THE WALLACE RESEARCH FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- THE WALLACE RESEARCH FOUNDATION (EIN 42-6540579)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-07-15
- IRS object ID
- 202031979349101733
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-07-15T13:43:27-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST STREET SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 426540579 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WALLACE RESEARCH FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O RSM US LLP ATTN CARLEY LANE | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WALL | BusinessNameControlTxt |
| Phone | 3192985333 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST ST SE NO 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY D WALLACE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3192985333 | PhoneNum |
| Signature | 2020-07-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CARLEY LANE | PreparerPersonNm |
| PTIN | P00982177 | PTIN |
| Phone | 3192985333 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 66.98.98.134 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-07-13 | IPDt |
| IP Tm | 17:42:42 | IPTm |
| IP Timezone | CD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | A57D8E88FA5E22D61C76A627600F0C8E385C8FF1 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $91,429,123 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $2,084,151 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,084,151 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,524,841 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,554,909 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,524,841 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $4,608,992 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,608,992 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $70 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $70 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $52,840 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $19,993 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $32,848 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $417,734 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $417,734 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $13,785 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $13,785 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,462 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $426 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,002 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $485,891 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $452,008 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $33,850 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,154,107 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,154,107 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,639,998 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $452,008 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,187,957 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$31,006 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,156,984 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $7,345,245 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,771,842 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,771,842 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $33,873,241 | CorporateStockBOYAmt |
| Corporate Stock EOY | $35,114,452 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $56,247,297 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,862,449 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,132,601 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,277,026 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $24,698,106 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $24,714,311 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $25,104,216 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $13,913 | OtherAssetsBOYAmt |
