UNIVERSITY OF NEW HAVEN: Form 990, tax year 2018

View the entire original 990 at ProPublica ↗

Organization: UNIVERSITY OF NEW HAVEN (EIN 06-0761704)
Tax period: 2018-07-01 to 2019-06-30
Filed: 2020-07-15
IRS object ID: 202021979349302142
Schema version: 2018v3.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2020-07-15T09:21:54-05:00	ReturnTs
Tax Period End	2019-06-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	KPMG LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	345 PARK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10154	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2018-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	060761704	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	UNIVERSITY OF NEW HAVEN	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
In Care Of	% GEORGE S SYNODI	InCareOfNm
Business Name Control	UNIV	BusinessNameControlTxt
Phone	2039327000	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	300 BOSTON POST ROAD	AddressLine1Txt
City	WEST HAVEN	CityNm
State Abbreviation	CT	StateAbbreviationCd
ZIP	06516	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	GEORGE S SYNODI	PersonNm
Person Title	VP FOR FINANCE	PersonTitleTxt
Phone	2039327223	PhoneNum
Signature	2020-07-13	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	Devin L Duncan	PreparerPersonNm
PTIN	P01249521	PTIN
Phone	2127589700	PhoneNum
Preparation	2020-07-13	PreparationDt

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	199.207.253.96	IPv4AddressTxt

Field	Value	IRS element (for citing)
Federal Original Submission Id	06014420201975000016	FederalOriginalSubmissionId
Federal Original Submission Id	2020-07-15	FederalOriginalSubmissionIdDt
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	4F27BE72452CBE2C9CC2DE6A9BF72F36BBCEB5E7	AtSubmissionCreationDeviceId
At Submission Filing Device Id	A58D02BD638CC3F5B233D5004A52721338703954	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2018	TaxYr
Build TS	2021-01-29 14:40:06Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	GEORGE S SYNODI	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	300 BOSTON POST ROAD	AddressLine1Txt
City	WEST HAVEN	CityNm
State Abbreviation	CT	StateAbbreviationCd
ZIP	06516	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$299,664,989	GrossReceiptsAmt
Group Return For Affiliates	false	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.NEWHAVEN.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1920	FormationYr
Legal Domicile State	CT	LegalDomicileStateCd
Activity Or Mission	THE UNIVERSITY OF NEW HAVEN IS A STUDENT- CENTERED COMPREHENSIVE UNIVERSITY WITH AN EMPHASIS ON EXCELLENCE IN LIBERAL ARTS AND PROFESSIONAL EDUCATION. SEE SCHEDULE O FOR DETAIL.	ActivityOrMissionDesc
Voting Members Governing Body	32	VotingMembersGoverningBodyCnt
Voting Members Independent	32	VotingMembersIndependentCnt
Total Employee	3137	TotalEmployeeCnt
Total Volunteers	113	TotalVolunteersCnt
Total Gross UBI	$0	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$13,948,490	PYContributionsGrantsAmt
CY Contributions Grants	$9,431,609	CYContributionsGrantsAmt
PY Program Service Revenue	$261,119,394	PYProgramServiceRevenueAmt
CY Program Service Revenue	$269,608,697	CYProgramServiceRevenueAmt
PY Investment Income	$2,575,882	PYInvestmentIncomeAmt
CY Investment Income	$4,368,646	CYInvestmentIncomeAmt
PY Other Revenue	$3,513,757	PYOtherRevenueAmt
CY Other Revenue	$3,924,328	CYOtherRevenueAmt
PY Total Revenue	$281,157,523	PYTotalRevenueAmt
CY Total Revenue	$287,333,280	CYTotalRevenueAmt
PY Grants And Similar Paid	$86,359,320	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$91,019,449	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$100,445,822	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$104,247,207	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$3,400,482	CYTotalFundraisingExpenseAmt
PY Other Expenses	$83,729,337	PYOtherExpensesAmt
CY Other Expenses	$86,674,202	CYOtherExpensesAmt
PY Total Expenses	$270,534,479	PYTotalExpensesAmt
CY Total Expenses	$281,940,858	CYTotalExpensesAmt
PY Revenues Less Expenses	$10,623,044	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$5,392,422	CYRevenuesLessExpensesAmt
Total Assets BOY	$363,244,797	TotalAssetsBOYAmt
Total Assets EOY	$398,607,936	TotalAssetsEOYAmt
Total Liabilities BOY	$162,161,568	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$190,155,948	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$201,083,229	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$208,451,988	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	THE UNIVERSITY OF NEW HAVEN IS A STUDENT-CENTERED COMPREHENSIVE UNIVERSITY WITH AN EMPHASIS ON EXCELLENCE IN LIBERAL ARTS AND PROFESSIONAL EDUCATION. CONTINUED IN SCHEDULE O.	MissionDesc
Significant New Program Srvc	false	SignificantNewProgramSrvcInd
Significant Change	false	SignificantChangeInd
Expense	$211,227,910	ExpenseAmt
Grant	$78,831,283	GrantAmt
Revenue	$235,655,227	RevenueAmt
Desc	UNIVERSITY PROGRAM: THE UNIVERSITY OF NEW HAVEN IS A PRIVATE UNIVERSITY, FOUNDED IN 1920, WITH AN 82 ACRE MAIN CAMPUS AND SATELLITE CAMPUSES IN ORANGE, CT; PRATO, ITALY; AND ALBUQUERQUE, NM. THE UNIVERSITY HAS AN UNDERGRADUATE ENDROLLMENT OF 5,092 STUDENTS WITH 54 PERCENT RESIDING IN UNIVERSITY HOUSING. THE UNIVERSITY OFFERS 57 UNDERGRADUATE DEGREES THROUGH ITS FIVE COLLEGES, IN INNOVATIVE FIELDS SUCH AS SPORTS MANAGEMENT, NUTRITION & DIETETICS, FORENSIC SCIENCE, MUSIC AND SOUND rECORDING, ENGINEERING, COMPUTER SCIENCE, FIRE SCIENCE AND CRIMINAL JUSTICE. THE UNIVERSITY ALSO OFFERS ITS STUDENTS A STUDY ABROAD PROGRAM THROUGH A VARIETY OF UNIQUE OFFERINGS.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$33,427,446	ExpenseAmt
Grant	$12,188,166	GrantAmt
Revenue	$29,405,245	RevenueAmt
Desc	GRADUATE SCHOOL: THE GRADUATE SCHOOL HAS AN ENROLLMENT OF 1,755 STUDENTS AND OFFERS 32 GRADUATE DEGREE OFFERINGS. THE GRADUATE SCHOOL HELPS STUDENTS ACHIEVE A MORE MEANINGFUL CAREER, THE BENEFITS OF LIFELONG LEARNING AND A SENSE OF RESPONSIBILITY AS A CITIZEN OF THE WORLD.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$4,975,943	ExpenseAmt
Revenue	$8,393,824	RevenueAmt
Desc	INTERNATIONAL PROGRAM: THE UNIVERSITY HAS AN INTERNATIONAL PROGRAM, DELIVERED ABROAD, WHICH OFFERS A FOUR-YEAR BACCALAUREATE DEGREE IN SECURITIES STUDIES.	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$249,631,299	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (true)	DescribedInSection501c3Ind
Schedule B Required	Yes (true)	ScheduleBRequiredInd
Political Campaign Acty	false	PoliticalCampaignActyInd
Lobbying Activities	Yes (true)	LobbyingActivitiesInd
Subject To Proxy Tax	false	SubjectToProxyTaxInd
Donor Advised Fund	false	DonorAdvisedFundInd
Conservation Easements	false	ConservationEasementsInd
Collections Of Art	false	CollectionsOfArtInd
Credit Counseling	false	CreditCounselingInd
Temp Or Permanent Endowments	Yes (true)	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (true)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	false	ReportInvestmentsOtherSecInd
Report Program Related Invst	false	ReportProgramRelatedInvstInd
Report Other Assets	false	ReportOtherAssetsInd
Report Other Liabilities	Yes (true)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (true)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	false	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (true)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (true)	SchoolOperatingInd
Foreign Office	Yes (true)	ForeignOfficeInd
Foreign Activities	Yes (true)	ForeignActivitiesInd
More Than5000 K To Org	false	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (true)	MoreThan5000KToIndividualsInd
Professional Fundraising	false	ProfessionalFundraisingInd
Fundraising Activities	Yes (true)	FundraisingActivitiesInd
Gaming Activities	false	GamingActivitiesInd
Operate Hospital	false	OperateHospitalInd
Grants To Organizations	false	GrantsToOrganizationsInd
Grants To Individuals	Yes (true)	GrantsToIndividualsInd
Schedule J Required	Yes (true)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (true)	TaxExemptBondsInd
Invest Tax Exempt Bonds	false	InvestTaxExemptBondsInd
Escrow Account	false	EscrowAccountInd
On Behalf Of Issuer	false	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	false	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	false	PYExcessBenefitTransInd
Loan Outstanding	false	LoanOutstandingInd
Grant To Related Person	false	GrantToRelatedPersonInd
Business Rln With Org Mem	false	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	false	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	false	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	Yes (true)	DeductibleNonCashContriInd
Deductible Art Contribution	false	DeductibleArtContributionInd
Terminate Operations	false	TerminateOperationsInd
Partial Liquidation	false	PartialLiquidationInd
Disregarded Entity	false	DisregardedEntityInd
Related Entity	Yes (true)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (true)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (true)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	false	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	false	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (true)	ScheduleORequiredInd
IRP Document	538	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (true)	BackupWthldComplianceInd
Employee	3137	EmployeeCnt
Employment Tax Returns Filed	Yes (true)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Foreign Financial Account	Yes (true)	ForeignFinancialAccountInd
Foreign Country	IT	ForeignCountryCd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Taxable Party Notification	false	TaxablePartyNotificationInd
Nondeductible Contributions	false	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (true)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (true)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	false	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	false	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	false	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	32	GoverningBodyVotingMembersCnt
Independent Voting Member	32	IndependentVotingMemberCnt
Family Or Business Rln	false	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	false	DelegationOfMgmtDutiesInd
Change To Org Documents	false	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	false	MaterialDiversionOrMisuseInd
Members Or Stockholders	false	MembersOrStockholdersInd
Election Of Board Members	false	ElectionOfBoardMembersInd
Decisions Subject To Approva	false	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (true)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (true)	MinutesOfCommitteesInd
Officer Mailing Address	false	OfficerMailingAddressInd
Local Chapters	Yes (true)	LocalChaptersInd
Policies Reference Chapters	false	PoliciesReferenceChaptersInd
Form990 Provided To Gvrn Body	Yes (true)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (true)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (true)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (true)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (true)	WhistleblowerPolicyInd
Document Retention Policy	Yes (true)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (true)	CompensationProcessCEOInd
Compensation Process Other	Yes (true)	CompensationProcessOtherInd
Investment In Joint Venture	false	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	CT	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Field	Value	IRS element (for citing)
Person	GEORGE S SYNODI	PersonNm
Phone	2039327273	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	300 BOSTON POST ROAD	AddressLine1Txt
City	WEST HAVEN	CityNm
State Abbreviation	CT	StateAbbreviationCd
ZIP	06516	ZIPCd

