NATIONAL INVESTOR RELATIONS INSTITUTE: Form 990, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- NATIONAL INVESTOR RELATIONS INSTITUTE (EIN 54-1758790)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-06-30
- IRS object ID
- 202011829349301746
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-06-30T14:53:58-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 410746749 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 901 NORTH GLEBE ROAD SUITE 200 | AddressLine1Txt |
| City | ARLINGTON | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22203 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 541758790 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NATIONAL INVESTOR RELATIONS INSTITUTE | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NATI | BusinessNameControlTxt |
| Phone | 7035627700 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 225 REINEKERS LANE NO 560 | AddressLine1Txt |
| City | ALEXANDRIA | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22314 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GARY LABRANCHE | PersonNm |
| Person Title | PRESIDENT & CEO | PersonTitleTxt |
| Phone | 7035627700 | PhoneNum |
| Signature | 2020-06-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | J ANDREW SMITH | PreparerPersonNm |
| PTIN | P00635175 | PTIN |
| Phone | 5712279500 | PhoneNum |
| Preparation | 2020-06-29 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 71.178.24.152 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-06-30 | IPDt |
| IP Tm | 14:43:40 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 0514B758026FFB4303D1E4DFF3C58ED2768E19CE | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 87826B80F82B7742AC94E6ED7EC5993094E974B0 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2020-09-22 18:59:49Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | GARY LABRANCHE | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 225 REINEKERS LANE NO 560 | AddressLine1Txt |
| City | ALEXANDRIA | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22314 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $4,535,528 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c | Yes (X) | Organization501cInd |
| Website Address | WWW.NIRI.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1970 | FormationYr |
| Legal Domicile State | VA | LegalDomicileStateCd |
| Activity Or Mission | TO PROMOTE THE COMMON INTEREST OF PERSONS ENGAGED IN THE PROFESSION ON INVESTOR RELATIONS BY DISTRIBUTING AND STIMULATING THE EXHANGE OF INFORMATION. | ActivityOrMissionDesc |
| Voting Members Governing Body | 17 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 17 | VotingMembersIndependentCnt |
| Total Employee | 14 | TotalEmployeeCnt |
| Total Volunteers | 375 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $0 | PYContributionsGrantsAmt |
| CY Contributions Grants | $0 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $4,296,476 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $3,886,903 | CYProgramServiceRevenueAmt |
| PY Investment Income | $124,955 | PYInvestmentIncomeAmt |
| CY Investment Income | $307,818 | CYInvestmentIncomeAmt |
| PY Other Revenue | $0 | PYOtherRevenueAmt |
| CY Other Revenue | $0 | CYOtherRevenueAmt |
| PY Total Revenue | $4,421,431 | PYTotalRevenueAmt |
| CY Total Revenue | $4,194,721 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $0 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $0 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $2,108,120 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $2,230,045 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $2,556,643 | PYOtherExpensesAmt |
| CY Other Expenses | $2,684,728 | CYOtherExpensesAmt |
| PY Total Expenses | $4,664,763 | PYTotalExpensesAmt |
| CY Total Expenses | $4,914,773 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | -$243,332 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | -$720,052 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $6,957,485 | TotalAssetsBOYAmt |
