Avenue Suite 400SkokieIL60077262599733$1,397,603Support of research activities
Lehigh University
526 Brodhead AvenueBethlehemPA180153046240795445501(c)(3)$149,039Support of research activities
Les Turner ALS Foundation
5550 W Touhy Av Ste 302SkokieIL60077362916466501(c)(3)$15,000Support of community organization
Louis Stokes Cleveland VA Medical Center
10701 East BoulevardClevelandOH44106341710663501(c)(3)$113,375Support of research activities
Louisiana State University
202 Himes RoadBaton RougeLA708032701726087770501(c)(3)$9,760Support of research activities
Loyola University Chicago
820 N Michigan AveChicagoIL60660361408475501(c)(3)$149,384Support of research activities
Lynn Sage Cancer Research Foundation
251 East Huron 3-200ChicagoIL60611363727715501(c)(3)$13,000Support of community organization
Lynn Sage Foundation
541 N Fairbanks Ct Ste 800ChicagoIL60611300176955501(c)(3)$10,000Support of community organization
Lyric Opera of Chicago
20 N WackerOxfordOH45056366008929501(c)(3)$7,500Support of community organization
Magee-Womens Research Institute & Foundation
3339 Ward StPittsburghPA15132251462312501(c)(3)$6,257Support of research activities
MarketLab Research Inc
100 Penn Square East Suite 1200PhiladelphiaPA19107232502559$159,440Support of research activities
Marquette University
PO Box 1881MilwaukeeWI532011881390806251501(c)(3)$10,651Support of research activities
Massachusetts General Hospital
55 Fruit StBostonMA02114041564655501(c)(3)$182,247Support of research activities
Massachusetts Institute of Technology
77 Massachusetts AveCambridgeMA02142042103594501(c)(3)$293,201Support of research activities
Mayo Clinic Arizona
13400 East Shea BlvdScottsdaleAZ85259860800150501(c)(3)$425,317Support of research activities
Mayo Clinic Jacksonville
4500 San Pablo RdJacksonvilleFL32224593337028501(c)(3)$168,284Support of research activities
Mayo Clinic Rochester
200 First St SWRochesterMN55905416011702501(c)(3)$107,479Support of research activities
McGaw YMCA
1000 Grove StreetEvanstonIL60201362169194501(c)(3)$137,032Support of research activities
Medical College of Wisconsin
8701 Watertown Plank RdMilwaukeeWI53226390806261501(c)(3)$158,653Support of research activities
Medical Research Analytics and Informatics Alliance
20 North Wacker Drive c/o TechNexusChicagoIL60606453007467$187,071Support of research activities
Medical University of South Carolina
179 Ashley AveCharlestonSC29425576000722501(c)(3)$100,183Support of research activities
Memorial Sloan-Kettering Cancer Center
1275 York AveNew YorkNY10065131624182501(c)(3)$107,032Support of research activities
Mercy Hospital & Medical Center
2525 S Michigan AveChicagoIL60616362170152501(c)(3)$175,202Support of research activities
MetaStar Inc
2909 Landmark PlaceMadisonWI53713391332612501(c)(3)$93,441Support of research activities
Methodist Hospital
6670 Bertner StreetHoustonTX77030870721923501(c)(3)$7,540Support of research activities
Metropolitan Asian Family Services
505 N RoselleRoselleIL601721013363925432$98,128Support of research activities
Michigan State University
113 Angell BldgEast LansingMI48824386005984501(c)(3)$52,460Support of research activities
Midwestern University
555 31st StDowners GroveIL60515363377698501(c)(3)$16,723Support of research activities
Millenium Park Foundation
201 E RandolphNew YorkNY10038364244167501(c)(3)$10,000Support of community organization
Montefiore Medical Center
111 East 210th StreetBronxNY10467131740114501(c)(3)$41,583Support of research activities
Myomo Inc
One BroadwayCambridgeMA02142470944526$20,130Support of research activities
NanoCytomics LLC
1801 Maple AveEvanstonIL60201451032728$91,848Support of research activities
National Jewish Health
1400 Jackson StDenverCO80206742044647501(c)(3)$44,082Support of research activities
National Kidney Foundation of IL
215 W Illinois st Ste 1CChicagoIL60654366009226501(c)(3)$6,000Support of community organization
National Medical Fellowships
12 East 46th StreetNew YorkNY10017362125449501(c)(3)$5,500Support of community organization
Near North Health Service Corporation
1276 NClybournChicagoIL60610363197647501(c)(3)$9,064Support of research activities
Neighborhood Health Group LLC
5860 W Higgins AveChicagoIL60630981107218$228,067Support of research activities
New Jersey Institute of Technology
323 Dr Martin Luther King Jr BlvdNewarkNJ07102226000910501(c)(3)$35,956Support of research activities
New York University
665 BroadwayNew YorkNY100122331135562308501(c)(3)$102,931Support of research activities
North Carolina State University
2711 Founders DrRaleighNC27695566000756501(c)(3)$28,911Support of research activities
Northern Illinois University
1425 W Lincoln HwyDeKalbIL60115366086819501(c)(3)$282,153Support of research activities
NorthShore University HealthSystem Research Institute
2650 Ridge AveEvanstonIL60201364191793501(c)(3)$1,168,113Support of research activities
Northwest Community Hospital
800 West Central RoadArlington HeightsIL60005362340313501(c)(3)$20,350Support of research activities
Northwestern Medical Faculty Foundation Inc
680 N Lake Shore DrChicagoIL60611363097297501(c)(3)$669,108Support of research activities
Northwestern Memorial HealthCare
240 E Ontario StreetChicagoIL60611370960170501(c)(3)$135,734Support of research activities
Northwestern University Settlement House (Evanston Board)
1400 West Augusta BoulevardWashingtonDC20001362167818501(c)(3)$25,000Support of community organization
Objective Arts Inc
20 N Wacker DriveChicagoIL60606752975237$120,000Support of research activities
Ochsner Clinic Foundation
1514 Jefferson HwyNew OrleansLA701212429720502505501(c)(3)$14,022Support of research activities
Ohio State University
154 W 12th AveColumbusOH43210316025986501(c)(3)$43,372Support of research activities
Oklahoma State University
113 Student UnionStillwaterOK74078731383996501(c)(3)$241,159Support of research activities
OptoNet Inc
828 Davis StreetEvanstonIL60201743092128$16,920Support of research activities
Oregon Health & Science University
3181 Southwest Sam Jackson Park RdPortlandOR97239931176109501(c)(3)$208,486Support of research activities
Oregon State University
Office of Sponsored ProgramsCorvallisOR973312140481278540501(c)(3)$13,431Support of research activities312 Kerr Administration Building
OSF Saint Francis Medical Center
530 NE Glen Oak AvenuePeoriaIL61637370813229501(c)(3)$74,854Support of research activities
Parkinson's & Movement Disorder Institute
9940 Talbert Ave Suite 204Fountain ValleyCA92708330865882$8,610Support of research activities
Penn State College of Medicine
308 Old MainUniversity ParkPA16802246000376501(c)(3)$236,284Support of research activities
Princeton University
PO BOX 36 ORPA 4 New South BuildingPrincetonNJ08544210634501501(c)(3)$101,907Support of research activities
Prosthetic Design Inc
700 Harco DriveClaytonOH45315311341713$33,418Support of research activities
Public Advocates
131 Steuart St Suite 300San FranciscoCA94105237103042501(c)(3)$55,719Support of community organization
Purdue University
610 Purdue MallWest LafayetteIN47906356002041501(c)(3)$380,038Support of research activities
Q-State Biosciences Inc
179 Sidney StreetCambridgeMA02139462469775$58,265Support of research activities
Queens College CUNY
65-30 Kissena BlvdQueensNY11367131988190501(c)(3)$368,891Support of research activities
QuesTek Innovations LLC
1820 Ridge AvenueEvanstonIL60201364116425$202,199Support of research activities
Rancho Research Institute
PO Box 3500DowneyCA90242951911180501(c)(3)$10,972Support of research activities
RAND Corporation
1776 Main StreetSanta MonicaCA904013297951958142501(c)(3)$31,805Support of research activities
Ravinia Festival Association
418 Sheridan RoadHighland ParkIL60035366002273501(c)(3)$14,000Support of community organization
Rehabilitation Institute of Chicago
345 E Superior StChicagoIL60611362256036501(c)(3)$714,143Support of research activities
Research Foundation for Mental Hygiene Inc
150 Broadway Suite 301MenandsNY12204141410842501(c)(3)$62,856Support of research activities
Research Triangle Institute
12 Davis DrRESEARCH TRIANGLE PARKNC27709560686338501(c)(3)$30,470Support of research activities
Rice University
6100 Main StHoustonTX77005741109620501(c)(3)$29,751Support of research activities
Rocky Mountain Movement Disorders Center PC
701 E Hampden Ave Suite 510EnglewoodCO80113260756771$11,560Support of research activities
Root & Rebound
1730 Franklin Street Suite 300OaklandCA94612463876220501(c)(3)$50,000Support of community organization
Rush University Medical Center
1653 W Congress ParkwayChicagoIL60612362174823501(c)(3)$1,190,643Support of research activities
Rutgers University
57 US Highway 1New BrunswickNJ08901226001086501(c)(3)$61,914Support of research activities
Sage Bionetworks
1100 Fairview Ave NSeattleWA98109264489946501(c)(3)$323,912Support of research activities
Saint Louis University
221 North Grand BoulevardSt LouisMO63103430654872501(c)(3)$36,066Support of research activities
Saint Luke's Hospital (Kansas City MO)
4401 Wornall RoadKansas CityMO64111440545297501(c)(3)$72,296Support of research activities
Sanford Burnham Prebys Medical Discovery Institute
10901 N Torrey Pines RdLa JollaCA92037510197108501(c)(3)$92,806Support of research activities
Scheck & Siress Prosthetics Inc
1S376 Summit Avenue Court EOakbrook TerraceIL60181363217435$66,973Support of research activities
Schneider Electric Engineering Services LLC
1415 S Roselle RdPalatineIL600677337362440683$19,513Support of research activities
Scripps Research Institute
10550 N Torrey Pines RdLa JollaCA92037330435954501(c)(3)$1,539,762Support of research activities
Seattle Children's Research Institute
1904 9th AveSeattleWA98105911156519501(c)(3)$5,836Support of research activities
Sentara Healthcare
6015 Poplar Hall DrNorfolkVA23502521271901501(c)(3)$16,925Support of research activities
Shenandoah University
1460 University DriveWinchesterVA22601540525605501(c)(3)$13,578Support of research activities
Society of Hospital Medicine
1500 Spring GardenPhiladelphiaPA19130233057353$76,268Support of research activities
Sonica LLC
2145 Sheridan RdEvanstonIL60208824003472$157,580Support of research activities
SRI International
333 Ravenswood AveMenlo ParkCA94025941160950$5,406Support of research activities
St Elizabeth Medical Center Inc
1 Medical Village DriveEdgewoodKY41017610445850$9,274Support of research activities
St Jude Children's Research Hospital
262 Danny Thomas PlaceMemphisTN38105620646012501(c)(3)$78,456Support of research activities
Stanford University
295 Galvez StStanfordCA94305941156365501(c)(3)$939,685Support of research activities
Storycatchers Theater