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	Yes (X)	InfoInScheduleOPartVIIInd

Form990 Part VII Section A Form990PartVIISectionAGrp (54 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	OfficerOfficerInd	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd
Michael H Ambrose
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Philip H Bartels
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Marc N Benhuri
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Samuel S Bergami Jr
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Kenneth W Biermacher
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
William L Bucknall Jr
CHAIR	1.0	0.0	Yes (X)	$0	$0	$0
Cecilia K Carter
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
K ONI Chukwu
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Roger J Cooper
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
RAPHAEL G CRAWFORD
BOARD OF GOVS (BEGAN 9/28/18)	1.0	0.0	Yes (X)	$0	$0	$0
John DeStefano Jr
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Eileen Eder
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Dolores J Ennico
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
John J Falconi
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Lawrence P Flanagan
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Rosa M Gatti
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Jeffery P Hazell
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
JENNIFER D JACKSON
BOARD OF GOVS (BEGAN 1/31/19)	1.0	0.0	Yes (X)	$0	$0	$0
Janet Jensen
BOARD OF GOVS (THRU 8/16/18)	1.0	0.0	Yes (X)	$0	$0	$0
Robert M Lee
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Allen G Love Jr
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Dennis R McGough
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
JOSEPHINE MORAN
BOARD OF GOVS (BEGAN 1/31/19)	1.0	0.0	Yes (X)	$0	$0	$0
Kevin A Myatt
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
David J Peterson Jr
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Charles E Pompea
VICE CHAIR	1.0	0.0	Yes (X)	$0	$0	$0
Michael J Quiello
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Anthony Scillia
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Ernest F Schaub
BOARD OF GOVS (BEGAN 7/1/18)	1.0	0.0	Yes (X)	$0	$0	$0
Astrid G Schroeder de Farkas Horan
BOARD OF GOVS (THRU 8/17/18)	1.0	0.0	Yes (X)	$0	$0	$0
Shelley A Stewart
BOARD OF GOVS (BEGAN 9/28/18)	1.0	0.0	Yes (X)	$0	$0	$0
Stephen P Tagliatela
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
Rowena Track
BOARD OF GOVERNORS	1.0	0.0	Yes (X)	$0	$0	$0
James P Zander
BOARD OF GOVS (BEGAN 1/31/19)	1.0	0.0	Yes (X)	$0	$0	$0
STEPHEN H KAPLAN
President	35.0	0.0		$1,083,603	$0	$187,643	Yes (X)
George S Synodi
VP Finance	35.0	0.0		$404,185	$0	$87,813	Yes (X)
Stephen Morin
VP Institutional Adv	35.0	0.0		$320,121	$0	$51,386	Yes (X)
Daniel J May
Provost	35.0	0.0		$293,798	$0	$89,196	Yes (X)
Walter F Caffey
VP Enrollment Management	35.0	0.0		$269,626	$0	$68,573	Yes (X)
Caroline Koziatek
VP Human Resources	35.0	0.0		$255,983	$0	$67,873	Yes (X)
Carolyn Chamberlin
VP MARKETING	35.0	0.0		$235,982	$0	$37,428	Yes (X)
Rebecca Johnson
VP STDT AFFAIR & DEAN OF STDT	35.0	0.0		$207,315	$0	$56,030	Yes (X)
Gayle Tagliatela
Chief of Staff & Sec	35.0	0.0		$90,943	$0	$40,414	Yes (X)
Brian Kench
Dean	35.0	0.0		$279,541	$0	$70,045		Yes (X)
Ronald S Harichandran
Dean	35.0	0.0		$271,967	$0	$40,818		Yes (X)
Mario T Gaboury
Dean	35.0	0.0		$222,172	$0	$67,815		Yes (X)
Louis C Annino
Associate VP Facilities	35.0	0.0		$209,718	$0	$18,755		Yes (X)
Lourdes M Alvarez
Dean	35.0	0.0		$140,367	$0	$17,775		Yes (X)
Summer J MCGEE
DEAN	35.0	0.0		$189,171	$0	$16,818		Yes (X)
Daniel Mabrey
Assoc Provost	35.0	0.0		$478,860	$0	$15,754			Yes (X)
Gene Kline
Professor	35.0	0.0		$332,237	$0	$27,470			Yes (X)
Kevin Phillips
Assoc VP Enrollment	35.0	0.0		$254,103	$0	$33,613			Yes (X)
Shobi Sivadasan
SR Assoc VP admissions	35.0	0.0		$245,532	$0	$23,987			Yes (X)
Michael Jenkins
ASSOC PROFESSOR	35.0	0.0		$284,174	$0	$5,165			Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$6,069,398	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$1,024,371	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	349	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	false	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (true)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	false	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
CONSIGLI CONSTRUCTION CO INC
72 SUMNER ST	MILFORD	MA	017571663	CONSTRUCTION	$30,790,058
SODEXO INC
PO BOX 3601470	PITTSBURGH	PA	15251	FOOD SERVICE	$15,459,640
MILESTONE CONSTRUCTION SERVICES LL
64 THOMPSON ST STE A-108	EAST HAVEN	CT	06513	CONSTRUCTION	$4,595,396
PAT MUNGER CONSTRUCTION CO INC
750 E MAIN STREET SUITE 1	BRANFORD	CT	064052950	CONSTRUCTION	$3,140,109
EducationDynamics LLC
ASLANIAN MARKET RESEARCH	HOBOKEN	NJ	07030	STUD. MKTG RESEARCH	$1,198,488

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	72	CntrctRcvdGreaterThan100KCnt
Fundraising	$69,070	FundraisingAmt
Government Grants	$5,073,891	GovernmentGrantsAmt
All Other Contributions	$4,288,648	AllOtherContributionsAmt
Noncash Contributions	$261,887	NoncashContributionsAmt
Total Contributions	$9,431,609	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION	611600	$219,594,086	$219,594,086
RESIDENCE FEES	721310	$28,086,633	$28,086,633
DINING FEES	722320	$13,085,768	$13,085,768
INTERNATIONAL PROGRAMS	611710	$8,393,824	$8,393,824
COMMISSIONS	900099	$307,686	$307,686

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$140,700	TotalRevenueColumnAmt
Related Or Exempt Func Income	$140,700	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$269,608,697	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$2,867,353	TotalRevenueColumnAmt
Exclusion	$2,867,353	ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$69,163	TotalRevenueColumnAmt
Exclusion	$69,163	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$220,747	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$155,918	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$64,829	RealAmt
Personal	$0	PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$64,829	TotalRevenueColumnAmt
Exclusion	$64,829	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$13,560,766	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$12,128,636	SecuritiesAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$1,432,130	SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$1,432,130	TotalRevenueColumnAmt
Exclusion	$1,432,130	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$61,055	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$69,070	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$47,155	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$13,900	TotalRevenueColumnAmt
Exclusion	$13,900	ExclusionAmt

Field	Value	IRS element (for citing)
Gaming Gross Income	$0	GamingGrossIncomeAmt
Gaming Direct Expenses	$0	GamingDirectExpensesAmt

Net Income From Gaming NetIncomeFromGamingGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Field	Value	IRS element (for citing)
Gross Sales Of Inventory	$0	GrossSalesOfInventoryAmt
Cost Of Goods Sold	$0	CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
GRANT IDC	900099	$1,064,709	$1,064,709
AMORTIZATION OF CAPITAL CONTRIBUTIONS	900099	$1,284,464	$1,284,464
ATHLETIC REVENUE	900099	$503,561	$503,561

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$992,865	TotalRevenueColumnAmt
Related Or Exempt Func Income	$992,865	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$3,845,599	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$287,333,280	TotalRevenueColumnAmt
Related Or Exempt Func Income	$273,454,296	RelatedOrExemptFuncIncomeAmt
Exclusion	$4,447,375	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt
Program Services	$0	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$87,866,013	TotalAmt
Program Services	$87,866,013	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$3,153,436	TotalAmt
Program Services	$3,153,436	ProgramServicesAmt

Benefits To Members BenefitsToMembersGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$5,281,469	TotalAmt
Program Services	$1,173,127	ProgramServicesAmt
Management And General	$3,388,753	ManagementAndGeneralAmt
Fundraising	$719,589	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$77,909,272	TotalAmt
Program Services	$64,654,238	ProgramServicesAmt
Management And General	$12,009,151	ManagementAndGeneralAmt
Fundraising	$1,245,883	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$5,672,202	TotalAmt
Program Services	$4,416,425	ProgramServicesAmt
Management And General	$1,156,561	ManagementAndGeneralAmt
Fundraising	$99,216	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$10,104,243	TotalAmt
Program Services	$8,590,947	ProgramServicesAmt
Management And General	$1,343,468	ManagementAndGeneralAmt
Fundraising	$169,828	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$5,280,021	TotalAmt
Program Services	$4,383,484	ProgramServicesAmt
Management And General	$810,070	ManagementAndGeneralAmt
Fundraising	$86,467	FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$100,520	TotalAmt
Program Services	$100,520	ProgramServicesAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$837,131	TotalAmt
Program Services	$106,376	ProgramServicesAmt
Management And General	$730,755	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$272,620	TotalAmt
Program Services	$42,343	ProgramServicesAmt
Management And General	$230,277	ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$124,325	TotalAmt
Program Services	$124,325	ProgramServicesAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$432,625	TotalAmt
Program Services	$371,681	ProgramServicesAmt
Management And General	$60,944	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$6,964,393	TotalAmt
Program Services	$5,220,142	ProgramServicesAmt
Management And General	$1,589,516	ManagementAndGeneralAmt
Fundraising	$154,735	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$2,363,487	TotalAmt
Program Services	$1,894,572	ProgramServicesAmt
Management And General	$462,833	ManagementAndGeneralAmt
Fundraising	$6,082	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$5,238,987	TotalAmt
Program Services	$3,905,053	ProgramServicesAmt
Management And General	$1,225,611	ManagementAndGeneralAmt
Fundraising	$108,323	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$4,214,813	TotalAmt
Program Services	$2,511,291	ProgramServicesAmt
Management And General	$1,650,645	ManagementAndGeneralAmt
Fundraising	$52,877	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$5,236,445	TotalAmt
Program Services	$4,650,365	ProgramServicesAmt
Management And General	$584,569	ManagementAndGeneralAmt
Fundraising	$1,511	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$3,295,277	TotalAmt
Program Services	$2,941,793	ProgramServicesAmt
Management And General	$312,471	ManagementAndGeneralAmt
Fundraising	$41,013	FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$102,502	TotalAmt
Program Services	$96,373	ProgramServicesAmt
Management And General	$4,629	ManagementAndGeneralAmt
Fundraising	$1,500	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$3,923,436	TotalAmt
Program Services	$3,550,293	ProgramServicesAmt
Management And General	$334,304	ManagementAndGeneralAmt
Fundraising	$38,839	FundraisingAmt

Payments To Affiliates PaymentsToAffiliatesGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$8,540,102	TotalAmt
Program Services	$7,806,504	ProgramServicesAmt
Management And General	$648,197	ManagementAndGeneralAmt
Fundraising	$85,401	FundraisingAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$2,496,057	TotalAmt
Program Services	$2,457,935	ProgramServicesAmt
Management And General	$33,684	ManagementAndGeneralAmt
Fundraising	$4,438	FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
REPAIRS AND MAINTENANCE	$14,744,312	$14,498,943	$243,647	$1,722
FOOD SERVICES	$13,350,835	$13,237,874	$112,961
LEASE AND RENTAL	$5,443,751	$4,625,787	$428,829	$389,135
BAD DEBT EXPENSE	$2,293,705	$2,293,705

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$6,698,879	TotalAmt
Program Services	$4,957,754	ProgramServicesAmt
Management And General	$1,547,202	ManagementAndGeneralAmt
Fundraising	$193,923	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$281,940,858	TotalAmt
Program Services	$249,631,299	ProgramServicesAmt
Management And General	$28,909,077	ManagementAndGeneralAmt
Fundraising	$3,400,482	FundraisingAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part X	Yes (X)	InfoInScheduleOPartXInd

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$140,033	BOYAmt
EOY	$435,921	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$51,927,554	BOYAmt
EOY	$36,530,491	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$7,082,711	BOYAmt
EOY	$5,152,958	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$832,007	BOYAmt
EOY	$4,457,670	EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$2,612,060	BOYAmt
EOY	$1,813,882	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$2,436,734	BOYAmt
EOY	$1,249,488	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$407,457,468	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$164,478,471	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$207,131,728	BOYAmt
EOY	$242,978,997	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$84,540,416	BOYAmt
EOY	$89,759,618	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$6,541,554	BOYAmt
EOY	$16,228,911	EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Intangible Assets IntangibleAssetsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$363,244,797	BOYAmt
EOY	$398,607,936	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$21,887,684	BOYAmt
EOY	$29,732,644	EOYAmt

Grants Payable GrantsPayableGrp

Field	Value	IRS element (for citing)
BOY	$2,666,134	BOYAmt
EOY	$2,666,134	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$26,466,524	BOYAmt
EOY	$24,454,569	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$96,491,300	BOYAmt
EOY	$122,201,876	EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$10,137,863	BOYAmt
EOY	$6,811,008	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$4,512,063	BOYAmt
EOY	$4,289,717	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$162,161,568	BOYAmt
EOY	$190,155,948	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$145,207,432	BOYAmt
EOY	$150,853,304	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$35,061,074	BOYAmt
EOY	$36,616,992	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$20,814,723	BOYAmt
EOY	$20,981,692	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$201,083,229	BOYAmt
EOY	$208,451,988	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$363,244,797	BOYAmt
EOY	$398,607,936	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$5,392,422	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$2,367,103	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	-$390,766	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	false	AccountantCompileOrReviewInd
FS Audited	Yes (true)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (true)	AuditCommitteeInd
Federal Grant Audit Required	Yes (true)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (true)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$10,262,185	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$11,539,235	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$23,472,329	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$13,948,490	CurrentTaxYearMinus1YearAmt
Current Tax Year	$9,431,609	CurrentTaxYearAmt
Total	$68,653,848	TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$10,262,185	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$11,539,235	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$23,472,329	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$13,948,490	CurrentTaxYearMinus1YearAmt
Current Tax Year	$9,431,609	CurrentTaxYearAmt
Total	$68,653,848	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$12,953,194	SubstantialContributorsTotAmt
Public Support Total170	$55,700,654	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$697,555	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,245,951	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,210,542	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,771,532	CurrentTaxYearMinus1YearAmt
Current Tax Year	$3,157,263	CurrentTaxYearAmt
Total	$8,082,843	TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,192,589	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$2,538,372	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$3,298,228	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$3,832,369	CurrentTaxYearMinus1YearAmt
Current Tax Year	$3,845,599	CurrentTaxYearAmt
Total	$14,707,157	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$91,443,848	TotalSupportAmt
Gross Receipts Rltd Activities	$1,255,746,333	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.60912	PublicSupportCY170Pct
Public Support PY170	0.67550	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind
Public Support CY509	0.00000	PublicSupportCY509Pct

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Total Grassroots Lobbying		TotalGrassrootsLobbyingGrp
Total Direct Lobbying		TotalDirectLobbyingGrp
Total Lobbying Expend		TotalLobbyingExpendGrp
Other Exempt Purpose Expend		OtherExemptPurposeExpendGrp
Total Exempt Purpose Expend		TotalExemptPurposeExpendGrp
Lobbying Nontaxable Amount		LobbyingNontaxableAmountGrp
Grassroots Nontaxable		GrassrootsNontaxableGrp
Tot Lbbyng Grassroot Mns Non Tx		TotLbbyngGrassrootMnsNonTxGrp
Tot Lbby Expend Mns Lbbyng Non Tx		TotLbbyExpendMnsLbbyngNonTxGrp
Volunteers	false	VolunteersInd
Paid Staff Or Management	false	PaidStaffOrManagementInd
Media Advertisements	false	MediaAdvertisementsInd
Mailings Members	false	MailingsMembersInd
Publications Or Broadcast	false	PublicationsOrBroadcastInd
Grants Other Organizations	false	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (true)	DirectContactLegislatorsInd
Direct Contact Legislators	$124,325	DirectContactLegislatorsAmt
Rallies Demonstrations	false	RalliesDemonstrationsInd
Other Activities	false	OtherActivitiesInd
Total Lobbying Expenditures	$124,325	TotalLobbyingExpendituresAmt
Not Described Section501c3	false	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE C, PART II-B, LINE 1G	FormAndLineReferenceDesc
Explanation	LOBBYING ACTIVITY THE UNIVERSITY OF NEW HAVEN USES THE SERVICES OF 'THE NORMANDY GROUP'. 'THE NORMANDY GROUP' WORKS WITH THE UNIVERSITY TO ADVANCE ITS FEDERAL, LEGISLATIVE AGENDA AND OBTAIN FUNDING THROUGH THE VARIOUS FY19 APPROPRIATION BILLS. IN ADDITION, THE UNIVERSITY PAYS DUES TO VARIOUS PROFESSIONAL ORGANIZATIONS. AN IMMATERIAL AMOUNT OF THESE DUES ARE ATTRIBUTED TO LOBBYING EXPENSES.	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Art Public Exhibition Amounts		ArtPublicExhibitionAmountsGrp
Held Works Art		HeldWorksArtGrp

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$63,793,485	BeginningYearBalanceAmt
Contributions	$101,480	ContributionsAmt
Investment Earnings Or Losses	$3,954,168	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$887,128	GrantsOrScholarshipsAmt
Other Expenditures	$542,293	OtherExpendituresAmt
End Year Balance	$66,419,712	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$47,521,985	BeginningYearBalanceAmt
Contributions	$13,612,687	ContributionsAmt
Investment Earnings Or Losses	$4,067,022	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$508,214	GrantsOrScholarshipsAmt
Other Expenditures	$899,995	OtherExpendituresAmt
End Year Balance	$63,793,485	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$43,588,303	BeginningYearBalanceAmt
Contributions	$1,403,835	ContributionsAmt
Investment Earnings Or Losses	$4,020,339	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$867,673	GrantsOrScholarshipsAmt
Other Expenditures	$622,819	OtherExpendituresAmt
End Year Balance	$47,521,985	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$44,898,458	BeginningYearBalanceAmt
Contributions	$1,242,766	ContributionsAmt
Investment Earnings Or Losses	-$1,587,249	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$538,821	GrantsOrScholarshipsAmt
Other Expenditures	$426,851	OtherExpendituresAmt
End Year Balance	$43,588,303	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$31,432,131	BeginningYearBalanceAmt
Contributions	$12,946,670	ContributionsAmt
Investment Earnings Or Losses	$1,189,095	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$486,862	GrantsOrScholarshipsAmt
Other Expenditures	$182,576	OtherExpendituresAmt
End Year Balance	$44,898,458	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.49600	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.17000	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.33400	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	false	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	false	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$12,905,229	OtherCostOrOtherBasisAmt
Book Value	$12,905,229	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$253,391,639	OtherCostOrOtherBasisAmt
Depreciation	$88,366,535	DepreciationAmt
Book Value	$165,025,104	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$7,035,895	OtherCostOrOtherBasisAmt
Depreciation	$6,809,411	DepreciationAmt
Book Value	$226,484	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$68,622,297	OtherCostOrOtherBasisAmt
Depreciation	$57,335,654	DepreciationAmt
Book Value	$11,286,643	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$65,502,408	OtherCostOrOtherBasisAmt
Depreciation	$11,966,871	DepreciationAmt
Book Value	$53,535,537	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$242,978,997	TotalBookValueLandBuildingsAmt
Federal Income Tax Liability	$0	FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp

Field	Value	IRS element (for citing)
Desc	POST RETIREMENT OBLIGATION	Desc
Amt	$4,289,717	Amt

Field	Value	IRS element (for citing)
Total Liability	$4,289,717	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd
Total Rev Etc Audited Fincl Stmt	$198,589,171	TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst	$2,367,103	NetUnrealizedGainsInvstAmt
Other Revenue	-$90,678,587	OtherRevenueAmt
Revenue Not Reported	-$88,311,484	RevenueNotReportedAmt
Revenue Subtotal	$286,900,655	RevenueSubtotalAmt
Investment Expenses Not Incld	$432,625	InvestmentExpensesNotIncldAmt
Revenue Not Reported Fincl Stmt	$432,625	RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990	$287,333,280	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$191,061,177	TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included	$572,393	OtherExpensesIncludedAmt
Expenses Not Reported	$572,393	ExpensesNotReportedAmt
Expenses Subtotal	$190,488,784	ExpensesSubtotalAmt
Investment Expenses Not Incld2	$432,625	InvestmentExpensesNotIncld2Amt
Other Expenses Not Included	$91,019,449	OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt	$91,452,074	ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990	$281,940,858	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE D, PART V, LINE 4	USE OF ENDOWMENT FUNDS THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 200 INDIVIDUAL FUNDS. THROUGH THE ENDOWMENTS INVESTMENT POLICY, FUNDS ARE AVAILABLE FOR SCHOLARSHIPS, PROFESSORSHIPS EQUIPMENT, RESEARCH AND PROFESSIONAL DEVELOPMENT.
Schedule D, PART X, LINE 2	INCOME TAXES FOOTNOTE FROM CONSOLIDATED FINANCIAL STATEMENTS: THE UNIVERSITY AND LYME ACADEMY WERE GRANTED AN EXEMPT STATUS UNDER THE INTERNAL REVENUE CODE (IRC) SECTION 501(A), AS ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3). UNDER IRC SECTION 501(A) THE UNIVERSITY AND LYME ACADEMY ARE GENERALLY EXEMPT FROM INCOME TAXES. THE UNIVERSITY AND LYME ACADEMY BELIEVE THEY HAVE NO SIGNIFICANT UNCERTAIN TAX POSITIONS. RECONCILIATION OF AUDITED FINANCIAL STATEMENTS TO FORM 990 SCHEDULE D, PART XI, LINE 2D FINANCIAL AID $(91,019,449) FUNDRAISING EXPENSE 47,155 RENTAL EXPENSE 155,918 ADJUSTMENT FOR NON-CONSOLIDATED SUB 528,555 LOSS ON CHANGE IN ACCOUNTING PRINCIPLE (390,766) ---------------------------- TOTAL $ (90,678,587)
SCHEDULE D, PART XII, LINE 2D	FUNDRAISING EXPENSES $47,155 RENTAL EXPENSES $155,918 ADJUSTMENT FOR NON-CONSOLIDATED SUB $369,320 ---------------------- TOTAL $572,393 SCHEDULE D, PART XII, LINE 4B FINANCIAL AID $91,019,449

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (true)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (true)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (true)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (true)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (true)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (true)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (true)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	false	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	false	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	false	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	false	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	false	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	false	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	false	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	false	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (true)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	false	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (true)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE E, PART I, LINE 3

NON-DISCRIMINATION POLICY THE UNIVERSITY OF NEW HAVEN REFERENCES ITS NON-DISCRIMINATION POLICY IN ITS PUBLICATIONS INCLUDING COURSE CATALOGS, JOB APPLICATIONS, AND STUDENT APPLICATIONS AS WELL AS ON THE UNIVERSITY'S WEBSITE.

SCHEDULE E, PART I, LINE 6A

FINANCIAL AID FUNDS THE UNIVERSITY OF NEW HAVEN RECEIVES FINANCIAL AID FUNDS FOR DISBURSEMENT TO STUDENTS. FEDERAL FUNDS INCLUDE SEOG, PELL, PERKINS AND FEDERAL WORK STUDY. STATE FUNDS INCLUDE THE ROBERTA WILLS SCHOLARSHIP PROGRAM. FINANCIAL AID PROGRAMS THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT WHICH ARE AVAILABLE FROM FEDERAL AND STATE FUNDS, PRIVATE SPONSORS, AND FROM UNIVERSITY RESOURCES. MORE THAN 90% OF THE UNIVERSITY'S FULL-TIME UNDERGRADUATE STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. NEED-BASED AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. SOME FUNDS ARE AVAILABLE ON A MERIT BASIS FOR STUDENTS WHO HAVE EXCEPTIONAL ACADEMIC RECORDS OR ATHLETIC ABILITY. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS AND BE IN GOOD ACADEMIC STANDING IN ORDER TO BE ELIGIBLE TO RECEIVE FINANCIAL AID. GRADUATE STUDENTS MUST SUCCESSFULLY COMPLETE ALL CREDITS FOR WHICH FINANCIAL AID HAS BEEN AWARDED, AS INDICATED ON THE STUDENT'S INDIVIDUAL FINANCIAL AID AWARD LETTER.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (true)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (17 entries)

RegionRegionTxt	OfficesOfficesCnt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
Europe (Including Iceland and Greenland)	1	23	Program Services	INSTRUCTION	$1,625,221
Middle East and North Africa	1	13	Program Services	INSTRUCTION	$2,930,004
Europe (Including Iceland and Greenland)			Program Services	STUDY ABROAD	$607,366
Central America and the Caribbean			Program Services	STUDY ABROAD	$41,207
Russia and the Newly Independent States			Program Services	STUDY ABROAD	$23,341
Middle East and North Africa			Program Services	RECRUITMENT	$14,000
East Asia and the Pacific			Program Services	RECRUITMENT	$7,000
South Asia			Program Services	RECRUITMENT	$543,600
Europe (Including Iceland and Greenland)			Grantmaking		$361,247
Middle East and North Africa			Grantmaking		$207,280
Central America and the Caribbean			Grantmaking		$183,940
Russia and the Newly Independent States			Grantmaking		$40,514
East Asia and the Pacific			Grantmaking		$653,802
Sub-Saharan Africa			Grantmaking		$134,372
South Asia			Grantmaking		$1,406,900
South America			Grantmaking		$142,157
North America			Grantmaking		$23,224

Field	Value	IRS element (for citing)
Subtotal Offices	2	SubtotalOfficesCnt
Subtotal Employees	36	SubtotalEmployeesCnt
Total Office	2	TotalOfficeCnt
Total Employee	36	TotalEmployeeCnt
Subtotal Spent	$8,945,175	SubtotalSpentAmt
Total Spent	$8,945,175	TotalSpentAmt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (9 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
UNH INSTITUTIONAL AID	Central America and the Caribbean	6	$183,940	ACCT CREDIT
UNH INSTITUTIONAL AID	East Asia and the Pacific	64	$653,802	ACCT CREDIT
UNH INSTITUTIONAL AID	Europe (Including Iceland and Greenland)	18	$361,247	ACCT CREDIT
UNH INSTITUTIONAL AID	Middle East and North Africa	21	$207,280	ACCT CREDIT
UNH INSTITUTIONAL AID	Russia and the Newly Independent States	3	$40,514	ACCT CREDIT
UNH INSTITUTIONAL AID	South America	9	$142,157	ACCT CREDIT
UNH INSTITUTIONAL AID	South Asia	315	$1,406,900	ACCT CREDIT
UNH INSTITUTIONAL AID	Sub-Saharan Africa	25	$134,372	ACCT CREDIT
UNH INSTITUTIONAL AID	North America	2	$23,224	ACCT CREDIT

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	false	TransferToForeignCorpInd
Interest In Foreign Trust	false	InterestInForeignTrustInd
Foreign Corp Ownership	false	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	false	PassiveForeignInvestmestCoInd
Foreign Partnership	false	ForeignPartnershipInd
Boycott Countries	Yes (true)	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE F, PART I

METHOD OF ACCOUNTING THE ACCRUAL METHOD OF ACCOUNTING IS USED TO VALUE ALL EXPENDITURES LISTED ON SCHEDULE F, PART I.

SCHEDULE F, PART I, LINE 2

PROCEDURES FOR MONITORING USE OF GRANTS THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM MADE UP OF ONLY INSTITUTIONAL AID, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT. MORE THAN 90% OF THE UNIVERSITY'S FULL-TIME UNDERGRADUATE STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. MOST FINANCIAL AID AWARDS ARE BASED ON AN INDIVIDUAL'S DEMONSTRATION OF NEED AFTER CAREFUL CONSIDERATION OF THE APPLICATION FOR ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. NEED-BASED AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. SOME FUNDS ARE AVAILABLE ON A MERIT BASIS FOR STUDENTS WHO HAVE EXCEPTIONAL ACADEMIC RECORDS OR ATHLETIC ABILITY. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS AND BE IN GOOD ACADEMIC STANDING IN ORDER TO BE ELIGIBLE TO RECEIVE FINANCIAL AID. GRADUATE STUDENTS MUST SUCCESSFULLY COMPLETE ALL CREDITS FOR WHICH FINANCIAL AID HAS BEEN AWARDED, AS INDICATED ON THE STUDENT'S INDIVIDUAL FINANCIAL AID AWARD LETTER. FEDERAL, STATE, PRIVATE GRANT FUNDS AND INSTITUTIONAL AID FUNDS ARE NORMALLY APPLIED AS CREDITS TO STUDENT ACCOUNTS.

Schedule G IRS990ScheduleG

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	GOLF TOURNAMENT	Event1Nm
Gross Receipts Event1	$130,125	GrossReceiptsEvent1Amt
Charitable Contri Event1	$69,070	CharitableContriEvent1Amt
Gross Revenue Event1	$61,055	GrossRevenueEvent1Amt
Non Cash Prizes Event1	$11,895	NonCashPrizesEvent1Amt
Rent Facility Costs Event1	$35,260	RentFacilityCostsEvent1Amt
Other Events Total	0	OtherEventsTotalCnt
Gross Receipts Total	$130,125	GrossReceiptsTotalAmt
Charitable Contributions Tot	$69,070	CharitableContributionsTotAmt
Gross Revenue Total Events	$61,055	GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events	$11,895	NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events	$35,260	RentFcltyCostsTotalEventsAmt
Direct Expense Summary Events	$47,155	DirectExpenseSummaryEventsAmt
Net Income Summary	$13,900	NetIncomeSummaryAmt

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (true)	GrantRecordsMaintainedInd

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (4 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
INSTITUTIONAL AID	5195	$85,663,703
FEDERAL GRANTS	211	$715,829
STATE GRANTS	242	$780,869
PRIVATE GRANTS	282	$705,612

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE I, PART I, LINE 2	FormAndLineReferenceDesc
Explanation	PROCEDURES FOR MONITORING USE OF GRANTS FINANCIAL AID PROGRAMS:THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT WHICH ARE AVAILABLE FROM FEDERAL AND STATE FUNDS, PRIVATE SPONSORS, AND FROM UNIVERSITY RESOURCES. MORE THAN 90% OF THE UNIVERSITY'S FULL-TIME UNDERGRADUATE STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. MOST FINANCIAL AID AWARDS ARE BASED ON AN INDIVIDUAL'S DEMONSTRATION OF NEED AFTER CAREFUL CONSIDERATION OF THE APPLICATION FOR ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. NEED-BASED AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. SOME FUNDS ARE AVAILABLE ON A MERIT BASIS FOR STUDENTS WHO HAVE EXCEPTIONAL ACADEMIC RECORDS OR ATHLETIC ABILITY. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS AND BE IN GOOD ACADEMIC STANDING IN ORDER TO BE ELIGIBLE TO RECEIVE FINANCIAL AID. GRADUATE STUDENTS MUST SUCCESSFULLY COMPLETE ALL CREDITS FOR WHICH FINANCIAL AID HAS BEEN AWARDED, AS INDICATED ON THE STUDENT'S INDIVIDUAL FINANCIAL AID AWARD LETTER. FEDERAL, STATE, PRIVATE GRANT FUNDS AND INSTITUTIONAL AID FUNDS ARE NORMALLY APPLIED AS CREDITS TO STUDENT ACCOUNTS.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Travel For Companions	Yes (X)	TravelForCompanionsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Written Policy Ref T And E Expnss	Yes (true)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (true)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	false	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (true)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	false	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	false	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	false	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	false	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	false	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	Yes (true)	AnyNonFixedPaymentsInd
Initial Contract Exception	false	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (19 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
STEPHEN H KAPLAN
President	$647,547	$0	$325,000	$0	$111,056	$0	$149,179	$0	$38,464	$0	$1,271,246	$0	$0	$0
George S Synodi
VP Finance	$318,503	$0	$82,500	$0	$3,182	$0	$43,547	$0	$44,266	$0	$491,998	$0	$0	$0
Stephen Morin
VP Institutional Adv	$288,644	$0	$30,000	$0	$1,477	$0	$37,000	$0	$14,386	$0	$371,507	$0	$0	$0
Daniel J May
Provost	$261,775	$0	$28,000	$0	$4,023	$0	$43,332	$0	$45,864	$0	$382,994	$0	$0	$0
Walter F Caffey
VP Enrollment Management	$241,232	$0	$26,000	$0	$2,394	$0	$23,122	$0	$45,451	$0	$338,199	$0	$0	$0
Caroline Koziatek
VP Human Resources	$218,808	$0	$35,000	$0	$2,175	$0	$21,196	$0	$46,677	$0	$323,856	$0	$0	$0
Carolyn Chamberlin
VP MARKETING	$208,175	$0	$22,000	$0	$5,807	$0	$19,374	$0	$18,054	$0	$273,410	$0	$0	$0
Rebecca Johnson
VP STDT AFFAIR & DEAN OF STDT	$195,191	$0	$6,500	$0	$5,624	$0	$18,819	$0	$37,211	$0	$263,345	$0	$0	$0
Brian Kench
Dean	$278,911	$0	$0	$0	$630	$0	$24,957	$0	$45,088	$0	$349,586	$0	$0	$0
Ronald S Harichandran
Dean	$268,661	$0	$0	$0	$3,306	$0	$40,796	$0	$22	$0	$312,785	$0	$0	$0
Mario T Gaboury
Dean	$219,750	$0	$0	$0	$2,422	$0	$21,311	$0	$46,504	$0	$289,987	$0	$0	$0
Louis C Annino
Associate VP Facilities	$208,360	$0	$0	$0	$1,358	$0	$18,752	$0	$3	$0	$228,473	$0	$0	$0
Lourdes M Alvarez
Dean	$131,654	$0	$0	$0	$8,713	$0	$12,923	$0	$4,852	$0	$158,142	$0	$0	$0
Daniel Mabrey
Assoc Provost	$175,027	$0	$0	$0	$303,833	$0	$15,752	$0	$2	$0	$494,614	$0	$0	$0
Gene Kline
Professor	$274,408	$0	$0	$0	$57,829	$0	$24,926	$0	$2,544	$0	$359,707	$0	$0	$0
Kevin Phillips
Assoc VP Enrollment	$220,566	$0	$18,000	$0	$15,537	$0	$20,863	$0	$12,750	$0	$287,716	$0	$0	$0
Shobi Sivadasan
SR Assoc VP admissions	$208,268	$0		$0	$37,264	$0	$19,177	$0	$4,810	$0	$269,519	$0	$0	$0
Summer J MCGEE
DEAN	$166,163	$0	$0	$0	$23,008	$0	$16,816	$0	$2	$0	$205,989	$0	$0	$0
Michael Jenkins
ASSOC PROFESSOR	$55,000	$0	$0	$0	$229,174	$0	$5,164	$0	$1	$0	$289,339	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE J, PART I, LINE 1A & PART II, COLUMN (B)(III)

HOUSING ALLOWANCE THE AMOUNT REPORTED IN COLUMN B(III) FOR STEVEN KAPLAN CONTAINS $87,449 WHICH REPRESENTS A HOUSING ALLOWANCE PROVIDED BY THE UNIVERSITY. THIS FORM OF COMPENSATION IS TYPICAL FOR A UNIVERSITY PRESIDENT AND THE AGREEMENT WAS APPROVED BY THE UNIVERSITY'S BOARD OF GOVERNORS. THE HOUSING ALLOWANCE PROVISION WAS CREATED BY FOLLOWING THE UNIVERSITY'S COMPENSATION POLICY. A FORMALIZED WRITTEN EMPLOYMENT CONTRACT CONTAINING THE HOUSING ALLOWANCE WAS APPROVED BY THE BOARD OF GOVERNORS AND SIGNED BY THE CHAIRMAN. THE HOUSING ALLOWANCE IS INCLUDED IN THE PRESIDENT'S TAXABLE INCOME. TRAVEL FOR SPOUSE TRAVEL FOR A SPOUSE IS ONLY ALLOWED FOR THE PRESIDENT OF THE UNIVERSITY WHERE A BUSINESS PURPOSE EXISTS AND REQUIRES THE SPOUSE TO PARTICIPATE. DURING THE YEAR, THE UNIVERSITY INCURRED $1,770 IN TRAVEL RELATED EXPENSES FOR THE PRESIDENT'S SPOUSE. THIS PAYMENT HAS BEEN REPORTED ON SCHEDULE J, PART II, COLUMN (D). INTERNATIONAL TRAVEL AND HOUSING AS PART OF AN EMPLOYMENT AGREEMENT, CERTAIN HIGHEST COMPENSATED EMPLOYEES WORK IN SAUDI ARABIA. HOUSING, TRAVEL AND OTHER COSTS ASSOCIATED WITH THE ARRANGEMENT ARE PAID BY THE UNIVERSITY AND INCLUDED IN THE EMPLOYEE'S TAXABLE INCOME.

SCHEDULE J, PART I, LINE 4B & PART II, COLUMN (C)

NON-QUALIFIED RETIREMENT PLAN STEVEN KAPLAN PARTICIPATED IN A NON-QUALIFIED RETIREMENT PLAN UNDER IRC SECTION 457(F). DURING THE YEAR, THE UNIVERSITY MADE PAYMENTS IN THE AMOUNT OF $100,000 TO HIS 457(F) PLAN. AS REQUIRED, THIS PAYMENT HAS BEEN REPORTED ON SCHEDULE J, PART II, COLUMN (C). SCHEDULE J, PART I, LINE 7 NON-FIXED PAYMENTS NON-FIXED PAYMENTS TO OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II).

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
CHEFA UNIVERSITY OF NEW HAVEN 2018 SERIES K1
A	060806186	20774Y4T1	2018-05-01	$97,611,168	Refund 2010 & 2013 series bonds	false	false	false
CHEFA UNIVERSITY OF NEW HAVEN 2018 SERIES K3
B	060806186	20774Y6K8	2018-11-01	$26,904,071	CONSTRUCT ACADEMIC BLDG	false	false	false

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Bond DefeasedBondDefeasedAmt	Total ProceedsTotalProceedsAmt	In Reserve FundInReserveFundAmt	Capitalized InterestCapitalizedInterestAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Credit EnhancementCreditEnhancementAmt	Working Capital ExpendituresWorkingCapitalExpendituresAmt	Capital ExpendituresCapitalExpendituresAmt	Other Spent ProceedsOtherSpentProceedsAmt	UnspentUnspentAmt	Substantial CompletionSubstantialCompletionYr	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd	Refunding Taxable BondsRefundingTaxableBondsInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$0	$0	$97,611,168	$0	$0	$0	$1,004,718	$0	$0	$0	$96,606,450	$0	2015	Yes (true)	false	Yes (true)	Yes (true)
B	$0	$0	$26,904,071	$0	$0	$0	$531,301	$0	$0	$0	$26,372,770	$0		false	false	false	Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Any Research AgreementsAnyResearchAgreementsInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropPct	Remedial Action TakenRemedialActionTakenInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd	Private Bus Concerning UBIPrivateBusConcerningUBIPct
A	false	Yes (true)	false	false	0.00310	0.00310	false	false	0.00000	false	Yes (true)
B	false	false	false	false	0.00000	0.00000	false	false		false	Yes (true)	0.00000

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Business Name Line1GICProviderName/BusinessNameLine1Txt	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
A	false	Yes (true)	Yes (true)	false	false	false	false	0	false	false
0
B	false	Yes (true)	false	false	false	false	false	0	false	false

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (true)
B	false

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE K, PART III, LINE 3A	MANAGEMENT AND SERVICE CONTRACTS ALL MANAGEMENT AND SERVICE CONTRACTS IN THIS BOND FINANCED SPACE FALL UNDER THE SAFE HARBOR PROVIDED BY REVENUE PROCEDURE 2016-44 AND WILL NOT RESULT IN PRIVATE BUSINESS USE.
SCHEDULE K, PART II, LINE 11	OTHER SPENT PROCEEDS - 2018 SERIES K1 OF THE SPENT PROCEEDS, $96,098,090 WAS USED TO REFUND BONDS ISSUED 8/11/2010, 10/11/2013 AND 11/22/2013. OF THE SPENT PROCEEDS, $508,360 WAS A QUALIFIED HEDGE TERMINATION PAYMENT.
SCHEDULE K, PART IV, LINE 2B	ARBITRAGE CALCULATION - 2018 SERIES K1 THE ORGANIZATION MET THE EIGHTEEN MONTH SPENDING EXCEPTION; THEREFORE NO REBATE CALCULATION IS REQUIRED.

Schedule M IRS990ScheduleM

Field	Value	IRS element (for citing)
Works Of Art		WorksOfArtGrp
Art Historical Treasures		ArtHistoricalTreasuresGrp
Art Fractional Interest		ArtFractionalInterestGrp
Books And Publications		BooksAndPublicationsGrp
Clothing And Household Goods		ClothingAndHouseholdGoodsGrp
Cars And Other Vehicles		CarsAndOtherVehiclesGrp
Boats And Planes		BoatsAndPlanesGrp
Intellectual Property		IntellectualPropertyGrp

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	4	ContributionCnt
Noncash Contributions Rpt F990	$261,887	NoncashContributionsRptF990Amt
Method Of Determining Revenues	MARKET VALUE	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Securities Closely Held Stock		SecuritiesCloselyHeldStockGrp
Secur Prtnrshp Trust Intrsts		SecurPrtnrshpTrustIntrstsGrp
Securities Miscellaneous		SecuritiesMiscellaneousGrp
Qualified Contrib Hist Struct		QualifiedContribHistStructGrp
Qualified Contrib Other		QualifiedContribOtherGrp
Real Estate Residential		RealEstateResidentialGrp
Real Estate Commercial		RealEstateCommercialGrp
Real Estate Other		RealEstateOtherGrp
Collectibles		CollectiblesGrp
Food Inventory		FoodInventoryGrp
Drugs And Medical Supplies		DrugsAndMedicalSuppliesGrp
Taxidermy		TaxidermyGrp
Historical Artifacts		HistoricalArtifactsGrp
Scientific Specimens		ScientificSpecimensGrp
Archaeological Artifacts		ArchaeologicalArtifactsGrp
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (true)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	false	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE M, PART I, COLUMN B	FormAndLineReferenceDesc
Explanation	NUMBER OF CONTRIBUTIONS THE AMOUNT IN COLUMN B INDICATES THE NUMBER OF INDIVIDUAL CONTRIBUTIONS.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART I, LINE 1 AND PART III, LINE 1	ORGANIZATION'S MISSION OUR MISSION IS TO PREPARE OUR STUDENTS TO LEAD PURPOSEFUL AND FULFILLING LIVES IN A GLOBAL SOCIETY BY PROVIDING THE HIGHEST QUALITY EDUCATION THROUGH EXPERIENTIAL, COLLABORATIVE, AND DISCOVERY-BASED LEARNING.
FORM 990, PART VI, SECTION B, LINE 10A	BRANCHES THE UNIVERSITY OPERATES IN THE FOLLOWING CAMPUSES: WEST HAVEN, CT; ORANGE, CT; PRATO, ITALY; AND ALBUQUERQUE, NM.
FORM 990, PART VI, SECTION B, LINE 11B	FORM 990 REVIEW PROCESS A COMPLETED COPY OF THE FORM 990 WAS MADE AVAILABLE TO ALL BOARD MEMBERS VIA A SECURE WEB PORTAL FOR REVIEW, COMMENT AND QUESTIONS PRIOR TO SUBMISSION TO THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C	CONFLICT OF INTEREST POLICY THE CONFLICT OF INTEREST POLICY WAS CREATED TO COMPLY WITH THE CONNECTICUT REVISED NON-STOCK CORPORATION ACT WHICH MEETS THE REQUIREMENTS OF THE INTERNAL REVENUE SERVICE. THE POLICY IDENTIFIES WHAT CONSTITUTES A CONFLICT OF INTEREST FOR A BOARD MEMBER AND WHAT IS REQUIRED OF A BOARD MEMBER IF A CONFLICT WERE TO ARISE. THE UNDERLYING PRINCIPLES OF THE POLICY ARE AIMED AT INSURING A FULL AND TIMELY DISCLOSURE MADE BY A BOARD MEMBER REGARDING ANY CONFLICT OF INTEREST THAT MAY EXIST. BOARD MEMBERS WITH CONFLICTS ARE NOT TO BE INVOLVED IN ANY BOARD DELIBERATIONS OR VOTE ON THE MATTER. IN ADDITION, IF THE TRANSACTION IS TO BE APPROVED AT THE UNIVERSITY STAFF LEVEL, THEN, THE BOARD MEMBER SHALL HAVE NO INVOLVEMENT IN THE STAFF DECISION MAKING PROCESS. THE PROCEDURES REGARDING THE IMPLEMENTATION OF THE CONFLICTS POLICY CONTAINS THREE STEPS; SUBMISSION OF THE ANNUAL CONFIRMATION FORM, REPORTING OF SUBSEQUENT CONFLICTS OF INTEREST AND THE SECRETARY'S ROLE IN REPORTING CONFLICTS TO THE ETHICS SUBCOMMITTEE OF THE BOARD'S EXECUTIVE COMMITTEE. THE SCOPE OF THIS POLICY COVERS CURRENT BOARD MEMBERS, AND IS REVIEWED AND MONITORED WITH THE SUBMISSION OF THE ANNUAL CONFIRMATION FORM BEING SUBMITTED TO THE EXECUTIVE ASSISTANT TO THE PRESIDENT. AN ADDITIONAL CONFIRMATION IS SECURED WITH A REVIEW OF THE ANNUAL CONFIRMATION FORMS BY THE UNIVERSITY ADMINISTRATION.
FORM 990, PART VI, SECTION B, LINES 15A AND 15B	COMPENSATION POLICY AND PROCEDURES THERE ARE TWO SEQUENTIAL STEPS TAKEN EACH FISCAL YEAR AT THE UNIVERSITY OF NEW HAVEN WITH REGARD TO THE DECISIONS MADE BY THE BOARD OF GOVERNORS IN CONNECTION WITH THE COMPENSATION AWARDED TO THE TOP MANAGEMENT OFFICIALS AT THE UNIVERSITY. SENIOR OFFICERS CONSIST OF: (I) THE PRESIDENT; (II) THE PROVOST; AND (III) THE VICE PRESIDENTS. THE FIRST STEP INVOLVES A SPECIAL COMMITTEE OF THE BOARD OF GOVERNORS, THE COMPENSATION COMMITTEE (THE "COMMITTEE"), WHICH IS COMPRISED OF FIVE MEMBERS: (I) THE BOARD CHAIR AND VICE CHAIR; AND (II) THREE OTHER BOARD MEMBERS. THE MEMBERS OF THE COMMITTEE ARE SELECTED BY THE BOARD CHAIR; AND THE COMMITTEE HAS BEEN AUTHORIZED BY THE BOARD TO ACT IN ITS SPECIAL CAPACITY. THE MEMBERS OF THE COMMITTEE ARE INDEPENDENT PERSONS WITH NO CONFLICTS OF INTEREST, AND WHO ARE ABLE TO CONDUCT THE COMPENSATION REVIEW AT "ARMS' LENGTH." WITH REGARD TO THE UNIVERSITY'S 7/1/18-6/30/19 FISCAL YEAR, THE COMMITTEE CONDUCTED AN IN-DEPTH REVIEW, AND DISCUSSION, OF FOUR RELEVANT MATTERS. FIRST, IT REVIEWED THE VARIOUS ELEMENTS OF THE COMPENSATION FOR EACH SENIOR OFFICER, INCLUDING BASE SALARY, BONUS INCENTIVES, STANDARD ERISA-QUALIFIED HEALTH AND RETIREMENT PLANS, TAXABLE ALLOWANCES, AND OTHER BENEFITS. SECOND, THE COMMITTEE REVIEWED APPROPRIATE COMPENSATION COMPARABILITY DATA BASED ON THE GEOGRAPHIC LOCATION, ACADEMIC PROGRAMS OFFERED AND THE FINANCIAL RESOURCES OF OTHER UNIVERSITIES. THIRD, THE REASONABLENESS OF THIS DATA WAS SUBSTANTIATED WITH BENCHMARKING EACH SENIOR OFFICER'S POSITION WITH MARKET NORMS. FOURTH, AND FINALLY, THE LEVELS OF RESPONSIBILITY AND OVERALL QUALIFICATIONS OF EACH OF THE SENIOR OFFICERS RELATIVE TO MARKET COMPARABLE POSITIONS, AND ALSO EACH SENIOR OFFICER'S JOB PERFORMANCE, WERE ALSO REVIEWED. (AS IS PRUDENT, THE COMMITTEE'S DELIBERATIONS AND DECISIONS WERE DOCUMENTED BY CONTEMPORANEOUSLY-PREPARED MINUTES BY A COMMITTEE MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY.) THE FINAL STEP IN THE COMPENSATION ANNUAL REVIEW AND APPROVAL PROCESS COMMENCED WITH THE COMMITTEE'S PRESENTATION OF ITS ANNUAL REPORT AND RECOMMENDATIONS AT A MEETING OF THE BOARD OF GOVERNORS WITH REGARD TO: (I) THE DATA THAT THE COMMITTEE HAD REVIEWED; AND (II) ITS COMPENSATION RECOMMENDATIONS TO THE BOARD. (HAD THIS CONTEXT, ALL MEMBERS OF THE BOARD ARE INDEPENDENT PERSONS WITH NO CONFLICTS OF INTEREST, AND WHO ARE ABLE TO CONDUCT THE COMPENSATION REVIEW AT "ARMS' LENGTH.") THE BOARD THEN DISCUSSED THIS DATA FROM THE COMMITTEE AND ALSO THE COMMITTEE'S RECOMMENDATIONS. THEREUPON, A RESOLUTION WAS ADOPTED BY A MAJORITY OF THE BOARD IN ITS APPROVAL OF THE PARTICULAR COMPENSATION AMOUNTS TO BE AWARDED TO EACH OF THE SENIOR OFFICERS. (AS IS PRUDENT, THE BOARD'S DELIBERATIONS AND DECISIONS WERE DOCUMENTED BY CONTEMPORANEOUSLY-PREPARED MINUTES BY A BOARD MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY.) IN ADDITION, COMPENSATION FOR KEY EMPLOYEES IS CALCULATED IN A SIMILAR FASHION AS PROVIDED ABOVE BUT DOES NOT REQUIRE COMMITTEE OR BOARD REVIEW OR APPROVAL. THEREFORE, THE UNIVERSITY OF NEW HAVEN HAS DETERMINED THAT ITS POLICY AND PROCEDURES FOR DETERMINING THE COMPENSATION OF ITS TOP MANAGEMENT OFFICIALS, AND ALL OTHER OFFICERS AND KEY EMPLOYEES, OF THE UNIVERSITY MEET THE REQUIREMENTS OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS.
FORM 990, PART VI, LINE 19	PUBLIC DISCLOSURE POLICY THE UNIVERSITY ALLOWS ACCESS TO IMPORTANT DOCUMENTS OF PUBLIC INTEREST THROUGH THE UNIVERSITY'S WEB SITE. THE UNIVERSITY'S TAX RETURN (FORM 990) AND AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE FOR PUBLIC INSPECTION.
FORM 990, PART XI, LINE 9	OTHER CHANGE IN NET ASSETS LOSS ON CHANGE IN ACCOUNTING PRINCIPLE $ (390,766) FORM 990, PART X, LINES 27-29 NET ASSET CLASSIFICATION THE FASB ISSUED ACCOUNTING STANDARDS UPDATE (ASU) 2016-14 NOT-FOR-PROFIT ENTITIES (TOPIC 958), PRESENTATION OF FINANCIAL STATEMENTS OF NOT-FOR-PROFIT ENTITIES, WHICH AMONG OTHER THINGS, CHANGES HOW NOT-FOR-PROFIT ENTITIES REPORT NET ASSET CLASSES. THE SIGNIFICANT REQUIREMENTS OF ASU 2016-14 INCLUDE REDUCTION IN THE NUMBER OF NET ASSET CLASSES FROM THREE TO TWO: WITH DONOR RESTRICTIONS (FORMERLY REPORTED AS TEMPORARILY RESTRICTED NET ASSETS AND PERMANENTLY RESTRICTED NET ASSETS) AND WITHOUT DONOR RESTRICTIONS (FORMERLY REPORTED AS UNRESTRICTED NET ASSETS). THE 2018 FORM 990, PART X WAS NOT UPDATED TO REFLECT THE CHANGE IN NET ASSET CLASS TERMINOLOGY; THEREFORE, THE UNIVERSITY HAS REPORTED NET ASSETS WITHOUT DONOR RESTRICTION AS UNRESTRICTED NET ASSETS AND NET ASSETS WITH DONOR RESTRICTIONS AS TEMPORARILY RESTRICTED NET ASSETS AND PERMANENTLY RESTRICTED NET ASSETS, RESPECTIVELY.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (3 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd
HENRY C LEE INST OF FORENSIC SCIENCE
300 BOSTON POST ROAD	WEST HAVEN	CT	06516	061629144	EDUCATION	CT	501(C) (3)	12A(I)	UNH	Yes (true)
UNIVERSITY OF NEW HAVEN DENTAL CENTER
300 BOSTON POST ROAD	WEST HAVEN	CT	06516	061629143	INACTIVE CORP	CT	501(C) (3)	12A(i)	UNH	Yes (true)
LYME ACADEMY COLLEGE OF FINE ARTS INC
84 LYME STREET	OLD LYME	CT	06371	060942210	EDUCATION	CT	501(C) (3)	2	UNH	Yes (true)

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp

Related Organization Name RelatedOrganizationName

Field	Value	IRS element (for citing)
Business Name Line1	CHARITABLE REMAINDER TRUSTS (2)	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Primary Activities	Charitable Trust	PrimaryActivitiesTxt
Legal Domicile State	CT	LegalDomicileStateCd

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	NA	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Controlled Organization	Yes (true)	ControlledOrganizationInd

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	false	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	false	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	false	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	false	LoansOrGuaranteesFromOthOrgInd
Asset Sale To Other Org	false	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	false	AssetPurchaseFromOtherOrgInd
Asset Exchange	false	AssetExchangeInd
Rental Of Facilities To Oth Org	false	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	false	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	false	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	false	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (true)	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (true)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	false	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	false	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (true)	TransferToOtherOrgInd
Transfer From Other Org	Yes (true)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (7 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
HENRY C LEE INSTITUTE OF FORENSIC SCIENCE
N	$336,307	FMV
HENRY C LEE INSTITUTE OF FORENSIC SCIENCE
O	$398,596	FMV
HENRY C LEE INSTITUTE OF FORENSIC SCIENCE
R	$503,165	FMV
HENRY C LEE INSTITUTE OF FORENSIC SCIENCE
S	$187,613	FMV
LYME ACADEMY COLLEGE OF FINE ARTS INC
O	$2,377,651	FMV
LYME ACADEMY COLLEGE OF FINE ARTS INC
R	$6,202,289	FMV
LYME ACADEMY COLLEGE OF FINE ARTS INC
S	$3,824,638	FMV