ARLENE AND MICHAEL ROSEN FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- ARLENE AND MICHAEL ROSEN FOUNDATION (EIN 47-3040686)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-13
- IRS object ID
- 202023189349103817
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-13T16:41:06-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 951777440 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GREEN HASSON & JANKS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10990 WILSHIRE BLVD 16TH FLOOR | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 900243929 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 473040686 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARLENE AND MICHAEL ROSEN FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ARLE | BusinessNameControlTxt |
| Phone | 8668885157 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7 W FIGUEROA STREET 3RD FLOOR | AddressLine1Txt |
| City | SANTA BARBARA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93101 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JASON SATTERFIELD | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 8668885157 | PhoneNum |
| Signature | 2020-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LIZBETH G NEVAREZ | PreparerPersonNm |
| PTIN | P01399868 | PTIN |
| Phone | 3108731600 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 75.82.225.227 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-11-12 | IPDt |
| IP Tm | 13:28:41 | IPTm |
| IP Timezone | PS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 6A5B9BBBC0C15FAE84D58941C3D029285B6C5672 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $25,508,346 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $8,005,165 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $580,651 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $580,651 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $810,418 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $12,834,741 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $810,418 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $9,396,234 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,391,069 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $131,784 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $131,784 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $9,958 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $9,958 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $5,195 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $5,195 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $18,350 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $9,175 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $9,175 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $110,674 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $105,569 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $5,105 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $2,611 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,447 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $34,739 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $34,739 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $12,201 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $12,201 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $325,512 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $117,191 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $208,157 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,199,759 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $783,393 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,525,271 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $117,191 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $991,550 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $7,870,963 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,273,878 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash EOY | $35,343 | CashEOYAmt |
