SEA CHANGE FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- SEA CHANGE FOUNDATION (EIN 20-4952986)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-21
- IRS object ID
- 202003279349100000
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-21T22:56:43-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
| Disaster Relief | FEMA (DR-4558-CA) | DisasterReliefTxt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEILER LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | THREE LAGOON DR STE 400 | AddressLine1Txt |
| City | REDWOOD CITY | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94065 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 204952986 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEA CHANGE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % THOMAS E STEINBACH | InCareOfNm |
| Business Name Control | SEAC | BusinessNameControlTxt |
| Phone | 4158309330 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE EMBARCADERO CENTER 22ND FLOOR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS E STEINBACH | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 4158309330 | PhoneNum |
| Signature | 2020-11-16 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ELIZABETH S SEVILLA | PreparerPersonNm |
| PTIN | P00441445 | PTIN |
| Phone | 6503654646 | PhoneNum |
| Preparation | 2020-11-16 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 12.97.82.67 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 94293920203255000087 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2020-11-20 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 0C4E0F175016B4212EA233A3EBAC4F1F031CEB80 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | F8F5EB8E7B307CE26F93ABE7AA15C3DC2E8809DB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $293,321,088 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $36,976,668 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $1,597 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,597 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $421 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $421 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $30,209,756 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $40,301,400 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $30,209,755 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,506,771 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,506,771 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $68,695,213 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $31,718,544 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $23,593 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $18,990 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $189,685 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $187,125 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $700 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Dsbrs Chrtbl | $700 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $216,075 | InterestRevAndExpnssAmt |
| Interest Dsbrs Chrtbl | $216,075 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,017,996 | TaxesRevAndExpnssAmt |
| Taxes Dsbrs Chrtbl | $961 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $301,064 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $301,203 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,749,113 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $725,054 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $46,887,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $46,887,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $48,636,613 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $47,612,554 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $20,058,600 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $31,718,544 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $25,213,297 | CashBOYAmt |
| Cash EOY | $350,027 | CashEOYAmt |
| Cash EOYFMV | $350,027 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $704,173 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $8,885,045 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $8,885,045 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $10,957 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $7,757 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $7,757 | PrepaidExpensesEOYFMVAmt |
| Other Investments BOY | $230,393,536 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $244,078,259 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $244,078,259 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $0 | LandBldgEquipCostOrOtherBssAmt |
| Land BOY | $81,811 | LandBOYAmt |
| Land EOY | $0 | LandEOYAmt |
| Land EOYFMV | $0 | LandEOYFMVAmt |
| Other Assets BOY | $97,754 | OtherAssetsBOYAmt |
| Other Assets EOY | $40,000,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $40,000,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $256,501,528 | TotalAssetsBOYAmt |
| Total Assets EOY | $293,321,088 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $293,321,088 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $21,438 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $28,436 | AccountsPayableEOYAmt |
