MIMI AND PETER HAAS FUND: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- MIMI AND PETER HAAS FUND (EIN 94-6064551)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-10
- IRS object ID
- 202033159349102018
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Amortization Schedule
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-10T15:33:46-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 946064551 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MIMI AND PETER HAAS FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ARGONAUT SECURITIES COMPANY | InCareOfNm |
| Business Name Control | MIMI | BusinessNameControlTxt |
| Phone | 4152969249 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET Suite 5TH FLR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 941333238 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LYNN MERZ | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 4152969249 | PhoneNum |
| Signature | 2020-11-09 | SignatureDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 155.57.254.1 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 94577820203155000000 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2020-11-10 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | D1A3C15DE7D43178F6672176C55C02F62DB0660E | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 1170E37F9E67EA7C4B263EE16E639F08E70CF052 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $209,239,084 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $12,753 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $12,753 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $0 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $2,016,613 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,016,613 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $0 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $5,467,240 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $17,951,206 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $5,467,240 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $21,055,900 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,279,402 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $28,552,506 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $9,776,008 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $298,761 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $298,761 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $431,201 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $431,201 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $211,308 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $211,308 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $1,528 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $764 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $764 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $241,012 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $157,404 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $72,839 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,915,313 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,915,313 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $308,969 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $330 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $255 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $6,792 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $367,635 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Adj Net Incm | $0 | OccupancyAdjNetIncmAmt |
| Occupancy Dsbrs Chrtbl | $375,812 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $6,895 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $6,895 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $1,211 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,211 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $90,454 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $90,454 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,881,079 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,073,811 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,489,500 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $11,631,122 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $7,700,722 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $15,512,201 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,073,811 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $9,190,222 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $13,040,305 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $7,702,197 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $500 | CashBOYAmt |