| Cash EOYFMV | $38,713 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $341,191 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,359,727 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,359,727 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $8,838,378 | CorporateStockBOYAmt |
| Corporate Stock EOY | $19,412,306 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $19,412,306 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $6,122,709 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,655,260 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,655,260 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $64,936 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $0 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $0 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $42,340 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $42,340 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $15,367,214 | TotalAssetsBOYAmt |
| Total Assets EOY | $25,504,976 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $25,508,346 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $708 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $5,368 | AccountsPayableEOYAmt |
| Grants Payable EOY | $416,366 | GrantsPayableEOYAmt |
| Total Liabilities BOY | $708 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $421,734 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $15,366,506 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $25,083,242 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $15,366,506 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $25,083,242 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $15,367,214 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $25,504,976 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $15,366,506 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $7,870,963 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,845,773 | OtherIncreasesAmt |
| Subtotal | $25,083,242 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $25,083,242 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $12,827,765 | $12,024,323 | $803,442 | $803,442 | |
| CAPITAL GAINS DIVIDENDS | $6,976 | $6,976 | $6,976 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $810,418 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $977,231 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $16,563,779 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.058998 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $779,824 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $9,538,524 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.081755 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $441,662 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $5,419,925 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.081489 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $21,209 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,709,483 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.012407 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $236,598 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $5,422,420 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.043633 | DistributionYr5Rt |
| Total Distribution | 0.278282 | TotalDistributionRt |
| Average Distribution | 0.055656 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $21,058,935 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,172,056 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $12,739 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,184,795 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $991,550 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $25,478 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $25,478 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $25,478 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $17,134 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $39,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $56,134 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $30,656 | OverpaymentAmt |