544 West Oak StChicagoIL60610363298168501(c)(3)$22,500Support of research activities
SUPPLIES FOR DREAMS INC
PO Box 8130EvanstonIL60204320270714501(c)(3)$9,000Support of community organization
Syracuse University
113 Bowne HallSyracuseNY13244150532081501(c)(3)$18,083Support of research activities
Telligen Inc
1776 West Lakes PkwyWest Des MoinesIA50266420992483$81,446Support of research activities
Temple University
1801 N Broad StreetPhiladelphiaPA19122231365971501(c)(3)$310,505Support of research activities
Tera-Print LLC
2145 Sheridan RdEvanstonIL60208475619116$235,471Support of research activities
Texas A&M University
400 Harvey Mitchell Pkwy SCollege StationTX778454321746000531$50,361Support of research activities
Texas Tech University
2500 BroadwayLubbockTX79409756002622501(c)(3)$9,998Support of research activities
The Art Institute of Chicago
111 S Michigan AveChicagoIL60606362167725501(c)(3)$10,000Support of community organization
The Josselyn Center
405 Central AveNorthfieldIL60093362217996501(c)(3)$37,439Support of community organization
Thomas Jefferson University
1020 Walnut StreetPhiladelphiaPA191075587231352651501(c)(3)$8,218Support of research activities
Tidemark Institute
73 Bristol RoadDamariscottaME04543455139751501(c)(3)$45,878Support of research activities
Tufts Medical Center
800 Washington StreetBostonMA02111270440772501(c)(3)$46,913Support of research activities
Tufts University
Office of Research AdministrationBostonMA02155042103634501(c)(3)$33,686Support of research activities
Tulane University
6823 St Charles AveNew OrleansLA70118720423889501(c)(3)$948,093Support of research activities
UChicago Argonne LLC Argonne National Laboratory
9700 S Cass AveLemontIL60439680628477115$19,150Support of research activities
United States Drug Testing Laboratories Inc
1700 S Mount Prospect RdDes PlainesIL60018421612910$77,958Support of research activities
United Way of Metropolitan Chicago
333 S Wabash AveChicagoIL60606300200478501(c)(3)$15,000Support of community organization
Universidad Popular
2801 S Hamlin AveChicagoIL60623363028729501(c)(3)$14,182Support of research activities
University of Alabama at Birmingham
1530 3rd Ave SouthBirminghamAL35294636005396501(c)(3)$403,524Support of research activities
University of Arizona
617 N Santa Rita AveTucsonAZ85721742652689501(c)(3)$73,374Support of research activities
University of California Berkeley
200 California HallBerkeleyCA94720946002123501(c)(3)$156,763Support of research activities
University of California Davis
One Shields AveDavisCA95616946036494501(c)(3)$98,449Support of research activities
University of California Irvine
Office of AdministrationIrvineCA92697952226406501(c)(3)$127,362Support of research activities
University of California Los Angeles
11000 Kinross Ave Suite 211Los AngelesCA90095956006143501(c)(3)$260,940Support of research activities
University of California Riverside
Sponsored Programs AdminRiversideCA925210217956006142501(c)(3)$194,984Support of research activities
University of California San Diego
9500 Gilman DrLa JollaCA92093956006144501(c)(3)$446,391Support of research activities
University of California San Francisco
505 Parnassus AveSan FranciscoCA94143946036493501(c)(3)$723,009Support of research activities
University of California Santa Cruz
Office of Sponsored ProjectsSanta CruzCA950641077941539563501(c)(3)$18,972Support of research activities
University of Central Florida
12201 Research Parkway Suite 501OrlandoFL328263246592924021501(c)(3)$308,235Support of research activities
University of Chicago
5801 S Ellis AveChicagoIL60637362177139501(c)(3)$11,436,689Support of research activities
University of Chicago National Opinion Research Center
1155 East 60th StreetChicagoIL60637362167808501(c)(3)$194,251Support of research activities
University of Cincinnati
2600 Clifton AveCincinnatiOH45221316000989115$162,707Support of research activities
University of Colorado
Grants and ContractsAuroraCO80045846000555501(c)(3)$951,739Support of research activities
University of Connecticut
263 Farmington AveFarmingtonCT06030366009515115$196,448Support of research activities
University of Delaware
Hullihen Hall 175 S College AvNewarkDE19716516000297501(c)(3)$724,982Support of research activities
University of Florida
201 Criser HallGainesvilleFL32611596002052501(c)(3)$756,240Support of research activities
University of Georgia Research Foundation Inc
617 Boyd Graduate Studies ReseAthensGA306027411581353149501(c)(3)$10,267Support of research activities
University of Idaho
875 Permimeter DrMoscowID838443020826000945501(c)(3)$20,786Support of research activities
University of Illinois at Chicago
809 S Marshfield AvenueChicagoIL606124305376000511115$7,393,278Support of research activities
University of Iowa
100 Mossman Business Svcs BldgIowa CityIA52245426004813115$156,053Support of research activities
University of Kansas Medical Center Research Institute
3901 Rainbow Boulevard MSN 1039Kansas CityKS66160481108830501(c)(3)$184,800Support of research activities
University of Kentucky
100 Funkhouser BldgLexingtonKY40506616001218115$165,757Support of research activities
University of Louisiana at Lafayette
104 University CircleLafayetteLA70503726000820115$483,152Support of research activities
University of Maryland
2108 Mitchell BldgCollege ParkMD20742526002033115$149,014Support of research activities
University of Massachusetts Medical School
70 Butterfield TerraceAmherstMA01003043167352115$103,958Support of research activities
University of Miami
1252 Memorial DrCoral GablesFL33146590624458501(c)(3)$306,071Support of research activities
University of Michigan
515 E JeffersonAnn ArborMI48109386000134115$777,169Support of research activities
University of Minnesota
101 Pleasant StMinneapolisMN55455416007513115$484,711Support of research activities
University of Missouri-Columbia
310 Jesse HallColumbiaMO652111230436003859501(c)(3)$15,434Support of research activities
University of Nebraska Medical Center
987835 Nebraska Medical CenterOmahaNE68198470491233115$60,023Support of research activities
University of Nebraska-Lincoln
3835 Holdrege StLincolnNE68583470049123501(c)(3)$127,352Support of research activities
University of Nevada Las Vegas
Office of Sponsored ProgramsLas VegasNV891541055886000024501(c)(3)$17,035Support of research activities
University of North Carolina at Chapel Hill
9201 University City BlvdCharlotteNC28223566000642115$221,398Support of research activities
University of Pennsylvania
3451 Walnut StPhiladelphiaPA19104231352685501(c)(3)$907,815Support of research activities
University of Pittsburgh
4227 Fifth AvePittsburghPA15260250965591501(c)(3)$727,074Support of research activities
University of Puerto Rico Medical Sciences Campus
P O Box 365067San JuanPR009365067660433760$186,189Support of research activities
University of Rochester
518 Hylan BuildingRochesterNY14627160743209501(c)(3)$1,888,995Support of research activities
University of South Florida - Tampa
4202 E Fowler AveTampaFL33620593102112115$81,660Support of research activities
University of Southern California
1540 Alcazar StLos AngelesCA90089951642394501(c)(3)$467,341Support of research activities
University of Tennessee Health Science Center
62 S DunlapMemphisTN381630001626001636115$16,393Support of research activities
University of Texas at Austin
2100 San Jacinto BlvdAustinTX78712746000203115$892,386Support of research activities
University of Texas at San Antonio
One UTSA CircleSan AntonioTX78249741717115115$18,000Support of research activities
University of Texas Health Science Center at Houston
7000 Fannin UCT 1006HoustonTX77030741761309115$6,930Support of research activities
University of Texas Medical Branch at Galveston
301 University BoulevardGalvestonTX775550657746000949501(c)(3)$16,068Support of research activities
University of Texas Southwestern Med Ctr at Dallas
5323 Harry Hines BlvdDallasTX75390756002868115$305,826Support of research activities
University of Utah
201 S 1460 ESalt Lake CityUT84112876000121115$547,408Support of research activities
University of Virginia
1 College ParkWiseVA24293546001796115$857,935Support of research activities
University of Washington
1410 NE Campus ParkwaySeattleWA98195916001537115$659,620Support of research activities
University of Wisconsin-Madison
750 University Avenue 4th FloorMadisonWI537061490391805963501(c)(3)$763,655Support of research activities
Van Andel Research Institute
333 Bostwick Ave NEGrand RapidsMI49503522000823501(c)(3)$78,656Support of research activities
Vanderbilt University
2201 West End AveNashvilleTN37235620476822501(c)(3)$1,070,193Support of research activities
Village of Skokie Health Department
5127 Oakton StreetSkokieIL60077366006103115$144,271Support of research activities
Virginia Commonwealth University
PO Box 980568RichmondVA232980568546001758501(c)(3)$12,459Support of research activities
Virginia Polytechnic Institute and State University
Office of Sponsored ProgramsBlacksburgVA24061546001805501(c)(3)$135,653Support of research activities
Wake Forest University Health Sciences
1834 Wake Forest RdWinstonSalemNC27106900222618501(c)(3)$15,818Support of research activities
Washington University in St Louis
One Brookings DrSt LouisMO63130430653611501(c)(3)$876,474Support of research activities
Wayne State University
PO Box 02759DetroitMI48202383555142501(c)(3)$70,942Support of research activities
Weill Cornell Medical College
445 E 69th StreetNew YorkNY10021131623978501(c)(3)$367,873Support of research activities
Wesley Neurology Clinic PC
8000 Centerview ParkwayCordovaTN38018621499155$43,507Support of research activities
WestEd
730 Harrison StreetSan FranciscoCA94107943233542115$23,409Support of research activities
Westside Institute for Science and Education
820 S Damen AvenueChicagoIL60612363712391501(c)(3)$160,684Support of research activities
Yale University
140 Prospect StNew HavenCT06511060646973501(c)(3)$329,177Support of research activities
YMCA of the USA
101 North Wacker DriveChicagoIL60606363258696501(c)(3)$19,428Support of research activities
FieldValueIRS element (for citing)
Total501c3 Org248Total501c3OrgCnt
Total Other Org41TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmtNon Cash AssistanceNonCashAssistanceAmtValuation Method UsedValuationMethodUsedDescNon Cash AssistanceNonCashAssistanceDesc
Student grants, scholarships, and fellowships are financial aid that can be used towards educational related costs.17243$415,082,544$176,870BookWinter gear and computers
Prizes and awards reflect prizes and awards to non-employees in recognition of an accomplishment, activity, or event.254$1,411,447

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule I, Part III PRIZES AND AWARDSPRIZES AND AWARDS REFLECT PRIZES AND AWARDS EXTENDED TO NON-EMPLOYEES IN RECOGNITION OF AN ACCOMPLISHMENT, ACTIVITY, OR EVENT. PRIZES AND AWARDS GIVEN TO EMPLOYEES ARE INCLUDED AS COMPENSATION AND REPORTED ON AN EMPLOYEE'S FORM W-2.
Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds.Explanation: Grants given to support of charitable community organizations. Such grants are extended only for charitable purposes to organizations that are exempt under Code Section 501(c)(3). After qualifications for the grant are met and the grant is disbursed to the charitable organization there is no subsequent monitoring by the University. Grants or other assistance are awarded to organizations or entities in the U.S. pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's Office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with the Office of Management and Budget's (OMB) Uniform Guidance (Uniform Administrative Requirements, Cost Principles, and Audit Requirements); also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance, as required by the Uniform Guidance. If the information is not furnished to ASRSP, payment may be withheld.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Travel For CompanionsYes (X)TravelForCompanionsInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Club Dues Or FeesYes (X)ClubDuesOrFeesInd
Personal ServicesYes (X)PersonalServicesInd
Written Policy Ref T And E ExpnssYes (true)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (true)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentYes (true)SeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (true)SupplementalNonqualRtrPlanInd
Equity Based Comp ArrngmfalseEquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgYes (true)CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related OrgsfalseCompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng OrgfalseCompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd OrgsfalseCompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (true)AnyNonFixedPaymentsInd
Initial Contract ExceptionfalseInitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (28 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
Morton O Schapiro
President$1,169,980$0$250,000$0$237,229$0$269,762$0$262,625$0$2,189,596$0$104,167$0
Jonathan Holloway
Provost$638,958$0$50,000$0$150,649$0$39,167$0$41,001$0$919,775$0$0$0
Pamela S Beemer
VP for Human Resources$399,021$0$10,000$0$20,215$0$27,500$0$4,700$0$461,436$0$0$0
Paul Castellucci
VP Budget and Planning$396,639$0$35,000$0$240$0$27,500$0$741$0$460,120$0$0$0
Alex Darragh
VP for Facilities Management$241,891$0$0$0$0$0$0$0$0$0$241,891$0$0$0
Stephanie Graham
VP General Counsel$430,530$0$15,000$0$31,802$0$47,500$0$69,283$0$594,115$0$0$0
Devora Grynspan
VP International Relations$243,831$0$0$0$1,715$0$24,968$0$10,217$0$280,731$0$0$0
Philip L Harris
VP General Counsel$628,543$0$100,000$0$115,709$0$77,500$0$19,383$0$941,135$0$0$0
Craig A Johnson
Senior Vice President$721,509$0$92,700$0$29,853$0$139,167$0$7,874$0$991,103$0$0$0
Marilyn McCoy
VP Administration & Planning$456,247$0$0$0$18,918$0$27,500$0$24,254$0$526,919$0$0$0
William H McLean
VP and Chief Investment Officer$891,582$0$565,557$0$20,084$0$426,741$0$22,046$0$1,926,010$0$312,007$0
Robert E McQuinn
VP for Development$624,040$0$125,000$0$185,146$0$225,833$0$35,434$0$1,195,453$0$86,667$0
Eric G Neilson
VP Medical Affairs$593,266$0$0$0$8,149$0$19,833$0$3,248$0$624,496$0$0$0
Julie Payne-Kirchmeier
VP for Student Affairs$218,547$0$10,000$0$24,360$0$21,986$0$4,360$0$279,253$0$0$0
James J Phillips
VP Athletics$1,204,465$0$580,000$0$357,948$0$147,500$0$37,760$0$2,327,673$0$0$0
Sean Reynolds
VP and Chief Information Officer$479,745$0$0$0$57,227$0$27,500$0$8,006$0$572,478$0$0$0
Patricia Telles-Irvin
VP Student Affairs$409,647$0$50,000$0$67,384$0$27,500$0$27,238$0$581,769$0$0$0
Joseph T Walsh Jr
VP for Research$383,280$0$0$0$19,532$0$25,796$0$59,517$0$488,125$0$0$0
Patrick W Fitzgerald II
Head Coach$4,063,896$0$410,000$0$684,785$0$27,500$0$32,477$0$5,218,658$0$0$0
Christopher R Collins
Head Coach$2,755,120$0$0$0$46,800$0$77,500$0$12,991$0$2,892,411$0$0$0
Maciej S Lesniak
Professor Neurological Surgery$1,455,413$0$0$0$360$0$25,444$0$746$0$1,481,963$0$0$0
Florian Zettelmeyer
Professor, Kellogg$374,489$0$0$0$915,008$0$27,500$0$8,006$0$1,325,003$0$0$0
Eric T Anderson
Professor, Kellogg$380,665$0$0$0$882,160$0$27,500$0$57,964$0$1,348,289$0$0$0
Daniel I Linzer
Former Provost$0$0$0$0$1,042,101$0$25,000$0$26,660$0$1,093,761$0$225,000$0
Ingrid S Stafford
Former VP for Financial Operations$346,080$0$0$0$20,914$0$27,500$0$3,948$0$398,442$0$0$0
Alan Cubbage
Former VP University Relations$173,729$0$0$0$190,983$0$27,000$0$15,834$0$407,546$0$0$0
Nimalan Chinniah
Former Executive Vice President$294,430$0$0$0$393,825$0$27,250$0$4,316$0$719,821$0$90,000$0
John L D'Angelo
Former VP for Facilities Management$251,076$0$0$0$571,422$0$25,848$0$14,372$0$862,718$0$0$0