| Other Assets EOY | $28,742 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $28,742 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $69,792,954 | TotalAssetsBOYAmt |
| Total Assets EOY | $69,761,948 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $91,429,123 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $69,792,954 | RetainedEarningBOYAmt |
| Retained Earning EOY | $69,761,948 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $69,792,954 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $69,761,948 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $69,792,954 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $69,761,948 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $69,792,954 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$31,006 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $69,761,948 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $69,761,948 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $13,936,847 | $11,633,849 | $2,302,998 | $2,302,998 |
| PUBLICLY TRADED SECURITIES | P | $2,274,460 | $2,396,219 | -$121,759 | -$121,759 |
| CAPITAL GAINS DIVIDENDS | P | $343,602 | $343,602 | $343,602 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,524,841 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,992,934 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $86,766,667 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.046019 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,955,255 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $84,086,779 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.047038 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $4,056,637 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $77,301,079 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.052478 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,929,636 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $81,834,914 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.048019 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,296,223 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $81,700,907 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.040345 | DistributionYr5Rt |
| Total Distribution | 0.233899 | TotalDistributionRt |
| Average Distribution | 0.046780 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $86,325,389 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,038,302 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $41,570 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,079,872 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,187,957 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $41,570 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $41,570 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $41,570 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $46,890 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $46,890 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $5,320 | OverpaymentAmt |
| Applied To ES Tax | $5,320 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CARLEY LANE | IndividualWithBooksNm |
| Phone | 3192985333 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST STREET SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY D WALLACE | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | PRESIDENT & SECRETARY | 5.00 | $0 | $0 | $0 |
| LINDA WALLACE-GRAY | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | VP & TREASURER | 20.00 | $0 | $0 | $1,002 |
| MARSHALL GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| ALEX GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | |||||
| 370 17TH STREET STE 2800 | DENVER | CO | 80202 | INVESTMENT CONSULT'G | $216,813 |
