STRATEGY STUDIO / NONPROFIT PEOPLE SEARCH

HEALTH RESEARCH INCORPORATED ELIZABETH WOOD: Form 990, tax year 2019

View the entire original 990 at ProPublica ↗

Organization
HEALTH RESEARCH INCORPORATED ELIZABETH WOOD (EIN 14-1402155)
Tax period
2019-04-01 to 2020-03-31
Filed
2020-08-10
IRS object ID
202002239349300700
Schema version
2019v5.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2020-08-10T06:25:27-05:00ReturnTs
Tax Period End2020-03-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN161131146PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1BONADIO & CO LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line16 WEMBLEY CTAddressLine1Txt
CityALBANYCityNm
State AbbreviationNYStateAbbreviationCd
ZIP12205ZIPCd
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2019-04-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN141402155EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1HEALTH RESEARCH INCBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlHEALBusinessNameControlTxt
Phone5184311200PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1150 BROADWAY NO 560AddressLine1Txt
CityMENANDSCityNm
State AbbreviationNYStateAbbreviationCd
ZIP12204ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonCHERYL A MATTOXPersonNm
Person TitleEXECUTIVE DIRECTORPersonTitleTxt
Phone5184311200PhoneNum
Signature2020-08-04SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonHEATHER J LEGGIEROPreparerPersonNm
PTINP00487639PTIN
Phone5184644080PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

FieldValueIRS element (for citing)
I Pv4 Address35.141.160.254IPv4AddressTxt
FieldValueIRS element (for citing)
IP2020-08-04IPDt
IP Tm11:09:04IPTm
IP TimezoneEDIPTimezoneCd
Filing License TypePFilingLicenseTypeCd
At Submission Creation Device IdDA39A3EE5E6B4B0D3255BFEF95601890AFD80709AtSubmissionCreationDeviceId
At Submission Filing Device IdD53D5DFE467A196E7A15111A1D23C5E77A6343D1AtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2019TaxYr
Build TS2020-09-23 17:36:50ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerCHERYL A MATTOXPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line1150 BROADWAY NO 560AddressLine1Txt
CityMENANDSCityNm
State AbbreviationNYStateAbbreviationCd
ZIP12204ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$1,869,739,539GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.HEALTHRESEARCH.ORGWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1953FormationYr
Legal Domicile StateNYLegalDomicileStateCd
Activity Or MissionSEE SCHEDULE O.ActivityOrMissionDesc
Voting Members Governing Body9VotingMembersGoverningBodyCnt
Voting Members Independent8VotingMembersIndependentCnt
Total Employee2505TotalEmployeeCnt
Total Volunteers0TotalVolunteersCnt
Total Gross UBI$0TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$0NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$758,412,389PYContributionsGrantsAmt
CY Contributions Grants$1,311,261,527CYContributionsGrantsAmt
PY Program Service Revenue$266,363PYProgramServiceRevenueAmt
CY Program Service Revenue$194,899CYProgramServiceRevenueAmt
PY Investment Income$10,967,698PYInvestmentIncomeAmt
CY Investment Income$14,849,074CYInvestmentIncomeAmt
PY Other Revenue$1,524,215PYOtherRevenueAmt
CY Other Revenue$214,436CYOtherRevenueAmt
PY Total Revenue$771,170,665PYTotalRevenueAmt
CY Total Revenue$1,326,519,936CYTotalRevenueAmt
PY Grants And Similar Paid$0PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$0CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$180,000,678PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$189,247,002CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$0PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$0CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$0CYTotalFundraisingExpenseAmt
PY Other Expenses$578,691,419PYOtherExpensesAmt
CY Other Expenses$631,097,918CYOtherExpensesAmt
PY Total Expenses$758,692,097PYTotalExpensesAmt
CY Total Expenses$820,344,920CYTotalExpensesAmt
PY Revenues Less Expenses$12,478,568PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$506,175,016CYRevenuesLessExpensesAmt
Total Assets BOY$789,768,002TotalAssetsBOYAmt
Total Assets EOY$760,960,393TotalAssetsEOYAmt
Total Liabilities BOY$674,977,554TotalLiabilitiesBOYAmt
Total Liabilities EOY$143,784,309TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$114,790,448NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$617,176,084NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionSEE SCHEDULE OMissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$527,307,708ExpenseAmt
DescHIV UNINSURED PROGRAMS SEE SCHEDULE ODesc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$130,931,745ExpenseAmt
DescCANCER RESEARCHSEE SCHEDULE ODesc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$43,622,916ExpenseAmt
DescPUBLIC HEALTH EMERGENCY PREPAREDNESS (BT) AND HOSPITAL PREPAREDNESS SEE SCHEDULE ODesc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

FieldValueIRS element (for citing)
Expense$80,606,155ExpenseAmt
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$80,606,155TotalOtherProgSrvcExpenseAmt
Total Program Service Expenses$782,468,524TotalProgramServiceExpensesAmt
Described In Section501c3Yes (1)DescribedInSection501c3Ind
Schedule B RequiredYes (1)ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Lobbying Activities0LobbyingActivitiesInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised Fund0DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of Art0CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Donor Rstr Or Quasi EndowmentsYes (1)DonorRstrOrQuasiEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other Sec0ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other Assets0ReportOtherAssetsInd
Report Other LiabilitiesYes (1)ReportOtherLiabilitiesInd
Include FIN48 Footnote0IncludeFIN48FootnoteInd
Independent Audit Fincl StmtYes (1)IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt0ConsolidatedAuditFinclStmtInd
School Operating0SchoolOperatingInd
Foreign Office0ForeignOfficeInd
Foreign Activities0ForeignActivitiesInd
More Than5000 K To Org0MoreThan5000KToOrgInd
More Than5000 K To Individuals0MoreThan5000KToIndividualsInd
Professional Fundraising0ProfessionalFundraisingInd
Fundraising Activities0FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To Organizations0GrantsToOrganizationsInd
Grants To Individuals0GrantsToIndividualsInd
Schedule J RequiredYes (1)ScheduleJRequiredInd
Tax Exempt Bonds0TaxExemptBondsInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan Outstanding0LoanOutstandingInd
Grant To Related Person0GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam Mem0BusinessRlnWithFamMemInd
Business Rln With35 Ctrl Ent0BusinessRlnWith35CtrlEntInd
Deductible Non Cash Contri0DeductibleNonCashContriInd
Deductible Art Contribution0DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded Entity0DisregardedEntityInd
Related Entity0RelatedEntityInd
Related Organization Ctrl Ent0RelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org0TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
IRP Document481IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (1)BackupWthldComplianceInd
Employee2505EmployeeCnt
Employment Tax Returns FiledYes (1)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit0UnrelatedBusIncmOverLimitInd
Foreign Financial Account0ForeignFinancialAccountInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible Contributions0NondeductibleContributionsInd
Quid Pro Quo Contributions0QuidProQuoContributionsInd
Form8282 Property Disposed Of0Form8282PropertyDisposedOfInd
Indoor Tanning Services0IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt0SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc0SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members9GoverningBodyVotingMembersCnt
Independent Voting Member8IndependentVotingMemberCnt
Family Or Business Rln0FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or Stockholders0MembersOrStockholdersInd
Election Of Board Members0ElectionOfBoardMembersInd
Decisions Subject To Approva0DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint Venture0InvestmentInJointVentureInd
States Where Copy Of Return Is FldNYStatesWhereCopyOfReturnIsFldCd
Other WebsiteYes (X)OtherWebsiteInd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

FieldValueIRS element (for citing)
PersonTERESA MAKAROWSKYPersonNm
Phone5184311200PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1150 BROADWAY SUITE 560AddressLine1Txt
CityMENANDSCityNm
State AbbreviationNYStateAbbreviationCd
ZIP12204ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (16 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndOfficerOfficerIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtHighest Compensated EmployeeHighestCompensatedEmployeeInd
CHERYL MATTOX
EXECUTIVE DIRECTOR38.00Yes (X)Yes (X)$157,220$0$50,006
HOWARD ZUCKER MD
PRESIDENT2.00Yes (X)Yes (X)$65,927$0$9,098
MARYBETH HEFNER
SECRETARY / TREASURER2.00Yes (X)Yes (X)$0$0$0
BRADLEY HUTTON
VICE PRESIDENT2.00Yes (X)Yes (X)$0$0$0
DAVID HERNANDEZ
DIRECTOR0.20Yes (X)$0$0$0
CANDACE JOHNSON
DIRECTOR0.20Yes (X)$0$0$0
KUNLE ODUNSI
DIRECTOR0.20Yes (X)$0$0$0
TIM REYNOLDS
DIRECTOR0.20Yes (X)$0$0$0
JUSTIN RUNKE
DIRECTOR0.20Yes (X)$0$0$0
MICHAEL SEXTON ESQ
DIRECTOR0.20Yes (X)$0$0$0
TERESA MAKAROWSKY
CORPORATE CONTROLLER38.00Yes (X)$130,786$0$44,829
MARY E REID
DIRECTOR, CANCER SCREENING AND SURVIVOR38.00$201,531$0$55,217Yes (X)
CHARLES GONZALEZ
MEDICAL DIRECTOR, AI38.00$180,937$0$53,211Yes (X)
VIRGINIA FILIACI
CHIEF, CLINICAL TRIAL DEVE38.00$174,651$0$36,534Yes (X)
MICHAEL PRIMEAU
DIRECTOR, OHEP38.00$177,184$0$27,995Yes (X)
MARK SALADA
DIRECTOR38.00$165,820$0$29,325Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$1,254,056TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$306,215TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K156IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed0FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (1)TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
OPAD MEDIA SOLUTIONS LLC
275 MADISON AVENUE 22ND FLOORNEW YORKNY10016CONSULTANT$3,486,637
ILUM HEALTH SOLUTIONS LLC
DEPT CH 10735PALATINEIL600550735CONSULTANT$1,200,000
WINDSONG RADIOLOGY GROUP
55 SPINDRIFT DRIVEWILLIAMSVILLENY14221CONSULTANT$901,339
FINGER LAKES HEALTH SYSTEM
1150 UNIVERSITY AVENUEROCHESTERNY14607CONSULTANT$871,395
HODGSON RUSS LLP
1 MT PLAZA SUITE 2000BUFFALONY14203CONSULTANT$482,235
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K18CntrctRcvdGreaterThan100KCnt
Government Grants$396,468,589GovernmentGrantsAmt
All Other Contributions$914,792,938AllOtherContributionsAmt
