THE OWENS FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- THE OWENS FOUNDATION (EIN 36-3429160)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-09-22
- IRS object ID
- 202002669349100315
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-09-22T13:36:54-07:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS J DWYER & ASSOCIATES LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 LATHROP AVENUE | AddressLine1Txt |
| City | RIVER FOREST | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60305 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 363429160 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS M AND MARY M OWENS FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | THOM | BusinessNameControlTxt |
| Phone | 7083618845 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7804 COLLEGE DRIVE | AddressLine1Txt |
| City | PALOS HEIGHTS | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60463 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARY M OWENS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7083618845 | PhoneNum |
| Signature | 2020-05-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS J DWYER ATTY | PreparerPersonNm |
| PTIN | P01426953 | PTIN |
| Phone | 3127865959 | PhoneNum |
| Preparation | 2020-09-22 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 50.73.126.17 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-09-22 | IPDt |
| IP Tm | 13:36:32 | IPTm |
| IP Timezone | PD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 17C3B78BD721209F572BD7A4713C43EC8C4207C0 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 17C3B78BD721209F572BD7A4713C43EC8C4207C0 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $19,730,553 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $318,015 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $315,998 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $273,311 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $273,311 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $304,143 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,311,388 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $304,143 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Gross Profit Rev And Expnss | $0 | GrossProfitRevAndExpnssAmt |
| Other Income Rev And Expnss | -$33,266 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$69,075 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $862,203 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $824,377 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $210,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $189,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $21,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $58,922 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $53,030 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $5,892 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,210 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $3,789 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $421 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,025 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,823 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $202 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $57,785 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $57,785 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $35,303 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $35,303 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $61,572 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $21,996 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $1,576 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $26,681 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $24,012 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $2,669 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $5,624 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $5,061 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $563 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $23,362 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $17,347 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $6,015 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $485,484 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $409,146 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $38,338 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $973,142 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $975,287 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,458,626 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $409,146 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,013,625 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$596,423 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $415,231 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $520,782 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $471,532 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $471,532 | SavAndTempCashInvstEOYFMVAmt |
