MIDDLETON FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- MIDDLETON FOUNDATION (EIN 94-3117882)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-16
- IRS object ID
- 202033219349103778
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Contractor Compensation Expln
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-16T13:10:35-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 262480144 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DIAWARA & ASSOCIATES CPAS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2225 EAST BAYSHORE ROAD SUITE 200 | AddressLine1Txt |
| City | PALO ALTO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94303 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 943117882 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MIDDLETON FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MIDD | BusinessNameControlTxt |
| Phone | 6504012000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1300 SOUTH EL CAMINO REAL STE 203 | AddressLine1Txt |
| City | SAN MATEO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94402 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | FRED A MIDDLETON | PersonNm |
| Person Title | PRESIDENT & CEO | PersonTitleTxt |
| Phone | 6504012000 | PhoneNum |
| Signature | 2020-11-06 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KARIFA DIAWARA | PreparerPersonNm |
| PTIN | P00845765 | PTIN |
| Phone | 6503201782 | PhoneNum |
| Preparation | 2020-11-16 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 52.37.240.203 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-11-16 | IPDt |
| IP Tm | 13:10:35 | IPTm |
| IP Timezone | CS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | BA345906120616F5D5F996985DD64310D665E72E | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | BCF61785F1A71603E0638096611A46BF79D4FC0E | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $14,930,210 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $107,300 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $558,878 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $558,878 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $151,074 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,417,224 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $151,074 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $116,925 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $116,925 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $934,177 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $826,877 | TotalNetInvstIncmAmt |
| Accounting Fees Rev And Expnss | $21,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $10,500 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $10,500 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $34,522 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,453 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $160 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $2,634 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $2,634 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $94,500 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $91,029 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,471 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $152,656 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $105,982 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $16,765 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $641,203 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $641,203 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $793,859 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $105,982 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $657,968 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $140,318 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $720,895 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $498,061 | CashBOYAmt |
| Cash EOY | $557,519 | CashEOYAmt |
| Cash EOYFMV | $557,519 | CashEOYFMVAmt |
| US Government Obligations BOY | $340,538 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $343,385 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $359,646 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $5,103,194 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,214,031 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,958,854 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $5,329,315 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,231,344 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $6,052,566 | OtherInvestmentsEOYFMVAmt |
| Other Assets EOYFMV | $1,625 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $11,271,108 | TotalAssetsBOYAmt |
| Total Assets EOY | $11,346,279 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $14,930,210 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $29,675 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $38,128 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $29,675 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $38,128 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $11,241,433 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $11,308,151 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $11,241,433 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $11,308,151 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $11,271,108 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $11,346,279 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $11,241,433 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $140,318 | ExcessRevenueOverExpensesAmt |
| Subtotal | $11,381,751 | SubtotalAmt |