Total Contributions$1,311,261,527TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp

FieldValueIRS element (for citing)
DescCONTRACT FEESDesc
Business541900BusinessCd
Total Revenue Column$194,899TotalRevenueColumnAmt
Exclusion$194,899ExclusionAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$194,899TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$15,026,419TotalRevenueColumnAmt
Exclusion$15,026,419ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$214,436TotalRevenueColumnAmt
Exclusion$214,436ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$543,042,258SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$543,219,603SecuritiesAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities-$177,345SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column-$177,345TotalRevenueColumnAmt
Exclusion-$177,345ExclusionAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,326,519,936TotalRevenueColumnAmt
Related Or Exempt Func Income$0RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$15,258,409ExclusionAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$437,489TotalAmt
Management And General$437,489ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$138,634,895TotalAmt
Program Services$119,037,463ProgramServicesAmt
Management And General$19,597,432ManagementAndGeneralAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$16,351,947TotalAmt
Program Services$14,035,252ProgramServicesAmt
Management And General$2,316,695ManagementAndGeneralAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$24,553,782TotalAmt
Program Services$20,905,997ProgramServicesAmt
Management And General$3,647,785ManagementAndGeneralAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$9,268,889TotalAmt
Program Services$7,932,132ProgramServicesAmt
Management And General$1,336,757ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$407,926TotalAmt
Program Services$97,133ProgramServicesAmt
Management And General$310,793ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$152,488TotalAmt
Management And General$152,488ManagementAndGeneralAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$60,519TotalAmt
Management And General$60,519ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$3,755,901TotalAmt
Program Services$3,124,450ProgramServicesAmt
Management And General$631,451ManagementAndGeneralAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$26,012,673TotalAmt
Program Services$24,911,216ProgramServicesAmt
Management And General$1,101,457ManagementAndGeneralAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$2,355,728TotalAmt
Program Services$1,228,773ProgramServicesAmt
Management And General$1,126,955ManagementAndGeneralAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$79,979TotalAmt
Program Services$79,979ProgramServicesAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$3,351,893TotalAmt
Program Services$29,461ProgramServicesAmt
Management And General$3,322,432ManagementAndGeneralAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$3,769,445TotalAmt
Program Services$3,722,101ProgramServicesAmt
Management And General$47,344ManagementAndGeneralAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$932,424TotalAmt
Program Services$931,904ProgramServicesAmt
Management And General$520ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$194,341TotalAmt
Management And General$194,341ManagementAndGeneralAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$665,996TotalAmt
Management And General$665,996ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmt
PROGRAM COSTS$441,746,067$441,746,067
SUBCONTRACTS$139,549,197$137,471,396$2,077,801
PRINTING AND PUBLICATIO$1,210,678$610,131$600,547
TUITION, TRAINING, AND$961,429$878,914$82,515

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$5,891,234TotalAmt
Program Services$5,726,155ProgramServicesAmt
Management And General$165,079ManagementAndGeneralAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$820,344,920TotalAmt
Program Services$782,468,524ProgramServicesAmt
Management And General$37,876,396ManagementAndGeneralAmt
Fundraising$0FundraisingAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XYes (X)InfoInScheduleOPartXInd

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$145,996,210BOYAmt
EOY$154,538,031EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$73,878,771BOYAmt
EOY$64,205,209EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$1,986,147BOYAmt
EOY$1,845,249EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$412,911BOYAmt
EOY$478,682EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$4,404,720LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$3,520,158LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$733,832BOYAmt
EOY$884,562EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$528,765,512BOYAmt
EOY$510,057,272EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$37,994,619BOYAmt
EOY$28,951,388EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$789,768,002BOYAmt
EOY$760,960,393EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$72,312,289BOYAmt
EOY$76,878,575EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$564,670,646BOYAmt
EOY$37,954,346EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$37,994,619BOYAmt
EOY$28,951,388EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$674,977,554BOYAmt
EOY$143,784,309EOYAmt
FieldValueIRS element (for citing)
Organization Follows FASB117Yes (X)OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

FieldValueIRS element (for citing)
BOY$114,790,448BOYAmt
EOY$123,021,844EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

FieldValueIRS element (for citing)
EOY$494,154,240EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$114,790,448BOYAmt
EOY$617,176,084EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$789,768,002BOYAmt
EOY$760,960,393EOYAmt
FieldValueIRS element (for citing)
Reconcilation Revenue Expnss$506,175,016ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst-$3,789,380NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$0OtherChangesInNetAssetsAmt
Info In Schedule O Part XIIYes (X)InfoInScheduleOPartXIIInd
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS AuditedYes (1)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Separate Basis Fincl StmtYes (X)SeparateBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (1)AuditCommitteeInd
Federal Grant Audit RequiredYes (1)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (1)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Public Organization170Yes (X)PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$668,635,452CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$683,250,315CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$704,248,802CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$758,412,389CurrentTaxYearMinus1YearAmt
Current Tax Year$1,311,261,527CurrentTaxYearAmt
Total$4,125,808,485TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$668,635,452CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$683,250,315CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$704,248,802CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$758,412,389CurrentTaxYearMinus1YearAmt
Current Tax Year$1,311,261,527CurrentTaxYearAmt
Total$4,125,808,485TotalAmt
FieldValueIRS element (for citing)
Public Support Total170$4,125,808,485PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$4,171,556CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$5,462,317CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$7,291,691CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$12,546,508CurrentTaxYearMinus1YearAmt
Current Tax Year$15,355,775CurrentTaxYearAmt
Total$44,827,847TotalAmt
FieldValueIRS element (for citing)
Total Support$4,170,636,332TotalSupportAmt
Public Support CY1700.98930PublicSupportCY170Pct
Public Support PY1700.99020PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule D IRS990ScheduleD

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$624,319BeginningYearBalanceAmt
Investment Earnings Or Losses$8,684InvestmentEarningsOrLossesAmt
Other Expenditures-$601,331OtherExpendituresAmt
End Year Balance$31,672EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$612,804BeginningYearBalanceAmt
Investment Earnings Or Losses$11,515InvestmentEarningsOrLossesAmt
End Year Balance$624,319EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$607,286BeginningYearBalanceAmt
Investment Earnings Or Losses$5,518InvestmentEarningsOrLossesAmt
End Year Balance$612,804EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$605,120BeginningYearBalanceAmt
Investment Earnings Or Losses$2,166InvestmentEarningsOrLossesAmt
End Year Balance$607,286EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$602,981BeginningYearBalanceAmt
Investment Earnings Or Losses$1,380InvestmentEarningsOrLossesAmt
Other Expenditures-$759OtherExpendituresAmt
End Year Balance$605,120EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY1.00000BoardDesignatedBalanceEOYPct
Endowments Held Unrelated Org0EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org0EndowmentsHeldRelatedOrgInd

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$21,697OtherCostOrOtherBasisAmt
Depreciation$21,697DepreciationAmt
Book Value$0BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$671,514OtherCostOrOtherBasisAmt
Depreciation$411,860DepreciationAmt
Book Value$259,654BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$3,711,509OtherCostOrOtherBasisAmt
Depreciation$3,086,601DepreciationAmt
Book Value$624,908BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$884,562TotalBookValueLandBuildingsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp

FieldValueIRS element (for citing)
DescAGENCY FUND - SEE PART XIIIDesc
Amt$28,951,388Amt
FieldValueIRS element (for citing)
Total Liability$28,951,388TotalLiabilityAmt
Total Rev Etc Audited Fincl Stmt$1,322,650,577TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst-$3,789,380NetUnrealizedGainsInvstAmt
Revenue Not Reported-$3,789,380RevenueNotReportedAmt
Revenue Subtotal$1,326,439,957RevenueSubtotalAmt
Other Revenues Not Included$79,979OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt$79,979RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990$1,326,519,936TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt$820,264,941TotExpnsEtcAuditedFinclStmtAmt
Expenses Not Reported$0ExpensesNotReportedAmt
Expenses Subtotal$820,264,941ExpensesSubtotalAmt
Other Expenses Not Included$79,979OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt$79,979ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990$820,344,920TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART XI, LINE 4B - OTHER ADJUSTMENTS:ROYALTIES PAID TO INVENTORS 79,979.