| Rcvbl From Officers EOY | $0 | RcvblFromOfficersEOYAmt |
| Other Nts And Loans Rcvbl EOY | $0 | OtherNtsAndLoansRcvblEOYAmt |
| Corporate Stock BOY | $9,083,556 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,672,447 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $11,574,983 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $107,411 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $377,807 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $380,865 | CorporateBondsEOYFMVAmt |
| Land Bldg Investments EOY | $0 | LandBldgInvestmentsEOYAmt |
| Other Investments BOY | $7,820,642 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $7,368,977 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $7,302,835 | OtherInvestmentsEOYFMVAmt |
| Land EOY | $0 | LandEOYAmt |
| Other Assets BOY | $152 | OtherAssetsBOYAmt |
| Other Assets EOY | $338 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $338 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $17,532,543 | TotalAssetsBOYAmt |
| Total Assets EOY | $16,891,101 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $19,730,553 | TotalAssetsEOYFMVAmt |
| Loans From Officers EOY | $0 | LoansFromOfficersEOYAmt |
| Mortgages And Notes Payable EOY | $0 | MortgagesAndNotesPayableEOYAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $0 | OtherLiabilitiesEOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $17,532,543 | CapitalStockBOYAmt |
| Capital Stock EOY | $16,891,101 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $17,532,543 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $16,891,101 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $17,532,543 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $16,891,101 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $17,532,543 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$596,423 | ExcessRevenueOverExpensesAmt |
| Other Increases | $133,067 | OtherIncreasesAmt |
| Subtotal | $17,069,187 | SubtotalAmt |
| Other Decreases | $178,086 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $16,891,101 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (11 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | DepreciationDepreciationAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | FMV As Of123169FMVAsOf123169Amt | Adjusted Basis As Of123169AdjustedBasisAsOf123169Amt | Excess FMV Over Adjusted BssExcessFMVOverAdjustedBssAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BNY MELLON(4110) - SHORT | P | 2019-01-01 | 2019-12-31 | $393,782 | $0 | $435,378 | -$41,596 | $0 | $0 | $0 | -$41,596 |
| BNY MELLON(4110) - LONG | P | 2018-01-01 | 2019-12-31 | $2,552,256 | $0 | $2,460,161 | $92,095 | $0 | $0 | $0 | $92,095 |
| BNY MELLON(4120) - LONG | P | 2018-01-01 | 2019-12-31 | $100,000 | $0 | $107,411 | -$7,411 | $0 | $0 | $0 | -$7,411 |
| K-1: TWIN LAKE - SHORT | P | 2019-01-01 | 2019-12-31 | $7,869 | $0 | $0 | $7,869 | $0 | $0 | $0 | $7,869 |
| K-1: TWIN LAKE - LONG | P | 2018-01-01 | 2019-12-31 | $15,161 | $0 | $0 | $15,161 | $0 | $0 | $0 | $15,161 |
| K-1: BW-CO - LONG | P | 2018-01-01 | 2019-12-31 | $11,403 | $0 | $0 | $11,403 | $0 | $0 | $0 | $11,403 |
| K-1: BW-CAP - LONG | P | 2018-01-01 | 2019-12-31 | $6,058 | $0 | $0 | $6,058 | $0 | $0 | $0 | $6,058 |
| K-1: WATERTON - LONG | P | 2018-01-01 | 2019-12-31 | $216,489 | $0 | $0 | $216,489 | $0 | $0 | $0 | $216,489 |
| K-1: HARBORWALK - SHORT | P | 2019-01-01 | 2019-12-31 | $6,913 | $0 | $0 | $6,913 | $0 | $0 | $0 | $6,913 |
| K-1: HARBORWALK - LONG | P | 2018-01-01 | 2019-12-31 | $0 | $0 | $4,295 | -$4,295 | $0 | $0 | $0 | -$4,295 |
| CLASS ACTION SETTLEMENT | P | 2018-01-01 | 2019-12-31 | $1,457 | $0 | $0 | $1,457 | $0 | $0 | $0 | $1,457 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $304,143 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$26,814 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,343,423 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $19,710,957 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.068156 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,197,655 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $19,852,474 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.060328 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,229,755 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $18,799,584 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.065414 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,357,850 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $20,169,471 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.067322 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,332,565 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $21,266,156 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.062661 | DistributionYr5Rt |
| Total Distribution | 0.323881 | TotalDistributionRt |