| Applied To ES Tax | $30,656 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | AMROSENFOUNDATION.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JASON SATTERFIELD | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8668885157 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7 W FIGUEROA STREET 3RD FLOOR | AddressLine1Txt |
| City | SANTA BARBARA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| TOBI TRAVIS | ||||||||
| 7 W FIGUEROA STREET 3RD FLOOR | SANTA BARBARA | CA | 93101 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| SEAN HALEEN | ||||||||
| 7 W FIGUEROA STREET 3RD FLOOR | SANTA BARBARA | CA | 93101 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| JASON SATTERFIELD | ||||||||
| 7 W FIGUEROA STREET 3RD FLOOR | SANTA BARBARA | CA | 93101 | EXECUTIVE DIRECTOR | 40.00 | $123,959 | $7,825 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2029 CENTURY PARK EAST 39TH FLOOR | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGMENT FEES | ServiceTypeTxt |
| Compensation | $105,569 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $20,412,501 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $924,788 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $42,340 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $21,379,629 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $21,379,629 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $320,694 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $21,058,935 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,052,947 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,052,947 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $25,478 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $25,478 | TotalTaxAmt |
| Distributable Before Adj | $1,027,469 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,027,469 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,027,469 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $991,550 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $991,550 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $991,550 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,027,469 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $112,576 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $357,292 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $163,838 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $633,706 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $991,550 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $991,550 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $35,919 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $35,919 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $597,787 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $597,787 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $76,657 | ExcessFromYear3Amt |
| Excess From Year2 | $357,292 | ExcessFromYear2Amt |
| Excess From Year1 | $163,838 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ALOHA HOUSE | ||||||
| PO BOX 791749 | PAIA | HI | 96779 | PC | TREATMENT AND SOBER LIVING PROGRAMS; FUNDING FOR A NEW COORDINATED SERVICES FACILITY | $202,526 |
| CARON FOUNDATION | ||||||
| PO BOX 150 | WERNERSVILLE | PA | 19565 | PC | FUNDING FOR THE VETERANS HEALING THROUGH CONNECTION PROGRAM, A PREVENTION PROGRAM | $66,000 |
| CARON FOUNDATION | ||||||
| PO BOX 150 | WERNERSVILLE | PA | 19565 | PC | FUNDS TO SUPPORT AN EVALUATION OF THE EFFICACY OF THE VHTC PROGRAM | $23,000 |
| HOMEBASE | ||||||
| 870 MARKET STREET SUITE 1228 | SAN FRANCISCO | CA | 94102 | PC | A KICK-OFF EVENT TO LAUNCH THE SAFE HAVEN CLINIC INITIATIVE IN MENDOCINO COUNTY, CALIFORNIA | $20,000 |
| HOMEBASE | ||||||
| 870 MARKET STREET SUITE 1228 | SAN FRANCISCO | CA | 94102 | PC | ONGOING SUPPORT FOR THE SAFE HAVEN CLINIC INITIATIVE AS WELL AS A FORMAL PLAN/PROPOSAL FOR THE FIRST SAFE HAVEN CLINIC. | $200,000 |
| HOMEBASE | ||||||
| 870 MARKET STREET SUITE 1228 | SAN FRANCISCO | CA | 94102 | PC | AN EVENT TO UPDATE THE COMMUNITY ABOUT SAFE HAVEN CLINIC PROGRESS, AS WELL AS AN OPPORTUNITY TO COORDINATE SERVICES AND RESOURCES. | $30,500 |
| HYPERBARIC HEALTH & WELLNESS FOUNDATION | ||||||
| 613 NORTH RIVER STREET | HAILEY | ID | 83333 | PC | FUNDING FOR HYPERBARIC OXYGEN THERAPY AND PREVENTION SERVICES FOR VETERANS WITH PTSD | $116,367 |
| PROJECT TURNABOUT | ||||||
| 650 18TH STREET PO BOX 116 | GRANITE FALLS | MN | 56241 | PC | FUNDING FOR TREATMENT FACILITIES | $125,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $783,393 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| HYPERBARIC HEALTH & WELLNESS FOUNDATION | ||||||
| 613 NORTH RIVER STREET | HAILEY | ID | 83333 | PC | FUNDING FOR HYPERBARIC OXYGEN THERAPY AND PREVENTION SERVICES FOR VETERANS WITH PTSD | $116,366 |
| MENDOCINO HEALTH ALLIANCE | ||||||
| PO BOX 1196 | GUALALA | CA | 95445 | PC | FUNDING FOR PREVENTION AND TELEMEDICINE PROGRAMS | $100,000 |
| MEN'S SECOND CHANCE LIVING | ||||||
| PO BOX 2398 | HAILEY | ID | 83333 | PC | FUNDING FOR SOBER LIVING PROGRAMS | $100,000 |
| MORE THAN MUSCLES (VIA THE REGENTS OF THE UNIVERSITY OF CALIFORNIA) | ||||||
| 4510 EXECUTIVE DR SUITE 315 | SAN DIEGO | CA | 92121 | PC | FUNDING FOR EATING DISORDER PREVENTION RESEARCH | $75,000 |
| OLAS (VIA EAST BAY SANCTUARY COVENANT) | ||||||
| PO BOX 4670 | BERKELEY | CA | 94704 | PC | FUNDING FOR PREVENTION PROGRAMS FOR LGBT ASYLUM-SEEKERS | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $416,366 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $580,651 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $810,418 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,391,069 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,391,069 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AGR TRUST CO STAN RUBIN TRUSTEE (LOEB & LOEB) | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10100 SANTA MONICA BLVD SUITE 2200 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $8,005,165 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | TOTAL CASH DONATION OF $ 741383 AND TOTAL DONATED STOCKS OF $ 7263782. | NoncashPropertyDesc |
| Fair Market Value | $8,005,165 | FairMarketValueAmt |
| Received | 2019-12-31 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $18,350 | Amt |
| Net Investment Income | $9,175 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $9,175 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (133 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 112000 GOLDMAN SACHS GROUP INC 4.000% 03/03/2024 | $119,261 | $119,261 |
| 113000 MORGAN STANLEY 4.0% 07/23/2025 | $122,184 | $122,184 |
| 107,000.00 CITIGROUP INC 3.2% 10/21/2026 | $110,904 | $110,904 |
| 105000 HSBC HOLDINGS PLC 4.0% 03/30/2022 | $109,382 | $109,382 |
| 100,000.00 BK OF AMER CORP 3.5% 04/19/2026 | $106,247 | $106,247 |
| 95000 WELLS FARGO & COMPANY 3.069% 01/24/2023 | $96,950 | $96,950 |
| 90,000.00 AMERN EXPRESS CO 2.5% 08/01/2022 | $91,030 | $91,030 |
| 85000 SHELL INTERNATIONAL FIN 3.250% 05/11/2025 | $89,882 | $89,882 |
| 81000 APPLE INC 2.500% 02/09/2025 | $82,428 | $82,428 |
| 74000 COMCAST CORP 3.150% 03/01/2026 | $77,507 | $77,507 |
| 75000 SUMITOMO MITSUI FINL GRP 3.102% 01/17/2023 | $76,882 | $76,882 |
| 70000 SIMON PROPERTY GROUP LP 3.375% 10/01/2024 | $73,665 | $73,665 |
| 65000 BB&T CORPORATION MTN 2.850% 10/26/2024 | $67,162 | $67,162 |
| 60000 BANK OF MONTREAL MTN 3.3% 02/05/2024 | $62,494 | $62,494 |
| 60,000 WESTPAC BNKG CORP 2.85% 05/13/2026 | $61,406 | $61,406 |
| 55,000 BP CAP MARKETS AMER 3.224% 04/14/2024 | $57,378 | $57,378 |
| 55000 CITIGROUP INC VAR RT 04/24/2025 | $57,201 | $57,201 |
| 55,000.00 GEN ELEC CO 4.625% 01/07/2021 | $56,225 | $56,225 |
| 55,000.00 ROYAL BK OF CANADA 2.8% 04/29/2022 | $56,108 | $56,108 |
| 55000 BANK OF AMERICA CORP 07/21/2023 | $55,884 | $55,884 |
| 55,000.00 AMERN HONDA FIN VAR 09/09/2021 | $55,330 | $55,330 |
| 50,000.00 WELLS FARGO & CO 3.45% 02/13/2023 | $51,769 | $51,769 |
| 50,000.00 JOHN DEERE CAP CORP 2.75% 03/15/2022 | $50,947 | $50,947 |
| 45,000 STATE STREET CORP 3.55% 08/18/2025 | $48,350 | $48,350 |
| 45,000.00 PNC FINL SERVICES 3.3% 03/08/2022 | $46,215 | $46,215 |
| 45,000.00 BK OF NY MELLON CORP VAR RT 05/16/2023 | $45,673 | $45,673 |
| 45,000.00 CANADIAN IMPERIAL BK 2.7% 02/02/2021 | $45,409 | $45,409 |
| 45000 MEAD JOHNSON NUTRITION C 3.0% 11/15/2020 | $45,393 | $45,393 |
| 40000 PFIZER INC 3.45% 03/15/2029 | $43,048 | $43,048 |
| 40,000.00 WALMART INC 3.25% 07/08/2029 | $42,871 | $42,871 |
| 40,000.00 BOOKING HOLDINGS INC 3.6% 06/01/2026 | $42,660 | $42,660 |
| 40,000.00 CATERPILLAR FINL SVC MTN 3.15% 09/07/2021 | $40,876 | $40,876 |
| 40000 HOME DEPOT INC 2.125% 09/15/2026 | $39,936 | $39,936 |
| 38000 BURLINGTN NORTH SANTA FE 3.000% 03/15/2023 | $39,050 | $39,050 |
| 37,000.00 BAKER HUGHES LLC/CO-OBL 2.773% 12/15/2022 | $37,720 | $37,720 |
| 35,000.00 COMERICA INC 3.7% 07/31/2023 | $36,841 | $36,841 |
| 35000 GILEAD SCIENCES INC 4.4% DEC 01 2021 | $36,512 | $36,512 |
| 35,000.00 COOPERATIEVE RABOBANK UA 3.875% 02/08/2022 | $36,437 | $36,437 |
| 35000 COMCAST CORP 3.125% 07/15/2022 | $36,081 | $36,081 |
| 34000 APPLE INC 3.45% 05/06/2024 | $36,079 | $36,079 |
| 35000 AMAZON.COM INC 3.3% 12/05/2021 | $36,004 | $36,004 |
| 35,000.00 TRUIST BK VAR RT 08/02/2022 | $35,799 | $35,799 |
| 35000 CITIGROUP INC 5 3/8% AUG 09 2020 | $35,713 | $35,713 |
| 35,000.00 DIAGEO INVESTMENT CORP 2.875% MAY 11 2022 | $35,691 | $35,691 |
| 35000 MUFG AMERICAS HLDGS CORP 3.0% 02/10/2025 | $35,670 | $35,670 |
| 35,000.00 VA ELEC & PWR CO 2.95% 01/15/2022 | $35,600 | $35,600 |
| 35,000.00 MERCK & CO INC 2.350% 02/10/2022 | $35,355 | $35,355 |
| 35000 ORACLE CORP 3.875% 07/15/2020 | $35,338 | $35,338 |
| 35,000.00 AVALONBAY COMMUNITIES IN 3.625% 10/01/2020 | $35,280 | $35,280 |
| 35,000.00 INTERCONTINENTALEXCHANGE 2.750% 12/01/2020 | $35,236 | $35,236 |
| 35,000.00 TWDC ENTERPRISES 18 CORP 2.3% 02/12/2021 | $35,217 | $35,217 |
| 35,000.00 SYSCO CORP 2.6% 10/01/2020 | $35,144 | $35,144 |
| 35000 LOWE'S COMPANIES INC 4.625% 04/15/2020 | $35,068 | $35,068 |
| 33000 MICROSOFT CORP 3.125% 11/03/2025 | $34,902 | $34,902 |
| 33,000.00 AIR PRODUCTS & CHEMICALS 3.350% 07/31/2024 | $34,716 | $34,716 |
| 35000 COCA-COLA CO/THE 1.875% 10/27/2020 | $34,010 | $34,010 |
| 33000 PROCTER & GAMBLE CO/THE 2.3% 02/06/2022 | $33,434 | $33,434 |
| 33,000.00 UNITEDHEALTH GROUP INC 2.125% 03/15/2021 | $33,108 | $33,108 |
| 32,000.00 RAYTHEON CO 2.5% 12/15/2022 | $32,634 | $32,634 |
| 30000 MICROSOFT CORP 3.3% 02/06/2027 | $32,041 | $32,041 |
| 30,000 ORIX CORP 3.7% 07/18/2027 | $31,818 | $31,818 |
| 30,000.00 BK OF AMER CORP VAR RT 04/23/2027 | $31,684 | $31,684 |
| 30,000.00 GOLDMAN SACHS GROUP INC 5.25% 07/27/2021 | $31,477 | $31,477 |
| 30000 BANK OF AMERICA CORP VAR RT 01/23/2026 | $31,364 | $31,364 |
| 30,000 GULF POWER CO 3.300% 05/30/2027 | $31,226 | $31,226 |
| 30,000 ENTERGY LOUISIANA LLC 3.120% 09/01/2027 | $31,099 | $31,099 |
| 30,000 UNITEDHEALTH GROUP INC 3.350% 07/15/2022 | $31,059 | $31,059 |
| 30,000.00 RLTY INCOME CORP 3.0% 01/15/2027 | $30,952 | $30,952 |
| 30,000.00 ERP OPER LP 2.85% 11/01/2026 | $30,758 | $30,758 |
| 30,000.00 DUKE ENERGY PROGRESS LLC 2.8% 05/15/2022 | $30,623 | $30,623 |
| 30000 MITSUBISHI UFJ FIN GRP 2.998% 02/22/2022 | $30,562 | $30,562 |
| 30,000 PHILIP MORRIS INTL INC 2.5% 11/02/2022 | $30,428 | $30,428 |
| 28,000.00 US BANCORP 3.7% 01/30/2024 | $29,769 | $29,769 |
| 30,000 BALTIMORE GAS & ELECTRIC 2.400% 08/15/2026 | $29,754 | $29,754 |
| 29,000.00 ONCOR ELEC DELIVERY 2.95% 04/01/2025 | $29,635 | $29,635 |
| 28,000.00 MARSH & MCLENNAN COS INC 3.5% 06/03/2024 | $29,392 | $29,392 |
| 25,000.00 BP CAP MARKETS AMER 3.119% 05/04/2026 | $26,097 | $26,097 |
| 25000 AMERIPRISE FINANCIAL INC 2.875% 09/15/2026 | $25,529 | $25,529 |
| 22,000.00 PNC FINL SERVICES 2.6% 07/23/2026 | $22,275 | $22,275 |
| 20000 MANULIFE FINANCIAL CORP 4.150% 03/04/2026 | $21,995 | $21,995 |
| 20,000 IN MI PWR 3.85% 05/15/2028 | $21,825 | $21,825 |
| 20000 METLIFE INC 4.368% 09/15/2023 | $21,673 | $21,673 |
| 20,000.00 PUB STORAGE 3.385% 05/01/2029 | $21,220 | $21,220 |
| 20,000.00 GOLDMAN SACHS GROUP INC 3.85% 07/08/2024 | $21,136 | $21,136 |
| 20000 COMCAST CORP 3.375% 02/15/2025 | $21,089 | $21,089 |
| 20,000.00 CHARLES SCHWAB CORP 3.2% 01/25/2028 | $20,989 | $20,989 |
| 20,000 TEXAS INSTRUMENTS INC 2.9% 11/03/2027 | $20,917 | $20,917 |
| 20,000.00 CON EDISON CO OF NY INC 2.9% 12/01/2026 | $20,560 | $20,560 |
| 20,000.00 AFLAC INC 2.875% 10/15/2026 | $20,551 | $20,551 |
| 20000 CANADIAN IMPERIAL BANK 2.550% 06/16/2022 | $20,289 | $20,289 |
| 20,000.00 ATMOS ENERGY CORP 2.625% 09/15/2029 | $20,163 | $20,163 |
| 20,000 NATIONAL RURAL UTIL COOP 2.300% 11/01/2020 | $20,070 | $20,070 |
| 20,000.00 PHILIP MORRIS INTL INC 2.125% 05/10/2023 | $20,048 | $20,048 |
| 20,000.00 S&P GLOBAL INC 2.5% 12/01/2029 | $19,983 | $19,983 |
| 20,000.00 DUKE ENERGY FL LLC 2.5% 12/01/2029 | $19,971 | $19,971 |
| 15,000.00 HOME DEPOT INC 3.9% 12/06/2028 | $16,824 | $16,824 |
| 15000 REALTY INCOME CORP 3.650% 01/15/2028 | $16,159 | $16,159 |
| 15,000.00 INVESCO FIN PLC 4.0% 01/30/2024 | $15,933 | $15,933 |
| 15,000 BERKSHIRE HATHAWAY ENERG 3.5% 02/01/2025 | $15,913 | $15,913 |
| 15000 SCHLUMBERGER INVESTMENT 3.650% 12/01/2023 | $15,861 | $15,861 |
| 15,000 LOWE'S COS INC 3.375% 09/15/2025 | $15,831 | $15,831 |
| 15,000 DOMINION GAS HLDGS LLC 3.600% 12/15/2024 | $15,737 | $15,737 |
| 15,000.00 CON EDISON CO OF NY INC 3.125% 11/15/2027 | $15,675 | $15,675 |
| 15,000 ALLSTATE CORP 3.15% 06/15/2023 | $15,568 | $15,568 |
| 15,000.00 WELLS FARGO & CO 3.0% 10/23/2026 | $15,359 | $15,359 |
| 15,000 ALTRIA GROUP INC 2.95% 05/02/2023 | $15,313 | $15,313 |
| 15,000 PHILIP MORRIS INTL INC 2.375% 08/17/2022 | $15,154 | $15,154 |
| 15,000.00 BK OF MONTREAL 06/15/2020 | $15,024 | $15,024 |
| 15,000.00 WESTPAC BNKG CORP 2.35% 02/19/2025 | $15,022 | $15,022 |
| 15000 INTEL CORP 2.45% 11/15/2029 | $14,936 | $14,936 |
| 13,000.00 NORTHERN TRUST CORP 3.950% 10/30/2025 | $14,137 | $14,137 |
| 10,000.00 ATLANTIC CITY ELEC 4.0% 10/15/2028 | $11,143 | $11,143 |
| 10,000.00 TOTAL CAP INTL SA 3.455% 02/19/2029 | $10,827 | $10,827 |
| 10,000.00 TOTAL CAP INTL SA 3.75% 04/10/2024 | $10,702 | $10,702 |
| 25000 AMERIPRISE FINANCIAL INC 2.875% 09/15/2026 | $10,673 | $10,673 |
| 10,000 PRECISION CASTPARTS CORP 3.25% 06/15/2025 | $10,549 | $10,549 |
| 10,000.00 VA ELEC & PWR CO 3.45% 02/15/2024 | $10,473 | $10,473 |
| 10,000.00 BP CAP MARKETS PLC 3.245% 05/06/2022 | $10,268 | $10,268 |
| 10,000.00 OCCIDENTAL PETRLM COR 4.1% 02/01/2021 | $10,173 | $10,173 |
| 10,000 AETNA INC 2.75% 11/15/2022 | $10,158 | $10,158 |
| 10,000.00 COMCAST CORP 2.350% 01/15/2027 | $9,980 | $9,980 |
| 7,000 COMCAST CORP 3.95% 10/15/2025 | $7,634 | $7,634 |
| 65000 GILEAD SCIENCES INC 3.700% 04/01/2024 | $68,884 | $68,884 |
| 5,000.00 PRIN FINL GRP 3.7% 05/15/2029 | $5,445 | $5,445 |
| 5,000.00 ENTERGY TX INC 4.0% 03/30/2029 | $5,506 | $5,506 |
| 5,000.00 NATL RURAL UTIL COOP 3.9% 11/01/2028 | $5,497 | $5,497 |
| 5,000.00 PIEDMONT NAT GAS CO 3.5% 06/01/2029 | $5,340 | $5,340 |
| 5000 STRYKER CORP 3.5% 03/15/2026 | $5,316 | $5,316 |
| 5000 BANK OF NOVA SCOTIA 3.4% 02/11/2024 | $5,235 | $5,235 |
| 5,000.00 JOHN DEERE CAP CORP 2.6% 03/07/2024 | $5,111 | $5,111 |
| 60000 ORACLE CORP 2.4% 09/15/2023 | $60,963 | $60,963 |
| 35,000.00 WASTE MGMT INC 4.75% 06/30/2020 | $35,447 | $35,447 |
| 10000 QUALCOMM INC 4.1% 02/01/2021 | $10,173 | $10,173 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (52 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 59222.298 FIDELITY 500 INDEX FD-AI | $6,634,082 | $6,634,082 |
| 106670.57 VANGUARD TOTAL INTL BND-ADM | $2,412,888 | $2,412,888 |
| 48933.205 FIDELITY INTL INDX-INST PRM | $2,102,170 | $2,102,170 |
| 167965.462 SIX CIRCLES U.S. UNCONSTRAINED | $1,867,776 | $1,867,776 |
| 92883.804 SIX CIRCLES INTERNATIONAL | $890,756 | $890,756 |
| 7,909.00 ISHARES 7-10 YEAR TREASURY B | $871,730 | $871,730 |
| 60448.26 DOUBLELINE TTL RET BND - I | $642,565 | $642,565 |
| 56,197.24 WELLS FARGO SHORT-TERM MUNICIPAL | $559,163 | $559,163 |
| 17656 JPMORGAN BETABUILDERS CANADA ETF | $459,233 | $459,233 |
| 42954.22 SIX CIRCLES ULTRA SHORT DURATION FUND | $429,113 | $429,113 |
| 3,160.00 ISHARES 20+ YEAR TREASURY BO | $428,117 | $428,117 |
| 12,915 JPMORGAN BETABUILDERS JAPAN - ETF | $316,934 | $316,934 |
| 26,440.73 VANGUARD TOTAL BOND MARKET INDEX | $292,170 | $292,170 |
| 1,885.00 ISHARES TIPS BOND ETF | $219,734 | $219,734 |
| 17786.96 PIMCO INCOME FD-INS | $214,155 | $214,155 |
| 1,400.00 VANGUARD INT-TERM CORPORATE | $127,862 | $127,862 |
| 1,306.781 INV OPP DEVELOP MRKTS-R6 | $59,576 | $59,576 |
| 115 SHOPIFY INC - CLASS A | $45,722 | $45,722 |
| 202 VISA INC-CLASS A SHARES | $37,956 | $37,956 |
| 209 WEST PHARMACEUTICAL SERVICES | $31,419 | $31,419 |
| 535 TAIWAN SEMICONDUCTOR-SP ADR | $31,084 | $31,084 |
| 486 HDFC BANK LTD-ADR | $30,798 | $30,798 |
| 67 ILLUMINA INC | $22,227 | $22,227 |
| 261 FIRST REPUBLIC BANK/CA | $30,654 | $30,654 |
| 1107 SYMRISE AG-UNSPON ADR | $28,948 | $28,948 |
| 804 PERNOD-RICARD SA-UNSPON ADR | $28,896 | $28,896 |
| 96 COSTCO WHOLESALE CORP | $28,216 | $28,216 |
| 49 MERCADOLIBRE INC | $28,025 | $28,025 |
| 177 CHUBB LTD | $27,552 | $27,552 |
| 142 ECOLAB INC | $27,405 | $27,405 |
| 559 TENCENT HOLDINGS LTD-UNS ADR | $26,838 | $26,838 |
| 491 GRACO INC | $25,532 | $25,532 |
| 178 CROWN CASTLE INTL CORP | $25,303 | $25,303 |
| 601 AIA GROUP LTD-SP ADR | $25,296 | $25,296 |
| 607 ATLAS COPCO AB-SPONS ADR A | $24,371 | $24,371 |
| 159.000 STERIS PLC | $24,235 | $24,235 |
| 93.000 ANSYS INC | $23,939 | $23,939 |
| 30 METTLER-TOLEDO INTERNATIONAL | $23,798 | $23,798 |
| 262 CANADIAN NATL RAILWAY CO | $23,698 | $23,698 |
| 112 STRYKER CORP | $23,513 | $23,513 |
| 118.000 MCDONALD'S CORP | $23,318 | $23,318 |
| 213 AMPHENOL CORP-CL A | $23,053 | $23,053 |
| 496 BOSTON SCIENTIFIC CORP | $22,429 | $22,429 |
| 851 COMPASS GROUP PLC ADR | $21,488 | $21,488 |
| 277 ESSILORLUXOTTICA-UNSPONSORED ADR | $21,215 | $21,215 |
| 133 VERISK ANALYTICS INC | $19,862 | $19,862 |
| 34 SHERWIN-WILLIAMS CO/THE | $19,840 | $19,840 |
| 59.000 NETFLIX INC | $19,091 | $19,091 |
| 57 COOPER COS INC/THE | $18,314 | $18,314 |
| 184.000 INTERCONTINENTAL EXCHANGE IN | $17,029 | $17,029 |
| 295.000 ALCON INC | $16,688 | $16,688 |
| 235.000 CHURCH & DWIGHT CO INC | $16,530 | $16,530 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $5,195 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $5,195 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED INTEREST | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $42,340 | EOYBookValueAmt |
| EOYFMV | $42,340 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INSURANCE | $8,271 | $0 | $8,271 |
| MEMBERSHIPS, BOOKS, SUBSCRIPTIONS, REFERENCE | $2,700 | $0 | $2,700 |
| WEBSITE | $48 | $0 | $48 |
| OFFICE EXPENSES | $1,182 | $0 | $1,182 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN | Desc |
| Amt | $1,845,773 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $105,569 | $105,569 | $0 |
| PAYROLL PROCESSING FEES | $5,105 | $0 | $5,105 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| IRS TAXES | $4 | $0 | $0 |
| FOREIGN TAX WITHHELD | $2,447 | $2,447 | $0 |
| FILING FEES | $160 | $0 | $0 |