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UNIVERSITY OF CHICAGO: Form 990, tax year 2018

View the entire original 990 at ProPublica ↗

Organization
UNIVERSITY OF CHICAGO (EIN 36-2177139)
Tax period
2018-07-01 to 2019-06-30
Filed
2020-07-10
IRS object ID
202031929349301603
Schema version
2018v3.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2020-07-10T10:19:05-05:00ReturnTs
Tax Period End2019-06-30TaxPeriodEndDt
Return Type990ReturnTypeCd
Tax Period Begin2018-07-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN362177139EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1UNIVERSITY OF CHICAGOBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlUNIVBusinessNameControlTxt
Phone7738345819PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line16054 S DREXEL AVENUEAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonBRETT PADGETTPersonNm
Person TitleASSOC VICE PRESIDENT FINANCEPersonTitleTxt
Phone7738345819PhoneNum
Signature2020-07-10SignatureDt

Filing Security Information FilingSecurityInformation

IP Address IPAddress

FieldValueIRS element (for citing)
I Pv4 Address128.135.15.102IPv4AddressTxt
FieldValueIRS element (for citing)
IP2020-07-10IPDt
IP Tm10:16:09IPTm
IP TimezoneCDIPTimezoneCd
Filing License TypePFilingLicenseTypeCd
At Submission Creation Device IdF835F14D8D910F83C9952CF7CFC7290C6AF9B969AtSubmissionCreationDeviceId
At Submission Filing Device IdF835F14D8D910F83C9952CF7CFC7290C6AF9B969AtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2018TaxYr
Build TS2020-09-22 18:59:49ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerROBERT J ZIMMERPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line15801 S ELLIS AVENUEAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$6,571,697,216GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.UCHICAGO.EDUWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1890FormationYr
Legal Domicile StateILLegalDomicileStateCd
Activity Or MissionTHE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.ActivityOrMissionDesc
Voting Members Governing Body51VotingMembersGoverningBodyCnt
Voting Members Independent46VotingMembersIndependentCnt
Total Employee25644TotalEmployeeCnt
Total Volunteers4672TotalVolunteersCnt
Total Gross UBI$9,768,816TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$0NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$1,569,030,190PYContributionsGrantsAmt
CY Contributions Grants$2,445,344,205CYContributionsGrantsAmt
PY Program Service Revenue$1,588,031,381PYProgramServiceRevenueAmt
CY Program Service Revenue$1,597,016,834CYProgramServiceRevenueAmt
PY Investment Income$467,129,348PYInvestmentIncomeAmt
CY Investment Income$383,711,063CYInvestmentIncomeAmt
PY Other Revenue$74,620,456PYOtherRevenueAmt
CY Other Revenue$64,505,748CYOtherRevenueAmt
PY Total Revenue$3,698,811,375PYTotalRevenueAmt
CY Total Revenue$4,490,577,850CYTotalRevenueAmt
PY Grants And Similar Paid$470,880,188PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$505,840,723CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$1,982,326,402PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$2,068,966,429CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$544,801PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$713,255CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$70,769,408CYTotalFundraisingExpenseAmt
PY Other Expenses$1,088,973,436PYOtherExpensesAmt
CY Other Expenses$1,244,095,218CYOtherExpensesAmt
PY Total Expenses$3,542,724,827PYTotalExpensesAmt
CY Total Expenses$3,819,615,625CYTotalExpensesAmt
PY Revenues Less Expenses$156,086,548PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$670,962,225CYRevenuesLessExpensesAmt
Total Assets BOY$11,669,737,422TotalAssetsBOYAmt
Total Assets EOY$12,698,965,590TotalAssetsEOYAmt
Total Liabilities BOY$4,771,174,164TotalLiabilitiesBOYAmt
Total Liabilities EOY$5,035,117,793TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$6,898,563,258NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$7,663,847,797NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionTHE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.MissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$1,401,583,998ExpenseAmt
Revenue$976,775,508RevenueAmt
DescINSTRUCTION:IN 2018-2019, THE UNIVERSITY ENROLLED 17,100 STUDENTS, OF THAT TOTAL, 6,595 WERE UNDERGRADUATE STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE SCHOOL), 4,174 WERE GRADUATE STUDENTS, 5,715 WERE STUDENTS IN THE UNIVERSITY'S PROFESSIONAL SCHOOLS AND 616 WERE NON-DEGREE STUDENTS.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$838,339,618ExpenseAmt
Grant$40,318,360GrantAmt
Revenue$468,075,262RevenueAmt
DescRESEARCH:UNIVERSITY OF CHICAGO FACULTY CROSS TRADITIONAL DISCIPLINARY BOUNDARIES TO TRANSFORM UNDERSTANDINGS IN BUSINESS, ECONOMICS, HISTORY, LAW, LITERATURE, RELIGION, PHYSICS, CHEMISTRY AND BIOLOGY AND MEDICINE, AMONG OTHER FIELDS. IN PURSUIT OF THESE RESEARCH ENDEAVORS, DURING FISCAL YEAR 2018-2019 THE UNIVERSITY WAS AWARDED A TOTAL OF $616 MILLION IN RESEARCH FUNDING FROM FEDERAL AGENCIES, NON-FEDERAL GOVERNMENT ENTITIES, CORPORATIONS, FOUNDATIONS AND OTHER SOURCES. THIS FISCAL YEAR $441 MILLION WAS EXPENDED FROM FEDERAL GOVERNMENT SPONSORS OF RESEARCH, WITH THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES AND THE NATIONAL SCIENCE FOUNDATION PROVIDING THE LARGEST AMOUNTS OF FUNDING. CORPORATE RESEARCH SPONSORSHIP AWARDS TOTALED $86.1 MILLION, FOLLOWED BY FOUNDATION RESEARCH SPONSORSHIP OF $73.2 MILLION. THE UNIVERSITY ALSO CONDUCTS SCIENTIFIC RESEARCH IN COLLABORATION WITH ARGONNE NATIONAL LABORATORY, OWNED BY THE UNITED STATES GOVERNMENT AND OPERATED BY THE UNIVERSITY THROUGH A DISREGARDED ENTITY, UNDER THE TERMS OF A COST REIMBURSEMENT CONTRACT WITH THE U.S. DEPARTMENT OF ENERGY. ARGONNE IS A MULTI-PURPOSE SCIENCE LABORATORY WITH A $797.6 MILLION ANNUAL BUDGET AND APPROXIMATELY 3600 EMPLOYEES. PROGRAM SERVICE RESEARCH EXPENDITURES WERE $463.3 MILLION AND ARE INCLUDED IN THE RESEARCH PROGRAM SERVICE EXPENSE AMOUNT, AS IS REQUIRED FOR A DISREGARDED ENTITY.IN ADDITION, FERMI RESEARCH ALLIANCE, LLC, AN ENTITY JOINTLY OWNED BY THE UNIVERSITY AND UNIVERSITIES RESEARCH ASSOCIATION INC., OPERATES FERMI NATIONAL ACCELERATOR LABORATORY ("FERMILAB") FOR THE U.S. DEPARTMENT OF ENERGY. FERMILAB IS THE NATION'S PREEMINENT CENTER FOR HIGH-ENERGY PHYSICS AND AN INTERNATIONAL CENTER FOR SCIENTIFIC RESEARCH IN ELEMENTARY PARTICLE PHYSICS AND ASTROPHYSICS. FERMILAB HAS A $461 MILLION ANNUAL BUDGET AND APPROXIMATELY 1850 EMPLOYEES.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$464,483,201ExpenseAmt
Grant$464,483,201GrantAmt
DescSCHOLARSHIPS & FELLOWSHIPS:THE UNIVERSITY IS A NEED BLIND INSTITUTION WITH AN EXTENSIVE FINANCIAL AID PROGRAM WHICH IS DESIGNED TO ENABLE THE MOST QUALIFIED STUDENTS TO ATTEND THE UNIVERSITY REGARDLESS OF THEIR FINANCIAL CIRCUMSTANCES. FOR THE 2018-2019 ACADEMIC YEAR, APPROXIMATELY 60 % OF ALL STUDENTS IN THE COLLEGE RECEIVED FINANCIAL AID IN THE FORM OF GRANTS AND SCHOLARSHIPS. UNIVERSITY-WIDE EXPENDITURES FOR SCHOLARSHIPS AND FELLOWSHIPS AMOUNTED TO $464.5 MILLION. OF THIS AMOUNT, APPROXIMATELY $355.2 MILLION WAS PROVIDED FROM UNRESTRICTED FUNDS; THE REMAINING $109.3 MILLION CAME FROM RESTRICTED SOURCES.APPROXIMATELY 20% OF STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE COLLEGE) CURRENTLY RECEIVE ODYSSEY SCHOLARSHIPS. THE ODYSSEY SCHOLARSHIPS PROVIDE INCREASED ACCESS BY PROVIDING SCHOLARSHIP SUPPORT FOR FIRST GENERATION STUDENTS AND STUDENTS WITH FAMILY INCOMES TYPICALLY BELOW $90,000. THE ODYSSEY SCHOLARSHIP ALSO PROVIDES FUNDS FOR OTHER EDUCATIONAL OPPORTUNITIES LIKE STUDY ABROAD, AND PROVIDING A PAID INTERNSHIP AFTER THE STUDENT'S FIRST YEAR IN THE COLLEGE.IN OCTOBER 2014, THE UNIVERSITY LAUNCHED THE NO BARRIERS PROGRAM TO ELIMINATE THE STUDENT LOAN REQUIREMENT FROM ALL UNDERGRADUATE, NEED-BASED FINANCIAL AID PACKAGES. THE LOANS WERE REPLACED BY THE UNIVERSITY WITH DIRECT GRANTS.BEGINNING WITH THE INCOMING CLASS OF 2019, THE UNIVERSITY'S EMPOWER INITIATIVE WILL PROVIDE A GRANT/SCHOLARSHIP AWARD GUARANTEED TO COVER FULL-TUITION FOR FAMILIES EARNING LESS THAN $125,000 AND FULL-TUITION, FEES AND ROOM AND BOARD FOR FAMILIES EARNING LESS THAN $60,000.THE UNIVERSITY EXPANDED ITS GRADUATE AID INITIATIVE, A PROGRAM THAT INVESTS APPROXIMATELY $310,000 IN THE EDUCATION OF EACH PH.D. STUDENT IN THE HUMANITIES, SOCIAL SCIENCES AND DIVINITY SCHOOL. THESE PROGRAMS ARE IN ADDITION TO THE UNIVERSITY'S LONGSTANDING COMMITMENT TO FINANCIAL ASSISTANCE FOR STUDENTS.Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