PART XII, LINE 4B - OTHER ADJUSTMENTS:ROYALTIES PAID TO INVENTORS 79,979.
PART VQUASI ENDOWMENTS WERE ESTABLISHED TO FURTHER RESEARCH AT HELEN HAYS HOSPITAL, PROVIDE AWARDS TO RISING SCIENTISTS FOR OUTSTANDING CREATIVITY AND QUALITY OF CONTRIBUTION OF BASIC RESEARCH AND FOR LITERATURE AND ARTS OF SCIENCES FOR THE WADSWORTH CENTER LIBRARY. IN JUNE 2019 THE BOARD OF DIRECTORS APPROVED THE RECLASSIFICATION OF THREE OF THE QUASI ENDOWMENTS. THE RECLASSIFICATION ALLOWED THESE FUNDS TO BE MADE AVAILABLE TO THE INTENDED PROGRAMS. THE RECLASSIFICATION IS SHOWN ON LINE 1E.
PART X, LINE 2AGENCY FUNDS THE CORPORATION IS ADMINISTERING ON BEHALF OF THE OFFICE OF THE ATTORNEY GENERAL, NEW YORK STATE DEPARTMENT OF LAW (OAG), PURSUANT TO A FUNDING ADMINISTRATION AGREEMENT.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Substantiation RequiredYes (1)SubstantiationRequiredInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance Payment0SeverancePaymentInd
Supplemental Nonqual Rtr Plan0SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm0EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org0CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs0CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org0CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs0CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments0AnyNonFixedPaymentsInd
Initial Contract Exception0InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (7 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
CHERYL MATTOX
EXECUTIVE DIRECTOR$132,764$0$0$0$24,456$0$24,841$0$25,165$0$207,226$0$0$0
TERESA MAKAROWSKY
CORPORATE CONTROLLER$126,616$0$0$0$4,170$0$20,664$0$24,165$0$175,615$0$0$0
MARY E REID
DIRECTOR, CANCER SCREENING AND SURVI$201,531$0$0$0$0$0$31,842$0$23,375$0$256,748$0$0$0
CHARLES GONZALEZ
MEDICAL DIRECTOR, AI$180,937$0$0$0$0$0$28,588$0$24,623$0$234,148$0$0$0
VIRGINIA FILIACI
CHIEF, CLINICAL TRIAL DEVE$170,452$0$0$0$4,199$0$27,595$0$8,939$0$211,185$0$0$0
MICHAEL PRIMEAU
DIRECTOR, OHEP$177,184$0$0$0$0$0$27,995$0$0$0$205,179$0$0$0
MARK SALADA
DIRECTOR$141,763$0$0$0$24,057$0$26,200$0$3,125$0$195,145$0$0$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART II, COLUMN B (II) - BONUS & INCENTIVE COMPENSATIONPRINCIPAL INVESTIGATORS (PI) WORKING WITH THE BUFFALO DIVISION MAY BE ELIGIBLE FOR SALARY RECOVERY DISTRIBUTIONS ANNUALLY. THE PI'S PERFORMANCE IS REVIEWED AGAINST SPECIFIC GUIDELINES AND RECOMMENDATIONS ARE MADE BY THE COMMITTEE ON THE DISTRIBUTION OF SALARY RECOVERY SUPPORT.
PART II, COLUMN B (III) - OTHER REPORTABLE COMPENSATIONTHIS AMOUNT REPRESENTS EMPLOYEE CONTRIBUTIONS OF THEIR BASE COMPENSATION TO AN INDIVIDUAL DEFERRED COMPENSATION PLAN.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (13 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FORM 990, PART I, LINE 1, ORGANIZATION'S MISSION:ADMINISTER GIFTS AND GRANTS IN KEEPING WITH THE HEALTH RESEARCH, PREVENTION AND TREATMENT PURPOSE OF THE NYS DEPARTMENT OF HEALTH, THE ROSWELL PARK CANCER INSTITUTE CORPORATION AND OTHER HEALTH RELATED PUBLIC AND PRIVATE ENTITIES; ALSO INCLUDING INTELLECTUAL PROPERTY MANAGEMENT AND TECHNOLOGY TRANSFER.
990, PART III, LINE 4A. FEDERALLY FUNDED HIV AIDS PREVENTION AND CARETHE UNINSURED CARE PROGRAMS (UCP) PROVIDE MEDICATIONS AND MEDICAL CARE TO UNINSURED AND UNDERINSURED NEW YORK STATE RESIDENTS LIVING WITH OR AT RISK OF ACQUIRING HIV/AIDS. THE PROGRAMS ARE MANAGED BY THE NEW YORK STATE DEPARTMENT OF HEALTH, AIDS INSTITUTE. HEALTH RESEARCH, INC. (HRI) SERVES AS THE FISCAL ADMINISTRATOR FOR THE PROGRAMS. THE AIDS DRUG ASSISTANCE PROGRAM (ADAP) BEGAN IN 1987 AS PART OF A NATIONAL PROGRAM TO PROVIDE FREE HIV/AIDS DRUGS TO LOW-INCOME INDIVIDUALS NOT COVERED BY MEDICAID OR ADEQUATE THIRD-PARTY INSURANCE. NEW YORK STATE EXPANDED THE PROGRAM TO INCLUDE AMBULATORY CARE AND HOME CARE SERVICES, INSURANCE CONTINUATION AND PRE-EXPOSURE PROPHYLAXIS. THE PROGRAMS ARE FUNDED THROUGH PARTNERSHIPS BETWEEN THE STATE AND FEDERAL GOVERNMENTS AND BETWEEN THE STATE AND THE NEW YORK CITY, LONG ISLAND AND LOWER HUDSON RYAN WHITE PART A REGIONS. BOTH FEDERAL AND STATE STATUTE/REGULATION GOVERNS THE PROGRAMS. THE FEDERAL RYAN WHITE HIV/AIDS TREATMENT EXTENSION ACT OF 2009 INCLUDES STATUTORY AUTHORITY FOR AIDS DRUG ASSISTANCE PROGRAMS THROUGHOUT THE NATION, AND ASSOCIATED APPROPRIATIONS PROVIDE FEDERAL FUNDING TO SUPPORT THE PROGRAMS. IN ADDITION, STATE REGULATION IN NYCRR, TITLE 10, SUB-PART 43-2 GOVERNS THE APPLICATION AND ELIGIBILITY DETERMINATION PROCESS AND ESTABLISHES THE RIGHTS AND RESPONSIBILITIES OF APPLICANTS, PARTICIPANTS, AND PROVIDERS. NEW YORK STATE'S UNINSURED CARE PROGRAMS ARE THE MOST COMPREHENSIVE IN THE NATION, OFFERING A FULL SCOPE OF SERVICES TO PERSONS WITH HIV/AIDS. THE UCP SERVES OVER 24,000 UNINSURED AND UNDERINSURED PERSONS LIVING WITH HIV/AIDS ANNUALLY. THE MAJORITY OF ADAP PARTICIPANTS ARE PERSONS OF COLOR: 38.3 PERCENT ARE BLACK; 35.2 PERCENT ARE HISPANIC; 22 PERCENT ARE WHITE; THREE PERCENT ARE ASIAN/PACIFIC ISLANDER/NATIVE AMERICAN. THE UCP/ADAP HAS DEVELOPED A PROGRAM-SPECIFIC CASCADE OF CARE WHICH DEMONSTRATES THAT THE PROGRAMS HAVE BEEN SUCCESSFUL IN LINKING UNINSURED AND UNDERINSURED PERSONS TO CONTINUOUS CARE AND ACHIEVING VIRAL SUPPRESSION. EIGHTY- SIX PERCENT OF PROGRAM PARTICIPANTS WHO WERE ACTIVE IN THE PROGRAM FOR AT LEAST ONE YEAR ARE IN CONTINUOUS CARE. NINETY-FOUR PERCENT ARE VIRALLY SUPPRESSED. THE UCP ARE COMMITTED TO WORKING CLOSELY WITH PROVIDERS AND INDIVIDUALS TO SUPPORT ACCESS TO THE WIDE RANGE OF OPTIONS FOR PAYMENT FOR HEALTH CARE SERVICES AND MEDICATIONS FOR PERSONS LIVING WITH OR AT RISK OF ACQUIRING HIV. IN RESPONSE TO GOVERNOR ANDREW M. CUOMO'S THREE-POINT PLAN TO MOVE CLOSER TO THE END OF THE AIDS EPIDEMIC IN NEW YORK STATE, THE UCP HAVE EXPLORED WAYS TO OVERCOME BARRIERS TO RAPID ACCESS TO TREATMENT AND ONGOING CARE. ON 4/24/19, THE UCP RAISED THE INCOME THRESHOLD TO BE EQUAL TO OR LESS THAN 500% OF THE FEDERAL POVERTY LEVEL FOR THE APPLICANT'S FAMILY SIZE, ELIMINATED THE USE OF LIQUID ASSETS IN ELIGIBILITY DETERMINATIONS, AND ELIMINATED THE 50% EMPLOYER COST SHARE REQUIREMENT FOR PREMIUM ASSISTANCE. IN ADDITION, THE PROGRAM NAME WAS CHANGED TO THE UNINSURED CARE PROGRAMS TO MORE ACCURATELY REFLECT THE ACTIVITIES OF THE PROGRAM.