| EAGLE CAPITAL MANAGEMENT | |||||
| 499 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT MGMT | $178,145 |
| RSM US LLP | |||||
| 201 FIRST ST SE | CEDAR RAPIDS | IA | 52401 | GRANT ADMIN/ACCT'G | $52,840 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $81,490,431 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $6,149,558 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $87,639,989 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $87,639,989 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,314,600 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $86,325,389 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,316,269 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,316,269 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $41,570 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $41,570 | TotalTaxAmt |
| Distributable Before Adj | $4,274,699 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,274,699 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,274,699 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,187,957 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,187,957 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $41,570 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,146,387 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,274,699 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $4,173,586 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,187,957 | QualifyingDistributionsAmt |
| Applied To Year1 | $4,173,586 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $14,371 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $4,260,328 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (38 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| DRAPER | ||||||||
| LOCKBOX 3484 | BOSTON | MA | 02241 | NONE | PC | FUND THE CONTINUED INVESTIGATION OF CORE CONCEPTS FOR MICROPLASTICS DETECTION AND ACCOMPANYING ANALYSIS OF THE POTENTIAL APPLICATIONS AND LIMITATIONS. | $200,000 | |
| HOLY CROSS MONASTERY | ||||||||
| PO BOX 99 | WEST PARK | NY | 12493 | NONE | PC | INCREASE ENDOWMENT FUNDS TO ENABLE CAPACITY FOR CURRENT MINISTRY AND EXPANSION OF MINISTRY. | $250,000 | |
| URBANPROMISE INTERNATIONAL INC | ||||||||
| PO BOX 156 | PENNSAUKEN | NJ | 08110 | NONE | PC | FUND AND EXPAND EXPERIENTIAL LEARNING PROGRAMS FOR INNER CITY YOUTH AND ASSIST IN INITIATING NEW URBANPROMISE SITES IN NEW CITIES. | $100,000 | |
| CENTER FOR CLIMATE PROTECTION | ||||||||
| PO BOX 3785 | SANTA ROSA | CA | 95402 | NONE | PC | CREATE A POWERFUL, EXPONENTIALLY GROWING FELLOWSHIP OF COMMITTED CLIMATE ACTIVISTS, AND MARRY THEM WITH POWERFUL SOLUTIONS TO PRODUCE SIGNIFICANT GREENHOUSE GAS EMISSION REDUCTIONS COMMENSURATE WITH THE SPEED AND SCALE OF THE CRISIS. | $100,000 | |
| HIAS PENNSYLVANIA | ||||||||
| 2100 ARCH ST | PHILADELPHIA | PA | 19103 | NONE | PC | BEGIN A TWO YEAR PROCESS TO FULLY DIGITALIZE PAST CLIENT RECORDS AND GO PAPERLESS MOVING FORWARD PER YOUR APPLICATION. | $62,000 | |
| TOHONO CHUL PARK | ||||||||
| 7366 N PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | SUPPORT TOHONO CHULS GARDENS, FACILITIES, AND CONSERVATION EDUCATION PROGRAMS AND THE PERMANENT ENDOWMENT. | $255,000 | |
| ARIZONA GREYHOUND AND ANIMAL RESCUE FUND | ||||||||
| 8987 E TANQUE VERDE RD PMB 309-153 | TUCSON | AZ | 85749 | NONE | PC | ASSIST WITH COSTS ASSOCIATED WITH THE PURCHASE OF LAND AND CONSTRUCTION OF SOL DOG LODGE AND TRAINING CENTER. | $150,000 | |
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | CONTRIBUTE TO BUILDING THE CORE ENDOWMENT FUND TO STIMULATE AND ACCELERATE INSTITUTIONAL TRANSFORMATION. | $450,000 | |
| DESERT LEGUME PROGRAM - UNIVERSITY OF ARIZONA | ||||||||
| 1140 E SOUTH CAMPUS DR FORBES RM | TUCSON | AZ | 85721 | NONE | PC | SUPPORT THE DESERT LEGUME PROGRAMS PUBLICATION OF THE BOOK LEGUMES OF ARIZONA AN ILLUSTRATED FLORA AND REFERENCE | $15,000 | 303 |