FieldValueIRS element (for citing)
Expense$495,500,613ExpenseAmt
Grant$1,039,162GrantAmt
Revenue$203,625,121RevenueAmt
DescTHE OTHER PROGRAM SERVICES THAT SUPPORT THE MISSION OF INSTRUCTION AND RESEARCH ARE:AUXILIARY ENTERPRISESLIBRARYOTHER STUDENT SERVICESINFORMATION SERVICESOPERATION AND MAINTENANCE OF PLANTDesc
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$495,500,613TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant$1,039,162TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue$203,625,121TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses$3,199,907,430TotalProgramServiceExpensesAmt
Described In Section501c3Yes (1)DescribedInSection501c3Ind
Schedule B RequiredYes (1)ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Lobbying ActivitiesYes (1)LobbyingActivitiesInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised Fund0DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of ArtYes (1)CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Temp Or Permanent EndowmentsYes (1)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (1)ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other Assets0ReportOtherAssetsInd
Report Other LiabilitiesYes (1)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (1)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtYes (1)IndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (1)ConsolidatedAuditFinclStmtInd
School OperatingYes (1)SchoolOperatingInd
Foreign OfficeYes (1)ForeignOfficeInd
Foreign ActivitiesYes (1)ForeignActivitiesInd
More Than5000 K To OrgYes (1)MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (1)MoreThan5000KToIndividualsInd
Professional FundraisingYes (1)ProfessionalFundraisingInd
Fundraising ActivitiesYes (1)FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To OrganizationsYes (1)GrantsToOrganizationsInd
Grants To IndividualsYes (1)GrantsToIndividualsInd
Schedule J RequiredYes (1)ScheduleJRequiredInd
Tax Exempt BondsYes (1)TaxExemptBondsInd
Invest Tax Exempt Bonds0InvestTaxExemptBondsInd
Escrow Account0EscrowAccountInd
On Behalf Of Issuer0OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan OutstandingYes (1)LoanOutstandingInd
Grant To Related Person0GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (1)BusinessRlnWithFamMemInd
Business Rln With Officer EntYes (1)BusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (1)DeductibleNonCashContriInd
Deductible Art ContributionYes (1)DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded EntityYes (1)DisregardedEntityInd
Related EntityYes (1)RelatedEntityInd
Related Organization Ctrl EntYes (1)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (1)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgYes (1)TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document24670IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (1)BackupWthldComplianceInd
Employee25644EmployeeCnt
Employment Tax Returns FiledYes (1)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (1)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (1)Form990TFiledInd
Foreign Financial AccountYes (1)ForeignFinancialAccountInd
Foreign CountryBGForeignCountryCd
Foreign CountryBEForeignCountryCd
Foreign CountryBRForeignCountryCd
Foreign CountryCJForeignCountryCd
Foreign CountryCHForeignCountryCd
Foreign CountryDAForeignCountryCd
Foreign CountryEGForeignCountryCd
Foreign CountryFIForeignCountryCd
Foreign CountryFRForeignCountryCd
Foreign CountryGMForeignCountryCd
Foreign CountryHKForeignCountryCd
Foreign CountryINForeignCountryCd
Foreign CountryIDForeignCountryCd
Foreign CountryJAForeignCountryCd
Foreign CountryKSForeignCountryCd
Foreign CountryNLForeignCountryCd
Foreign CountryNOForeignCountryCd
Foreign CountryRPForeignCountryCd
Foreign CountryAUForeignCountryCd
Foreign CountrySNForeignCountryCd
Foreign CountrySPForeignCountryCd
Foreign CountrySWForeignCountryCd
Foreign CountrySZForeignCountryCd
Foreign CountryTHForeignCountryCd
Foreign CountryUKForeignCountryCd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible ContributionsYes (1)NondeductibleContributionsInd
Nondeductible Contri DisclYes (1)NondeductibleContriDisclInd
Quid Pro Quo ContributionsYes (1)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (1)QuidProQuoContriDisclInd
Form8282 Property Disposed OfYes (1)Form8282PropertyDisposedOfInd
Form8282 Filed0Form8282FiledCnt
Indoor Tanning Services0IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht PymtYes (1)SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc0SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members51GoverningBodyVotingMembersCnt
Independent Voting Member46IndependentVotingMemberCnt
Family Or Business RlnYes (1)FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or Stockholders0MembersOrStockholdersInd
Election Of Board Members0ElectionOfBoardMembersInd
Decisions Subject To Approva0DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint Venture0InvestmentInJointVentureInd
States Where Copy Of Return Is FldMDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldKYStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWAStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1BRETT PADGETTBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone7738345819PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line16054 S DREXEL AVENUEAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (73 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtOfficerOfficerIndKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
ANDREW M ALPER
TRUSTEE2.00Yes (X)$0$0$0
FRANK A BAKER II
TRUSTEE2.00Yes (X)$0$0$0
DAVID G BOOTH
TRUSTEE2.00Yes (X)$0$0$0
DAVID B BROOKS
TRUSTEE2.00Yes (X)$0$0$0
DEBRA A CAFARO
TRUSTEE2.00Yes (X)$0$0$0
THOMAS A COLE
TRUSTEE2.00Yes (X)$0$0$0
JAMES S CROWN
TRUSTEE2.00Yes (X)$0$0$0
DANIEL L DOCTOROFF
TRUSTEE2.00Yes (X)$0$0$0
BRADY W DOUGAN
TRUSTEE2.00Yes (X)$0$0$0
CRAIG J DUCHOSSOIS
TRUSTEE2.00Yes (X)$0$0$0
JOHN A EDWARDSON
TRUSTEE2.00Yes (X)$0$0$0
JAMES S FRANK
TRUSTEE2.00Yes (X)$0$0$0
RODNEY L GOLDSTEIN
TRUSTEE2.00Yes (X)$0$0$0
MARY LOUISE GORNO
VICE CHAIR OF THE BOARD18.00Yes (X)$0$0$0
KENNETH C GRIFFIN
TRUSTEE2.00Yes (X)$0$0$0
SANFORD J GROSSMAN
TRUSTEE2.00Yes (X)$0$0$0
KENNETH M JACOBS
TRUSTEE2.00Yes (X)$0$0$0
ASHLEY D JOYCE
TRUSTEE2.00Yes (X)$0$0$0
KAREN L KATEN
TRUSTEE2.00Yes (X)$0$0$0
DENNIS J KELLER
TRUSTEE2.00Yes (X)$0$0$0
STEVEN A KERSTEN
TRUSTEE2.00Yes (X)$0$0$0
JAMES M KILTS
TRUSTEE2.00Yes (X)$0$0$0
MICHAEL J KLINGENSMITH
TRUSTEE2.00Yes (X)$0$0$0
RACHEL D KOHLER
TRUSTEE2.00Yes (X)$0$0$0
JOHN LIEW
TRUSTEE2.00Yes (X)$0$0$0
RIKA MANSUETO
TRUSTEE2.00Yes (X)$0$0$0
SATYA NADELLA
TRUSTEE2.00Yes (X)$0$0$0
JOSEPH NEUBAUER
CHAIRMAN OF THE BOARD18.00Yes (X)$0$0$0
EMILY NICKLIN
TRUSTEE2.00Yes (X)$0$0$0
BRIEN M O'BRIEN
TRUSTEE2.00Yes (X)$0$0$0
MICHAEL P POLSKY
TRUSTEE2.00Yes (X)$0$0$0
MYRTLE S POTTER
TRUSTEE2.00Yes (X)$0$0$0
THOMAS J PRITZKER
TRUSTEE2.00Yes (X)$0$0$0
GURU RAMAKRISHNAN
TRUSTEE2.00Yes (X)$0$0$0
JOHN W ROGERS JR
TRUSTEE2.00Yes (X)$0$0$0
EMMANUEL ROMAN
TRUSTEE2.00Yes (X)$0$0$0
ANDREW M ROSENFIELD
TRUSTEE2.00Yes (X)$0$0$0
DAVID M RUBENSTEIN
TRUSTEE2.00Yes (X)$0$0$0
TANDEAN RUSTANDY
TRUSTEE2.00Yes (X)$0$0$0
ALVARO J SAIEH
TRUSTEE2.00Yes (X)$0$0$0
NASSEF O SAWIRIS
TRUSTEE2.00Yes (X)$0$0$0
STEVE G STEVANOVICH
TRUSTEE2.00Yes (X)$0$0$0
MARY A TOLAN
TRUSTEE2.00Yes (X)$0$0$0
BRYON D TROTT
TRUSTEE2.00Yes (X)$0$0$0
GREGORY W WENDT
TRUSTEE2.00Yes (X)$0$0$0
DONALD R WILSON JR
TRUSTEE2.00Yes (X)$0$0$0
PAULA WOLFF
TRUSTEE2.00Yes (X)$0$0$0
PAUL G YOVOVICH
TRUSTEE2.00Yes (X)$0$0$0
FRANCIS TF YUEN
TRUSTEE2.00Yes (X)$0$0$0
ROBERT J ZIMMER
PRESIDENT40.00Yes (X)$5,777,302$0$1,088,53316.00
ERIC ISAACS
EVP RSCH, INNOV. NAT'L LABS40.00$390,624$0$64,4551.00Yes (X)
JUAN DE PABLO
VP FOR NATIONAL LABORATORIES40.00$501,874$0$110,0724.00Yes (X)
DANIEL DIERMEIER
PROVOST40.00$997,412$0$119,1754.00Yes (X)
DEREK DOUGLAS
VP CIVIC ENGAGEMENT40.00$628,042$0$78,3399.00Yes (X)
DAVID B FITHIAN
EXECUTIVE VICE PRESIDENT40.00$767,992$0$40,4187.00Yes (X)
KIMBERLY TAYLOR
VP & GENERAL COUNSEL40.00$756,799$0$86,39314.00Yes (X)
SHARON MARINE
VP ALUMNI RELATIONS & DEVL.40.00$769,134$0$37,384Yes (X)
JAMES G NONDORF
VP ENROLL. & STUDENT ADV.40.00$716,141$0$32,490Yes (X)
KENNETH S POLONSKY
EXEC. VP MEDICAL AFFAIRS40.00$2,631,089$0$382,61520.00Yes (X)
PAUL RAND
VP COMMUNICATIONS40.00$553,653$0$56,382Yes (X)
MICHELE RASMUSSEN
DEAN OF STUDENTS40.00$343,047$0$29,622Yes (X)
DARREN REISBERG
VP STRATEGIC INITIATIVES40.00$437,496$0$33,5155.00Yes (X)
MARK A SCHMID
VP AND CHIEF INVEST. OFFICER40.00$2,353,255$0$796,283Yes (X)
IVAN SAMSTEIN
VP & CFO40.00$616,230$0$71,32411.00Yes (X)
BALAJI SRINIVASAN
VP GLOBAL ENGAGEMENT40.00$577,063$0$62,9922.00Yes (X)
CATHERINE CALLOW-WRIGHT
VP & SECRETARY OF THE UNIVERSITY40.00$394,862$0$53,5626.00Yes (X)
MADHAV RAJAN
DEAN BOOTH SCHOOL OF BUSINESS40.00$1,001,350$0$22,000Yes (X)
VALLUVAN JEEVANANDAM
CHIEF CARDIAC & THORACIC SURG.40.00$1,341,968$0$40,390Yes (X)
DAVID BARCLAY
CHIEF OPERATING OFFICER CRSP40.00$1,447,311$0$44,232Yes (X)
LUIGI ZINGALES
PROF OF ENTREPRENEURSHIP & FINANCE40.00$1,342,779$0$151,172Yes (X)
JOHN FUNG
PROF SURGERY & CHIEF OF TRANSPLANTATION40.00$1,346,682$0$54,923Yes (X)
PRADEEP CHINTAGUNTA
PROF OF MARKETING40.00$1,423,579$0$53,481Yes (X)
JOHN R KROLL
AVP FINANCE40.00$400,960$0$36,0732.00Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$27,516,644TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$3,545,825TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K4809IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (1)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (1)TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
MORTENSON CONSTRUCTION
25 NORTHWEST POINT BLVDELK GROVE VILLAGEIL60007CONSTRUCTION & RELATED SERVICES$42,724,237
BULLEY & ANDREWS LLC
1755 W ARMITAGE AVENUECHICAGOIL60622CONSTRUCTION & RELATED SERVICES$34,848,312
BON APETIT MANAGEMENT CO
100 HAMILTON AVENUE SUITE 400PALO ALTOCA94301FOOD SERVICES$15,187,689
AMERICAN BUILDING MAINTAINANCE
180 N LASALLE STREETCHICAGOIL60601FACILITY MAINTENANCE$14,456,838
TURNER CONSTRUCTION CO
55 E MONROE ST SUITE 1430CHICAGOIL60603CONSTRUCTION & RELATED SERVICES$9,904,272
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K1062CntrctRcvdGreaterThan100KCnt
Fundraising$879,811FundraisingAmt
Related Organizations$71,750,000RelatedOrganizationsAmt
Government Grants$1,127,708,938GovernmentGrantsAmt
All Other Contributions$1,245,005,456AllOtherContributionsAmt
Noncash Contributions$498,611,947NoncashContributionsAmt
Total Contributions$2,445,344,205TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (4 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION AND FEES611310$976,775,508$976,775,508
SALES & SERVICES EDU611310$468,075,262$468,075,262
SALES & SERVICES AUX611710$113,740,489$113,740,489
FEES FROM GOVT AGENCIE900099$38,425,575$38,425,575
FieldValueIRS element (for citing)
Total Program Service Revenue$1,597,016,834TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$97,523,668TotalRevenueColumnAmt
Unrelated Business Revenue$2,995,410UnrelatedBusinessRevenueAmt
Exclusion$94,528,258ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

FieldValueIRS element (for citing)
Total Revenue Column$210,654TotalRevenueColumnAmt
Exclusion$210,654ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$10,699,380TotalRevenueColumnAmt
Related Or Exempt Func Income$4,313,237RelatedOrExemptFuncIncomeAmt
Exclusion$6,386,143ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$2,357,586,024SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$2,071,103,253SecuritiesAmt
Other$506,030OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$286,482,771SecuritiesAmt
Other-$506,030OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$285,976,741TotalRevenueColumnAmt
Exclusion$285,976,741ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$484,619FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$879,811ContriRptFundraisingEventAmt
Fundraising Direct Expenses$597,387FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$112,768TotalRevenueColumnAmt
Exclusion-$112,768ExclusionAmt
FieldValueIRS element (for citing)
Gross Sales Of Inventory$48,246,006GrossSalesOfInventoryAmt
Cost Of Goods Sold$8,912,696CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$39,333,310TotalRevenueColumnAmt
Related Or Exempt Func Income$39,333,310RelatedOrExemptFuncIncomeAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmt
ALL OTHER900099$6,319,464$5,294,140$1,025,324
CONFERENCES AND CATERI531120$5,652,850$5,652,850
ACTUARIAL ADJUSTMENT900099$2,518,280$2,518,280

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$95,232TotalRevenueColumnAmt
Unrelated Business Revenue$95,232UnrelatedBusinessRevenueAmt
FieldValueIRS element (for citing)
Other Revenue Total$14,585,826OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$4,490,577,850TotalRevenueColumnAmt
Related Or Exempt Func Income$1,648,475,801RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$9,768,816UnrelatedBusinessRevenueAmt
Exclusion$386,989,028ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$38,055,346TotalAmt
Program Services$38,055,346ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$459,947,639TotalAmt
Program Services$459,947,639ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$7,837,738TotalAmt
Program Services$7,837,738ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$14,586,677TotalAmt
Management And General$13,825,455ManagementAndGeneralAmt
Fundraising$761,222FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$1,643,603,784TotalAmt
Program Services$1,343,704,871ProgramServicesAmt
Management And General$259,694,315ManagementAndGeneralAmt
Fundraising$40,204,598FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$111,455,997TotalAmt
Program Services$88,122,110ProgramServicesAmt
Management And General$20,586,502ManagementAndGeneralAmt
Fundraising$2,747,385FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$203,975,278TotalAmt
Program Services$163,412,472ProgramServicesAmt
Management And General$35,279,220ManagementAndGeneralAmt
Fundraising$5,283,586FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$95,344,693TotalAmt
Program Services$75,965,354ProgramServicesAmt
Management And General$16,959,649ManagementAndGeneralAmt
Fundraising$2,419,690FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$39,499,525TotalAmt
Program Services$33,437,826ProgramServicesAmt
Management And General$4,508,619ManagementAndGeneralAmt
Fundraising$1,553,080FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$9,986,064TotalAmt
Program Services$27,116ProgramServicesAmt
Management And General$9,958,948ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$3,179,916TotalAmt
Program Services$12,675ProgramServicesAmt
Management And General$3,167,241ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$61,269TotalAmt
Management And General$61,269ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$713,255TotalAmt
Fundraising$713,255FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$9,404,688TotalAmt
Program Services$9,404,688ProgramServicesAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$155,028,907TotalAmt
Program Services$90,571,453ProgramServicesAmt
Management And General$64,457,454ManagementAndGeneralAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$11,133,322TotalAmt
Program Services$11,077,504ProgramServicesAmt
Management And General$55,818ManagementAndGeneralAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$200,071,284TotalAmt
Program Services$149,724,775ProgramServicesAmt
Management And General$44,492,740ManagementAndGeneralAmt
Fundraising$5,853,769FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$46,143,788TotalAmt
Program Services$29,146,765ProgramServicesAmt
Management And General$16,096,150ManagementAndGeneralAmt
Fundraising$900,873FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$5,080,278TotalAmt
Program Services$4,957,469ProgramServicesAmt
Management And General$122,809ManagementAndGeneralAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$103,083,046TotalAmt
Program Services$91,964,851ProgramServicesAmt
Management And General$9,341,229ManagementAndGeneralAmt
Fundraising$1,776,966FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$59,102,136TotalAmt
Program Services$49,392,660ProgramServicesAmt
Management And General$8,142,653ManagementAndGeneralAmt
Fundraising$1,566,823FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$53,818,163TotalAmt
Program Services$41,253,472ProgramServicesAmt
Management And General$10,981,439ManagementAndGeneralAmt
Fundraising$1,583,252FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$151,311,668TotalAmt
Program Services$151,311,668ProgramServicesAmt