990, PART III, LINE 4B. CANCER RESEARCHHEALTH RESEARCH, INC. WAS ESTABLISHED IN 1953 TO AID ROSWELL PARK CANCER INSTITUTE (RPCI) IN ATTRACTING AND MANAGING DONATIONS AND GRANTS TO FURTHER ITS CANCER RESEARCH. THE MISSION OF RPCI IS TO UNDERSTAND, PREVENT AND CURE CANCER. RPCI, FOUNDED IN 1898, WAS ONE OF THE FIRST CANCER CENTERS IN THE COUNTRY TO BE NAMED BY THE NATIONAL INSTITUTE OF HEALTH (NIH) AS A NATIONAL CANCER INSTITUTE-DESIGNATED COMPREHENSIVE CANCER CENTER AND REMAINS THE ONLY FACILITY WITH THIS DESIGNATION IN UPSTATE NEW YORK. ROSWELL PARK CANCER INSTITUTE IS A MULTIDISCIPLINARY, TRANSLATIONAL COMPREHENSIVE CANCER CENTER, WITH A MISSION TO ELIMINATE CANCER'S GRIP ON HUMANITY BY UNLOCKING ITS SECRETS THROUGH PERSONALIZED APPROACHES AND UNLEASHING THE HEALING POWER OF HOPE. RPCI UTILIZES ITS COMPREHENSIVE CANCER SUPPORT GRANT (CCSG) TO BUILD ON UNIQUE STRENGTHS AND OPPORTUNITIES, MOVING LABORATORY SCIENCE INTO ADVANCED TREATMENT, PREVENTION, DIAGNOSIS, AND EDUCATION. ROSWELL PARK CANCER INSTITUTE'S REVOLUTIONARY RESEARCH MODEL OF A "MULTIDISCIPLINARY APPROACH" TO CANCER WITH SCIENTISTS AND CLINICIANS WORKING IN CONCERT AND IN CONSULT HAS BECOME THE STANDARD BY WHICH ALL MODERN-DAY COMPREHENSIVE CANCER CENTERS ARE MEASURED. DR. CANDACE JOHNSON CONTINUES IN HER LEADERSHIP ROLE AT RPCI, WHICH SHE TOOK IN NOVEMBER 2014. DR. JOHNSON HAS EXTENSIVE ACADEMIC, ADMINISTRATIVE, AND SCIENTIFIC EXPERTISE. DR. KUNLE ODUNSI WAS APPOINTED AS DEPUTY DIRECTOR IN APRIL 2015. HE CONTINUES HIS LEADERSHIP OF THE TUMOR IMMUNOLOGY AND IMMUNOTHERAPY PROGRAM. DR. ODUNSI ALSO SERVES AS EXECUTIVE DIRECTOR OF THE CENTER FOR IMMUNOTHERAPY. BOTH ARE EXPERIENCED AND WORLD RENOWNED RESEARCHERS. HRI CONTINUES TO WORK WITH RPCI LEADERSHIP IN ALL OF THEIR RESEARCH ENDEAVORS. HRI'S CANCER RESEARCH GRANT PORTFOLIO SUPPORTS A NATIONALLY RECOGNIZED RESEARCH ENTERPRISE AT RPCI. THE BUFFALO COMPREHENSIVE CANCER CENTER IS NATIONALLY RANKED AND IS ONE OF ONLY 50 COMPREHENSIVE CANCER CENTERS IN THE COUNTRY. HEALTH RESEARCH INCORPORATED (HRI) PROVIDES EFFECTIVE PRE- AND POST-AWARD EVALUATION, SOLICITATION, AND ADMINISTRATION OF EXTERNAL RESEARCH SUPPORT FROM FEDERAL AND STATE AGENCIES, NOT FOR-PROFIT FOUNDATIONS AND COMMERCIAL FIRMS IN ACCORDANCE WITH THE REQUIREMENTS OF THE SPONSOR. THE HRI/GRANTS MANAGEMENT STAFF (22 FTES) SUPPORT MORE THAN 567 ACTIVE GRANTS ANNUALLY FOR RPCI, PROVIDING TIMELY AND DETAILED GRANT REVENUE AND EXPENDITURE INFORMATION FOR INTERNAL AND EXTERNAL REVIEW, AS WELL AS ANALYSIS WITH INSTITUTE INVESTIGATORS. HRI'S SUPERIOR GRANT ADMINISTRATION EXPERTISE AND ITS ABILITY TO ATTRACT HIGHLY QUALIFIED RESEARCH STAFF HAVE CONTRIBUTED TO THE CONTINUED UPWARD TRAJECTORY OF THE INSTITUTION AND IT'S CANCER RESEARCH. HRI-ROSWELL PARK DIVISION CURRENTLY HAS 567 ACTIVE PROJECTS TOTALING $95.4 MILLION, OF WHICH $60.7 MILLION ARE PEER REVIEWED AWARDS. HRI-ROSWELL PARK'S LARGEST SPONSOR IS THE NATIONAL INSTITUTE OF HEALTH (NIH) REPRESENTING 60% OF TOTAL FUNDING. HRI-ROSWELL PARK DIVISION RECEIVED MORE THAN $112.1 MILLION OF REVENUE IN FY20.