| Average Distribution | 0.064776 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $18,950,591 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,227,543 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $4,152 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,231,695 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,013,625 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $8,305 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $8,305 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $8,305 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $35,810 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $35,810 | TotalPaymentsAndCreditsAmt |
| Original Return Overpayment | -$35,810 | OriginalReturnOverpaymentAmt |
| Overpayment | $27,505 | OverpaymentAmt |
| Applied To ES Tax | $27,505 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MARY M OWENS PRESIDENT | IndividualWithBooksNm |
| Phone | 7083618845 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7804 COLLEGE DRIVE | AddressLine1Txt |
| City | PALOS HEIGHTS | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60463 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MARY M OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | PRES SEC DIR | 5.00 | $0 | $0 | $0 |
| THOMAS M OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | VP TREAS DIR | 30.00 | $0 | $0 | $0 |
| THOMAS M OWENS JR | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| JULIE OWENS MINEMAN | ||||||||
| 7804 COLLEGE DRIVE | EVERGREEN PARK | IL | 60463 | DIRECTOR | 35.00 | $120,000 | $29,461 | $0 |
| SHARON OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 10.00 | $30,000 | $29,461 | $0 |
| KATIE M MULCAHY | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 20.00 | $60,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BNY MELLON WEALTH MANAGEMENT | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE NORTH FRANKLIN STREET SUITE 900 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORS | ServiceTypeTxt |
| Compensation | $57,786 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $18,030,273 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $198,266 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,010,640 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $19,239,179 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $19,239,179 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $288,588 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,950,591 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $947,530 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $947,530 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,305 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,305 | TotalTaxAmt |
| Distributable Before Adj | $939,225 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $939,225 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $939,225 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,013,625 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,013,625 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,013,625 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $939,225 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $564,074 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,197,655 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,343,423 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,105,152 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,013,625 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $0 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,013,625 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $939,225 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $939,225 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,179,552 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,179,552 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $822,504 | ExcessFromYear2Amt |
| Excess From Year1 | $1,343,423 | ExcessFromYear1Amt |
| Excess From Current Year | $1,013,625 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS M OWENS | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| SEE ATTACHED | ||||||
| STATEMENT | PALOS HEIGHTS | IL | 60463 | 501(c)(3) | GENERAL | $973,140 |
| BW CO-INVESTMENT PARTNERS(26-1400867) | ||||||
| 900 N MICHIGAN AV | CHICAGO | IL | 60611 | 501(C)(3) | GENERAL | $1 |
| BW CAPITAL PARTNERS(20-5849656) | ||||||
| 900 N MICHIGAN AV | CHICAGO | IL | 60611 | 501(C)(3) | GENERAL | $1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $973,142 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $318,015 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $273,311 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $304,143 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (8 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| TAX REFUNDS | 14 | $152 |
| NON-DIVIDEND DISTRIBUTIONS | 14 | $31,326 |
| BNY x4110 - NON-DIVIDEND DISTRIBUTIONS | 14 | $4,331 |
| TWIN LAKE TOT. RET. QP | 14 | -$59,822 |
| BW CO-INVESTMENT PARTNERS, LLC | 14 | -$2,781 |
| BW CAPITAL PARTNERS, LP | 14 | -$4,563 |
| WATERTON RESIDENTIAL LP | 14 | -$1,935 |
| HARBORWALK OPPORTUNITIES | 14 | $26 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $862,203 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $862,203 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | N/A | LineNumberTxt |
| Relationship Statement | - | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MCGREAL & COMPANY, PC. ACCOUNTING/PAYROLL | CategoryTxt |
| Amt | $2,025 | Amt |
| Net Investment Income | $1,823 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $202 | DisbursementsCharitablePrpsAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (11 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|
| VARIOUS | ||||||
| BNY MELLON(X4110)- SHORT | 2019-01 | Purchased | 2019-12 | $393,782 | $435,378 | -$41,596 |
| VARIOUS | ||||||
| BNY MELLON(X4110)- LONG | 2018-01 | Purchased | 2019-12 | $2,552,256 | $2,460,161 | $92,095 |
| VARIOUS | ||||||
| BNY MELLON(X4120)- LONG | 2018-01 | Purchased | 2019-12 | $100,000 | $107,411 | -$7,411 |
| VARIOUS | ||||||
| K-1 TWIN LAKE TOTAL RETURN(FEIN: 30-0159993)-SHORT | 2019-01 | Purchased | 2019-12 | $7,869 | $0 | $7,869 |
| VARIOUS | ||||||
| K-1 TWIN LAKE TOTAL RETURN(FEIN: 30-0159993)-LONG | 2018-01 | Purchased | 2019-12 | $15,161 | $0 | $15,161 |
| VARIOUS | ||||||
| K-1 BW CO-INVESTMENT PARTNERS(FEIN 26-1400867)-LONG | 2018-01 | 2019-12 | $11,403 | $0 | $11,403 | |
| VARIOUS | ||||||
| K-1 BW CO-INVESTMENT PARTNERS(FEIN 20-5849656)-LONG | 2018-01 | Purchased | 2019-12 | $6,058 | $0 | $6,058 |
| VARIOUS | ||||||
| K-1 WATERTON RESIDENTIAL PROPERTY VENTURE XII(FEIN 46-3385708) LONG | 2018-01 | Purchased | 2019-12 | $216,489 | $0 | $216,489 |
| VARIOUS | ||||||
| K-1 HARBORWALK OPPORTUNISTIC (FEIN 26-2458774) SHORT | 2019-01 | Purchased | 2019-12 | $6,913 | $0 | $6,913 |
| VARIOUS | ||||||
| K-1 HARBORWALK OPPORTUNISTIC (FEIN 26-2458774) LONG | 2018-01 | Purchased | 2019-12 | $0 | $4,295 | -$4,295 |
| VARIOUS | ||||||
| CLASS ACTION SETTLEMENT | 2018-01 | Purchased | 2019-12 | $1,457 | $1,457 | |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | BNY MELLON WEALTH MANAGEMENT (10189004120) | BondNm |
| EOY Book Value | $377,807 | EOYBookValueAmt |
| EOYFMV | $380,865 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | BNY MELLON WEALTH MANAGEMENT (10189004110) | StockNm |
| EOY Book Value | $8,672,447 | EOYBookValueAmt |
| EOYFMV | $11,574,983 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (7 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) | $5,267,516 | $5,222,568 |
| BW CO-INVESTMENT PARTNERS, LLC (FEIN: 26-1400867) | $15,199 | $30,066 |
| BW CAPITAL PARTNERS, LP (FEIN: 20-5849656) | $457,754 | $461,832 |
| WATERTON RESIDENTIAL PROPERTY VENTURE XII, LP (FEIN: 46-3385708) | $853,495 | $853,495 |
| PLATINUM TAX EXEMPT | $750,000 | $709,861 |
| HARBORWALK | $0 | $0 |
| HEDGE FUND HOLDBACK | $25,013 | $25,013 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | THOMAS J. DWYER & ASSOC., INC. LEGAL/TAX PREPARATION | CategoryTxt |
| Legal Fees | $4,210 | LegalFeesAmt |
| Net Investment Income | $3,789 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $421 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PAYROLL TAXES RECEIVABLE | Desc |
| BOY Book Value | $152 | BOYBookValueAmt |
| EOY Book Value | $338 | EOYBookValueAmt |
| EOYFMV | $338 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| BW CO-INVESTMENT PARTNERS, LLC (FEIN: 26-1400867) | $8,944 |
| WATERTON RESIDENTIAL (FEIN: 46-3385708) | $120,872 |
| UNREALIZED LOSS ON INVESTMENT | $48,270 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| REGISTRATION FEES | $2,517 | $2,517 | |
| SUBSCRIPTIONS, REFERENCE | $2,950 | $2,950 | |
| OFFICE SUPPLIES | $1,287 | $129 | $1,158 |
| POSTAGE & MAILING | $695 | $70 | $625 |
| TELECOMMUNICATIONS | $2,598 | $260 | $2,338 |
| INSURANCE | $891 | $89 | $802 |
| INVESTMENT EXPENSE | $12,424 | $12,424 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| TAX REFUND | $152 | |
| NON-DIVIDEND DISTRIBUTIONS | $31,326 | |
| BNY x4110 - NON-DIVIDEND DISTRIBUTIONS | $4,331 | |
| TWIN LAKE TOT. RET. QP | -$59,822 | -$59,822 |
| BW CO-INVESTMENT PARTNERS, LLC | -$2,781 | -$2,781 |
| BW CAPITAL PARTNERS, LP | -$4,563 | -$4,563 |
| WATERTON RESIDENTIAL LP | -$1,935 | -$1,935 |
| HARBORWALK OPPORTUNITIES | $26 | $26 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) | $104,736 |
| BW CAPITAL PARTNERS, LP (FEIN: 20-5849656) | $10,117 |
| HARBORWALK OPPORTUNITIES(FEIN:26-2458774) | $18,214 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BNY MELLON WEALTH MANAGEMENT (-4110) INVESTMENT | $55,891 | $55,891 |
| BNY MELLON WEALTH MANAGEMENT (-4120) INVESTMENT | $1,894 | $1,894 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAXES | $15,746 | $14,171 | $1,575 |
| FOREIGN TAXES PAID | $7,811 | $7,811 | $0 |
| OTHER TAXES | $15 | $14 | $1 |
| 2018 990-PF EXT PAYMENT | $38,000 |