Payments To Affiliates PaymentsToAffiliatesGrp

FieldValueIRS element (for citing)
Total$5,483,957TotalAmt
Management And General$5,483,957ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$207,572,049TotalAmt
Program Services$207,562,849ProgramServicesAmt
Management And General$9,200ManagementAndGeneralAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$12,357,673TotalAmt
Program Services$11,857,863ProgramServicesAmt
Management And General$481,996ManagementAndGeneralAmt
Fundraising$17,814FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
EQUIPMENT RENTAL & MAIN$45,552,547$40,484,174$3,587,676$1,480,697
ALL OTHER:$38,530,907$34,046,025$1,944,500$2,540,382
SUPPORT SERVICES$37,802,336$23,370,051$13,997,500$434,785
ALTERATIONS & REPAIRS$28,796,846$22,163,167$5,702,448$931,231

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$21,094,849TotalAmt
Program Services$21,094,849ProgramServicesAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$3,819,615,625TotalAmt
Program Services$3,199,907,430ProgramServicesAmt
Management And General$548,938,787ManagementAndGeneralAmt
Fundraising$70,769,408FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$4,443,704BOYAmt
EOY$59,896,183EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$188,337,859BOYAmt
EOY$138,572,694EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$651,522,851BOYAmt
EOY$1,374,104,390EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$126,533,078BOYAmt
EOY$130,202,771EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$121,792BOYAmt
EOY$1,484,785EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$35,948,232BOYAmt
EOY$34,122,246EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$3,850,937BOYAmt
EOY$2,663,385EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$63,567,958BOYAmt
EOY$69,043,048EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$5,594,317,275LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$2,389,565,304LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$3,197,254,442BOYAmt
EOY$3,204,751,971EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$2,519,521,290BOYAmt
EOY$2,983,426,668EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$4,812,644,351BOYAmt
EOY$4,649,307,947EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$65,990,928BOYAmt
EOY$51,389,502EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$11,669,737,422BOYAmt
EOY$12,698,965,590EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$645,656,464BOYAmt
EOY$649,791,425EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$155,190,290BOYAmt
EOY$208,117,211EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$2,233,356,919BOYAmt
EOY$2,211,832,306EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$47,614,888BOYAmt
EOY$45,846,347EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$1,532,014,472BOYAmt
EOY$1,716,005,594EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$157,341,131BOYAmt
EOY$203,524,910EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$4,771,174,164BOYAmt
EOY$5,035,117,793EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,103,340,819BOYAmt
EOY$1,016,410,889EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$5,795,222,439BOYAmt
EOY$6,647,436,908EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$6,898,563,258BOYAmt
EOY$7,663,847,797EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$11,669,737,422BOYAmt
EOY$12,698,965,590EOYAmt
FieldValueIRS element (for citing)
Reconcilation Revenue Expnss$670,962,225ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst$95,828,968NetUnrlzdGainsLossesInvstAmt
Prior Period Adjustments-$1,506,654PriorPeriodAdjustmentsAmt
Other Changes In Net Assets$0OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS AuditedYes (1)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consol And Sep Basis Fincl StmtYes (X)ConsolAndSepBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (1)AuditCommitteeInd
Federal Grant Audit RequiredYes (1)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (1)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Public Organization170Yes (X)PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,524,767,840CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,621,056,667CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,667,523,784CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,569,030,190CurrentTaxYearMinus1YearAmt
Current Tax Year$1,516,925,595CurrentTaxYearAmt
Total$7,899,304,076TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,524,767,840CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,621,056,667CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,667,523,784CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,569,030,190CurrentTaxYearMinus1YearAmt
Current Tax Year$1,516,925,595CurrentTaxYearAmt
Total$7,899,304,076TotalAmt
FieldValueIRS element (for citing)
Public Support Total170$7,899,304,076PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$97,217,706CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$84,482,512CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$107,059,684CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$88,863,114CurrentTaxYearMinus1YearAmt
Current Tax Year$100,751,306CurrentTaxYearAmt
Total$478,374,322TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus3 Years$1,390,683CurrentTaxYearMinus3YearsAmt
Current Tax Year$3,369,159CurrentTaxYearAmt
Total$4,759,842TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$51,176,430CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$42,751,921CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$44,049,807CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$49,469,843CurrentTaxYearMinus1YearAmt
Current Tax Year$47,145,820CurrentTaxYearAmt
Total$234,593,821TotalAmt
FieldValueIRS element (for citing)
Total Support$8,617,032,061TotalSupportAmt
Gross Receipts Rltd Activities$7,369,343,770GrossReceiptsRltdActivitiesAmt
Public Support CY1700.91670PublicSupportCY170Pct
Public Support PY1700.91430PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SECTION B LINE 10 OTHER INCOMEOTHER INCOME IS COMPRISED OF NET INCOME FROM SALE OF INVENTORY, ACTUARIAL ADJUSTMENTS AND OTHER MISCELLANEOUS INCOME.
SCHEDULE A PART IITHE UNIVERSITY OF CHICAGO IS A SCHOOL; HOWEVER IN ORDER TO USE THE SPECIAL USE ON SCHEDULE B FOR A 501(C)(3) ORGANIZATION, IT IS NECESSARY TO COMPLETE SCHEDULE A, PART II TO DEMONSTRATE THAT THE UNIVERSITY MEETS THE 33 1/3% PUBLIC SUPPORT TEST. THEREFORE THE UNIVERSITY IS CLASSIFIED IN PART I LINE 7 AS AN ORGANIZATION THAT NORMALLY RECEIVES A SUBSTANTIAL PART OF ITS SUPPORT FROM A GOVERNMENT UNIT OR FROM THE GENERAL PUBLIC.

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Volunteers0VolunteersInd
Paid Staff Or ManagementYes (1)PaidStaffOrManagementInd
Media Advertisements0MediaAdvertisementsInd
Mailings Members0MailingsMembersInd
Publications Or Broadcast0PublicationsOrBroadcastInd
Grants Other Organizations0GrantsOtherOrganizationsInd
Direct Contact LegislatorsYes (1)DirectContactLegislatorsInd
Direct Contact Legislators$262,831DirectContactLegislatorsAmt
Rallies Demonstrations0RalliesDemonstrationsInd
Other Activities0OtherActivitiesInd
Total Lobbying Expenditures$262,831TotalLobbyingExpendituresAmt
Not Described Section501c30NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceFORM 990 SCH C, PART II-B, LINE 1, LOBBYING ACTIVITIESFormAndLineReferenceDesc
ExplanationTHE UNIVERSITY OF CHICAGO IS INVOLVED IN ISSUES THAT AFFECT HIGHER EDUCATION AND RESEARCHExplanationTxt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets Sale0SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,925,641,100BeginningYearBalanceAmt
Contributions$182,817,930ContributionsAmt
Investment Earnings Or Losses$476,958,234InvestmentEarningsOrLossesAmt
Grants Or Scholarships$64,583,071GrantsOrScholarshipsAmt
Other Expenditures$342,442,537OtherExpendituresAmt
Administrative Expenses$17,103,206AdministrativeExpensesAmt
End Year Balance$7,161,288,450EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,536,945,638BeginningYearBalanceAmt
Contributions$299,641,262ContributionsAmt
Investment Earnings Or Losses$548,201,127InvestmentEarningsOrLossesAmt
Grants Or Scholarships$61,410,267GrantsOrScholarshipsAmt
Other Expenditures$376,046,512OtherExpendituresAmt
Administrative Expenses$21,690,148AdministrativeExpensesAmt
End Year Balance$6,925,641,100EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,045,003,364BeginningYearBalanceAmt
Contributions$197,328,418ContributionsAmt
Investment Earnings Or Losses$681,260,067InvestmentEarningsOrLossesAmt
Grants Or Scholarships$57,769,334GrantsOrScholarshipsAmt
Other Expenditures$310,974,902OtherExpendituresAmt
Administrative Expenses$17,901,975AdministrativeExpensesAmt
End Year Balance$6,536,945,638EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,471,558,987BeginningYearBalanceAmt
Contributions$138,940,063ContributionsAmt
Investment Earnings Or Losses-$134,353,584InvestmentEarningsOrLossesAmt
Grants Or Scholarships$52,663,062GrantsOrScholarshipsAmt
Other Expenditures$360,568,009OtherExpendituresAmt
Administrative Expenses$17,911,031AdministrativeExpensesAmt
End Year Balance$6,045,003,364EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,460,254,214BeginningYearBalanceAmt
Contributions$159,687,348ContributionsAmt
Investment Earnings Or Losses$252,159,701InvestmentEarningsOrLossesAmt
Grants Or Scholarships$48,895,668GrantsOrScholarshipsAmt
Other Expenditures$334,354,230OtherExpendituresAmt
Administrative Expenses$17,292,379AdministrativeExpensesAmt
End Year Balance$6,471,558,986EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.29000BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.30000PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.41000TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org0EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org0EndowmentsHeldRelatedOrgInd

Land LandGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$82,782,990OtherCostOrOtherBasisAmt
Book Value$82,782,990BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$4,549,614,354OtherCostOrOtherBasisAmt
Depreciation$1,671,308,239DepreciationAmt
Book Value$2,878,306,115BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$548,332,973OtherCostOrOtherBasisAmt
Depreciation$386,301,292DepreciationAmt
Book Value$162,031,681BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$413,586,958OtherCostOrOtherBasisAmt
Depreciation$331,955,773DepreciationAmt
Book Value$81,631,185BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$3,204,751,971TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (2 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
REAL ESTATE$1,025,005,867F
VENTURE CAPITAL$3,624,302,080F
FieldValueIRS element (for citing)
Total Book Value Securities$4,649,307,947TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp

FieldValueIRS element (for citing)
DescFUNDS HELD IN CUSTODY FOR OTHERSDesc
Amt$203,524,910Amt
FieldValueIRS element (for citing)
Total Liability$203,524,910TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd
Total Rev Etc Audited Fincl Stmt$3,779,776,730TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst$95,828,968NetUnrealizedGainsInvstAmt
Other Revenue$20,191,989OtherRevenueAmt
Revenue Not Reported$116,020,957RevenueNotReportedAmt
Revenue Subtotal$3,663,755,773RevenueSubtotalAmt
Investment Expenses Not Incld$9,404,688InvestmentExpensesNotIncldAmt
Other Revenues Not Included$817,417,389OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt$826,822,077RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990$4,490,577,850TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt$2,844,900,730TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included-$146,368,054OtherExpensesIncludedAmt
Expenses Not Reported-$146,368,054ExpensesNotReportedAmt
Expenses Subtotal$2,991,268,784ExpensesSubtotalAmt
Investment Expenses Not Incld2$9,404,688InvestmentExpensesNotIncld2Amt
Other Expenses Not Included$818,942,153OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt$828,346,841ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990$3,819,615,625TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART X, LINE 2:THE UNIVERSITY OF CHICAGO IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, EXCEPT FOR UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL INCOME TAXES. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN FISCAL YEARS 2019 AND 2018 AND THERE ARE NO UNCERTAIN TAX POSITIONS CONSIDERED TO BE MATERIAL.
PART XI, LINE 2D - OTHER ADJUSTMENTS:COST OF DISPOSED EQUIPMENT 7,722,343. COST OF GOODS SOLD 8,912,696. RELATED ORGANIZATIONS 3,556,950.
PART XI, LINE 4B - OTHER ADJUSTMENTS:DISREGARDED ENTITY 817,417,389.
PART XII, LINE 2D - OTHER ADJUSTMENTS:DISPOSAL OF EQUIPMENT 7,722,343. COST OF GOODS SOLD 8,912,696. RELATED ORGANIZATIONS -163,003,093.
PART XII, LINE 4B - OTHER ADJUSTMENTS:DISREGARDED ENTITY 818,942,153.
PART II LINE 4THE UNIVERSITY OF CHICAGO HAS TWO MUSEUMS - THE DAVID AND ALFRED SMART MUSEUM OF ART (SMART MUSEUM) AND THE ORIENTAL INSTITUTE OF THE UNIVERSITY OF CHICAGO (ORIENTAL INSTITUTE MUSEUM). THE SMART MUSEUM PROMOTES THE UNDERSTANDING OF THE VISUAL ARTS AND THEIR IMPORTANCE TO CULTURAL AND INTELLECTUAL HISTORY THROUGH DIRECT EXPERIENCES WITH ORIGINAL WORKS OF ART AND THROUGH AN INTERDISCIPLINARY APPROACH TO ITS COLLECTIONS, EXHIBITIONS, PUBLICATIONS AND PROGRAMS. THE SCOPE OF ITS PERMANENT COLLECTIONS, SPECIAL EXHIBITIONS, FOCUS ON RESEARCH AND TEACHING BY THE UNIVERSITY OF CHICAGO SCHOLARS AND OUTREACH AND EDUCATIONAL PROGRAMS TO BOTH ADULTS AND SCHOOL AGE CHILDREN MAKE SMART MUSEUM ONE OF THE MIDWEST'S MOST DYNAMIC AND INNOVATIVE EDUCATIONAL INSTITUTIONS IN THE VISUAL ARTS. THE ORIENTAL INSTITUTE MUSEUM IS A WORLD RENOWNED SHOWCASE FOR THE HISTORY, ART AND ARCHAEOLOGY OF THE ANCIENT NEAR EAST. THE COLLECTIONS ARE USED EXTENSIVELY FOR RESEARCH, TEACHING AND EXHIBITIONS. ITS APPROACH TO INTEGRATE ARCHAEOLOGICAL, TEXTUAL AND ART HISTORICAL DATA TO UNDERSTAND THE DEVELOPMENT AND FUNCTIONS OF THE ANCIENT CIVILIZATIONS OF THE NEAR EAST MAKE IT AN EXCEPTIONAL RESOURCE FOR THE UNIVERSITY COMMUNITY AS WELL AS THE COMMUNITY AT LARGE. PART V, LINE 4 DESCRIBE IN PART XIV THE INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS THE UNIVERSITY'S USE OF ENDOWMENT FUNDS IS INSEPARABLE FROM THE OVERALL ACADEMIC MISSION AS ONE OF THE WORLD'S LEADING RESEARCH UNIVERSITIES. ENDOWMENT FUNDS ARE USED TO SUPPORT INSTRUCTION AND RESEARCH PROGRAMS; SUPPORT PROFESSORSHIPS; SUPPORT FINANCIAL AID FOR UNDERGRADUATE, GRADUATE AND PROFESSIONAL STUDENTS; SUPPORT THE ACQUISITION, RESTORATION AND PRESERVATION OF BOOKS AND OTHER MATERIALS IN THE LIBRARIES; AND SUPPORT THE ON-GOING OPERATIONS OF THE PHYSICAL PLANT, GROUNDS, AND EQUIPMENT.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (1)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (1)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediaYes (1)PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (1)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (1)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (1)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (1)MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts0DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy0DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty0DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs0DiscriminateRaceSchsInd
Discriminate Race Educ Plcy0DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts0DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog0DiscriminateRaceAthltProgInd
Discriminate Race Other Acty0DiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (1)GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd0GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (1)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
LINE 3 - EXPLANATION OF NONDISCRIMINATION POLICYTHE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND AROUND THE WORLD, FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY, AS EMBODIED IN THE UNIVERSITY'S POLICY ON UNLAWFUL DISCRIMINATION AND HARASSMENT, AND INCLUDES A STATEMENT OF ITS NONDISCRIMINATORY POLICY ON ITS BROCHURES, CATALOGUES AND APPLICATION MATERIALS DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS.
LINE 6 - EXPLANATION OF GOVERNMENT FINANCIAL AID:THE UNIVERSITY OF CHICAGO RECEIVES FUNDING FROM VARIOUS GOVERNMENTAL AGENCIES FOR STUDENT FINANCIAL AID.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (1)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (40 entries)