| Cash EOY | $500 | CashEOYAmt |
| Cash EOYFMV | $500 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,790,312 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,909,959 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,909,959 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $112,152 | AcctRcvblAmt |
| Acct Rcvbl BOY | $244,862 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $112,152 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $112,152 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $184,326 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $204,991 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $204,991 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $29,893,175 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $31,596,929 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $31,596,929 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $47,797,186 | CorporateStockBOYAmt |
| Corporate Stock EOY | $55,280,411 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $55,280,411 | CorporateStockEOYFMVAmt |
| Invst Land Cost Or Other Basis | $5,550 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $5,550 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $5,550 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $5,550 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $112,003,560 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $120,043,745 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $120,043,745 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $395,890 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $311,043 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $87,937 | LandBOYAmt |
| Land EOY | $84,847 | LandEOYAmt |
| Land EOYFMV | $84,847 | LandEOYFMVAmt |
| Total Assets BOY | $192,007,408 | TotalAssetsBOYAmt |
| Total Assets EOY | $209,239,084 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $209,239,084 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $196,433 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $209,564 | AccountsPayableEOYAmt |
| Grants Payable BOY | $0 | GrantsPayableBOYAmt |
| Grants Payable EOY | $3,930,400 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $50,719 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $298,559 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $247,152 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $4,438,523 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $191,760,256 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $204,800,561 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $191,760,256 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $204,800,561 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $192,007,408 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $209,239,084 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $191,760,256 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $13,040,305 | ExcessRevenueOverExpensesAmt |
| Subtotal | $204,800,561 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $204,800,561 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (44 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gross Sales PriceGrossSalesPriceAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| BAUPOST VALUE PARTNERS IV 26-2208448 | P | $175,006 | |||
| FARALLON CAPITAL INST 94-3106323 | P | $889,608 | |||
| FR XI ONSHORE AIV 71-1015969 | P | $165,360 | |||
| GEMINI ISRAEL IV 98-0428414 | P | $1,129 | |||
| GENERATION IM GLOBAL EQ. FUND (N/A) | P | $1,784,629 | |||
| JC FLOWERS II 98-0494093 | P | -$87,360 | |||
| HCP WPPE X INVESTORS 26-1278318 | P | $152,307 | |||
| HCP PRIVATE EQUITY 52-2335224 | P | -$232,782 | |||
| HCP VF IX INVESTORS 26-1958282 | P | -$59,568 | |||