FORM 990, PART III, LINE 4C, PUBLIC HEALTH AND HEALTH CARE EMERGENCYPREPAREDNESS HEALTH RESEARCH, INC. (HRI) GRANT FUNDS CENTERS FOR DISEASE CONTROL AND PREVENTION (CDC) PUBLIC HEALTH EMERGENCY PREPAREDNESS (PHEP) AND THE ASSISTANT SECRETARY FOR PREPAREDNESS AND RESPONSE (ASPR) HOSPITAL PREPAREDNESS PROGRAM (HPP) FUNDING SUPPORTS THE EFFORTS OF THE NEW YORK STATE DEPARTMENT OF HEALTH (NYSDOH) OFFICE OF HEALTH EMERGENCY PREPAREDNESS (OHEP). OHEP CONTINUES TO WORK WITH THE STATE OFFICE OF EMERGENCY MANAGEMENT (STATE OEM) AND OTHER STATE AGENCIES, LOCAL HEALTH DEPARTMENTS (LHD) AND PRIVATE AND PUBLIC-SECTOR PARTNERS TO BUILD A SOLID EMERGENCY PREPAREDNESS AND RESPONSE FOUNDATION TO RESPOND TO ANY CRISIS OR EMERGENT SITUATION IN THE STATE. BASED ON AN ASSESSMENT OF NYSDOH CAPABILITIES AND GAPS AND CONSIDERING REDUCED PHEP AND HPP FUNDING, NYSDOH HAS CAREFULLY REVIEWED ITS PROGRESS IN DESIGNING AN INTEGRATED AND COMPREHENSIVE HEALTH EMERGENCY PREPAREDNESS STRUCTURE AND HAS STRATEGICALLY PRIORITIZED FUTURE EFFORTS. 1. NYSDOH OHEP CONTINUES TO SUSTAIN ITS FULLY DEVELOPED INCIDENT MANAGEMENT SYSTEM (IMS). ACCOMPLISHMENTS FROM THE PERIOD 04/01/2019 TO 03/31/2020 NYSDOH'S IMS WAS ACTIVATED FOR FIVE (5) INCIDENTS ORGANIZING COMMAND AND OPERATIONAL STRUCTURES AT STATE AND/OR REGIONAL LEVEL. NYSDOHS INFORMATICS STAFF IN COLLABORATION WITH OHEP SUCCESSFULLY USE THE IMS DASHBOARD FOR SITUATIONAL AWARENESS, DURING THE 2019 CRIMSON CONTAGION EXERCISE. THE IMS DASHBOARD IS AN APPLICATION THAT PULLS REAL-TIME DATA FROM EIGHT (8) IDENTIFIED APPLICATIONS USED FOR PREPAREDNESS AND RESPONSE TO FORM A COMMON OPERATING PICTURE (COP). THIRTY (30) NYSDOH IMS STAFF COMPLETED THE EMERGENCY OPERATIONS CENTER (EOC)/ EMERGENCY SUPPORT FUNCTION (ESF) OPERATIONS TRAINING FOR A TOTAL OF 84 TRAINED STAFF. EIGHTY-SEVEN (87) NYSDOH STAFF WERE TRAINED ON THE IMS DASHBOARD, EIGHT (8) WERE TRAINED AS ADMINISTRATORS. FIFTY-THREE (53) NYSDOH IDENTIFIED IMS STAFF AND THE FOUR (4) HEALTH EMERGENCY PREPAREDNESS COALITION (HEPC) LEADS HAVE EITHER, OR BOTH, VIRTUAL HEALTH OPERATIONS CENTER (VHOC) ADMINISTRATOR OR GENERAL USER ACCESS. 2. NYSDOH OHEP CONTINUES TO SUPPORT AND PROVIDE UPDATED GUIDANCE FOR DISTRIBUTION AND DISPENSING OF MEDICAL COUNTERMEASURES (MCM), INCLUDING VACCINES AND MEDICATIONS, USING LOCAL POINTS OF DISPENSING (POD)/CLINIC OPERATIONS. NYSDOH OHEP HAS FOCUSED ON RESEARCHING ALTERNATE DISPENSING STRATEGIES SUCH AS CLOSED POD PARTNERSHIPS, THAT MAY INCLUDE PRIMARY CARE PROVIDERS, HEALTHCARE FACILITIES, PHARMACIES AND PRIVATE BUSINESS LOCATIONS. ACCOMPLISHMENTS FROM THE PERIOD 04/01/2019 TO 03/31/2020 THE NYSDOH OHEP CONDUCTED A FULL-SCALE MCM DISTRIBUTION EXERCISE ENTITLED THE EAGLE DISTRIBUTION FULL-SCALE EXERCISE BETWEEN SEPTEMBER 20-26, 2019. THE EXERCISE TESTED NYSDOH ABILITY TO ACQUIRE, MANAGE, TRANSPORT AND TRACK MEDICAL MATERIALS DURING AN INCIDENT. THE EXERCISE INCLUDED THE FOLLOWING CITIES READINESS INITIATIVE (CRI) COUNTIES: ALBANY, RENSSELAER, SARATOGA, SCHOHARIE AND SCHENECTADY. ALL 57 LHDS CONDUCTED MCM FULL-SCALE EXERCISES, SUBMITTED THEIR AFTER ACTION REPORT AND IMPROVEMENT PLAN (AAR/IP) AND UPDATED THEIR MCM PLANS. ALL 57 LHDS UPDATE THE MCM DISPENSING AND VACCINE ADMINISTRATION SECTIONS OF THEIR CLINICAL OPERATIONS PLANS. ALL 57 LHDS COMPLETED STAFF NOTIFICATION AND ASSEMBLY, FACILITY SET-UP AND SITE ACTIVATION DRILLS AS PART OF THE ANNUAL PHEP EXERCISE. 3. NYSDOH CONTINUES TO SUPPORT THE MEDICAL EMERGENCY RESPONSE INVENTORY SYSTEM (MERITS). MERITS IS AN ELECTRONIC INVENTORY MANAGEMENT SYSTEM THAT SUPPORTS THE STRATEGIC NATIONAL STOCKPILE (SNS) AND THE STATE'S MEDICAL EMERGENCY RESPONSE CACHE (MERC) WAREHOUSE OPERATIONS. THIS INCLUDES PROCESSING ORDERS, RECEIVING, SHIPPING, REPORTING AND MAINTAINING A MASTER INVENTORY OF ALL ASSETS. NYSDOH OHEP CONTINUES TO SUSTAIN MEDICAL MATERIEL MANAGEMENT AND DISTRIBUTION CAPACITY TO RESPOND TO A PUBLIC HEALTH THREAT WITH MCM AND/OR DURABLE MEDICAL EQUIPMENT TO PROVIDE FOR A TIMELY AND EFFECTIVE RESPONSE. ACCOMPLISHMENTS FROM THE PERIOD 04/01/2019 TO 03/31/2020 NYSDOH OHEP CONDUCTED AN EMERGENCY MANAGEMENT ASSISTANCE COMPACT (EMAC) TRAINING FOR 100% OF THE HEPC LEADS AND AT LEAST ONE (1) REPRESENTATIVE FROM EACH OF THE CONTRACTED HOSPITAL ASSOCIATIONS (HA) AND OTHER PUBLIC HEALTH PARTNERS. NYSDOH OHEP CONDUCTED THREE (3) MASS FATALITY SHELTER TRAININGS. ALL TRAILERS AND MASS FATALITY SUPPLIES AND EQUIPMENT ARE READY FOR DEPLOYMENT. NYSDOH OHEP ATTENDED BI-WEEKLY MEETINGS WITH NYSDOH INFORMATICS STAFF TO ASSESS MERITS PERFORMANCE AND DISCUSS INCLUSION IN THE IMS DASHBOARD. 100% OF ALL EXPIRED SUPPLIES WERE REPLENISHED IN THE FEDERAL MEDICAL STATION (FMS). LOGISTICS STAFF CONTINUED TO PROVIDE SUPPORT TO THE FEDERAL CHEMPACK PROGRAM WITH SUSTAINMENT EFFORTS AT 72 STATEWIDE LOCATIONS. 