| Total Assets EOY | $6,674,216 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $2,401,745 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $3,003,671 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $4,555,740 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $3,670,545 | NetAssetsOrFundBalancesEOYAmt |
| Mission | THROUGH ITS COLLABORATIVE COMMUNITY, NATIONAL INVESTOR RELATIONS INSTITUTE (NIRI) ADVANCES ENGAGEMENT IN THE CAPITAL MARKETS AND DRIVES BEST PRACTICES IN CORPORATE DISCLOSURES, GOVERNANCE, AND INFORMED INVESTING. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Desc | NATIONAL INVESTOR RELATIONS INSTITUTE (NIRI) ANNUAL CONFERENCE - THE LARGEST GATHERING OF THE INVESTOR RELATIONS COMMUNITY IN THE WORLD, DELIVERING ACTIONABLE TAKEAWAYS, CRITICAL INSIGHTS FROM LEADING INDUSTRY PROFESSIONALS, OPPORTUNITIES TO ADDRESS UNIQUE CHALLENGES AND DISCOVER SOLUTIONS. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SENIOR ROUNDTABLE - FORMED IN 1994 TO RESPOND TO THE NEEDS OF NIRI'S MORE SENIOR-LEVEL INVESTOR RELATIONS OFFICER (IROS) AND PROVIDE A FORUM TO SUPPORT AND RECOGNIZE THEIR EXPERIENCE. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FUNDAMENTALS OF INVESTOR RELATIONS (IR) - COMPREHENSIVE INVESTOR RELATIONS (IR) SEMINAR OFFERING A STRUCTURED OVERVIEW OF ALL ASPECTS OF INVESTOR RELATIONS INCLUDING MARKETING, COMMUNICATIONS AND FINANCE. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Described In Section501c3 | 0 | DescribedInSection501c3Ind |
| Schedule B Required | 0 | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Subject To Proxy Tax | Yes (1) | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Donor Rstr Or Quasi Endowments | 0 | DonorRstrOrQuasiEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | 0 | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (1) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | Yes (1) | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | 0 | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | 0 | ForeignOfficeInd |
| Foreign Activities | 0 | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With35 Ctrl Ent | 0 | BusinessRlnWith35CtrlEntInd |
| Deductible Non Cash Contri | 0 | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | 0 | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | 0 | TransactionWithControlEntInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 33 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Employee | 14 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | 0 | ForeignFinancialAccountInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
| Subject To Excs Tax Net Invst Inc | 0 | SubjectToExcsTaxNetInvstIncInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 17 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 17 | IndependentVotingMemberCnt |
| Family Or Business Rln | 0 | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | Yes (1) | MembersOrStockholdersInd |
| Election Of Board Members | Yes (1) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | 0 | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | Yes (1) | LocalChaptersInd |
| Policies Reference Chapters | Yes (1) | PoliciesReferenceChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | VA | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | STACI SCOTT | PersonNm |
| Phone | 7035627700 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 225 REINEKERS LANE STE 560 | AddressLine1Txt |
| City | ALEXANDRIA | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22314 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (26 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|---|
| MELLISA PLAISANCE | ||||||||
| CHAIR ELECT | 2.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| RON PARHAM UNTIL JULY 2019 | ||||||||
| CHAIR | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| LEE AHLSTROM | ||||||||