| NATURAL GAS PARTNERS IX 26-0632609 | P | -$4,401 | |||
| WARBURG PINCUS PRIV EQUITY VIII 13-4161869 | P | $6,565 | |||
| HARRIS ASSOCIATES GLOBAL(OAKMARK GLOBAL EQUITY) 26-0221909 | P | -$101,835 | |||
| KHOSLA VENTURES III 26-4049910 | P | -$8,316 | |||
| GS MOUNT KELLETT CAP PR (N/A) | P | -$30,235 | |||
| KHOSLA VENTURES SEED 26-4754028 | P | $3,850 | |||
| BASELINE CORE FUND 45-3010611 | P | -$17,677 | |||
| STG III A 20-8952445 | P | $96,103 | |||
| VARDE FUND XI (B)(FEEDER) 46-2022036 | P | $54,649 | |||
| WATERSHED CAP INSTITUTIONAL 82-0547075 | P | $12,431 | |||
| HCP MEP H INVESTORS 27-4319591 | P | -$108,603 | |||
| KHOSLA VENTURE SEED B 45-5043024 | P | $3,036 | |||
| KHOSLA VENTURES IV 90-0720388 | P | -$7,312 | |||
| WGI EMERGING MARKETS FUND 20-3377269 | P | $346,258 | |||
| 5AM VENTURES IV 46-3926873 | P | -$9,871 | |||
| GEMINI ISRAEL V 98-0548428 | P | $170,969 | |||
| HCP CDH V INVESTORS 80-0884122 | P | -$65,467 | |||
| ROSEWOOD CAPITAL V 14-1948848 | P | $1,249 | |||
| VARDE FUND XII (B)(FEEDER) 81-0992297 | P | $5,069 | |||
| FIRST RESERVE XI ALTERNATIVE C-1 | P | $15,233 | |||
| JCF JUPITER AIV II SPECIAL 98-0569851 | P | -$290,065 | |||
| QIMING VENTURE PARTNERS IV 98-164224 | P | $146,987 | |||
| QIMING VENTURE PARTNERS V 98-1282573 | P | $95,856 | |||
| HCP BF 2014 INVESTORS 30-0827317 | P | -$7,126 | |||
| BASELINE INCREASED EXPOSURE FD 45-3010715 | P | $4,158 | |||
| 5AM VENTURES V 81-2585295 | P | -$5,851 | |||
| FR HORIZON AIV (N/A) | P | -$186,250 | |||
| GENERATION IM CLIMATE SOL(N/A) | P | $32,783 | |||
| HSH CAYMAN 98-0521559 | P | -$564,694 | |||
| LBA REALTY FUND III 20-5498217 | P | $77,949 | |||
| RSF PARTNERS TAX EXEMPT VII 82-1041859 | P | -$3,307 | |||
| NT-CAPITAL GUARDIAN 26-03958(STMT D-1) | P | $1,339,824 | $1,339,824 | $1,339,824 | |
| NT- GENERAL ACCOUNT 26-74278(STMT D-2) | P | $1,473,125 | $1,505,262 | $1,473,125 | $32,137 |
| SCHWAB/GURTIN 20905807(STMT D-3) | P | $165,103 | $15,060,945 | $165,103 | $14,895,842 |
| WELLS FARGO 2009-5273(STMT D-4) | P | $38,724 | $45,175 | $38,724 | $6,451 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $5,467,240 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $8,807,295 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $193,236,303 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.045578 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $7,870,884 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $196,048,605 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.040148 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $6,797,131 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $185,107,784 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.03672 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $9,992,100 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $186,304,951 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.053633 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $8,931,077 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $198,674,181 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.044953 | DistributionYr5Rt |
| Total Distribution | 0.221032 | TotalDistributionRt |
| Average Distribution | 0.044206 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $194,199,383 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $8,584,778 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $77,022 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $8,661,800 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $9,190,222 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $77,022 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $77,022 | SubtotalAmt |
| Tax Based On Investment Income | $77,022 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $205,257 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $205,257 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $128,235 | OverpaymentAmt |
| Applied To ES Tax | $31,000 | AppliedToESTaxAmt |