| WILD SALMON CENTER | ||||||||
| 721 NW 9TH AVENUE SUITE 300 | PORTLAND | OR | 97209 | NONE | PC | SUPPORT THE COLD WATER CONNECTION CAMPAIGN TO ENGINEER AND CORRECT 100 PRIORITY FISH PASSAGE BARRIERS IN AN EFFORT TO RECONNECT 150 RIVER MILES. | $200,000 | |
| NORTHERN JAGUAR PROJECT | ||||||||
| 2114 W GRANT RD STE 121 | TUCSON | AZ | 85745 | NONE | PC | SUPPORT FOCAL SPECIES MONITORING ON THE NORTHERN JAGUAR RESERVE IN SONORA, MEXICO, AND OUTREACH TO RANCHERS IN THE SURROUNDING BUFFER ZONE THROUGH THE VIVIENDO CON FELINOS PROJECT. | $60,000 | |
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | THE IMPLEMENTATION OF THE FLUID IDENTITIES INITIATIVE AND THE TASKS ASSOCIATED WITH IT. | $200,000 | |
| YALE UNIVERSITY | ||||||||
| PO BOX 1873 | NEW HAVEN | CT | 06508 | NONE | PC | TO CONTINUE TO FUND A RESEARCH PROGRAM STARTED IN 2016 TO ADVANCE THE PRACTICE OF ACADEMIC INTEGRATIVE MEDICINE. | $99,797 | |
| FRIENDS OF SOUTH GEORGIA ISLAND | ||||||||
| 25 DAKOTA MEADOWS DRIVE | CARBONDALE | CO | 81623 | NONE | PC | SUPPORT BIOSECURITY MEASURES FOR THE RODENT DETECTION PROGRAM TO PREVENT INVASIVE RODENTS FROM RETURNING TO THE ISLAND. | $65,000 | |
| TUCSON BOTANICAL GARDENS | ||||||||
| 2150 N ALVERNON WAY | TUCSON | AZ | 85712 | NONE | PC | EVALUATION AND PRESERVATION OF YOUR TREE COLLECTION, CARING FOR AND INTERPRETING PLANTS, AND CREATING SEASONAL DISPLAYS AND RESTORATION OF THE SENSORY GARDEN RAMADA. | $45,000 | |
| THE NATURE CONSERVANCY - ARIZONA | ||||||||
| 1510 E FORT LOWELL RD | TUCSON | AZ | 85719 | NONE | PC | FUND CAPITAL EXPENSES, FIELD SUPPLIES, AND IMPROVEMENTS AND EXPENSES FOR THE ARIZONA CHAPTER (SAN PEDRO RIVER, TUCSON CONS. CENTER, PATAGONIA-SONOITA CREEK PRESERVE, MULESHOE CMA, AND HART PRAIRIE). | $100,000 | |
| WILDLIFE ALLIANCE INC | ||||||||
| 1441 BROADWAY FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | COMBAT AGAINST THE ILLEGAL WILDLIFE TRADE IN CAMBODIA AND ENSURING CARE AND RELEASE FOR RESCUED ANIMALS. | $100,000 | |
| HAWK MOUNTAIN SANCTUARY ASSOCIATION | ||||||||
| 1700 HAWK MOUNTAIN ROAD | KEMPTON | PA | 19529 | NONE | PC | TO STUDY THE MOVEMENT ECOLOGY OF VULTURES IN ARIZONA. | $39,000 | |
| COMMUNITY FOOD BANK INC | ||||||||
| 3003 S COUNTRY CLUB RD | TUCSON | AZ | 85713 | NONE | PC | SUPPORT PHASE II OF THE CARIDAD COMMUNITY KITCHEN SOLAR SYSTEM INSTALLATION PROJECT. | $56,000 | |
| THE NATURE CONSERVANCY - ALASKA | ||||||||
| 715 L STREET SUITE 100 | ANCHORAGE | AK | 99501 | NONE | PC | COMPLETE THE DEER HABITAT RESTORATION AND EMERGENCY RECOVERY AND PREPAREDNESS PROJECTS. | $38,400 | |
| WILDCOAST | ||||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | SUPPORT CONSERVATION OF CORAL REEFS AND MANGROVE FORESTS ON MEXICOS PACIFIC COASTLINE. | $120,000 | |
| SAN DIEGO ZOO GLOBAL | ||||||||
| PO BOX 120551 | SAN DIEGO | CA | 92112 | NONE | PC | SUPPORT THE REINTRODUCTION OF THE CRITICALLY ENDANGERED HAWAIIAN CROW BACK INTO THE WILD. | $50,000 | |
| THE NATURE CONSERVANCY - TENNESSEE | ||||||||
| 210 25TH AVENUE NORTH STE 810 | NASHVILLE | TN | 37203 | NONE | PC | TO SUPPORT CAVE AND BAT CONSERVATION, PROTECTION, AND RESEARCH. | $70,000 | |
| ANIMAL FRIENDS OF THE VALLEYS | ||||||||
| 33751 MISSION TRAIL RD | WILDOMAR | CA | 92595 | NONE | PC | VETERINARY OUTREACH PROGRAMS IN AND AROUND THE WILDOMAR, CALIFORNIA AREA, BELIZE, AND IN COSTA RICA. | $155,000 | |
| CONQUER CHIARI | ||||||||
| 320 OSPREY CT | WEXFORD | PA | 15090 | NONE | PC | SUPPORT THE RESEARCH PROJECT, CAN INDIVIDUAL CRANIAL AND BRAIN MORPHOLOGY PREDICT SURGICAL OUTCOME?. | $46,050 | |
| BROOKFIELD CRAFT CENTER INC | ||||||||
| PO BOX 122 | BROOKFIELD | CT | 06804 | NONE | PC | RETENTION OF AN ARTIST IN RESIDENCE/EDUCATION DIRECTOR POSITION TO HELP DEVELOP AND EXPAND THE COURSE CURRICULUM AND TO SUPPORT INFRASTRUCTURE IMPROVEMENTS TO HISTORIC BUILDINGS AND EQUIPMENT. | $100,000 | |