| Other Decreases | $73,600 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $11,308,151 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (23 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ML ACCOUNT (JANUS) | P | 2019-01-01 | 2019-12-31 | $58,489 | $57,393 | $1,096 | $1,096 |
| ML ACCOUNT (LONDON DIV.) | P | 2019-01-01 | 2019-12-31 | $1,269 | $1,130 | $139 | $139 |
| ML ACCOUNT (JANUS) | P | 2018-01-01 | 2019-12-31 | $119,664 | $92,246 | $27,418 | $27,418 |
| ML ACCOUNT (LONDON DIV.) | P | 2017-01-01 | 2019-12-31 | $90,949 | $57,101 | $33,848 | $33,848 |
| ML ACCOUNT (HI YIELD) | P | 2019-01-01 | 2019-12-31 | $12,485 | $12,378 | $107 | $107 |
| ML ACCOUNT (REIT & BDCS) | P | 2017-01-01 | 2019-12-31 | $7,841 | $18,262 | -$10,421 | -$10,421 |
| ML ACCOUNT (HI YIELD) | P | 2017-01-01 | 2019-12-31 | $129,738 | $150,477 | -$20,739 | -$20,739 |
| ML ACCOUNT (MLP) | P | 2019-01-01 | 2019-12-31 | $68,877 | $78,194 | -$9,317 | -$9,317 |
| ML ACCOUNT (HEITMAN) | P | 2019-01-01 | 2019-12-31 | $862,975 | $812,747 | $50,228 | $50,228 |
| ML ACCOUNT (MLP) | P | 2017-01-01 | 2019-12-31 | $133,039 | $157,760 | -$24,721 | -$24,721 |
| ML ACCOUNT (HEITMAN) | P | 2017-01-01 | 2019-12-31 | $343,257 | $317,305 | $25,952 | $25,952 |
| ML ACCOUNT (MLP) | P | 2017-01-01 | 2019-12-31 | $424,812 | $405,827 | $18,985 | $18,985 |
| ML ACCOUNT (PIMCO) | P | 2017-01-01 | 2019-12-31 | $14,255 | $13,543 | $712 | $712 |
| ML ACCOUNT (MASTER) | P | 2019-01-01 | 2019-12-31 | $502,375 | $499,214 | $3,161 | $3,161 |
| ML ACCOUNT (MFS) | P | 2019-01-01 | 2019-12-31 | $9,047 | $7,544 | $1,503 | $1,503 |
| ML ACCOUNT (MASTER) | P | 2017-01-01 | 2019-12-31 | $897,906 | $928,604 | -$30,698 | -$30,698 |
| ML ACCOUNT (MFS) | P | 2017-01-01 | 2019-12-31 | $98,437 | $89,160 | $9,277 | $9,277 |
| ML ACCOUNT (NFJ) | P | 2019-01-01 | 2019-12-31 | $169,713 | $174,923 | -$5,210 | -$5,210 |
| ML ACCOUNT (NFJ) | P | 2017-01-01 | 2019-12-31 | $259,623 | $225,163 | $34,460 | $34,460 |
| ML ACCOUNT (NEU) | P | 2019-01-01 | 2019-12-31 | $7,035 | $6,858 | $177 | $177 |
| ML ACCOUNT (NEU) | P | 2017-01-01 | 2019-12-31 | $60,708 | $46,461 | $14,247 | $14,247 |
| ML ACCOUNT (R ACG) | P | 2019-01-01 | 2019-12-31 | $2,276 | $1,590 | $686 | $686 |
| ML ACCOUNT (R ACG) | P | 2017-01-01 | 2019-12-31 | $142,454 | $112,270 | $30,184 | $30,184 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $151,074 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $42,570 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $640,457 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $13,427,099 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.047699 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $728,190 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $13,170,948 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.055288 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $940,642 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $12,331,855 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.076277 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $897,428 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $13,204,846 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.067962 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $445,519 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $13,822,520 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.032231 | DistributionYr5Rt |
| Total Distribution | 0.279457 | TotalDistributionRt |
| Average Distribution | 0.055891 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $14,075,836 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $786,713 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $7,209 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $793,922 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $657,968 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $14,418 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $14,418 | SubtotalAmt |
| Tax Based On Investment Income | $14,418 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $20,240 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $20,240 | TotalPaymentsAndCreditsAmt |
| Overpayment | $5,822 | OverpaymentAmt |
| Applied To ES Tax | $5,822 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | Yes (true) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | FRED MIDDLETON | IndividualWithBooksNm |
| Phone | 6504012000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1300 SOUTH EL CAMINO REAL STE 203 | AddressLine1Txt |
| City | SAN MATEO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| FRED A MIDDLETON | ||||||||
| 1300 SOUTH EL CAMINO REAL STE 203 | SAN MATEO | CA | 94402 | PRESIDENT & | 4.00 | $0 | $0 | $0 |
| BETTY BLOXHAM | ||||||||
| 1300 SOUTH EL CAMINO REAL STE 203 | SAN MATEO | CA | 94402 | SECRETARY | 4.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MERRILL LYNCH | BusinessNameLine1Txt |
| Business Name Line2 | MERRILL LYNCH | BusinessNameLine2Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 CALIFORNIA ST 8TH FL | AddressLine1Txt |
| Address Line2 | 600 CALIFORNIA ST 8TH FL | AddressLine2Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94108 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MGMT | ServiceTypeTxt |
| Compensation | $91,029 | CompensationAmt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,777,134 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $513,055 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $14,290,189 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $14,290,189 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $214,353 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $14,075,836 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $703,792 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $703,792 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $14,418 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $14,418 | TotalTaxAmt |