Supplemental Information Detail SupplementalInformationDetail (10 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule J, Part I, Line 1aSCHEDULE J SUPPLEMENTAL INFORMATION
Schedule J, Part III Part VII, line 5Alex Darragh's services as Vice President for Facilities Management were contracted for from an unrelated party, CBRE Group, Inc. $241,891 fees were payable to the third party for such services.
Schedule J, Part I, Line 1a First-class or charter travelCharter airplane travel to the University's annual Bowl game was provided to two listed persons and their family members and was not treated as taxable compensation under the excess seating capacity exception. Seven interested persons were provided charter travel and was treated as a business expense. The President is permitted to travel first class. One other officer was provided non-routine first class travel. The first class travel was treated as a business expense and not treated as taxable compensation.
Schedule J, Part I, Line 1a Travel for companionsThe President's spouse has accompanied the President at development events for business purposes and such expenses were not treated as taxable compensation. Four listed persons received companion travel. Companion travel for family members of two interested persons qualified under the excess seating capacity exception for charter travel, and companion travel for two interested persons were treated as a business expense.
Schedule J, Part I, Line 1a Tax indemnification and gross-up paymentsSix listed persons received gross up payments in connection with certain benefits and such amounts were treated as taxable compensation.
Schedule J, Part I, Line 1a Housing allowance or residence for personal useThe President is required to reside in University-owned housing which is provided for the convenience of the University and is not treated as a taxable compensation pursuant to Internal Revenue Code Section 119. The annual fair market rental value of the housing is included in nontaxable benefits listed on Schedule J, Part II, column (D). Eight other listed persons were provided with housing or a housing allowance and the amounts were treated as taxable compensation.
Schedule J, Part I, Line 1a Health or social club dues or initiation feesThe President was extended memberships in organizations that are held in the President's individual name but that reflect institutional business requirements and are not treated as taxable compensation. Five listed persons received reimbursement for social club dues, which were treated as taxable compensation.
Schedule J, Part I, Line 1a Personal servicesIn connection with the University-provided presidential housing, the University provides maid/cleaning services at the President's University residence. The value of the benefit for cleaning services associated with the personal living quarters is treated as taxable compensation. Nominal chauffeur services were provided to the President and the value of the benefit is treated as taxable compensation. Personal services related to housing was extended to one other interested person and was treated as taxable compensation.
Schedule J, Part I, Line 4a Severance or change-of-control paymentIN CONNECTION WITH SEPARATION OR RETIREMENT FROM NORTHWESTERN UNIVERSITY, THE FOLLOWING RECEIVED COMPENSATION IN THE AMOUNTS DESCRIBED, WHICH WERE INCLUDED IN PART II, COLUMN B (III). JOHN D'ANGELO: $543,100 ALAN CUBBAGE: $164,768 DANIEL LINZER: $700,000 PHILIP HARRIS: $95,625
Schedule J, Part I, Line 4b Supplemental nonqualified retirement planThe following participated in a 457(f) nonqualified retirement plan and the amounts are subject to substantial risk of forfeiture and vest after a number of years Name and amount contributed: Morton Schapiro ($242.263), Jonathan Holloway ($11,667), Craig Johnson ($111,667), Philip Harris ($50,000), Robert McQuinn ($198,333), James Phillips ($120,000). William McLean ($399,241), Christopher Collins ($50,000), Stephanie Graham ($20,000) Name and amount paid: Morton Schapiro ($153,732), William McLean ($312,007), Robert McQuinn ($143,151), Daniel Linzer ($341,845), Nimalan Chinniah ($336,527)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (3 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
ILLINOIS FINANCE AUTHORITY
A86109196745200BFC72004-09-09$135,800,000ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIES & Equipmentfalsefalsefalse
ILLINOIS FINANCE AUTHORITY
B86109196745200FKZ12008-06-25$125,000,000ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIESfalsefalsefalse
Illinois Finance Authority
C86109196745203H2A92015-06-04$146,017,057ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIESfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (3 entries)

Bond ReferenceBondReferenceCdTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCapital ExpendituresCapitalExpendituresAmtSubstantial CompletionSubstantialCompletionYrRefunding Tax Exempt BondsRefundingTaxExemptBondsIndRefunding Taxable BondsRefundingTaxableBondsIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$144,677,217$1,039,400$143,637,8172008falsefalseYes (true)Yes (true)
B$126,815,680$1,250,000$125,565,6802011falsefalseYes (true)Yes (true)
C$146,081,419$886,268$145,195,1512017falsefalseYes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (3 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalseYes (true)Yes (true)falseYes (true)false0.00250.0025falsefalseYes (true)
BfalseYes (true)Yes (true)falseYes (true)false0.00370.0037falsefalseYes (true)
CfalsefalseYes (true)falsefalse0.01560.0156falsefalseYes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (3 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedInd
(no name)
AfalsefalsefalseYes (true)Yes (true)falsefalsefalseYes (true)
See Part VI
BfalsefalsefalseYes (true)Yes (true)Yes (true)falsefalseYes (true)4.0falsefalse
(no name)
CfalseYes (true)falsefalsefalsefalsefalsefalseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (3 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)

Supplemental Information Detail SupplementalInformationDetail (9 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule K, Part I, Column (c) Bond Issue B: IFA - Series 2008Additional CUSIPs: 45200F LA5, 45200F LB3
Schedule K, Part IV, Line 4b Bond Issue B: IFA - Series 2008Morgan Stanley Capital Services LLC; Bank of America, NA; JP Morgan
Schedule K, Part II, Line 3 Total proceeds of issueThe difference between issue prices and proceeds of bonds are a result of investment income earned.
Schedule K, Part III, Line 3b Reviews by Bond CounselThe University engages bond counsel and performs a review of management or services contracts at the time of any new bond issuances, generally every two years. At that time all existing bond issuances and private use are re-examined and re-documented. The University monitors changes in private use on an ongoing basis internally.
Schedule K, Part III, Line 4 Private Business UseThe University finances acquisition, construction and renovation of University facilities with multiple funding sources including tax exempt bond issues. There is a small amount of monitored private business use within the facilities partially funded by bonds; however, such usage was financed from other sources.
Schedule K, Part I, Column (f) PurposesIn addition to the purposes listed in Part I, Column (f), bonds were also issued to pay costs of issuance.
Schedule K, Part I, Column (c) Bond Issue A: IFA-Series 2004Additional CUSIP: 45200B FD5
Schedule K, Part IV, Line 2c COLUMN AIssuer name: ILLINOIS FINANCE AUTHORITY The calculation for computing no rebate due was performed on 09/09/2009
Schedule K, Part IV, Line 2c COLUMN BIssuer name: ILLINOIS FINANCE AUTHORITY The calculation for computing no rebate due was performed on 06/25/2018