| SARSEF | ||||||||
| 4574 E BROADWAY BLVD | TUCSON | AZ | 85711 | NONE | PC | DEVELOP CRITICAL THINKING SKILLS IN STUDENTS IN ARIZONA SCHOOLS THROUGH HANDS-ON RESEARCH IN UA LABS AND IN THE FIELD. | $50,000 | |
| COMMUNITY FOOD BANK INC | ||||||||
| 3003 S COUNTRY CLUB RD | TUCSON | AZ | 85713 | NONE | PC | SUPPORT PHASE I OF THE MAIN WAREHOUSE SOLAR SYSTEM INSTALLATION PROJECT. | $50,000 | |
| THE UNIVERSITY OF ARIZONA | ||||||||
| 1303 E UNIVERSITY BLVD BOX 3 | TUCSON | AZ | 85719 | NONE | PC | FUNDING RESEARCH ON THE LONG-TERM EFFECTS OF URBAN DEVELOPMENT ON REPTILES. | $30,000 | |
| MASSACHUSETTS AUDUBON SOCIETY | ||||||||
| 208 SOUTH GREAT ROAD | LINCOLN | MA | 01773 | NONE | PC | PROGRAMME FOR BELIZE TO ENHANCE ACCESS TO HILL BANK RESTAURANT, INCREASE ROOM CAPACITY, AND IMPROVE RADIO COMMUNICATION; AND TO EXPAND MONITORING AND PROTECTION OF THE PINE SAVANNAS AND THE YELLOW-HEADED PARROT AND TO TOLEDO INSTITUTE FOR DEVELOPMENT AND ENVIRONMENT TO PROVIDE THE SKILLS AND EQUIPMENT TO IMPLEMENT THE BIRD BANNING PROGRAM AND PROTECT THE NATURAL RESOURCES IN THE PCNP. | $109,000 | |
| DANCING CLASSROOMS INC | ||||||||
| 1350 AVENUE OF THE AMERICAS 2ND | NEW YORK | NY | 10019 | NONE | PC | UPGRADE TECHNOLOGY, SUPPORT PROGRAM PERSONNEL, AND BOOST PROFESSIONAL DEVELOPMENT AND EDUCATIONAL OUTREACH. | $110,000 | FLOOR |
| POUGHKEPSIE FARM PROJECT | ||||||||
| PO BOX 3143 | POUGHKEEPSIE | NY | 12603 | NONE | PC | CONSTRUCT A NEW WASH AND PACK FACILITY. | $100,000 | |
| ISLAND CONSERVATION | ||||||||
| 2100 DELAWARE AVENUE SUITE 1 | SANTA CRUZ | CA | 95060 | NONE | PC | MIDWAY ATOLL NATIONAL WILDLIFE REFUGE TO REMOVE INVASIVE MICE AND PROTECT THE ALBATROSS SPECIES. | $60,000 | |
| JOHN BARTRAM ASSOCIATION | ||||||||
| 5400 LINDBERGH BOULEVARD | PHILADELPHIA | PA | 19143 | NONE | PC | STEM DISCOVERY PROGRAMS AT BARTRAMS GARDEN. | $50,000 | |
| YALE UNIVERSITY | ||||||||
| PO BOX 1873 | NEW HAVEN | CT | 06508 | NONE | PC | FUND TWO INVESTIGATIONS CENTERED ON THE CLINICAL AND BIOCHEMICAL EFFECTS OF REPEATED DOSING OF PSILOCYBIN IN MIGRAINE HEADACHES AND THE CLINICAL AND NEUROPLASTIC EFFECTS OF DMT IN MAJOR DEPRESSION. | $227,860 | |
| ARIZONA GREYHOUND FOUNDATION INC | ||||||||
| 8987 E TANQUE VERDE RD PMB 309-153 | TUCSON | AZ | 85749 | NONE | PC | ASSIST WITH COSTS ASSOCIATED WITH THE CONSTRUCTION OF SOL DOG LODGE AND TRAINING CENTER. | $42,000 | |
| BLEEDING AND CLOTTING DISORDERS INSTITUTE | ||||||||
| 9128 N LINDBERGH DR | PEORIA | IL | 61615 | NONE | PC | HELP UNDERSTAND ETIOLOGY OF BLEEDING DISORDERS. | $135,000 | |
| EMERGE CENTER AGAINST DOMESTIC ABUSE | ||||||||
| 2545 EAST ADAMS STREET | TUCSON | AZ | 85716 | NONE | PC | SUPPORT THE PREPARATIONS OF A NEW BUILDING EMERGE WILL ACQUIRE IN TUCSON NEXT YEAR THAT WILL HOUSE YOUR MENS EDUCATION PROGRAM (MEP) AND PROVIDE A SPACE FOR COMMUNITY ENGAGEMENT. | $64,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,154,107 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,084,151 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,524,841 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $4,608,992 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,608,992 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $52,840 | Amt |
| Net Investment Income | $19,993 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $32,848 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (55 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMGEN INC | $252,139 | $255,021 |
| JP MORGAN CHASE & CO | $256,585 | $260,376 |
| GENERAL MILLS INC | $252,865 | $255,957 |
| CVS HEALTH CORP | $255,146 | $262,021 |
| HARLEY-DAVIDSON INC | $254,329 | $263,954 |
| GMAC CAP TRUST I 8.125% TO 2/1/16 FLOATS AFTER | $147,883 | $151,872 |