| Refund | $97,235 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARGONAUT SECURITIES COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4155014885 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1155 BATTERY STREET | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Relying Current Ntc Dsstr Asst1 | Yes (X) | RelyingCurrentNtcDsstrAsst1Ind |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| MIRIAM L HAAS | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE/PRESIDENT | 10.0 | $0 | $0 | $0 |
| ARI A LURIE | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| DANIEL L LURIE | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| LYNN MERZ | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | EXECUT.DIR/SECRETARY/TREASURER | 40.0 | $298,761 | $52,887 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| CATHERINE A JONES | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | EXECUTIVE ASSISTANT | 40.0 | $71,225 | $28,382 | $0 |
| MARTIN D TILZER | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | FINANCE MANAGER | 40.0 | $90,811 | $26,440 | $0 |
| JENNIFER CURRAN | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | PROGRAM DIRECTOR | 40.0 | $145,165 | $21,720 | $0 |
| EVA LUO | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | ADMIN. ASSISTANT | 40.0 | $52,800 | $13,085 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | |||||
| 1155 BATTERY STTREET LS7FL | SAN FRANCISCO | CA | 94111 | ACCOUNTING SERVICES | $192,191 |
| FARALLON CAPITAL INST PARTNERS | |||||
| ONE MARITIME PLAZA SUITE 2100 | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $177,817 |
| HALL CAPITAL PARTNERS LLC | |||||
| ONE MARITIME PLAZA FIFTH FLOOR | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $671,136 |
| BAUPOST VALUE PARTNERS IV | |||||
| 10 ST JAMES AVE STE 1700 | BOSTON | MA | 02116 | INVESTMENT ADVISORY | $385,152 |
| GENERATION IM GLOBAL EQUITY FUND LLC | |||||
| 555 MISSION STREET SUITE 3400 | SAN FRANCISCO | CA | 94105 | INVESTMENT ADVISORY | $162,564 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 3 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | HOSTING MEETINGS OF NONPROFIT LEADERS AND GRANTMAKERS; SERVICE OF FOUNDATION STAFF ON NONPROFIT BOARDS AND ADVISORY COUNCILS; TECHNICAL ASSISTANCE TO ENCOURAGE PHILANTHROPY. | Description1Txt |
| Expenses1 | $9,948 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $80,075,478 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,057,603 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $116,023,653 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $197,156,734 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $197,156,734 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,957,351 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $194,199,383 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $9,709,969 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $9,709,969 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $77,022 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $77,022 | TotalTaxAmt |
| Distributable Before Adj | $9,632,947 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $9,632,947 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $9,632,947 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $9,190,222 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $9,190,222 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $77,022 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $9,113,200 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $9,632,947 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2017 | PriorYear1Yr |
| Prior Year2 | 2016 | PriorYear2Yr |
| Prior Year3 | 2015 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,005,160 | ExcessDistributionCyovYr4Amt |
| Total Excess Distribution Cyov | $1,005,160 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $9,190,222 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $9,190,222 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $442,725 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $442,725 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $562,435 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $562,435 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $562,435 | ExcessFromYear4Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | EXECUTIVE DIRECTOR | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET 5TH FLOOR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4152969249 | RecipientPhoneNum |