| Other Liabilities BOY | $749,012 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $1,315,189 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $770,450 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,343,625 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $255,731,078 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $291,977,463 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $255,731,078 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $291,977,463 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $256,501,528 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $293,321,088 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $255,731,078 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $20,058,600 | ExcessRevenueOverExpensesAmt |
| Other Increases | $16,187,785 | OtherIncreasesAmt |
| Subtotal | $291,977,463 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $291,977,463 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| MENDOCINO LONG OFFSHORE LTD. SERIES U-FW | P | $40,000,000 | $10,901,563 | $29,098,437 | $29,098,437 |
| MEDALLION CAPITAL INVESTMENT LTD | P | $211,550 | $79,019 | $132,531 | $132,531 |
| NET GAIN RIDA FUND LLC K-1 | P | $970,748 | $970,748 | ||
| ARTWORK | $89,850 | $81,811 | $8,039 | $8,039 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $30,209,755 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $14,433,498 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $241,287,738 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.059819 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $49,892,475 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $238,450,979 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.209236 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $47,385,598 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $223,704,157 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.211823 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $43,763,712 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $207,873,805 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.21053 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $36,681,154 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $179,410,789 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.204453 | DistributionYr5Rt |
| Total Distribution | 0.895861 | TotalDistributionRt |
| Average Distribution | 0.179172 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $293,547,367 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $52,595,469 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $317,185 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $52,912,654 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $47,612,554 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $634,371 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $634,371 | SubtotalAmt |
| Tax Based On Investment Income | $634,371 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $450,087 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $325,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $775,087 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $140,716 | OverpaymentAmt |
| Applied To ES Tax | $140,716 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | Yes (true) | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.SEACHANGE.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS E STEINBACH | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4158309330 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE EMBARCADERO CENTER 22ND FLOOR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| NATHANIEL SIMONS | ||||||||
| ONE EMBARCADERO CENTER 22ND FL | SAN FRANCISCO | CA | 94111 | PRESIDENT | 2.0 | $0 | $0 | $0 |
| LAURA BAXTER-SIMONS | ||||||||
| ONE EMBARCADERO CENTER 22ND FL | SAN FRANCISCO | CA | 94111 | CFO/SECRETARY | 2.0 | $0 | $0 | $0 |
| THOMAS STEINBACH | ||||||||
| ONE EMBARCADERO CENTER 22ND FL | SAN FRANCISCO | CA | 94111 | EXEC DIR | 10.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| COMYNS SMITH MCCLEARY & DEAVER LLP | |||||
| 3470 Mt Diablo Blvd A110 | LAFAYETTE | CA | 94549 | TAX PREPARATION | $78,503 |
| SEILER LLP | |||||
| 3 Lagoon Drive Suite 400 | REDWOOD CITY | CA | 94065 | ACCOUNTING | $88,927 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $0 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $13,931,616 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $284,086,015 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $298,017,631 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $298,017,631 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $4,470,264 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $293,547,367 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $14,677,368 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $14,677,368 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $634,371 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $634,371 | TotalTaxAmt |
| Distributable Before Adj | $14,042,997 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $81,811 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $14,124,808 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $14,124,808 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $47,612,554 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $47,612,554 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $47,612,554 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $14,124,808 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2017 | PriorYear1Yr |
| Prior Year2 | 2016 | PriorYear2Yr |
| Prior Year3 | 2015 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $36,681,154 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $43,763,712 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $37,517,716 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $38,406,630 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $9,375,788 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $165,745,000 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $47,612,554 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $14,124,808 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $33,487,746 | RemainingDistriFromCorpusAmt |
| Total Corpus | $199,232,746 | TotalCorpusAmt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $36,681,154 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $162,551,592 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $43,763,712 | ExcessFromYear4Amt |
| Excess From Year3 | $37,517,716 | ExcessFromYear3Amt |
| Excess From Year2 | $38,406,630 | ExcessFromYear2Amt |
| Excess From Year1 | $9,375,788 | ExcessFromYear1Amt |
| Excess From Current Year | $33,487,746 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NATHANIEL SIMONS | ContributingManagerNm |
| Contributing Manager | LAURA BAXTER-SIMONS | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (36 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| NATIONAL PHILANTHROPIC TRUST | |||||||
| 165 Township Line Road Ste 1200 | Jenkintown | PA | 190463549 | NONE | PC | General Operating Support | $750,000 |
| ALLIANCE TO SAVE ENERGY | |||||||
| 1850 M Street NW Suite 610 | Washington | DC | 20036 | NONE | PC | Educate public about climate and clean energy | $300,000 |
| REGULATORY ASSISTANCE PROJECT | |||||||
| 50 State Street Suite 3 | Montpelier | VT | 056022957 | NONE | PC | Promote energy efficiency | $850,000 |
| VOTE SOLAR | |||||||
| 360 22nd Street Ste 730 | OAKLAND | CA | 94612 | NONE | PC | PROMOTE CLEAN ENERGY | $750,000 |
| PARTNERSHIP PROJECT INC | |||||||
| PO Box 65826 | Washington | DC | 20035 | NONE | PC | Educate public about climate and clean energy | $3,000,000 |
| UNITED STATES ENERGY FOUNDATION | |||||||
| 301 Battery Street 5th Fl | SAN FRANCISCO | CA | 941113237 | NONE | PC | Educate public about climate and clean energy | $2,000,000 |
| UNITED STATES ENERGY FOUNDATION | |||||||
| 301 Battery Street 5th Fl | San Francisco | CA | 941113237 | NONE | PC | General Operating Support | $666,666 |
| UNITED STATES ENERGY FOUNDATION | |||||||
| 301 Battery Street 5th Fl | SAN FRANCISCO | CA | 941113237 | NONE | PC | Educate public about climate and clean energy | $2,333,333 |
| ALLIANCE TO SAVE ENERGY | |||||||
| 1850 M Street NW Suite 610 | Washington | DC | 20036 | NONE | PC | Educate public about climate and clean energy | $300,000 |
| LEAGUE OF CONSERVATION VOTERS EDUCATION FUND | |||||||
| 740 15th Street NW Ste 700 | WASHINGTON | DC | 20005 | NONE | PC | Educate public about climate and clean energy | $5,300,000 |
| ENVIRONMENTAL DEFENSE FUND INCORPORATED | |||||||
| 257 Park Avenue South | NEW YORK | NY | 100107304 | NONE | PC | Educate public about climate and clean energy | $300,000 |
| ENVIRONMENTAL DEFENSE FUND INCORPORATED | |||||||
| 257 Park Avenue South | NEW YORK | NY | 100107304 | NONE | PC | Educate public about climate and clean energy | $1,350,000 |
| UNITED STATES ENERGY FOUNDATION | |||||||
| 301 Battery Street 5th Fl | San Francisco | CA | 941113237 | NONE | PC | Educate public about climate and clean energy | $2,000,000 |
| REGULATORY ASSISTANCE PROJECT | |||||||
| 50 State Street Suite 3 | Montpelier | VT | 056022957 | NONE | PC | Promote energy efficiency | $850,000 |
| UNITED STATES ENERGY FOUNDATION | |||||||
| 301 Battery Street 5th Fl | SAN FRANCISCO | CA | 941113237 | NONE | PC | General Operating Support | $666,666 |
| UNITED STATES ENERGY FOUNDATION | |||||||
| 301 Battery Street 5th Fl | SAN FRANCISCO | CA | 941113237 | NONE | PC | Educate public about climate and clean energy | $2,333,333 |
| VOTE SOLAR | |||||||
| 360 22nd Street Ste 730 | OAKLAND | CA | 94612 | NONE | PC | Promote energy efficiency | $750,000 |
| TIDES FOUNDATION | |||||||
| PO Box 29903 | SAN FRANCISCO | CA | 941290903 | NONE | PC | Promote clean energy | $750,000 |
| GRIDLAB INC | |||||||
| 2120 UNIVERSITY AVENUE | BERKELEY | CA | 94704 | NONE | PC | PROMOTE CLEAN ENERGY | $650,000 |
| UNITED STATES ENERGY FOUNDATION | |||||||
| 301 BATTERY STREET 5TH FL | SAN FRANCISCO | CA | 941113237 | NONE | PC | EDUCATE PUBLIC ABOUT CLIMATE AND CLEAN ENERGY | $2,000,000 |
| UNITED STATES ENERGY FOUNDATION | |||||||
| 301 Battery Street 5th Fl | SAN FRANCISCO | CA | 941113237 | NONE | PC | General Operating Support | $666,668 |
| AMERICAN COUNCIL FOR AN ENERGY EFFICIENT ECONOMY | |||||||