| CITIGROUP CAPT XIII 7.875% FIX ED 10/30/15 FLOATS AFTER | $39,418 | $42,312 |
| HARTFORD FINL SVC GRP 7.875% TO 4/15/22 FLOATS AFTER | $11,439 | $10,987 |
| REINSURANCE GROUP AMERICA INC | $54,004 | $53,685 |
| QWEST CORP 6.875% | $70,237 | $70,014 |
| QWEST CORP 6.625% | $23,503 | $24,339 |
| AMERICAN FINANCIAL GROUP | $10,524 | $10,902 |
| TELEPHONE & DATA SYSTEMS | $62,740 | $64,157 |
| UNITED STATE CELLULAR CORP 7.25% | $9,495 | $9,476 |
| UNITED STATES CELLULAR CORP 7.25% | $20,142 | $20,978 |
| ASSURED GUARNITY MUNI HLDGS INC NT MTY | $31,585 | $33,322 |
| ANHEUSER-BUSCH INBEV FIN | $227,551 | $235,155 |
| BANK OF AMERICA CORP | $232,855 | $245,961 |
| PACKAGING CORP OF AMERICA | $228,372 | $238,981 |
| ALLSTATE CORP 5.1 FIXED TO 01/23 THEN FLOATS | $60,451 | $61,748 |
| EBAY INC 6 | $30,898 | $32,343 |
| BERKLEY CORP | $20,574 | $21,788 |
| WR BERKLEY CORP | $9,668 | $10,113 |
| REINSURANCE GRP OF AMERICA | $74,571 | $79,890 |
| WESTERN ALLIANCE BANCORPORATION 6.25 | $20,506 | $21,537 |
| QWEST CORP 6.5 | $74,043 | $77,281 |
| NUSTAR LOGISTICS LP 7.625% | $21,261 | $21,269 |
| GLOBAL INDEMNITY LIMITED 7.875% | $30,076 | $32,371 |
| STIFEL FINANCIAL CORP 5.2% | $10,453 | $10,684 |
| AT&T INC 5.35% | $31,790 | $35,911 |
| ENBRIDGE INC 6.375% | $62,504 | $68,288 |
| DUKE ENERGY CORP 5.625% | $10,569 | $11,442 |
| CMS ENERGY CORP 5.875% | $21,439 | $23,186 |
| ALGONQUIN POWER & UTILITIES CORP 6.875% | $10,336 | $11,558 |
| PRUDENTIAL FINANCIAL INC 5.625% | $10,429 | $11,453 |
| AEGON FUNDING CORP LLC 5.10% | $35,062 | $36,071 |
| GLOBAL LIFE INC 6.125 | $21,817 | $22,871 |
| AMERICAN FINANCIAL GROUP 5.8750 | $10,809 | $11,818 |
| NATIONAL RURAL UTIL COOP | $11,448 | $12,535 |
| NEXTERA ENERGY CAPITAL HOLDINGS INC. | $20,876 | $22,767 |
| ALGONQUIN POWER & UTILITIES CORP 6.875% | $44,855 | $49,519 |
| SOUTH JERSEY INDUSTRIES INC. | $11,509 | $12,166 |
| AFFILIATED MANAGERS GROUP INC. 5.875 | $21,715 | $23,678 |
| GENERAL ELECTRIC CO FXD | $244,139 | $245,421 |
| UNION PACIFIC CORP | $253,409 | $258,632 |
| MEDTRONIC INC | $101,257 | $103,779 |
| FIRST ENERGY CORP | $248,392 | $257,363 |
| NEXTERA ENERGY CAPITAL HOLDINGS INC. | $153,272 | $155,280 |
| DUKE ENERGY CORP | $265,559 | $267,367 |
| SIMON PROPERTY GROUP LP | $211,539 | $212,336 |
| CME GROUP INC | $261,270 | $261,958 |
| ZIMMER BIOMET HOLDINGS INC | $266,616 | $265,871 |
| SHERWIN WILLIAMS CO/THE | $265,596 | $265,254 |
| UNITED STATE TREASURY BILL | $498,081 | $499,135 |
| CITIBANK NA | $245,000 | $252,873 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (139 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AERCAP HOLDINGS NV | $382,722 | $453,464 |
| FIRST TR EXCHANGE TRADED FD VI | $690,424 | $810,656 |
| FIRST TRUST AMEX BIOTECH | $1,133,820 | $1,975,002 |
| SPDR S&P DIVIDEND | $2,820,220 | $4,517,940 |
| SPDR S&P MIDCAP 400 ETF TRUST | $1,513,688 | $4,711,019 |
| VANGUARD HEALTH CARE ETF | $2,003,532 | $3,750,243 |
| VANGUARD RUSSELL 1000 | $2,970,541 | $5,387,010 |
| AEGON NV SERIES 1 | $22,509 | $24,854 |
| ASPEN INSURANCE HLDG LTD | $46,946 | $50,118 |
| BANK OF AMERICA CORP 6.5%-Y | $46,708 | $44,165 |
| BK OF AMERICA CO 5.875% | $10,567 | $11,401 |
| CHS INC | $86,171 | $88,030 |
| CHS INC | $91,787 | $90,982 |
| CITIGROUP INC 6.875%-K | $137,157 | $140,653 |
| CITIGRP INC 7.125% | $31,783 | $32,959 |
| F N B CORP FLA DEP SHS REPSTG | $43,580 | $46,768 |
| FIFTH THIRD BANCORP 6.625%-I | $54,966 | $56,965 |
| GOLDMAN SACHS GROUP PFD D | $1,042,393 | $1,440,741 |
| GOLDMAN SACHS GRP INC 5.50%-J | $43,310 | $44,709 |
| GOLDMAN SACHS GRP INC 6.375%-K | $62,909 | $67,645 |
| JP MORGAN CHASE & CO 6.1%-Y | $35,425 | $35,753 |
| JPMORGAN CHASE & CO 6.125%-T | $11,587 | $11,716 |
| MORGAN STANLEY 6.375%-I | $85,622 | $89,862 |
| MORGAN STANLEY 6.875%-F | $84,325 | $86,570 |
| PARTNERRE LTD 7.25% | $85,817 | $85,050 |