RegionRegionTxtOfficesOfficesCntEmployeeEmployeeCntType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
EUROPE (INCLUDING ICELAND & GREENLAND)235PROGRAM SERVICESINSTRUCTION$20,023,503
RUSSIA AND NEIGHBORING STATESPROGRAM SERVICESINSTRUCTION$85,736
EAST ASIA AND THE PACIFIC229PROGRAM SERVICESINSTRUCTION$17,541,058
SOUTH ASIAPROGRAM SERVICESINSTRUCTION$91,388
NORTH AMERICAPROGRAM SERVICESINSTRUCTION$107,102
MIDDLE EAST AND NORTH AFRICA12PROGRAM SERVICESINSTRUCTION$346,773
ANTARCTICA6PROGRAM SERVICESINSTRUCTION
EUROPE (INCLUDING ICELAND & GREENLAND)4PROGRAM SERVICESRESEARCH$1,035,719
RUSSIA AND NEIGHBORING STATES1PROGRAM SERVICESRESEARCH$17,772
EAST ASIA AND THE PACIFIC26PROGRAM SERVICESRESEARCH$1,959,939
SOUTH ASIA2120PROGRAM SERVICESRESEARCH$4,630,008
NORTH AMERICA1PROGRAM SERVICESRESEARCH$58,439
MIDDLE EAST AND NORTH AFRICA4PROGRAM SERVICESRESEARCH$1,649,156
SOUTH AMERICAPROGRAM SERVICESRESEARCH$1,380,000
ANTARCTICAPROGRAM SERVICESRESEARCH$469,875
EUROPE (INCLUDING ICELAND & GREENLAND)PROGRAM SERVICESSUBAWARDS$381,123
SUB SAHARAN AFRICAPROGRAM SERVICESSUBAWARDS$201,297
EAST ASIA AND THE PACIFICPROGRAM SERVICESSUBAWARDS$108,260
SOUTH ASIAPROGRAM SERVICESSUBAWARDS$555,705
NORTH AMERICAPROGRAM SERVICESSUBAWARDS$914,676
SOUTH AMERICAPROGRAM SERVICESSUBAWARDS$90,613
CENTRAL AMERICAPROGRAM SERVICESSUBAWARDS$11,789
EUROPE (INCLUDING ICELAND & GREENLAND)FUNDRAISING$149,246
EAST ASIA AND THE PACIFICFUNDRAISING$164,131
NORTH AMERICAFUNDRAISING$1,706
SOUTH AMERICAFUNDRAISING$22,986
EUROPE (INCLUDING ICELAND & GREENLAND)PROGRAM SERVICESSCHOLARSHIP & STIPENDS$1,362,025
RUSSIA AND NEIGHBORING STATESPROGRAM SERVICESSCHOLARSHIP & STIPENDS$74,028
SUB SAHARAN AFRICAPROGRAM SERVICESSCHOLARSHIP & STIPENDS$309,483
EAST ASIA AND THE PACIFICPROGRAM SERVICESSCHOLARSHIP & STIPENDS$1,637,059
SOUTH ASIAPROGRAM SERVICESSCHOLARSHIP & STIPENDS$575,573
NORTH AMERICAPROGRAM SERVICESSCHOLARSHIP & STIPENDS$546,293
MIDDLE EAST AND NORTH AFRICAPROGRAM SERVICESSCHOLARSHIP & STIPENDS$345,661
SOUTH AMERICAPROGRAM SERVICESSCHOLARSHIP & STIPENDS$672,172
CENTRAL AMERICAPROGRAM SERVICESSCHOLARSHIP & STIPENDS$52,428
CENTRAL AMERICA AND THE CARIBBEANINVESTMENTS$2,795,134,025
EAST ASIA AND THE PACIFICINVESTMENTS$50,718,291
EUROPE (INCLUDING ICELAND & GREENLAND)INVESTMENTS$523,893,190
NORTH AMERICAINVESTMENTS$43,603,264
SUB-SAHARAN AFRICAINVESTMENTS$169,995,570
FieldValueIRS element (for citing)
Subtotal Offices5SubtotalOfficesCnt
Subtotal Employees76SubtotalEmployeesCnt
Continuation Total Office4ContinuationTotalOfficeCnt
Continuation Total Employee132ContinuationTotalEmployeeCnt
Total Office9TotalOfficeCnt
Total Employee208TotalEmployeeCnt
Subtotal Spent$39,231,279SubtotalSpentAmt
Continuation Spent$3,601,685,783ContinuationSpentAmt
Total Spent$3,640,917,062TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (40 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxtNon Cash AssistanceNonCashAssistanceAmt
SOUTH ASIASUBAWARD$90,958WIRE$0
SOUTH ASIASUBAWARD$36,180WIRE$0
EUROPESUBAWARD$150,693WIRE$0
SUB-SAHARAN AFRICASUBAWARD$15,000WIRE$0
SUB-SAHARAN AFRICASUBAWARD$43,200WIRE$0
EUROPESUBAWARD$20,544WIRE$0
SOUTH ASIASUBAWARD$36,133WIRE$0
SOUTH ASIASUBAWARD$16,378WIRE$0
SOUTH ASIASUBAWARD$118,040WIRE$0
EUROPESUBAWARD$22,532WIRE$0
SUB-SAHARAN AFRICASUBAWARD$18,050WIRE$0
SOUTH ASIASUBAWARD$17,104WIRE$0
EUROPESUBAWARD$13,225WIRE$0
SOUTH ASIASUBAWARD$137,329WIRE$0
EUROPESUBAWARD$17,346WIRE$0
SUB-SAHARAN AFRICASUBAWARD$6,000WIRE$0
NORTH AMERICASUBAWARD$290,922WIRE$0
NORTH AMERICASUBAWARD$511,237WIRE$0
SOUTH ASIASUBAWARD$103,584WIRE$0
EUROPESUBAWARD$8,072WIRE$0
CENTRAL AMERICA AND THE CARRIBEANSUBAWARD$11,789WIRE$0
NORTH AMERICASUBAWARD$14,629WIRE$0
NORTH AMERICASUBAWARD$5,499WIRE$0
EAST ASIA AND THE PACIFICSUBAWARD$63,847WIRE$0
EUROPESUBAWARD$4,268WIRE$0
SOUTH AMERICASUBAWARD$34,219WIRE$0
EUROPESUBAWARD$53,987WIRE$0
NORTH AMERICASUBAWARD$1,600WIRE$0
EUROPESUBAWARD$10,000WIRE$0
SOUTH AMERICASUBAWARD$55,944WIRE$0
EUROPESUBAWARD$22,103WIRE$0
EUROPESUBAWARD$40,642WIRE$0
NORTH AMERICASUBAWARD$87,781WIRE$0
SUB-SAHARAN AFRICASUBAWARD$21,000WIRE$0
SUB-SAHARAN AFRICASUBAWARD$6,000WIRE$0
SUB-SAHARAN AFRICASUBAWARD$27,756WIRE$0
EAST ASIA AND THE PACIFICSUBAWARD$44,414WIRE$0
NORTH AMERICASUBAWARD$3,008WIRE$0
EUROPESUBAWARD$17,710WIRE$0
SUB-SAHARAN AFRICASUBAWARD$64,291WIRE$0

Foreign Individuals Grants ForeignIndividualsGrantsGrp (17 entries)

Type Of AssistanceTypeOfAssistanceTxtRegionRegionTxtRecipientRecipientCntCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxtNon Cash AssistanceNonCashAssistanceAmt
STUDENT AIDCENTRAL AMERICA AND THE CARIBBEAN1$11,428CHECK OR WIRE$0
STUDENT AIDEAST ASIA AND THE PACIFIC56$1,121,924CHECK OR WIRE$0
STUDENT AIDEUROPE (INCLUDING ICELAND & GREENLAND)34$1,157,222CHECK OR WIRE$0
STUDENT AIDMIDDLE EAST AND NORTH AFRICA8$261,966CHECK OR WIRE$0
STUDENT AIDNORTH AMERICA18$516,543CHECK OR WIRE$0
STUDENT AIDRUSSIA AND NEIGHBORING STATES5$74,028CHECK OR WIRE$0
STUDENT AIDSOUTH AMERICA14$651,393CHECK OR WIRE$0
STUDENT AIDSOUTH ASIA28$510,573CHECK OR WIRE$0
STUDENT AIDSUB-SAHARAN AFRICA6$230,483CHECK OR WIRE$0
SUMMER GRANTSCENTRAL AMERICA AND THE CARIBBEAN9$41,000CHECK OR WIRE$0
SUMMER GRANTSEAST ASIA AND THE PACIFIC180$515,135CHECK OR WIRE$0
SUMMER GRANTSEUROPE (INCLUDING ICELAND & GREENLAND)77$204,803CHECK OR WIRE$0
SUMMER GRANTSMIDDLE EAST AND NORTH AFRICA41$83,695CHECK OR WIRE$0
SUMMER GRANTSNORTH AMERICA8$29,750CHECK OR WIRE$0
SUMMER GRANTSSOUTH AMERICA10$20,779CHECK OR WIRE$0
SUMMER GRANTSSOUTH ASIA18$65,000CHECK OR WIRE$0
SUMMER GRANTSSUB-SAHARAN AFRICA18$79,000CHECK OR WIRE$0
FieldValueIRS element (for citing)
Transfer To Foreign CorpYes (1)TransferToForeignCorpInd
Interest In Foreign Trust0InterestInForeignTrustInd
Foreign Corp OwnershipYes (1)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (1)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (1)ForeignPartnershipInd
Boycott Countries0BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 2:FormAndLineReferenceDesc
ExplanationTHE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.ExplanationTxt

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty0AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp

Organization Business Name OrganizationBusinessName

FieldValueIRS element (for citing)
Business Name Line1RUFFALO NOEL LEVITZBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line11025 KIRKWOOD PARKWAYAddressLine1Txt
CityCEDAR RAPIDSCityNm
State AbbreviationIAStateAbbreviationCd
ZIP52404ZIPCd
FieldValueIRS element (for citing)
ActivityTELEMARKETINGActivityTxt
Fundraiser Control Of Funds0FundraiserControlOfFundsInd
Gross Receipts$932,298GrossReceiptsAmt
Retained By Contractor$713,255RetainedByContractorAmt
Net To Organization$219,044NetToOrganizationAmt
FieldValueIRS element (for citing)
Total Gross Receipts$932,298TotalGrossReceiptsAmt
Total Retained By Contractors$713,255TotalRetainedByContractorsAmt
Total Net To Organization$219,044TotalNetToOrganizationAmt
Licensed StatesALLicensedStatesCd
Licensed StatesCALicensedStatesCd
Licensed StatesCTLicensedStatesCd
Licensed StatesFLLicensedStatesCd
Licensed StatesGALicensedStatesCd
Licensed StatesHILicensedStatesCd
Licensed StatesILLicensedStatesCd
Licensed StatesKSLicensedStatesCd
Licensed StatesLALicensedStatesCd
Licensed StatesMNLicensedStatesCd
Licensed StatesMSLicensedStatesCd
Licensed StatesMOLicensedStatesCd
Licensed StatesNJLicensedStatesCd
Licensed StatesNMLicensedStatesCd
Licensed StatesNDLicensedStatesCd
Licensed StatesOHLicensedStatesCd
Licensed StatesOKLicensedStatesCd
Licensed StatesPALicensedStatesCd
Licensed StatesRILicensedStatesCd
Licensed StatesTNLicensedStatesCd
Licensed StatesUTLicensedStatesCd
Licensed StatesVALicensedStatesCd
Licensed StatesWILicensedStatesCd
Licensed StatesAKLicensedStatesCd
Licensed StatesCOLicensedStatesCd
Licensed StatesKYLicensedStatesCd
Licensed StatesMDLicensedStatesCd
Licensed StatesWALicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Event1COURT THEATREEvent1Nm
Gross Receipts Event1$516,105GrossReceiptsEvent1Amt
Charitable Contri Event1$276,476CharitableContriEvent1Amt
Gross Revenue Event1$239,629GrossRevenueEvent1Amt
Non Cash Prizes Event1$107,050NonCashPrizesEvent1Amt
Rent Facility Costs Event1$22,322RentFacilityCostsEvent1Amt
Food And Beverage Event1$39,979FoodAndBeverageEvent1Amt
Entertainment Event1$53,174EntertainmentEvent1Amt
Other Direct Expenses Event1$20,077OtherDirectExpensesEvent1Amt
Event2LAB SCHOOLEvent2Nm
Gross Receipts Event2$264,325GrossReceiptsEvent2Amt
Charitable Contri Event2$200,634CharitableContriEvent2Amt
Gross Revenue Event2$63,691GrossRevenueEvent2Amt
Non Cash Prizes Event2$2,500NonCashPrizesEvent2Amt
Rent Facility Costs Event2$41,817RentFacilityCostsEvent2Amt
Food And Beverage Event2$29,330FoodAndBeverageEvent2Amt
Entertainment Event2$11,989EntertainmentEvent2Amt
Other Direct Expenses Event2$19,327OtherDirectExpensesEvent2Amt
Other Events Total1OtherEventsTotalCnt
Gross Receipts Other Events$584,000GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$402,701CharitableContriOtherEventsAmt
Gross Revenue Other Events$181,299GrossRevenueOtherEventsAmt
Rent Fclty Costs Other Events$66,039RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events$82,733FoodAndBeverageOtherEventsAmt
Entertainment Other Events$1,700EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events$99,350OthDirectExpnssOtherEventsAmt
Gross Receipts Total$1,364,430GrossReceiptsTotalAmt
Charitable Contributions Tot$879,811CharitableContributionsTotAmt
Gross Revenue Total Events$484,619GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events$109,550NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events$130,178RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events$152,042FoodAndBeverageTotalEventsAmt
Entertainment Total Events$66,863EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events$138,754OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$597,387DirectExpenseSummaryEventsAmt
Net Income Summary-$112,768NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE G, PART I, LINE2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:(I) NAME OF FUNDRAISER: RUFFALO NOEL LEVITZ (I) ADDRESS OF FUNDRAISER: 1025 KIRKWOOD PARKWAY, CEDAR RAPIDS, IA 52404
PART I LINE 2BINSTALLMENTS $688,324.63 POSTAGE $8,805.00 MAILING $16,125.00 TOTAL $713,254.63

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (1)GrantRecordsMaintainedInd

Recipient Table RecipientTable (180 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtAddress Line2USAddress/AddressLine2Txt
ACCESS COMMUNITY HEALTH NETWORK
1501 S CALIFORNIA AVENUECHICAGOIL60608363317058501 (C) (3)$21,500SUBAWARD
ADVOCATE HEALTH AND HOSPITALS CORPORATION
3075 HIGHLAND PARKWAY SUITE 600DOWNERS GROVEIL60515362169147501 (C) (3)$78,373SUBAWARD
ALABAMA STATE UNIVERSITY
915 SOUTH JACKSON STREETMONTGOMERYAL36104636001101501 (C) (3)$94,500SUBAWARD
ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVENUEBRONXNY104611975131624225501 (C) (3)$62,699SUBAWARD
ALLIANCE OF CHICAGO COMMUNITY HEALTH SERVICES L3C
215 W OHIO STREET 4TH FLOORCHICAGOIL60654364444309$112,973SUBAWARD
AMANI INSTITUTE
1405 S FERN STREET 90212ARLINGTONVA22202460576685501 (C) (3)$21,150SUBAWARD
ASIAN HUMAN SERVICES FAMILY HEALTH CENTER
2424 W PETERSON AVENUECHICAGOIL60659010567661501 (C) (3)$42,511SUBAWARD
AUTONOMOUS THERAPEUTICS INC
63 FLUSHING AVENUE BUILDING 128BROOKLYNNY112051059$118,428SUBAWARDUNIT 241
BEHAVIORAL IDEAS LAB INC
242 W 30TH ST SUITE 1000NEW YORKNY10001271678009501 (C) (3)$38,055SUBAWARD
BELOVED COMMUNITY FAMILY WELLNESS CENTER
6821 S HALSTEDCHICAGOIL606211833043828358501 (C) (3)$12,500SUBAWARD
BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVENUEBOSTONMA022155491042103881501 (C) (3)$49,587SUBAWARD
BOARD OF EDUCATION OF THE CITY OF CHICAGO
42 WEST MADISON STREETCHICAGOIL606024309366005821GOVT$25,824SUBAWARD
BRIGHTSTAR COMMUNITY OUTREACH INC
4518 S COTTAGE GROVE AVENUECHICAGOIL606534395262007088501 (C) (3)$71,907SUBAWARD
CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BOULEVARDPASADENACA911250001951643307501 (C) (3)$71,385SUBAWARD
CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVENUECLEVELANDOH441067037341018992501 (C) (3)$27,120SUBAWARD
CENTER FOR HEALTH CARE STRATEGIES INC
200 AMERICAN METRO BLVD SUITE 119HAMILTONNH08619223375015501 (C) (3)$50,000SUBAWARD
CENTRAL DUPAGE HOSPITAL
25 N WINFIELD ROADWINFIELDIL60190362513909501 (C) (3)$336,991SUBAWARD
CHARLES DREW UNIVERSITY
1731 E 120TH STREETLOS ANGELESCA900593051956151774501 (C) (3)$53,500SUBAWARD
CHICAGO DEPARTMENT OF PUBLIC HEALTH
333 S STATE STREET ROOM 200CHICAGOIL60604366005820GOVT$34,298SUBAWARD
CHICAGO FAMILY HEALTH CENTER
9119 S EXCHANGE AVENUECHICAGOIL60617362893854501 (C) (3)$97,065SUBAWARD
CHICAGO HOUSE AND SOCIAL SERVICE AGENCY
1925 N CLYBOURN SUITE 401CHICAGOIL60614363376432501 (C) (3)$20,229SUBAWARD
CHICAGO HYDE PARK VILLAGE
5500 S WOODLAWN AVENUECHICAGOIL606371621900798416501 (C) (3)$44,431SUBAWARD
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ST BERNARD HOSPITAL
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UNIVERSITY OF CONNECTICUT
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UNIVERSITY OF DENVER
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WESTED
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Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmt
UNDERGRADUATE STUDENT AID6103$149,808,273
GRDUATE STUDENT AID9021$310,139,365

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 2FormAndLineReferenceDesc
ExplanationTHE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Travel For CompanionsYes (X)TravelForCompanionsInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Club Dues Or FeesYes (X)ClubDuesOrFeesInd
Written Policy Ref T And E ExpnssYes (1)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (1)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance Payment0SeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (1)SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm0EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org0CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs0CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org0CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs0CompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (1)AnyNonFixedPaymentsInd
Initial Contract Exception0InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (24 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
ROBERT J ZIMMER
PRESIDENT$1,325,536$0$4,120,316$0$331,450$0$889,200$0$199,333$0$6,865,835$0$3,036,956$0
ERIC ISAACS
EVP RSCH, INNOV. NAT'L LABS$347,945$0$35,500$0$7,179$0$22,000$0$42,455$0$455,079$0$0$0
JUAN DE PABLO
VP FOR NATIONAL LABORATORIES$470,994$0$0$0$30,880$0$22,000$0$88,072$0$611,946$0$0$0
DANIEL DIERMEIER
PROVOST$840,836$0$91,000$0$65,576$0$72,000$0$47,175$0$1,116,587$0$0$0
DEREK DOUGLAS
VP CIVIC ENGAGEMENT$538,983$0$85,300$0$3,759$0$22,000$0$56,339$0$706,381$0$0$0
DAVID B FITHIAN
EXECUTIVE VICE PRESIDENT$692,925$0$67,500$0$7,567$0$22,000$0$18,418$0$808,410$0$0$0
KIMBERLY TAYLOR
VP & GENERAL COUNSEL$666,548$0$65,000$0$25,251$0$22,000$0$64,393$0$843,192$0$0$0
SHARON MARINE
VP ALUMNI RELATIONS & DEVL.$704,412$0$60,000$0$4,722$0$22,000$0$15,384$0$806,518$0$0$0
JAMES G NONDORF
VP ENROLL. & STUDENT ADV.$648,061$0$62,100$0$5,980$0$22,000$0$10,490$0$748,631$0$0$0
KENNETH S POLONSKY
EXEC. VP MEDICAL AFFAIRS$1,784,506$0$500,000$0$346,583$0$22,000$336,750$23,865$0$2,676,954$336,750$0$0
PAUL RAND
VP COMMUNICATIONS$434,957$0$39,875$0$78,821$0$22,000$0$34,382$0$610,035$0$0$0
MICHELE RASMUSSEN
DEAN OF STUDENTS$311,467$0$30,000$0$1,580$0$22,000$0$7,622$0$372,669$0$0$0
DARREN REISBERG
VP STRATEGIC INITIATIVES$389,413$0$38,000$0$10,083$0$22,000$0$11,515$0$471,011$0$0$0
MARK A SCHMID
VP AND CHIEF INVEST. OFFICER$743,556$0$1,597,624$0$12,075$0$762,000$0$34,283$0$3,149,538$0$708,448$0
IVAN SAMSTEIN
VP & CFO$537,926$0$76,175$0$2,129$0$22,000$0$49,324$0$687,554$0$0$0
BALAJI SRINIVASAN
VP GLOBAL ENGAGEMENT$511,427$0$47,500$0$18,136$0$22,000$0$40,992$0$640,055$0$0$0
CATHERINE CALLOW-WRIGHT
VP & SECRETARY OF THE UNIVERSITY$357,758$0$35,000$0$2,104$0$22,000$0$31,562$0$448,424$0$0$0
MADHAV RAJAN
DEAN BOOTH SCHOOL OF BUSINESS$794,375$0$116,250$0$90,725$0$22,000$0$0$0$1,023,350$0$0$0
VALLUVAN JEEVANANDAM
CHIEF CARDIAC & THORACIC SURG.$1,216,968$0$125,000$0$0$0$22,000$0$18,390$0$1,382,358$0$0$0
DAVID BARCLAY
CHIEF OPERATING OFFICER CRSP$225,290$0$1,222,021$0$0$0$9,520$0$34,712$0$1,491,543$0$0$0
LUIGI ZINGALES
PROF OF ENTREPRENEURSHIP & FINANCE$778,944$0$461,678$0$102,157$0$22,000$0$129,172$0$1,493,951$0$0$0
JOHN FUNG
PROF SURGERY & CHIEF OF TRANSPLANTAT$988,935$0$357,747$0$0$0$22,000$0$32,923$0$1,401,605$0$0$0
PRADEEP CHINTAGUNTA
PROF OF MARKETING$663,126$0$674,571$0$85,882$0$22,000$0$31,481$0$1,477,060$0$0$0
JOHN R KROLL
AVP FINANCE$363,730$0$37,230$0$0$0$22,000$0$14,073$0$437,033$0$0$0

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART I, LINE 1AFIRST CLASS TRAVEL. UNDER WRITTEN UNIVERSITY POLICY, FIRST CLASS AIR TRAVEL IS ONLY ALLOWED WHEN APPROVED IN ADVANCE BY A DEAN, VICE-PRESIDENT OR THE PROVOST. FOUR OFFICERS WERE APPROVED FOR FIRST CLASS TRAVEL IN ACCORDANCE WITH THIS POLICY. NONE OF THE BUSINESS TRIPS WERE DEEMED TAXABLE COMPENSATION. TRAVEL FOR COMPANION. UNDER WRITTEN UNIVERSITY POLICY, TRAVEL FOR COMPANIONS MUST BE PRE-APPROVED BY THE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND WILL ONLY BE APPROVED WHEN THE COMPANION TRAVEL SERVES A BONA FIDE BUSINESS PURPOSE. ONE OFFICER HAS COMPANION TRAVEL APPROVED IN ACCORDANCE WITH THIS POLICY. THE COST OF THE COMPANION TRAVEL WAS NOT DEEMED TAXABLE COMPENSATION. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS. INDIVIDUALS MAY HAVE CERTAIN PAYMENTS GROSSED UP AT THE DISCRETION OF HEADS OF DEPARTMENTS, OFFICERS OR THE BOARD OF THE UNIVERSITY. HOUSING ALLOWANCE OR RESIDENT FOR PERSONAL USE. (PART 1A & 1B AND PART II, COLUMN D FOR ROBERT J. ZIMMER). HOUSING ALLOWANCES ARE ONLY PERMITTED IF PRE-APPROVED BY THE PROVOST'S OFFICE OR UNIVERSITY HUMAN RESOURCES. ONE OFFICER RECEIVED A HOUSING ALLOWANCE WHICH WAS INCLUDED IN THE INDIVIDUAL'S TAXABLE COMPENSATION. OF THE AMOUNT IN COLUMN D FOR ROBERT J. ZIMMER, $177,633 REPRESENTS THE VALUE OF THE UNIVERSITY-OWNED HOUSING PROVIDED TO THE PRESIDENT, WHICH IS NOT DEEMED A TAXABLE BENEFIT. SOCIAL AND HEALTH CLUB DUES. UNDER WRITTEN UNIVERSITY POLICY, SOCIAL AND HEALTH CLUB DUES ARE REIMBURSABLE ONLY IF THE BENEFITS OF THE MEMBERSHIP SUPPORT THE UNIVERSITY'S MISSION AND ONLY IF THE REIMBURSEMENT IS APPROVED BY A DEAN, VICE PRESIDENT, PROVOST OR PRESIDENT OF THE UNIVERSITY. ANY PORTION OF THE DUES NOT USED FOR BUSINESS PURPOSES IS CONSIDERED TAXABLE COMPENSATION. OFFICER OF THE UNIVERSITY MAINTAIN MEMBERSHIP IN THE QUADRANGLE CLUB, A RELATED ORGANIZATION THAT OPERATES A FACULTY CLUB ON THE CAMPUS OF THE UNIVERSITY FOR PURPOSES OF CONDUCTING MEETINGS AND OTHER UNIVERSITY BUSINESS. THE UNIVERSITY REIMBURSES OFFICERS FOR THESE DUES AND THE REIMBURSEMENT IS NOT DEEMED TAXABLE COMPENSATION. IN ADDITION THREE OFFICERS HAD SOCIAL CLUB DUES REIMBURSED BY THE UNIVERSITY FOR BUSINESS PURPOSES AND THE REIMBURSEMENT WAS NOT DEEMED TAXABLE COMPENSATION. PERSONAL SERVICES. THE UNIVERSITY PROVIDE FOR THE MAINTENANCE AND CLEANING OF THE UNIVERSITY OWNED HOUSE PROVIDED TO THE PRESIDENT. THESE SERVICES WERE NOT DEEMED A TAXABLE BENEFIT.
PART I, LINE 4BROBERT J. ZIMMER $ 867,200. KENNETH POLONSKY $ 336,750.
PART I, LINE 7INVESTMENT OFFICE PERSONNEL PARTICIPATE IN AN INCENTIVE COMPENSATION PROGRAM BASED ON PERFORMANCE AND QUALITATIVE MEASUREMENTS.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
IEFA 50000000 ADJ RATE REV BONDS SERIES 2003B
A5212975634520017E42003-08-28$50,000,000SEE SUPPLEMENTAL INFORMATION000
IFA 100000000 REVENUE BONDS SERIES 2004B
B86109196745200BHH42004-11-10$100,000,000SEE SUPPLEMENTAL INFORMATION000
IFA 80000000 ADJ RATE REV REFUND BONDS 2004C
C86109196745200BJG42004-11-30$80,000,000SEE SUPPLEMENTAL INFORMATION000
IFA XXX-XX-XXXX ADJ RATE DEMAND REV SERIES 2008
D86109196745200FEG02008-04-03$123,604,000SEE SUPPLEMENTAL INFORMATION000

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCapital ExpendituresCapitalExpendituresAmtSubstantial CompletionSubstantialCompletionYrRefunding Tax Exempt BondsRefundingTaxExemptBondsIndRefunding Taxable BondsRefundingTaxableBondsIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndOther Spent ProceedsOtherSpentProceedsAmt
A$17,018,000$50,141,933$274,223$49,867,710200600Yes (1)Yes (1)
B$29,926,000$102,437,189$469,999$101,967,190201000Yes (1)Yes (1)
C$3,015,000$80,000,000$463,83820060Yes (1)Yes (1)Yes (1)$79,536,162
D$29,490,000$123,604,000$752,5752004Yes (1)0Yes (1)Yes (1)$122,851,425

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdIndChange In Use Bond Financed PropChangeInUseBondFinancedPropPctRemedial Action TakenRemedialActionTakenInd
A0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)
B0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.003000.000000.0030000Yes (1)
C0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)
D0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.000000Yes (1)Yes (1)0.000400

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedIndBusiness Name Line2HedgeProviderName/BusinessNameLine2Txt
(no name)
A00Yes (1)Yes (1)Yes (1)000Yes (1)
(no name)
B00Yes (1)Yes (1)Yes (1)000Yes (1)
MORGAN STANLEY CAP
C0Yes (1)Yes (1)0Yes (1)Yes (1)00Yes (1)35.00000000000000
MERRIL LYNCH
D000Yes (1)Yes (1)Yes (1)00Yes (1)33.00000000000000CAPITAL SERVICES

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)
CYes (1)
DYes (1)

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE K, PART IV, ARBITRAGE, LINE 2C:(A) ISSUER NAME: IEFA 50,000,000 ADJ RATE REV BONDS,SERIES 2003B DATE THE REBATE COMPUTATION WAS PERFORMED: 04/02/2009 (A) ISSUER NAME: IFA 100,000,000 REVENUE BONDS, SERIES 2004B DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2009 (A) ISSUER NAME: IFA 80,000,000 ADJ RAT REV REFUNDING BONDS 2004C DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2011 (A) ISSUER NAME: IFA 123,604,000 ADJ RATE DEMAND REV SERIES 2008 DATE THE REBATE COMPUTATION WAS PERFORMED: 03/26/2013 (A) ISSUER NAME: IFA 369,570,000 REVENUE BONDS SERIES 2012A DATE THE REBATE COMPUTATION WAS PERFORMED: 01/31/2017 (A) ISSUER NAME: IFA 149,090,000 REVENUE BONDS SERIES 2013A DATE THE REBATE COMPUTATION WAS PERFORMED: 03/01/2018
PART II, LINE 3SERIES 2003B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $141,933. SERIES 2004B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $2,437,189. SERIES 2012A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $8,068. SERIES 2013A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $4,887. SERIES 2014A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $3,893. SERIES 2015A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $248,055. SERIES 2018A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $482,872. . PART II, LINE 11: SERIES 2004B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2012B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2013A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2014A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2015A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2018A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW.
PART I COLUMN F DESCRIPTION OF PURPOSE$50,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER, AND PAY CERTAIN COSTS OF ISSUANCE. $100,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND CERTAIN COSTS OF ISSUANCE. $80,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE REFUNDING BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004C, (F) DESCRIPTION OF PURPOSE TO ADVANCE REFUND $70,965,000 OF THE UNIVERSITY'S SERIES 2001A BONDS, AND PAY CERTAIN COSTS OF ISSUANCE. $123,604,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008, (F) DESCRIPTION OF PURPOSE TO CURRENTLY REFUND THE UNIVERSITY'S SERIES 1998A BONDS, AND (B) PAY CERTAIN COSTS OF ISSUANCE. $369,570,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2012A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, THE MULTIPURPOSE ECONOMICS RESEARCH BUILDING, AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 1985A BONDS AND THE 2004A BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $149,090,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2013A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, ADAPTIVE REUSE OF 5757 S. UNIVERSITY AVENUE AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 2001A BONDS, THE 2004A BONDS AND THE 2008B BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $650,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2014A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFUND THE SERIES 2009 ISSUE, PAY CERTAIN COSTS RELATING TO THE ISSUE OF THE SERIES 2014A BONDS AND ADVANCED REFUNDING OF THE 2009 ISSUE. $415,825,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2015A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFUND THE SERIES 2007 ISSUE, PAY CERTAIN COSTS OF ISSUANCE. $114,705.000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2018A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFINANCING THE COMMERCIAL PAPER NOTES ISSUED TO REDEEM THE SERIES 2001B-3 ISSUE, AND PAY CERTAIN COSTS OF ISSUANCE.
PART III, LINE 6, COLUMNS A,B,C, & DTHE AMOUNT OF NON QUALIFIED USE FROM LEASES, MANAGEMENT CONTRACTS, AND/OR RESEARCH AGREEMENTS IS LESS THAN THE EQUITY CONTRIBUTION OF THE UNIVERSITY FOR THE IMPACTED PROJECTS AND THEREFORE RESULTS IN NO PRIVATE BUSINESS USE FOR THE ISSUE

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
IFA 369570000 REVENUE BONDS SERIES 2012A
A86109196745203HFF42012-02-02$421,065,981SEE SUPPLEMENTAL INFORMATION000
IFA 149090000 REVENUE BONDS SERIES 2013A
B86109196745203HRE42013-05-15$159,766,350SEE SUPPLEMENTAL INFORMATION000
IFA 650000000 REVENUE BONDS SERIES 2014A
C86109196745203HB682014-08-12$644,509,246SEE SUPPLEMENTAL INFORMATION000
IFA XXX-XX-XXXX REVENUE BONDS SERIES 2015A
D86109196745203H3H32015-09-10$452,070,011SEE SUPPLEMENTAL INFORMATION000

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtSubstantial CompletionSubstantialCompletionYrRefunding Tax Exempt BondsRefundingTaxExemptBondsIndRefunding Taxable BondsRefundingTaxableBondsIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$27,665,000$421,074,049$1,982,388$150,009,360$269,082,30020130Yes (1)Yes (1)Yes (1)
B$2,420,000$159,771,237$1,179,561$100,004,887$58,586,7892014Yes (1)Yes (1)Yes (1)Yes (1)
C$644,513,139$2,131,891$175,008,593$467,372,65520150Yes (1)Yes (1)Yes (1)
D$2,775,000$452,318,067$1,522,422$200,331,641$250,464,00420170Yes (1)Yes (1)Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndChange In Use Bond Financed PropChangeInUseBondFinancedPropPctRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.002000.000000.002000Yes (1)0.004000Yes (1)
B0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)
C0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)
D0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A000Yes (1)0000Yes (1)
B000Yes (1)0000Yes (1)
C0Yes (1)000000Yes (1)
D0Yes (1)000000Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)
CYes (1)
DYes (1)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd

Issuer Name IssuerName

FieldValueIRS element (for citing)
Business Name Line1IFA XXX-XX-XXXX REVENUE BONDS SERIES 2018ABusinessNameLine1Txt
FieldValueIRS element (for citing)
Bond Issuer EIN861091967BondIssuerEIN
CUSIP45204ED70CUSIPNum
Bond Issued2018-03-07BondIssuedDt
Issue Price$128,797,725IssuePriceAmt
PurposeSEE SUPPLEMENTAL INFORMATIONPurposeDesc
Defeased0DefeasedInd
On Behalf Of Issuer0OnBehalfOfIssuerInd
Pool Financing0PoolFinancingInd

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Total Proceeds$129,280,597TotalProceedsAmt
Issuance Costs From Proceeds$842,147IssuanceCostsFromProceedsAmt
Capital Expenditures$56,173,450CapitalExpendituresAmt
Other Spent Proceeds$72,265,000OtherSpentProceedsAmt
Substantial Completion2019SubstantialCompletionYr
Refunding Tax Exempt BondsYes (1)RefundingTaxExemptBondsInd
Refunding Taxable Bonds0RefundingTaxableBondsInd
Final Allocation MadeYes (1)FinalAllocationMadeInd
Adequate Books And Rec MaintYes (1)AdequateBooksAndRecMaintInd

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Owning Bond Financed Property0OwningBondFinancedPropertyInd
Any Lease ArrangementsYes (1)AnyLeaseArrangementsInd
Mgmt Contract Bond Fincd PropYes (1)MgmtContractBondFincdPropInd
Engage Bond Counsel ContractsYes (1)EngageBondCounselContractsInd
Any Research AgreementsYes (1)AnyResearchAgreementsInd
Engage Bond Counsel ResearchYes (1)EngageBondCounselResearchInd
Private Bus Use By Others0.00000PrivateBusUseByOthersPct
Private Bus Concerning UBI0.00000PrivateBusConcerningUBIPct
Total Private Business Use0.00000TotalPrivateBusinessUsePct
Bond Iss Meet Prvt Sec Pymt Test0BondIssMeetPrvtSecPymtTestInd
Change In Use Bond Financed Prop0ChangeInUseBondFinancedPropInd
Procs Nonqualified Bond RemdtdYes (1)ProcsNonqualifiedBondRemdtdInd

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Form8038 T Filed0Form8038TFiledInd
Rebate Not Due YetYes (1)RebateNotDueYetInd
Exception To Rebate0ExceptionToRebateInd
No Rebate Due0NoRebateDueInd
Variable Rate Issue0VariableRateIssueInd
Hedge Identified In Bks And Rec0HedgeIdentifiedInBksAndRecInd
Gross Proceeds Invested In GIC0GrossProceedsInvestedInGICInd
Gross Proceeds Invested0GrossProceedsInvestedInd
Written Proc To Monitor ReqsYes (1)WrittenProcToMonitorReqsInd

Procedures Corrective Action ProceduresCorrectiveActionGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Procedures Corrective ActionYes (1)ProceduresCorrectiveActionInd

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (5 entries)

Relationship With OrgRelationshipWithOrgTxtLoan From OrganizationLoanFromOrganizationIndOriginal PrincipalOriginalPrincipalAmtBalance DueBalanceDueAmtDefaultDefaultIndBoard Or Committee ApprovalBoardOrCommitteeApprovalIndWritten AgreementWrittenAgreementInd
MADHAV RAJAN
KEY EMPLOYEEYes (X)$1,250,000$1,250,0000Yes (1)Yes (1)
JUAN DE PABLO
OFFICERYes (X)$100,000$40,0000Yes (1)Yes (1)
DAVID FITHIAN
OFFICERYes (X)$136,000$74,7850Yes (1)Yes (1)
KIMBERLY TAYLOR
OFFICERYes (X)$100,000$20,0000Yes (1)Yes (1)
JUAN DE PABLO
OFFICERYes (X)$100,000$100,0000Yes (1)Yes (1)
FieldValueIRS element (for citing)
Total Balance Due$1,484,785TotalBalanceDueAmt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (8 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
TISHMAN SPEYER CROWN EQUITIES
SEE PART V$600,506SEE PART V0
TRIAN PARTNERS
SEE PART V$661,018SEE PART V0
PIMCO
SEE PART V$262,242SEE PART V0
THE CARLYLE GROUP
SEE PART V$251,201SEE PART V0
LAKE CAPITAL PARTNERS
SEE PART V$147,688SEE PART V0
SHADI BARTSCH-ZIMMER
SEE PART V$351,234SEE PART V0
ARIELA LAZAR
SEE PART V$41,880SEE PART V0
TAMAR POLONSKY
SEE PART V$288,352SEE PART V0

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART IVFormAndLineReferenceDesc
ExplanationJAMES S. CROWN, A TRUSTEE OF THE UNIVERSITY, AND HIS FAMILY OWN AN INDIRECT INTEREST IN TISHMAN SPEYER CROWN EQUITIES, LLC (TISHMAN SPEYER), WHICH THROUGH A SUBSIDIARY OWNS AN OFFICE BUILDING IN WASHINGTON D.C. IN WHICH THE UNIVERSITY OF CHICAGO LEASES OFFICE SPACE. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $226,455 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2019. THE UNIVERSITY ALSO LEASES OFFICE SPACE IN NEW YORK, NEW YORK FROM TISHMAN SPEYER. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $600,506 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2019.EMMANUEL ROMAN, A TRUSTEE OF THE UNIVERSITY, IS THE CHIEF EXECUTIVE OFFICER OF PIMCO, A FIXED INCOME INVESTMENT FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. PIMCO RECEIVED APPROXIMATELY $262,242 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2019.DAVID M. RUBENSTEIN, A TRUSTEE OF THE UNIVERSITY, IS A CO-FOUNDER AND CO-CEO OF THE CARLYLE GROUP, A PRIVATE EQUITY FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. THE CARLYLE GROUP RECEIVED APPROXIMATELY $251,201 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2019.PAUL YOVOVICH, A TRUSTEE OF THE UNIVERSITY, IS PRESIDENT, PRINCIPAL, AND CO-FOUNDER OF LAKE CAPITAL, A PRIVATE EQUITY FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. LAKE CAPITAL RECEIVED APPROXIMATELY $147,688 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2019.SHADI BARTSCH-ZIMMER, THE WIFE OF THE UNIVERSITY OF CHICAGO PRESIDENT ROBERT J. ZIMMER, IS EMPLOYED BY THE UNIVERSITY AS A PROFESSOR OF CLASSICS. MS. BARTSCH-ZIMMER WAS PAID A GROSS SALARY OF $351,219 FOR THE CALENDAR YEAR 2018 IN CONNECTION WITH HER EMPLOYMENT.ARIELA LAZAR, THE WIFE OF THE UNIVERSITY OF CHICAGO PROVOST, DANIEL DIERMEIER, IS EMPLOYED BY THE UNIVERSITY AS A LECTURER IN THE UNIVERSITY'S DEPARTMENT OF PHILOSOPHY AND GRAHAM SCHOOL OF CONTINUING LIBERAL AND PROFESSIONAL STUDIES. MS. LAZAR WAS PAID $41,880 FOR THE CALENDAR YEAR 2018 IN CONNECTION WITH HER EMPLOYMENT.TAMAR POLONSKY, THE DAUGHTER OF KENNETH POLONSKY, DEAN AND EXECUTIVE VICE PRESIDENT FOR MEDICAL AFFAIRS, IS EMPLOYED BY THE UNIVERSITY AS AN ASSOCIATE PROFESSOR IN THE DEPARTMENT OF MEDICINE. DR. POLONSKY WAS PAID $256,436 FOR THE CALENDAR YEAR 2018 IN CONNECTION WITH HER EMPLOYMENT.ExplanationTxt

