GERARD B LAMBERT FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- GERARD B LAMBERT FOUNDATION (EIN 31-1814353)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-10-28
- IRS object ID
- 202013029349100126
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Notes Loans Rcvbl Long Sch
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-10-28T13:37:36-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 311814353 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GERARD B LAMBERT FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GERA | BusinessNameControlTxt |
| Phone | 2122862600 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO PKF OCONNOR DAVIES 665 5TH AV | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS L LLOYD | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2122862600 | PhoneNum |
| Signature | 2020-10-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOSEPH L ALI CPA | PreparerPersonNm |
| PTIN | P02093808 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2020-10-23 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 68.129.190.231 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-10-28 | IPDt |
| IP Tm | 12:17:08 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | CE3CBF7CEF6FFDDC52CDBAA53BE3979149033AD8 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $90,773,133 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $6,748,870 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $73,395 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $73,395 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,248,677 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,422,618 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,599,501 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $26,290,427 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,306,069 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $34,624 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $138,969 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $9,705,067 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,941,051 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $113,913 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $113,913 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $174,226 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $169,726 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $347,324 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $347,324 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Net Invst Incm | $8,198 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $106,649 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $20,917 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $2,083 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $2,083 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $7,402 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $123,500 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $6,857 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $751,597 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $499,939 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $292,579 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,202,910 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,202,910 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,954,507 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $499,939 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,495,489 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,750,560 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,441,112 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $10,325,801 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,939,875 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,939,875 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $1,710,000 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $1,710,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $1,710,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $1,710,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $788,599 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $788,599 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $22,861,543 | CorporateStockBOYAmt |
| Corporate Stock EOY | $30,031,364 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $30,031,364 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $471,140 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $528,625 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $528,625 | CorporateBondsEOYFMVAmt |
| Invst Land Cost Or Other Basis | $1,925,000 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $1,925,000 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $1,925,000 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $1,925,000 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $39,283,211 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $51,773,319 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $51,773,319 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $76,351 | OtherAssetsBOYAmt |
| Other Assets EOY | $76,351 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $76,351 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $76,653,046 | TotalAssetsBOYAmt |
| Total Assets EOY | $90,773,133 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $90,773,133 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $76,653,046 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $90,773,133 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $76,653,046 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $90,773,133 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $76,653,046 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $90,773,133 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $76,653,046 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,750,560 | ExcessRevenueOverExpensesAmt |
| Other Increases | $9,369,527 | OtherIncreasesAmt |
| Subtotal | $90,773,133 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $90,773,133 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (27 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $26,186,994 | $25,372,934 | $814,060 | $814,060 | ||
| BLACKSTONE CAPITAL PTR. (CAYMAN III) V, LP | D | $3,827 | $3,827 | $3,827 | 2016-12-31 | 2019-03-15 | |
| THRU BCP V-S LP K-1 | P | $39 | $39 | ||||
| THRU BLACKSTONE CAPITAL PARTNERS IV LP K-1 | P | -$58,158 | -$58,158 | ||||
| THRU BLACKSTONE CAPITAL PTR. (KY) IV LP K-1 | P | $16,136 | $16,136 | ||||
| THRU BLACKSTONE CAPITAL PARTNERS V LP K-1 | P | -$33,219 | -$33,219 | ||||
| THRU BLACKSTONE CAP. PTR. (KY II) V LP K-1 | P | $2,398 | $2,398 | ||||
| THRU BLACKSTONE CAPITAL PTR. (KY) V-A LP K-1 | P | $1,772 | $1,772 | ||||
| THRU BLACKSTONE GT COMM. PARTNERS LP K-1 | P | -$51,239 | -$51,239 | ||||
| THRU BLACKSTONE HEI CAPITAL PTR. V LP K-1 | P | -$9,883 | -$9,883 | ||||
| THRU BLACKSTONE RGIS CAPITAL PTR. V LP K-1 | P | -$65 | -$65 | ||||
| THRU BLACKSTONE SGP CAP. PTR. (KY) IV LP K-1 | P | $322 | $322 | ||||
| THRU CONSTELLATION VENTURE CAP. II, LP K-1 | P | $15,224 | $15,224 | ||||
| THRU KKR 2006 FUND L.P. K-1 | P | -$2,039 | -$2,039 | ||||
| THRU KKR 2006 FUND (GDG) L.P. K-1 | P | $4,378 | $4,378 | ||||
| THRU KKR 2006 FUND (INVICTUS) LP K-1 | P | -$4,140 | -$4,140 | ||||
| THRU KKR 2006 FUND (OVERSEAS) LP K-1 | P | $672 | $672 | ||||
| THRU FUNDSMITH SUSTAINABLE EQUITY FD LP K-1 | P | -$34,040 | -$34,040 | ||||
| THRU PIMCO BRAVO FD III SP ONS FE TE, LP K-1 | P | $2,722 | $2,722 | ||||
| THRU PINEBRIDGE PEP IV NON-U.S., LP K-1 | P | -$12,822 | -$12,822 | ||||
| THRU PINEBRIDGE PEP IV SECONDARY, L.P. K-1 | P | $473 | $473 | ||||
| THRU PINEBRIDGE PEP IV U.S. BUYOUT, L.P. K-1 | P | -$6,060 | -$6,060 | ||||
| THRU RENAISSANCE INST EQU FD LLC K-1 | P | $61,057 | $61,057 | ||||
| THRU PINEBRIDGE PEP IV U.S. VENTURE, LP K-1 | P | -$616 | -$616 | ||||
| THRU PINEBRIDGE PEP IV CO-INVESTMENT, LP K-1 | P | -$1,456 | -$1,456 | ||||
| THRU TTC WORLD EQUITY FUND QP, LP K-1 | P | $497,120 | $497,120 | ||||
| CAPITAL GAINS DIVIDENDS | P | $99,606 | $99,606 | $99,606 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,306,069 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,239,824 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $77,354,512 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.028955 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $6,173,808 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $69,307,114 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.089079 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $323,380,201 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $56,006,528 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 5.773973 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $5,359,946 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $6,930,230 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.773415 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $167,609 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,822,150 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.059391 | DistributionYr5Rt |
| Total Distribution | 6.724813 | TotalDistributionRt |
| Average Distribution | 1.344963 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $84,715,250 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $113,938,877 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $24,411 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $113,963,288 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,495,489 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $48,822 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $48,822 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $48,822 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $82,323 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $82,323 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $33,501 | OverpaymentAmt |
| Applied To ES Tax | $33,501 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | VA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | PKF O'CONNOR DAVIES LLP | IndividualWithBooksNm |
| Phone | 2122862600 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | Yes (1) | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| THOMAS L LLOYD | |||||||||
| C/O PKF OCONNOR DAVIES LLP 665 | FIFTH AVENUE | NEW YORK | NY | 10022 | DIRECTOR, PRESIDENT, TREASURER | 4.00 | $0 | $0 | $0 |
| STACY B LLOYD IV | |||||||||
| C/O PKF OCONNOR DAVIES LLP 665 | FIFTH AVENUE | NEW YORK | NY | 10022 | DIRECTOR, VICE PRESIDENT | 4.00 | $0 | $0 | $0 |
