SERENA FOUNDATION INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- SERENA FOUNDATION INC (EIN 27-2994814)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-09-28
- IRS object ID
- 202032729349100208
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-09-28T09:27:34-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 272994814 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SERENA FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O DINSE KNAPP & MCANDREW PC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SERE | BusinessNameControlTxt |
| Phone | 8028645751 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 209 BATTERY STREET PO BOX 988 | AddressLine1Txt |
| City | BURLINGTON | CityNm |
| State Abbreviation | VT | StateAbbreviationCd |
| ZIP | 05402 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WALLACE W TAPIA CPA | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 8028645751 | PhoneNum |
| Signature | 2020-09-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS BLANEY | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2020-09-25 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 67.250.101.203 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-09-25 | IPDt |
| IP Tm | 10:42:48 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | D740A805C9DC1AB3D640CDA68BADBF9B21851E53 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $42,713,986 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $17,228 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $17,228 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $449,263 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $449,274 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,008,484 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,838,232 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,008,248 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $49,357 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $49,357 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,524,332 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,524,107 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $37,500 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $10,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $27,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $20,345 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $20,345 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $18,400 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $15,900 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $251,616 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $226,318 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $25,298 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $217 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $217 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $22,113 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,772 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $69,556 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $69,556 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $73,382 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $66,950 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $6,723 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $493,129 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $311,257 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $165,322 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,756,869 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,756,869 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,249,998 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $311,257 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,922,191 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$725,666 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,212,850 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,316,815 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $331,155 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $331,155 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $8,455,847 | CorporateStockBOYAmt |
| Corporate Stock EOY | $10,948,017 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,948,017 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $25,720,267 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $31,429,970 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $31,429,970 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $10,238 | OtherAssetsBOYAmt |
| Other Assets EOY | $4,844 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $4,844 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $35,503,167 | TotalAssetsBOYAmt |
| Total Assets EOY | $42,713,986 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $42,713,986 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $35,503,167 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $42,713,986 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $35,503,167 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $42,713,986 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $35,503,167 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $42,713,986 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $35,503,167 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$725,666 | ExcessRevenueOverExpensesAmt |
| Other Increases | $7,936,485 | OtherIncreasesAmt |
| Subtotal | $42,713,986 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $42,713,986 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (9 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| SALE OF PUBLICLY TRADED SECURITIES | P | $5,585,710 | $4,719,335 | $866,375 | $866,375 |
| 1,217 SH. NANOSTRING TECHNOLOGIES, INC. | D | $31,309 | $11,038 | $20,271 | $20,271 |
| 200.84 SH. GENERATION IM GLOBAL EQUITY A SHARES | D | $103,711 | $42,787 | $60,924 | $60,924 |
| MPM CAPITAL FINAL DISTRIBUTION | D | $228 | $228 | ||
| HIGHCLERE INT'L INVESTORS | D | $27,023 | $27,023 | ||
| JMF LIQUIDATING COMPANY LLC | D | -$83,920 | -$83,920 | ||
| LEGACY VENTURES | P | -$156 | -$156 | ||
| CVR PARTNERS LP | P | $1 | $1 | ||
| CAPITAL GAINS DIVIDENDS | P | $117,502 | $117,502 | $117,502 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,008,248 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,971,249 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $39,464,044 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049951 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,892,977 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $38,114,968 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.049665 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,510,054 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $33,292,660 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.045357 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,592,723 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $34,631,408 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.045991 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,025,897 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $36,587,385 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.055371 | DistributionYr5Rt |
| Total Distribution | 0.246335 | TotalDistributionRt |
| Average Distribution | 0.049267 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $39,033,993 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,923,088 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $12,129 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,935,217 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,922,191 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $24,257 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $24,257 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $24,257 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $26,327 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $5,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $31,327 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $7,070 | OverpaymentAmt |
| Applied To ES Tax | $7,070 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | VT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | E RUSSELL PEACH IV CO DKM PC | IndividualWithBooksNm |
| Phone | 6172342515 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 209 BATTERY STREET PO BOX 988 | AddressLine1Txt |
| City | BURLINGTON | CityNm |
| State Abbreviation | VT | StateAbbreviationCd |
| ZIP | 05402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| AUSTIN HART CO DKM PC | ||||||||
| 209 BATTERY ST PO BOX 988 | BURLINGTON | VT | 05402 | PRESIDENT | 2.50 | $12,500 | $0 | $0 |
| WALLACE TAPIA CO DKM PC | ||||||||
| 209 BATTERY ST PO BOX 988 | BURLINGTON | VT | 05402 | TREASURER | 2.50 | $12,500 | $0 | $0 |
| F RENDOL BARLOW CO DKM PC | ||||||||
| 209 BATTERY ST PO BOX 988 | BURLINGTON | VT | 05402 | SECRETARY | 1.00 | $12,500 | $0 | $0 |
| E RUSSELL PEACH IV CO DKM PC | ||||||||
| 209 BATTERY ST PO BOX 988 | BURLINGTON | VT | 05402 | ASSISTANT TREASURER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GENERATION IM FUND PLC | BusinessNameLine1Txt |
Foreign Address ForeignAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | GEORGES COURT 54-62 TOWNSEND STREET | AddressLine1Txt |
| City | DUBLIN | CityNm |
| Country | EI | CountryCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT FEE | ServiceTypeTxt |
| Compensation | $103,711 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $26,928,546 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $929,187 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $11,770,686 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $39,628,419 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $39,628,419 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $594,426 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $39,033,993 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,951,700 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,951,700 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $24,257 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $24,257 | TotalTaxAmt |
| Distributable Before Adj | $1,927,443 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,927,443 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,927,443 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,922,191 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,922,191 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,922,191 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,927,443 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr2 | $14,027 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $49,715 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $63,742 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,922,191 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,922,191 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $5,252 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $5,252 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $58,490 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $58,490 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $8,775 | ExcessFromYear2Amt |
| Excess From Year1 | $49,715 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| FIDELITY CHARITABLE GIFT FUND | |||||||
| BOX 770001 | CINCINNATI | OH | 45277 | N/A | PC | CHARITABLE (UNRESTRICTED) | $1,499,900 |
| THE NEW YORK COMMUNITY TRUST | |||||||
| 909 THIRD AVENUE | NEW YORK | NY | 10022 | N/A | PC | CHARITABLE (UNRESTRICTED) | $256,969 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,756,869 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $17,228 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $449,263 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $49,357 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $237 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,008,247 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ORDINARY INCOME THROUGH K-1S | Desc |
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$1,923 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,923 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$1,686 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,526,018 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,524,332 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PKF O'CONNOR DAVIES, LLP | $17,400 | $0 | $15,900 |
| OTHER ACCOUNTING FEES | $1,000 | $1,000 | $0 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (188 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1009 SHARES OF UNITED RENTALS INC | $168,271 | $168,271 |
| 1010 SHARES OF COMMUNITY HEALTHCARE TRUST | $43,289 | $43,289 |
| 1010 SHARES OF DUCOMMUN INC | $51,035 | $51,035 |
| 1010 SHARES OF LIBERTY SIRIUSXM GROUP | $48,823 | $48,823 |
| 1010 SHARES OF SPIRE INC | $84,143 | $84,143 |
| 1020 SHARES OF PORTOLA PHARMACEUTICALS INC | $24,358 | $24,358 |
| 1020 SHARES OF STEVEN MADDEN LTD | $43,870 | $43,870 |
| 1029 SHARES OF AVIS BUDGET GROUP INC | $33,175 | $33,175 |
| 1030 SHARES OF CARA THERAPEUTICS INC | $16,593 | $16,593 |
| 1032 SHARES OF ARROW ELECTRONICS INC | $87,452 | $87,452 |
| 1045 SHARES OF CUBIC CORP | $66,431 | $66,431 |
| 1050 SHARES OF CYTOKINETICS INC | $11,141 | $11,141 |
| 1050 SHARES OF LAS VEGAS SANDS CORP | $72,492 | $72,492 |
| 1060 SHARES OF CENTERSTATE BANK CORP | $26,479 | $26,479 |
| 1087 SHARES OF PACIFIC PREMIER BANCORP INC | $35,442 | $35,442 |
| 1090 SHARES OF ATARA BIOTHERAPEUTICS INC | $17,952 | $17,952 |
| 1100 SHARES OF CYRUSONE INC | $71,973 | $71,973 |
| 1105 SHARES OF ADIENT PLC | $23,481 | $23,481 |
| 1117 SHARES OF ROYAL CARIBBEAN GROUP | $149,131 | $149,131 |
| 1133 SHARES OF IONIS PHARMACEUTICALS INC | $68,445 | $68,445 |
| 1174 SHARES OF PC CONNECTION INC | $58,301 | $58,301 |
| 1200 SHARES OF AMBARELLA INC | $72,672 | $72,672 |
| 1200 SHARES OF KOPPERS HOLDINGS | $45,864 | $45,864 |
| 1200 SHARES OF LAZARD LTD | $47,952 | $47,952 |
| 1200 SHARES OF WERNER ENTERPRISES INC | $43,668 | $43,668 |
| 1230 SHARES OF CUBESMART | $38,720 | $38,720 |
| 1258 SHARES OF HERTZ GLOBAL HOLDINGS INC | $19,814 | $19,814 |
| 1263 SHARES OF AMERIPRISE FINANCIAL INC | $210,391 | $210,391 |
| 1270 SHARES OF AXT INC | $5,525 | $5,525 |
| 1290 SHARES OF TUTOR PERINI CORP | $16,589 | $16,589 |
| 1298 SHARES OF QORVO INC | $150,867 | $150,867 |
| 1300 SHARES OF EW SCRIPPS CO/THE CL A | $20,423 | $20,423 |
| 1300 SHARES OF LANTHEUS HOLDINGS | $26,663 | $26,663 |
| 1330 SHARES OF FUTUREFUEL CORP | $16,479 | $16,479 |
| 1340 SHARES OF BMC STOCK HOLDINGS INC | $38,445 | $38,445 |
| 1430 SHARES OF PHYSICIANS REALTY TRUST | $27,084 | $27,084 |
| 1450 SHARES OF CLOVIS ONCOLOGY INC | $15,116 | $15,116 |
| 1460 SHARES OF STAG INDUSTRIAL INC | $46,092 | $46,092 |
| 1498 SHARES OF XPO LOGISTICS INC | $119,391 | $119,391 |
| 1500 SHARES OF HILLTOP HOLDINGS | $37,395 | $37,395 |
| 1500 SHARES OF INTERXION HOLDING NV | $125,715 | $125,715 |
| 1510 SHARES OF TCF FINANCIAL CORP | $70,668 | $70,668 |
| 1521 SHARES OF CELANESE CORP SER A | $187,266 | $187,266 |
| 1540 SHARES OF PORTLAND GENERAL ELECTRIC CO | $85,917 | $85,917 |
| 1541 SHARES OF AIR LEASE CORPORATION | $73,228 | $73,228 |
| 1544 SHARES OF CROWN HOLDINGS INC | $112,002 | $112,002 |
| 1580 SHARES OF LUMENTUM HOLDINGS INC | $125,294 | $125,294 |
| 1610 SHARES OF G-III APPAREL GROUP | $53,935 | $53,935 |
| 1610 SHARES OF MERCANTILE BANK CORP | $58,717 | $58,717 |
| 1620 SHARES OF SAPIENS INTERNATIONAL CORP | $37,260 | $37,260 |
| 1643 SHARES OF AECOM | $70,863 | $70,863 |
| 1690 SHARES OF DELEK US HOLDINGS | $44,498 | $44,498 |
| 1690 SHARES OF SEAWORLD ENTERTAINMENT INC | $53,590 | $53,590 |
| 1717 SHARES OF EOG RESOURCES INC | $143,816 | $143,816 |
| 1729 SHARES OF O - I GLASS INC | $20,627 | $20,627 |
| 175 SHARES OF MADISON SQUARE GARDEN SPORTS CORP CL A | $51,483 | $51,483 |
| 1755 SHARES OF MICROCHIP TECHNOLOGY INC | $183,784 | $183,784 |
| 1770 SHARES OF ALDER BIOPHARMACEUTICALS | $1,558 | $1,558 |
| 1783 SHARES OF GREENBRIER COS | $57,823 | $57,823 |
| 1790 SHARES OF HOSTESS BRANDS INC | $26,027 | $26,027 |
| 1800 SHARES OF MACROGENICS INC | $19,584 | $19,584 |
| 1851 SHARES OF QUANTA SERVICES INC | $75,354 | $75,354 |
| 1870 SHARES OF CATCHMARK TIMBER TRUST INC CL A | $21,449 | $21,449 |
| 1870 SHARES OF MARTEN TRANSPORT | $40,186 | $40,186 |
| 1910 SHARES OF HERITAGE FINANCIAL CORP | $54,053 | $54,053 |
| 1920 SHARES OF II-VI INC | $64,646 | $64,646 |
| 1940 SHARES OF FIRST BUSEY CORP | $53,350 | $53,350 |
| 1966 SHARES OF VISHAY INTERTECHNOLOGY INC | $41,856 | $41,856 |
| 200 SHARES OF REGENERON PHARMACEUTICALS INC | $75,096 | $75,096 |
| 2000 SHARES OF FORMFACTOR INC | $51,940 | $51,940 |
| 2000 SHARES OF NLIGHT INC | $40,560 | $40,560 |
| 2003 SHARES OF AERCAP HOLDINGS NV | $123,124 | $123,124 |
| 2018 SHARES OF COMMSCOPE HOLDING CO INC | $28,635 | $28,635 |
| 2020 SHARES OF NN INC | $18,685 | $18,685 |
| 2030 SHARES OF COLUMBIA PROPERTY TRUST INC | $42,447 | $42,447 |
| 2050 SHARES OF COGNEX CORP | $114,882 | $114,882 |
| 2067 SHARES OF HCA HEALTHCARE INC | $305,523 | $305,523 |
| 2130 SHARES OF UNITED COMMUNITY BANKS INC/GA | $65,774 | $65,774 |
| 2168 SHARES OF DISCOVERY INC CL C | $66,102 | $66,102 |
| 2182 SHARES OF TRIMBLE INC | $90,968 | $90,968 |
| 220 SHARES OF SAREPTA THERAPEUTICS INC | $28,389 | $28,389 |
| 2250 SHARES OF EVOQUA WATER TECHNOLOGIES CORP | $42,638 | $42,638 |
| 2280 SHARES OF TAYLOR MORRISON HOME CORP | $49,841 | $49,841 |
| 2400 SHARES OF CAE INC | $63,504 | $63,504 |
| 2412 SHARES OF LINCOLN NATIONAL CORP | $142,332 | $142,332 |
| 2450 SHARES OF GRAY TELEVISION INC CL B | $52,528 | $52,528 |
| 2500 SHARES OF BOYD GAMING CORP | $74,850 | $74,850 |
| 2500 SHARES OF COLUMBUS MCKINNON CORP | $100,075 | $100,075 |
| 2524 SHARES OF WESTERN DIGITAL CORP | $160,198 | $160,198 |
| 2560 SHARES OF INVACARE CORP | $23,091 | $23,091 |
| 2650 SHARES OF OMNOVA SOLUTIONS | $26,792 | $26,792 |
| 2660 SHARES OF TILLYS INC CL A | $32,585 | $32,585 |
| 2730 SHARES OF VIAVI SOLUTIONS INC | $40,950 | $40,950 |
| 2750 SHARES OF IMMUNOGEN INC | $14,039 | $14,039 |
| 2780 SHARES OF UMH PROPERTIES INC | $43,729 | $43,729 |
| 280 SHARES OF EASTGROUP PROPERTIES INC | $37,148 | $37,148 |
| 2810 SHARES OF GOODYEAR TIRE & RUBBER CO/THE | $43,710 | $43,710 |
| 290 SHARES OF KIRBY CORP | $25,964 | $25,964 |
| 300 SHARES OF PTC THERAPEUTICS INC | $14,409 | $14,409 |
| 3060 SHARES OF VIAVI SOLUTIONS INC | $45,900 | $45,900 |
| 3100 SHARES OF BRAEMAR HOTELS & RESORTS INC | $27,683 | $27,683 |
| 3100 SHARES OF IRIDIUM COMMUNICATIONS INC | $76,384 | $76,384 |
| 3100 SHARES OF ZAGG INC | $25,141 | $25,141 |
| 3150 SHARES OF FIREEYE INC | $52,070 | $52,070 |
| 3183 SHARES OF TEGNA INC | $53,124 | $53,124 |
| 3200 SHARES OF QEP RESOURCES INC | $14,400 | $14,400 |
| 3340 SHARES OF DANA INC | $60,788 | $60,788 |
| 3403 SHARES OF CENTENE CORP | $213,947 | $213,947 |
| 350 SHARES OF CUMMINS INC | $62,636 | $62,636 |
| 350 SHARES OF MODEL N INC | $12,275 | $12,275 |
| 360 SHARES OF TERRENO REALTY CORP | $19,490 | $19,490 |
| 370 SHARES OF REINSURANCE GROUP OF AMERICA INC | $60,332 | $60,332 |
| 3730 SHARES OF MAGNOLIA OIL & GAS CORP | $46,923 | $46,923 |
| 390 SHARES OF KAISER ALUMINUM CORP | $43,247 | $43,247 |
| 400 SHARES OF INTERCEPT PHARMACEUTICALS INC | $49,568 | $49,568 |
| 400 SHARES OF ULTRAGENYX PHARMACEUTICAL INC | $17,084 | $17,084 |
| 430 SHARES OF STOCK YARDS BANCORP INC | $17,656 | $17,656 |
| 4360 SHARES OF DIAMONDROCK HOSPITALITY CO | $48,309 | $48,309 |
| 440 SHARES OF MEDICINES CO | $37,374 | $37,374 |
| 440 SHARES OF NOVANTA INC | $38,914 | $38,914 |
| 440 SHARES OF RELIANCE STEEL & ALUMINUM CO | $52,694 | $52,694 |
| 450 SHARES OF IAC/INTERACTIVECORP COMMON STOCK | $112,100 | $112,100 |
| 4587 SHARES OF HANESBRANDS INC | $68,117 | $68,117 |
| 463 SHARES OF KANSAS CITY SOUTHERN | $70,913 | $70,913 |
| 470 SHARES OF GRAND CANYON EDUCATION INC | $45,021 | $45,021 |
| 4800 SHARES OF GROUPON INC | $11,472 | $11,472 |
| 486 SHARES OF HELMERICH & PAYNE INC | $22,079 | $22,079 |
| 4960 SHARES OF QURATE RETAIL INC CL A | $41,813 | $41,813 |
| 511 SHARES OF CARS.COM INC | $6,244 | $6,244 |
| 520 SHARES OF AMERICAN FINANCIAL GROUP INC/OH | $57,018 | $57,018 |
| 520 SHARES OF ENERSYS | $38,912 | $38,912 |
| 530 SHARES OF JOHN B SANFILIPPO & SON INC | $48,378 | $48,378 |
| 530 SHARES OF NATIONAL STORAGE AFFILIATES TRUST | $17,819 | $17,819 |
| 533 SHARES OF BROADCOM INC | $168,439 | $168,439 |
| 5350 SHARES OF PLUG POWER INC | $16,906 | $16,906 |
| 5354 SHARES OF SUNCOR ENERGY INC | $175,611 | $175,611 |
| 540 SHARES OF NEXSTAR MEDIA GROUP INC CL A | $63,315 | $63,315 |
| 550 SHARES OF FIBROGEN INC | $23,590 | $23,590 |
| 580 SHARES OF WSFS FINANCIAL CORP | $25,514 | $25,514 |
| 586 SHARES OF LAM RESEARCH CORP | $171,335 | $171,335 |
| 588 SHARES OF RAYMOND JAMES FINANCIAL INC | $52,602 | $52,602 |
| 60 SHARES OF COHERENT INC | $9,981 | $9,981 |
| 600 SHARES OF NORTHRIM BANCORP | $22,980 | $22,980 |
| 605 SHARES OF AFFILIATED MANAGERS GROUP INC | $51,268 | $51,268 |
| 6079 SHARES OF FLEX LTD | $76,717 | $76,717 |
| 6350 SHARES OF HIGHPOINT RESOURCES CORP | $10,732 | $10,732 |
| 640 SHARES OF HERMAN MILLER INC | $26,656 | $26,656 |
| 640 SHARES OF VISHAY PRECISION GROUP INC | $21,760 | $21,760 |
| 649 SHARES OF TENNECO INC CL A | $8,502 | $8,502 |
| 650 SHARES OF TENABLE HOLDINGS INC | $15,574 | $15,574 |
| 650 SHARES OF ULTRA CLEAN HOLDINGS INC | $15,256 | $15,256 |
| 660 SHARES OF ESPERION THERAPEUTICS INC | $39,356 | $39,356 |
| 660 SHARES OF GLOBUS MEDICAL INC | $38,861 | $38,861 |
| 666 SHARES OF UNIFI INC | $16,823 | $16,823 |
| 6735 SHARES OF MERCK & CO INC | $612,548 | $612,548 |
| 677 SHARES OF SYNNEX CORP | $87,198 | $87,198 |
| 695 SHARES OF ALLIANCE DATA SYSTEMS CORP | $77,979 | $77,979 |
| 696 SHARES OF ASSURANT INC | $91,232 | $91,232 |
| 696 SHARES OF COMMUNITY BANK SYSTEM INC | $49,374 | $49,374 |
| 700 SHARES OF ADVANCED ENERGY INDUSTRIES INC | $49,840 | $49,840 |
| 7260 SHARES OF ACCO BRANDS CORP | $67,954 | $67,954 |
| 733 SHARES OF ROBERT HALF INTERNATIONAL INC | $46,289 | $46,289 |
| 740 SHARES OF TRIUMPH BANCORP INC | $28,135 | $28,135 |
| 750 SHARES OF AERIE PHARMACEUTICALS INC | $18,128 | $18,128 |
| 750 SHARES OF SEATTLE GENETICS INC COM | $85,695 | $85,695 |
| 750 SHARES OF WORLD WRESTLING ENTERTAINMENT INC CL A | $48,653 | $48,653 |
| 751 SHARES OF WHIRLPOOL CORP | $110,795 | $110,795 |
| 760 SHARES OF COLUMBIA BANKING SYSTEM INC | $30,921 | $30,921 |
| 760 SHARES OF KENNAMETAL INC | $28,036 | $28,036 |
| 760 SHARES OF MEDNAX INC | $21,120 | $21,120 |
| 766 SHARES OF MYRIAD GENETICS INC | $20,858 | $20,858 |
| 770 SHARES OF AEROVIRONMENT INC | $47,540 | $47,540 |
| 770 SHARES OF COHU INC | $17,595 | $17,595 |
| 775 SHARES OF LIONS GATE ENTERTAINMENT CORP CL B | $7,696 | $7,696 |
| 800 SHARES OF STERLING BANCORP/DE | $16,864 | $16,864 |
| 810 SHARES OF INDEPENDENT BANK GROUP INC | $44,906 | $44,906 |
| 816 SHARES OF HEXCEL CORP NEW | $59,821 | $59,821 |
| 820 SHARES OF TRICO BANCSHARES | $33,464 | $33,464 |
| 830 SHARES OF UNIVERSAL ELECTRONICS INC | $43,376 | $43,376 |
| 840 SHARES OF CASELLA WASTE SYSTEMS INC CL A | $38,665 | $38,665 |
| 840 SHARES OF SOUTHWEST GAS HOLDINGS INC | $63,815 | $63,815 |
| 850 SHARES OF PROTHENA CORP PLC | $13,456 | $13,456 |
| 870 SHARES OF AMERISAFE INC | $57,446 | $57,446 |
| 880 SHARES OF EMERGENT BIOSOLUTIONS INC | $47,476 | $47,476 |
| 890 SHARES OF FARO TECHNOLOGIES INC | $44,812 | $44,812 |
| 890 SHARES OF PATRICK INDUSTRIES | $46,663 | $46,663 |
| 900 SHARES OF LEXICON PHARMACEUTICALS INC | $3,735 | $3,735 |
| 940 SHARES OF PAR PACIFIC HOLDINGS INC | $21,845 | $21,845 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (14 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 122973.98 SHARES OF RBC EMERGING MARKETS EQUITY FUND | FMV | $1,539,634 | $1,539,634 |
| 12590 SHARES OF VANGUARD S&P 500 | FMV | $3,724,122 | $3,724,122 |
| 131180.992 SHARES OF BROWN ADVISORY SUSTAINABLE GROWTH | FMV | $3,697,992 | $3,697,992 |
| 13131 SHARES OF RADCLIFFE INT'L | FMV | $1,395,794 | $1,395,794 |
| 13327.61 SHARES OF GENERATION IM GLOBAL EQUITY FUND | FMV | $7,403,556 | $7,403,556 |
| 184675.216 SHARES OF WCM FOCUSED | FMV | $3,492,208 | $3,492,208 |
| 333.33 SHARES OF SUMMIT | FMV | $807,675 | $807,675 |
| 44144.99 SHARES OF JOHCM INTERNATIONL SMALL CAP EQUITY | FMV | $523,118 | $523,118 |
| 61397.309 SHARES OF EATON VANCE | FMV | $543,366 | $543,366 |
| 68179.128 SHARES OF DELAWARE EMERGING MARKETS FUND | FMV | $1,405,172 | $1,405,172 |
| 84123.40 SHARES OF HIGHCLERE INTERNATIONAL INVESTORS | FMV | $2,785,430 | $2,785,430 |
| 96374.725 SHARES OF ARTISAN INTERNATIONAL VALUE | FMV | $3,562,011 | $3,562,011 |
| JMF LIQUIDATING LLC | FMV | $222,057 | $222,057 |
| LEGACY VENTURE IX, LLC | FMV | $327,835 | $327,835 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| DINSE, KNAPP & MCANDREW, P.C. | $5,345 | $0 | $5,345 |
| LANGROCK SPERRY & WOOL, LLP | $15,000 | $0 | $15,000 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RECEIVABLE FROM BROKER | Desc |
| BOY Book Value | $10,238 | BOYBookValueAmt |
| EOY Book Value | $4,844 | EOYBookValueAmt |
| EOYFMV | $4,844 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER EXPENSES THROUGH K-1S | $66,530 | $66,821 | $0 |
| FILING FEES | $129 | $129 | $0 |
| INSURANCE | $1,525 | $0 | $1,525 |
| OFFICE EXPENSES | $4,448 | $0 | $4,448 |
| MEMBERSHIP DUES | $750 | $0 | $750 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME THROUGH K-1S | $35,902 | $35,902 | $35,902 |
| ROYALTIES | $13,455 | $13,455 | $13,455 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAIN ON INVESTMENTS | $7,830,623 |
| NON-TAXABLE GAIN ON APPRECIATED STOCK DONATED | $105,862 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PATHSTONE FEDERAL STREET ADVISORS | $50,000 | $50,000 | $0 |
| OTHER INVESTMENT MANAGEMENT FEES | $44,473 | $44,473 | $0 |
| FIDUCIARY TRUST CUSTODIAL FEES | $28,134 | $28,134 | $0 |
| OTHER CONSULTING FEES | $25,298 | $0 | $25,298 |
| GENERATION INVESTMENT MANAGEMENT FEES | $103,711 | $103,711 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES WITHHELD | $6,772 | $6,772 | $0 |
| FEDERAL EXCISE TAX PAID | $15,000 | $0 | $0 |
| VERMONT UBI TAX | $341 | $0 | $0 |