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution9ContributionCnt

Books And Publications BooksAndPublicationsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$2,541,730NoncashContributionsRptF990Amt
Method Of Determining RevenuesOPINION OF EXPERTSMethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution333ContributionCnt
Noncash Contributions Rpt F990$63,477,777NoncashContributionsRptF990Amt
Method Of Determining RevenuesCOST/ELLLING PRICEMethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (2 entries)

Non Cash CheckboxNonCashCheckboxIndDescDescContributionContributionCntNoncash Contributions Rpt F990NoncashContributionsRptF990AmtMethod Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)LIBRARY, NON-BOOK0$5,935COST/SELLING PRICE
Yes (X)INSTRUMENTS0$5,224COST/SELLING PRICE
FieldValueIRS element (for citing)
Form8283 Received25Form8283ReceivedCnt
Any Property That Must Be Held0AnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (1)ReviewProcessUnusualNCGiftsInd
Third Parties UsedYes (1)ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART I, LINE 32B:RELATED ORGANIZATIONS IN THE UK, FRANCE, SINGAPORE, HONG KONG AND INDIA SOLICIT CHARITABLE CONTRIBUTIONS FOR THE BENEFIT OF THE UNIVERSITY AND ITS PROGRAMS. THE UNIVERSITY USES AN OUTSIDE BROKER TO SELL GIFTS OF SECURITIES.
PART I, LINE 33:THE UNIVERSITY OF CHICAGO DOES NOT RECORD GIFTS OF ART AS REVENUE AS PERMITTED UNDER SFAS 116.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FORM 990, PART VIFORM 990, PART V LINE 16 AS OF JUNE 30, 2018 THE AGGREGATE FAIR MARKET VALUE OF ASSETS NOT USED DIRECTLY IN CARRYING OUT THE UNIVERSITY OF CHICAGO'S EXEMPT PURPOSE IS LESS THAN $500,000 PER STUDENT. AS SUCH, THE UNIVERSITY HAS DETERMINED IT IS NOT SUBJECT TO AN EXCISE TAX ON NET INVESTMENT INCOME.
FORM 990, PART VI, SECTION A, LINE 2ANDREW M. ALPER, KENNETH M. JACOBS AND TIMOTHY H. GEORGE, ALL TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. ANDREW M. ALPER AND JAMES S. CROWN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP CRAIG J. DUCHOSSOIS AND JAMES S. CROWN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP KENNETH C. GRIFFIN AND JAMES S. CROWN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP KENNETH C. GRIFFIN AND BRADY W. DOUGAN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP KENNETH C. GRIFFIN AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP KENNETH C. GRIFFIN, A TRUSTEE, AND MADHAV RAJAN, A KEY EMPLOYEE OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP BYRON D. TROTT AND THOMAS J. PRITZKER, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP CRAIG J. DUCHOSSOIS, ASHLEY D. JOYCE AND BYRON D. TROTT, ALL TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. JOSEPH NEUBAUER AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. JOHN W. ROGERS AND PAULA WOLFF, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION B, LINE 11BPRIOR TO FILING THE FORM 990, MEMBERS OF THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES WERE GIVEN AN OPPORTUNITY TO REVIEW PORTIONS OF THE FORM 990 RELEVANT TO THE THEIR AREAS OF OVERSIGHT. THESE PORTIONS OF THE FORM 990 WERE DISTRIBUTED TO COMMITTEE MEMBERS FOR CONVENED MEETINGS IN FEBRUARY 2020, AT WHICH TRUSTEES OF THESE COMMITTEES WERE GIVEN THE OPPORTUNITY TO DISCUSS THE RELEVANT SECTIONS OF THE FORM 990 AND ASK QUESTIONS. IN ADDITION, IN EARLY APRIL 2020, THE COMPLETED DRAFT FORM 990 (AND FORM 990-T), INCLUDING ALL SCHEDULES, WAS POSTED ON A SECURE WEBSITE ACCESSIBLE TO ALL TRUSTEES TO ALLOW THEM TO REVIEW THE FORM, PROVIDE COMMENTS, AND ASK ANY QUESTIONS. INFORMATION ABOUT ACCESSING THE WEBSITE WAS DISTRIBUTED IN ADVANCE TO ALL TRUSTEES. THE DRAFT FORM REMAINED AVAILABLE ON THE WEBSITE FOR APPROXIMATELY TWO WEEKS, AFTER WHICH ONLINE ACCESS ENDED TO ALLOW THE UNIVERSITY TIME TO FINALIZE THE FORM 990 AND FORM 990T FOR FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12CCONFLICT OF INTEREST POLICIES ALL TRUSTEES, OFFICERS, FACULTY, SENIOR ADMINISTRATORS, AND OTHER EMPLOYEES OF THE UNIVERSITY ARE SUBJECT TO CONFLICT OF INTEREST POLICIES THAT, AMONG OTHER THINGS, DEFINE MATERIAL FINANCIAL CONFLICTS OF INTEREST, IDENTIFY THE CLASSES OF INDIVIDUALS COVERED BY THE POLICIES, FACILITATE DISCLOSURE OF INFORMATION, AND SPECIFY PROCEDURES TO BE FOLLOWED IN MANAGING THE CONFLICTS. THESE CONFLICT OF INTEREST POLICIES AND PROCEDURES INCLUDE: (1) THE UNIVERSITY OF CHICAGO CONFLICT OF INTEREST POLICY FOR TRUSTEES AND OFFICERS REQUIRES TRUSTEES AND OFFICERS TO ALERT THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, OR THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL OF ANY POTENTIAL CONFLICT OF INTEREST, AND ABSTAIN FROM PARTICIPATING IN OR VOTING ON THE MATTER. THE POLICY ALSO REQUIRES TRUSTEES AND OFFICERS TO DISCLOSE ON AN ANNUAL BASIS, ACTUAL AND POTENTIAL CONFLICTS OF INTEREST BY COMPLETING A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ALL CONFLICT OF INTEREST DISCLOSURES AND RELATED DISCUSSIONS ARE SHARED WITH THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, AND THE UNIVERSITY'S PRESIDENT, ITS GENERAL COUNSEL, AND ITS EXTERNAL AUDITORS. THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL, IN CONSULTATION WITH THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE AND SENIOR UNIVERSITY ADMINISTRATORS, COMPILES THE DISCLOSURES INTO A CONFIDENTIAL DATABASE. THE CHAIR OF THE BOARD ALSO REVIEWS ALL DISCLOSED POTENTIAL CONFLICTS OF INTEREST BEFORE MAKING BOARD COMMITTEE ASSIGNMENTS. (2) THE UNIVERSITY'S POLICY ON SERVICE TO OUTSIDE ORGANIZATIONS BY SENIOR ADMINISTRATORS REQUIRES OFFICER AND SENIOR ADMINISTRATORS TO DISCLOSE ALL OFFICER, DIRECTOR, OR TRUSTEE POSITIONS THEY HOLD OR INTEND TO HOLD IN OUTSIDE ORGANIZATIONS, INCLUDING BUT NOT LIMITED TO ORGANIZATIONS IN WHICH THEY HAVE A FINANCIAL INTEREST OR FROM WHICH THEY RECEIVE COMPENSATION. THE UNIVERSITY'S OFFICE OF LEGAL COUNSEL MONITORS SUCH POTENTIAL CONFLICTS BY CIRCULATING ANNUALLY A DISCLOSURE FORM THAT MUST BE UPDATED AS CIRCUMSTANCES CHANGE, AND SENIOR ADMINISTRATORS AND OFFICERS ARE ALSO REQUIRED TO DISCLOSE ALL SUCH RELATIONSHIPS IN ADVANCE TO THEIR IMMEDIATE SUPERVISOR. THIS INFORMATION MAY BE SHARED WITH THE UNIVERSITY'S TRUSTEES, PRESIDENT, PROVOST, VICE PRESIDENT AND GENERAL COUNSEL, AND OTHERS AS NECESSARY; COMPENSATED OUTSIDE SERVICE IS ALSO SUBJECT TO REVIEW BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. (3) ACADEMIC EMPLOYEES, INCLUDING THE PRESIDENT AND THE PROVOST, ARE SUBJECT TO THE UNIVERSITY'S CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT POLICY FOR FACULTY AND OTHER ACADEMIC APPOINTEES. THE OFFICE OF THE PROVOST IS THE ADMINISTRATIVE OFFICE CHARGED WITH ASSURING COMPLIANCE WITH THE FACULTY CONFLICT OF INTEREST POLICY. THE PROVOST HAS DELEGATED OVERSIGHT OF THIS POLICY TO THE VICE PROVOST AS ITS CHAIR. THE PROVOST ALSO APPOINTS THE MEMBERS OF THE STANDING COMMITTEE ON INDIVIDUAL CONFLICTS OF INTEREST AND DESIGNATES THE DEPUTY PROVOST FOR RESEARCH AS ITS CHAIR. THE PROVOST REPORTS PERIODICALLY TO THE STANDING COMMITTEE ON THE STATUS OF FACULTY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY; THE REPORT INCLUDES HOW RISKS HAVE BEEN ADDRESSED THROUGH MANAGEMENT PLANS OR OTHER PRACTICES INTENDED TO PROVIDE FOR THE REDUCTION, ELIMINATION OR MANAGEMENT OF FINANCIAL CONFLICTS OF INTERESTS. THE VICE PROVOST SEEKS ASSESSMENTS OF THE RISKS AND RECOMMENDATIONS FOR RESPONSIBLE MANAGEMENT FROM DEPARTMENT CHAIRS AND DEANS AND OTHERS SUCH AS THE DIRECTOR OF UNIVERSITY RESEARCH ADMINISTRATION AND THE OFFICE OF LEGAL COUNSEL. (4) THE UNIVERSITY'S CONFLICT OF INTEREST POLICY REQUIRES ALL NON-ACADEMIC EMPLOYEES TO AVOID INVOLVEMENT IN ACTIVITIES WHICH MIGHT CONFLICT, OR MIGHT APPEAR TO CONFLICT, WITH THEIR INSTITUTIONAL RESPONSIBILITIES, INCLUDING, BUT NOT LIMITED TO BUSINESS OR FINANCIAL INTERESTS, TRANSACTIONS INVOLVING THE USE OF CONFIDENTIAL INFORMATION OR KNOWLEDGE GAINED AS A RESULT OF THE EMPLOYEE'S RELATIONSHIP WITH THE UNIVERSITY, THE USE OF UNIVERSITY RESOURCES FOR PERSONAL BENEFIT OR THE BENEFIT OF OTHERS, THE ACCEPTANCE OF GIFTS OF MORE THAN NOMINAL VALUE, AND NEPOTISM. CONFLICT OF INTEREST POLICY REQUIRES STAFF TO PROVIDE FULL DISCLOSURE OF ANY INTEREST THAT MIGHT INFLUENCE, OR APPEAR TO HAVE THE CAPACITY TO INFLUENCE, THE STAFF MEMBER'S OFFICIAL DECISIONS OR ACTIONS ON UNIVERSITY MATTERS. THE DISCLOSURES ARE TO BE IN WRITING, TENDERED TO THE EMPLOYEE'S IMMEDIATE SUPERVISOR, DEPARTMENT HEAD, OR THE APPROPRIATE VICE PRESIDENT OF THE UNIVERSITY. (5) THE UNIVERSITY'S POLICY ON BUSINESS CONDUCT AT THE UNIVERSITY OF CHICAGO REQUIRES ALL UNIVERSITY EMPLOYEES TO, AMONG OTHER THINGS, AVOID REAL OR PERCEIVED CONFLICTS OF INTEREST; USE UNIVERSITY RESOURCES ONLY FOR LEGITIMATE UNIVERSITY BUSINESS; AND REPORT POSSIBLE VIOLATIONS OF THE POLICY, OTHER UNIVERSITY POLICIES, OR APPLICABLE LAW. MEMBERS OF THE UNIVERSITY COMMUNITY ARE ENCOURAGED TO REPORT COMPLIANCE CONCERNS THROUGH NORMAL LINES OF COMMUNICATION INCLUDING DISCUSSIONS WITH SUPERVISORS OR ADVISORS AND, IF NECESSARY, THROUGH THE TOLL-FREE HOTLINE.
FORM 990, PART VI, SECTION B, LINE 15DURING THE TAX YEAR, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONDUCTED ITS ANNUAL REVIEW OF COMPENSATION FOR THE UNIVERSITY'S PRESIDENT AND ALL OTHER UNIVERSITY OFFICERS, BASED ON A RECOMMENDATION FROM THE CHAIRMAN OF THE BOARD OF TRUSTEES IN THE CASE OF THE PRESIDENT'S COMPENSATION, AND RECOMMENDATIONS FROM THE PRESIDENT IN THE CASE OF OFFICER COMPENSATION. THE EXECUTIVE COMMITTEE REVIEWED THESE RECOMMENDATIONS, INCLUDING A REVIEW OF COMPARABILITY DATA PROVIDED BY EXTERNAL CONSULTANTS, AND MADE FINAL DECISIONS REGARDING COMPENSATION. ALL DECISIONS OF THE EXECUTIVE COMMITTEE ARE DOCUMENTED IN MINUTES MAINTAINED BY THE UNIVERSITY.
FORM 990, PART VI, SECTION C, LINE 19THE UNIVERSITY'S ARTICLES OF INCORPORATION AND BYLAWS, CONFLICT OF INTEREST POLICIES, AND MOST RECENT FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ON THE UNIVERSITY'S WEBSITE, WWW.UCHICAGO.EDU.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (8 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdTotal IncomeTotalIncomeAmtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtAddress Line1ForeignAddress/AddressLine1TxtProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdLegal Domicile Foreign CountryLegalDomicileForeignCountryCdEnd Of Year AssetsEndOfYearAssetsAmt
UCHICAGO ARGONNE LLC
5801 S ELLIS AVENUECHICAGOIL60637680628477MANAGE LABIL$797,629,495UNIV OF CHICAGO
UNIV OF CHICAGO FOUNDATION LTD
980525557FUNDRAISING$3,284,709UNIV OF CHICAGO5TH FL ALDER CASTLE 10 NOBLELONDONUKUK$5,915
THEORY AND COMPUTING SCIENCES
5801 S ELLIS AVENUECHICAGOIL60637516596577RESEARCH BUILDINGIL$10,475,936UNIV OF CHICAGO$134,517,674
UCHICAGO TRADING
5801 S ELLIS AVENUECHICAGOIL60637300517735INVESTING$906,345UNIV OF CHICAGOCJ$1,607,730
MAROON INVESTMENTS LLC
5801 S ELLIS AVENUECHICAGOIL60637HOLDING COMPANYIL$0UNIV OF CHICAGO$0
UCHICAGO IMPACT LLC
1307 E 60TH STREETCHICAGOIL60637611682394EDUCATIONIL$7,274,096UNIV OF CHICAGO$6,170,972
HARPER COURT LLC
5801 S ELLIS AVENUECHICAGOIL60637HOLDING COMPANYIL$3,870,356UNIV OF CHICAGO$1,290,065
LPA MANAGEMENT LLC
5801 S ELLIS AVENUECHICAGOIL60637PROPERTY MANAGEMENTIL$110,604UNIV OF CHICAGO$365,772

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (28 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtControlled OrganizationControlledOrganizationIndDirect Controlling NADirectControllingNACdAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmCountryForeignAddress/CountryCdLegal Domicile Foreign CountryLegalDomicileForeignCountryCdProvince Or StateForeignAddress/ProvinceOrStateNm
ASIAN HEALTH COALITION
180 W WASHINGTON ST SUITE 1000CHICAGOIL60602311607193HEALTHCARE ACCESSIBILITYIL501 (C) (3)LINE 10UNIV OF CHICAGOYes (1)
ARCH DEVELOPMENT CORPORATION
5555 S WOODLAWN AVENUECHICAGOIL60637363485244TECH TRANSFERIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
CHAPIN HALL CENTER FOR CHILDREN
1313 E 60TH STREETCHICAGOIL60637362167012POLICY RESEARCH CENTERIL501 (C) (3)LINE 70
CHICAGO HOME FOR THE INCURABLES
5801 S ELLIS AVENUECHICAGOIL60637362169138SUPP RESEARCHIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
CHICAGO TUMOR INSTITUTE
5801 S ELLIS AVENUECHICAGOIL60637237136019SUPP RESEARCHIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
COURT THEATRE FUND
5535 S ELLIS AVENUECHICAGOIL60637363203660SUPP THE ARTSIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
FERMI RESEARCH ALLIANCE LLC
PO BOX 500BATAVIAIL60510571239010MANAGE LABIL501 (C) (3)LINE 70N/A
HYMEN MILGROM SUPPORTING ORGANIZATION
33 NLASALLE ST SUITE 2131CHICAGOIL60602466789522SUPP EDUCATION RESEARCHVA501 (C) (3)LINE 12D, III-O0
LAKE PARK ASSOCIATES
5801 S ELLIS AVENUECHICAGOIL60637366111317PROPERTY HOLDINGIL501 (C) (2)UNIV OF CHICAGOYes (1)
NATIONAL OPINION RESEARCH CENTER
55 E MONROE AVENUECHICAGOIL60603362167808SO SCI SURVEYSIL501 (C) (3)LINE 7Yes (1)N/A
THE JOHN CRERAR FOUNDATION
5730 S ELLIS AVENUECHICAGOIL60637363155157SUPPORT THE LIBRARYIL501 (C) (3)LINE 12D, III-O0
THE MARINE BIOLOGICAL LABORATORY
7 MBL STREETWOODS HOLEMA02543042104690RESEARCH AND EDUCATIONMA501 (C) (3)LINE 7UNIV OF CHICAGOYes (1)
THE QUADRANGLE CLUB
5801 S ELLIS AVENUECHICAGOIL60637361655190SOCIAL CLUBIL501 (C) (7)UNIV OF CHICAGOYes (1)
UCHICAGO RESEARCH BANGLADESH LTD
RESEARCHUCHGO RSCH INTLYes (1)HSE 388 ROAD 24 NEW DOHDHAKABGBG
UCHICAGO RESEARCH INTERNATIONAL LTD
5801 S ELLIS AVENUECHICAGOIL60637262741573RESEARCHIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
UNIV OF CHGO BOOTH SCHL OF BUSINESS
EDUCATIONUNIV OF CHICAGOYes (1)WOOLGATE EXCHANGE 25 BASINGHALLONDONUKUK
UNIV OF CHGO BOOTH SCHL OF BUSINESS
EDUCATIONUNIV OF CHICAGOYes (1)101PENANG RD 238466SINGAPORESNSN
UNIV OF CHGO FOUNDATION IN HONG KONG LTD
FUNDRAISINGUNIV OF CHICAGOYes (1)RM100 FAR EAST CTR C/O WM FAN COHONG KONGHKHK
UNIV OF CHICAGO CHARTER SCHOOL CORP
5801 S ELLIS AVENUECHICAGOIL60637364225812EDUCATIONIL501 (C) (3)LINE 2UNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO CANCER RESEARCH FUND
5801 S ELLIS AVENUECHICAGOIL60637366056201SUPP RESEARCHIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO CENTER IN PARIS
EDUCATIONUNIV OF CHICAGOYes (1)6 RUE THOMAS MANN 75013PARISFRFR
UNIVERSITY OF CHICAGO CLOISTERS CLUB
1212 E 59TH STREETCHICAGOIL60637SOCIAL CLUBILUNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO MEDICAL CTR
5841 S MARYLAND AVENUECHICAGOIL60637363488183HOSPITALIL501 (C) (3)LINE 3UNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORP
5801 S ELLIS AVENUECHICAGOIL60637366108743PROPERTY HOLDINGIL501 (C) (2)UNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST
5801 S ELLIS AVENUECHICAGOIL60637363999692MEDICAL TRUSTIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO SELF INSURANCE TRUST
5801 S ELLIS AVENUECHICAGOIL60637363020034MALPRACTICE TRUSTIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO TRUST (INDIA)
FUNDRAISINGUNIV OF CHICAGOYes (1)L-9 EAST WING RAHEJA TOWERS MG RBANGALOREININKARNATAKA
UCM COMMUNITY HEALTH & HOSPITAL DIVISION INC
208 SOUTH LASALLE STREETCHICAGOIL60604363181170PROMOTE HEALTHY COMMUNITIES & HEALTHCARE SERVICESIL501 (C) (3)LINE 12B, IIUNIV OF CHICAGO MEDICAL CENTERYes (1)

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (7 entries)

Address Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmCountryForeignAddress/CountryCdPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctControlled OrganizationControlledOrganizationIndAddress Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdLegal Domicile StateLegalDomicileStateCd
UCHICAGO (BEIJING) CONSULTING COMPANY LTD CHINA
UNIT 1-10 CULTURE PL OF REMMIN UNIBEIJINGCHCONSULTINGCHUNIVERSITY OF CHICAGO$1,017,853$3,388,3721.000000
UCHICAGO CENTER IN INDIA PRIVATE LIMITED
UNIT 5-10 GRD FL DLF CAPITAL POINTNEW DEHLIINCONSULTINGINUNIVERSITY OF CHICAGO$1,606,713$1,543,7050.510000
SC CURRICULUM INC
SCIENCE CURRICULUMUNIVERSITY OF CHICAGO-$19,043$184,9201.00000070 WEST MADISON STCHICAGOIL60602IL
CHARITABLE REMAINDER TRUSTS (76)
CHARITABLE RMDR TRUSTUNIVERSITY OF CHICAGO0.9400005801 S ELLIS AVENUECHICAGOIL60637IL
CHARITABLE LEAD TRUST (1)
CHARITABLE LEAD TRUSTUNIVERSITY OF CHICAGO1.0000005801 S ELLIS AVENUECHICAGOIL60637IL
POOLED INCOME FUND (1)
POOLED INCOME FUNDUNIVERSITY OF CHICAGO1.0000005801 S ELLIS AVENUECHICAGOIL60637IL
PHOENIX OVERLAY FUND LTD
INVESTMENTCJUNIVERSITY OF CHICAGO-$41,491$207,3101.000000401 N MICHIGAN AVE C/O INVST OFFICECHICAGOIL60611
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsYes (1)ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (1)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (1)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org0LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org0LoansOrGuaranteesFromOthOrgInd
Div Related Organization0DivRelatedOrganizationInd
Asset Sale To Other Org0AssetSaleToOtherOrgInd
Asset Purchase From Other Org0AssetPurchaseFromOtherOrgInd
Asset Exchange0AssetExchangeInd
Rental Of Facilities To Oth Org0RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org0RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org0PerformOfServicesForOthOrgInd
Perform Of Services By Other Org0PerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (1)SharingOfFacilitiesInd
Paid Employees SharingYes (1)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (1)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (1)ReimbursementPaidByOtherOrgInd
Transfer To Other OrgYes (1)TransferToOtherOrgInd
Transfer From Other OrgYes (1)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (42 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
UNIVERSITY OF CHICAGO MEDICAL CENTER
A$203,755CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
C$71,750,000CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
N$14,806,787CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
O$61,403,223CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
P$334,071,327CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
Q$217,175,501CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
S$22,187,628CASH VALUE
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORPORATION
O$4,270CASH VALUE
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORPORATION
S$996,815CASH VALUE
LAKE PARK ASSOCIATES
A$80,554CASH VALUE
LAKE PARK ASSOCIATES
B$3,029,719CASH VALUE
LAKE PARK ASSOCIATES
Q$1,176,694CASH VALUE
LAKE PARK ASSOCIATES
S$432,403CASH VALUE
UNIVERSITY OF CHICAGO CHARTER SCHOOL CORPORATION
B$2,020,404CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
C$1,726,882CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
O$251,779CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
P$465,549CASH VALUE
UNIVERSITY OF CHICAGO SELF INSURANCE TRUST
R$12,139,654CASH VALUE
UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST
R$13,904,858CASH VALUE
NATIONAL OPINION RESEARCH CENTER
A$942,081CASH VALUE
THE QUADRANGLE CLUB
P$80,555CASH VALUE
FERMI RESEARCH ALLIANCE LLC
S$895,110CASH VALUE
UNIVERSITY OF CHICAGO CENTER IN PARIS
R$1,889,891CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
N$2,500,288CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
O$1,421,588CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
Q$2,286,521CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
R$381,646CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD SINGAPORE
Q$181,689CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD SINGAPORE
R$399,870CASH VALUE
UCHICAGO RESEARCH INTERNATIONAL LIMITED
R$1,955,631CASH VALUE
UCHICAGO RESEARCH BANGLADESH LLC
P$662,203CASH VALUE
UCHICAGO CENTER IN INDIA PRIVATE LIMITED
P$561,290CASH VALUE
UCHICAGO CENTER IN INDIA PRIVATE LIMITED
R$3,551,985CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
O$1,967,432CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
Q$4,402,750CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
S$6,988,114CASH VALUE
HYMEN MILGROM SUPPORTING ORGANIZATION
C$743,264CASH VALUE
CHAPIN HALL CENTER FOR CHILDREN
R$433,583CASH VALUE
JOHN CRERAR FOUNDATION
C$29,000CASH VALUE
THE MARINE BIOLOGICAL LABORATORY
R$13,360,078CASH VALUE
ASIAN HEALTH COALITION
Q$511,961CASH VALUE
CHICAGO HOME FOR THE INCURABLES
C$877,668CASH VALUE

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I IDENTIFICATION OF DISREGRDED ENTITIESFormAndLineReferenceDesc
ExplanationTHEORY & COMPUTING SCIENCES BUILDING TRUST - THE UNIVERSITY IS THE 100% BENEFICIARY OF THE TRUST, BUT DOES NOT CONTROL THE TRUST. AS SUCH, THE INCOME AND ASSETS OF THE TRUST ARE NOT SHOWN ON THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS WHICH ARE THE BASIS FOR THE 990 PART VIII, LINE 12 AND PART X, LINE 16. THE END OF THE YEAR ASSET BALANCE IS $134,517,674 AND THE INCOME FOR THE PERIOD ENDING DECEMBER 31, 2018 IS $10,475,936. UCHICAGO ARGONNE LLC, A DISREGARDED ENTITY OF THE UNIVERSITY OF CHICAGO, MANAGES ARGONNE NATIONAL LABORATORY. UCHICAGO ARGONNE LLC EARNED A MANAGEMENT FEE OF $4,110,598 FOR THE TAX YEAR. THE TOTAL EXPENDITURES AT ARGONNE NATIONAL LABORATORY WERE APPROXIMATELY $ 797 MILLION FOR THE TAX YEAR. THE FUNDING AND THE EXPENDITURES OF ARGONNE HAVE BEEN INCLUDED IN PARTS III, VIII, AND IX OF THE FORM 990. FOR PURPOSES OF COMPLETENESS, PLEASE NOTE THE FOLLOWING: THE ENTITIES LISTED BELOW ARE DISREGARDED ENTITIES OF THE UNIVERSITY OF CHICAGO MEDICAL CENTER: UCMC COMMUNITY PHYSICIANS LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 38-3865637 PRIMARY ACTIVITY: PHYSICIAN SERVICES LEGAL DOMICILE: ILLINOIS UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 47-4222269 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS UCM GLOBAL LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 32-0579811 PRIMARY ACTIVITY: INTERNATIONAL MEDICAL CONSULTING LEGAL DOMICILE: ILLINOIS ALSO NOTE: THE UNIVERSITY OF CHICAGO MEDICAL CENTER IS A LESS THAN 50% MEMBER IN A JOINT VENTURE WITH UCMC/SCH ONCOLOGY JV LLC, A TAX EXEMPT ENTITY, 1850 SILVER CROSS BLVD, NEW LENOX, IL 60451, EIN: 32-2436795 AND THE UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK, LLC, A DISREGARDED ENTITY OF THE UNIVERSITY OF CHICAGO MEDICAL CENTER, IS THE SOLE MEMBER OF THE FOLLOWING RELATED ENTITIES: UCM CARE NETWORK MEDICAL GROUP INC. 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 47-4221241 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK AFFILIATED PHYSICIANS LLC, 5841 S. MARYLAND, CHICAGO, IL 60637, EIN: 47-4233918 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS THE FOLLOWING ENTITY IS A DISREGARDED ENTITY OF UCHICAGO RESEARCH INTERNATIONAL, A RELATED ENTITY: UCHICAGO RESEARCH BANGLADESH LLC, 5801 S. ELLIS AVENUE, CHICAGO, IL 60637 PRIMARY ACTIVITY: SUPPORT RESEARCH LEGAL DOMICILE: ILLINOISExplanationTxt