THE KL FELICITAS FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- THE KL FELICITAS FOUNDATION (EIN 77-0539366)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-13
- IRS object ID
- 202023189349102607
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- All Oth Prog Rltd Investments Sch
- Gain Loss Sale Other Assets Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Notes Loans Rcvbl Short Sch2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-13T12:53:50-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 251777567 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LOVE SCHERLE & BAUER PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 310 GRANT STREET SUITE 1020 | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 152192295 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770539366 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KL FELICITAS FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | KLFE | BusinessNameControlTxt |
| Phone | 4083161922 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O LSB 310 GRANT ST SUITE 1020 | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15219 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LISA KLEISSNER | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Signature | 2020-11-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOSEPH S SCHERLE | PreparerPersonNm |
| PTIN | P00295471 | PTIN |
| Phone | 4122818270 | PhoneNum |
| Preparation | 2020-11-13 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 96.94.117.249 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-11-13 | IPDt |
| IP Tm | 12:53:50 | IPTm |
| IP Timezone | CS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | C267983A893E4E729C26C0B6DFB0A9CE215703BA | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | BC6BBC3C58BA80AB69D1EDBC18A0B235098F95A6 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $9,796,588 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $120,997 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $139,738 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $289,941 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,066,517 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $291,630 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $26,599 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $10,181 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $437,537 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $441,549 | TotalNetInvstIncmAmt |
| Legal Fees Rev And Expnss | $1,077 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $1,077 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $21,875 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $10,938 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $10,937 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $127,474 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $60,000 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $67,474 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $6,543 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $6,543 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $14,536 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,536 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $38,811 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $38,811 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $135,724 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $142,839 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $13,288 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $346,040 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $224,856 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $131,587 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $336,760 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $336,760 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $682,800 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $224,856 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $468,347 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$245,263 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $216,693 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $44,068 | CashBOYAmt |
| Cash EOY | $5,238 | CashEOYAmt |
| Cash EOYFMV | $5,238 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $32,814 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $32,135 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $32,135 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $2,656 | AcctRcvblAmt |
| Acct Rcvbl BOY | $2,310 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $2,656 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $2,656 | AcctRcvblEOYFMVAmt |
| Other Nts And Loans Rcvbl | $300,000 | OtherNtsAndLoansRcvblAmt |
| Other Nts And Loans Rcvbl BOY | $300,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $300,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $300,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Other Investments BOY | $6,891,227 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $6,687,796 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $9,456,559 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $7,270,419 | TotalAssetsBOYAmt |
| Total Assets EOY | $7,027,825 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $9,796,588 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $18,586 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $21,255 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $18,586 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $21,255 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $7,251,833 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $7,006,570 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $7,251,833 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $7,006,570 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $7,270,419 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $7,027,825 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $7,251,833 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$245,263 | ExcessRevenueOverExpensesAmt |
| Subtotal | $7,006,570 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $7,006,570 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (32 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | SoldSoldDt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| ACCESS CAPITAL COMMUNITY INVESTMENT | P | $436,547 | $431,799 | $4,748 | $4,748 | ||
| LEGACY VENTURE IV | P | $6 | -$6 | -$6 | |||
| SONEN GLOBAL SUSTAINABLE REAL ASSETS | P | $620 | $620 | $620 | |||
| ACCESS CAPITAL COMMUNITY INVESTMENT | P | $7,100 | $7,039 | $61 | $61 | 2019-03-21 | |
| LEGACY VENTURE IV | P | $135,183 | $135,183 | $135,183 | |||
| TRIODOS SUSTAINABLE TRADE | P | $129,729 | $156,864 | -$27,135 | -$27,135 | 2019-06-30 | 2008-12-30 |
| BEARTOOTH CAPITAL II | P | $1,644 | -$1,644 | -$1,644 | |||
| MICROVEST II LP | P | $2 | $2 | ||||
| BETTER VENTURES FUND II | P | $3,830 | -$3,830 | -$3,830 | |||
| MICROVEST II LP | P | $4,675 | $4,675 | $4,675 | |||
| CLEANTECH EUROPE I (B) LP | P | $9,651 | $9,651 | $9,651 | |||
| MICROVEST PLUS | P | $13 | $13 | $13 | |||
| CORE INNOVATION CAPITAL | P | $883 | $883 | $883 | |||
| MICROVEST PLUS | P | $1,442 | -$1,442 | -$1,442 | |||
| ECOSYSTEM INVESTMENT PARTNERS | P | $1,740 | -$1,740 | -$1,740 | |||
| MICROVEST SHORT DURATION | P | $294 | -$294 | -$294 | |||
| ECOTRUST FORESTS II LLC | P | $2,811 | $2,811 | $2,811 | |||
| MICROVEST SHORT DURATION | P | $568 | $568 | $568 | |||
| EKO GREEN CARBON FUND | P | $1,067 | $532 | $535 | $535 | 2019-12-31 | 2010-08-06 |
| OUTSOURCED ASSETS LLC | P | $319 | $9,104 | -$8,785 | -$8,785 | 2019-12-31 | 2012-12-31 |
| EKO GREEN CARBON FUND | P | $1,027 | $1,027 | $1,027 | |||
| SONEN GLOBAL FIXED INCOME FUND | P | $25,700 | $25,700 | $25,700 | |||
| EUROS | P | $152,670 | $153,000 | -$330 | -$330 | ||
| SONEN GLOBAL FIXED INCOME FUND | P | $5,384 | -$5,384 | -$5,384 | |||
| LEGACY VENTURE III | P | $71 | $71 | $71 | |||
| SONEN GLOBAL PUBLIC EQUITY FUND | P | $27,104 | $27,104 | $27,104 | |||
| LEGACY VENTURE III | P | $4 | $4 | $4 | |||
| SONEN GLOBAL PUBLIC EQUITY FUND | P | $122,313 | $122,313 | $122,313 | |||
| LEGACY VENTURE III | P | $7,122 | $7,122 | $7,122 | |||
| SONEN GLOBAL SUSTAINABLE REAL ASSET | P | $431 | $431 | $431 | |||
| LEGACY VENTURE IV | P | $2,189 | -$2,189 | -$2,189 | |||
| SONEN GLOBAL SUSTAINABLE REAL ASSETS | P | $889 | $889 | $889 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $291,630 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $55,258 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $459,287 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $9,430,078 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048704 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $951,123 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $9,724,111 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.097811 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $537,048 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $9,730,719 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.055191 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $711,357 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $9,689,346 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.073416 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $616,249 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $10,273,767 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.059983 | DistributionYr5Rt |
| Total Distribution | 0.335105 | TotalDistributionRt |
| Average Distribution | 0.067021 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $8,559,122 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $573,641 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,167 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $575,808 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $509,283 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,334 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $4,334 | SubtotalAmt |
| Tax Based On Investment Income | $4,334 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $13,412 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $11,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $24,412 | TotalPaymentsAndCreditsAmt |
| Overpayment | $20,078 | OverpaymentAmt |
| Applied To ES Tax | $20,078 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | KLFELICITASFOUNDATION.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MUSCARA & PASQUINELLI | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4085542060 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1960 THE ALAMEDA SUITE 150 | AddressLine1Txt |
| City | SAN JOSE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95126 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (true) | ForeignAccountsQuestionInd |
| Foreign Country | NL | ForeignCountryCd |
| Foreign Country | LU | ForeignCountryCd |
| Foreign Country | CJ | ForeignCountryCd |
| Foreign Country | EI | ForeignCountryCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | Yes (true) | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| LISA KLEISSNER | ||||||||
| 310 GRANT STREET SUITE 1020 | PITTSBURGH | PA | 15219 | PRESIDENT | 30.00 | $0 | $0 | $0 |
| ALEX KLEISSNER | ||||||||
| 310 GRANT STREET SUITE 1020 | PITTSBURGH | PA | 15219 | VICE PRESIDE | 5.00 | $0 | $0 | $0 |
| ANDREA KLEISSNER | ||||||||
| 310 GRANT STREET SUITE 1020 | PITTSBURGH | PA | 15219 | TREASURER | 5.00 | $0 | $0 | $0 |
| KARL KLEISSNER | ||||||||
| 310 GRANT STREET SUITE 1020 | PITTSBURGH | PA | 15219 | SECRETARY | 30.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SONEN CAPITAL | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 456 MONTGOMERY ST SUITE 400 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94104 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVI | ServiceTypeTxt |
| Compensation | $127,474 | CompensationAmt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | ELEOS SOCIAL VENTURE | Description1Txt |
| Expenses1 | $16,250 | Expenses1Amt |
| Description2 | BETTER VENTURES FUND II LP | Description2Txt |
| Expenses2 | $12,500 | Expenses2Amt |
| All Other Program Rltd Invst Tot | $12,186 | AllOtherProgramRltdInvstTotAmt |
| Total | $40,936 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $8,356,572 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $47,130 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $285,762 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $8,689,464 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $8,689,464 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $130,342 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $8,559,122 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $427,956 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $427,956 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,334 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,334 | TotalTaxAmt |
| Distributable Before Adj | $423,622 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $192,227 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $615,849 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $615,849 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $468,347 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $40,936 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $509,283 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $509,283 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $615,849 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr2 | $77,651 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $77,651 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $509,283 | QualifyingDistributionsAmt |
| Applied To Current Year | $509,283 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $77,651 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $77,651 | ExcessDistributionCyovAppCYAmt |
| Undistributed Income CY | $28,915 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | LISA KLEISSNER | ContributingManagerNm |
| Contributing Manager | KARL KLEISSNER | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (7 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ACTBLUE CHARITIES | |||||||||||
| PO BOX 441146 | SOMERVILLE | MA | 021440031 | N/A | PC | WILDLIFE RELIEF FUND | $1,000 | ||||
| ALA KUKUI | |||||||||||
| 4224 HANA HIGHWAY | HANA | HI | 96713 | N/A | PC | GENERAL SUPPORT | $50,000 | ||||
| HAWAII COMMUNITY REINVESTMENT | |||||||||||
| PO BOX 3409 | HONOLULU | HI | 96801 | N/A | PC | GENERAL SUPPORT | $75,000 | ||||
| HAWAII INVESTMENT READY | |||||||||||
| 4545 SIERRA DRIVE APT A | HONOLULU | HI | 968164037 | N/A | PC | GENERAL SUPPORT | $50,000 | ||||
| IMPACT HUB HONOLULU | |||||||||||
| 1050 QUEEN STREET 100 | HONOLULU | HI | 96814 | N/A | PC | GENERAL SUPPORT | $10,000 | ||||
| NEW PHILANTHROPY CAPITAL | |||||||||||
| N/A | PC | GENERAL SUPPORT | $10,000 | 105 PARK STREET | LONDON | UK | |||||
| TONIIC INSTITUTE | |||||||||||
| 901 MISSION STREET SUITE | SAN FRANCISCO | CA | 94103 | N/A | PF | GENERAL SUPPORT | $140,760 | 205 | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $336,760 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $120,997 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $6,195 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | -$1,980 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $291,921 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (17 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| ADOBE SOCIAL MEZZANINE FUND | 523000 | $1,039 | ||
| ECOSYSTEM INVESTMENT PARTNE | 523000 | $207 | ||
| ECOTRUST FORESTS II LLC | 523000 | -$1,517 | ||
| ECOTRUST FORESTS II LLC | 14 | $143 | ||
| IMPACT ASSETS | 14 | $1,696 | ||
| IMPACT ASSETS | 14 | -$368 | ||
| LEGACY VENTURE III LLC | 523000 | -$14 | ||
| LEGACY VENTURE III LLC | 14 | $81 | ||
| LEGACY VENTURE IV LLC | 523000 | -$26 | ||
| LEGACY VENTURE IV LLC | 14 | $86 | ||
| LYME FOREST FUND III TE | 523000 | -$2 | ||
| MICROVEST II LP | 14 | $1 | ||
| MICROVEST PLUS LP | 14 | $1,978 | ||
| MICROVEST PLUS LP | 523000 | $2,132 | ||
| PARTNERSHIP BOOK/TAX DIFFER | 14 | $15,902 | ||
| SONEN GLOBAL SUSTAINABLE RE | 523000 | -$935 | ||
| SONEN GLOBAL SUSTAINABLE RE | 14 | $1 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$1,096 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $438,633 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $437,537 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | Yes (true) | RelationshipsNonchrtblEOInd |
Relationship Schedule Detail RelationshipScheduleDetail (3 entries)
| Organization TypeOrganizationTypeDesc | Relationship DescriptionRelationshipDescriptionTxt |
|---|---|
| SOCIAL IMPACT INTERNAT | |
| PRIVATE FOUNDAT | COMMON OFFICERS AND DIRECTORS. |
| TONIIC INSTITUTE | |
| PRIVATE FOUNDAT | COMMON OFFICERS AND DIRECTORS. |
| COMM ASSN OF BIG SUR | |
| PUBLIC CHARITY | COMMON OFFICER AND DIRECTOR |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $21,875 | Amt |
| Net Investment Income | $10,938 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,937 | DisbursementsCharitablePrpsAmt |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BETTER VENTURES FUND III LP | Desc |
| Amt | $10,000 | Amt |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADOBE SOCIAL MEZZANINE FUND | Desc |
| Amt | $2,186 | Amt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (3 entries)
| AssetAssetDesc | How AcquiredHowAcquiredTxt | BasisBasisAmt | Total NetTotalNetAmt | Gross Sales PriceGrossSalesPriceAmt |
|---|---|---|---|---|
| MICROVEST PLUS | PURCHASE | $1,998 | -$1,998 | |
| MICROVEST PLUS | PURCHASE | $17 | $17 | |
| SONEN GLOBAL SUSTAINABLE REAL ASSETS | PURCHASE | $1 | $1 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (40 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCESS CAPITAL COMMUNITY INVESTMENT | AT COST | $540,869 | $546,001 |
| ACUMEN CAPITAL MARKETS I LP | AT COST | $38,799 | $38,799 |
| ADOBE SOCIAL MEZZANINE FUND I LP | AT COST | $55,502 | $67,701 |
| ASIA ENVIRONMENTAL PARTNERS | AT COST | $70,171 | $46,084 |
| BEARTOOTH CAPITAL II | AT COST | $13,580 | $12,195 |
| BETTER VENTURES FUND II | AT COST | $65,593 | $83,333 |
| BETTER VENTURES FUND III LP | AT COST | $12,954 | $14,847 |
| BIOLITE LLC | AT COST | $155,445 | $170,027 |
| CLEANTECH EUROPE I (B) | AT COST | $45,069 | $18,349 |
| CORE INNOVATION CAP FUND | AT COST | $60,259 | $435,473 |
| ECOSYSTEM INVESTMENT PARTNERS | AT COST | $59,722 | $88,830 |
| ECOTRUST FORESTS II LLC | AT COST | $65,042 | $139,351 |
| ELEOS SOCIAL VENTURE FUND LLC | AT COST | $51,000 | $51,000 |
| GRASS ROOTS BUSINESS INVESTMENT FUND | AT COST | $147,501 | $128,798 |
| ILLUMEN CAPITAL LP | AT COST | $238,140 | $240,450 |