| Form And Info And Materials | NONE | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANTS PAID DURING YEAR | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PDF GRANTS PAID DURING YEAR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | PDF GRANTS PAID DURING YEAR | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | PDF GRANTS PAID DURING YEAR | GrantOrContributionPurposeTxt |
| Amt | $7,700,722 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $7,700,722 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SHED | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | THE BLOOMBERG BUILDING | AddressLine1Txt |
| Address Line2 | 545 WEST 30TH STREET | AddressLine2Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | CAPITAL CAMPAIGN | GrantOrContributionPurposeTxt |
| Amt | $3,930,400 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $3,930,400 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $12,753 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,016,613 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,279,402 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $5,467,240 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (5 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| UNREALIZED APPRECIATION (DEPRECIATION) | 18 | $18,949,634 |
| OTHER NET PARTNERSHIP ORDINARY INCOME | 18 | -$173,136 |
| CHANGES IN ACCRUED TAXES-FEDERAL EXCISE DEFERRED | 18 | |
| CHANGES IN ACCRUED TAXES-FEDERAL UBTI | 18 | |
| CHANGES IN ACCRUED TAXES-CALIFORNIA UBTI | 18 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $28,552,506 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $28,552,506 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | $202,960 | $138,378 | $0 | $53,813 |
| OUTSIDE ACCOUNTING SERVICE | $38,052 | $19,026 | $0 | $19,026 |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
Amortization Schedule AmortizationSchedule
Amortization Schedule Detail AmortizationScheduleDetail (4 entries)
| Amortized ExpensesAmortizedExpensesDesc | Acquired Completed Or ExpendedAcquiredCompletedOrExpendedDt | AmortizedAmortizedAmt | Deduction For Prior YearsDeductionForPriorYearsAmt | Amortization PeriodAmortizationPeriodRt | Total AmortizationTotalAmortizationAmt | Current Year AmortizationCurrentYearAmortizationAmt |
|---|---|---|---|---|---|---|
| LEASEHOLD IMPR 94 | 1994-07-01 | $30,736 | $30,736 | 40.0 | $30,736 | |
| LEASEHOLD IMPR 95 | 1995-01-01 | $31,396 | $31,396 | 40.0 | $31,396 | |
| LEASEHOLD IMPR 03 | 2003-05-12 | $1,530 | $1,530 | 7.0 | $1,530 | |
| LEASEHOLD IMPR 18 | 2019-01-01 | $67,873 | 39.0 | $1,740 | $1,740 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (36 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| FURNITURE 92 | 1992-01-01 | $7,691 | $7,691 | SL | 10 | |
| OFFICE FURN 94 | 1994-01-01 | $98,864 | $98,864 | SL | 10 | |
| ARTWORK 94 | 1994-01-01 | $5,550 | L | |||
| SIDETABLE 95 | 1995-09-15 | $1,606 | $1,606 | SL | 10 | |
| WORKSTATION 95 | 1995-08-24 | $552 | $552 | SL | 10 | |
| CONF TABLE 95 | 1995-11-15 | $924 | $924 | SL | 10 | |
| OFFICE CHAIR 98 | 1998-03-15 | $459 | $459 | SL | 7 | |
| 2 STORAGE CABN 98 | 1998-04-30 | $2,220 | $2,220 | SL | 7 | |
| 4 MERIDIAN FILE 98 | 1998-04-30 | $2,681 | $2,681 | SL | 7 | |
| 2 TABLE DESK 98 | 1998-08-28 | $4,200 | $4,200 | SL | 7 | |
| BOOKCASE 98 | 1998-08-28 | $930 | $930 | SL | 7 | |
| FILE TOP 98 | 1998-08-18 | $350 | $350 | SL | 7 | |
| DISHWASHER 01 | 2001-01-17 | $427 | $427 | SL | 7 | |
| OFFICE CHAIRS 03 | 2003-09-02 | $1,548 | $1,548 | SL | 7 | |
| POWER PNT PROJ 04 | 2004-10-19 | $927 | $927 | SL | 5 | |
| OFFICE FURN 93 | 1993-01-01 | $68,137 | $68,137 | SL | 10 | |
| PHONE SYS 03 | 2003-02-14 | $21,196 | $21,196 | SL | 5 | |
| DOOR PLAQUE 06 | 2006-04-26 | $799 | $799 | SL | 7 | |
| BIZHUB COPIER 08 | 2008-02-05 | $17,924 | $17,924 | SL | 5 | |
| FURNITURE 10 | 2010-07-19 | $1,093 | $1,092 | M7 | 7 | |
| LM CHAIR 10 | 2010-10-15 | $601 | $601 | M7 | 7 | |
| LENOVO THINKPAD 14 | 2014-01-13 | $1,347 | $1,345 | SL | 5 | $2 |
| CISCO AIRONET 14 | 2014-01-23 | $396 | $389 | SL | 5 | $7 |
| LOGITECH CAMERA 14 | 2014-07-02 | $1,134 | $1,021 | SL | 5 | $113 |
| LT VIDEO CONFER.14 | 2014-08-25 | $760 | $659 | SL | 5 | $101 |
| CAMERA SET UP 14 | 2014-08-26 | $786 | $680 | SL | 5 | $106 |
| OFFICE CHAIR 14 | 2014-09-11 | $597 | $368 | SL | 7 | $85 |
| FILING CABINEET 15 | 2015-03-23 | $772 | $413 | SL | 7 | $110 |
| BULLETIN BOARD 15 | 2015-08-17 | $544 | $260 | SL | 7 | $78 |
| 6 NEW COMPUTERS 17 | 2017-10-20 | $9,105 | $2,125 | SL | 5 | $1,821 |
| SERVER/SWITCH 18 | 2018-11-19 | $12,084 | $201 | SL | 5 | $2,417 |
| SWITCH 19 | 2019-03-18 | $500 | SL | 5 | $75 | |
| OFFICE CHAIR 19 | 2019-07-01 | $634 | SL | 7 | $45 | |
| TRIPP RACK ENCL.19 | 2019-08-29 | $812 | SL | 5 | $54 | |
| SERVER CAGE 19 | 2019-10-21 | $1,131 | SL | 5 | $38 | |
| ROUTER 19 | 2019-12-30 | $625 | SL | 5 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (7 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| G | ||
| GENERAL ACCOUNT 26-74278 | $21,770,297 | $21,770,297 |
| (PDF NT GENERAL ) | ||
| CAPITAL GUARDIAN 26-03958 | $33,510,114 | $33,510,114 |
| (PDF NT CAP GUARDIAN) | ||
| GOLDMAN SACHS XXX-XX445-6 | ||
| (PDF GOLDMAN SACHS) |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $31,596,929 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $31,596,929 | USGovtObligationsEOYFMVAmt |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | ARTWORK 94 | CategoryOrItemTxt |
| Cost Or Other Basis | $5,550 | CostOrOtherBasisAmt |
| Book Value | $5,550 | BookValueAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (66 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 5AM VENTURES IV 46-3926873 | FMV | $1,733,785 | $1,733,785 |
| BASELINE CORE FUND 45-3010611 | FMV | $817,829 | $817,829 |
| FARALLON CAPTL INST 94-3106323 | FMV | $19,046,828 | $19,046,828 |
| DEFY PARTNERS II 83-4667886 | FMV | $30,993 | $30,993 |
| GEMINI ISRAEL IV 98-0428414 | FMV | $333,889 | $333,889 |
| GEMINI ISRAEL V 98-0548428 | FMV | $3,376,711 | $3,376,711 |
| GENERATION IM GLOBAL EQ FUND | FMV | $23,545,905 | $23,545,905 |
| 27-0114160 | FMV | ||
| HCP WPPE X INVEST 26-1278318 | FMV | $646,241 | $646,241 |
| JC FLOWERS II 98-0494093 | FMV | $2,312 | $2,312 |
| HCP CDH V INVESTORS 80-0884122 | FMV | $1,092,070 | $1,092,070 |
| HSH CAYMAN 98-0521559 | FMV | $0 | $0 |
| VARDE FUNDXIB FEEDER46-2022036 | FMV | $879,857 | $879,857 |
| HFCP IX(PARALLEL) | FMV | $0 | $0 |
| JW CHILDS EQ III 03-0387301 | FMV | $1,152 | $1,152 |
| LBA REALTY FUND III 20-5498217 | FMV | $933,351 | $933,351 |
| OFFIT HALL PRVT EQ 52-2335224 | FMV | $94,964 | $94,964 |
| WGI EMER-G MARKET FD20-3377269 | FMV | $6,499,427 | $6,499,427 |
| NATURAL GAS PARTR IX26-0632609 | FMV | $34,294 | $34,294 |
| SEARCHLIGHT CAP.III 83-3629142 | FMV | $0 | $0 |
| KHOSLA VENTURE SEEDB45-5043024 | FMV | $500,455 | $500,455 |
| ROSEWOOD CAP V 14-1948848 | FMV | ||
| STG III A 20-8952445 | FMV | $1,893,023 | $1,893,023 |
| TCV IV 77-0527868 | FMV | ||
| WARBURG EQ VIII 13-4161869 | FMV | $7,234 | $7,234 |
| ASIA ENVIRONMENTAL PARTNER(NA) | FMV | $943,896 | $943,896 |
| CARMEL PARTNERS INV FUND III | FMV | $355,026 | $355,026 |
| 33-1177003 | FMV | ||
| HCP VF IX INVESTORS 26-1958282 | FMV | $6,819 | $6,819 |
| JUPITER JCF AIV II SPECIAL | FMV | $0 | $0 |
| 98-0569851 | FMV | ||
| GENERATION IM CLIMATE SOL(N/A) | FMV | $221,875 | $221,875 |
| GS MOUNT KELLETT CAP (N/A) | FMV | $65,363 | $65,363 |
| WATERSHED CAP INST PARTNERS | FMV | ||
| 82-0547075 | FMV | ||
| ROSEWOOD CAP V COBALT (N/A) | FMV | ||
| SRI NINE REIT 77-0677478 | FMV | $65,327 | $65,327 |
| FR HORIZON AIV (N/A) | FMV | $217,203 | $217,203 |
| BAUPOST VALUE PARTNERS IV | FMV | $25,999,502 | $25,999,502 |
| 26-2208448 | FMV | ||
| KHOSLA VENTURES III 26-4049910 | FMV | $193,581 | $193,581 |
| KHOSLA VENTURES SEED | FMV | $284,879 | $284,879 |
| 26-4754028 | FMV | ||
| ROSEWOOD CAPITAL IV 22-3707169 | FMV | ||
| HCP CHINA PE2009 FEEDER-CAYMAN | FMV | $757,791 | $757,791 |
| BASELINE INCREASED EXPOSURE FD | FMV | $1,596,787 | $1,596,787 |
| 45-3010715 | FMV | ||
| MOUNT KELLETT CAP PR(CAYMAN)II | FMV | $206,752 | $206,752 |
| 98-0677267 | |||
| HCP MEP H INVESTORS 27-4319591 | FMV | $1,174,563 | $1,174,563 |
| KHOSLA VENTURES IV 90-0720388 | FMV | $1,171,633 | $1,171,633 |
| HARRIS ASSOCIATES GLOBAL | FMV | $19,004,327 | $19,004,327 |
| 26-0221909 | FMV | ||
| QIMING VENTURE PARTNERS IV | FMV | $2,377,290 | $2,377,290 |
| 98-1164224 | FMV | ||
| TCV III(Q) LIQUIDATING TRUST | FMV | ||
| N/A | FMV | ||
| HCP BF 2014 INVESTORS | FMV | $619,253 | $619,253 |
| 30-0827317 | FMV | ||
| 5AM VENTURES V 81-2585295 | FMV | $675,927 | $675,927 |
| THE VARDE FUND XII(B)(FEEDER) | FMV | $1,238,752 | $1,238,752 |
| 81-0992297 | FMV | ||
| QIMING VENTURE PARTNERS V | FMV | $1,033,431 | $1,033,431 |
| 98-1282573 | |||
| RSF PARTNERS TAX EXEMPT VII | FMV | $363,448 | $363,448 |
| 82-1041859 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (39 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| FURNITURE 92 | $7,691 | $7,691 | |
| OFFICE FURN 94 | $98,864 | $98,864 | |
| LEASEHOLD IMPR 94 | $30,736 | $30,736 | |
| SIDETABLE 95 | $1,606 | $1,606 | |
| WORKSTATION 95 | $552 | $552 | |
| CONF TABLE 95 | $924 | $924 | |
| LEASEHOLD IMPR 95 | $31,396 | $31,396 | |
| OFFICE CHAIR 98 | $459 | $459 | |
| 2 STORAGE CABN 98 | $2,220 | $2,220 | |
| 4 MERIDIAN FILE 98 | $2,681 | $2,681 | |
| 2 TABLE DESK 98 | $4,200 | $4,200 | |
| BOOKCASE 98 | $930 | $930 | |
| FILE TOP 98 | $350 | $350 | |
| DISHWASHER 01 | $427 | $427 | |
| LEASEHOLD IMPR 03 | $1,530 | $1,530 | |
| OFFICE CHAIRS 03 | $1,548 | $1,548 | |
| POWER PNT PROJ 04 | $927 | $927 | |
| OFFICE FURN 93 | $68,137 | $68,137 | |
| PHONE SYS 03 | $21,196 | $21,196 | |
| DOOR PLAQUE 06 | $799 | $799 | |
| BIZHUB COPIER 08 | $17,924 | $17,924 | |
| FURNITURE 10 | $1,093 | $1,092 | $1 |
| LM CHAIR 10 | $601 | $601 | |
| LENOVO THINKPAD 14 | $1,347 | $1,347 | |
| CISCO AIRONET 14 | $396 | $396 | |
| LOGITECH CAMERA 14 | $1,134 | $1,134 | |
| LT VIDEO CONFER.14 | $760 | $760 | |
| CAMERA SET UP 14 | $786 | $786 | |
| OFFICE CHAIR 14 | $597 | $453 | $144 |
| FILING CABINEET 15 | $772 | $523 | $249 |
| BULLETIN BOARD 15 | $544 | $338 | $206 |
| 6 NEW COMPUTERS 17 | $9,105 | $3,946 | $5,159 |
| SERVER/SWITCH 18 | $12,084 | $2,618 | $9,466 |
| LEASEHOLD IMPR 18 | $67,873 | $1,740 | $66,133 |
| SWITCH 19 | $500 | $75 | $425 |
| OFFICE CHAIR 19 | $634 | $45 | $589 |
| TRIPP RACK ENCL.19 | $812 | $54 | $758 |
| SERVER CAGE 19 | $1,131 | $38 | $1,093 |
| ROUTER 19 | $625 | $625 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $1,528 | LegalFeesAmt |
| Net Investment Income | $764 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $764 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (13 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ADMINISTRATIVE CONSULTANTS | $30,083 | $0 | $0 | $30,083 |
| GENERAL LIABILITY INSURANCE | $1,040 | $0 | $0 | $1,040 |
| TELEPHONE | $13,685 | $0 | $0 | $13,685 |
| SUPPLIES | $2,707 | $0 | $0 | $2,707 |
| POSTAGE & FREIGHT | $449 | $0 | $0 | $449 |
| MEMBERSHIP FEES | $1,850 | $0 | $0 | $1,850 |
| SERVICE CONTRACT & EQ REPAIR | $24,414 | $0 | $0 | $24,414 |
| EQUIPMENT RENTAL | $1,048 | $0 | $0 | $1,048 |
| MISC ADMIN-RELATED EXPENSES | $2,392 | $0 | $0 | $2,392 |
| MISC GRANT-RELATED EXPENSES | $2,705 | $0 | $0 | $2,705 |
| DIRECT CHARITABLE ACTIVITIES | $9,948 | $0 | $0 | $9,948 |
| SHARED EXPENSES | $0 | $0 | $0 | $0 |
| PROFESSIONAL DEVELOPMENT | $133 | $0 | $0 | $133 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (45 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ORDINARY INCOME FROM PARTNERSHIPS- | |||
| FARALLON CAPITAL INST 94-3106323 | $284,030 | $284,030 | $0 |
| FIRST RESERVE XI ONSHORE AIV 71-1015969 | $7,007 | $7,007 | $0 |
| BASELINE INCREASED EXP. 45-3010715 | -$239 | -$239 | $0 |
| GEMINI ISRAEL IV 98-0428414 | -$400 | -$400 | $0 |
| GEMINI ISRAEL V 98-0548428 | -$982 | -$982 | $0 |
| JC FLOWERS II 94-6064551 | $5,742 | $5,742 | $0 |
| BASELINE CORE FUND 45-3010611 | $379 | $379 | $0 |
| HCP MEP H INVESTORS 27-4319591 | $11,993 | $11,993 | $0 |
| KHOSLA VENTURE IV 90-0720388 | $102,409 | $102,409 | $0 |
| GS MOUNT KELLETT CAP PART (N/A) | $47,863 | $47,863 | $0 |
| HCP WPPE X INVESTORS 26-1278318 | $17,182 | $17,182 | $0 |
| JW CHILDS EQUITY III 03-0387301 | -$65 | -$65 | $0 |
| KHOSLA VENTURES SEED B 45-5043024 | $24,116 | $24,116 | $0 |
| HCP PRIVATE EQUITY 52-2335224 | -$19 | -$19 | $0 |
| NATURAL GAS PARTNERS IX 26-0632609 | $252 | $252 | $0 |
| 5AM VENTURES IV 46-3926873 | -$510 | -$510 | $0 |
| RSF PARTNERS TAX EXEMPT VII 82-1041859 | $2,036 | $2,036 | $0 |
| HARRIS ASSOCIATES GLOBAL 26-0221909 | $609,982 | $609,982 | $0 |
| 5AM VENTURES V 81-2585295 | -$8 | -$8 | $0 |
| CARMEL PARTNERS INV FUND III 33-1177003 | $97,953 | $97,953 | $0 |
| DEFY PARTNERS II 83-4667886 | -$471 | -$471 | $0 |
| STG III A 20-8952445 | -$12,050 | -$12,050 | $0 |
| HFCP IX(PARALLEL)98-1450120 | -$7,473 | -$7,473 | $0 |
| SEARCHLIGHT CAPITAL III 83-3629142 | -$2,550 | -$2,550 | $0 |
| WARBURG PINCUS PE VIII 13-4161869 | $3,175 | $3,175 | $0 |
| VARDE FUND XII(B)(FEEDER)81-0992297 | $71,121 | $71,121 | $0 |
| HCP CDH V INVESTORS 80-0884122 | $34,569 | $34,569 | $0 |
| QIMING VENTURE PARTNERS V 98-1282573 | -$11,932 | -$11,932 | $0 |
| VARDE FUND XI(B)(FEEDER)46-2022036 | $29,996 | $29,996 | $0 |
| WGI EM FUND 20-3377269 | $232,004 | $232,004 | $0 |
| GENERATION IM GLOBAL (N/A) | $231,537 | $231,537 | $0 |
| HCP BF 2014 INVESTORS | -$1,161 | -$1,161 | $0 |
| QIMING VENTURE PARTNERS IV | -$1,088 | -$1,088 | $0 |
| ROSEWOOD CAPITAL V COBALT AIV 26-2157568 | |||
| HCP VF IX INVESTORS 26-1958282 | $22,739 | $22,739 | $0 |
| WATERSHED CAPITAL INST 82-0547075 | |||
| BAUPOST VALUE PARTNERS IV 26-2208448 | $311,671 | $311,671 | $0 |
| KHOSLA VENTURES III 26-4049910 | -$1,895 | -$1,895 | $0 |
| KHOSLA VENTURES SEED 26-4754028 | $85 | $85 | $0 |
| ROSEWOOD CAPITAL IV 22-3707169 | |||
| OTHER INCOME- | |||
| SCHWAB/GURTIN-AMORTIZATION | -$732 | -$732 | $0 |
| CHANGES IN UNREALZED APPRECIATION | $18,949,634 | $0 | $0 |
| LESS: INVESTMENT PARTNERSHIP NET UBTI | $0 | $173,136 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED TAX PAYABLE | -$6,191 | $186,401 |
| DEFERRED RENT | $56,910 | $112,158 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (34 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT ADVISOR & CUSTODIAL | ||||
| FEES- | ||||
| CAPITAL GUARDIAN 26-03958 | $96,232 | $96,232 | $0 | $0 |
| GENERAL ACCOUNT 26-74278 | $6,361 | $6,361 | $0 | $0 |
| KHOSLA VENTURE IV 90-0720388 | $10,274 | $10,274 | $0 | $0 |
| SCHWAB/GURTIN 20905807 | $25,801 | $25,801 | $0 | $0 |
| CARMEL PARTNERS III33-1177003 | $2,476 | $2,476 | $0 | $0 |
| HALL CAPITAL PARTNERS LLC | $671,136 | $671,136 | $0 | $0 |
| FARALLON CAPITAL 94-3106323 | $177,817 | $177,817 | $0 | $0 |
| FR XI ONSHORE AIV 71-1015969 | $466 | $466 | $0 | $0 |
| DEFY PARTNERS II 83-4667886 | $5,451 | $5,451 | $0 | $0 |
| HFCP IX (PARALLEL)98-1450120 | $6,326 | $6,326 | $0 | $0 |
| GEMINI ISRAEL V 98-0548428 | $18,568 | $18,568 | $0 | $0 |
| 5AM VENTURE V 81-2585295 | $24,825 | $24,825 | $0 | $0 |
| GS MOUNT KELLETT CAP PAR.(N/A) | $4,834 | $4,834 | $0 | $0 |
| QIMING VENTURE PR V 98-1282573 | $12,628 | $12,628 | $0 | $0 |
| 5AM VENTURES IV 46-3926873 | $19,896 | $19,896 | $0 | $0 |
| NATURAL GAS IX 26-0632609 | $3,506 | $3,506 | $0 | $0 |
| THE VARDE FUND XII(B)XXX-XX-XXXX | $14,854 | $14,854 | $0 | $0 |
| KHOSLA VENTURE SEEDB45-5043024 | $585 | $585 | $0 | $0 |
| RSF PARTNERS TAX EXEMPT VII | $12,487 | $12,487 | $0 | $0 |
| GENERATION IM GLOBAL (N/A) | $162,564 | $162,564 | $0 | $0 |
| HARRIS ASSTS GL.26-0221909 | $131,117 | $131,117 | $0 | $0 |
| SEARCHLIGHT CAP.III83-3629142 | $7,479 | $7,479 | $0 | $0 |
| BAUPOST VALUE PRIV 26-2208448 | $385,152 | $385,152 | $0 | $0 |
| QIMING VENTURE PARTNERS IV | $10,718 | $10,718 | $0 | $0 |
| STG III A 20-8952445 | $14,227 | $14,227 | $0 | $0 |
| VARDEFUNDXIB(FEEDER)46-2022036 | $10,223 | $10,223 | $0 | $0 |
| WGI EM FUND 20-3377269 | $69,620 | $69,620 | $0 | $0 |
| KHOSLA VENTURES III26-4049910 | $5,724 | $5,724 | $0 | $0 |
| KHOSLA VENTURES SEED | $3,846 | $3,846 | $0 | $0 |
| 26-4754028 | ||||
| INVESTMENT-RELATED EXPENSES- | ||||
| BANK SERVICE CHARGES | $120 | $120 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| STATE TAX AND FILING FEES | $255 | $0 | $0 | $255 |
| FEDERAL EXCISE TAXES | $62,847 | $0 | $0 | $0 |
| FEDERAL UBTI TAXES | $52,945 | $0 | $0 | $0 |
| FEDERAL DERERRED TAXES | $192,592 | $0 | $0 | $0 |
| FOREIGN TAX WITHHOLDINGS | $330 | $330 | $0 | $0 |