| PNC FINL P 6.125% FLTS 5/01/22 | $65,485 | $62,778 |
| REGIONS FINANCIAL CO 6.375%-B | $32,164 | $32,848 |
| STATE ST CO 5.90-D FXD-TO-FLT | $54,908 | $56,238 |
| SYNOVUS FIN CP 7.875 PFD | $10,501 | $10,896 |
| US BANCORP - 5.5% | $10,508 | $11,516 |
| VALLEY NATL BANCORP SER-A | $20,249 | $22,182 |
| VEREIT INC PFD SER F | $35,712 | $35,853 |
| WELLS FARGO & COMPANY 6.625%-R | $115,148 | $115,205 |
| WINTRUST FINANCIAL CORP | $49,880 | $55,430 |
| ZIONS BANCORP 6.30% | $44,020 | $44,920 |
| HARTFORD FIN SER6.0% | $20,622 | $22,242 |
| ALPHABET INC CL C | $1,061,013 | $2,426,691 |
| AMAZON COM INC | $227,292 | $1,411,750 |
| AON PLC SHS CL-A | $206,578 | $876,693 |
| BARCLAY PLC ADR | $465,678 | $405,685 |
| BERKSHIRE HATHAWAY CL-B NEW | $1,053,218 | $1,969,644 |
| CITIGROUP INC NEW | $1,193,938 | $1,777,313 |
| COMCAST CORP (NEW) CLASS A | $1,113,216 | $1,332,236 |
| DISH NETWORK CLASS A | $750,063 | $560,426 |
| ECOLAB INC | $70,030 | $284,853 |
| FACEBOOK INC CL-A | $915,863 | $1,117,792 |
| GCI LIBERTY INC CL A | $679,147 | $1,112,699 |
| HILTON WORLDWIDE HLDGS INC | $484,381 | $665,460 |
| LIBERTY GLOBAL PLC CL C NEW | $351,268 | $767,969 |
| LIBERTY TRIPADVISOR HLDGS INC | $44,621 | $35,464 |
| MICROSOFT CORP | $442,359 | $2,483,933 |
| MOHAWK INDUSTRIES INC | $796,797 | $552,339 |
| MORGAN STANLEY | $416,232 | $617,274 |
| ORACLE CORP | $421,606 | $675,707 |
| UNITEDHEALTH GP INC | $85,467 | $863,125 |
| AMER HOMES 4 RENT 6.35 SER-E | $22,302 | $23,164 |
| AMERICAN HMS 4 RENT PFD D 6.5 | $10,880 | $11,262 |
| AMERICAN HOMES 4 RENT 6.25 | $10,550 | $11,234 |
| ARCH CAP GROUP LTD 5.25 | $22,783 | $23,824 |
| ASPEN INSURANCE HOLDING 5.625 | $54,648 | $59,314 |
| BANK OF AMERICA CORP 6.2 CC | $67,530 | $68,408 |
| CHARLES SCHWAB CORP 5.95 D | $44,269 | $44,653 |
| CHS INC/RED PFD CL BS4 | $44,360 | $43,683 |
| CITIGROUP INC 6.3 | $19,892 | $20,549 |
| HUNTINGTON BANCSHARES 6.25 | $32,938 | $32,994 |
| KEYCORP 6.125 SER-E | $60,520 | $66,814 |
| PEOPLES UNITED FIN INC SER A | $66,590 | $72,681 |
| SANTANDER FINANCE PRF SA FLR | $44,277 | $50,838 |
| SCE TRUST IV 5.375 | $12,658 | $12,574 |
| SCE TRUST V 5.45 | $24,349 | $24,078 |
| STIFEL FINANCIAL CORP 6.25 | $20,385 | $21,043 |
| WELLS FARGO & CO 5.7 SER-2 | $10,795 | $10,878 |
| MARRIOTT INTL INC NEW CL A | $673,162 | $1,228,703 |
| FIRST TRUST WATER ETF (FIW) | $724,843 | $1,139,050 |
| AGNC INVESTMENT CORP 7% | $22,444 | $22,836 |
| ANNALY CAP MGMNT 6.95% | $22,564 | $22,955 |
| ARCH CAP GROUP LTD 5.45% | $22,054 | $22,979 |
| CAPITAL ONE FINL CORP 6.20%-F | $10,496 | $10,119 |
| COLONY NORTHSTAR INC 7.125%-J | $32,552 | $32,101 |
| COLONY NORTHSTAR INC 8.75% | $10,398 | $9,816 |
| DIGITAL RLTY TR INC RED SER C | $14,106 | $14,197 |
| ENSTAR GROUP LTD 7% | $31,306 | $34,593 |
| FARMLAND PARTNERS INC 6% | $24,248 | $23,115 |
| GLOBAL NET LEASE INC PFD SER A | $6,217 | $6,660 |
| GOLDMAN SACHS GROUP INC 6.3% | $22,741 | $22,323 |
| INVESCO MTG CAP INC 7.75% | $10,416 | $10,971 |
| MORGAN STANLEY 5.85% | $20,397 | $22,830 |
| NATIONAL STORAGE AFFILIA 6% | $10,392 | $11,074 |
| NEW YORK CMNTY BC INC SER A | $66,126 | $71,773 |
| NISOURCE INC 6.5% SER B | $31,816 | $34,794 |
| STATE STREET CORP 5.350% | $55,753 | $58,193 |
| TCF FINANCIAL CORPN 5.70 | $10,433 | $10,948 |
| TWO HARBORS INVESTM 7.625% | $10,423 | $11,278 |
| TWO HARBORS INVSTMNT C 7.25% | $33,915 | $35,145 |
| URSTADT BIDDLE PPTYS INC SER H | $6,256 | $6,631 |
| VALLEY NATL BANCRP 5.50% | $11,620 | $12,045 |
| WELLS FARGO & COMPANY 6% | $4,145 | $4,054 |
| WELLS FARGO 5.85-Q FIXD | $42,900 | $44,290 |
| GENERAL MTRS CO | $575,212 | $612,135 |
| TRIPADVISOR INC COM | $280,708 | $263,547 |
| WELLS FARGO & CO NEW | $1,210,642 | $1,249,290 |
| ALPHABET INC CL C | $5,271 | $9,359 |
| APPLE INC | $7,779 | $17,913 |
| BERKSHIRE HATHAWAY CL-B NEW | $658 | $2,945 |
| JP MORGAN CHASE & CO | $1,995 | $6,134 |
| MICROSOFT CORP | $2,046 | $15,139 |
| THERMO FISHER SCIENTIFIC | $552 | $5,523 |
| JP MORGAN CHASE & CO. 5.75% | $10,567 | $11,561 |
| BRIGHTSPHERE INVT GROUP LLC NT | $47,122 | $48,588 |
| AGNC INVESTMENT CORP 6.875% | $11,417 | $11,498 |
| AIR LEASE CORP | $32,516 | $35,251 |
| ALLSTATE CORP | $23,063 | $23,918 |
| AMER EQ INV HLDG CO | $46,856 | $46,994 |
| ANNALY CAP MGMT INC PDF SER I | $45,635 | $47,164 |
| ASPEN INSURANCE HOLDINGS 5.625 | $11,397 | $11,933 |
| ATHENE HOLDING LTD | $23,011 | $24,130 |
| ATHENE HOLDING LTD | $22,382 | $24,747 |
| AXA EQUITABLE HLDG INC 5.25 | $23,238 | $24,377 |
| BANK OF AMERICA CO | $23,021 | $24,059 |
| BANK OF AMERICA CO | $20,625 | $22,679 |
| CAPITAL ONE FINANCIAL | $46,690 | $47,445 |
| CAPITAL ONE FINANCIAL | $10,628 | $10,571 |
| CITIZENS FIN GROUP 6.35% D | $31,553 | $35,136 |
| DIGITAL REALTY TRST 5.850 | $21,683 | $23,760 |
| DIGITAL REALTY TST INC 5.20% | $23,944 | $24,700 |
| DUKE ENERGY CORP 5.75% | $32,578 | $35,663 |
| JPMORGAN CHASE & CO. 6.00% | $10,375 | $11,650 |
| PS BUSINESS CO 6.375% | $11,803 | $11,602 |
| SPIRE INC 5.90% | $10,981 | $11,849 |
| SYNOVUS FIN CORP | $11,175 | $11,775 |
| FT ENHANCED SHORT MATURITY ETF | $601,049 | $600,900 |
| PIMCO ENHANCED SHRT MTRT EXC | $1,521,685 | $1,523,850 |
| VANGUARD FTSE EMERING MARKETS | $1,470,286 | $1,573,704 |
| FISERV INC WISCONSIN | $275,487 | $364,003 |
| FOX CORP CL B | $316,410 | $286,322 |
| LIBERTY BROADBAND CORP | $292,182 | $339,525 |
| NETFLIX | $449,024 | $508,652 |
| WABTEC CORP | $258,289 | $284,592 |
| WALT DISNEY CO HLDG | $14,995 | $19,814 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (18 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| JP MORGAN STRAT INC OPP SEL | AT COST | $2,933,731 | $2,830,088 |
| LORD ABBETT SHT DURATION INC F | AT COST | $4,486,608 | $4,234,233 |
| MAINSTAY HI YLD CORP BOND I | AT COST | $3,046,785 | $3,529,978 |
| MATTHEWS ASIA DIVIDEND INV | AT COST | $1,198,559 | $1,086,500 |
| ARTISAN FUNDS INC MID CAP VALUE FD INV SHS ARTQX | AT COST | $30,814 | $30,058 |
| ARTISAN FDS INC INTERNAITIONAL FUND INV ARTIX | AT COST | $30,453 | $45,212 |
| DIAMOND HILL LONG-SHORT FUND CL I DHLSX | AT COST | $46,099 | $71,370 |
| DODGE & COX INCOME FD DODIX | AT COST | $108,701 | $115,874 |
| HARRIS ASSOC INVT TR OAKMARK INTL FUND CL I OAKIX | AT COST | $25,882 | $43,132 |
| JPMORGAN MID CAP VALUE FUND CL I FLMVX | AT COST | $21,827 | $35,769 |
| ROYCE FUND PENNSYLVANIA MUTUAL FD INVESTMENT CL PENNX | AT COST | $51,179 | $53,841 |
| PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD RD INSTL CL PEBIX | AT COST | $15,759 | $15,429 |
| PRINICIPAL FUNDS INC PREFERRED SECURITIES INSTAL CLASS PPSIX | AT COST | $34,296 | $35,587 |
| TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL TGBAX | AT COST | $15,513 | $13,394 |
| TWEEDY BROWNE FD INC GLOBAL VALUE FD TBGVX | AT COST | $20,809 | $28,576 |
| VANGUARD GNMA FD CL I VFIIX | AT COST | $20,937 | $21,151 |
| FIRST EAGLE OVERSEAS 1 | AT COST | $7,125,308 | $7,389,532 |
| PGIM TOTAL RETURN BOND Z | AT COST | $5,501,051 | $5,524,492 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $70 | LegalFeesAmt |
| Net Investment Income | $70 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDEND RECEIVABLE | Desc |
| BOY Book Value | $13,913 | BOYBookValueAmt |
| EOY Book Value | $28,742 | EOYBookValueAmt |
| EOYFMV | $28,742 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK SERVICE CHARGES | $460 | $426 | $0 |
| DIRECTOR EXPENSES | $1,002 | $0 | $1,002 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $417,734 | Amt |
| Net Investment Income | $417,734 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX | CategoryTxt |
| Amt | $13,785 | Amt |
| Net Investment Income | $13,785 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |