THE GORDON FAMILY FOUNDATION: Form 990PF, tax year 2024
View the entire original 990 at ProPublica ↗
- Organization
- THE GORDON FAMILY FOUNDATION (EIN 38-7019693)
- Tax period
- 2024-01-01 to 2024-12-31
- Filed
- 2025-09-11
- IRS object ID
- 202512549349100646
- Schema version
- 2024v5.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2025-09-11T19:01:58-05:00 | ReturnTs |
| Tax Period End | 2024-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 331197384 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANDERSEN TAX LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1177 AVENUE OF THE AMERICAS | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2024-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 387019693 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GORDON FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GORD | BusinessNameControlTxt |
| Phone | 6462135100 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO ROCK CO 321 BROADWAY SUITE 30 | AddressLine1Txt |
| City | SARATOGA SPRINGS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12866 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROCKEFFELLER TRUST COMPANY | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6462135100 | PhoneNum |
| Signature | 2025-09-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MICHAEL VANDELOO | PreparerPersonNm |
| PTIN | P01458923 | PTIN |
| Phone | 6462135100 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2024 | TaxYr |
| Build TS | 2025-03-06 01:10:19Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $43,937,865 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,830,346 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,830,346 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $190,644 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,718,196 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $190,644 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $12,869 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $12,869 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,033,859 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,033,859 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $162,187 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $157,187 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $5,000 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $30,912 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $8,575 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,575 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $750 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $750 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $202,424 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $159,762 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $5,750 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $0 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $0 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $202,424 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $159,762 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,750 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,831,435 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,874,097 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $35,907,873 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $7,950,187 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $7,950,187 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,518,258 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $9,107,673 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $9,190,578 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $2,102,113 | CorporateStockBOYAmt |
| Corporate Stock EOY | $17,788,135 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $19,131,485 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $250,000 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,600,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,560,015 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $987,564 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $6,098,247 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $6,105,600 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $40,765,808 | TotalAssetsBOYAmt |
| Total Assets EOY | $42,544,242 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $43,937,865 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $6,404,206 | CapitalStockBOYAmt |
| Capital Stock EOY | $6,404,206 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $34,361,602 | RetainedEarningBOYAmt |
| Retained Earning EOY | $36,140,036 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $40,765,808 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $42,544,242 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $40,765,808 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $42,544,242 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $40,765,808 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,831,435 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $42,597,243 | SubtotalAmt |
| Other Decreases | $53,001 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $42,544,242 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (12 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $996,797 | $980,765 | $16,032 | $16,032 |
| PUBLICLY TRADED SECURITIES | $104,170 | $101,906 | $2,264 | $2,264 |
| PUBLICLY TRADED SECURITIES | $119,223 | $115,320 | $3,903 | $3,903 |
| PUBLICLY TRADED SECURITIES | $56,805 | $56,805 | $56,805 | |
| PUBLICLY TRADED SECURITIES | $1,020 | $1,020 | $1,020 | |
| PUBLICLY TRADED SECURITIES | $18,321 | $18,321 | $18,321 | |
| PUBLICLY TRADED SECURITIES | $302,018 | $277,685 | $24,333 | $24,333 |
| PUBLICLY TRADED SECURITIES | $553,754 | $495,181 | $58,573 | $58,573 |
| PUBLICLY TRADED SECURITIES | $550,000 | $550,000 | $0 | $0 |
| PUBLICLY TRADED SECURITIES | $16,088 | $16,088 | $16,088 | |
| PUBLICLY TRADED SECURITIES | -$5,254 | -$5,254 | ||
| PUBLICLY TRADED SECURITIES | -$1,441 | -$1,441 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $190,644 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $26,050 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $26,050 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $26,050 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,450 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $70,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $75,450 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $49,400 | OverpaymentAmt |
| Applied To ES Tax | $49,400 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ANDERSEN TAX LLC | IndividualWithBooksNm |
| Phone | 6462135100 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1177 6TH AVENUE 18TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MICHAEL GORDON | ||||||||
| C/O ROCK CO 321 BROADWAY SUITE 300 | SARATOGA SPRINGS | NY | 12866 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| ROCKEFELLER TRUST COMPANY | ||||||||
| C/O ROCK CO 321 BROADWAY SUITE 300 | SARATOGA SPRINGS | NY | 12866 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROCKEFELLER CAPITAL MANAGEMENT | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 145458 | AddressLine1Txt |
| City | CINCINNATI | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 45250 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $103,235 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $21,121,344 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $18,369,972 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,738,559 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $43,229,875 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $43,229,875 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $648,448 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $42,581,427 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,129,071 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,129,071 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $26,050 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $26,050 | TotalTaxAmt |
| Distributable Before Adj | $2,103,021 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,103,021 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,103,021 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,750 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,750 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,103,021 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,248,503 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $688,062 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $268,838 | ExcessDistributionCyovYr3Amt |
| Total Excess Distribution Cyov | $2,205,403 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,750 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $5,750 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $2,097,271 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $2,097,271 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $108,132 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $108,132 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $108,132 | ExcessFromYear3Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MICHAEL GORDON | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
| Total Grant Or Contri Pd Dur Yr | $0 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,830,346 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $12,869 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $190,644 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,033,859 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,033,859 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (6 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GS FIN CORP INDEX-LINKED SER F MTN ZERO CPN 0.00000% 01/29/2027 | $250,000 | $253,300 |
| MORGAN STANLEY FIN INDEX-LINKED LLC SER A MTN 0.00000% 03/04/2027 ZERO CPN | $300,000 | $292,635 |
| BARCLAYS BANK PLC INDEX-LINKED SER A MTN ZERO CPN 0.00000% 05/27/2027 | $250,000 | $240,900 |
| CITIGROUP GLOBAL INDEX-LINKED MKTS HLDGS IN SER N 0.00000% 06/24/2027 MTN ZE | $250,000 | $239,400 |
| CITIGROUP GLOBAL INDEX-LINKED MKTS HLDGS IN SER N 0.00000% 08/05/2027 MTN ZE | $250,000 | $243,350 |
| BOFA FIN LLC INDEX-LINKED SER A MTN 0.00000% 11/12/2027 | $300,000 | $290,430 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (88 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| VANGUARD S&P 500 ETF | $1,627,558 | $2,514,614 |
| GQG PARTNERS EMERGING MARKETS EQ INSTL | $2,064,555 | $2,064,451 |
| ISHARES RUSSELL 2000 ETF | $1,707,976 | $1,931,978 |
| GOLUB CAP PRIVATE CR FD COM SHS CL I | $1,500,000 | $1,495,825 |
| ARTISAN INTL VALUE FUND INSTL | $2,300,000 | $2,215,403 |
| TORTOISE ENGY INFRST TOTAL RETURN INSTL | $1,315,671 | $1,677,927 |
| INVESCO EXCHANGE TRADED FD TR S&P500 EQL | $501,817 | $485,673 |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | $2,040,871 | $1,952,109 |
| WIDSOMTREE JAPAN HEDGED EQUITY FUND | $1,242,237 | $1,326,504 |
| ADIDAS ADR | $31,052 | $33,730 |
| AIA GROUP ADR | $42,827 | $43,201 |
| AMADEUS IT GROUP S A UNSPONSORED ADS | $51,153 | $55,021 |
| ASM INTERNATIONAL NV SPON ADR EACH REP 1 | $51,319 | $48,947 |
| ASML HOLDING NV EUR0.09 NY REGISTRY SHS | $85,370 | $69,558 |
| ATLAS COPCO AB SP ADR B NEW | $57,912 | $52,545 |
| CANADIAN NATL RY CO COM ISIN | $51,196 | $43,613 |
| CLP HOLDINGS LTD ADR EACH REP 1 HKD5 | $23,808 | $24,045 |
| COLOPLAST SPON ADS EACH REPR 0.1 OD SHS | $58,464 | $48,729 |
| COMPASS GROUP PLC SPON ADR EACH REP 1 | $68,926 | $76,753 |
| CSL LTD SPON ADR EACH REPR 0.5 ORD | $47,383 | $44,568 |
| DAIKIN INDUSTRIES UNSP ADS EACH REP 0.1 | $47,799 | $44,232 |
| DASSAULT SYSTEMES SPON ADR EACH REP 1 | $53,767 | $48,147 |
| DIAGEO ADR REP 4 ORD | $37,033 | $35,436 |
| EXPERIAN PLC SPON ADR EACH REP 1 ORD SHS | $51,515 | $49,353 |
| FANUC CORPORATION UNSP ADR EACH REP 0.50 | $20,922 | $19,847 |
| FERRARI N V EUR0.01 NEW | $82,882 | $82,097 |
| HERMES INTERNATIONAL SA ADR | $80,055 | $82,704 |
| HOYA ADR | $47,369 | $47,740 |
| INDITEX (IND.DE DISENO TEXTIL SA) UNSP | $66,913 | $67,704 |
| INFINEON TECHNOLOGIES AG SPON ADR EACH | $38,578 | $38,235 |
| JARDINE MATHESON HLDGS LTD UNSPONSORD | $19,749 | $21,425 |
| KONE OYJ UNSP ADR EACH REPR 0.5 ORD | $39,486 | $38,409 |
| KUEHNE &NAGEL INTL AG UNSPONSORD ADR | $21,387 | $18,123 |
| L AIR LIQUIDE ORD ADR | $84,465 | $75,723 |
| L OREAL UNSPON ADR EACH REP 0.2 ORD SHS | $72,159 | $60,693 |
| LONZA GROUP AG UNSPONSORED ADR | $31,608 | $30,801 |
| LVMH MOET HENNESSY LOUIS VUITTON ADR | $72,783 | $63,777 |
| MERCK KGAA SPON ADR EACH REPR 0.2 ORD | $44,908 | $39,223 |