| JANE MACLENNAN | |||||||||
| C/O PKF OCONNOR DAVIES LLP 665 | FIFTH AVENUE | NEW YORK | NY | 10022 | DIRECTOR, SECRETARY | 4.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| TIEDEMANN WEALTH MANAGEMENT LLC | |||||
| 520 MADISON AVENUE | NEW YORK | NY | 10022 | INVESTMENT ADVISORY | $255,985 |
| PKF O'CONNOR DAVIES LLP | |||||
| 665 FIFTH AVENUE | NEW YORK | NY | 10022 | ACCT., TAX & ADM. | $174,226 |
| PATTERSON BELKNAP WEBB & TYLER LLP | |||||
| 1133 AVENUE OF THE AMERICAS | NEW YORK | NY | 10036 | LEGAL | $113,670 |
| MORGAN STANLEY | |||||
| 590 MADISON AVENUE | NEW YORK | NY | 10022 | INVESTMENT ADVISORY | $85,729 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $54,749,890 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $10,008,161 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $21,247,279 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $86,005,330 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $86,005,330 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,290,080 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $84,715,250 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,235,763 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,235,763 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $48,822 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $4,686 | IncomeTaxAmt |
| Total Tax | $53,508 | TotalTaxAmt |
| Distributable Before Adj | $4,182,255 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,182,255 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,182,255 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,495,489 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,495,489 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,495,489 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,182,255 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $3,322,594 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $320,584,349 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $2,763,758 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $326,670,701 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,495,489 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,182,255 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $313,234 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $326,983,935 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $326,983,935 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $3,322,594 | ExcessFromYear4Amt |
| Excess From Year3 | $320,584,349 | ExcessFromYear3Amt |
| Excess From Year2 | $2,763,758 | ExcessFromYear2Amt |
| Excess From Current Year | $313,234 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CHILDREN'S NATIONAL MEDICAL CENTER | |||||||
| 111 MICHIGAN AVENUE NW | WASHINGTON | DC | 20010 | N/A | PC | TO SUPPORT CHILDREN WITH ATTENTION-DEFICIT/HYPERACTIVITY DISORDER (ADHD) | $3,162,910 |
| ENDEAVOR THERAPEUTIC HORSEMANSHIP INC | |||||||
| 1 SUCCABONE ROAD | MOUNT KISCO | NY | 10549 | N/A | PC | TO BENEFIT THE CHARLIE ROSE MEMORIAL FUND | $25,000 |
| HANOVER CHARITIES USA INC | |||||||
| 824 ISLAND CIRCLE WEST | ST HELENA ISLAND | SC | 29920 | N/A | PC | TO SUPPORT WORK PERFORMED IN JAMAICA | $30,000 |
| INSTITUTE FOR ADVANCED STUDY | |||||||
| 1 EINSTEIN DRIVE | PRINCETON | NJ | 08540 | N/A | PC | TO SUPPORT THE FIELD OF NEAR EASTERN AND ISLAMIC STUDIES IN THE SCHOOL OF HISTORICAL STUDIES | $175,000 |
| INSTITUTE OF CLASSICAL ARCHITECTURE & ART INC | |||||||
| 20 WEST 44TH STREET SUITE 310 | NEW YORK | NY | 10036 | N/A | PC | TO ESTABLISH AND NAME IN PERPETUITY "THE BUNNY MELLON CURRICULA" | $500,000 |
| LEGIONARIES OF CHRIST PASTORAL SERVICES | |||||||
| 10211 NORTON ROAD | POTOMAC | MD | 20854 | N/A | PC | GENERAL OPERATING SUPPORT | $20,000 |
| LENOX LIFE CENTER INC | |||||||
| 1356 NOSTRAND AVENUE | BROOKLYN | NY | 11226 | N/A | PC | TO SUPPORT THE AFTERSCHOOL PROGRAM | $5,000 |
| LENOX ROAD BAPTIST CHURCH SCHOLARSHIP FUND | |||||||
| 1356 NOSTRAND AVENUE | BROOKLYN | NY | 11226 | N/A | PC | TO SUPPORT THE SCHOLARSHIP FUND | $20,000 |
| MATER DEI SCHOOL INC | |||||||
| 9600 SEVEN LOCKS ROAD | BETHESDA | MD | 20817 | N/A | PC | GENERAL OPERATING SUPPORT | $25,000 |
| MERIDIAN INTERNATIONAL CENTER | |||||||
| 1630 CRESCENT PLACE NW | WASHINGTON | DC | 20009 | N/A | PC | GENERAL OPERATING SUPPORT | $10,000 |
| NATIONAL GALLERY OF ART | |||||||
| CONSTITUTION AVENUE NW | WASHINGTON | DC | 20565 | N/A | PC | GENERAL OPERATING SUPPORT | $135,000 |
| PROJECT KNITWELL | |||||||
| PO BOX 5503 | ARLINGTON | VA | 22205 | N/A | PC | TO INCREASE PROGRAMMING AT CHILDREN'S NATIONAL MEDICAL CENTER AND EXPAND THE PROGRAMMING | $15,000 |
| ST FRANCIS MEDICAL CENTER FOUNDATION INC | |||||||
| 601 HAMILTON AVENUE | TRENTON | NJ | 08629 | N/A | PC | TO SUPPORT THE LANGUAGE TRANSLATOR PROGRAM | $25,000 |
| ST MICHAEL'S SPECIAL SCHOOL | |||||||
| 1522 CHIPPEWA STREET | NEW ORLEANS | LA | 70130 | N/A | PC | GENERAL OPERATING SUPPORT | $20,000 |
| THE BARNSTABLE CLEAN WATER COALITION | |||||||
| 864 MAIN STREET PO BOX 215 | OSTERVILLE | MA | 02655 | N/A | PC | GENERAL OPERATING SUPPORT | $10,000 |
| THE CONNELLY SCHOOL OF THE HOLY CHILD | |||||||
| 9029 BRADLEY BLVD | POTOMAC | MD | 20854 | N/A | PC | GENERAL OPERATING SUPPORT | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,202,910 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CHILDREN'S NATIONAL MEDICAL CENTER | |||||||
| 111 MICHIGAN AVENUE NW | WASHINGTON | DC | 20010 | N/A | PC | TO SUPPORT CHILDREN WITH ATTENTION-DEFICIT/HYPERACTIVITY DISORDER (ADHD) | $3,837,090 |
| INSTITUTE OF CLASSICAL ARCHITECTURE & ART INC | |||||||
| 20 WEST 44TH STREET SUITE 310 | NEW YORK | NY | 10036 | N/A | PC | TO ESTABLISH AND NAME IN PERPETUITY "THE BUNNY MELLON CURRICULA" | $500,000 |
| NANTUCKET LAND BANK COMMISSION | |||||||
| 22 BROAD STREET | NANTUCKET | MA | 02554 | N/A | GOV | TO SUPPORT THE CONSTRUCTION OF A PUBLIC PARK IN NANTUCKET | $922,117 |
| PROJECT KNITWELL | |||||||
| PO BOX 5503 | ARLINGTON | VA | 22205 | N/A | PC | TO INCREASE PROGRAMMING AT CHILDREN'S NATIONAL MEDICAL CENTER AND EXPAND THE PROGRAMMING | $30,000 |
| US SCIENCES PO FOUNDATION | |||||||
| 85 BROAD STREET 17TH FLOOR | NEW YORK | NY | 10004 | N/A | PC | IN SUPPORT OF A ORCHARD AND VEGETABLE GARDEN ON THE COUR TREUILLE DE BEAULIEU OF THE ARTILLERIE | $5,108,600 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $10,397,807 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $73,395 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $125 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,247,826 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $726 | UnrelatedBusinessTaxblIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $31,119 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,568,382 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SECURITIES LITIGATION PROCEEDS | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $34,624 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $31,970 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,924,227 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,956,197 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ESTATE OF RACHEL MELLON | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O EY US LLP 77 WATER STREET 9 FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $6,748,870 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING, ADMINISTRATION AND TAX RETURN PREPARATION | CategoryTxt |
| Amt | $174,226 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $169,726 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|
| OAK SPRING GARDEN FOUNDATION | ||||||||
| 1776 LOUGHBOROUGH LANE | UPPERVILLE | VA | 20184 | 2016-01-22 | $214,987,465 | THE EXCLUSIVELY CHARITABLE PURPOSE OF THE GRANT IS TO PROVIDE ENDURING SUPPORT FOR, OR AN ENDURING ASSET TO FORM A PART OF, THE LIBRARY, GROUNDS AND COLLECTION OF OAK SPRING IN THE FORM OF A CAPITAL ENDOWMENT. | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | AS PREVIOUSLY REPORTED, THE FOUNDATION RECEIVED REPORTS FROM THE GRANTEE FOR ITS TAXABLE YEAR IN WHICH THE GRANT WAS MADE AND THE IMMEDIATELY SUCCEEDING TWO TAXABLE YEARS. BECAUSE IT IS REASONABLY APPARENT TO THE FOUNDATION THAT, BEFORE THE END OF SUCH SECOND SUCCEEDING TAXABLE YEAR, NEITHER THE PRINCIPAL, THE INCOME FROM THE GRANT FUNDS, NOR THE EQUIPMENT PURCHASED WITH THE GRANT FUNDS HAS BEEN USED FOR ANY PURPOSE WHICH WOULD RESULT IN LIABILITY FOR TAX UNDER CODE SECTION 4945(D), UNDER TREAS. REG. 53.4945-5(C)(2) THE FOUNDATION HAS ALLOWED SUCH REPORTS TO BE DISCONTINUED. |
| OAK SPRING GARDEN FOUNDATION | ||||||||
| 1776 LOUGHBOROUGH LANE | UPPERVILLE | VA | 20184 | 2016-06-15 | $103,311,151 | THE GRANT IS TO BE USED FOR EXCLUSIVELY CHARITABLE AND CAPITAL PURPOSES IN FURTHERANCE OF THE EXEMPT PURPOSES OF OAK SPRING GARDEN FOUNDATION. | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | AS PREVIOUSLY REPORTED, THE FOUNDATION RECEIVED REPORTS FROM THE GRANTEE FOR ITS TAXABLE YEAR IN WHICH THE GRANT WAS MADE AND THE IMMEDIATELY SUCCEEDING TWO TAXABLE YEARS. BECAUSE IT IS REASONABLY APPARENT TO THE FOUNDATION THAT, BEFORE THE END OF SUCH SECOND SUCCEEDING TAXABLE YEAR, NEITHER THE PRINCIPAL, THE INCOME FROM THE GRANT FUNDS, NOR THE EQUIPMENT PURCHASED WITH THE GRANT FUNDS HAS BEEN USED FOR ANY PURPOSE WHICH WOULD RESULT IN LIABILITY FOR TAX UNDER CODE SECTION 4945(D), UNDER TREAS. REG. 53.4945-5(C)(2) THE FOUNDATION HAS ALLOWED SUCH REPORTS TO BE DISCONTINUED. |
| OAK SPRING GARDEN FOUNDATION | ||||||||
| 1776 LOUGHBOROUGH LANE | UPPERVILLE | VA | 20184 | 2017-02-23 | THE EXCLUSIVELY CHARITABLE PURPOSE OF THE GRANT IS TO PROVIDE ENDURING SUPPORT FOR, OR AN ENDURING ASSET TO FORM A PART OF, THE LIBRARY, GROUNDS AND COLLECTION OF OAK SPRING IN THE FORM OF CAPITAL ASSETS. THESE CAPITAL ASSETS CONSISTED OF CERTAIN TANGIBLE ASSETS IN THE FORM OF ART AND OBJECTS OWNED BY RACHEL L. MELLON. | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY. | |
| OAK SPRING GARDEN FOUNDATION | ||||||||
| 1776 LOUGHBOROUGH LANE | UPPERVILLE | VA | 20184 | 2017-06-01 | $400,000 | THE EXCLUSIVELY CHARITABLE PURPOSE OF THE GRANT IS TO ESTABLISH TWO CAPITAL ENDOWMENTS TO PROVIDE FELLOWSHIPS TO ARTS AND EARLY-CAREER SCHOLARS. | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (34 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC 2.900% DUE 11/6/22 15,000.000 QUANTITY | $15,376 | $15,376 |
| AMERICAN EXPRESS CO 2.500% DUE 8/1/22 15,000.000 QUANTITY | $15,336 | $15,336 |
| ANTHEM INC 3.650% DUE 12/1/27 15,000.000 QUANTITY | $15,930 | $15,930 |
| AT&T INC 4.125% DUE 2/17/26 10,000.000 QUANTITY | $10,993 | $10,993 |
| BANK OF AMERICA CORP 3.500% DUE 4/19/26 20,000.000 QUANTITY | $21,411 | $21,411 |
| BANK OF NEW YORK MELLON CORP 2.950% DUE 1/29/23 20,000.000 QUANTITY | $20,789 | $20,789 |
| CATERPILLAR INC 3.400% DUE 5/15/24 10,000.000 QUANTITY | $10,635 | $10,635 |
| CITIGROUP INC FXD 3.668% DUE 7/24/28 20,000.000 QUANTITY | $21,643 | $21,643 |
| COMCAST CORP 3.600% DUE 3/1/24 20,000.000 QUANTITY | $21,443 | $21,443 |
| CVS HEALTH CORP 4.100% DUE 3/25/25 10,000.000 QUANTITY | $10,846 | $10,846 |
| DIAGEO INVESTMENT CORP 2.875% DUE 5/11/22 20,000.000 QUANTITY | $20,484 | $20,484 |
| ENBRIDGE INC 4.000% DUE 10/1/23 5,000.000 QUANTITY | $5,333 | $5,333 |
| GOLDMAN SACHS GROUP INC 4.000% DUE 3/3/24 10,000.000 QUANTITY | $10,788 | $10,788 |
| HSBC HOLDINGS PLC 4.000% DUE 3/30/22 20,000.000 QUANTITY | $21,044 | $21,044 |
| JOHN DEERE CAPITAL CORP 3.650% DUE 10/12/23 20,000.000 QUANTITY | $21,356 | $21,356 |
| JPMORGAN CHASE & CO FXD 3.782% DUE 2/1/28 20,000.000 QUANTITY | $21,883 | $21,883 |
| LOCKHEED MARTIN CORP 3.350% DUE 9/15/21 15,000.000 QUANTITY | $15,524 | $15,524 |
| LOWES COS INC 3.375% DUE 9/15/25 5,000.000 QUANTITY | $5,332 | $5,332 |
| MEDTRONIC INC 3.150% DUE 3/15/22 8,000.000 QUANTITY | $8,302 | $8,302 |
| MERCK & CO INC 3.400% DUE 3/7/29 20,000.000 QUANTITY | $21,883 | $21,883 |
| MICROSOFT CORP 2.875% DUE 2/6/24 25,000.000 QUANTITY | $26,231 | $26,231 |
| MORGAN STANLEY 3.750% DUE 2/25/23 10,000.000 QUANTITY | $10,603 | $10,603 |
| NEXTERA ENERGY CAP HLDGS INC 2.900% DUE 4/1/22 15,000.000 QUANTITY | $15,418 | $15,418 |
| NOVARTIS CAPITAL CORP 2.400% DUE 9/21/22 20,000.000 QUANTITY | $20,456 | $20,456 |
| PNC FINANCIAL SERVICES GROUP 3.500% DUE 1/23/24 10,000.000 QUANTITY | $10,686 | $10,686 |
| SCHLUMBERGER INVESTMENT SA 3.650% DUE 12/1/23 10,000.000 QUANTITY | $10,613 | $10,613 |
| SHELL INTL FINANCE BV 2.875% DUE 5/10/26 20,000.000 QUANTITY | $20,835 | $20,835 |
| SIMON PROPERTY GROUP LP 2.000% DUE 9/13/24 10,000.000 QUANTITY | $10,012 | $10,012 |
| TORONTO-DOMINION BANK 2.125% DUE 4/7/21 20,000.000 QUANTITY | $20,219 | $20,219 |
| TOTAL CAPITAL INTL SA 3.750% DUE 4/10/24 10,000.000 QUANTITY | $10,796 | $10,796 |
| UNITEDHEALTH GROUP INC 2.375% DUE 10/15/22 20,000.000 QUANTITY | $20,350 | $20,350 |
| VERIZON COMMUNICATIONS INC 3.500% DUE 11/1/24 10,000.000 QUANTITY | $10,663 | $10,663 |
| WASTE MANAGEMENT INC 2.950% DUE 6/15/24 5,000.000 QUANTITY | $5,169 | $5,169 |
| WESTPAC BANKING CORP 2.500% DUE 6/28/22 20,000.000 QUANTITY | $20,243 | $20,243 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (801 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABORATORIES (ABT) 1,952.000 SHARES | $169,551 | $169,551 |
| ABBVIE INC COM (ABBV) 1,316.000 SHARES | $116,519 | $116,519 |
| ABM INDS INC COM (ABM) 300.000 SHARES | $11,313 | $11,313 |
| ACCENTURE PLC IRELAND CL A (ACN) 355.000 SHARES | $74,752 | $74,752 |
| ACCO BRANDS CORPORATION COM (ACCO) 1,418.000 SHARES | $13,272 | $13,272 |
| ACTIVISION BLIZZARD INC COM (ATVI) 811.000 SHARES | $48,190 | $48,190 |
| ADIENT PLC COM (ADNT) 503.000 SHARES | $10,689 | $10,689 |
| ADOBE INC COM (ADBE) 669.000 SHARES | $220,643 | $220,643 |
| ADTALEM GLOBAL ED INC COM (ATGE) 194.000 SHARES | $6,784 | $6,784 |
| ADVANCED MICRO DEVICES INC COM (AMD) 883.000 SHARES | $40,494 | $40,494 |
| AEGION CORP COM (AEGN) 594.000 SHARES | $13,288 | $13,288 |
| AES CORP COM (AES) 715.000 SHARES | $14,228 | $14,228 |
| AFLAC INCORPORATED (AFL) 1,200.000 SHARES | $63,480 | $63,480 |
| AGILENT TECHNOLOGIES INC COM (A) 306.000 SHARES | $26,105 | $26,105 |
| AGIOS PHARMACEUTICALS INC (AGIO) 243.000 SHARES | $11,603 | $11,603 |
| AGNICO EAGLE MINES LTD (AEM) 185.000 SHARES | $11,398 | $11,398 |
| AGRICULTURAL BK CHINA LTD ADR (ACGBY) 1,644.000 SHARES | $18,068 | $18,068 |
| AIR PRODUCTS & CHEM (APD) 275.000 SHARES | $64,622 | $64,622 |
| AK STEEL HLDG CORP (AKS) 3,605.000 SHARES | $11,860 | $11,860 |
| AKAMAI TECHNOLOGIES INC (AKAM) 419.000 SHARES | $36,193 | $36,193 |
| AKOUSTIS TECHNOLOGIES INC COM (AKTS) 1,944.000 SHARES | $15,552 | $15,552 |
| ALASKA AIR GROUP INC COM (ALK) 188.000 SHARES | $12,737 | $12,737 |
| ALBEMARLE CORP COM (ALB) 115.000 SHARES | $8,340 | $8,340 |
| ALEXANDRIA REAL ESTATE EQUITIES COM (ARE) 84.000 SHARES | $13,573 | $13,573 |
| ALEXION PHARM INC (ALXN) 136.000 SHARES | $14,708 | $14,708 |
| ALLEGIANCE BANCSHARES INC COM (ABTX) 413.000 SHARES | $15,529 | $15,529 |
| ALLEGION PLC COM (ALLE) 121.000 SHARES | $15,069 | $15,069 |
| ALLERGAN PLC COM (AGN) 200.000 SHARES | $38,234 | $38,234 |
| ALLIANT ENERGY CORP COM (LNT) 238.000 SHARES | $13,023 | $13,023 |
| ALLIANZ SE ADS (AZSEY) 2,510.000 SHARES | $60,767 | $60,767 |
| ALLISON TRANSMISSION HLDGS INC COM (ALSN) 255.000 SHARES | $12,322 | $12,322 |
| ALLSTATE CORP (ALL) 1,047.000 SHARES | $117,765 | $117,765 |
| ALLY FINANCIAL INC COM (ALLY) 388.000 SHARES | $11,857 | $11,857 |
| ALPHABET INC CAP STK CL A (GOOGL) 350.000 SHARES | $468,787 | $468,787 |
| ALPHABET INC CAP STK CL C (GOOG) 303.000 SHARES | $405,117 | $405,117 |
| ALPHATEC HOLDINGS INC COM NEW (ATEC) 2,116.000 SHARES | $15,013 | $15,013 |
| ALTUS MIDSTREAM CO CL A (ALTM) 3,128.000 SHARES | $8,946 | $8,946 |
| AMC ENTERTAINMENT HOLDINGS INC COM (AMC) 717.000 SHARES | $5,191 | $5,191 |
| AMEREN CORP COM (AEE) 156.000 SHARES | $11,981 | $11,981 |
| AMERICAN AIRLINES GROUP INC COM (AAL) 305.000 SHARES | $8,747 | $8,747 |
| AMERICAN AXLE & MFG HOLDINGS (AXL) 904.000 SHARES | $9,727 | $9,727 |
| AMERICAN CAMPUS CMNTYS INC (ACC) 258.000 SHARES | $12,134 | $12,134 |
| AMERICAN EXPRESS CO COM (AXP) 1,491.000 SHARES | $185,615 | $185,615 |
| AMERICAN INTL GROUP INC COM NEW (AIG) 1,023.000 SHARES | $52,511 | $52,511 |
| AMERICAN TOWER CORP COM (AMT) 750.000 SHARES | $172,365 | $172,365 |
| AMERICAN WATER WORKS COMPANY INC (AWK) 101.000 SHARES | $12,408 | $12,408 |
| AMERIPRISE FINANCIAL INC COM (AMP) 80.000 SHARES | $13,326 | $13,326 |
| AMERISOURCEBERGEN CORPORATION (ABC) 121.000 SHARES | $10,287 | $10,287 |
| AMGEN INC (AMGN) 687.000 SHARES | $165,615 | $165,615 |
| AMICUS THERAPEUTICS INC (FOLD) 981.000 SHARES | $9,555 | $9,555 |
| AMN HEALTHCARES SERVICES INC COM (AMN) 171.000 SHARES | $10,655 | $10,655 |
| AMPHENOL CORP CLASS A COM (APH) 1,203.000 SHARES | $130,201 | $130,201 |
| ANALOG DEVICES INC COM (ADI) 529.000 SHARES | $62,866 | $62,866 |
| ANIXTER INTERNATIONAL INC (AXE) 176.000 SHARES | $16,210 | $16,210 |
| ANSYS INC COM (ANSS) 63.000 SHARES | $16,217 | $16,217 |
| ANTERO MIDSTREAM CORP COM (AM) 1,048.000 SHARES | $7,954 | $7,954 |
| ANTHEM INC COM (ANTM) 223.000 SHARES | $67,353 | $67,353 |
| AON PLC COM (AON) 345.000 SHARES | $71,860 | $71,860 |
| APACHE CORP COM (APA) 310.000 SHARES | $7,933 | $7,933 |
| APARTMENT INVT & MGMT CO CL A (AIV) 235.000 SHARES | $12,138 | $12,138 |
| APPLE INC (AAPL) 197.000 SHARES | $57,849 | $57,849 |
| APPLIED MATERIALS INC COM (AMAT) 1,378.000 SHARES | $84,113 | $84,113 |
| APTIV PLC COM (APTV) 148.000 SHARES | $14,056 | $14,056 |
| AQUA AMERICA INC (WTR) 288.000 SHARES | $13,519 | $13,519 |
| ARCH CAPITAL GROUP LTD (ACGL) 93.000 SHARES | $3,989 | $3,989 |
| ARCONIC INC COM (ARNC) 1,745.000 SHARES | $53,694 | $53,694 |
| ARCOSA INC COM (ACA) 320.000 SHARES | $14,256 | $14,256 |
| ARENA PHARMACEUTICALS INC (ARNA) 207.000 SHARES | $9,402 | $9,402 |
| ARISTA NETWORKS INC COM (ANET) 61.000 SHARES | $12,407 | $12,407 |
| ARLO TECHNOLOGIES INC COM (ARLO) 2,984.000 SHARES | $12,563 | $12,563 |
| ARMSTRONG FLOORING INC COM (AFI) 713.000 SHARES | $3,045 | $3,045 |
| ARROW ELECTRONICS INC COM (ARW) 590.000 SHARES | $49,997 | $49,997 |
| ASPEN TECHNOLOGY INC COM (AZPN) 97.000 SHARES | $11,730 | $11,730 |
| ASSURED GUARANTY LTD (AGO) 219.000 SHARES | $10,735 | $10,735 |
| AT HOME GROUP INC COM (HOME) 734.000 SHARES | $4,037 | $4,037 |
| AT&T INC (T) 1,039.000 SHARES | $40,604 | $40,604 |
| ATLASSIAN CORPORATION PLC COM (TEAM) 91.000 SHARES | $10,951 | $10,951 |
| ATMOS ENERGYCP (ATO) 197.000 SHARES | $22,036 | $22,036 |
| AUTODESK INC COM (ADSK) 339.000 SHARES | $62,193 | $62,193 |
| AUTOMATIC DATA PROCESSING INC COM (ADP) 582.000 SHARES | $99,231 | $99,231 |
| AUTONATION INC (AN) 142.000 SHARES | $6,905 | $6,905 |
| AVALONBAY COMMUNITIES INC COM (AVB) 402.000 SHARES | $84,299 | $84,299 |
| AVANGRID INC (AGR) 2,459.000 SHARES | $125,802 | $125,802 |
| AVNET INC COM (AVT) 450.000 SHARES | $19,098 | $19,098 |
| AXA EQUITABLE HLDGS INC COM (EQH) 586.000 SHARES | $14,521 | $14,521 |
| AXALTA COATING SYSTEMS LTD COM (AXTA) 390.000 SHARES | $11,856 | $11,856 |
| B RILEY FINL INC COM (RILY) 1,364.000 SHARES | $34,346 | $34,346 |
| BAKER HUGHES COMPANY CL A (BKR) 503.000 SHARES | $12,892 | $12,892 |
| BALL CORP COM NPV (BLL) 1,916.000 SHARES | $123,908 | $123,908 |
| BANK HAWAII CORP (BOH) 145.000 SHARES | $13,798 | $13,798 |
| BANK NT BUTTERFIELD COM (NTB) 544.000 SHARES | $20,139 | $20,139 |
| BANK OF CHINA-UNSPONS ADR (BACHY) 5,405.000 SHARES | $57,455 | $57,455 |
| BANK OF NEW YORK MELLON CORP COM (BK) 875.000 SHARES | $44,039 | $44,039 |
| BANK OF NOVA SCOTIA (BNS) 616.000 SHARES | $34,798 | $34,798 |
| BARNES GROUP INC (B) 891.000 SHARES | $55,206 | $55,206 |
| BAXTER INTERNATIONAL INC COM (BAX) 176.000 SHARES | $14,717 | $14,717 |
| BECTON DICKINSON & CO COM (BDX) 323.000 SHARES | $87,846 | $87,846 |
| BENCHMARK ELECTRS INC COM (BHE) 1,354.000 SHARES | $46,523 | $46,523 |
| BERRY GLOBAL GROUP INC (BERY) 213.000 SHARES | $10,115 | $10,115 |
| BEST BUY CO INC COM (BBY) 172.000 SHARES | $15,102 | $15,102 |
| BEYOND MEAT INC COM (BYND) 73.000 SHARES | $5,519 | $5,519 |
| BIG LOTS INC COM (BIG) 330.000 SHARES | $9,478 | $9,478 |
| BIO RAD LABORATORIES INC CL A (BIO) 39.000 SHARES | $14,431 | $14,431 |
| BIOCRYST PHARMACEUTICALS INC (BCRX) 1,166.000 SHARES | $4,023 | $4,023 |
| BIOGEN INC COM (BIIB) 238.000 SHARES | $70,622 | $70,622 |
| BIOMARIN PHARMACEUTICAL COM (BMRN) 141.000 SHARES | $11,922 | $11,922 |
| BIO-TECHNE CORP (TECH) 58.000 SHARES | $12,732 | $12,732 |
| BIOTELEMETRY INC COM (BEAT) 157.000 SHARES | $7,269 | $7,269 |
| BJ'S RESTAURANTS INC (BJRI) 266.000 SHARES | $10,097 | $10,097 |
| BJS WHSL CLUB HLDGS INC COM (BJ) 436.000 SHARES | $9,915 | $9,915 |
| BLACKBAUD INC (BLKB) 147.000 SHARES | $11,701 | $11,701 |
| BLACKLINE INC COM (BL) 257.000 SHARES | $13,251 | $13,251 |
| BLACKROCK INC COM (BLK) 360.000 SHARES | $180,972 | $180,972 |
| BLOCK H & R INC (HRB) 413.000 SHARES | $9,697 | $9,697 |
| BOOKING HLDGS INC COM (BKNG) 52.000 SHARES | $106,794 | $106,794 |
| BORG WARNER INC COM (BWA) 281.000 SHARES | $12,190 | $12,190 |
| BOSTON PROPERTIES INC COM (BXP) 91.000 SHARES | $12,545 | $12,545 |
| BOSTON SCIENTIFIC CORP (BSX) 1,789.000 SHARES | $80,899 | $80,899 |
| BRIGGS & STRATTON CORP (BGG) 1,154.000 SHARES | $7,686 | $7,686 |
| BRIGHAM MINERALS INC CL A COM (MNRL) 994.000 SHARES | $21,311 | $21,311 |
| BRISTOL-MYERS SQUIBB CO COM (BMY) 2,023.000 SHARES | $129,857 | $129,857 |
| BROADCOM INC COM (AVGO) 131.000 SHARES | $41,398 | $41,398 |
| BROADRIDGE FINANCIAL SOLUTION INC (BR) 90.000 SHARES | $11,119 | $11,119 |
| BROWN & BROWN INC (BRO) 994.000 SHARES | $39,243 | $39,243 |
| BROWN FORMAN CORP CL A (BFA) 806.000 SHARES | $50,593 | $50,593 |
| BROWN-FORMAN CORP COM CLASS B (BFB) 875.000 SHARES | $59,150 | $59,150 |
| BRUNSWICK CORP COM (BC) 257.000 SHARES | $15,415 | $15,415 |
| BURLINGTON STORES INC COM (BURL) 69.000 SHARES | $15,734 | $15,734 |
| CABLE ONE INC COM (CABO) 11.000 SHARES | $16,373 | $16,373 |
| CADENCE DESIGN SYSTEMS INC COM (CDNS) 167.000 SHARES | $11,583 | $11,583 |
| CALLAWAY GOLF CO DELAWARE (ELY) 669.000 SHARES | $14,183 | $14,183 |
| CANON INC ADR NEW (CAJ) 1,478.000 SHARES | $40,423 | $40,423 |
| CAPITAL ONE FINANCIAL CORP COM (COF) 580.000 SHARES | $59,688 | $59,688 |
| CARDINAL HEALTH INC COM NPV (CAH) 192.000 SHARES | $9,711 | $9,711 |
| CARMAX INC (KMX) 164.000 SHARES | $14,378 | $14,378 |
| CARTER BANK & TRUST (CARE) 604.000 SHARES | $14,327 | $14,327 |
| CATASYS INC COM PAR (CATS) 743.000 SHARES | $12,118 | $12,118 |
| CATERPILLAR INC COM (CAT) 741.000 SHARES | $109,431 | $109,431 |
| CBRE GROUP INC COM CLASS A (CBRE) 249.000 SHARES | $15,261 | $15,261 |
| CDN IMPL BK COMMERCE (CM) 793.000 SHARES | $65,978 | $65,978 |
| CDW CORP COM (CDW) 530.000 SHARES | $75,705 | $75,705 |
| CELANESE CORP DEL COM (CE) 112.000 SHARES | $13,789 | $13,789 |
| CENTERPOINT ENERGY INC (CNP) 407.000 SHARES | $11,099 | $11,099 |
| CENTURYLINK INC COM (CTL) 4,049.000 SHARES | $53,487 | $53,487 |
| CERNER CORP (CERN) 469.000 SHARES | $34,420 | $34,420 |
| CHARLES RIV LABORATORIES INTL (CRL) 85.000 SHARES | $12,985 | $12,985 |
| CHEESE CAKE FACTORY INC (CAKE) 177.000 SHARES | $6,878 | $6,878 |
| CHEFS WAREHOUSE INC COM (CHEF) 282.000 SHARES | $10,747 | $10,747 |
| CHENIERE ENERGY INC COM (LNG) 344.000 SHARES | $21,008 | $21,008 |
| CHINA CONSTRUCTION BANK CORP (CICHY) 2,377.000 SHARES | $41,122 | $41,122 |
| CHINA MOBILE LTD (CHL) 1,787.000 SHARES | $75,536 | $75,536 |
| CHINA TELECOM LTD (CHA) 1,182.000 SHARES | $48,687 | $48,687 |
| CHIPOTLE MEXICAN GRILL INC COM (CMG) 22.000 SHARES | $18,416 | $18,416 |
| CHUBB LIMITED COM (CB) 1,336.000 SHARES | $207,961 | $207,961 |
| CHUNGHWA TELECOM LTD ADR (CHT) 937.000 SHARES | $34,575 | $34,575 |
| CHURCH & DWIGHT COM (CHD) 771.000 SHARES | $54,232 | $54,232 |
| CIENA CORP COM NEW (CIEN) 617.000 SHARES | $26,340 | $26,340 |
| CIGNA CORP NEW COM (CI) 275.000 SHARES | $56,235 | $56,235 |
| CIMPRESS PLC COM (CMPR) 125.000 SHARES | $15,721 | $15,721 |
| CINEMARK HOLDINGS INC (CNK) 585.000 SHARES | $19,803 | $19,803 |
| CIRRUS LOGIC INC (CRUS) 267.000 SHARES | $22,003 | $22,003 |
| CISCO SYS INC COM (CSCO) 5,886.000 SHARES | $282,292 | $282,292 |
| CITI TRENDS INC COM (CTRN) 815.000 SHARES | $18,843 | $18,843 |
| CITRIX SYS INC COM (CTXS) 120.000 SHARES | $13,308 | $13,308 |
| CLEARWAY ENERGY INC CL A (CWENA) 568.000 SHARES | $10,860 | $10,860 |
| CLEVELAND CLIFFS INC COM (CLF) 1,146.000 SHARES | $9,626 | $9,626 |
| CLOROX CO COM (CLX) 392.000 SHARES | $60,188 | $60,188 |
| CME GROUP INC COM (CME) 938.000 SHARES | $188,276 | $188,276 |
| CMS ENERGY CORP COM (CMS) 203.000 SHARES | $12,757 | $12,757 |
| CNA FINL CORP (CNA) 252.000 SHARES | $11,292 | $11,292 |
| CNOOC LTD ADS (CEO) 183.000 SHARES | $30,501 | $30,501 |
| COCA COLA CO (KO) 4,847.000 SHARES | $268,281 | $268,281 |
| COEUR MINING INC COM (CDE) 2,485.000 SHARES | $20,079 | $20,079 |
| COGNIZANT TECH SOLUTIONS CL A (CTSH) 542.000 SHARES | $33,615 | $33,615 |
| COLONY CAP INC NEW CL A COM (CLNY) 2,366.000 SHARES | $11,239 | $11,239 |
| COLOPLAST AS ADR (CLPBY) 2,240.000 SHARES | $27,754 | $27,754 |
| COLUMBIA SPORTSWEAR CO (COLM) 119.000 SHARES | $11,923 | $11,923 |
| COMCAST CORP NEW CL A (CMCSA) 5,443.000 SHARES | $244,772 | $244,772 |
| COMERICA INC (CMA) 271.000 SHARES | $19,444 | $19,444 |
| COMMERCE BANCSHARES INC (CBSH) 202.000 SHARES | $13,724 | $13,724 |
| COMMERCIAL INTL BNK LTD SP ADR (CIBEY) 1,618.000 SHARES | $8,187 | $8,187 |
| COMPASS MINERALS INTL INC (CMP) 214.000 SHARES | $13,045 | $13,045 |
| COMSCORE INC COM STK (SCOR) 2,094.000 SHARES | $10,344 | $10,344 |
| CONAGRA BRANDS INC (CAG) 1,157.000 SHARES | $39,616 | $39,616 |
| CONCHO RESOURCES INC COM (CXO) 104.000 SHARES | $9,107 | $9,107 |
| CONOCOPHILLIPS COM (COP) 1,459.000 SHARES | $94,879 | $94,879 |
| CONSOLIDATED EDISON INC COM (ED) 629.000 SHARES | $56,906 | $56,906 |
| CONSTELLATION BRANDS INC COM CLASS A (STZ) 434.000 SHARES | $82,352 | $82,352 |
| COOPER COS INC COM (COO) 36.000 SHARES | $11,566 | $11,566 |
| CORESITE REALTY CORP COM (COR) 102.000 SHARES | $11,436 | $11,436 |
| CORNING INC (GLW) 1,741.000 SHARES | $50,681 | $50,681 |
| COSTCO WHOLESALE CORP COM (COST) 706.000 SHARES | $207,508 | $207,508 |
| COUPA SOFTWARE INC COM (COUP) 98.000 SHARES | $14,333 | $14,333 |
| COVANTA HLDG CORP COM (CVA) 669.000 SHARES | $9,928 | $9,928 |
| COWEN INC CL A NEW (COWN) 713.000 SHARES | $11,230 | $11,230 |
| CRACKER BARREL OLD CTRYSTORE (CBRL) 252.000 SHARES | $38,742 | $38,742 |
| CREDICORP LTD (BAP) 59.000 SHARES | $12,575 | $12,575 |
| CREE INC COM (CREE) 204.000 SHARES | $9,415 | $9,415 |
| CRH PLC ADR (CRH) 1,031.000 SHARES | $41,580 | $41,580 |
| CROSS COUNTRY HEALTHCARE INC (CCRN) 1,275.000 SHARES | $14,816 | $14,816 |
| CROWN CASTLE INTL CORP NEW COM (CCI) 559.000 SHARES | $79,462 | $79,462 |
| CSX CORP COM (CSX) 1,278.000 SHARES | $92,476 | $92,476 |
| CUMMINS INC (CMI) 140.000 SHARES | $25,054 | $25,054 |
| CUTERA INC (CUTR) 669.000 SHARES | $23,957 | $23,957 |
| CVS HEALTH CORPORATION COM (CVS) 699.000 SHARES | $51,929 | $51,929 |
| CYCLERION THERAPEUTICS INC COM (CYCN) 604.000 SHARES | $1,643 | $1,643 |
| CYPRESS SEMICONDUCTR CORP (CY) 524.000 SHARES | $12,225 | $12,225 |
| DANAHER CORPORATION COM (DHR) 717.000 SHARES | $110,045 | $110,045 |
| DARDEN RESTAURANTS (DRI) 214.000 SHARES | $23,329 | $23,329 |
| DAVITA INC COM (DVA) 174.000 SHARES | $13,055 | $13,055 |
| DBS GROUP HOLDINGS LTD SP (DBSDY) 747.000 SHARES | $57,639 | $57,639 |
| DECKERS OUTDOOR CORP COM (DECK) 107.000 SHARES | $18,068 | $18,068 |
| DEERE & COMPANY (DE) 514.000 SHARES | $89,056 | $89,056 |
| DELTA AIR LINES INC DEL COM (DAL) 797.000 SHARES | $46,609 | $46,609 |
| DENSOCORP LTD ADR (DNZOY) 708.000 SHARES | $15,994 | $15,994 |
| DEVON ENERGY CORP (DVN) 795.000 SHARES | $20,646 | $20,646 |
| DEXCOM INC (DXCM) 140.000 SHARES | $30,624 | $30,624 |
| DIAMOND S SHIPPING INC COM (DSSI) 1,001.000 SHARES | $16,757 | $16,757 |
| DICERNA PHARMACEUTICALS INC. (DRNA) 560.000 SHARES | $12,337 | $12,337 |
| DIEBOLD NIXDORF INCORPORATED COM (DBD) 1,344.000 SHARES | $14,193 | $14,193 |
| DIGITAL RLTY TR INC COM (DLR) 375.000 SHARES | $44,903 | $44,903 |
| DIPLOMAT PHARMACY INC COM (DPLO) 2,061.000 SHARES | $8,244 | $8,244 |
| DISCOVER FINL SVCS (DFS) 150.000 SHARES | $12,723 | $12,723 |
| DISCOVERY INC COM SER A (DISCA) 354.000 SHARES | $11,590 | $11,590 |
| DISCOVERY INC COM SER C (DISCK) 428.000 SHARES | $13,050 | $13,050 |
| DISNEY WALT CO (DIS) 1,848.000 SHARES | $267,276 | $267,276 |
| DOCUSIGN INC COM (DOCU) 236.000 SHARES | $17,490 | $17,490 |
| DOLBY LABORATORIES INC COM CL A (DLB) 697.000 SHARES | $47,953 | $47,953 |
| DOLLAR GEN CORP NEW COM (DG) 547.000 SHARES | $85,321 | $85,321 |
| DOLLAR TREE INC COM (DLTR) 122.000 SHARES | $11,474 | $11,474 |
| DOUGLAS EMMETT INC COM (DEI) 299.000 SHARES | $13,126 | $13,126 |
| DOVER CORP COM (DOV) 119.000 SHARES | $13,716 | $13,716 |
| DR HORTON INC (DHI) 475.000 SHARES | $25,056 | $25,056 |
| DROPBOX INC CL A (DBX) 474.000 SHARES | $8,489 | $8,489 |
| DTE ENERGY HOLDING CO (DTE) 324.000 SHARES | $42,078 | $42,078 |
| DUKE REALTY CORP COM NEW (DRE) 359.000 SHARES | $12,447 | $12,447 |
| DUNKIN BRANDS GROUP INC COM (DNKN) 143.000 SHARES | $10,802 | $10,802 |
| DXC TECHNOLOGY CO COM (DXC) 263.000 SHARES | $9,886 | $9,886 |
| DYCOM INDS INC COM (DY) 204.000 SHARES | $9,619 | $9,619 |
| E TRADE FINL CORP COM NEW (ETFC) 224.000 SHARES | $10,163 | $10,163 |
| EAST WEST BANCORP INC (EWBC) 304.000 SHARES | $14,805 | $14,805 |
| EASTMAN CHEMICAL CO COM (EMN) 140.000 SHARES | $11,096 | $11,096 |
| EATON CORP PLC COM (ETN) 479.000 SHARES | $45,371 | $45,371 |
| EBAY INC (EBAY) 3,641.000 SHARES | $131,477 | $131,477 |
| ECOLAB INC (ECL) 378.000 SHARES | $72,950 | $72,950 |
| EDWARDS LIFESCIENCES CORP (EW) 202.000 SHARES | $47,125 | $47,125 |
| ELANCO ANIMAL HEALTH INC COM (ELAN) 340.000 SHARES | $10,013 | $10,013 |
| ELECTRONIC ARTS (EA) 270.000 SHARES | $29,028 | $29,028 |
| EMCOR GROUP INC COM STK (EME) 154.000 SHARES | $13,290 | $13,290 |
| EMERGENT BIOSOLUTIONS INC COM (EBS) 156.000 SHARES | $8,416 | $8,416 |
| EMERSON ELECTRIC CO (EMR) 828.000 SHARES | $63,143 | $63,143 |
| ENTEGRIS INC (ENTG) 309.000 SHARES | $15,478 | $15,478 |
| EOG RESOURCES INC (EOG) 941.000 SHARES | $78,818 | $78,818 |
| EPAM SYS INC COM (EPAM) 68.000 SHARES | $14,427 | $14,427 |
| EQT CORPORATION COM NPV (EQT) 556.000 SHARES | $6,060 | $6,060 |
| EQUINIX INC COM (EQIX) 126.000 SHARES | $73,546 | $73,546 |
| EQUITRANS MIDSTREAM CORPORATIO COM (ETRN) 681.000 SHARES | $9,098 | $9,098 |
| EQUITY COMWLTH COM SH BEN INT (EQC) 2,780.000 SHARES | $91,267 | $91,267 |
| EQUITY RESIDENTIAL SBI (EQR) 504.000 SHARES | $40,784 | $40,784 |
| ERIE INDTY CO CL A (ERIE) 47.000 SHARES | $7,822 | $7,822 |
| ESSEX PROPERTY TRUST INC COM (ESS) 40.000 SHARES | $12,034 | $12,034 |
| ESSILORLUXOTTICA ADR (ESLOY) 270.000 SHARES | $20,679 | $20,679 |
| ESTEE LAUDER COMPANIES INC COM CLASS A (EL) 494.000 SHARES | $102,031 | $102,031 |
| ETHAN ALLEN INTERIOR INC (ETH) 625.000 SHARES | $11,913 | $11,913 |
| ETSY INC COM (ETSY) 1,183.000 SHARES | $52,407 | $52,407 |
| EVEREST RE GROUP LTD (RE) 42.000 SHARES | $11,627 | $11,627 |
| EVERQUOTE INC COM CL A (EVER) 395.000 SHARES | $13,568 | $13,568 |
| EVERSOURCE ENERGY COM (ES) 551.000 SHARES | $46,874 | $46,874 |
| EXELIXIS INC COM (EXEL) 976.000 SHARES | $17,197 | $17,197 |
| EXELON CORP COM NPV (EXC) 1,806.000 SHARES | $82,336 | $82,336 |
| EXPEDITORS INTL WASH INC COM (EXPD) 157.000 SHARES | $12,249 | $12,249 |
| EXTERRAN CORP COM (EXTN) 476.000 SHARES | $3,727 | $3,727 |
| EXTRA SPACE STORAGE INC (EXR) 111.000 SHARES | $11,724 | $11,724 |
| FACEBOOK INC CL-A (FB) 161.000 SHARES | $33,045 | $33,045 |
| FACTSET RESH SYS INC COM (FDS) 40.000 SHARES | $10,732 | $10,732 |
| FALCON MINERALS CORP CL A COM (FLMN) 2,120.000 SHARES | $14,967 | $14,967 |
| FARMER BROS CO COM (FARM) 676.000 SHARES | $10,181 | $10,181 |
| FARO TECHNOLOGIES INC (FARO) 366.000 SHARES | $18,428 | $18,428 |
| FASTENAL COM STK (FAST) 493.000 SHARES | $18,216 | $18,216 |
| FEDERAL REALTY INVESTMENT TRUST SBI (FRT) 92.000 SHARES | $11,843 | $11,843 |
| FEDERAL SIGNAL CORP (FSS) 484.000 SHARES | $15,609 | $15,609 |
| FIDELITY NATIONAL FINANCIAL IN (FNF) 794.000 SHARES | $36,008 | $36,008 |
| FIDELITY NATL INFORMATION SERVICES (FIS) 826.000 SHARES | $114,888 | $114,888 |
| FIFTH THIRD BANCORP (FITB) 3,888.000 SHARES | $119,517 | $119,517 |
| FIRST AMERICAN FINL CORP (FAF) 375.000 SHARES | $21,870 | $21,870 |
| FIRST BANCORP P R COM NEW (FBP) 1,094.000 SHARES | $11,585 | $11,585 |
| FIRST CMNTY BANK SHARES INC VA (FCBC) 69.000 SHARES | $2,140 | $2,140 |
| FIRST NORTHWEST BANCORP COM (FNWB) 728.000 SHARES | $13,199 | $13,199 |
| FIRST REPUBLIC BANK SAN FRANCISCO (FRC) 1,405.000 SHARES | $165,017 | $165,017 |
| FISERV INC (FISV) 1,196.000 SHARES | $138,293 | $138,293 |
| FITBIT INC CL A (FIT) 2,132.000 SHARES | $14,007 | $14,007 |
| FLEXSTEEL INDS INC (FLXS) 702.000 SHARES | $13,984 | $13,984 |
| FLOOR &DECOR HLDGS INC CL A (FND) 297.000 SHARES | $15,091 | $15,091 |
| FLOWERS FOODS INC (FLO) 1,152.000 SHARES | $25,045 | $25,045 |
| FLWS/1-800 FLOWERS CL A (FLWS) 2,904.000 SHARES | $42,108 | $42,108 |
| FNCB BANCORP INC COM (FNCB) 1,498.000 SHARES | $12,658 | $12,658 |
| FOOT LOCKER INC (FL) 631.000 SHARES | $24,603 | $24,603 |
| FORD MTR CO DEL COM (F) 3,956.000 SHARES | $36,791 | $36,791 |
| FORTINET INC COM (FTNT) 155.000 SHARES | $16,548 | $16,548 |
| FORTIVE CORP COM (FTV) 400.000 SHARES | $30,556 | $30,556 |
| FORUM ENERGY TECHNOLOGIES INC COM (FET) 1,799.000 SHARES | $3,022 | $3,022 |
| FRANCO-NEVADA CORP (FNV) 567.000 SHARES | $58,571 | $58,571 |
| FRANKLIN FINL SVCS CORP COM (FRAF) 674.000 SHARES | $26,077 | $26,077 |
| FRANKLIN RESOURCES INC COM (BEN) 340.000 SHARES | $8,833 | $8,833 |
| FRANKLIN STREET PPTYS CORP COM (FSP) 1,706.000 SHARES | $14,603 | $14,603 |
| FUJIFILM HLDGS CORP ADR (FUJIY) 335.000 SHARES | $16,114 | $16,114 |
| FUJITSU LTD ADR NEW (FJTSY) 345.000 SHARES | $6,467 | $6,467 |
| FULTON FINL CORP PA (FULT) 739.000 SHARES | $12,881 | $12,881 |
| FUSION CONNECT INC COM (FSNNQ) 25,920.000 SHARES | $156 | $156 |
| GARMIN LTD SHS (GRMN) 514.000 SHARES | $50,145 | $50,145 |
| GATX CORP COM STK (GATX) 153.000 SHARES | $12,676 | $12,676 |
| GCP APPLIED TECHNOLOGIES INC (GCP) 400.000 SHARES | $9,084 | $9,084 |
| GENTEX CORP (GNTX) 780.000 SHARES | $22,604 | $22,604 |
| GILEAD SCIENCES INC COM (GILD) 1,143.000 SHARES | $74,272 | $74,272 |
| GLATFELTER (GLT) 865.000 SHARES | $15,830 | $15,830 |
| GLAUKOS CORP COM (GKOS) 159.000 SHARES | $8,661 | $8,661 |
| GLOBAL PMTS INC COM (GPN) 379.000 SHARES | $69,190 | $69,190 |
| GOGO INC COM (GOGO) 2,789.000 SHARES | $17,850 | $17,850 |
| GOLAR LNG LIMITED COM (GLNG) 777.000 SHARES | $11,049 | $11,049 |
| GRACO INC (GGG) 233.000 SHARES | $12,116 | $12,116 |
| GRAHAM HLDGS COCOM (GHC) 56.000 SHARES | $35,783 | $35,783 |
| GRAINGER W W INC COM (GWW) 44.000 SHARES | $14,895 | $14,895 |
| GRAND CANYON ED INC COM (LOPE) 100.000 SHARES | $9,579 | $9,579 |
| GREENHILL & CO INC (GHL) 821.000 SHARES | $14,023 | $14,023 |
| GRUBHUB INC COM (GRUB) 751.000 SHARES | $36,529 | $36,529 |
| HALLIBURTON CO COM (HAL) 1,112.000 SHARES | $27,211 | $27,211 |
| HALOZYME THERAPEUTICS INC (HALO) 715.000 SHARES | $12,677 | $12,677 |
| HANESBRANDS INC COM (HBI) 675.000 SHARES | $10,024 | $10,024 |
| HANG SENG BANK LTD SPON ADR (HSNGY) 236.000 SHARES | $4,866 | $4,866 |
| HANMI FINL CORP COM (HAFC) 1,000.000 SHARES | $19,995 | $19,995 |
| HANNON ARMSTRONG SUSTAINABLE INFL (HASI) 444.000 SHARES | $14,288 | $14,288 |
| HANOVER INSURANCE GROUP INC (THG) 133.000 SHARES | $18,177 | $18,177 |
| HARTFORD FIN SERS GRP INC (HIG) 840.000 SHARES | $51,046 | $51,046 |
| HASBRO INC COM (HAS) 111.000 SHARES | $11,723 | $11,723 |
| HAYNES INTERNATIONAL INC COM (HAYN) 380.000 SHARES | $13,596 | $13,596 |
| HCA HEALTHCARE INC COM (HCA) 276.000 SHARES | $40,796 | $40,796 |
| HEALTHPEAK PPTYS INC COM (PEAK) 369.000 SHARES | $12,719 | $12,719 |
| HELEN OF TROY COMP COM STK (HELE) 89.000 SHARES | $16,001 | $16,001 |
| HENRY JACK &ASSOCIATES INC COM (JKHY) 87.000 SHARES | $12,673 | $12,673 |
| HENRY SCHEIN INC COM (HSIC) 120.000 SHARES | $8,006 | $8,006 |
| HERITAGE FINL CORP (HFWA) 932.000 SHARES | $26,376 | $26,376 |
| HERSHEY COMPANY (HSY) 175.000 SHARES | $25,722 | $25,722 |
| HESS CORPORATION COM (HES) 359.000 SHARES | $23,985 | $23,985 |
| HEXCEL CORP COM NEW (HXL) 1,434.000 SHARES | $105,127 | $105,127 |
| HILTON WORLDWIDE HLDGS INC (HLT) 581.000 SHARES | $64,439 | $64,439 |
| HITACHI 10 COM NEW ADR (HTHIY) 154.000 SHARES | $13,002 | $13,002 |
| HOLLYFRONTIER CORPORATION COM (HFC) 525.000 SHARES | $26,623 | $26,623 |
| HOME DEPOT INC COM (HD) 1,304.000 SHARES | $284,767 | $284,767 |
| HOMESTREET INC COM (HMST) 424.000 SHARES | $14,416 | $14,416 |
| HOMETRUST BANCSHARES INC COM (HTBI) 609.000 SHARES | $16,339 | $16,339 |
| HONDA MOTOR COMPANY LTD ADR (HMC) 768.000 SHARES | $21,742 | $21,742 |
| HOOKER FURNITURE CORP COM (HOFT) 576.000 SHARES | $14,797 | $14,797 |
| HORIZON PHARMA PLC COM (HZNP) 521.000 SHARES | $18,860 | $18,860 |
| HOST HOTELS & RESORTS INC COM (HST) 557.000 SHARES | $10,332 | $10,332 |
| HUBSPOT INC COM (HUBS) 69.000 SHARES | $10,937 | $10,937 |
| HUDSON PAC PPTYS INC COM (HPP) 359.000 SHARES | $13,516 | $13,516 |
| HUMANA INC (HUM) 45.000 SHARES | $16,493 | $16,493 |
| HUNTINGTON BANCSHARES INC COM (HBAN) 3,793.000 SHARES | $57,198 | $57,198 |
| HUNTSMAN CORP (HUN) 563.000 SHARES | $13,602 | $13,602 |
| HYATT HOTELS CORP COM CLASS A (H) 147.000 SHARES | $13,187 | $13,187 |
| ICF INTL INC (ICFI) 86.000 SHARES | $7,879 | $7,879 |
| IDEXX LABORATORIES INC COM (IDXX) 43.000 SHARES | $11,229 | $11,229 |
| IHS MARKIT LTD COM (INFO) 187.000 SHARES | $14,090 | $14,090 |
| ILLINOIS TOOL WORKS INC COM (ITW) 379.000 SHARES | $68,080 | $68,080 |
| ILLUMINA INC COM (ILMN) 195.000 SHARES | $64,689 | $64,689 |
| IMMERSION CORP (IMMR) 1,875.000 SHARES | $13,931 | $13,931 |
| INCYTE CORP COM (INCY) 159.000 SHARES | $13,884 | $13,884 |
| INDEPENDENT BK CORP MICH COM (IBCP) 1,148.000 SHARES | $26,002 | $26,002 |
| INDUSTRIA DE DISENO TEXTIL IND (IDEXY) 1,172.000 SHARES | $20,709 | $20,709 |
| INDUSTRIAL & COML BK CHINA ADR (IDCBY) 2,244.000 SHARES | $34,479 | $34,479 |
| INFORMA PLC (IFJPY) 618.000 SHARES | $14,263 | $14,263 |
| INGERSOLL-RAND PLC SHS (IR) 272.000 SHARES | $36,154 | $36,154 |
| INGEVITY CORP COM (NGVT) 121.000 SHARES | $10,573 | $10,573 |
| INGREDION INC COM (INGR) 163.000 SHARES | $15,151 | $15,151 |
| INOGEN INC COM (INGN) 74.000 SHARES | $5,056 | $5,056 |
| INPEX CORPORATION UNSPON ADR (IPXHY) 566.000 SHARES | $5,858 | $5,858 |
| INSMED INCORPORATED COM (INSM) 476.000 SHARES | $11,367 | $11,367 |
| INSTALLED BLDG PRODS INC COM (IBP) 176.000 SHARES | $12,121 | $12,121 |
| INTEGER HLDGS CORP COM (ITGR) 122.000 SHARES | $9,812 | $9,812 |
| INTEL CORP (INTC) 808.000 SHARES | $48,359 | $48,359 |
| INTELSAT SA COM (I) 1,870.000 SHARES | $13,146 | $13,146 |
| INTERCONTINENTAL EXCHANGE INC (ICE) 631.000 SHARES | $58,399 | $58,399 |
| INTERNATIONAL FLAVORS & FRAGRANCES (IFF) 75.000 SHARES | $9,677 | $9,677 |
| INTERNATIONAL PAPER CO COM (IP) 233.000 SHARES | $10,730 | $10,730 |
| INTERPUBLIC GROUP COS INC COM (IPG) 527.000 SHARES | $12,174 | $12,174 |
| INTUIT COM (INTU) 368.000 SHARES | $96,390 | $96,390 |
| INVESCO LTD SHS (IVZ) 580.000 SHARES | $10,428 | $10,428 |
| IQVIA HLDGS INC COM (IQV) 166.000 SHARES | $25,649 | $25,649 |
| IRIDIUM COMMUNICATIONS INC (IRDM) 531.000 SHARES | $13,084 | $13,084 |
| IRON MOUNTAIN INC COM (IRM) 383.000 SHARES | $12,206 | $12,206 |
| IRONWOOD PHARMACEUTICALS INC COM CL A (IRWD) 832.000 SHARES | $11,074 | $11,074 |
| ITRON INC (ITRI) 192.000 SHARES | $16,118 | $16,118 |
| JABIL INC COM (JBL) 806.000 SHARES | $33,312 | $33,312 |
| JACK HENRY & ASSOC INC (JKHY) 324.000 SHARES | $47,197 | $47,197 |
| JANUS HENDERSON GROUP PLC (JHG) 555.000 SHARES | $13,570 | $13,570 |
| JARDINE MATHESON HLDGS LTD ADR (JMHLY) 792.000 SHARES | $43,758 | $43,758 |
| JOHN BEAN TECHNOLOGIES CORPORATION COM (JBT) 100.000 SHARES | $11,266 | $11,266 |
| JOHNSON & JOHNSON COM (JNJ) 2,301.000 SHARES | $335,647 | $335,647 |
| JOHNSON CONTROLS INTERNATIONAL PLC (JCI) 1,369.000 SHARES | $55,732 | $55,732 |
| JOHNSON OUTDOORS INC CL A (JOUT) 254.000 SHARES | $19,482 | $19,482 |
| JOINT CORP COM (JYNT) 714.000 SHARES | $11,524 | $11,524 |
| JONES LANG LASALLE INC COM (JLL) 86.000 SHARES | $14,972 | $14,972 |
| JUNIPER NETWORKS (JNPR) 796.000 SHARES | $19,605 | $19,605 |
| KANSAS CITY SOUTHERN COM (KSU) 375.000 SHARES | $57,435 | $57,435 |
| KASIKORNBANK PUB CO LTD UNSPON (KPCPY) 506.000 SHARES | $10,145 | $10,145 |
| KB HOME COM (KBH) 664.000 SHARES | $22,755 | $22,755 |
| KBR INC COM (KBR) 473.000 SHARES | $14,427 | $14,427 |
| KEURIG DR PEPPER INC COM (KDP) 2,544.000 SHARES | $73,649 | $73,649 |
| KEYCORP NEW COM (KEY) 1,494.000 SHARES | $30,239 | $30,239 |
| KEYSIGHT TECHNOLOGIES INC COM (KEYS) 406.000 SHARES | $41,668 | $41,668 |
| KILROY REALTY CORP (KRC) 160.000 SHARES | $13,424 | $13,424 |
| KIMBALL ELECTRONICS INC COM (KE) 2,073.000 SHARES | $36,381 | $36,381 |
| KIMBALL INTL INC CL B (KBAL) 708.000 SHARES | $14,634 | $14,634 |
| KIMBERLY CLARK CORP COM (KMB) 671.000 SHARES | $92,296 | $92,296 |
| KIMCO REALTY CORP COM (KIM) 643.000 SHARES | $13,317 | $13,317 |
| KINDER MORGAN INC COM (KMI) 6,264.000 SHARES | $132,609 | $132,609 |
| KINDRED BIOSCIENCES INC COM (KIN) 1,610.000 SHARES | $13,653 | $13,653 |
| KIRBY CORP FORMERLY KIRBY EXPL INC (KEX) 151.000 SHARES | $13,519 | $13,519 |
| KLA CORPORATION COM NEW (KLAC) 117.000 SHARES | $20,846 | $20,846 |
| KNOWLES CORP COM (KN) 1,054.000 SHARES | $22,292 | $22,292 |
| KOHLS CORPORATION COM (KSS) 436.000 SHARES | $22,284 | $22,284 |
| KONINKLIJKE AHOLD DELHAIZE NV (ADRNY) 2,359.000 SHARES | $59,211 | $59,211 |
| KOPPERS HLDGS INC COM (KOP) 433.000 SHARES | $16,549 | $16,549 |
| KORN FERRY COM NEW (KFY) 298.000 SHARES | $12,635 | $12,635 |
| KOSMOS ENERGY LTD COM (KOS) 1,885.000 SHARES | $10,745 | $10,745 |
| KRAFT HEINZ CO COM (KHC) 2,180.000 SHARES | $70,043 | $70,043 |
| KRATON CORPORATION COM (KRA) 428.000 SHARES | $10,837 | $10,837 |
| KROGER CO COM (KR) 881.000 SHARES | $25,540 | $25,540 |
| KRONOS WORLDWIDE INC COM (KRO) 902.000 SHARES | $12,087 | $12,087 |
| L BRANDS INC COM (LB) 322.000 SHARES | $5,835 | $5,835 |
| LAM RESEARCH CORP COM (LRCX) 188.000 SHARES | $54,971 | $54,971 |
| LAMAR ADVERTISING CO COM CL A (LAMR) 139.000 SHARES | $12,407 | $12,407 |
| LANDSTAR SYSTEMS INC (LSTR) 165.000 SHARES | $18,789 | $18,789 |
| LEAF GROUP LTD COM (LEAF) 2,077.000 SHARES | $8,308 | $8,308 |
| LEAR CORP NEW COM (LEA) 84.000 SHARES | $11,525 | $11,525 |
| LENNOX INTERNATIONAL INC COM (LII) 49.000 SHARES | $11,955 | $11,955 |
| LHC GROUP INC COM (LHCG) 100.000 SHARES | $13,776 | $13,776 |
| LIBERTY MEDIA CORP DELAWARE COM SER A (FWONA) 337.000 SHARES | $14,754 | $14,754 |
| LIBERTY MEDIA CORP DELAWARE COM SER C (FWONK) 410.000 SHARES | $18,846 | $18,846 |
| LIBERTY PROPERTY TRUST COM (LPT) 237.000 SHARES | $14,232 | $14,232 |
| LIFE STORAGE INC (LSI) 128.000 SHARES | $13,860 | $13,860 |
| LINCOLN NATIONAL CORP COM NPV (LNC) 186.000 SHARES | $10,976 | $10,976 |
| LINDE PLC COM (LIN) 601.000 SHARES | $127,953 | $127,953 |
| LIONS GATE ENTMNT CORP CL B (LGF'B) 505.000 SHARES | $5,015 | $5,015 |
| LIQUIDITY SERVICES INC COM (LQDT) 4,386.000 SHARES | $26,141 | $26,141 |
| LITTELFUSE INC (LFUS) 78.000 SHARES | $14,921 | $14,921 |
| LIVANOVA PLC ORD (LIVN) 108.000 SHARES | $8,146 | $8,146 |
| LOGMEIN INC COM (LOGM) 86.000 SHARES | $7,374 | $7,374 |
| LOWES COMPANIES INC COM (LOW) 809.000 SHARES | $96,886 | $96,886 |
| LPL FINL HLDGS INC COM (LPLA) 148.000 SHARES | $13,653 | $13,653 |
| LULULEMON ATHLETICA INC COM (LULU) 205.000 SHARES | $47,492 | $47,492 |
| LYDALL INC DEL (LDL) 508.000 SHARES | $10,424 | $10,424 |
| LYFT INC CL A COM (LYFT) 185.000 SHARES | $7,959 | $7,959 |
| LYONDELLBASELL INDUSTRIES NV COM (LYB) 390.000 SHARES | $36,847 | $36,847 |
| MACKINAC FINL CORP COM (MFNC) 734.000 SHARES | $12,816 | $12,816 |
| MACQUARIE INFRASTRUCTURE CORP (MIC) 294.000 SHARES | $12,595 | $12,595 |
| MACY S INC COM (M) 323.000 SHARES | $5,491 | $5,491 |
| MARATHON OIL CORPORATION COM (MRO) 1,026.000 SHARES | $13,933 | $13,933 |
| MARKETAXESS HOLDINGS INC (MKTX) 40.000 SHARES | $15,164 | $15,164 |
| MARSH &MCLENNAN COMPANIES INC COM (MMC) 819.000 SHARES | $91,245 | $91,245 |
| MASCO CORP COM (MAS) 300.000 SHARES | $14,397 | $14,397 |
| MASTERCARD INC CL A (MA) 1,053.000 SHARES | $314,415 | $314,415 |
| MAXAR TECHNOLOGIES INC COM (MAXR) 1,669.000 SHARES | $26,153 | $26,153 |
| MAXIM INTEGRATED PRODUCTS COM (MXIM) 194.000 SHARES | $11,933 | $11,933 |
| MAXIMUS INC (MMS) 354.000 SHARES | $26,334 | $26,334 |
| MCCORMICK & COMPANY INC COM NPV (MKC) 378.000 SHARES | $64,158 | $64,158 |
| MCDERMOTT INTERNATIONAL INC (MDR) 1,358.000 SHARES | $919 | $919 |
| MCKESSON CORP (MCK) 90.000 SHARES | $12,449 | $12,449 |
| MEDICINES CO COM (MDCO) 309.000 SHARES | $26,246 | $26,246 |
| MEDTRONIC PLC (MDT) 1,936.000 SHARES | $219,639 | $219,639 |
| MEET GROUP INC COM (MEET) 2,652.000 SHARES | $13,287 | $13,287 |
| MERCK & CO INC NEW COM (MRK) 2,489.000 SHARES | $226,374 | $226,374 |
| MEREDITH CORP (MDP) 222.000 SHARES | $7,208 | $7,208 |
| METHODE ELECTRS INC COM (MEI) 1,163.000 SHARES | $45,764 | $45,764 |
| METLIFE INC COM (MET) 971.000 SHARES | $49,492 | $49,492 |
| METTLER-TOLEDO INTERNATIONAL INC (MTD) 14.000 SHARES | $11,106 | $11,106 |
| MGE ENERGY INC (MGEE) 165.000 SHARES | $13,005 | $13,005 |
| MGIC INVT CORP (MTG) 2,530.000 SHARES | $35,850 | $35,850 |
| MICHELIN COMPAGNIE GENERALE DE (MGDDY) 275.000 SHARES | $6,722 | $6,722 |
| MICROCHIP TECHNOLOGY COM (MCHP) 184.000 SHARES | $19,268 | $19,268 |
| MICRON TECHNOLOGY (MU) 1,773.000 SHARES | $95,352 | $95,352 |
| MICROSOFT CORP (MSFT) 5,061.000 SHARES | $798,119 | $798,119 |
| MID AMER APT CMNTYS INC COM (MAA) 101.000 SHARES | $13,318 | $13,318 |
| MINERALS TECH INC (MTX) 202.000 SHARES | $11,641 | $11,641 |
| MIRATI THERAPEUTICS INC COM (MRTX) 164.000 SHARES | $21,133 | $21,133 |
| MMA CAPITAL HOLDINGS INC COM (MMAC) 3,729.000 SHARES | $118,582 | $118,582 |
| MOELIS &CO CL A (MC) 348.000 SHARES | $11,108 | $11,108 |
| MOHAWK INDUSTRIES COM (MHK) 82.000 SHARES | $11,183 | $11,183 |
| MOLSON COORS BREWING COMPANY CLASS B (TAP) 469.000 SHARES | $25,279 | $25,279 |
| MONGODB INC CL A (MDB) 77.000 SHARES | $10,134 | $10,134 |
| MOODYS CORP COM (MCO) 200.000 SHARES | $47,482 | $47,482 |
| MOSAIC CO NEW COM (MOS) 483.000 SHARES | $10,452 | $10,452 |
| MOTORCAR PTS AMER INC COM (MPAA) 612.000 SHARES | $13,482 | $13,482 |
| MOTOROLA SOLUTIONS INC COM (MSI) 104.000 SHARES | $16,759 | $16,759 |
| MOVADO GROUP INC COM (MOV) 493.000 SHARES | $10,718 | $10,718 |
| MOWI ASA ADR (MHGVY) 174.000 SHARES | $4,548 | $4,548 |
| MRC GLOBAL INC COM (MRC) 739.000 SHARES | $10,080 | $10,080 |
| MSC INDL DIRECT CO CLASS A (MSM) 79.000 SHARES | $6,199 | $6,199 |
| MSCI INC COM (MSCI) 104.000 SHARES | $26,851 | $26,851 |
| MUENCHENER RUECK-UNSPONS ADR (MURGY) 490.000 SHARES | $14,424 | $14,424 |
| MURPHY OIL CORP COM (MUR) 471.000 SHARES | $12,623 | $12,623 |
| MYLAN NV (MYL) 336.000 SHARES | $6,754 | $6,754 |
| NABORS INDUSTRIES LTD SHS (NBR) 4,122.000 SHARES | $11,871 | $11,871 |
| NASDAQ INC COM STK (NDAQ) 123.000 SHARES | $13,173 | $13,173 |
| NATIONAL FUEL GAS CO N J COM (NFG) 187.000 SHARES | $8,703 | $8,703 |
| NATIONAL INSTRUMENT CORP (NATI) 807.000 SHARES | $34,168 | $34,168 |
| NATIONAL OILWELL VARCO INC (NOV) 541.000 SHARES | $13,552 | $13,552 |
| NATIONAL VISION HLDGS INC COM (EYE) 376.000 SHARES | $12,194 | $12,194 |
| NATL INSTRUMS CP (NATI) 312.000 SHARES | $13,210 | $13,210 |
| NBT BANCORP INC COM (NBTB) 380.000 SHARES | $15,413 | $15,413 |
| NETAPP INC COM (NTAP) 768.000 SHARES | $47,808 | $47,808 |
| NEUROCRINE BIOSCIENCES INC (NBIX) 129.000 SHARES | $13,866 | $13,866 |
| NEW JERSEY RES COM (NJR) 206.000 SHARES | $9,181 | $9,181 |
| NEW RELIC INC COM (NEWR) 123.000 SHARES | $8,082 | $8,082 |
| NEW YORK COMMUNITY BANCORP INC (NYCB) 1,092.000 SHARES | $13,126 | $13,126 |
| NEW YORK TIMES CO CL A (NYT) 408.000 SHARES | $13,125 | $13,125 |
| NEWELL BRANDS INC COM (NWL) 759.000 SHARES | $14,588 | $14,588 |
| NEWMONT GOLDCORP CORPORATION COM (NEM) 305.000 SHARES | $13,252 | $13,252 |
| NEXTERA ENERGY INC COM (NEE) 878.000 SHARES | $212,616 | $212,616 |
| NICE LTD ADR (NICE) 134.000 SHARES | $20,790 | $20,790 |
| NIELSEN HLDGS PLC (NLSN) 387.000 SHARES | $7,856 | $7,856 |
| NIPPON TELEGRAPH & TELEPHONE ADS (NTTYY) 1,851.000 SHARES | $93,476 | $93,476 |
| NISOURCE INC COM (NI) 377.000 SHARES | $10,496 | $10,496 |
| NISSAN MTR CO LTD SPND ADR (NSANY) 999.000 SHARES | $11,553 | $11,553 |
| NMI HLDGS INC CL A (NMIH) 628.000 SHARES | $20,837 | $20,837 |
| NOBLE ENERGY INC COM (NBL) 730.000 SHARES | $18,133 | $18,133 |
| NORTHEAST BK LEWISTON ME COM (NBN) 596.000 SHARES | $13,106 | $13,106 |
| NORTHERN TRUST CORP COM (NTRS) 135.000 SHARES | $14,342 | $14,342 |
| NORTHWEST BANCSHARES INC COM (NWBI) 653.000 SHARES | $10,859 | $10,859 |
| NORTHWEST NAT HLDG CO COM (NWN) 172.000 SHARES | $12,682 | $12,682 |
| NORTONLIFELOCK INC COM (NLOK) 470.000 SHARES | $11,994 | $11,994 |
| NORWEGIAN CRUISE LINE HLDGS LTD (NCLH) 231.000 SHARES | $13,493 | $13,493 |
| NOVANTA INC COM NPV (NOVT) 140.000 SHARES | $12,382 | $12,382 |
| NOVARTIS AG ADR (NVS) 955.000 SHARES | $90,429 | $90,429 |
| NOVO NORDISK A/S ADR (NVO) 562.000 SHARES | $32,529 | $32,529 |
| NRG ENERGY INC COM (NRG) 253.000 SHARES | $10,057 | $10,057 |
| NTT DOCOMO INC SP ADR (DCMYY) 4,470.000 SHARES | $124,221 | $124,221 |
| NUTANIX INC CL A (NTNX) 242.000 SHARES | $7,565 | $7,565 |
| NVIDIA CORP (NVDA) 1,095.000 SHARES | $257,653 | $257,653 |
| NVR INCORPORATED NEW (NVR) 2.000 SHARES | $7,617 | $7,617 |
| OCCIDENTAL PETE CORP COM (OXY) 2,515.000 SHARES | $103,643 | $103,643 |
| OFFICE DEPOT INC (ODP) 3,482.000 SHARES | $9,541 | $9,541 |
| OFFICE PROPERTIES INCOME TRUST COM (OPI) 555.000 SHARES | $17,838 | $17,838 |
| OGE ENERGY CORP COM (OGE) 278.000 SHARES | $12,363 | $12,363 |
| OKTA INC CL A (OKTA) 111.000 SHARES | $12,806 | $12,806 |
| OLD NATL BANCORP IND (ONB) 587.000 SHARES | $10,736 | $10,736 |
| OMNICOM GROUP INC COM (OMC) 172.000 SHARES | $13,935 | $13,935 |
| ON SEMICONDUCTOR CORP COM (ON) 589.000 SHARES | $14,360 | $14,360 |
| ONEOK INC COM (OKE) 1,369.000 SHARES | $103,592 | $103,592 |
| ONESPAWORLD HOLDINGS LTD COM (OSW) 816.000 SHARES | $13,741 | $13,741 |
| OPTINOSE INC COM (OPTN) 1,256.000 SHARES | $11,580 | $11,580 |
| ORIGIN BANCORP INC COM (OBNK) 393.000 SHARES | $14,871 | $14,871 |
| OSHKOSH CORP COM (OSK) 143.000 SHARES | $13,535 | $13,535 |
| OVERSEAS SHIPHOLDING GROUP INC CL A (OSG) 6,987.000 SHARES | $16,070 | $16,070 |
| OWENS & MINOR INC HOLDING COMPANY (OMI) 1,471.000 SHARES | $7,605 | $7,605 |
| OWENS CORNING COM (OC) 214.000 SHARES | $13,936 | $13,936 |
| PACCAR INC COM (PCAR) 192.000 SHARES | $15,187 | $15,187 |
| PARAMOUNT GROUP INC COM (PGRE) 860.000 SHARES | $11,971 | $11,971 |
| PARKER-HANNIFIN CORP COM (PH) 609.000 SHARES | $125,344 | $125,344 |
| PARSONS CORPORATION COM (PSN) 315.000 SHARES | $13,003 | $13,003 |
| PAYCHEX INC COM (PAYX) 256.000 SHARES | $21,676 | $21,676 |
| PAYPAL HLDGS INC COM (PYPL) 1,807.000 SHARES | $195,463 | $195,463 |
| PEBBLEBROOK HOTEL TRUST COM (PEB) 511.000 SHARES | $13,700 | $13,700 |
| PENUMBRA INC COM (PEN) 72.000 SHARES | $11,827 | $11,827 |
| PERKINELMER INC COM (PKI) 124.000 SHARES | $12,040 | $12,040 |
| PERNOD RICARD SA UNSPONS ADR (PDRDY) 430.000 SHARES | $15,454 | $15,454 |
| PERSIMMON PLC UNSPONS ADR (PSMMY) 271.000 SHARES | $19,658 | $19,658 |
| PFIZER INC (PFE) 5,291.000 SHARES | $207,301 | $207,301 |
| PINNACLE WEST CAPITAL CORP COM NPV (PNW) 123.000 SHARES | $11,061 | $11,061 |
| PIONEER NATURAL RESOURCES CO COM (PXD) 228.000 SHARES | $34,512 | $34,512 |
| PLDT INC ADR (PHI) 1,004.000 SHARES | $20,070 | $20,070 |
| PLEXUS CORP COM (PLXS) 608.000 SHARES | $46,780 | $46,780 |
| PNC FINANCIAL SERVICES GROUP COM (PNC) 1,177.000 SHARES | $187,885 | $187,885 |
| POLARIS INC COM (PII) 116.000 SHARES | $11,797 | $11,797 |
| POPULAR INC COM (BPOP) 196.000 SHARES | $11,515 | $11,515 |
| PPL CORP COM (PPL) 376.000 SHARES | $13,491 | $13,491 |
| PRA HEALTH SCIENCES INC COM (PRAH) 99.000 SHARES | $11,004 | $11,004 |
| PREMIER INC CL A (PINC) 458.000 SHARES | $17,349 | $17,349 |
| PRICE T ROWE GROUPS COM (TROW) 230.000 SHARES | $28,023 | $28,023 |
| PRICESMART INC (PSMT) 211.000 SHARES | $14,985 | $14,985 |
| PRINCIPAL FINANCIAL GROUP (PFG) 231.000 SHARES | $12,705 | $12,705 |
| PROGRESSIVE CORP OHIO COM (PGR) 994.000 SHARES | $71,956 | $71,956 |
| PROLOGIS INC COM (PLD) 1,275.000 SHARES | $113,654 | $113,654 |
| PRUDENTIAL FINL INC (PRU) 934.000 SHARES | $87,553 | $87,553 |
| PTC THERAPEUTICS INC COM (PTCT) 307.000 SHARES | $14,745 | $14,745 |
| PUBLIC STORAGE (PSA) 280.000 SHARES | $59,629 | $59,629 |
| PUBLIC SVC ENTERPRISE GRP INC (PEG) 569.000 SHARES | $33,599 | $33,599 |
| PULTE GROUP INC (PHM) 159.000 SHARES | $6,169 | $6,169 |
| PVH CORPORATION COM (PVH) 100.000 SHARES | $10,515 | $10,515 |
| QORVO INC COM (QRVO) 249.000 SHARES | $28,941 | $28,941 |
| QUALCOMM INC (QCOM) 1,142.000 SHARES | $100,759 | $100,759 |
| QUEST DIAGNOSTICS INC (DGX) 312.000 SHARES | $33,318 | $33,318 |
| QUOTIENT TECHNOLOGY INC COM (QUOT) 2,116.000 SHARES | $20,864 | $20,864 |
| RADIUS HEALTH INC COM (RDUS) 510.000 SHARES | $10,282 | $10,282 |
| RALPH LAUREN CORP (RL) 101.000 SHARES | $11,839 | $11,839 |
| RAVEN INDS INC COM (RAVN) 341.000 SHARES | $11,751 | $11,751 |
| RAYMOND JAMES FINANCIAL INC COM (RJF) 136.000 SHARES | $12,167 | $12,167 |
| RED ROBIN GOURMET BURGERS INC (RRGB) 383.000 SHARES | $12,647 | $12,647 |
| REGENCY CENTERS CORP COM (REG) 176.000 SHARES | $11,104 | $11,104 |
| REGENERON PHARMACEUTICALS (REGN) 61.000 SHARES | $22,904 | $22,904 |
| REGIONAL MGMT CORP COM (RM) 401.000 SHARES | $12,042 | $12,042 |
| REGIONS FINL CORP (RF) 8,157.000 SHARES | $139,974 | $139,974 |
| REINSURANCE GRP OF AMERICA INC COM (RGA) 73.000 SHARES | $11,903 | $11,903 |
| RELIANCE STEEL & ALUM CO (RS) 53.000 SHARES | $6,347 | $6,347 |
| RENAISSANCE RE HOLDINGS LTD (RNR) 39.000 SHARES | $7,645 | $7,645 |
| RENAULT SA ADR (RNLSY) 825.000 SHARES | $7,772 | $7,772 |
| REPLIGEN CORP (RGEN) 167.000 SHARES | $15,448 | $15,448 |
| REPUBLIC SERVICES INC COM (RSG) 184.000 SHARES | $16,492 | $16,492 |
| RESMED INC (RMD) 98.000 SHARES | $15,187 | $15,187 |
| RIGEL PHARMACEUTICAL INC COM (RIGL) 5,791.000 SHARES | $12,393 | $12,393 |
| RINGCENTRAL INC-CLASS A (RNG) 89.000 SHARES | $15,012 | $15,012 |
| RMR GROUP INC CL A (RMR) 165.000 SHARES | $7,531 | $7,531 |
| ROCHE HOLDINGS ADR (RHHBY) 2,152.000 SHARES | $87,500 | $87,500 |
| ROCKWELL AUTOMATION INC (ROK) 261.000 SHARES | $52,897 | $52,897 |
| ROGERS CORP (ROG) 167.000 SHARES | $20,830 | $20,830 |
| ROPER TECHNOLOGIES INC (ROP) 217.000 SHARES | $76,868 | $76,868 |
| ROSS STORES INC COM (ROST) 525.000 SHARES | $61,120 | $61,120 |
| ROYAL BANK OF CANADA (RY) 647.000 SHARES | $51,242 | $51,242 |
| ROYAL CARIBBEAN CRUISES COM (RCL) 396.000 SHARES | $52,870 | $52,870 |
| ROYAL GOLD INC (RGLD) 107.000 SHARES | $13,081 | $13,081 |
| RTI SURGICAL HOLDINGS INC COM (RTIX) 2,680.000 SHARES | $7,343 | $7,343 |
| RUBICON PROJECT COM (RUBI) 1,894.000 SHARES | $15,455 | $15,455 |
| RYDER SYSTEM INC (R) 241.000 SHARES | $13,089 | $13,089 |
| S&P GLOBAL INC COM (SPGI) 643.000 SHARES | $175,571 | $175,571 |
| SALESFORCE.COM INC COM (CRM) 1,069.000 SHARES | $173,862 | $173,862 |
| SANOFI ADR (SNY) 1,466.000 SHARES | $73,593 | $73,593 |
| SAP AG (SAP) 79.000 SHARES | $10,585 | $10,585 |
| SCHLUMBERGER LIMITED COM (SLB) 1,880.000 SHARES | $75,576 | $75,576 |
| SCHNEIDER NATIONAL INC CL B (SNDR) 740.000 SHARES | $16,147 | $16,147 |
| SCHNITZER STL INDS (SCHN) 392.000 SHARES | $8,499 | $8,499 |
| SCHOLASTIC CORP COM (SCHL) 240.000 SHARES | $9,228 | $9,228 |
| SCRIPPS E W CO OHIO CL A (SSP) 607.000 SHARES | $9,536 | $9,536 |
| SEADRILL LTD COM (SDRL) 2,961.000 SHARES | $7,521 | $7,521 |
| SEATTLE GENETICS INC (SGEN) 171.000 SHARES | $19,538 | $19,538 |
| SEKISUI HOUSE LTD ADR (SKHSY) 893.000 SHARES | $19,021 | $19,021 |
| SELECT ENERGY SVCS INC CL A COM (WTTR) 958.000 SHARES | $8,890 | $8,890 |
| SEMTECH CORP COM (SMTC) 219.000 SHARES | $11,585 | $11,585 |
| SENIOR HOUSING PROP TRUST (SNH) 770.000 SHARES | $6,499 | $6,499 |
| SENSATA TECHNOLOGIES HOLDING PLC (ST) 243.000 SHARES | $13,090 | $13,090 |
| SERVICE CORPORATION INTERNATIONAL (SCI) 400.000 SHARES | $18,412 | $18,412 |
| SERVICENOW INC COM (NOW) 292.000 SHARES | $82,437 | $82,437 |
| SHAW COMMUNIC INC CL B NV (SJR) 205.000 SHARES | $4,159 | $4,159 |
| SHERWIN WILLIAMS CO (SHW) 147.000 SHARES | $85,780 | $85,780 |
| SHUTTERSTOCK INC COM (SSTK) 371.000 SHARES | $15,908 | $15,908 |
| SIGNET JEWELERS LIMITED SHS (SIG) 266.000 SHARES | $5,783 | $5,783 |
| SIMON PPTY GRP INC (SPG) 484.000 SHARES | $72,097 | $72,097 |
| SKYWORKS SOLUTIONS INC (SWKS) 299.000 SHARES | $36,143 | $36,143 |
| SL GREEN OPER PARTNERSHIP L P COM (SLG) 146.000 SHARES | $13,414 | $13,414 |
| SMITH & NEPHEW PLC ADR (SNN) 334.000 SHARES | $16,055 | $16,055 |
| SMUCKER J M CO COM NEW (SJM) 202.000 SHARES | $21,034 | $21,034 |
| SNAP ON INC (SNA) 71.000 SHARES | $12,027 | $12,027 |
| SONIC HEALTHCARE LTD (SKHHY) 1,364.000 SHARES | $27,607 | $27,607 |
| SONIM TECHNOLOGIES INC COM (SONM) 900.000 SHARES | $3,267 | $3,267 |
| SOUTH JERSEY INDUSTRIES (SJI) 331.000 SHARES | $10,916 | $10,916 |
| SOUTH PLAINS FINANCIAL INC COM (SPFI) 696.000 SHARES | $14,526 | $14,526 |
| SOUTHWEST AIRLNS CO (LUV) 441.000 SHARES | $23,805 | $23,805 |
| SOUTHWEST GAS HOLDINGS INC (SWX) 223.000 SHARES | $16,941 | $16,941 |
| SOUTHWESTERN ENERGY CO DELAWARE (SWN) 2,332.000 SHARES | $5,643 | $5,643 |
| SPARK NEW ZEALAND LTD (SPKKY) 2,316.000 SHARES | $33,466 | $33,466 |
| SPARTANNASH CO COM (SPTN) 1,031.000 SHARES | $14,681 | $14,681 |
| SPECTRUM BRANDS HLDGS INC (SPB) 223.000 SHARES | $14,337 | $14,337 |
| SPIRIT AEROSYSTEMS HLDGS INC CL A (SPR) 1,155.000 SHARES | $84,176 | $84,176 |
| SPLUNK INC COM (SPLK) 193.000 SHARES | $28,906 | $28,906 |
| SPOTIFY TECHNOLOGY SA COM (SPOT) 208.000 SHARES | $31,106 | $31,106 |
| SPRINT CORPORATION COM (S) 1,774.000 SHARES | $9,243 | $9,243 |
| SQUARE INC CL A (SQ) 495.000 SHARES | $30,967 | $30,967 |
| STANLEY BLACK & DECKER INC COM (SWK) 257.000 SHARES | $42,595 | $42,595 |
| STARBUCKS CORP COM (SBUX) 1,543.000 SHARES | $135,661 | $135,661 |
| STATE STR CORP COM (STT) 234.000 SHARES | $18,509 | $18,509 |
| STEEL DYNAMICS INC COM (STLD) 382.000 SHARES | $13,003 | $13,003 |
| STERIS PLC ORD (STE) 80.000 SHARES | $12,194 | $12,194 |
| STITCH FIX INC COM CL A (SFIX) 447.000 SHARES | $11,470 | $11,470 |
| STRYKER CORP (SYK) 395.000 SHARES | $82,962 | $82,962 |
| SUMITOMO MITSUI FINL GROUP INC (SMFG) 1,395.000 SHARES | $10,337 | $10,337 |
| SUMMIT MATLS INC CL A (SUM) 753.000 SHARES | $17,997 | $17,997 |
| SUNTORY BEVERAGE AND FOOD LTD (STBFY) 276.000 SHARES | $5,716 | $5,716 |
| SURMODICS INC (SRDX) 278.000 SHARES | $11,518 | $11,518 |
| SWISSCOM AG ADR (SCMWY) 1,360.000 SHARES | $71,883 | $71,883 |
| SYNCHRONY FINANCIAL COM (SYF) 342.000 SHARES | $12,315 | $12,315 |
| SYNNEX CORP (SNX) 137.000 SHARES | $17,646 | $17,646 |
| SYNOPSYS INC COM (SNPS) 97.000 SHARES | $13,502 | $13,502 |
| TAIWAN SMCNDCTR MFG CO LTD ADR (TSM) 108.000 SHARES | $6,275 | $6,275 |
| TAKE-TWO INTERACTIVE SOFTWARE COM (TTWO) 105.000 SHARES | $12,855 | $12,855 |
| TAPESTRY INC COM (TPR) 402.000 SHARES | $10,842 | $10,842 |
| TARGET CORP COM (TGT) 152.000 SHARES | $19,488 | $19,488 |
| TAYLOR MORRISON HOME CORP COM (TMHC) 599.000 SHARES | $13,094 | $13,094 |
| TECH DATA CORP COM (TECD) 309.000 SHARES | $44,372 | $44,372 |
| TEEKAY CORPORATION COM (TK) 2,479.000 SHARES | $13,188 | $13,188 |
| TEGNA INC COM (TGNA) 807.000 SHARES | $13,469 | $13,469 |
| TELEDYNE TECH INC (TDY) 244.000 SHARES | $84,556 | $84,556 |
| TELEFLEX INC (TFX) 40.000 SHARES | $15,058 | $15,058 |
| TELEFONICA BRASIL SA SPON ADR (VIV) 1,122.000 SHARES | $16,067 | $16,067 |
| TEMPUR SEALY INTL INC COM (TPX) 162.000 SHARES | $14,104 | $14,104 |
| TENNECO INC CL A VTG COM STK (TEN) 970.000 SHARES | $12,707 | $12,707 |
| TESLA INC COM (TSLA) 207.000 SHARES | $86,594 | $86,594 |
| TETRA TECH INC NEW COM (TTEK) 155.000 SHARES | $13,355 | $13,355 |
| TEXAS INSTRUMENTS INC COM (TXN) 1,423.000 SHARES | $182,556 | $182,556 |
| TEXAS ROADHOUSE INC COM (TXRH) 356.000 SHARES | $20,050 | $20,050 |
| TFS FINL CORP (TFSL) 358.000 SHARES | $7,045 | $7,045 |
| THE CHARLES SCHWAB CORPORATION (SCHW) 1,538.000 SHARES | $73,147 | $73,147 |
| THE TRADE DESK INC COM CL A (TTD) 63.000 SHARES | $16,366 | $16,366 |
| THERMO FISHER SCIENTIFIC INC (TMO) 470.000 SHARES | $152,689 | $152,689 |
| TIFFANY &CO NEW COM (TIF) 119.000 SHARES | $15,904 | $15,904 |
| TIMKENSTEEL CORP COM (TMST) 1,684.000 SHARES | $13,236 | $13,236 |
| TJX COS INC NEW COM (TJX) 1,811.000 SHARES | $110,580 | $110,580 |
| TOLL BROTHERS INC COM (TOL) 458.000 SHARES | $18,096 | $18,096 |
| TOPBUILD CORP COM (BLD) 150.000 SHARES | $15,462 | $15,462 |
| TORONTO DOM BK NEW (TD) 859.000 SHARES | $48,216 | $48,216 |
| TOYOTA MOTOR CP ADR NEW (TM) 154.000 SHARES | $21,643 | $21,643 |
| TRACTOR SUPPLY CO (TSCO) 115.000 SHARES | $10,746 | $10,746 |
| TRANSCAT INC COM (TRNS) 420.000 SHARES | $13,381 | $13,381 |
| TRANSDIGM GROUP INC COM (TDG) 142.000 SHARES | $79,520 | $79,520 |
| TRANSUNION COM (TRU) 171.000 SHARES | $14,639 | $14,639 |
| TRAVELERS COMPANIES INC COM STK NPV (TRV) 554.000 SHARES | $75,870 | $75,870 |
| TREEHOUSE FOODS INC (THS) 221.000 SHARES | $10,719 | $10,719 |
| TREX INC (TREX) 174.000 SHARES | $15,639 | $15,639 |
| TRIMBLE INC COM (TRMB) 937.000 SHARES | $39,064 | $39,064 |
| TRINSEO SA COM (TSE) 221.000 SHARES | $8,223 | $8,223 |
| TRONOX HOLDINGS PLC COM (TROX) 1,014.000 SHARES | $11,580 | $11,580 |
| TRUSTMARK CP (TRMK) 1,029.000 SHARES | $35,511 | $35,511 |
| TTM TECHNOLOGIES INC COM (TTMI) 1,788.000 SHARES | $26,909 | $26,909 |
| TUCOWS INC COM NEW (TCX) 196.000 SHARES | $12,109 | $12,109 |
| TWILIO INC CL A (TWLO) 115.000 SHARES | $11,302 | $11,302 |
| TWITTER INC COM (TWTR) 658.000 SHARES | $21,089 | $21,089 |
| TYLER TECHNOLOGIES INC COM (TYL) 94.000 SHARES | $28,202 | $28,202 |
| UDR INC (UDR) 241.000 SHARES | $11,255 | $11,255 |
| ULTA BEAUTY INC COM (ULTA) 40.000 SHARES | $10,126 | $10,126 |
| ULTRAGENYX PHARMACEUTICAL INC (RARE) 195.000 SHARES | $8,328 | $8,328 |
| UNDER ARMOUR INC CL C (UA) 464.000 SHARES | $8,900 | $8,900 |
| UNDER ARMOUR INC COM STK CLASS A (UAA) 437.000 SHARES | $9,439 | $9,439 |
| UNITED AIRLINES HLDGS INC COM (UAL) 137.000 SHARES | $12,068 | $12,068 |
| UNITED NATURAL FOODS COM (UNFI) 944.000 SHARES | $8,269 | $8,269 |
| UNITED PARCEL SVC INC CL B (UPS) 1,065.000 SHARES | $124,669 | $124,669 |
| UNITED RENTALS INC (URI) 89.000 SHARES | $14,843 | $14,843 |
| UNITED THERAPEUTICS CORP (UTHR) 101.000 SHARES | $8,896 | $8,896 |
| UNITEDHEALTH GROUP (UNH) 1,081.000 SHARES | $317,791 | $317,791 |
| UNIVAR SOLUTIONS INC COM (UNVR) 551.000 SHARES | $13,356 | $13,356 |
| UNIVERSAL HEALTH SERVICES B (UHS) 102.000 SHARES | $14,633 | $14,633 |
| UNIVEST FINANCIAL CORPORATION COM (UVSP) 461.000 SHARES | $12,346 | $12,346 |
| UNUM GROUP (UNM) 317.000 SHARES | $9,244 | $9,244 |
| US BANCORP DEL COM (USB) 2,136.000 SHARES | $126,643 | $126,643 |
| US FOODS HLDG CORP COM (USFD) 328.000 SHARES | $13,740 | $13,740 |
| UTD OVERSEAS BK LTD SPON ADR (UOVEY) 538.000 SHARES | $21,151 | $21,151 |
| VALERO ENERGY CORP (VLO) 537.000 SHARES | $50,290 | $50,290 |
| VALLEY NATIONAL BANCORP COM NPV (VLY) 1,015.000 SHARES | $11,629 | $11,629 |
| VENTAS INC (VTR) 366.000 SHARES | $21,133 | $21,133 |
| VERISIGN INC (VRSN) 58.000 SHARES | $11,175 | $11,175 |
| VERISK ANALYTICS INC COM (VRSK) 115.000 SHARES | $17,174 | $17,174 |
| VERIZON COMMUNICATIONS (VZ) 5,447.000 SHARES | $334,445 | $334,445 |
| VERTEX PHARMACEUTCLS INC (VRTX) 267.000 SHARES | $58,460 | $58,460 |
| VESTAS WIND SYSTEMS ADS (VWDRY) 153.000 SHARES | $5,152 | $5,152 |
| VIACOMCBS INC CL A (VIACA) 203.000 SHARES | $9,109 | $9,109 |
| VIACOMCBS INC CL B (VIAC) 497.000 SHARES | $20,859 | $20,859 |
| VIASAT INC (VSAT) 156.000 SHARES | $11,418 | $11,418 |
| VISA INC COM CL A (V) 2,058.000 SHARES | $386,697 | $386,697 |
| VISHAY INTERTECHNOLOGY INC (VSH) 525.000 SHARES | $11,177 | $11,177 |
| VMWARE INC CL A COM (VMW) 167.000 SHARES | $25,349 | $25,349 |
| VORNADO REALTY TRUST COM (VNO) 145.000 SHARES | $9,643 | $9,643 |
| VOYA FINL INC COM (VOYA) 218.000 SHARES | $13,294 | $13,294 |
| WABTEC CORP COM (WAB) 170.000 SHARES | $13,226 | $13,226 |
| WALGREENS BOOTS ALLIANCE INC COM (WBA) 1,202.000 SHARES | $70,870 | $70,870 |
| WALMART INC (WMT) 39.000 SHARES | $4,635 | $4,635 |
| WALT DISNEY CO HLDG CO (DIS) 204.000 SHARES | $29,505 | $29,505 |
| WASHINGTON REAL ESTATE INVT TR (WRE) 379.000 SHARES | $11,059 | $11,059 |
| WASTE MANAGEMENT INC (WM) 741.000 SHARES | $84,444 | $84,444 |
| WATERS CORP (WAT) 55.000 SHARES | $12,851 | $12,851 |
| WEBSTER FINL CORP WATERBURY CONN (WBS) 361.000 SHARES | $19,263 | $19,263 |
| WEC ENERGY GROUP INC COM (WEC) 656.000 SHARES | $60,503 | $60,503 |
| WELLCARE HEALTH PLANS INC (WCG) 41.000 SHARES | $13,539 | $13,539 |
| WELLTOWER INC COM (WELL) 753.000 SHARES | $61,580 | $61,580 |
| WENDYS COMPANY COM (WEN) 598.000 SHARES | $13,282 | $13,282 |
| WERNER ENTERPRISE INC (WERN) 814.000 SHARES | $29,621 | $29,621 |
| WESTROCK CO COM (WRK) 336.000 SHARES | $14,418 | $14,418 |
| WEX INC COM (WEX) 58.000 SHARES | $12,149 | $12,149 |
| WEYCO GROUP INC (WEYS) 491.000 SHARES | $12,987 | $12,987 |
| WHEATON PRECIOUS METALS CORP (WPM) 94.000 SHARES | $2,797 | $2,797 |
| WHEELOCK & CO LTD UNSPON ADR (WHLKY) 326.000 SHARES | $21,878 | $21,878 |
| WHIRLPOOL CORP (WHR) 83.000 SHARES | $12,245 | $12,245 |
| WHITE MOUNTAIN GRP BERMUDA (WTM) 1.000 SHARES | $1,116 | $1,116 |
| WILLIAMS SONOMA INC COM (WSM) 435.000 SHARES | $31,946 | $31,946 |
| WILLIS TOWERS WATSON PLC COM (WLTW) 89.000 SHARES | $17,973 | $17,973 |
| WIPRO LTD ADS (WIT) 9,002.000 SHARES | $33,758 | $33,758 |
| WOLVERINE WORLD WIDE INC (WWW) 310.000 SHARES | $10,459 | $10,459 |
| WOODWARD INC COM (WWD) 1,083.000 SHARES | $128,271 | $128,271 |
| WORKDAY INC COM CL A (WDAY) 228.000 SHARES | $37,495 | $37,495 |
| WORTHINGTON INDS INC(WOR) 306.000 SHARES | $12,907 | $12,907 |
| WP CAREY INC COM (WPC) 141.000 SHARES | $11,286 | $11,286 |
| WRAP TECHNOLOGIES INC COM (WRTC) 1,826.000 SHARES | $11,668 | $11,668 |
| WYNDHAM DESTINATIONS INC COM (WYND) 263.000 SHARES | $13,594 | $13,594 |
| XCEL ENERGY INC COM (XEL) 1,459.000 SHARES | $92,632 | $92,632 |
| XEROX HOLDINGS CORP COM (XRX) 401.000 SHARES | $14,785 | $14,785 |
| XILINX INC (XLNX) 228.000 SHARES | $22,292 | $22,292 |
| XYLEM INC COM (XYL) 146.000 SHARES | $11,503 | $11,503 |
| YUM BRANDS INC (YUM) 412.000 SHARES | $41,501 | $41,501 |
| YUM CHINA HLDGS INC COM (YUMC) 356.000 SHARES | $17,091 | $17,091 |
| ZEBRA TECHNOLOGIES CORP CL A (ZBRA) 177.000 SHARES | $45,213 | $45,213 |
| ZENDESK INC COM (ZEN) 135.000 SHARES | $10,345 | $10,345 |
| ZIMMER BIOMET HLDGS INC COM (ZBH) 98.000 SHARES | $14,669 | $14,669 |
| ZOETIS INC COM CL A (ZTS) 417.000 SHARES | $55,190 | $55,190 |
| ZOGENIX INC COM NEW (ZGNX) 241.000 SHARES | $12,563 | $12,563 |
| ZURICH INSURANCE GRP LTD ADR (ZURVY) 1,210.000 SHARES | $49,610 | $49,610 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $530,823 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $530,823 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $257,776 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $257,776 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (47 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BCP V-S, LP | FMV | $10,150 | $10,150 |
| BLACKSTONE CAPITAL PARTNERS (CAYMAN II) V, LP | FMV | $191 | $191 |
| BLACKSTONE CAPITAL PARTNERS (CAYMAN) IV, LP | FMV | $681 | $681 |
| BLACKSTONE CAPITAL PARTNERS (CAYMAN) V-A, LP | FMV | $24,332 | $24,332 |
| BLACKSTONE CAPITAL PARTNERS (DELAWARE) V-NQ, LP | FMV | $5,860 | $5,860 |
| BLACKSTONE CAPITAL PARTNERS IV, LP | FMV | $3,484 | $3,484 |
| BLACKSTONE CAPITAL PARTNERS V, LP | FMV | $32,061 | $32,061 |
| BLACKSTONE GT COMMUNICATIONS PARTNERS, LP | FMV | $1,746 | $1,746 |
| BLACKSTONE HEI CAPITAL PARTNERS V, LP | FMV | $9 | $9 |
| BLACKSTONE NSS COMMUNICATIONS PARTNERS (CAYMAN), LP | FMV | $31,205 | $31,205 |
| BLACKSTONE PB CAPITAL PARTNERS V, LP | FMV | $7,644 | $7,644 |
| BLACKSTONE RGIS CAPITAL PARTNERS V, LP | FMV | $6,209 | $6,209 |
| BLACKSTONE SGP CAPITAL PARTNERS (CAYMAN) IV, LP | FMV | $20,543 | $20,543 |
| CALVERT EMERGING MARKETS EQUITY CL I (CVMIX) 363,548.480 SHARES | FMV | $6,507,518 | $6,507,518 |
| COATUE OFFSHORE FUND, LTD. | FMV | $523,224 | $523,224 |
| CONSTELLATION VENTURE CAPITAL II, LP | FMV | $28,804 | $28,804 |
| DOUBLELINE TOTAL RETURN BOND FD CL I (DBLTX) 247,491.031 SHARES | FMV | $2,630,830 | $2,630,830 |
| FIMM TREASURY PORTFOLIO: INSTL CL (FRBXX) 3,498,436.190 SHARES | FMV | $3,498,436 | $3,498,436 |
| FIRST TR EXCHANGE TRADED FD IV NO AMER (EMLP) 102,639.000 SHARES | FMV | $2,616,268 | $2,616,268 |
| FUNDSMITH SUSTAINABLE EQUITY FUND, LP | FMV | $8,209,012 | $8,209,012 |
| ISHARES 7-10 YR TREASRY BD ETF (IEF) 16,171.000 SHARES | FMV | $1,782,367 | $1,782,367 |
| ISHARES CORE U.S. AGGREGATE (AGG) 114.000 SHARES | FMV | $12,810 | $12,810 |
| ISHARES INC ISHARES ESG MSC (ESGE) 16,479.000 SHARES | FMV | $592,094 | $592,094 |
| ISHARES MSCI USA ESG SELCT ETF (SUSA) 3,303.000 SHARES | FMV | $442,668 | $442,668 |
| KKR 2006 FUND (ALLSTAR), LP | FMV | $42,004 | $42,004 |
| KKR 2006 FUND (GDG), LP | FMV | $13,737 | $13,737 |
| KKR 2006 FUND (OVERSEAS), LIMITED PARTNERSHIP | FMV | $167,199 | $167,199 |
| KKR 2006 FUND, LP | FMV | $807,795 | $807,795 |
| LIGHTYEAR FUND II, LP | FMV | $65,732 | $65,732 |
| LONGLEAF INTERNATL (LLINX) 212,560.290 SHARES | FMV | $3,758,066 | $3,758,066 |
| LORD ABBETT ULTRA SHORT BOND I (LUBYX) 100,000.000 SHARES | FMV | $1,003,000 | $1,003,000 |
| PIMCO BRAVO FUND III SPECIAL ONSHORE FEEDER TE, LP | FMV | $201,525 | $201,525 |
| PINEBRIDGE LATIN AMERICA PARTNERS II, LP | FMV | $58,036 | $58,036 |
| PINEBRIDGE PEP IV CO-INVESTMENT, LP | FMV | $9,057 | $9,057 |
| PINEBRIDGE PEP IV NON-U.S., LP | FMV | $7,379 | $7,379 |
| PINEBRIDGE PEP IV SECONDARY, LP | FMV | $15,534 | $15,534 |
| PINEBRIDGE PEP IV U.S. BUYOUT, LP | FMV | $18,657 | $18,657 |
| PINEBRIDGE PEP IV U.S. VENTURE, LP | FMV | $38,722 | $38,722 |
| PIONEER MULTI-ASSET ULTRASHORT INCOME Y (MYFRX) 50,200.803 SHARES | FMV | $497,992 | $497,992 |
| RENAISSANCE INSTITUTIONAL EQUITIES FUND, LLC | FMV | $1,413,865 | $1,413,865 |
| SPDR DJ WILSHIRE INTL REAL EST (RWX) 148.000 SHARES | FMV | $5,741 | $5,741 |
| SPDR GOLD TR GOLD SHS (GLD) 34.000 SHARES | FMV | $4,859 | $4,859 |
| THE OFFSHORE FUND SPC - MULTI-STRATEGY SEGREGATED PORTFOLIO | FMV | $8,414,485 | $8,414,485 |
| TTC WORLD EQUITY FUND QP, LP | FMV | $92,601 | $92,601 |
| VANECK VECTORS J.P. MORGAN E (EMLC) 6,919.000 SHARES | FMV | $235,315 | $235,315 |
| VANGUARD INFLATION PROCTED SEC ADM CL (VAIPX) 243,855.605 SHARES | FMV | $6,310,983 | $6,310,983 |
| WELLS FARGO ABSOLUTE RETURN INST (WABIX) 142,226.148 SHARES | FMV | $1,602,889 | $1,602,889 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL AND ADMINISTRATIVE LEGAL COUNSEL | CategoryTxt |
| Legal Fees | $113,913 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $113,913 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CHARITABLE USE ASSETS - COLLECTION ITEMS | Desc |
| BOY Book Value | $76,351 | BOYBookValueAmt |
| EOY Book Value | $76,351 | EOYBookValueAmt |
| EOYFMV | $76,351 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| DIGITAL ARCHIVES | $1,122 | $0 | $1,122 |
| BANK FEES | $545 | $545 | $0 |
| INSURANCE | $4,764 | $0 | $4,764 |
| FILING FEES | $335 | $0 | $335 |
| OTHER K-1 EXPENSES, NET OF UBI | $0 | $122,955 | $0 |
| OFFICE EXPENSES | $636 | $0 | $636 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME THRU K-1S, NET OF UBI | $104,345 | ||
| SECURITIES LITIGATION PROCEEDS | $34,624 | $34,624 | $34,624 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $9,369,527 | Amt |
Other Notes Loans Rcvbl Long Sch OtherNotesLoansRcvblLongSch
Other Notes Loans Rcvbl Long OtherNotesLoansRcvblLongGrp
Borrower Name BorrowerNameGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MICHAEL C THOMPSON AND HALLIE THOMPSON | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Insider Relationship | NONE | InsiderRelationshipTxt |
| Loan Original | $1,710,000 | LoanOriginalAmt |
| Balance Due | $1,710,000 | BalanceDueAmt |
| Note | 2017-06 | NoteDt |
| Loan Maturity | 2020-07 | LoanMaturityDt |
| Repayment Terms | MONTHLY INTEREST PAYMENTS OF $6,412.50, WITH BALLOON PAYMENT ON 07/01/2020 | RepaymentTermsTxt |
| Interest | 4.500000000000 | InterestRt |
| Security Provided Borrower | FIRST DEED OF TRUST IN LAND LOCATED IN FAUQUIER COUNTY, VIRGINIA | SecurityProvidedBorrowerTxt |
| Loan Purpose | NOTE RECEIVED FROM ESTATE | LoanPurposeTxt |
| Lender Consideration | NONE | LenderConsiderationDesc |
| Consideration FMV | $0 | ConsiderationFMVAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | CategoryTxt |
| Amt | $347,324 | Amt |
| Net Investment Income | $347,324 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE PROPERTY TAXES | $6,108 | $6,108 | $0 |
| FEDERAL EXCISE TAX | $95,000 | $0 | $0 |
| FOREIGN TAX WITHHELD | $5,240 | $5,240 | $0 |
| FOREIGN TAXES THRU K-1'S, NET OF UBI | $0 | $9,569 | $0 |
| STATE UBI TAX | $301 | $0 | $0 |