| PAST CHAIR | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| DAVID BANKS | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| MICHAEL BECKER | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| PAT DAVIDSON | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| JULIE DEWEY | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| JEN DRISCOLL | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| SHEP DUNLAP | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| HALA ELSHERBINI | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| DEBBIE HANCOCK | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| JASON LANDKAMER | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| CAROL MURRAY-NEGRON | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| GREG SECORD | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| VICTORIA SIVRAIS | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| JEFF SMITH | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| RUTH VENNING | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| DEB WASSER | ||||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| GARY LABRANCHE | ||||||||
| PRESIDENT/CEO | 37.50 | Yes (X) | $511,500 | $0 | $51,737 | |||
| AARON EGGERS | ||||||||
| VP SPONSOR & PARTNER ENGAGEMENT | 37.50 | Yes (X) | $128,479 | $0 | $13,941 | |||
| CAROLYN WHEATLEY UNTIL JUNE 2019 | ||||||||
| VP FINANCE & ADMINISTRATION | 37.50 | Yes (X) | $99,200 | $0 | $9,861 | |||
| STACI SCOTT | ||||||||
| VP FINANCE & ADMINISTRATION | 37.50 | Yes (X) | $51,700 | $0 | $3,854 | |||
| MATTHEW BRUSCH | ||||||||
| CHIEF PROGRAM OFFICER | 37.50 | $181,709 | $0 | $16,609 | Yes (X) | |||
| ANITA JOSHI | ||||||||
| DIRECTOR OF IT AND DATABASE MGMT | 37.50 | $114,691 | $0 | $42,659 | Yes (X) | |||
| CHARLES ALLEN | ||||||||
| VP COMMMUNICATIONS & MEMBERS ENGAGEMENT | 37.50 | $110,548 | $0 | $34,075 | Yes (X) | |||
| IMAN HANNON | ||||||||
| DIRECTOR OF CERTIFICATION AND ASSISTANT TO THE BOA | 37.50 | $112,584 | $0 | $31,740 | Yes (X) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $1,310,411 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $204,476 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 6 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (2 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| MARRIOTT INTERNATIONAL | |||||
| 5350 E MARRIOTT DR | PHOENIX | AZ | 85054 | HOTEL ANNUAL CONFERENCE 2019 | $436,918 |
| MARX PRODUCTIONS | |||||
| 4151 W LINDBERGY WAY | CHANDLER | AZ | 85226 | AUDIO VISUAL ANNUAL CONFERENCE 2019 | $170,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 6 | CntrctRcvdGreaterThan100KCnt |
Program Service Revenue ProgramServiceRevenueGrp (4 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| CONFERENCE & SEMINAR F | 900099 | $2,363,326 | $2,363,326 |
| MEMBERSHIP DUES | 900099 | $1,387,343 | $1,387,343 |
| PUBLICATION & MEMBER S | 900099 | $94,844 | $94,844 |
| CERTIFICATION -BODY OF | 900099 | $41,390 | $41,390 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $3,886,903 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $132,456 | TotalRevenueColumnAmt |
| Exclusion | $132,456 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $516,169 | SecuritiesAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $340,807 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $175,362 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $175,362 | TotalRevenueColumnAmt |
| Exclusion | $175,362 | ExclusionAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $4,194,721 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $3,886,903 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $307,818 | ExclusionAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,068,590 | TotalAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $808,201 | TotalAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $87,233 | TotalAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $155,437 | TotalAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $110,584 | TotalAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $11,717 | TotalAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $44,000 | TotalAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $29,890 | TotalAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $16,169 | TotalAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $169,291 | TotalAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,273 | TotalAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $105,523 | TotalAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $103,467 | TotalAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $252,049 | TotalAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $174,936 | TotalAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,135,211 | TotalAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $248 | TotalAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $130,350 | TotalAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $58,182 | TotalAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt |
|---|---|
| DUES & SUBSCRIPTIONS | $111,359 |
| SPEAKER FEES | $77,901 |
| EQUIPMENT LEASE AND MAI | $66,604 |
| LEARNING STUDIO | $33,750 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $157,808 | TotalAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,914,773 | TotalAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,000,834 | BOYAmt |
| EOY | $1,629,228 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $250,000 | BOYAmt |
| EOY | $250,000 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $3,629 | BOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $130 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $158,851 | BOYAmt |
| EOY | $108,982 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $1,431,788 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $1,300,944 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $156,211 | BOYAmt |
| EOY | $130,844 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,369,027 | BOYAmt |
| EOY | $4,536,099 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $18,933 | BOYAmt |
| EOY | $18,933 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $6,957,485 | BOYAmt |
| EOY | $6,674,216 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $633,789 | BOYAmt |
| EOY | $508,338 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $271,271 | BOYAmt |
| EOY | $979,744 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,496,685 | BOYAmt |
| EOY | $1,515,589 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,401,745 | BOYAmt |
| EOY | $3,003,671 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,555,740 | BOYAmt |
| EOY | $3,670,545 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,555,740 | BOYAmt |
| EOY | $3,670,545 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $6,957,485 | BOYAmt |
| EOY | $6,674,216 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expnss | -$720,052 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | $375,466 | NetUnrlzdGainsLossesInvstAmt |
| Prior Period Adjustments | -$540,609 | PriorPeriodAdjustmentsAmt |
| Other Changes In Net Assets | $0 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Separate Basis Fincl Stmt | Yes (X) | SeparateBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequiredInd |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantially All Dues Nonded | 0 | SubstantiallyAllDuesNondedInd |
| Only In House Lobbying | 0 | OnlyInHouseLobbyingInd |
| Agree Carryover Prior Year | 0 | AgreeCarryoverPriorYearInd |
| Dues Assessments | $1,387,343 | DuesAssessmentsAmt |
| Non Deductible Lbbyng Pltcl CY | $12,350 | NonDeductibleLbbyngPltclCYAmt |
| Non Ded Lbbyng Pltcl Cyov | $123,593 | NonDedLbbyngPltclCyovAmt |
| Non Deductible Lbbyng Pltcl Tot | $135,943 | NonDeductibleLbbyngPltclTotAmt |
| Carried Over | $135,943 | CarriedOverAmt |
Schedule D IRS990ScheduleD
CY Endwmt Fund CYEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $0 | BeginningYearBalanceAmt |
| Contributions | $0 | ContributionsAmt |
| Investment Earnings Or Losses | $0 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $0 | GrantsOrScholarshipsAmt |
CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $0 | BeginningYearBalanceAmt |
| Contributions | $0 | ContributionsAmt |
| Investment Earnings Or Losses | $0 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $0 | GrantsOrScholarshipsAmt |
CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $0 | BeginningYearBalanceAmt |
| Contributions | $0 | ContributionsAmt |
| Investment Earnings Or Losses | $0 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $0 | GrantsOrScholarshipsAmt |
CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $0 | BeginningYearBalanceAmt |
| Contributions | $0 | ContributionsAmt |
| Investment Earnings Or Losses | $0 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $0 | GrantsOrScholarshipsAmt |
| Administrative Expenses | $0 | AdministrativeExpensesAmt |
CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $0 | BeginningYearBalanceAmt |
| Contributions | $0 | ContributionsAmt |
| Investment Earnings Or Losses | $0 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $0 | GrantsOrScholarshipsAmt |
| Other Expenditures | $0 | OtherExpendituresAmt |
| Administrative Expenses | $0 | AdministrativeExpensesAmt |
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $301,641 | OtherCostOrOtherBasisAmt |
| Depreciation | $264,772 | DepreciationAmt |
| Book Value | $36,869 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $1,130,147 | OtherCostOrOtherBasisAmt |
| Depreciation | $1,036,172 | DepreciationAmt |
| Book Value | $93,975 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $130,844 | TotalBookValueLandBuildingsAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)
| DescDesc | AmtAmt |
|---|---|
| CHAPTER DUES PAYABLE | $28,711 |
| FUNDS HELD FOR CHAPTERS | $1,486,878 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $1,515,589 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $4,554,018 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | $375,466 | NetUnrealizedGainsInvstAmt |
| Revenue Not Reported | $375,466 | RevenueNotReportedAmt |
| Revenue Subtotal | $4,178,552 | RevenueSubtotalAmt |
| Investment Expenses Not Incld | $16,169 | InvestmentExpensesNotIncldAmt |
| Revenue Not Reported Fincl Stmt | $16,169 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $4,194,721 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $4,898,604 | TotExpnsEtcAuditedFinclStmtAmt |
| Expenses Not Reported | $0 | ExpensesNotReportedAmt |
| Expenses Subtotal | $4,898,604 | ExpensesSubtotalAmt |
| Investment Expenses Not Incld2 | $16,169 | InvestmentExpensesNotIncld2Amt |
| Expenses Not Rpt Fincl Stmt | $16,169 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $4,914,773 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART X, LINE 2: | FormAndLineReferenceDesc |
| Explanation | THE INSTITUTE IS A NONPROFIT ORGANIZATION EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE. THE INSTITUTE IS REQUIRED TO PAY TAX ON ITS UNRELATED BUSINESS INCOME. THE INSTITUTE HAS ADOPTED ASC TOPIC 740-10. THE TOPIC PROVIDES FOR A CONSISTENT APPROACH IN IDENTIFYING AND REPORTING UNCERTAIN TAX PROVISIONS. THE INSTITUTE BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Form990 Of Other Organizations | Yes (X) | Form990OfOtherOrganizationsInd |
| Written Employment Contract | Yes (X) | WrittenEmploymentContractInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | Yes (1) | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | Yes (1) | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (3 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GARY LABRANCHE | ||||||||||||||
| PRESIDENT/CEO | $465,000 | $0 | $46,500 | $0 | $0 | $0 | $28,000 | $0 | $23,737 | $0 | $563,237 | $0 | $0 | $0 |
| MATTHEW BRUSCH | ||||||||||||||
| CHIEF PROGRAM OFFICER | $181,709 | $0 | $0 | $0 | $0 | $0 | $16,171 | $0 | $438 | $0 | $198,318 | $0 | $0 | $0 |
| ANITA JOSHI | ||||||||||||||
| DIRECTOR OF IT AND DATABASE MGMT | $114,691 | $0 | $0 | $0 | $0 | $0 | $11,469 | $0 | $31,190 | $0 | $157,350 | $0 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINES 4A-B | FormAndLineReferenceDesc |
| Explanation | THE PRESIDENT & CEO, GARY LABRANCHE, PARTICIPATES IN A 457(F) PLAN. TOTAL AMOUNT OF THE CONTRIBUTION TO THE PLAN DURING THE YEAR WAS $0. CAROLYN WHEATLEY, VP FINANCE&ADMINISTRATION, RECEIVED SEVERANCE IN THE AMOUNT OF $50,000. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (7 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, SECTION A, LINE 1 | THIS COMMITTEE SHALL BE COMPRISED OF THE CHAIRPERSON (WHO SHALL SERVE AS CHAIRPERSON OF THE COMMITTEE), THE CHAIRPERSON-ELECT, THE PAST CHAIRPERSON, THE PRESIDENT AND CHIEF EXECUTIVE OFFICER, AND AT LEAST THREE ADDITIONAL ELECTED MEMBERS OF THE BOARD OF DIRECTORS, WHO SHALL INCLUDE THE CURRENT CHAIRPERSONS OF THE INSTITUTE'S OTHER STANDING AND SPECIAL COMMITTEES. THIS COMMITTEE SHALL OVERSEE THE BUSINESS AND AFFAIRS OF THE INSTITUTE IN THE INTERVALS BETWEEN MEETINGS OF THE BOARD OF DIRECTORS. |