4. NYSDOH CONTINUES TO SUPPORT INFORMATICS INFRASTRUCTURE TO PROVIDE ELECTRONIC, SECURE SYSTEMS AND APPLICATIONS FOR EMERGENCY PREPAREDNESS, RESPONSE AND RECOVERY. NYSDOH WILL SUSTAIN AND IMPROVE SYSTEMS FOR INFORMATION EXCHANGE. IN-PLACE ARCHITECTURE WAS LEVERAGED AND NEW COMPONENTS WERE ADDED THAT LINK NYSDOH WITH ITS EMERGENCY PREPAREDNESS AND RESPONSE PARTNERS AND PROMOTE THE EXCHANGE OF DATA WITH STAKEHOLDERS, BI-DIRECTIONALLY, WHILE ENSURING APPROPRIATE PRIVACY PROTECTION. ACCOMPLISHMENTS FROM THE PERIOD 04/01/2019 TO 03/31/2020 100% OF REGIONAL OFFICES (RO) AND NYSDOH IMS LEADS USED THE VHOC TO CREATE A SITUATION REPORT. NYSDOH INFORMATICS STAFF UPDATED THE COUNTERMEASURE DATA MANAGEMENT SYSTEM (CDMS) TO ENHANCE THE USER EXPERIENCE OF PUBLIC REGISTRATION TO WORK ON SMARTPHONE, MAPPING INTERFACE AND REGISTRATION CANCELATION, USER EXPERIENCE WITH NEW FRONT-END FRAMEWORK TO BE RESPONSIVE WITH A TABLET AND ADDED ADDITIONAL SECURITY LEVELS. THE NEW SIMPLE MAIL TRANSFER PROTOCOL (SMTP) SERVERS INCREASED THE TRANSMISSION RATE OF OUTGOING MESSAGES FROM INTEGRATED HEALTH ALERTING AND NOTIFICATION SYSTEM (IHANS) AND SERVNY APPLICATIONS WHICH IN TURN INCREASED THE ACKNOWLEDGEMENT OF RECEIPT OF THE MESSAGES BY 20%. NYSDOH INFORMATICS STAFF UPDATED EMERGENCY RESPONSE APPLICATIONS AND MAPPING TOOLS WITH ESSENTIAL ELEMENTS OF INFORMATION (EEI) THAT WILL BE USED DURING EMERGENCIES AND EXERCISES. NYSDOH OHEP TESTED THE HEALTH OPERATION CENTER (HOC) ACTIVATION, STAFFING PLANS, DEVELOPED AN INCIDENT ACTION PLAN (IAP) AND USED THE VHOC SYSTEM DURING THE CRIMSON CONTAGION EXERCISE. NYSDOH ESTABLISHED MEASLES RAPID RESPONSE TEAMS (MRRT) TO RESPOND TO A SUSPECTED OR CONFIRMED CASE OF MEASLES SPECIFICALLY IN THE SETTING OF A CHILDREN'S CAMP OR BUNGALOW COMMUNITY TO EXPEDITE EPIDEMIOLOGICAL INVESTIGATION AND OUTBREAK CONTROL STRATEGIES BY QUICKLY ASSESSING IMMUNIZATION STATUS OF CAMPERS AND CAMP STAFF. NYSDOH OHEP COMPLETED THE DEVELOPMENT OF THE INTERACTIVE WEB-BASED INCIDENT RESPONSE MANAGEMENT (IRM) MODULE INCLUDING HOW TO ORGANIZE AND NOTIFY VOLUNTEERS USING SERVNY. NYSDOH OHEP CONDUCTED NINE (9) SERVNY COORDINATOR TRAININGS, TWO (2) IRM TRAININGS, AND TWO (2) QUARTERLY VOLUNTEER COORDINATOR CALLS. NYSDOH CONDUCTED SIX (6) WEBINARS WITH LOCAL VOLUNTEER COORDINATORS. TOPICS INCLUDED TECHNICAL ASSISTANCE ON SYSTEM UPDATES, MANAGEMENT AND FUNCTIONALITY TRAINING FOR NEW COORDINATORS. NYSDOH INFORMATICS CONDUCTED THIRTEEN (13) IHANS USER TRAININGS. A TOTAL OF 177 PARTICIPANTS ATTENDED THESE TRAININGS INCLUDING REPRESENTATIVES FROM NYSDOH AND LHDS. NYSDOH INFORMATICS IN COLLABORATION WITH OHEP CONDUCTED A STATEWIDE INTEROPERABLE COMMUNICATIONS (IOC) DRILL TO TEST THE UPDATED IHANS NOTIFICATION SYSTEM FUNCTIONALITY INCLUDING SYSTEM CAPACITY, VALIDITY OF COMMUNICATION DATA AND USER INTERACTION WITH THE SYSTEM. ALL 57 LHDS PARTICIPATED IN THE DRILL AND SUBMITTED AN IHANS COMPLETION REPORT TO OHEP. ALL 57 LHDS SUCCESSFULLY COMPLETED A VOLUNTEER NOTIFICATION AND ACTIVATION DRILL USING THE SERVNY VERSION 2. NYSDOH'S PUBLIC INFORMATION OFFICER (PIO) PARTICIPATED IN SIX (6) RADIOLOGICAL EXERCISES. SIXTY-FIVE PERCENT (65%) OF LHDS (37 OF 57) PARTICIPATED IN NYSDOH CRISIS AND EMERGENCY RISK COMMUNICATION (CERC) WORKGROUP WEBINARS. 5. NYSDOH CONTINUES TO SUSTAIN AND BUILD PUBLIC HEALTH LABORATORY TESTING CAPABILITY OF THE NYSDOH WADSWORTH CENTER (WC), TO INCLUDE TESTING OF CLINICAL, ENVIRONMENTAL, FOOD AND WATER SAMPLES. LABORATORY TESTING CONTINUES TO BE A PRIORITY AREA INCLUDING COORDINATION AND COMMUNICATION EFFORTS AND BUILDING ADDITIONAL CAPABILITIES. THIS INCLUDES: LABORATORY RESPONSE NETWORK (LRN)-BIOLOGICAL (B) THREATS GOALS INCLUDE RAPID TESTING USING LRN PROTOCOLS AND REPORTING TO SUBMITTERS TO PROVIDE INFORMATION FOR PROMPT DECISION MAKING. LRN-B WILL SUSTAIN THE ABILITY FOR CONTACTING THE SENTINEL LABORATORIES IN NEW YORK STATE (NYS) THROUGH THE HEALTH COMMERCE SYSTEM (HCS).
FORM 990, PART III, LINE 4C, PUBLIC HEALTH AND HEALTH CARE EMERGENCYPREPAREDNESS CON'T LRN-CHEMICAL (C) THREATS GOALS INCLUDE THE ADOPTION OF TECHNOLOGY TO PROCESS AND MAINTAIN THE POSITIVE IDENTIFICATION OF THE LARGE NUMBER OF SPECIMENS THAT ARE HANDLED DURING SURGE TESTING AND TO USE THE REFERENCE MATERIALS THAT ARE NOW SUPPLIED BY THE CDC FOR METHOD IMPROVEMENT AND THE FULL VALIDATION OF ANALYTICAL PROTOCOLS. ACCOMPLISHMENTS FROM THE PERIOD 04/01/2019 TO 03/31/2020 SIX (6) MEMBERS OF THE BIODEFENSE LABORATORY WERE TRAINED AND ARE COMPETENT TO PERFORM LRN CLINICAL AND HIGH-RISK ENVIRONMENTAL SAMPLE TESTING. WC LRN-B LABORATORY PERFORMED NUMEROUS TESTS ON SPECIMENS AND SAMPLES FOR AGENTS LISTED ON THE LRN REQUALIFICATION. WC LRN-B LABORATORY PERFORMED TESTING ON 118 SPECIMENS OR ISOLATES RECEIVED FOR B. ANTHRACIS, EIGHT (8) FOR BRUCELLA, 60 FOR C. BOTULINUM, AND 15 ENVIRONMENTAL SAMPLES. TESTING FOR THESE SPECIMENS WERE ALL INITIATED WITHIN TWO (2) HOURS. THE HIGH NUMBER OF B. ANTHRACIS RULE-OUTS IS INDICATIVE OF CLINICAL LABORATORIES IN NYS BEING AWARE OF THE RULE-OUT OR REFER ALGORITHM AND THE TRAINING THAT WAS PROVIDED. WC PROVIDED ONE (1) DIDACTIC TRAINING TO THREE (3) FIRST RESPONDERS AND 51 NYSDOH PERSONNEL. TRAININGS WERE FOCUSED ON COLLECTION, PACKAGING AND RESPONSE TO BIOLOGICAL AND CHEMICAL THREAT AGENTS. ALONG WITH THE TRAININGS, TWENTY-SEVEN (27) COLLECTION KITS FOR BIOTHREAT AND CHEMICAL THREAT TESTING HAVE BEEN DISTRIBUTED TO FIRST RESPONDER AGENCIES. OF THE FIRST RESPONDERS WHO ATTENDED AND PARTICIPATED IN THE TRAININGS, 100% WERE DEEMED TO BE COMPETENT IN HANDS-ON SAMPLE COLLECTION AND THREAT AWARENESS FOR SUSPICIOUS BIOLOGICAL AND CHEMICAL AGENTS. LRN-C SUCCESSFULLY VALIDATED AN LC-MS/MS METHOD FOR COMPOUNDS 1 THROUGH 4 WHICH ALSO INCLUDES THE CHARACTERIZATION OF QUALITY CONTROLS (QC) MATERIALS PROVIDED BY THE CDC. URINE MERCURY BY ICP-MS WAS SUCCESSFULLY CHARACTERIZED IN THE 2017 TES QC MATERIALS AND HAS BEEN REPORTED IN ALL AVAILABLE PROFICIENCY TESTING (PT) EVENTS. URINE HG IS STILL IN ROUND ROBIN TESTING AND IS REPORTED, BUT NOT GRADED. THE LRN-C PARTICIPATED IN PT FOR ALL FIVE (5) CORE LC-MS/MS METHODS AND ACHIEVED 100% PASSING RATE. LC-MS/MS METHODS FROM SCIEX 4000 TO SCIEX 6500 HAVE BEEN TRANSFERRED AND VALIDATED FOR HNPAA, OPNA, NITROGEN MUSTARD, ABRINE AND RICININE. CURRENTLY, THE LAB IS REVISING AND UPDATING THE RESPECTIVE STANDARD OPERATING PROCEDURES (SOP) MANUAL. LRN-C OPTIMIZED AND VALIDATED NEW LC-MS/MS METHODS FOR SBMSE IN URINE AND SERUM MATRICES. PARTICIPATED IN A PT (SBMSE IN URINE) AND A ROUND ROBIN (SBMSE IN SERUM) AND ACHIEVED 100% PASSING RATE FOR BOTH ANALYSES. THE LAB IS PREPARING VALIDATION PACKAGES TO MEET CLINICAL LABORATORY IMPROVEMENT AMENDMENT (CLIA) REQUIREMENTS AND TO USE THESE NEWLY DEVELOPED METHODS FOR CLINICAL SPECIMEN ANALYSIS. 