| IMPACT ASSETS | AT COST | $41,201 | $41,201 |
| IMPACT ASSETS ZERO COUPON NOTE | AT COST | $50,000 | $50,000 |
| LEGACY VENTURE III LLC | AT COST | $112,370 | $169,712 |
| LEGACY VENTURE IV LLC | AT COST | $341,189 | $774,732 |
| LOCAL I'A | AT COST | $25,000 | $25,000 |
| LYME FOREST FUND III LP | AT COST | $32,034 | $47,674 |
| MICROVEST GMG LOCAL CREDIT FUND | AT COST | $100,000 | $100,000 |
| MICROVEST II LP | AT COST | $34,656 | $16,118 |
| MICROVEST SHORT DURATION | AT COST | $10,369 | $128,481 |
| MICROVEST+PLUS LP | AT COST | $140,267 | $133,099 |
| MISSION HUB LLC | AT COST | $100,000 | |
| OUTSOURCED ASSETS LLC | AT COST | ||
| PBK WASTE SOLUTIONS PVT LTD | AT COST | $31,971 | $3,095 |
| PICO BONITO REAL ASSETS | AT COST | $10,193 | |
| PURPOSE GLOBAL | AT COST | $85,271 | $99,470 |
| SAIL SAFE WATER PARTNERS LP | AT COST | $67,133 | $66,962 |
| SMV WHEELS PRIVATE LTD | AT COST | $57,500 | $57,500 |
| SOCIAL STOCK EXCHANGE | AT COST | $64,651 | $53,788 |
| SONEN GLOBAL FIXED INCOME FUND | AT COST | $1,917,444 | $1,964,624 |
| SONEN GLOBAL MULTI STRATEGY | AT COST | $1,749,878 | $2,135,741 |
| SONEN GLOBAL PUBLIC EQUITY FUND | AT COST | $7,688 | $1,336,078 |
| SONEN GLOBAL SUSTAINABLE REAL ASSET | AT COST | $74,154 | $92,701 |
| SOUTHERN BANCORP CD | AT COST | $25,374 | $25,373 |
| TRIODOS SUSTAINABLE TRADE | AT COST | ||
| ZOUK GROWTH II (A) | AT COST | $43,779 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $1,077 | LegalFeesAmt |
| Disbursements Charitable Prps | $1,077 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (29 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXPENSES | |||
| BANK FEES | $437 | $437 | |
| BEARTOOTH CAPITAL II LP | $9 | $9 | |
| BETTER VENTURES FUND II | $2,692 | $2,692 | |
| BETTER VENTURES FUND III | $1,380 | $1,380 | |
| CLEANTECH EUROPE I (B) LP | $202 | $202 | |
| CORE INNOVATION CAPITAL I | $300 | $300 | |
| ECOSYSTEM INVESTMENT PARTNERS | $232 | ||
| ECOTRUST FORESTS II LLC | $5,785 | $5,328 | |
| EKO GREEN CARBON FUND LP | $505 | $505 | |
| EQUIPMENT RENTAL | $1,191 | $1,191 | |
| GUARANTOR ALLOCATION | $7,567 | $7,567 | |
| ILLUMEN CAPITAL | $6,807 | $6,805 | |
| INSURANCE | $1,522 | $1,522 | |
| LEGACY VENTURE III LLC | $1,023 | $1,022 | |
| LEGACY VENTURE IV LLC | $7,603 | $7,468 | |
| LICENSES FEES & PERMITS | $195 | $195 | |
| LYME FOREST FUND III TE | $728 | $728 | |
| MICROVEST II LP | $1,728 | $1,728 | |
| MICROVEST SHORT DURATION FUND | $4,389 | $4,389 | |
| MICROVEST+PLUS LP | $12,626 | $12,626 | |
| MISCELLANEOUS | $914 | ||
| OFFICE EXPENSE | $2,417 | $2,417 | |
| OUTSOURCED ASSETS LLC | $242 | $242 | |
| PROFESSIONAL MEMBERSHIPS & DU | $396 | $396 | |
| SONEN GLOBAL FIXED INCOME FUN | $29,466 | $29,466 | |
| SONEN GLOBAL MULTISTRATEGY IR | $22,144 | ||
| SONEN GLOBAL PUBLIC EQUITY FU | $41,266 | $41,266 | |
| SONEN GLOBAL SUSTAINABLE REAL | $4,102 | $4,102 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (24 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| ACUMEN CAPITAL MARKETS I LP | $2,169 | $2,169 |
| BEARTOOTH CAPITAL II LP | $61 | $61 |
| CLEANTECH EUROPE I (B) LP | $123 | $123 |
| ECOSYSTEM INVESTMENT PARTNERS | $522 | $522 |
| LOCAL I'A | $1,000 | $1,000 |
| PBK WASTE MANAGEMENT | $1,606 | $1,606 |
| SONEN GLOBAL PUBLIC EQUITY | $714 | $714 |
| ADOBE SOCIAL MEZZANINE FUND | $1,039 | |
| ECOSYSTEM INVESTMENT PARTNERS | $207 | |
| ECOTRUST FORESTS II LLC | -$1,517 | |
| ECOTRUST FORESTS II LLC | $143 | $143 |
| IMPACT ASSETS | $1,696 | $1,696 |
| IMPACT ASSETS | -$368 | |
| LEGACY VENTURE III LLC | -$14 | |
| LEGACY VENTURE III LLC | $81 | $81 |
| LEGACY VENTURE IV LLC | -$26 | |
| LEGACY VENTURE IV LLC | $86 | $86 |
| LYME FOREST FUND III TE | -$2 | |
| MICROVEST II LP | $1 | $1 |
| MICROVEST PLUS LP | $1,978 | $1,978 |
| MICROVEST PLUS LP | $2,132 | |
| PARTNERSHIP BOOK/TAX DIFFEREN | $15,902 | |
| SONEN GLOBAL SUSTAINABLE REAL | -$935 | |
| SONEN GLOBAL SUSTAINABLE REAL | $1 | $1 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| PICO BONITO - NEGATIVE CAPITAL | $18,586 | $18,586 |
| ZOUK GROWTH II (A) - NEGATIVE CAPITA | $2,669 |
Other Notes Loans Rcvbl Short Sch2 OtherNotesLoansRcvblShortSch2
Other Notes Loans Rcvbl Short OtherNotesLoansRcvblShortGrp
Organization501c3 Name Organization501c3Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OTHER LOANS RECEIVABLE | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Balance Due | $300,000 | BalanceDueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| CONSULTING FEES | $67,474 | $67,474 | |
| INVESTMENT FEES | $60,000 | $60,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAXES | $4,527 | $4,527 |
| STATE INCOME TAXES | $9 | $9 |
| FEDERAL EXCISE TAXES | $10,000 |