| FORM 990, PART VI, SECTION A, LINE 6 | MEMBERSHIP IN THE INSTITUTE SHALL BE SUBJECT TO THE APPROVAL OF THE CHAIRPERSON OR PRESIDENT AND IN COMPLIANCE WITH THE RULES, REGULATIONS AND RELATED CODE OF ETHICS OF THE INSTITUTE. CLASSES OF MEMBERSHIP: INDIVIDUALS WHO WERE ADMITTED TO MEMBERSHIP IN THE INSTITUTE PRIOR TO DECEMBER 31, 1970, SHALL BE CONSIDERED CHARTER MEMBERS OF THE INSTITUTE. THE CLASSES OF MEMBERSHIP IN THE INSTITUTE AND THE QUALIFICATION FOR THOSE CLASSES ARE: 1. REGULAR MEMBERS. THE FOLLOWING CATEGORIES ARE ELIGIBLE TO APPLY AS REGULAR MEMBERS: A. AN INDIVIDUAL WHO IS ACTIVELY ENGAGED IN THE PRACTICE OF INVESTOR RELATIONS AND/OR CORPORATE COMMUNICATION AT THE TIME OF THE APPLICATION AS AN EMPLOYEE OF A CORPORATION LISTED ON A PUBLIC STOCK EXCHANGE (OR OF A COMPANY THAT IS PLANNING TO LIST). B. AN INDIVIDUAL WHO IS A CONSULTANT ENGAGED IN ASSISTING PUBLIC-COMPANY CLIENTS IN THE DESIGN AND IMPLEMENTATION OF BROAD-BASED INVESTOR RELATIONS AND/OR CORPORATE COMMUNICATION PROGRAMS THAT CONTRIBUTE TO THE COMPANIES' SECURITIES ACHIEVING FAIR VALUATION IN THE MARKETPLACE. 2. ASSOCIATE MEMBERS. ANY PROFESSIONAL WHO DOES NOT QUALIFY AS A REGULAR MEMBER MAY BE CONSIDERED FOR THE CLASSIFICATION OF ASSOCIATE MEMBER. THIS CLASSIFICATION IS LIMITED TO PROFESSIONALS WHO NORMALLY WORK WITH REGULAR MEMBERS IN SUPPORT OF INVESTOR RELATIONS. THE FOLLOWING CATEGORIES ARE ELIGIBLE TO APPLY AS ASSOCIATE MEMBERS: A. SERVICE PROVIDER MEMBER. AN INDIVIDUAL WHO IS EMPLOYED IN A BUSINESS THAT PROVIDES DISCRETE PRODUCTS OR SERVICES TO SUPPORT THE INVESTOR RELATIONS AND/OR CORPORATE COMMUNICATION FUNCTION. B. AFFILIATED PROFESSION MEMBER. AN INDIVIDUAL WHO IS EMPLOYED IN A PROFESSION RELATED TO INVESTOR RELATIONS AND/OR CORPORATE COMMUNICATION (SUCH AS, BUT NOT LIMITED TO, LAWYERS, INVESTMENT BANKERS, JOURNALISTS, ANALYSTS/BROKERS AND ACCOUNTANTS). C. ACADEMIC MEMBER: AN INDIVIDUAL WHO IS ENGAGED FULL-TIME IN A COLLEGE OR UNIVERSITY IN AREAS ENCOMPASSING INVESTOR RELATIONS AND/OR CORPORATE COMMUNICATION SHALL BE ELIGIBLE TO APPLY FOR ASSOCIATE MEMBERSHIP IN THE CATEGORIES BELOW: C1. PROFESSORS - A MEMBER OF THE ACADEMIC COMMUNITY WHO IS ENGAGED FULL-TIME IN COLLEGE OR UNIVERSITY TEACHING OR RESEARCH IN THE AREAS NOTED ABOVE. C2. STUDENTS- A FULL-TIME STUDENT ENROLLED IN A COLLEGE OR UNIVERSITY IN PURSUIT OF A CAREER IN INVESTOR RELATIONS AND/OR CORPORATE COMMUNICATION. D. HONORARY MEMBERS - AN INDIVIDUAL RECOMMENDED BY THE BOARD OF DIRECTORS WHO, IN THE OPINION OF THE MAJORITY OF THE MEMBERS OF THE BOARD OF DIRECTORS HAS PERFORMED OUTSTANDING SERVICE TO THE INSTITUTE OR THE PROFESSION OF INVESTOR RELATIONS, SHALL BE DESIGNATED AN HONORARY MEMBER AND SHALL BE EXEMPT FROM THE PAYMENT OF DUES. E. RETIRED MEMBERS. AN INDIVIDUAL WHO HAS BEEN A REGULAR MEMBER WHO IS FULLY RETIRED FROM PROFESSIONAL INVESTOR RELATIONS AND/OR CORPORATE COMMUNICATION SHALL BE ELIGIBLE TO BECOME A RETIRED MEMBER. 3. COLLEAGUE MEMBERS. ANY INDIVIDUAL MEETING THE REQUIREMENTS OF A REGULAR OR ASSOCIATE MEMBER MAY BE CONSIDERED FOR THE CLASSIFICATION OF COMPANION MEMBER IF THIS INDIVIDUAL IS AN ADDITIONAL MEMBER OF THE REGULAR MEMBER'S OR ASSOCIATE MEMBER'S COMPANY OR FIRM AS DEFINED IN ARTICLE II SEC A 1 OR 2. |
| FORM 990, PART VI, SECTION A, LINE 7A | THE MEMBERS OF THE ORGANIZATION VOTES ANNUALLY ON A SLATE OF 4 BOARD MEMBERS NOMINEES TO SERVE UP TO A 4-YEAR TERM. THESE 4 MEMBERS CONSTITUTE 25% OF THE BOARD MEMBERSHIP. THE SLATE OF NOMINEES IS PRESENTED TO THE MEMBERSHIP BY PROXY BY THE NOMINATING COMMITTEE FOR APPROVAL. ONLY REGULAR MEMBERS SHALL HAVE ONE VOTE IN ANY ELECTION OR QUESTIONS SUBMITTED TO THE VOTE OF INSTITUTE MEMBERS EXCEPT THAT ASSOCIATE MEMBERS SHALL HAVE ONE VOTE EACH WITH RESPECT TO THE ELECTION OF THE ASSOCIATE DIRECTOR. |
| FORM 990, PART VI, SECTION B, LINE 11B | THE 990 IS PREPARED BY THE INDEPENDENT AUDITING FIRM THAT CONDUCTS THE AUDIT OF NIRI'S FINANCIAL STATEMENTS. MANAGEMENT THEN REVIEWS THE 990 AND DETERMINES THAT THE INFORMATION IS CONSISTENT WITH THE AUDITED FINANCIAL STATEMENTS. THE BOARD'S AUDIT & FINANCE COMMITTEE THEN CONDUCTS A FINAL REVIEW. A COMPLETE COPY IS MADE AVAILABLE TO THE FULL BOARD PRIOR TO SUBMISSION. |
| FORM 990, PART VI, SECTION B, LINE 12C | NIRI HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES DISCLOSURE OF ANY POTENTIAL CONFLICTS OF INTEREST BY BOARD MEMBERS AND EMPLOYEES. NIRI PREPARED A CONFLICT OF INTEREST DOCUMENT THAT IDENTIFIES POTENTIAL CONFLICTS OF INTEREST, SCOPE OF THE POLICY, AND HOW SUCH CONFLICTS ARE REPORTED. THE STATEMENT IDENTIFIES THE INDIVIDUAL THAT POTENTIAL CONFLICTS OF INTEREST SHOULD BE REPORTED TO, INCLUDING A SUPERVISOR, NIRI EXECUTIVES, OR NIRI AUDIT COMMITTEE CHAIR, AS APPROPRIATE. THIS POLICY WAS DISTRIBUTED TO ALL EMPLOYEES AS PART OF THE EMPLOYEE HANDBOOK, BOARD MEMBERS RECEIVE A COPY OF THE POLICY AS PART OF THE BOARD ORIENTATION PROCESS. DIRECTORS ARE INSTRUCTED TO INFORM NIRI PROMPTLY OF ANY POTENTIAL CONFLICTS OF INTEREST AS DEFINED IN THE CONFLICT OF INTEREST POLICY. IN ADDITION, BOARD MEMBERS WERE SENT QUERIES CONCERNING POSSIBLE BUSINESS OR FAMILY RELATIONSHIPS WITH ONE ANOTHER TO DOCUMENT IF THERE WERE SUCH RELATIONSHIPS - NONE WERE NOTED. |
| FORM 990, PART VI, SECTION B, LINE 15 | NIRI HAS A COMPENSATION COMMITTEE OF THE BOARD THAT EVALUATES STAFF COMPENSATION AND BENEFITS COMPETITIVENESS. AN OUTSIDE CONSULTANT WAS ENGAGED IN 2014 TO DO A STAFF ASSESSMENT, BENCHMARKING NIRI AGAINST OTHER ASSOCIATIONS IN THE DC MARKETPLACE. THIS PROCESS IS TYPICALLY DONE EVERY 2-4 YEARS. THIS PROCESS WAS MOST RECENTLY UPDATED EARLY 2018. NIRI'S COMPENSATION COMMITTEE CONSISTS OF A CHAIRPERSON AND AT LEAST THREE ADDITIONAL ELECTED MEMBERS OF THE BOARD OF DIRECTORS, WHO SHALL INCLUDE THE CURRENT CHAIRPERSONS OF THE INSTITUTE'S OTHER STANDING AND SPECIAL COMMITTEES. THE COMMITTEE OVERSEES THE COMPENSATION AND BENEFITS FOR THE INSTITUTE'S PRESIDENT AND CEO AND SENIOR STAFF, AND RECOMMENDS ANY CHANGES TO COMPENSATION AND BENEFITS PHILOSOPHY AND/OR POLICY TO THE BOARD OF DIRECTORS. ANNUALLY EVERY STAFF PERSON IS ASSIGNED GOALS AND COMPLETES AN EVALUATION. ONGOING SALARY IS DETERMINED BY THE CEO BASED UPON AN EMPLOYEE EVALUATION AND COMPARABLES FOR THEIR POSITION. SALARIES ARE REVIEWED BY THE BOARD COMPENSATION COMMITTEE. IN ADDITION, SUCH PERSONS MAY, AS PART OF THEIR ANNUAL PERFORMANCE REVIEW, AND IN CONJUNCTION WITH AN EVALUATION OF THE SUCCESS OF THE ORGANIZATION, RECEIVE AN ANNUAL BONUS SUBJECT TO MANAGEMENT AND BOARD APPROVAL. |
| FORM 990, PART VI, SECTION C, LINE 19 | NIRI'S BY-LAWS, WHICH INCLUDES INFORMATION ABOUT NIRI'S MISSION, MEMBERSHIP, PURPOSE OF THE BOARD OF DIRECTORS, INFORMATION ABOUT CHAPTERS, AND OTHER RELEVANT PROCESSES, ARE AVAILABLE ON NIRI'S WEBSITE. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp
Disregarded Entity Name DisregardedEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NIRI EDUCATION FOUNDATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 225 REINEKERS LANE SUITE 560 | AddressLine1Txt |
| City | ALEXANDRIA | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22314 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521321871 | EIN |
| Primary Activities | EDUCATION | PrimaryActivitiesTxt |
| Legal Domicile State | VA | LegalDomicileStateCd |
| Exempt Code Section | 501(C)(3) | ExemptCodeSectionTxt |
| Public Charity Status | LINE 12A, I | PublicCharityStatusTxt |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NIRI | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Controlled Organization | Yes (1) | ControlledOrganizationInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | 0 | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | 0 | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | 0 | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | 0 | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | 0 | SharingOfFacilitiesInd |
| Paid Employees Sharing | 0 | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |