BURDEN FAMILY CHARITABLE TRUST: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- BURDEN FAMILY CHARITABLE TRUST (EIN 83-1715667)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-05
- IRS object ID
- 202033109349101043
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-05T23:00:55-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 134008324 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PRICEWATERHOUSECOOPERS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 GRANT STREET | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15219 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 831715667 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BURDEN FAMILY CHARITABLE TRUST MAIN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | BURD | BusinessNameControlTxt |
| Phone | 8887304933 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6325 S RAINBOW BLVD STE 300 | AddressLine1Txt |
| City | LAS VEGAS | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89118 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | - | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 8887304933 | PhoneNum |
| Signature | 2020-10-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOSEPH J CASTRIANO | PreparerPersonNm |
| PTIN | P01251603 | PTIN |
| Phone | 4123556000 | PhoneNum |
| Preparation | 2020-10-30 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 155.201.42.63 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 1FC20DA306CF4B0268493A899F3BB48C86E98108 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 7A59CD4DB9252F65E6A92165E1CB565D54DB20EF | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $17,480,889 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Dividends Rev And Expnss | $440,702 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $439,303 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$22,889 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,526,374 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $417,813 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $439,303 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $112,987 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $84,740 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $28,247 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $1,513 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,513 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,481 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $1,481 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $6,253 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $6,253 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $14,417 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $8,317 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $603 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $603 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $137,254 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $99,913 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $31,241 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $800,268 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $800,268 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $937,522 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $99,913 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $831,509 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$519,709 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $339,390 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,378,379 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,042,391 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,042,391 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Investments BOY | $14,057,422 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $14,892,361 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $16,438,498 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $16,435,801 | TotalAssetsBOYAmt |
| Total Assets EOY | $15,934,752 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $17,480,889 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $16,435,801 | CapitalStockBOYAmt |
| Capital Stock EOY | $15,934,752 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,435,801 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,934,752 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,435,801 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,934,752 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,435,801 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$519,709 | ExcessRevenueOverExpensesAmt |
| Other Increases | $25,800 | OtherIncreasesAmt |
| Subtotal | $15,941,892 | SubtotalAmt |
| Other Decreases | $7,140 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $15,934,752 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (435 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 1000. TRANSOCEAN INC 6.800% 3/15/38 | 2018-09-21 | 2019-01-02 | $678 | $858 | -$180 | -$180 | |
| 3000. ROWAN COMPANIES INC 4.875% 6/01/22 | 2018-09-20 | 2019-01-04 | $2,558 | $2,858 | -$300 | -$300 | |
| 5000. SESI LLC 7.125% 12/15/21 | 2018-09-24 | 2019-01-04 | $4,263 | $5,088 | -$825 | -$825 | |
| 1000. TRANSOCEAN INC 6.800% 3/15/38 | 2018-09-21 | 2019-01-04 | $703 | $858 | -$155 | -$155 | |
| 3000. PRECISION DRILLING 5.250% 11/15/24 | 2018-09-24 | 2019-01-07 | $2,565 | $2,869 | -$304 | -$304 | |
| 2000. PRECISION DRILLING 5.250% 11/15/24 | 2018-09-24 | 2019-01-11 | $1,710 | $1,913 | -$203 | -$203 | |
| 86. TENCENT HOLDINGS LTD-UNS ADR | 2018-09-19 | 2019-01-14 | $3,526 | $3,597 | -$71 | -$71 | |
| .413 CIGNA CORP | 2018-12-18 | 2019-01-15 | $81 | $80 | $1 | $1 | |
| 2000. NRG YIELD OPERATING 5.375% 8/15/24 | 2018-09-28 | 2019-01-16 | $1,880 | $2,016 | -$136 | -$136 | |
| .0839 DELL TECHNOLOGIES -C | 2018-10-22 | 2019-01-17 | $4 | $4 | |||
| 2000. NRG YIELD OPERATING 5.375% 8/15/24 | 2018-09-14 | 2019-01-17 | $1,880 | $2,036 | -$156 | -$156 | |
| 11. BECTON DICKINSON & CO | 2018-09-18 | 2019-01-22 | $2,642 | $2,860 | -$218 | -$218 | |
| 12. CIGNA CORP | 2018-09-18 | 2019-01-22 | $2,317 | $2,408 | -$91 | -$91 | |
| 12. CIGNA CORP | 2019-01-22 | $2,317 | $2,298 | $19 | $19 | ||
| 101. CVS HEALTH CORPORATION | 2019-01-22 | $6,550 | $7,799 | -$1,249 | -$1,249 | ||
| 43. CARMAX INC | 2018-10-22 | 2019-01-22 | $2,588 | $2,942 | -$354 | -$354 | |
| 13. COSTCO WHOLESALE CORP | 2018-09-18 | 2019-01-22 | $2,794 | $3,056 | -$262 | -$262 | |
| 57. DELTA AIR LINES INC | 2018-11-27 | 2019-01-22 | $2,707 | $3,324 | -$617 | -$617 | |
| 199. EXXON MOBIL CORPORATION | 2019-01-22 | $14,314 | $16,599 | -$2,285 | -$2,285 | ||
| 15. FEDEX CORPORATION | 2018-11-27 | 2019-01-22 | $2,638 | $3,363 | -$725 | -$725 | |
| 39. GILEAD SCIENCES INC | 2018-09-18 | 2019-01-22 | $2,663 | $2,883 | -$220 | -$220 | |
| 120. HUNTSMAN CORP | 2018-12-18 | 2019-01-22 | $2,552 | $2,270 | $282 | $282 | |
| 52. JPMORGAN CHASE & CO | 2018-09-18 | 2019-01-22 | $5,359 | $5,947 | -$588 | -$588 | |
| 34. ELI LILLY & CO COM | 2019-01-22 | $3,961 | $3,787 | $174 | $174 | ||
| 27. MARRIOTT INTERNATIONAL INC CLASS A | 2018-11-27 | 2019-01-22 | $2,919 | $3,235 | -$316 | -$316 | |
| 73. MICROSOFT CORP | 2018-09-18 | 2019-01-22 | $7,788 | $8,292 | -$504 | -$504 | |
| 135. ORACLE CORPORATION | 2019-01-22 | $6,612 | $6,643 | -$31 | -$31 | ||
| 17. PARKER HANNIFIN CORP | 2018-10-22 | 2019-01-22 | $2,704 | $2,694 | $10 | $10 | |
| 17.99988 PHILIP MORRIS INTERNATIONAL IN | 2018-10-22 | 2019-01-22 | $1,306 | $1,581 | -$275 | -$275 | |
| 18.00012 PHILIP MORRIS INTERNATIONAL IN | 2019-01-22 | $1,306 | $1,558 | -$252 | -$252 | ||
| 53. UNITED PARCEL SERVICE-CL B | 2019-01-22 | $5,426 | $6,207 | -$781 | -$781 | ||
| 53. UNITED TECHNOLOGIES CORP | 2019-01-22 | $5,951 | $7,105 | -$1,154 | -$1,154 | ||
| 27. ACCENTURE PLC | 2019-01-22 | $4,020 | $4,650 | -$630 | -$630 | ||
| 46. MEDTRONIC PLC | 2018-09-18 | 2019-01-22 | $3,978 | $4,458 | -$480 | -$480 | |
| 25. ALEXION PHARMACEUTICALS INC | 2019-01-28 | $2,948 | $3,142 | -$194 | -$194 | ||
| 3000. NRG YIELD OPERATING 5.375% 8/15/24 | 2018-09-28 | 2019-01-29 | $2,828 | $3,023 | -$195 | -$195 | |
| 3000. MGM RESORTS INTL 6.750% 10/01/20 | 2018-09-20 | 2019-01-30 | $3,124 | $3,161 | -$37 | -$37 | |
| 63104.219 WFA SHORT DURATION GOVT-R6 #4656 | 2018-12-13 | 2019-01-30 | $608,325 | $606,432 | $1,893 | $1,893 | |
| 31. VECTREN CORP | 2018-10-22 | 2019-02-01 | $2,232 | $2,220 | $12 | $12 | |
| 25000. COCA-COLA CO/THE 2.450% 11/01/20 | 2018-12-20 | 2019-02-04 | $24,936 | $24,771 | $165 | $165 | |
| 15000. WESTPAC BANKING CORP 2.300% 5/26/20 | 2018-09-20 | 2019-02-04 | $14,879 | $14,832 | $47 | $47 | |
| 112. ACTIVISION BLIZZARD INC | 2019-02-06 | $4,813 | $7,739 | -$2,926 | -$2,926 | ||
| 9. ALEXION PHARMACEUTICALS INC | 2018-09-19 | 2019-02-06 | $1,090 | $1,096 | -$6 | -$6 | |
| 1. BOOKING HOLDINGS INC | 2018-09-19 | 2019-02-06 | $1,906 | $1,905 | $1 | $1 | |
| 66. CROWN CASTLE INTL CORP | 2019-02-06 | $7,743 | $7,318 | $425 | $425 | ||
| 25.00003 TESLA MOTORS INC | 2018-10-14 | 2019-02-06 | $7,950 | $8,797 | -$847 | -$847 | |
| 3.99997 TESLA MOTORS INC | 2018-10-14 | 2019-02-06 | $1,272 | $1,408 | -$136 | -$136 | |
| 59. ALEXION PHARMACEUTICALS INC | 2019-02-12 | $7,252 | $6,698 | $554 | $554 | ||
| 174. NEWFIELD EXPL CO COM | 2018-12-18 | 2019-02-13 | $2,975 | $2,494 | $481 | $481 | |
| 33. DOLLAR TREE INC | 2019-02-22 | $3,187 | $3,130 | $57 | $57 | ||
| 10.99992 EQUIFAX INC | 2018-09-19 | 2019-02-22 | $1,215 | $1,489 | -$274 | -$274 | |
| 13.00008 EQUIFAX INC | 2018-09-19 | 2019-02-22 | $1,436 | $1,760 | -$324 | -$324 | |
| 41. ANALOG DEVICES INC | 2018-09-17 | 2019-03-05 | $4,444 | $3,775 | $669 | $669 | |
| 6000. ENERGY TRANSFER EQUI 4.250% 3/15/23 | 2019-03-05 | $6,075 | $6,065 | $10 | $10 | ||
| 234. LAS VEGAS SANDS CORP | 2019-03-05 | $13,970 | $13,859 | $111 | $111 | ||
| 67. ABBVIE INC | 2019-03-06 | $5,235 | $6,215 | -$980 | -$980 | ||
| 96. ACTIVISION BLIZZARD INC | 2019-03-06 | $4,079 | $4,695 | -$616 | -$616 | ||
| 12. ADVANCE AUTO PTS INC | 2018-11-27 | 2019-03-06 | $1,904 | $2,173 | -$269 | -$269 | |
| 73. ANADARKO PETROLEUM CORP | 2019-02-01 | 2019-03-06 | $3,178 | $3,492 | -$314 | -$314 | |
| 8.00006 APPLE INC | 2018-09-18 | 2019-03-06 | $1,398 | $1,750 | -$352 | -$352 | |
| 112.99994 APPLE INC | 2018-09-18 | 2019-03-06 | $19,741 | $24,726 | -$4,985 | -$4,985 | |
| 77. ARCHER DANIELS MIDLAND CO | 2019-02-01 | 2019-03-06 | $3,246 | $3,460 | -$214 | -$214 | |
| 24. CAPITAL ONE FINANCIAL CORP | 2018-11-27 | 2019-03-06 | $1,992 | $2,116 | -$124 | -$124 | |
| 55. CARDINAL HEALTH INC COM | 2018-10-22 | 2019-03-06 | $2,663 | $2,876 | -$213 | -$213 | |
| 35. CARNIVAL CORP | 2018-11-27 | 2019-03-06 | $1,982 | $2,123 | -$141 | -$141 | |
| 31. CELGENE CORP COM | 2019-02-01 | 2019-03-06 | $2,680 | $2,790 | -$110 | -$110 | |
| 42. CENTENE CORP DEL | 2019-02-01 | 2019-03-06 | $2,390 | $2,756 | -$366 | -$366 | |
| 47. CERNER CORP COM | 2018-10-22 | 2019-03-06 | $2,606 | $2,988 | -$382 | -$382 | |
| 48. CITIGROUP INC | 2019-03-06 | $3,016 | $3,279 | -$263 | -$263 | ||
| 20. CITRIX SYS INC COM | 2018-11-27 | 2019-03-06 | $2,081 | $2,173 | -$92 | -$92 | |
| 88. CONAGRA FOODS INC | 2018-12-18 | 2019-03-06 | $2,004 | $2,556 | -$552 | -$552 | |
| 29. CONCHO RESOURCES INC | 2019-02-01 | 2019-03-06 | $3,065 | $3,502 | -$437 | -$437 | |
| 14. COVETRUS INC | 2018-10-22 | 2019-03-06 | $483 | $655 | -$172 | -$172 | |
| 25. WALT DISNEY CO | 2018-10-22 | 2019-03-06 | $2,872 | $2,978 | -$106 | -$106 | |
| 51. EVERGY INC | 2018-10-22 | 2019-03-06 | $2,801 | $2,902 | -$101 | -$101 | |
| 13. F5 NETWORKS INC | 2018-11-27 | 2019-03-06 | $2,091 | $2,196 | -$105 | -$105 | |
| 224. FORD MOTOR COMPANY | 2018-11-27 | 2019-03-06 | $1,920 | $2,103 | -$183 | -$183 | |
| 18. GENERAL DYNAMICS CORP | 2018-11-27 | 2019-03-06 | $3,008 | $3,200 | -$192 | -$192 | |
| 52. GILEAD SCIENCES INC | 2019-03-06 | $3,273 | $3,807 | -$534 | -$534 | ||
| 139. HP INC | 2018-11-27 | 2019-03-06 | $2,659 | $3,155 | -$496 | -$496 | |
| 110. HALLIBURTON CO | 2019-02-01 | 2019-03-06 | $3,186 | $3,523 | -$337 | -$337 | |
| 35. HELMERICH & PAYNE INC | 2018-11-27 | 2019-03-06 | $1,883 | $2,124 | -$241 | -$241 | |
| 12. HUMANA INC | 2019-03-06 | $3,267 | $3,869 | -$602 | -$602 | ||
| 21. INTERNATIONAL FLAVORS & FRAGRANCES | 2018-10-22 | 2019-03-06 | $2,671 | $2,923 | -$252 | -$252 | |
| 93. JUNIPER NETWORKS INC | 2018-12-18 | 2019-03-06 | $2,457 | $2,621 | -$164 | -$164 | |
| 72. KRAFT HEINZ CO/THE | 2019-02-01 | 2019-03-06 | $2,368 | $3,452 | -$1,084 | -$1,084 | |
| 27. LAMB WESTON HOLDINGS INC | 2018-11-27 | 2019-03-06 | $1,903 | $2,096 | -$193 | -$193 | |
| 49. MARATHON PETROLEUM CORP. | 2018-11-27 | 2019-03-06 | $2,931 | $3,144 | -$213 | -$213 | |
| 21. MCCORMICK & CO INC NON VTG | 2018-10-22 | 2019-03-06 | $2,857 | $2,944 | -$87 | -$87 | |
| 27. MCKESSON CORP | 2019-02-01 | 2019-03-06 | $3,070 | $3,379 | -$309 | -$309 | |
| 36. SCHEIN HENRY INC | 2018-10-22 | 2019-03-06 | $2,075 | $2,321 | -$246 | -$246 | |
| 11. TESLA MOTORS INC | 2019-03-06 | $3,058 | $3,776 | -$718 | -$718 | ||
| 52. TEXTRON INC | 2018-10-22 | 2019-03-06 | $2,773 | $2,928 | -$155 | -$155 | |
| 25. UNITED CONTINENTAL HOLDINGS, INC. | 2018-09-18 | 2019-03-06 | $2,114 | $2,252 | -$138 | -$138 | |
| 15. UNITEDHEALTH GROUP INC | 2019-03-06 | $3,582 | $4,001 | -$419 | -$419 | ||
| 8. VAIL RESORTS INC COM | 2018-11-27 | 2019-03-06 | $1,656 | $2,187 | -$531 | -$531 | |
| 54. VERIZON COMMUNICATIONS | 2018-11-27 | 2019-03-06 | $3,008 | $3,248 | -$240 | -$240 | |
| 72. WALGREENS BOOTS ALLIANCE INC | 2019-03-06 | $4,401 | $5,384 | -$983 | -$983 | ||
| 63. WESTROCK CO | 2018-12-18 | 2019-03-06 | $2,397 | $2,557 | -$160 | -$160 | |
| 79. WEYERHAEUSER CO | 2018-11-27 | 2019-03-06 | $1,941 | $2,105 | -$164 | -$164 | |
| 33. AMDOCS LIMITED COM | 2018-11-27 | 2019-03-06 | $1,814 | $2,118 | -$304 | -$304 | |
| 23. LYONDELLBASELL INDU-CL A | 2018-11-27 | 2019-03-06 | $2,060 | $2,101 | -$41 | -$41 | |
| 91. MYLAN N V | 2018-10-22 | 2019-03-06 | $2,482 | $2,887 | -$405 | -$405 | |
| 3924. ANTERO RESOURCES COR 5.625% 6/01/23 | 2018-10-12 | 2019-03-11 | $3,934 | $3,981 | -$47 | -$47 | |
| 76. ANTERO RESOURCES COR 5.625% 6/01/23 | 2018-10-12 | 2019-03-11 | $76 | $77 | -$1 | -$1 | |
| 1197. ANTERO RESOURCES COR 5.625% 6/01/23 | 2019-03-12 | $1,201 | $1,209 | -$8 | -$8 | ||
| 1803. ANTERO RESOURCES COR 5.625% 6/01/23 | 2019-01-15 | 2019-03-12 | $1,810 | $1,776 | $34 | $34 | |
| 3000. SOUTHWESTERN ENERGY 7.750% 10/01/27 | 2018-09-24 | 2019-03-14 | $3,060 | $3,188 | -$128 | -$128 | |
| 2000. ANTERO RESOURCES FIN 5.375% 11/01/21 | 2018-09-20 | 2019-03-15 | $2,018 | $2,030 | -$12 | -$12 | |
| 2000. SOUTHWESTERN ENERGY 7.750% 10/01/27 | 2018-09-24 | 2019-03-15 | $2,043 | $2,125 | -$82 | -$82 | |
| 14.00003 TESLA MOTORS INC | 2019-03-15 | $3,854 | $4,881 | -$1,027 | -$1,027 | ||
| 11.99997 TESLA MOTORS INC | 2018-12-18 | 2019-03-15 | $3,304 | $4,154 | -$850 | -$850 | |
| 3000. ANTERO RESOURCES FIN 5.375% 11/01/21 | 2018-09-20 | 2019-03-18 | $3,023 | $3,045 | -$22 | -$22 | |
| 2000. SOUTHWESTERN ENERGY 7.750% 10/01/27 | 2019-01-02 | 2019-03-18 | $2,045 | $1,905 | $140 | $140 | |
| 1000. GOODYEAR TIRE & RUBB 4.875% 3/15/27 | 2018-09-18 | 2019-03-19 | $928 | $928 | |||
| 36.84 TWENTY FIRST CENTURY FOX INC | 2018-09-18 | 2019-03-19 | $1,899 | $1,645 | $254 | $254 | |
| 17.68 TWENTY FIRST CENTURY FOX INC | 2019-02-01 | 2019-03-19 | $911 | $872 | $39 | $39 | |
| 13.16 TWENTY FIRST CENTURY FOX INC | 2018-09-18 | 2019-03-19 | $680 | $588 | $92 | $92 | |
| 6.32 TWENTY FIRST CENTURY FOX INC | 2019-02-01 | 2019-03-19 | $326 | $311 | $15 | $15 | |
| 36.84 TWENTY-FIRST CENTURY FOX INC | 2018-09-18 | 2019-03-19 | $1,899 | $1,631 | $268 | $268 | |
| 13.16 TWENTY-FIRST CENTURY FOX INC | 2018-09-18 | 2019-03-19 | $670 | $583 | $87 | $87 | |
| .911 ENCANA CORP | 2019-02-13 | 2019-03-20 | $7 | $6 | $1 | $1 | |
| 3000. GOODYEAR TIRE & RUBB 4.875% 3/15/27 | 2018-09-18 | 2019-03-21 | $2,775 | $2,775 | |||
| 65. ANALOG DEVICES INC | 2018-09-17 | 2019-03-25 | $6,822 | $5,985 | $837 | $837 | |
| 308. DOWDUPONT INC | 2019-03-25 | $16,511 | $20,025 | -$3,514 | -$3,514 | ||
| 207. TORONTO DOMINION BK ONT COM NEW | 2019-03-25 | $11,360 | $11,956 | -$596 | -$596 | ||
| 1000. GOODYEAR TIRE & RUBB 4.875% 3/15/27 | 2018-09-18 | 2019-03-27 | $916 | $925 | -$9 | -$9 | |
| .378 WABTEC CORP | 2019-01-31 | 2019-03-27 | $27 | $29 | -$2 | -$2 | |
| 1000. GOODYEAR TIRE & RUBB 4.875% 3/15/27 | 2019-01-18 | 2019-03-28 | $915 | $901 | $14 | $14 | |
| 3000. ENSCO PLC 5.750% 10/01/44 | 2018-10-01 | 2019-04-02 | $1,943 | $2,265 | -$322 | -$322 | |
| 4000. ENSCO PLC 5.750% 10/01/44 | 2019-04-04 | $2,620 | $2,685 | -$65 | -$65 | ||
| 19. BIOGEN IDEC INC | 2019-04-12 | $4,478 | $6,226 | -$1,748 | -$1,748 | ||
| 119. BRISTOL MYERS SQUIBB CO | 2019-04-12 | $5,464 | $6,028 | -$564 | -$564 | ||
| 91. INTERPUBLIC GROUP COS INC | 2018-11-27 | 2019-04-12 | $1,978 | $2,148 | -$170 | -$170 | |
| 35. JPMORGAN CHASE & CO | 2018-09-18 | 2019-04-12 | $3,864 | $4,003 | -$139 | -$139 | |
| 106. KROGER CO | 2018-10-22 | 2019-04-12 | $2,713 | $2,971 | -$258 | -$258 | |
| 29. STATE STREET CORP | 2018-11-27 | 2019-04-12 | $2,055 | $2,110 | -$55 | -$55 | |
| 39. UGI CORP NEW COM | 2018-10-22 | 2019-04-12 | $2,072 | $2,185 | -$113 | -$113 | |
| 20. ANTHEM INC | 2019-04-16 | $4,880 | $5,889 | -$1,009 | -$1,009 | ||
| 20.00011 UNITEDHEALTH GROUP INC | 2019-04-16 | $4,381 | $5,361 | -$980 | -$980 | ||
| 15.99989 UNITEDHEALTH GROUP INC | 2018-10-19 | 2019-04-16 | $3,505 | $4,246 | -$741 | -$741 | |
| 1000. ANHEUSER-BUSCH INBEV 2.625% 1/17/23 | 2019-03-19 | 2019-04-17 | $985 | $984 | $1 | $1 | |
| 57792.084 WFA SHORT DURATION GOVT-R6 #4656 | 2018-12-13 | 2019-04-17 | $557,694 | $555,382 | $2,312 | $2,312 | |
| 1000. AMERICAN AXLE & MFG 6.625% 10/15/22 | 2018-09-18 | 2019-04-22 | $1,024 | $1,024 | |||
| 3000. AMERICAN AXLE & MFG 6.625% 10/15/22 | 2019-04-23 | $3,069 | $3,062 | $7 | $7 | ||
| .5 BERKLEY W R CORP | 2018-12-18 | 2019-04-23 | $29 | $25 | $4 | $4 | |
| .3333 DOW INC | 2018-09-19 | 2019-04-25 | $18 | $23 | -$5 | -$5 | |
| 3000. DISH DBS CORP 5.875% 7/15/22 | 2019-04-29 | $2,933 | $2,935 | -$2 | -$2 | ||
| .2 ALCON INC | 2018-10-19 | 2019-04-30 | $12 | $11 | $1 | $1 | |
| .667 FOX CORP | 2019-03-20 | 2019-05-02 | $25 | $27 | -$2 | -$2 | |
| 4000. DISH DBS CORP 5.875% 7/15/22 | 2019-05-03 | $3,910 | $3,763 | $147 | $147 | ||
| .667 FOX CORP | 2019-03-20 | 2019-05-03 | $25 | $27 | -$2 | -$2 | |
| 69. ALCON INC | 2019-05-03 | $4,061 | $3,604 | $457 | $457 | ||
| 3000. CONSOL ENERGY INC 5.875% 4/15/22 | 2018-09-20 | 2019-05-08 | $2,970 | $3,008 | -$38 | -$38 | |
| 2000. CHEMOURS CO 7.000% 5/15/25 | 2019-05-03 | 2019-05-13 | $2,065 | $2,105 | -$40 | -$40 | |
| .7244 WALT DISNEY CO | 2019-05-14 | $97 | $5,629 | -$5,532 | -$5,532 | ||
| 2000. CHEMOURS CO 7.000% 5/15/25 | 2019-05-03 | 2019-05-15 | $2,048 | $2,105 | -$57 | -$57 | |
| 4000. CONSOL ENERGY INC 5.875% 4/15/22 | 2019-05-15 | $3,880 | $3,965 | -$85 | -$85 | ||
| 53. NVIDIA CORP | 2019-05-15 | $8,486 | $14,881 | -$6,395 | -$6,395 | ||
| 25000. TORONTO-DOMINION BAN 2.500% 12/14/20 | 2019-05-15 | $24,979 | $24,659 | $320 | $320 | ||
| 32. ALBEMARLE CORP COM | 2018-12-18 | 2019-05-16 | $2,239 | $2,604 | -$365 | -$365 | |
| 62. AMGEN INC | 2019-05-16 | $10,627 | $12,219 | -$1,592 | -$1,592 | ||
| 63. THE BANK OF NEW YORK MELLON CORP. | 2018-11-27 | 2019-05-16 | $2,951 | $3,210 | -$259 | -$259 | |
| 57. BIOMARIN PHARMACEUTICAL INC | 2019-05-16 | $5,097 | $5,568 | -$471 | -$471 | ||
| 16. BOEING CO | 2019-02-01 | 2019-05-16 | $5,541 | $6,203 | -$662 | -$662 | |
| 52. COGNIZANT TECH SOLUTIONS CRP COM | 2019-02-01 | 2019-05-16 | $3,053 | $3,666 | -$613 | -$613 | |
| 210. DOWDUPONT INC | 2019-05-16 | $6,446 | $7,734 | -$1,288 | -$1,288 | ||
| 464. ENCANA CORP | 2019-02-13 | 2019-05-16 | $3,174 | $2,970 | $204 | $204 | |
| 24. FOX CORP | 2019-05-16 | $910 | $978 | -$68 | -$68 | ||
| 242. FREEPORT-MCMORAN INC. | 2018-10-22 | 2019-05-16 | $2,599 | $2,896 | -$297 | -$297 | |
| 17. HCA HOLDINGS INC | 2018-09-18 | 2019-05-16 | $2,101 | $2,282 | -$181 | -$181 | |
| 28. NRG ENERGY INC | 2019-02-01 | 2019-05-16 | $1,007 | $1,140 | -$133 | -$133 | |
| 50. NVIDIA CORP | 2019-05-16 | $7,954 | $9,442 | -$1,488 | -$1,488 | ||
| 78. OCCIDENTAL PETE CORP | 2019-05-16 | $4,215 | $5,380 | -$1,165 | -$1,165 | ||
| 6. REGENERON PHARMACEUTICALS INC | 2018-09-18 | 2019-05-16 | $1,862 | $2,337 | -$475 | -$475 | |
| 104. SCHLUMBERGER LTD | 2019-02-01 | 2019-05-16 | $4,155 | $4,631 | -$476 | -$476 | |
| 48. SQUARE INC | 2019-02-01 | 2019-05-16 | $3,203 | $3,413 | -$210 | -$210 | |
| 14. TESLA MOTORS INC | 2019-05-16 | $3,209 | $4,807 | -$1,598 | -$1,598 | ||
| 47. 3M CO | 2019-05-16 | $8,148 | $9,678 | -$1,530 | -$1,530 | ||
| 3. WABTEC CORP | 2019-01-31 | 2019-05-16 | $207 | $231 | -$24 | -$24 | |
| 33. ALLERGAN PLC | 2019-05-16 | $4,671 | $4,977 | -$306 | -$306 | ||
| 1000. AMERICAN AXLE & MFG 6.250% 3/15/26 | 2018-09-25 | 2019-05-20 | $973 | $986 | -$13 | -$13 | |
| 2000. CHEMOURS CO 7.000% 5/15/25 | 2019-05-03 | 2019-05-20 | $2,035 | $2,105 | -$70 | -$70 | |
| 5000. AMERICAN AXLE & MFG 6.250% 3/15/26 | 2019-05-21 | $4,863 | $4,883 | -$20 | -$20 | ||
| 3000. SPRINT CORP 7.125% 6/15/24 | 2019-05-21 | $3,124 | $3,137 | -$13 | -$13 | ||
| 4000. SPRINT CORP 7.125% 6/15/24 | 2019-05-28 | $4,130 | $4,065 | $65 | $65 | ||
| 25000. AMERICAN HONDA FINAN 2.450% 9/24/20 | 2018-12-19 | 2019-05-31 | $25,005 | $24,716 | $289 | $289 | |
| 2000. ENSCO PLC 7.750% 2/01/26 | 2019-04-03 | 2019-05-31 | $1,500 | $1,725 | -$225 | -$225 | |
| 2000. ENSCO PLC 7.750% 2/01/26 | 2019-04-03 | 2019-06-04 | $1,510 | $1,725 | -$215 | -$215 | |
| 3000. ENSCO PLC 7.750% 2/01/26 | 2019-04-04 | 2019-06-06 | $2,228 | $2,580 | -$352 | -$352 | |
| 1000. HEALTHSOUTH CORP 5.750% 11/01/24 | 2019-01-09 | 2019-06-07 | $1,019 | $1,010 | $9 | $9 | |
| .3333 CORTEVA INC | 2018-09-19 | 2019-06-10 | $9 | $12 | -$3 | -$3 | |
| 47. CORTEVA INC | 2019-06-10 | $1,222 | $1,483 | -$261 | -$261 | ||
| 47. DOW INC | 2019-06-11 | $2,430 | $2,896 | -$466 | -$466 | ||
| 47. DUPONT DE NEMOURS INC | 2019-06-11 | $3,480 | $4,284 | -$804 | -$804 | ||
| 34. EQUIFAX INC | 2019-06-11 | $4,440 | $4,476 | -$36 | -$36 | ||
| 48. FIDELITY NATL INFORMATION SVCS INC | 2019-06-11 | $5,877 | $5,245 | $632 | $632 | ||
| .8571 KONTOOR BRANDS INC | 2018-11-27 | 2019-06-13 | $24 | $29 | -$5 | -$5 | |
| 71. BANK OF AMERICA CORP | 2018-11-20 | 2019-06-14 | $1,982 | $1,941 | $41 | $41 | |
| 54. BRITISH AMERICAN TOBACCO P.L.C - ADR | 2018-09-17 | 2019-06-14 | $1,961 | $2,606 | -$645 | -$645 | |
| 36. CISCO SYSTEMS INC | 2018-09-17 | 2019-06-14 | $1,982 | $1,705 | $277 | $277 | |
| 177. ING GROEP N.V. - ADR | 2018-09-26 | 2019-06-14 | $1,942 | $2,413 | -$471 | -$471 | |
| 25. LVMH MOET HENNESSY UNSP ADR - ADR | 2018-09-17 | 2019-06-14 | $1,981 | $1,689 | $292 | $292 | |
| 15. MICROSOFT CORP | 2018-09-17 | 2019-06-14 | $1,987 | $1,689 | $298 | $298 | |
| 175. NESTLE S.A. REGISTERED SHARES - ADR | 2019-06-14 | $17,758 | $14,665 | $3,093 | $3,093 | ||
| 41. TC ENERGY CORP | 2018-09-17 | 2019-06-14 | $2,006 | $1,738 | $268 | $268 | |
| 183. COCA-COLA EUROPEAN PARTNERS | 2019-06-14 | $10,375 | $8,577 | $1,798 | $1,798 | ||
| 6000. LENNAR CORP 4.500% 6/15/19 | 2019-06-15 | $6,000 | $6,040 | -$40 | -$40 | ||
| 120. APACHE CORP | 2019-02-01 | 2019-06-18 | $3,462 | $3,887 | -$425 | -$425 | |
| 112. CONOCOPHILLIPS | 2019-06-18 | $6,730 | $7,620 | -$890 | -$890 | ||
| 36. EVERETT SPINCO INC | 2018-11-27 | 2019-06-18 | $1,948 | $2,179 | -$231 | -$231 | |
| 4000. DIAMONDBACK ENERGY 4.750% 11/01/24 | 2018-09-17 | 2019-06-18 | $4,095 | $4,020 | $75 | $75 | |
| 63. EOG RESOURCES, INC | 2019-06-18 | $5,602 | $6,273 | -$671 | -$671 | ||
| 16. FOX CORP | 2019-03-20 | 2019-06-18 | $584 | $644 | -$60 | -$60 | |
| 142. HALLIBURTON CO | 2019-05-16 | 2019-06-18 | $3,182 | $3,693 | -$511 | -$511 | |
| 3. KONTOOR BRANDS INC | 2018-11-27 | 2019-06-18 | $80 | $102 | -$22 | -$22 | |
| 5000. LIMITED BRANDS INC 6.625% 4/01/21 | 2019-06-18 | $5,300 | $5,249 | $51 | $51 | ||
| 103. MICRON TECHNOLOGY INC | 2019-06-18 | $3,570 | $3,934 | -$364 | -$364 | ||
| 164. MURPHY OIL CORP | 2019-06-18 | $3,946 | $4,691 | -$745 | -$745 | ||
| 50. NUCOR CORP | 2018-10-22 | 2019-06-18 | $2,641 | $2,942 | -$301 | -$301 | |
| 48. PHILIP MORRIS INTERNATIONAL IN | 2019-03-06 | 2019-06-18 | $3,672 | $4,186 | -$514 | -$514 | |
| 95. SCHWAB CHARLES CORP NEW | 2019-06-18 | $3,922 | $4,359 | -$437 | -$437 | ||
| 3000. DIAMONDBACK ENERGY 4.750% 11/01/24 | 2019-06-19 | $3,075 | $2,956 | $119 | $119 | ||
| .3333 DUPONT DE NEMOURS INC | 2019-02-07 | 2019-06-19 | $24 | $26 | -$2 | -$2 | |
| 15479.876 INV BALANCE RISK COMM STR-Y 8611 | 2019-01-30 | 2019-06-20 | $98,297 | $100,000 | -$1,703 | -$1,703 | |
| 11750.882 EATON VANCE GLOBAL MACRO - I | 2019-06-20 | $102,233 | $100,171 | $2,062 | $2,062 | ||
| 8399.367 ABBEY CAP FUTURES STRAT-I #231 | 2019-06-20 | $98,777 | $90,697 | $8,080 | $8,080 | ||
| 161260.121 WFA SHORT DURATION GOVT-R6 #4656 | 2018-12-13 | 2019-06-20 | $1,570,674 | $1,549,710 | $20,964 | $20,964 | |
| 102. RED HAT INC | 2019-06-24 | $19,112 | $15,806 | $3,306 | $3,306 | ||
| 2000. ROWAN COMPANIES INC 4.875% 6/01/22 | 2018-09-20 | 2019-06-24 | $1,815 | $1,905 | -$90 | -$90 | |
| 2000. ROWAN COMPANIES INC 4.875% 6/01/22 | 2018-09-20 | 2019-06-27 | $1,840 | $1,905 | -$65 | -$65 | |
| 3000. OLIN CORP 5.125% 9/15/27 | 2018-10-22 | 2019-06-28 | $3,079 | $2,858 | $221 | $221 | |
| 3000. ROWAN COMPANIES INC 4.875% 6/01/22 | 2018-09-20 | 2019-07-01 | $2,775 | $2,858 | -$83 | -$83 | |
| 4000. OLIN CORP 5.125% 9/15/27 | 2019-07-03 | $4,110 | $3,758 | $352 | $352 | ||
| 5000. HCA INC 5.875% 3/15/22 | 2018-09-17 | 2019-07-05 | $5,477 | $5,318 | $159 | $159 | |
| 12. RED HAT INC | 2018-11-27 | 2019-07-09 | $2,280 | $2,125 | $155 | $155 | |
| 2000. CCO HLDGS LLC/CAP CO 5.125% 2/15/23 | 2018-09-18 | 2019-07-10 | $2,035 | $2,008 | $27 | $27 | |
| 3000. CCO HLDGS LLC/CAP CO 5.125% 2/15/23 | 2018-09-18 | 2019-07-15 | $3,049 | $3,011 | $38 | $38 | |
| 25000. KEYCORP 5.100% 3/24/21 | 2019-07-15 | $26,083 | $25,999 | $84 | $84 | ||
| 2000. CF INDUSTRIES INC 3.450% 6/01/23 | 2018-10-03 | 2019-07-18 | $2,023 | $1,950 | $73 | $73 | |
| 25000. VISA INC 2.800% 12/14/22 | 2018-12-19 | 2019-07-18 | $25,536 | $24,624 | $912 | $912 | |
| 5000. CENTURYLINK INC 7.500% 4/01/24 | 2019-03-19 | 2019-07-19 | $5,525 | $5,300 | $225 | $225 | |
| 2000. CHESAPEAKE ENERGY CO 8.000% 1/15/25 | 2018-09-27 | 2019-07-23 | $1,670 | $2,062 | -$392 | -$392 | |
| 7000. CHESAPEAKE ENERGY CO 8.000% 6/15/27 | 2019-07-23 | $5,495 | $6,815 | -$1,320 | -$1,320 | ||
| 5000. T-MOBILE USA INC 5.375% 4/15/27 | 2018-09-18 | 2019-07-23 | $5,350 | $5,027 | $323 | $323 | |
| 3000. CHESAPEAKE ENERGY CO 8.000% 1/15/25 | 2019-07-24 | $2,524 | $3,061 | -$537 | -$537 | ||
| 4000. DIAMONDBACK ENERGY 5.375% 5/31/25 | 2018-09-21 | 2019-07-24 | $4,200 | $4,095 | $105 | $105 | |
| 113. ABBVIE INC | 2019-07-26 | $7,685 | $9,313 | -$1,628 | -$1,628 | ||
| 3000. DIAMONDBACK ENERGY 5.375% 5/31/25 | 2019-07-26 | $3,150 | $3,024 | $126 | $126 | ||
| 143. KROGER CO | 2019-05-16 | 2019-07-26 | $3,069 | $3,634 | -$565 | -$565 | |
| 54. NETAPP INC | 2019-02-01 | 2019-07-26 | $3,183 | $3,569 | -$386 | -$386 | |
| 29. SIMON PROPERTY GROUP INC | 2019-07-26 | $4,553 | $5,147 | -$594 | -$594 | ||
| 16. UNITEDHEALTH GROUP INC | 2018-11-18 | 2019-07-26 | $4,014 | $4,579 | -$565 | -$565 | |
| 79. WORLDPAY INC | 2018-09-19 | 2019-07-31 | $8,575 | $7,706 | $869 | $869 | |
| 39. WORLDPAY INC | 2018-10-19 | 2019-07-31 | $4,145 | $3,716 | $429 | $429 | |
| 41. WORLDPAY INC | 2018-11-27 | 2019-07-31 | $3,573 | $3,122 | $451 | $451 | |
| 23. WORLDPAY INC | 2018-10-09 | 2019-07-31 | $2,371 | $2,118 | $253 | $253 | |
| 27. WORLDPAY INC | 2019-02-07 | 2019-07-31 | $2,581 | $2,284 | $297 | $297 | |
| 6000. ICAHN ENTERPRISES/FI 6.000% 8/01/20 | 2019-08-01 | $6,000 | $6,074 | -$74 | -$74 | ||
| 50. HASBRO INC | 2018-09-17 | 2019-08-07 | $5,645 | $5,312 | $333 | $333 | |
| 55. LVMH MOET HENNESSY UNSP ADR - ADR | 2018-09-17 | 2019-08-07 | $4,392 | $3,716 | $676 | $676 | |
| 21. MICROSOFT CORP | 2018-09-17 | 2019-08-07 | $2,791 | $2,365 | $426 | $426 | |
| 647. PUBLICIS GROUPE S.A. - ADR | 2019-08-07 | $7,454 | $9,734 | -$2,280 | -$2,280 | ||
| 243. PENTAIR PLC | 2019-08-07 | $8,871 | $10,121 | -$1,250 | -$1,250 | ||
| 50. ANADARKO PETROLEUM CORP | 2019-05-16 | 2019-08-09 | $3,629 | $3,645 | -$16 | -$16 | |
| 97.943 PRINCIPAL PREFERRED SEC-R6 #8200 | 2019-06-03 | 2019-08-21 | $1,000 | $975 | $25 | $25 | |
| 11027.909 AMER CENT SMALL CAP GRWTH INST 336 | 2019-08-22 | $199,826 | $201,933 | -$2,107 | -$2,107 | ||
| 2806.624 ARTISAN MID CAP FUND-INSTL 1333 | 2019-01-30 | 2019-08-22 | $122,004 | $100,000 | $22,004 | $22,004 | |
| 4997.501 DODGE & COX INT'L STOCK FD #1048 | 2019-01-30 | 2019-08-22 | $194,853 | $200,000 | -$5,147 | -$5,147 | |
| 6720.43 FIDELITY NEW MRKTS INC-Z #3323 | 2019-01-30 | 2019-08-22 | $100,134 | $100,000 | $134 | $134 | |
| 2782.415 JP MORGAN MID CAP VALUE-I #758 | 2019-01-30 | 2019-08-22 | $105,147 | $100,000 | $5,147 | $5,147 | |
| 2000. ISHARES CORE S & P 500 ETF | 2019-08-22 | $589,828 | $569,644 | $20,184 | $20,184 | ||
| 2500. ISHARES S&P MID-CAP 400 GROWTH | 2019-08-22 | $558,969 | $555,549 | $3,420 | $3,420 | ||
| 2500. ISHARES RUSSELL 2000 ETF | 2018-10-04 | 2019-08-22 | $376,592 | $409,322 | -$32,730 | -$32,730 | |
| 3500. ISHARES S&P MID-CAP 400 VALUE | 2019-08-22 | $538,089 | $564,096 | -$26,007 | -$26,007 | ||
| 2500. ISHARES CORE MSCI EMERGING | 2019-08-22 | $119,637 | $125,740 | -$6,103 | -$6,103 | ||
| 1000. ISHARES CORE MSCI EMERGING | 2018-10-04 | 2019-08-22 | $47,855 | $49,430 | -$1,575 | -$1,575 | |
| 10050.251 T ROWE PR OVERSEAS STOCK-I #521 | 2019-01-30 | 2019-08-22 | $99,899 | $100,000 | -$101 | -$101 | |
| 260.68 T ROWE PR REAL ESTATE-I #432 | 2018-09-06 | 2019-08-22 | $7,614 | $7,518 | $96 | $96 | |
| 2091.787 T ROWE PR REAL ESTATE-I #432 | 2019-06-20 | 2019-08-22 | $61,101 | $61,812 | -$711 | -$711 | |
| 2335.938 STERLING CAPITAL STRATTON SMALL CAP | 2019-08-22 | $178,699 | $189,378 | -$10,679 | -$10,679 | ||
| 2000. VANGUARD FTSE EMERGING MARKETS ETF | 2019-06-20 | 2019-08-22 | $79,963 | $85,560 | -$5,597 | -$5,597 | |
| 42000.926 WFA SHORT DURATION GOVT-R6 #4656 | 2018-12-13 | 2019-08-22 | $409,929 | $403,629 | $6,300 | $6,300 | |
| 861. SYMANTEC CORP | 2019-08-27 | $19,971 | $18,054 | $1,917 | $1,917 | ||
| 17. ALIGN TECHNOLOGY INC | 2019-08-28 | $2,963 | $3,934 | -$971 | -$971 | ||
| 292. ANNALY CAPITAL MANAGEMENT INC. | 2018-10-22 | 2019-08-28 | $2,416 | $2,834 | -$418 | -$418 | |
| 345. BANK OF AMERICA CORP | 2018-09-18 | 2019-08-28 | $9,194 | $10,443 | -$1,249 | -$1,249 | |
| 42. CDK GLOBAL INC | 2018-11-27 | 2019-08-28 | $1,770 | $2,084 | -$314 | -$314 | |
| 120. CABOT CORP COM | 2018-12-18 | 2019-08-28 | $4,650 | $5,163 | -$513 | -$513 | |
| 112. CABOT OIL & GAS CORP CL A | 2018-12-18 | 2019-08-28 | $1,856 | $2,573 | -$717 | -$717 | |
| 46. CATERPILLAR INC | 2019-08-28 | $5,244 | $6,023 | -$779 | -$779 | ||
| 67. CORNING INC | 2018-11-27 | 2019-08-28 | $1,824 | $2,111 | -$287 | -$287 | |
| 217. DEVON ENERGY CORPORATION | 2019-08-28 | $4,727 | $5,666 | -$939 | -$939 | ||
| 70. DOW INC | 2019-08-28 | $2,931 | $3,907 | -$976 | -$976 | ||
| 52. DUPONT DE NEMOURS INC | 2019-07-26 | 2019-08-28 | $3,349 | $3,818 | -$469 | -$469 | |
| 27. EASTMAN CHEM CO COM | 2018-11-27 | 2019-08-28 | $1,693 | $2,101 | -$408 | -$408 | |
| 48. EMERSON ELECTRIC CO | 2018-11-27 | 2019-08-28 | $2,761 | $3,208 | -$447 | -$447 | |
| 298. EXXON MOBIL CORPORATION | 2019-08-28 | $20,216 | $23,575 | -$3,359 | -$3,359 | ||
| 20. FEDEX CORPORATION | 2019-03-06 | 2019-08-28 | $3,027 | $3,574 | -$547 | -$547 | |
| 352. FORD MOTOR COMPANY | 2019-05-16 | 2019-08-28 | $3,108 | $3,660 | -$552 | -$552 | |
| 345. FREEPORT-MCMORAN INC. | 2019-06-18 | 2019-08-28 | $3,040 | $3,918 | -$878 | -$878 | |
| 20. GARTNER INC | 2018-10-22 | 2019-08-28 | $2,605 | $2,957 | -$352 | -$352 | |
| 629. GENERAL ELECTRIC CO | 2019-08-28 | $4,984 | $6,011 | -$1,027 | -$1,027 | ||
| 29. GENUINE PARTS CO | 2018-10-22 | 2019-08-28 | $2,563 | $2,902 | -$339 | -$339 | |
| 141. HEWLETT PACKARD ENTERPRISE CO | 2018-11-27 | 2019-08-28 | $1,876 | $2,099 | -$223 | -$223 | |
| 153. HOST HOTELS & RESORTS, INC. | 2018-10-22 | 2019-08-28 | $2,421 | $2,904 | -$483 | -$483 | |
| 27. INTERNATIONAL FLAVORS & FRAGRANCES | 2019-05-16 | 2019-08-28 | $2,917 | $3,697 | -$780 | -$780 | |
| 46. INTERNATIONAL PAPER CO | 2018-11-27 | 2019-08-28 | $1,709 | $2,086 | -$377 | -$377 | |
| 57. JOHNSON & JOHNSON | 2018-09-18 | 2019-08-28 | $7,299 | $8,016 | -$717 | -$717 | |
| 21. M & T BANK CORPORATION COM | 2019-02-01 | 2019-08-28 | $3,038 | $3,448 | -$410 | -$410 | |
| 71. MARATHON PETROLEUM CORP. | 2019-05-16 | 2019-08-28 | $3,244 | $3,713 | -$469 | -$469 | |
| 19. NETFLIX.COM INC | 2019-02-01 | 2019-08-28 | $5,526 | $6,528 | -$1,002 | -$1,002 | |
| .67 OCCIDENTAL PETE CORP | 2019-08-09 | 2019-08-28 | $29 | $31 | -$2 | -$2 | |
| 848. PFIZER INC | 2019-08-28 | $29,558 | $36,645 | -$7,087 | -$7,087 | ||
| 25. PIONEER NAT RES CO COM | 2019-02-01 | 2019-08-28 | $3,006 | $3,588 | -$582 | -$582 | |
| 37. PRUDENTIAL FINL INC | 2019-02-01 | 2019-08-28 | $2,907 | $3,426 | -$519 | -$519 | |
| 13. ROCKWELL AUTOMATION INC | 2018-11-27 | 2019-08-28 | $1,900 | $2,186 | -$286 | -$286 | |
| 103. SCHLUMBERGER LTD | 2019-06-18 | 2019-08-28 | $3,287 | $3,845 | -$558 | -$558 | |
| 169. WILLIAMS COS INC | 2019-02-01 | 2019-08-28 | $3,917 | $4,589 | -$672 | -$672 | |
| .098 FIDELITY NATL INFORMATION SVCS INC | 2018-09-19 | 2019-08-29 | $13 | $10 | $3 | $3 | |
| .005 FIDELITY NATL INFORMATION SVCS INC | 2018-11-27 | 2019-08-29 | $1 | $1 | |||
| 355. MSG NETWORKS INC | 2019-08-27 | 2019-08-30 | $5,778 | $4,977 | $801 | $801 | |
| 5000. CLEAR CHANNEL WORLDW 6.500% 11/15/22 | 2018-10-02 | 2019-09-04 | $5,108 | $5,119 | -$11 | -$11 | |
| 20616.325 WFA SHORT DURATION GOVT-R6 #4656 | 2018-12-13 | 2019-09-06 | $201,422 | $198,123 | $3,299 | $3,299 | |
| 6000. THC ESCROW CORP 6.000% 10/01/20 | 2019-09-11 | $6,234 | $6,183 | $51 | $51 | ||
| 5000. DAVITA INC 5.750% 8/15/22 | 2019-09-13 | $5,048 | $5,088 | -$40 | -$40 | ||
| 5000. TRIBUNE MEDIA CO 5.875% 7/15/22 | 2019-09-19 | $5,073 | $5,101 | -$28 | -$28 | ||
| 85. SCHWAB CHARLES CORP NEW | 2018-09-19 | 2019-10-01 | $3,174 | $4,393 | -$1,219 | -$1,219 | |
| 82. TD AMERITRADE HLDG CORP | 2018-09-19 | 2019-10-01 | $2,907 | $4,601 | -$1,694 | -$1,694 | |
| 79. SCHWAB CHARLES CORP NEW | 2019-10-02 | $2,934 | $4,057 | -$1,123 | -$1,123 | ||
| 17. ALEXION PHARMACEUTICALS INC | 2018-09-18 | 2019-10-03 | $1,676 | $2,052 | -$376 | -$376 | |
| 253. ALTRIA GROUP INC | 2019-10-03 | $10,239 | $12,008 | -$1,769 | -$1,769 | ||
| 10. ANTHEM INC | 2018-09-18 | 2019-10-03 | $2,379 | $2,716 | -$337 | -$337 | |
| 11. ANTHEM INC | 2018-10-22 | 2019-10-03 | $2,617 | $3,043 | -$426 | -$426 | |
| 80. MICRON TECHNOLOGY INC | 2019-07-26 | 2019-10-03 | $3,417 | $3,801 | -$384 | -$384 | |
| 48. PHILIP MORRIS INTERNATIONAL IN | 2019-10-03 | $3,686 | $4,135 | -$449 | -$449 | ||
| 42. ROYAL GOLD INC | 2019-08-28 | 2019-10-03 | $5,359 | $5,678 | -$319 | -$319 | |
| 47. TD AMERITRADE HLDG CORP | 2019-02-07 | 2019-10-03 | $1,539 | $2,566 | -$1,027 | -$1,027 | |
| 33. TD AMERITRADE HLDG CORP | 2018-09-19 | 2019-10-03 | $1,080 | $1,852 | -$772 | -$772 | |
| 3. UNITEDHEALTH GROUP INC | 2018-09-18 | 2019-10-03 | $644 | $791 | -$147 | -$147 | |
| 33. UNITEDHEALTH GROUP INC | 2019-10-03 | $7,086 | $8,569 | -$1,483 | -$1,483 | ||
| 28. BECTON DICKINSON & CO | 2018-09-19 | 2019-10-07 | $7,005 | $7,297 | -$292 | -$292 | |
| 4. BOOKING HOLDINGS INC | 2018-09-19 | 2019-10-07 | $7,819 | $7,620 | $199 | $199 | |
| 23. PHILIP MORRIS INTERNATIONAL IN | 2018-09-19 | 2019-10-07 | $1,794 | $1,862 | -$68 | -$68 | |
| 18. PHILIP MORRIS INTERNATIONAL IN | 2018-10-19 | 2019-10-07 | $1,404 | $1,599 | -$195 | -$195 | |
| 81. SCHWAB CHARLES CORP NEW | 2019-10-07 | $2,879 | $3,605 | -$726 | -$726 | ||
| 44. CHUBB LTD | 2019-10-07 | $7,060 | $6,266 | $794 | $794 | ||
| 36. CHUBB LTD | 2019-10-07 | $5,776 | $4,645 | $1,131 | $1,131 | ||
| 2000. ARAMARK SERVICES INC 5.125% 1/15/24 | 2018-09-21 | 2019-10-08 | $2,060 | $2,033 | $27 | $27 | |
| 157. TD AMERITRADE HLDG CORP | 2019-10-08 | $5,245 | $7,683 | -$2,438 | -$2,438 | ||
| 3000. ARAMARK SERVICES INC 5.125% 1/15/24 | 2018-09-21 | 2019-10-09 | $3,090 | $3,049 | $41 | $41 | |
| 78. SCHWAB CHARLES CORP NEW | 2018-12-18 | 2019-10-09 | $2,791 | $3,176 | -$385 | -$385 | |
| 25000. DOW CHEMICAL CO/THE 4.125% 11/15/21 | 2019-02-07 | 2019-10-11 | $25,903 | $25,635 | $268 | $268 | |
| 6000. SERVICE CORP INTL 5.125% 6/01/29 | 2019-10-11 | $6,413 | $6,345 | $68 | $68 | ||
| 15000. WALGREEN CO 3.100% 9/15/22 | 2019-02-07 | 2019-10-11 | $15,375 | $14,921 | $454 | $454 | |
| 8. AMAZON COM INC COM | 2019-10-15 | $13,991 | $16,300 | -$2,309 | -$2,309 | ||
| 5000. ISTAR INC 6.500% 7/01/21 | 2018-09-27 | 2019-10-16 | $5,081 | $5,125 | -$44 | -$44 | |
| 83. PHILIP MORRIS INTERNATIONAL IN | 2018-09-19 | 2019-10-17 | $6,530 | $6,720 | -$190 | -$190 | |
| 92. PHILIP MORRIS INTERNATIONAL IN | 2019-10-17 | $7,238 | $7,073 | $165 | $165 | ||
| 4000. CCO HLDGS LLC/CAP CO 5.750% 1/15/24 | 2018-10-10 | 2019-10-18 | $4,077 | $4,030 | $47 | $47 | |
| 1000. CCO HLDGS LLC/CAP CO 5.750% 1/15/24 | 2018-10-10 | 2019-10-23 | $1,023 | $1,008 | $15 | $15 | |
| 38. MCDONALDS CORP | 2019-10-23 | $7,587 | $6,145 | $1,442 | $1,442 | ||
| 31. MCDONALDS CORP | 2019-10-23 | $6,189 | $5,554 | $635 | $635 | ||
| 3000. EDISON INTERNATIONAL 5.750% 6/15/27 | 2019-07-16 | 2019-10-28 | $3,161 | $3,326 | -$165 | -$165 | |
| 81. NIKE INC CL B | 2019-10-28 | $7,346 | $6,897 | $449 | $449 | ||
| 26. STRYKER CORP | 2019-02-07 | 2019-10-28 | $5,563 | $4,666 | $897 | $897 | |
| 9. STRYKER CORP | 2018-09-19 | 2019-10-28 | $1,926 | $1,558 | $368 | $368 | |
| 113. TENCENT HOLDINGS LTD-UNS ADR | 2019-02-07 | 2019-10-28 | $4,649 | $4,954 | -$305 | -$305 | |
| 63. TENCENT HOLDINGS LTD-UNS ADR | 2018-09-19 | 2019-10-28 | $2,592 | $2,635 | -$43 | -$43 | |
| 53. AT & T INC | 2018-10-08 | 2019-10-29 | $2,031 | $1,793 | $238 | $238 | |
| 923. FERGUSON NEWCO PLC-ADR | 2018-09-17 | 2019-10-29 | $7,640 | $7,799 | -$159 | -$159 | |
| 6. LOCKHEED MARTIN CORP | 2018-09-17 | 2019-10-29 | $2,246 | $2,032 | $214 | $214 | |
| 25. MERCK & CO INC NEW | 2018-10-19 | 2019-10-29 | $2,104 | $1,808 | $296 | $296 | |
| 15. MICROSOFT CORP | 2018-09-17 | 2019-10-29 | $2,152 | $1,689 | $463 | $463 | |
| 195. MONDELEZ INTERNATIONAL INC | 2018-09-17 | 2019-10-29 | $10,297 | $8,467 | $1,830 | $1,830 | |
| 24. NOVARTIS AG - ADR | 2018-10-19 | 2019-10-29 | $2,112 | $1,838 | $274 | $274 | |
| 55. ROCHE HOLDINGS LTD - ADR | 2018-09-17 | 2019-10-29 | $2,031 | $1,692 | $339 | $339 | |
| 56. TC ENERGY CORP | 2018-09-17 | 2019-10-29 | $2,827 | $2,374 | $453 | $453 | |
| 34. VERIZON COMMUNICATIONS | 2018-11-20 | 2019-10-29 | $2,046 | $2,058 | -$12 | -$12 | |
| 145. ANIXTER INTL INC | 2019-08-27 | 2019-10-30 | $11,872 | $8,429 | $3,443 | $3,443 | |
| 1000. EDISON INTERNATIONAL 5.750% 6/15/27 | 2019-07-17 | 2019-10-30 | $1,095 | $1,108 | -$13 | -$13 | |
| 2000. HEALTHSOUTH CORP 5.750% 11/01/24 | 2019-01-09 | 2019-11-01 | $2,019 | $2,020 | -$1 | -$1 | |
| 6000. WELLCARE HEALTH PLAN 5.250% 4/01/25 | 2019-11-01 | $6,270 | $6,015 | $255 | $255 | ||
| 2000. ANTERO RESOURCES COR 5.125% 12/01/22 | 2019-08-01 | 2019-11-04 | $1,645 | $1,880 | -$235 | -$235 | |
| 2000. ANTERO RESOURCES COR 5.125% 12/01/22 | 2019-11-05 | $1,645 | $1,879 | -$234 | -$234 | ||
| 2000. ANTERO RESOURCES COR 5.125% 12/01/22 | 2019-07-29 | 2019-11-06 | $1,645 | $1,878 | -$233 | -$233 | |
| 14. NETFLIX.COM INC | 2019-11-06 | $4,022 | $4,655 | -$633 | -$633 | ||
| 11. ULTA SALON COSMETICS & FRAGRAN | 2018-10-22 | 2019-11-06 | $2,671 | $3,005 | -$334 | -$334 | |
| 62. QIAGEN N.V. | 2018-11-27 | 2019-11-06 | $1,901 | $2,123 | -$222 | -$222 | |
| 4000. EQUINIX INC 5.750% 1/01/25 | 2019-11-13 | $4,132 | $4,146 | -$14 | -$14 | ||
| 2000. EQUINIX INC 5.750% 1/01/25 | 2019-01-15 | 2019-11-13 | $2,066 | $2,058 | $8 | $8 | |
| 2000. EDISON INTERNATIONAL 5.750% 6/15/27 | 2019-07-17 | 2019-11-14 | $2,187 | $2,215 | -$28 | -$28 | |
| 5. AMAZON COM INC COM | 2018-09-19 | 2019-11-18 | $8,748 | $9,578 | -$830 | -$830 | |
| 18. BECTON DICKINSON & CO | 2018-09-19 | 2019-11-18 | $4,378 | $4,691 | -$313 | -$313 | |
| 7. BECTON DICKINSON & CO | 2019-02-07 | 2019-11-18 | $1,703 | $1,685 | $18 | $18 | |
| 7. HONEYWELL INTERNATIONAL INC | 2019-02-07 | 2019-11-18 | $1,256 | $1,035 | $221 | $221 | |
| 50. HONEYWELL INTERNATIONAL INC | 2019-11-18 | $8,970 | $8,120 | $850 | $850 | ||
| 56. INTERCONTINENTALEXCHANGE GROUPINC | 2019-11-18 | $5,186 | $4,243 | $943 | $943 | ||
| 70. INTERCONTINENTALEXCHANGE GROUPINC | 2019-11-18 | $6,483 | $5,503 | $980 | $980 | ||
| 25. INTUIT COM | 2019-06-11 | 2019-11-18 | $6,703 | $6,543 | $160 | $160 | |
| 33. NEXTERA ENERGY INC | 2019-02-22 | 2019-11-18 | $7,660 | $6,192 | $1,468 | $1,468 | |
| 6000. UNITED RENTALS NORTH 4.625% 7/15/23 | 2019-11-20 | $6,139 | $6,001 | $138 | $138 | ||
| 46. CELGENE CORP COM | 2018-11-27 | 2019-11-21 | $5,001 | $3,157 | $1,844 | $1,844 | |
| 15000. JPMORGAN CHASE & CO 4.250% 10/15/20 | 2018-09-17 | 2019-11-25 | $15,303 | $15,317 | -$14 | -$14 | |
| 15000. JPMORGAN CHASE & CO 4.250% 10/15/20 | 2019-11-25 | $15,303 | $15,244 | $59 | $59 | ||
| 5000. LEVEL 3 COMMUNICATIO 5.750% 12/01/22 | 2018-10-10 | 2019-12-01 | $5,000 | $5,019 | -$19 | -$19 | |
| 1000. LEVEL 3 COMMUNICATIO 5.750% 12/01/22 | 2019-01-04 | 2019-12-01 | $1,000 | $991 | $9 | $9 | |
| 25000. AMERICAN EXPRESS CRE 2.700% 3/03/22 | 2019-02-07 | 2019-12-03 | $25,428 | $24,961 | $467 | $467 | |
| 4000. BOYD GAMING CORP 6.875% 5/15/23 | 2018-10-10 | 2019-12-03 | $4,138 | $4,175 | -$37 | -$37 | |
| 2000. BOYD GAMING CORP 6.875% 5/15/23 | 2019-01-08 | 2019-12-03 | $2,069 | $2,041 | $28 | $28 | |
| 55. ISHARES BARCLAYS MBS BOND FUND | 2019-08-23 | 2019-12-03 | $5,942 | $5,958 | -$16 | -$16 | |
| 15000. SUNTRUST BANKS INC 2.900% 3/03/21 | 2018-09-24 | 2019-12-03 | $15,156 | $14,824 | $332 | $332 | |
| 35000. SUNTRUST BANKS INC 2.900% 3/03/21 | 2019-12-03 | $35,364 | $35,191 | $173 | $173 | ||
| 5524.862 JOHN HANCOCK II-CURR STR-I 3643 | 2018-10-04 | 2019-12-06 | $50,196 | $50,000 | $196 | $196 | |
| 11312.287 JOHN HANCOCK II-CURR STR-I 3643 | 2019-12-06 | $102,777 | $101,980 | $797 | $797 | ||
| 10000. REGIONS FINANCIAL CO 3.200% 2/08/21 | 2018-09-19 | 2019-12-06 | $10,148 | $9,934 | $214 | $214 | |
| 35000. REGIONS FINANCIAL CO 3.200% 2/08/21 | 2019-12-06 | $35,518 | $35,272 | $246 | $246 | ||
| 118. CENTERPOINT ENERGY INC | 2019-03-06 | 2019-12-10 | $2,955 | $3,571 | -$616 | -$616 | |
| 10923.885 EATON VANCE FLOATING RATE FD-I #924 | 2018-12-07 | 2019-12-10 | $96,130 | $97,113 | -$983 | -$983 | |
| 14. OCCIDENTAL PETE CORP | 2019-08-09 | 2019-12-10 | $529 | $648 | -$119 | -$119 | |
| 9032.042 T ROWE PR REAL ESTATE-I #432 | 2019-12-10 | $270,239 | $253,158 | $17,081 | $17,081 | ||
| 6117.276 T ROWE PR REAL ESTATE-I #432 | 2019-12-10 | $183,029 | $170,041 | $12,988 | $12,988 | ||
| 127. AT & T INC | 2018-10-08 | 2019-12-11 | $4,836 | $4,298 | $538 | $538 | |
| 62. CHEVRON CORP | 2019-12-11 | $7,231 | $7,304 | -$73 | -$73 | ||
| 18. CHEVRON CORP | 2018-12-17 | 2019-12-11 | $2,099 | $2,062 | $37 | $37 | |
| 37. MICROSOFT CORP | 2018-09-17 | 2019-12-11 | $5,588 | $4,167 | $1,421 | $1,421 | |
| 493. NIELSEN HLDGS PLC | 2019-12-11 | $9,667 | $13,458 | -$3,791 | -$3,791 | ||
| 138. NIELSEN HLDGS PLC | 2018-12-17 | 2019-12-11 | $2,706 | $3,562 | -$856 | -$856 | |
| 25000. TOYOTA MOTOR CREDIT 3.400% 9/15/21 | 2018-12-18 | 2019-12-13 | $25,653 | $25,173 | $480 | $480 | |
| 40000. UNITED TECHNOLOGIES 3.100% 6/01/22 | 2019-12-13 | $41,026 | $40,851 | $175 | $175 | ||
| 50000. WELLPOINT INC 3.300% 1/15/23 | 2019-12-13 | $51,679 | $50,951 | $728 | $728 | ||
| 20000. TIME WARNER INC 3.800% 2/15/27 | 2019-05-31 | 2019-12-16 | $21,090 | $20,394 | $696 | $696 | |
| .11 TRUIST FINANCIAL CORP | 2018-09-18 | 2019-12-27 | $6 | $6 | |||
| .75 CALLON PETE CO DEL COM | 2019-08-27 | 2019-12-30 | $4 | $3 | $1 | $1 | |
| CAPITAL GAIN DIVIDENDS | $36,191 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$22,889 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $7,464 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $15,787,286 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.000473 | DistributionYr1Rt |
| Total Distribution | 0.000473 | TotalDistributionRt |
| Average Distribution | 0.000473 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $16,331,323 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $7,725 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,394 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $11,119 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $831,509 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $3,394 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $3,394 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $3,394 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,166 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $2,622 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $6,788 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $3,394 | OverpaymentAmt |
| Applied To ES Tax | $3,394 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NC | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | false | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WELLS FARGO BANK NA | BusinessNameLine1Txt |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 N MAIN ST MAC D4001-117 | AddressLine1Txt |
| City | WINSTON SALEM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WELLS FARGO BANK N A | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 N MAIN ST MAC D4001-117 | AddressLine1Txt |
| City | WINSTON SALEM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $112,987 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $15,884,341 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $695,682 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,580,023 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $16,580,023 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $248,700 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,331,323 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $816,566 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $816,566 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,394 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,394 | TotalTaxAmt |
| Distributable Before Adj | $813,172 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $813,172 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $813,172 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $831,509 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $831,509 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $3,394 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $828,115 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $813,172 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $265,258 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $831,509 | QualifyingDistributionsAmt |
| Applied To Year1 | $265,258 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $566,251 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $246,921 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BEST FRIENDS ANIMAL SANCTUARY | |||||||
| ATTN MARY MCDONELL | KANOB | UT | 84741 | NONE | PC | GENERAL OPERATING | $266,756 |
| NEVADA HUMANE SOCIETY INC | |||||||
| ATTN JAN WATSON | RENO | NV | 89502 | NONE | PC | GENERAL OPERATING | $266,756 |
| SPCA OF NEVADA | |||||||
| ATTN JILL DOBBS | RENO | NV | 89512 | NONE | PC | GENERAL OPERATING | $266,756 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $800,268 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $440,702 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$22,889 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $417,813 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $417,813 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $1,481 | Amt |
| Disbursements Charitable Prps | $1,481 | DisbursementsCharitablePrpsAmt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PART VIII: INFORMATION ABOUT OFFICERS, DIRECTORS, TRUSTEES, FOUND | IdentifierTxt |
| Form And Line Reference | ATION MANAGERS, HIGHLY PAID EMPLOYEES, AND CONTRACTORS.THE COMPEN | FormAndLineReferenceDesc |
| Medium Explanation | SATION REPORTED IN COLUMN (C) IS CALCULATED BASED ON PERIODIC MAR KET VALUES AND/OR THE APPLICABLE FEE AGREEMENT. IT IS NOT DETERMI NED ON AN HOURLY BASIS AND THE REFERENCE TO ONE HOUR PER WEEK IS AN ESTIMATE ONLY. CORPORATE TRUSTEE SERVICES INCLUDE, BUT ARE NO T LIMITED TO, ADMINISTRATIVE SERVICES SUCH AS FIDUCIARY ACCOUNTI NG, CUSTODY OF ASSETS, COMPLYING WITH TAX FILING REQUIREMENTS, CO MPLYING WITH DISTRIBUTION PROVISIONS, AND COMPLYING WITH FEDERAL AND STATE LAWS APPLICABLE TO PRIVATE FOUNDATIONS, PLUS ASSET MANA GEMENT SERVICES SUCH AS CREATING ASSET ALLOCATION STRATEGIES, INV ESTMENTS REPORTING AND REALLOCATING AND REBALANCING OF PORTFOLIOS AS NECESSARY. | MediumExplanationTxt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | SEE ATTACHED | CategoryOrItemTxt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | NON-ALLOCABLE LEGAL FEES | CategoryTxt |
| Legal Fees | $1,513 | LegalFeesAmt |
| Disbursements Charitable Prps | $1,513 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| PY RETURN OF CAPITAL ADJ | $4,232 |
| PURCHASE OF ACCRUED INT CARRYOVER | $2,908 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INVESTMENT EXPENSES - ADR FEES | Desc |
| Revenue And Expenses Per Books | $603 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $603 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (4 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND TIMING ADJ | $8,634 |
| PY 1041 TAX POSTED IN CURRENT YEAR | $9,688 |
| PURCHASE OF ACCRUED INTEREST FROM PY | $5,996 |
| COST BASIS ADJUSTMENT | $1,482 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | OTHER EXPENSE (NON-DEDUCTIBLE | CategoryTxt |
| Amt | $6,253 | Amt |
| Net Investment Income | $6,253 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $5,570 | $5,570 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $5,000 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $1,100 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $630 | $630 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $2,117 | $2,117 | $0 |