| 529 14th Street NW Ste 600 | WASHINGTON | DC | 200451000 | NONE | PC | PROMOTE ENERGY EFFICIENCY | $2,500,000 |
| UNITED STATES ENERGY FOUNDATION | |||||||
| 301 Battery Street 5th Fl | SAN FRANCISCO | CA | 941113237 | NONE | PC | Educate public about climate and clean energy | $2,333,334 |
| NEW BUILDINGS INSTITUTE INC | |||||||
| 623 SW Oak St Third Fl | PORTLAND | CA | 97205 | NONE | PC | PROMOTE ENERGY EFFICIENCY | $387,500 |
| UNITED STATES ENERGY FOUNDATION | |||||||
| 301 Battery Street 5th Fl | SAN FRANCISCO | CA | 941113237 | NONE | PC | PROMOTE ENERGY EFFICIENCY | $700,000 |
| CERES INC | |||||||
| 99 Chauncy Street 6th Fl | BOSTON | MA | 021111703 | NONE | PC | Educate public about climate and clean energy | $1,100,000 |
| SIERRA CLUB FOUNDATION | |||||||
| 2101 Webster Street Suite 1250 | OAKLAND | CA | 94612 | NONE | PC | PROMOTE CLEAN ENERGY | $2,150,000 |
| NATURAL RESOURCES DEFENSE COUNCIL INC | |||||||
| 40 West 20th Street | NEW YORK | NY | 100114211 | NONE | PC | PROMOTE ENERGY EFFICIENCY | $300,000 |
| WESTERN RESOURCE ADVOCATES | |||||||
| 2260 Baseline Road Ste 200 | BOULDER | CO | 803027740 | NONE | PC | EDUCATE PUBLIC ABOUT CLEAN ENERGY | $950,000 |
| ROCKEFELLER PHILANTHROPY ADVISORS INC | |||||||
| 6 West 48th St | NEW YORK | NY | 10036 | NONE | PC | Educate public about climate and clean energy | $2,000,000 |
| ROCKEFELLER PHILANTHROPY ADVISORS INC | |||||||
| 6 West 48th St | NEW YORK | NY | 10036 | NONE | PC | Educate public about climate and clean energy | $1,300,000 |
| CENTER FOR AMERICAN PROGRESS | |||||||
| 1333 H Street NW | WASHINGTON | DC | 200054707 | NONE | PC | Educate public about climate and clean energy | $1,000,000 |
| NATURAL RESOURCES DEFENSE COUNCIL INC | |||||||
| 40 West 20th Street | NEW YORK | NY | 100114211 | NONE | PC | Promote energy efficiency | $2,300,000 |
| INSTITUTE FOR ENERGY ECONOMICS AND FINANCIAL ANALY | |||||||
| Rivers Edge 3430 Rocky River Driv | CLEVELAND | OH | 44111 | NONE | PC | Educate public about climate and clean energy | $1,000,000 |
| ACTIVATION ENERGY INC | |||||||
| 2150 Shattuck Avenue Ste 300 | BERKELEY | CA | 94704 | NONE | PC | PROMOTE CLEAN ENERGY | $250,000 |
| ASPEN INSTITUTE | |||||||
| 2300 N STREET NW SUITE 700 | WASHINGTON | DC | 20037 | NONE | PC | WINTER ENERGY ROUNDTABLE | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $46,887,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,597 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $421 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,506,771 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $30,209,756 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $31,718,545 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $31,718,545 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (4 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| NATHANIEL LAURA SIMONS | ||||||
| 1 | ONE EMBARCADERO CENTER 22ND FL | SAN FRANCISCO | CA | 94111 | $3,600,000 | Yes (X) |
| NATHANIEL SIMONS DE TRUST I | ||||||
| 2 | 212 S MAIN AVE STE 136 | SIOUX FALLS | SD | 57104 | $31,752,125 | Yes (X) |
| NATHANIEL SIMONS DE TRUST II | ||||||
| 3 | 500 STANTON CHRISTIANA RD | NEWARK | DE | 19713 | $200,000 | Yes (X) |
| NATHANIEL SIMONS RENAISSANCE TRUST | ||||||
| 4 | 500 STANTON CHRISTIANA RD | NEWARK | DE | 19713 | $1,424,543 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| PREPARE FINANCIALS FOR AUDIT | $13,697 | $13,697 |
| PREPARE AUDITED FINANCIALS | $15,100 | $15,100 |
| PREPARATION OF FORM 990-PF | $160,888 | $158,328 |
Depreciation Schedule DepreciationSchedule
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MEDALLION CAPITAL INV. LTD. | FMV | $19,857 | $19,857 |
| MERITAGE HOLDINGS LTD.-CLASS A | FMV | $126,246,145 | $126,246,145 |
| MENDOCINO LONG OFFSHORE LTD | FMV | $15,037,982 | $15,037,982 |
| RENAISSANCE INST. DIVER. ALPHA | FMV | $102,774,275 | $102,774,275 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL CORPORATE COUNSELING | CategoryTxt |
| Legal Fees | $23,593 | LegalFeesAmt |
| Disbursements Charitable Prps | $18,990 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| OTHER RECEIVABLE | $97,754 | $0 | $0 |
| FUNDS IN TRANSIT | $0 | $40,000,000 | $40,000,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| BANK FEES | $39 | $0 | $0 | $39 |
| FEES & LICENSES | $495 | $495 | ||
| MEMBERSHIP AND DUES | $250,950 | $250,950 | ||
| OFFICE SUPPLIES | $11 | $11 | ||
| LOAN FEES | $31,944 | $32,083 | ||
| INSURANCE | $17,625 | $17,625 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FROM K-1 INVESTMENT | Desc |
| Revenue And Expenses Per Books | $1,506,771 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,506,771 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NET UNREALIZED GAINS | Desc |
| Amt | $16,187,785 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| FEDERAL EXCISE TAX PAYABLE | $0 | $470,000 |
| DEFERRED EXCISE TAX LIABILITY | $749,012 | $845,189 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ART SOURCE CONSULTING | CategoryTxt |
| Amt | $700 | Amt |
| Disbursements Charitable Prps | $700 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| FEDERAL EXCISE TAX | $920,858 | |
| STATE TAX | $97,138 | $961 |