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1James PhillipsBusinessNameLine1Txt
FieldValueIRS element (for citing)
Relationship With OrgEMPLOYEERelationshipWithOrgTxt
Loan PurposeCOMPENSATIONLoanPurposeTxt
Loan From OrganizationYes (X)LoanFromOrganizationInd
Original Principal$300,000OriginalPrincipalAmt
Balance Due$300,000BalanceDueAmt
DefaultfalseDefaultInd
Board Or Committee ApprovalYes (true)BoardOrCommitteeApprovalInd
Written AgreementYes (true)WrittenAgreementInd
FieldValueIRS element (for citing)
Total Balance Due$300,000TotalBalanceDueAmt

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp

FieldValueIRS element (for citing)
Cash Grant$8,049CashGrantAmt
Type Of AssistanceScholarshipTypeOfAssistanceTxt
Assistance PurposeEducational ScholarshipAssistancePurposeTxt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (6 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
Jennifer Burke
Family member of Joseph T. Walsh, Officer$61,042Employmentfalse
Great Lakes Coca-Cola
M. Jude Reyes, Trustee, ownership interest over 35%$1,096,593Soft drink purchases and vending commissionsfalse
SQ Advisors LLC
Kimberly Querrey, Trustee, ownership interest over 35%$1,142,512Investment manager feesfalse
Constadina Castellucci
Family member of Paul Castellucci, Officer$63,621Employmentfalse
Alissa Schapiro
Family member of Morton Schapiro, Officer$24,147Graduate Assistant Employmentfalse
Linda Darragh
Family member to Alex Darragh, Officer$261,182Employmentfalse

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution22ContributionCnt
Noncash Contributions Rpt F990$1,063,274NoncashContributionsRptF990Amt
Method Of Determining RevenuesMarket valueMethodOfDeterminingRevenuesTxt

Books And Publications BooksAndPublicationsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$271,771NoncashContributionsRptF990Amt
Method Of Determining RevenuesMarket valueMethodOfDeterminingRevenuesTxt

Clothing And Household Goods ClothingAndHouseholdGoodsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$10,598NoncashContributionsRptF990Amt
Method Of Determining RevenuesMarket valueMethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution709ContributionCnt
Noncash Contributions Rpt F990$21,836,064NoncashContributionsRptF990Amt
Method Of Determining RevenuesMarket valueMethodOfDeterminingRevenuesTxt

Real Estate Other RealEstateOtherGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution3ContributionCnt
Noncash Contributions Rpt F990$278,700NoncashContributionsRptF990Amt
Method Of Determining RevenuesMarket valueMethodOfDeterminingRevenuesTxt

Food Inventory FoodInventoryGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution14ContributionCnt
Noncash Contributions Rpt F990$74,126NoncashContributionsRptF990Amt
Method Of Determining RevenuesMarket valueMethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (2 entries)

Non Cash CheckboxNonCashCheckboxIndDescDescContributionContributionCntNoncash Contributions Rpt F990NoncashContributionsRptF990AmtMethod Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)equipment, software24$1,860,712Market value
Yes (X)Events, tickets529$748,436Market value
FieldValueIRS element (for citing)
Form8283 Received8Form8283ReceivedCnt
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (true)ReviewProcessUnusualNCGiftsInd
Third Parties UsedfalseThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule M, Part I Column (b)FormAndLineReferenceDesc
ExplanationThe University is reporting the number of contributions received.ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (19 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Form 990, Part VI, Line 10a LOCAL CHAPTERS, BRANCHESTHE UNIVERSITY DOES NOT HAVE LOCAL CHAPTERS, BRANCHES, LODGES, UNITS OR SIMILAR AFFILIATES. AS DESCRIBED IN SCHEDULE F, THE UNIVERSITY HAS ONE INTERNATIONAL CAMPUS, LOCATED IN DOHA, QATAR. THE UNIVERSITY HAS A NUMBER OF AFFILIATION AGREEMENTS AND ARRANGEMENTS WITH OTHER RESEARCH AND EDUCATIONAL INSTITUTIONS BUT THE UNIVERSITY DOES NOT HAVE AUTHORITY TO EXERCISE SUPERVISION AND CONTROL OF SUCH INSTITUTIONS.
Form 990, Part VI, Line 16b JOINT VENTURESTHE UNIVERSITY DOES NOT HAVE A WRITTEN POLICY REGARDING JOINT VENTURES IN GENERAL. HOWEVER, JOINT VENTURE AGREEMENTS ARE REVIEWED BY THE UNIVERSITY'S OFFICE OF GENERAL COUNSEL TO EVALUATE WHETHER THE AGREEMENT FURTHERS THE MISSION OF THE UNIVERSITY AND TO ENSURE THE SAFEGUARDING OF UNIVERSITY'S ASSETS. THE UNIVERSITY ALSO HAS GUIDELINES CONCERNING JOINT VENTURES IN ITS TECHNOLOGY TRANSFER AND INVESTMENT POLICIES.
Form 990, Part VI, Line 1a Delegate broad authority to a committeeExecutive Committee of the Board of Trustees is comprised of 24 members of the governing body. The Executive Committee may exercise the power of the Board of Trustees between meetings with respect to ordinary business transactions.
Form 990, Part VI, Line 2 Family/business relationships amongst interested personsJay C. Hoag and Patrick G. Ryan Jr. - Business relationship, M. Jude Reyes and A. Steven Crown - Business relationship, M. Jude Reyes and Patrick Ryan Jr. - Business relationship, M. Jude Reyes and Frederick H. Waddell - Business relationship, David B. Weinberg and M. Jude Reyes - Business relationship, Miles D. White and William A. Osborn - Business relationship, Muneer A. Satter and Patrick Ryan Jr. - Business relationship, Frederick H. Waddell and William A. Osborn - Business relationship, Frederick H. Waddell and Virginia Rometty - Business relationship, Frederick H. Waddell and Charles A. Tribett III - Business relationship
Form 990, Part VI, Line 3 Delegation of management dutiesALEX DARRAGH'S SERVICES AS VICE PRESIDENT FOR FACILITIES MANAGEMENT WERE CONTRACTED FOR FROM AN UNRELATED PARTY, CBRE GROUP, INC.
Form 990, Part VI, Line 4 Significant changes to organizational documentsThe following changes were implemented to the Bylaws of the University during the tax year. The Executive Committee has a minimum of thirteen members, which was increased from eleven. The term of the Chair of the Board may be extended by one-year period by majority vote of the Board. The Chair of the Board may be self-appointed on any Board Committee. Subcommittees of the Board may be appointed and execute such responsibilities as a Committee of the Board. By majority vote of the Committee of the Board, individuals of the age of 70 may continue to serve on the Board. Board conflicts of interest are first disclosed to the University instead of the Board of Trustees. The Board may delegate responsibilities of the Treasurer to certain Officers of the University and delegate authority to such Officers to open and operate bank accounts in the University's name.
Form 990, Part VI, Line 11b Review of form 990 by governing bodyAn electronic copy of the University's final Form 990 (including all required schedules), was provided to each voting member of the University's governing body prior to filing. That version of the Form 990 is identical to the one ultimately filed with the IRS. Prior to providing a copy to the governing body, a draft of the Form 990 was provided for review to the Audit, Risk, and Compliance Committee of the Board of Trustees, which is comprised of a subset of members from the governing body who review the accounting procedures and controls of the University.
Form 990, Part VI, Line 12c Conflict of interest policyUniversity Bylaws and Statutes require that any conflict of interest of any Trustee, Officer or their immediate families be disclosed to the University in writing. An Officer shall call any conflict of interest to the attention of the President (unless the conflict is on the part of the President, in which case it shall be called to the attention of the Vice President and General Counsel and the Chair of the Board of Trustees). If the matter is being considered by the Board of Trustees or one of its committees, such Officer is not permitted to participate in or make recommendations about the conflict of interest under discussion, except to the extent the Officer is required by the Trustees of other officers to answer pertinent questions related to the conflict. A Trustee having a conflict of interest shall call it to the attention of the Board or committee and shall abstain on voting on the subject. The Trustee is encouraged to answer pertinent questions when his/her knowledge of the subject will assist the Board or any of its committees. In addition, Trustees are subject to a Conflict of Interest Policy, which has been adopted by the Board of Trustees. Potential conflicts of interest are further scrutinized under a University investment policy governing Trustee Relationship Investments whereby, among other things, affected trustees must recuse themselves from any discussion and vote related to the investment. Pursuant to the University's staff and faculty Conflict of Interest Policies, employees are required to disclose potential conflicts of interest to the University on an annual basis. Employees receive annual reminders to complete a conflict of interest questionnaire and responses are submitted electronically and reviewed by each employee's supervisor. Potential conflicts are further reviewed by the University's Department of Human Resources and action taken by senior management as needed.
Form 990, Part VI, Line 15a Process to establish compensation of top management officialThe Compensation Committee of the Board includes members of the University's governing body who are not related or controlled by the employees whose compensation they are reviewing. To assess the reasonableness of employee compensation, the compensation committee of the Board relies on (i) formal survey and comparability data prepared and compiled by an outside consultant who has expertise in the field of executive compensation assessment and benchmarking and (ii) compensation recommendations from the President and Provost for their direct reports. The Compensation Committee of the Board meets every June for the purpose of reviewing and approving executive compensation recommendations for the next fiscal year. After review and the approval, the Committee's decisions are documented with internal communications to executive leadership except that the President's compensation is communicated solely to the Vice President & General Counsel. The offices of the President, Provost and Executive Vice President separately then send the final compensation decisions to the payroll department and the Vice President of Human Resources for implementation and processing other than the compensation information of the President, which is provided by the Vice President & General Counsel to the Vice President of Human Resources.
Form 990, Part VI, Line 15b Process to establish compensation of other employeesCompensation Committee of the Board reviewed and approved compensation of all current officers listed in Part VII, Section who received compensation in calendar year 2018.
Form 990, Part VI, Line 19 Required documents available to the publicGoverning documents: The University maintains an Office for Global Marketing and Communication where information requests from the public are processed. The organizing document by which the University was created, its charter, is available upon request. The University's employee conflict of interest policy and financial statements are available on the University website.
Form 990, Part VII, Section A CompensationAlex Darragh's services as Vice President for Facilities Management were contracted for from an unrelated party, CBRE Group, Inc. $241,891 fees invoiced by the third party for such services.
Form 990, Part VIII, Line 2f Other Program Service RevenuePlant - Total Revenue: 14159370, Related or Exempt Function Revenue: 14159370, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ;
Form 990, Part VIII, Line 11d Other Miscellaneous Revenue- Total Revenue: 224645, Related or Exempt Function Revenue: , Unrelated Business Revenue: 224645, Revenue Excluded from Tax Under Sections 512, 513, or 514: ;
Form 990, Part XI, Line 9 Other changes in net assets or fund balancesChange in value of derivative instruments - -3071967;
Schedule F, Part I, Line 3 Program-related InvestmentsProgram-related investments represent student loans disbursed during students' enrollment in international programs.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDSGrants or other assistance are awarded to foreign organizations or entities pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with the Office of Management and Budget's (OMB) Uniform Guidance (Uniform Administrative Requirements, Cost Principles, and Audit Requirements); also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance, as required by the Uniform Guidance. If the information is not furnished to ASRSP, payment may be withheld.
Schedule J, Part I, Line 5a Compensation contingent on revenues of the organizationThe Chief Investment Officer received incentive compensation which was in part calculated contingent on the performance of the University's long term investments. Prior to becoming an officer, Craig Johnson received a bonus of which a nominal percentage was tied to revenue.
Schedule J, Part I, Line 7 Non-fixed paymentsThe President and nine interested persons received a non-fixed payment related to a recognition bonus. One officer was offered non-fixed payment related to apparel and tickets.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdTotal IncomeTotalIncomeAmtEnd Of Year AssetsEndOfYearAssetsAmtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCdLegal Domicile Foreign CountryLegalDomicileForeignCountryCd
Triad WIS NWU LLC
550 N Green Bay RdLake ForestIL60045473504918InvestmentIL$0$5,041,655Northwestern University
Northwestern University USA Foundation Limited
981458225Fundraising$231,431$58,034Northwestern University21 Holborn ViaductLondonEnglandUKEC1A2DYUK

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (5 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtControlled OrganizationControlledOrganizationIndDirect Controlling NADirectControllingNACd
RUBICON INSURANCE COMPANY
2020 RIDGE AVENUEEVANSTONIL60208363694409PROVIDING MEDICAL MALPRACTICE COVERAGEIL501(c)(3)Type IINORTHWESTERN UNIVERSITYYes (true)
STUDENTS PUBLISHING COMPANY
1999 SHERIDAN RDEVANSTONIL60208366002654PUBLISHES STUDENT PERIODICALSIL501(c)(3)Type IIfalseN/A
MCGAW MEDICAL CENTER OF NORTHWESTERN UNIVERSITY
420 E SUPERIOR STCHICAGOIL60611362656113COORDINATION OF MEDICAL RESIDENTSIL501(c)(3)Type INorthwestern UniversityYes (true)
THE BIG TEN CONFERENCE INC
1500 W HIGGINS RDPARK RIDGEIL60068363640583FACILITATE QUALITY INTERCOLLEGIATE ATHLETIC COMPETITIONIL501(c)(3)Type IIfalseN/A
COMMITTEE ON INSTITUTIONAL COOPERATION
1819 S NEIL STCHAMPAIGNIL61820463254996ACADEMIC CONSORTIUM TO ADVANCE MISSION OF MEMBER INSTITUTIONSIL501(c)(3)Type III-FIfalseN/A

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtPredominant Income TypePredominantIncomeTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtDisproportionate AllocationsDisproportionateAllocationsIndGeneral Or Managing PartnerGeneralOrManagingPartnerIndOwnershipOwnershipPct
Kuramo Africa Opportunity Fund II LP
500 5th Ave 44th FlNew YorkNY10110473117325InvestmentNYNorthwestern UniversityExcluded$475,219$7,892,466falsefalse0.99
KCG 64 CI-1 LP
7121 Fairway Dr Ste 410Palm Beach GardensFL33418823391115InvestmentFLNorthwestern UniversityExcluded$849,021$19,545,871falsefalse1

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (4 entries)

Legal Domicile StateLegalDomicileStateCdDirect Controlling NADirectControllingNACdEntity TypeEntityTypeTxtControlled OrganizationControlledOrganizationIndEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCdAddress Line2ForeignAddress/AddressLine2Txt
CHARITABLE REMAINDER UNITRUSTSAnnuity TrustsPIF (65 6 3 respectively)
ILN/ATrustYes (true)
Bensell US Feeder LP
C CorporationYes (true)980492320InvestmentsUKNorthwestern University$46,477$2,498,5650.566
Conquest Managed Futures Select Fund III Ltd
C CorporationYes (true)InvestmentsCJNorthwestern University$473,313$64,581,953145 Market Street Suite 3205Camana BayGrand CaymanCJKYI9003
Gotham Neutral Strategies Ltd
C CorporationYes (true)InvestmentCJNorthwestern University$6,460,855$144,165,9560.707Corporate Services Cayman LimitedGeorge TownGrand CaymanCJKT19005190 Elgin Ave
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsfalseReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (true)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (true)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth OrgfalseLoansOrGuaranteesFromOthOrgInd
Div Related OrganizationfalseDivRelatedOrganizationInd
Asset Sale To Other OrgfalseAssetSaleToOtherOrgInd
Asset Purchase From Other OrgfalseAssetPurchaseFromOtherOrgInd
Asset ExchangefalseAssetExchangeInd
Rental Of Facilities To Oth OrgYes (true)RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth OrgfalseRentalOfFcltsFromOthOrgInd
Perform Of Services For Oth OrgYes (true)PerformOfServicesForOthOrgInd
Perform Of Services By Other OrgYes (true)PerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (true)SharingOfFacilitiesInd
Paid Employees SharingYes (true)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (true)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (true)ReimbursementPaidByOtherOrgInd
Transfer To Other OrgYes (true)TransferToOtherOrgInd
Transfer From Other OrgYes (true)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (12 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
Rubicon Insurance Company
Q$2,068,228cash
Rubicon Insurance Company
R$7,193,069cash
McGaw Medical Center
Q$158,179Cash
McGaw Medical Center
M$9,952,333Cash
McGaw Medical Center
N$550,000Cash
McGaw Medical Center
O$157,955Cash
McGaw Medical Center
P$178,580Cash
McGaw Medical Center
J$159,015Cash
Bensell US Feeder LP
S$361,307Cash
Conquest Managed Futures Select Fund III Ltd
R$54,423,808Cash
KCG 64 CI-1 LP
R$1,428,760Cash
Kuramo Africa Opportunity Fund II LP
R$1,756,873Cash

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule R, Part IV, Column (c)FormAndLineReferenceDesc
ExplanationThe Charitable Remainder Unitrusts and Charitable Remainder Annuity Trusts are predominantly domiciled in IllinoisExplanationTxt