6. THE NYSDOH CONTINUES TO SUSTAIN AND ENHANCE ITS COMMUNICABLE DISEASE SURVEILLANCE SYSTEMS THAT COLLECT INFORMATION FROM MULTIPLE DATA STREAMS DAILY TO ENSURE A BASELINE OF EPIDEMIOLOGIC DATA FOR NYS. NYSDOH CONTINUES TO SUSTAIN THE CAPABILITY TO ANALYZE AND INTERPRET EPIDEMIOLOGIC DATA THAT IS CRITICAL TO THE PRACTICE OF PUBLIC HEALTH. ACCOMPLISHMENTS FROM THE PERIOD 04/01/2019 TO 03/31/2020 THE NYSDOH DIVISION OF EPIDEMIOLOGY (DOE) STATISTICAL UNIT IS CURRENTLY ANALYZING THE NEW REPORT OF VERIFIED CASE OF TUBERCULOSIS (RVCT) REPORTING FORM TO IDENTIFY NECESSARY CHANGES TO THE DATA COLLECTION SUPPLEMENTAL FORM. THE DOE STATISTICAL UNIT HAS COMPLETED A PRELIMINARY GAP ANALYSIS, CREATED AN INITIAL DRAFT OF THE UPDATED SUPPLEMENTAL FORM AND ONCE ALL CHANGES HAVE BEEN IDENTIFIED THEY WILL BE APPLIED TO THE UPDATED HL7 MESSAGE FOR TUBERCULOSIS. NYSDOH STAFF ARE ACTIVELY ENGAGED WITH THE CDC ON FINALIZING THE FOODBORNE DIARRHEAL DISEASE (FDD) NMI HL7 NOTIFICATIONS. THE NYSDOH DOE STATISTICAL UNIT CONTINUES TO SUPPORT ESSENCE TRANSMISSION TO CDC AND CREATED A NEW PUBLIC HEALTH NETWORK MESSAGING SYSTEM (PHNMS) ROUTE FOR HISTORICAL DATA. CURRENTLY, 118 OF THE 129 NYS EMERGENCY DEPARTMENTS (ED) ARE REPORTING TO ESSENCE. NYSDOH DOE PROGRAM WILL SHARE COMMUNICABLE DISEASE INVESTIGATION REPORTS WITH LHDS ON AN ANNUAL BASIS. NYSDOH EPIDEMIOLOGICAL STAFF PARTICIPATED IN ALL SCHEDULED NATIONAL NOTIFIABLE DISEASE SURVEILLANCE SYSTEM (NNDSS) MODERNIZATION INITIATIVE CONFERENCE CALLS, COMPLETED THE GAP ANALYSIS AND TECHNICAL WORK FOR GENERAL DISEASE, ARBOVIRAL DISEASE AND HEPATITIS DISEASE NOTIFICATIONS AND ARE CURRENTLY WORKING ON THE GAP ANALYSIS FOR THE FOODBORNE AND DIARRHEAL DISEASES MESSAGE MAPPING GUIDE. NYSDOH CONTINUES TO ROUTINELY PROVIDE CASE AND OUTBREAK-BASED REPORTING TO CDC AND OTHER FEDERAL PARTNERS, AS APPROPRIATE, THROUGH AN ARRAY OF METHODS INCLUDING BUT NOT LIMITED TO EMAILS, CONFERENCE CALLS, NATIONAL ELECTRONIC DISEASE SURVEILLANCE SYSTEM (NEDSS), NATIONAL OUTBREAK REPORTING SYSTEM (NORS) AND NATIONAL ENVIRONMENTAL ASSESSMENT REPORTING SYSTEM (NEARS). PROGRAM PERIOD SUCCESSES: CRIMSON CONTAGION EXERCISE NYSDOH PARTICIPATED IN THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES (HHS) ASSISTANT SECRETARY FOR PREPAREDNESS AND RESPONSE (ASPR) CRIMSON CONTAGION 2019 EXERCISE SERIES FROM AUGUST 13 -16, 2019. THE CRIMSON CONTAGION EXERCISE WAS A MULTI-STATE EXERCISE THAT FOCUSED ON THE WHOLE COMMUNITY RESPONSE AND POLICY ISSUES OF WORKFORCE VIABILITY; CRITICAL INFRASTRUCTURE PROTECTION; ECONOMIC IMPACT; NON-PHARMACEUTICAL INTERVENTIONS; SCARCE RESOURCE ALLOCATION; PRIORITIZATION OF VACCINES AND OTHER COUNTERMEASURES AND MEDICAL SURGE OPERATIONS. DURING THE CRIMSON CONTAGION EXERCISE, NYSDOH TESTED THE USE OF THE VHOC SYSTEM WITH ROS AND NYSDOH IMS LEADS, INTEROPERABLE COMMUNICATIONS THROUGH IHANS NOTIFICATION AND HERDS WITH HEPCS, HOC ACTIVATION, STAFFING PLANS, DEVELOPING AN IAP AND THE IMS DASHBOARD TO ANALYZE THE FLOW OF INFORMATION, USER FUNCTIONALITY AND COMPATIBILITY. NYSDOH OHEP CONDUCTED A FACILITATED DISCUSSION WITH NYSDOH PROGRAM AREAS AND ROS FOCUSED ON VACCINATION OF CRITICAL WORKFORCE DURING THE CRIMSON CONTAGION EXERCISE. TOPICS DISCUSSED INCLUDED THE PLANNING AND OPERATIONAL ASPECTS OF PROPHYLAXIS OF NYS CRITICAL INFRASTRUCTURE IN RESPONSE TO A SEVERE INFLUENZA PANDEMIC. IN ADDITION, NYSDOH CONDUCTED A PEDIATRIC CARE SURGE TTX TO INFORM THE DEVELOPMENT OF THE PEDIATRIC MEDICAL SURGE ANNEX FOR THE STATE AND HEPCS. PARTICIPATES INCLUDED HEPC LEADS AND NYSDOH SUBJECT MATTER EXPERTS (SME) INVOLVED IN THE PLANNING AND DEVELOPMENT OF THE PEDIATRIC MEDICAL SURGE ANNEX. A PEDIATRIC AAR/IP WAS DEVELOPED IDENTIFYING STRENGTHS AND AREAS OF IMPROVEMENTS. NYSDOH STRENGTHS INCLUDED: FULL CAPABILITY TO CONDUCT A STAFF NOTIFICATION DRILL FOR ACTIVATION OF THE HOC, COMPLETED SET-UP OF THE HOC WITHIN FOUR (4) HOURS OF NOTIFICATION, ESTABLISHED STAFFING PLANS WITH NYSDOH SMLS TO COVER ONE EIGHT-HOUR SHIFT FOR THREE (3) DAYS, CONDUCT JUST IN TIME TRAINING (JITT) TO RO AND NYSDOH IMS LEADS ON IMS AND VHOC.
FORM 990, PART III, LINE 4D. OTHER PROGRAM SERVICESBIOMEDICAL RESEARCH PUBLIC AFFAIRS GROUP CENTER FOR HEALTH WORKFORCE STUDIES DIVISION OF ADMINISTRATION AND INFORMATION SYSTEM TECHNOLOGY TRANSFER, INTERNALLY SPONSORED RESEARCH AND PUBLIC HEALTH PROGRAMS OFFICE OF PUBLIC HEALTH PROGRAMS AND RESEARCH CENTER FOR ENVIRONMENTAL HEALTH AND RESEARCH OFFICE OF HEALTH SYSTEM MANAGEMENT DIVISION OF HEALTH CARE STANDARDS SURVEY DIVISION OF HEALTH FACILITY PLANNING OFFICE OF HEALTH INSURANCE PROGRAMS OFFICE OF QUALITY AND PATIENT SAFETY
FORM 990, PART VI, SECTION B, LINE 11BTHE ANNUAL FORM 990 IS INITIATED BY THE CORPORATE CONTROLLER AND DEVELOPED IN CONJUNCTION WITH THE ASSISTANT DIRECTOR OF FINANCE AND OPERATIONS AND THE EXECUTIVE DIRECTOR. THE FINAL DRAFT IS REVIEWED BY THE THREE KEY PERSONNEL LISTED ABOVE. A COMPARATIVE ANALYSIS TO THE PRIOR YEAR'S FILING IS CONDUCTED AND THEN THE FINAL DRAFT IS PRESENTED TO HEALTH RESEARCH, INC'S INDEPENDENT AUDIT FIRM FOR VALIDATION. ONCE FINALIZED BY THE INDEPENDENT AUDIT FIRM, THE EXECUTIVE DIRECTOR PRESENTS AND REVIEWS THE FORM 990 FILING WITH THE CORPORATION'S SECRETARY/TREASURER AND IF REQUESTED, THE CORPORATION'S VICE PRESIDENT. A COPY OF THE 990 IS PROVIDED TO ALL DIRECTORS OF THE HRI BOARD FOR THEIR REVIEW PRIOR TO FILING.