| MURATA MANUFACTURING CO UNSP ADR EACH | $19,829 | $16,667 |
| MURATA MANUFACTURING CO UNSP ADR EACH | $57,938 | $54,688 |
| NOVO NORDISK A/S ADR-EACH CNV INTO 1 | $93,740 | $67,108 |
| ROCHE HOLDINGS ADR | $47,358 | $47,158 |
| SAGE GROUP PLC UNSPONSORD ADR | $34,491 | $40,271 |
| SAP ADR REP 1 ORD | $49,192 | $59,330 |
| SGS SA UNSP ADR EACH REPR 0.01 ORD CHF1 | $46,704 | $47,338 |
| SHIN ETSU CHEMICAL CO LTD ADR | $55,389 | $46,289 |
| SMC SPN ADR REP ORD | $67,270 | $55,194 |
| SYSMEX CORP UNSP ADR EA REPR 1/2 ORD SHS | $43,313 | $45,024 |
| TAIWAN SEMICONDUCTOR MANUFACTURING SPON | $81,146 | $102,630 |
| TERUMO ADR | $22,393 | $24,102 |
| TOTAL ENERGIES SE | $46,065 | $37,551 |
| UNIVERSAL MUSIC GROUP N.V UNSPON ADR | $41,955 | $41,049 |
| WOLTERS KLUWERS SPON ADR EACH REP 1 ORD | $50,419 | $52,000 |
| ABBOTT LABORATORIES | $29,323 | $29,409 |
| ACCENTURE PLC | $36,799 | $43,622 |
| ALPHABET INC CAP STK CL A | $49,265 | $51,868 |
| AMAZON.COM INC | $36,988 | $43,220 |
| AMGEN INC | $37,506 | $31,277 |
| ANALOG DEVICES INC COM | $38,007 | $35,268 |
| BLACKROCK INC COM | $37,660 | $49,205 |
| BROADCOM INC COM | $47,263 | $74,189 |
| CADENCE DESIGN SYSTEMS INC COM USD0.01 | $24,377 | $24,337 |
| COCA-COLA CO | $37,014 | $36,298 |
| COSTCO WHOLESALE CORP COM | $37,195 | $40,316 |
| DIGITAL REALTY TRUST INC | $24,867 | $30,323 |
| DISNEY WALT CO COM | $25,274 | $27,503 |
| EMERSON ELECTRIC CO | $38,155 | $44,119 |
| EOG RESOURCES INC | $37,508 | $37,264 |
| EQUINIX INC COM | $25,488 | $32,058 |
| FIFTH THIRD BANCORP | $25,508 | $29,807 |
| HOME DEPOT INC | $37,552 | $43,178 |
| JPMORGAN CHASE &CO. COM | $35,699 | $43,388 |
| LINDE PLC COM EUR0.001 | $37,548 | $36,006 |
| L3HARRIS TECHNOLOGIES INC COM | $39,819 | $33,435 |
| MCDONALD S CORP | $37,912 | $42,614 |
| MERCK &CO. INC COM | $37,237 | $28,252 |
| MICROSOFT CORP | $48,617 | $46,787 |
| NASDAQ INC COM STK | $28,880 | $28,682 |
| NEXTERA ENERGY INC COM USD0.01 | $38,653 | $36,992 |
| SALESFORCE INC COM | $37,375 | $52,490 |
| SHELL PLC SPON ADS EA REP 2 ORD SHS | $38,072 | $33,518 |
| TE CONNECTIVITY PLC COM USD0.01 | $37,766 | $36,457 |
| THERMO FISHER SCIENTIFIC INC | $38,249 | $35,376 |
| TJX COMPANIES INC | $24,552 | $27,303 |
| UBER TECHNOLOGIES INC COM | $27,512 | $23,404 |
| UNION PAC CORP COM | $38,019 | $38,311 |
| VISA INC | $37,652 | $43,614 |
| ZOETIS INC | $38,149 | $36,333 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $9,107,673 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $9,190,578 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AG DLI II, L.P. | AT COST | $370,718 | $387,143 |
| AG DLI III, L.P. | AT COST | $245,320 | $245,320 |
| AG ESSENTIAL HOUSING FUND II HOLDINGS (DE), LP | AT COST | $201,547 | $206,176 |
| BLUESPRUCE FUND LP | AT COST | $1,267,447 | $1,267,451 |
| KOHLBERG ACCESS - KOHLBERG INVESTORS X, LP | AT COST | $256,712 | $256,712 |
| KKR INFRASTRUCTURE CONGLOMERATE LLC | AT COST | $1,260,170 | $1,246,464 |
| THIRD POINT ULTRA | AT COST | $1,500,000 | $1,500,000 |
| PORT CAPITAL SMALL CAP FUND II LP | AT COST | $996,333 | $996,334 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER ADJUSTMENT | Desc |
| Amt | $53,001 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NEW YORK ANNUAL FILING FEE | Desc |
| Revenue And Expenses Per Books | $750 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $750 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| BLUESPRUCE FUND LP | $4 | $4 | $4 |
| KKR INFRASTRUCTURE CONGLOMERATE LLC | $12,864 | $12,864 | $12,864 |
| PORT CAPITAL SMALL CAP FUND II LP | $1 | $1 | $1 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNT MANAGMENT FEES | CategoryTxt |
| Amt | $162,187 | Amt |
| Net Investment Income | $157,187 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $5,000 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MICHAEL GORDON | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O ROCK CO 321 BROADWAY SUITE 300 | AddressLine1Txt |
| City | SARATOGA SPRINGS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12866 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAXES | $6,000 | $0 | $0 |
| FOREIGN TAXES | $2,575 | $2,575 | $0 |