FORM 990, PART VI, SECTION B, LINE 12CHRI CONFLICT OF INTEREST POLICIES ARE REVIEWED ANNUALLY AND IF APPROPRIATE, REVISED BY THE CORPORATION'S HOUSE COUNSEL AND EXECUTIVE DIRECTOR. THE MOST RECENT VERSION OF THE HRI EMPLOYEE CONFLICT OF INTEREST POLICY WAS UPDATED IN JANUARY 2018. THE POLICY IS PROVIDED TO EMPLOYEES ON AN ANNUAL BASIS VIA HRI'S ONLINE TRAINING SYSTEM. INDIVIDUALS ARE REQUIRED TO ATTEST TO READING THE POLICY; CONFIRMATION OF WHICH IS ELECTRONICALLY MAINTAINED BY CORPORATE HUMAN RESOURCE STAFF. IN ADDITION TO THE ANNUAL CERTIFICATION, ALL NEW EMPLOYEES ARE PROVIDED WITH A COPY OF EMPLOYEE CONFLICT OF INTEREST POLICY IN CONJUNCTION WITH NEW HIRE ORIENTATION, AND THE POLICY IS AVAILABLE ON THE HRI WEBSITE. ALL POTENTIAL CONFLICTS MUST BE DISCLOSED IN WRITING TO THE CORPORATE OFFICE FOR REVIEW AND CONSIDERATION BY MANAGEMENT. COMPLIANCE WITH THE PROVISIONS OF THE POLICY ARE MONITORED AND ENSURED THROUGH THE PRESENCE OF COMPLIMENTARY CONTROLS, SUCH AS THE HRI OUTSIDE EMPLOYMENT POLICY AND HONORARIA/TRAVEL EXPENSE REIMBURSEMENT POLICY. ANNUALLY, MEMBERS OF THE BOARD OF DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE PROVIDED WITH A COPY OF THE CONFLICT OF INTEREST POLICY FOR BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES AND MUST CERTIFY THAT THEY HAVE READ AND UNDERSTAND THE POLICY, IN ADDITION TO DISCLOSING ALL CONFLICTS OF INTEREST. NEW HRI BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES ARE PROVIDED WITH A COPY OF THE POLICY AT THE TIME OF APPOINTMENT AND ARE REQUIRED TO DISCLOSE ANY CONFLICTS UPON RECEIPT. ATTESTATIONS AND DISCLOSURE FORMS ARE SENT TO THE HRI CORPORATE OFFICE AND THEN FORWARDED TO THE AUDIT COMMITTEE FOR REVIEW AND CONSIDERATION. THE ORGANIZATION IS CONTINUING TO ENHANCE ITS PROCESS TO ENSURE THAT ALL CONFLICT OF INTEREST CERTIFICATIONS ARE DOCUMENTED. RESTRICTIONS IMPOSED ARE CONDITIONED AND DETERMINED BY CIRCUMSTANCES AND RANGE FROM DENIAL OF THE REQUEST FOR AN EMPLOYEE TO RECUSAL FOR A DIRECTOR OF THE CORPORATION.
FORM 990, PART VI, SECTION B, LINE 15SALARIES OF THE EXECUTIVE DIRECTOR AND ALL KEY EMPLOYEES ARE SET IN THE ANNUAL BUDGET. THIS IS REVIEWED AND APPROVED BY THE BOARD ANNUALLY.
FORM 990, PART VI, SECTION C, LINE 19HEALTH RESEARCH, INC.'S GOVERNING DOCUMENTS: CONFLICT OF INTEREST POLICY, ETHICS POLICY, WHISTLEBLOWER POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST.
990, PART X INVESTMENTS PUBLICLY TRADED SECURITIESDESCRIPTION ENDING BOOK VALUE COST OF FMV US TREASURIES & SECURITIES $510,057,272 FMV TOTALS $510,057,272
990, PART XII, LINE 2CTHERE HAVE BEEN NO CHANGES MADE TO THE OVERSIGHT AND SELECTION PROCESS DURING THE TAX PREP YEAR.
990, PART I, #1 SIGNIFICANT ACTIVITIESTHE FOLLOWING AWARDS HIGHLIGHT A FEW OF THE MANY SPONSORED PROJECTS THAT HEALTH RESEARCH, INC HAS RECEIVED FUNDING FOR DURING THE REPORTING PERIOD: A TECHNOLOGY AND MICROBIOLOGY PLATFORM FOR STATE-WIDE SURVEILLANCE AND CONTROL OF ANTIMICROBIAL RESISTANCE EMPIRE STATE DEVELOPMENT CORPORATION IN AN EFFORT TO ADDRESS THE THREAT OF MICROBIAL RESISTANCE (AR), THIS PROJECT INVOLVES THE NYSDOH WC, EPIDEMIOLOGY AND DIGITAL TEAM, OPGEN AND ILUM WORKING COLLABORATIVELY TO BUILD A SUSTAINABLE, FLEXIBLE INFECTIOUS DISEASES REPORTING, TRACKING AND SURVEILLANCE TOOL FOR AR THAT CAN BE APPLIED ACROSS NEW YORK STATE. THE GOAL OF THIS PROJECT IS TO IMPROVE PATIENT OUTCOME AND SAVE HEALTH CARE DOLLARS BY INTEGRATING REAL TIME EPIDEMIOLOGIC SURVEILLANCE WITH RAPID DELIVERY OF RESULTS TO CARE GIVERS VIA WEB-BASED AND MOBILE PLATFORMS. COVID-19 PUBLIC HEALTH CRISIS RESPONSE IN NEW YORK STATE CENTERS FOR DISEASE CONTROL AND PREVENTION AWARD RECEIVED TO RESPOND TO THE COVID-19 PUBLIC HEALTH CRISIS, ACTIVITIES INCLUDE, BUT ARE NOT LIMITED TO; SURVEILLANCE AND CASE IDENTIFICATION, PUBLIC HEALTH EPIDEMIOLOGICAL INVESTIGATION ACTIVITIES, MONITORING OF TRAVELERS, DATA MANAGEMENT, LABORATORY EQUIPMENT, SUPPLIES, STAFFING, AND SHIPPING, ISOLATION AND QUARANTINE EXPENSES, INFECTION CONTROL, SURGE STAFFING, EMERGENCY OPERATIONS AND COORDINATION, RISK COMMUNICATION SUPPORT, AND PUBLIC HEALTH COORDINATION WITH HEALTHCARE SYSTEMS. HEALTHY KIDS: CONNECTING KIDS TO COVERAGE CENTERS FOR MEDICARE AND MEDICAID SERVICES THIS PROJECT WILL FOCUS ON TWO UPSTATE RURAL COUNTIES, ST. LAWRENCE AND ONEIDA, IDENTIFIED AS HAVING THE HIGHEST VOLUME OF UNINSURED CHILDREN UNDER AGE 19 ACCORDING TO THE 2017 AMERICAN COMMUNITY SURVEY (ACS) 1-YEAR ESTIMATES. FUNDING WILL PRIMARILY BE USED TO PROVIDE NAVIGATOR GRANTEES UNDER CONTRACT WITH NYSDOH TO ADD EIGHT (8) ADDITIONAL NAVIGATORS, FOCUSING THEIR EFFORTS ON THE REMAINING UNINSURED CHILDREN LIVING IN THESE COUNTIES AND THE PARENTS OF THESE CHILDREN. THESE NAVIGATORS WILL PROVIDE TARGETED OUTREACH AND ENROLLMENT ASSISTANCE TO UNINSURED CHILDREN AND THEIR PARENTS IN THESE COUNTIES, WORKING COLLABORATIVELY WITH SCHOOL ADMINISTRATORS, SCHOOL NURSES AND OTHER COMMUNITY AGENCIES. NEW YORK STATE OVERDOSE DATA TO ACTION CENTERS FOR DISEASE CONTROL AND PREVENTION EXPECTED PROJECT OUTCOMES INCLUDE INCREASED DISSEMINATION AND USE OF TIMELY AND ACTIONABLE SURVEILLANCE DATA WHICH WILL BE USED TO IMPROVE DRUG OVERDOSE INTERVENTIONS AND LINKAGES TO CARE. THE PRESCRIPTION DRUG MONITORING PROGRAM (PDMP) WILL BE USED TO IDENTIFY HIGH RISK PRESCRIBING AND PATIENT BEHAVIORS AND HELP GUIDE APPROPRIATE PRESCRIBING PRACTICES. INCREASING AWARENESS OF THE DRUG OVERDOSE EPIDEMIC WILL HELP IMPROVE PREPAREDNESS AND RESPONSE AT THE LOCAL LEVEL INCLUDING ENGAGEMENT IN EVIDENCE-BASED APPROACHES TO PREVENTION, INTERVENTION AND REFERRAL TO TREATMENT. LIKEWISE, THE INCREASED AWARENESS SHOULD DECREASE INITIATION OF OPIOID USE AND MISUSE BY INCREASING USE OF NON-OPIOID MEDICINES AND NON-PHARMACOLOGICAL TREATMENT AMONG PATIENTS.