| Distributable Before Adj | $689,374 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $689,374 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $689,374 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $657,968 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $657,968 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $657,968 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $689,374 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr4 | $172,877 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $342,353 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $87,477 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $602,707 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $657,968 | QualifyingDistributionsAmt |
| Applied To Current Year | $657,968 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $31,406 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $31,406 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $571,301 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $571,301 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $141,471 | ExcessFromYear4Amt |
| Excess From Year3 | $342,353 | ExcessFromYear3Amt |
| Excess From Year2 | $87,477 | ExcessFromYear2Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | FRED A MIDDLETON | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (29 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientForeignAddress/AddressLine1Txt | Address Line2RecipientForeignAddress/AddressLine2Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientUSAddress/AddressLine1Txt | Address Line2RecipientUSAddress/AddressLine2Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AMERICAN SCHOOL IN LONDON | |||||||||||||
| AMERICAN SCHOOL IN LONDON | 1 WAVERLEY PL | 1 WAVERLEY PL | LONDON | UK | NONE | 501(C)(3) | CHARITY | $1,000 | |||||
| CA HIGHWAY PATROL 11-99 | |||||||||||||
| CA HIGHWAY PATROL 11-99 | NONE | 501(C)(3) | CHARITY | $1,000 | 601 N 7TH ST | 601 N 7TH ST | SACRAMENTO | CA | 95811 | ||||
| CALIFORNIA STATE PARKS FND | |||||||||||||
| CALIFORNIA STATE PARKS FND | NONE | 501(C)(3) | CHARITY | $1,000 | 50 FRANCISCO ST | 50 FRANCISCO ST | SAN FRANCISCO | CA | 94133 | ||||
| COALITION TO SALUTE AMER | |||||||||||||
| COALITION TO SALUTE AMER | NONE | 501(C)(3) | CHARITY | $2,000 | 12 GODFREY PLACE | 12 GODFREY PLACE | WILTON | CT | 06897 | ||||
| COMMONWEALTH CLUB OF CA | |||||||||||||
| COMMONWEALTH CLUB OF CA | NONE | 501(C)(3) | CHARITY | $1,000 | 110 THE EMBARCADERO | 110 THE EMBARCADERO | SAN FRANCISCO | CA | 94105 | ||||
| DAMON RUNYON CANCER RESEARCH FND | |||||||||||||
| DAMON RUNYON CANCER RESEARCH FND | NONE | 501(C)(3) | CHARITY | $1,000 | 55 BROADWAY STE 302 | 55 BROADWAY STE 302 | NEW YORK | NY | 10006 | ||||
| FILOLI | |||||||||||||
| FILOLI | NONE | 501(C)(3) | CHARITY | $500 | 86 CANADA RD | 86 CANADA RD | WOODSIDE | CA | 94062 | ||||
| FRIENDS OF MADERA ANIMAL SHELTER | |||||||||||||
| FRIENDS OF MADERA ANIMAL SHELTER | NONE | 501(C)(3) | CHARITY | $5,000 | 14269 RD 28 | 14269 RD 28 | MADERA | CA | 93638 | ||||
| HARWARD UNIVERSITY GIFT | |||||||||||||
| HAWARDS UNIVERSITY GIFT | NONE | 501(C)(3) | CHARITY | $5,000 | 124 MOUNT AUBURN ST | 124 MOUNT AUBURN ST | CAMBRIDGE | MA | 02138 | ||||
| THE HERITAGE FOUNDATION | |||||||||||||
| THE HERITAGE FOUNDATION | NONE | 501(C)(3) | CHARITY | $1,000 | 214 MASSACHUSETTS AVE NE | 214 MASSACHUSETTS AVE NE | WASHINGTON | DC | 200024999 | ||||
| HILLSBOROUGH BEAUTIFICATION FND | |||||||||||||
| HILLSBOROUGH BEAUTIFICATION FND | NONE | 501(C)(3) | CHARITY | $1,000 | 1600 FLORIBUNDA AVE | 1600 FLORIBUNDA AVE | HILLSBOROUGH | CA | 94010 | ||||
| HILLS CONCOURS D'ELEGANCE | |||||||||||||
| HILLS CONCOURS D'ELEGANCE | NONE | 501(C)(3) | CHARITY | $2,000 | 1600 FLORIBUNDA AVE | 1600 FLORIBUNDA AVE | HILLSBOROUGH | CA | 94010 | ||||
| HILLSBOROUGH SCH FND | |||||||||||||
| HILLSBOROUGH SCH FND | NONE | 501(C)(3) | CHARITY | $1,500 | 300 EL CERRITO AVE | 300 EL CERRITO AVE | HILLSBOROUGH | CA | 94010 | ||||
| LEAGUE TO SVE TAHOE | |||||||||||||
| LEAGUE TO SAVE TAHOE | NONE | 501(C)(3) | CHARITY | $1,000 | 955 EMERALD BAY RD | 955 EMERALD BAY RD | SOUTH LAKE TAHOE | CA | 96150 | ||||
| MUTTVILLE | |||||||||||||
| MUTTVILLE | NONE | 501(C)(30 | CHARITY | $7,500 | 255 ALABAMA ST | 255 ALABAMA ST | SAN FRANCISCO | CA | 94103 | ||||
| NATIONAL LAW ENFORCEMENT OFFICERS M | |||||||||||||
| NATIONAL LAW ENFORCEMENT OFFICERS MEMORIAL FUND | NONE | 501(C)(3) | CHARITY | $200 | 901 E ST NW STE 100 | 901 E ST NW STE 100 | WASHINGTON | DC | 20004 | ||||
| OCEAN CONSERVANCY | |||||||||||||
| OCEAN CONSERVANCY | NONE | 501(C)(3) | CHARITY | $500 | 725 FRONT ST 201 | 725 FRONT ST 201 | SANTA CRUZ | CA | 95060 | ||||
| NOTRE DAME HIGHSCHOOL | |||||||||||||
| NOTE DAME HIGHSCHOOL | NONE | 501(C)(3) | CHARITY | $7,503 | 1540 RALSTON AVE | 1540 RALSTON AVE | BELMONT | CA | 94002 | ||||
| OPPORTUNITY INTERNATIONAL | |||||||||||||
| OPPORTUNITY INTERNATIONAL | NONE | 501(C)(3) | CHARITY | $10,000 | 550 WEST VAN BUREN ST | 550 WEST VAN BUREN ST | CHICAGO | IL | 60607 | ||||
| PHILANTHROPY ROUNDTABLE | |||||||||||||
| PHILANTHROPY ROUNDTABLE | NONE | 501(C)(3) | CHARITY | $1,000 | 1730 M STREET NW STE 601 | 1730 M STREET NW STE 601 | WASHINGTON | DC | 20036 | ||||
| POLLINATOR PARTNERSHIP | |||||||||||||
| POLLINATOR PARTNERSHIP | NONE | 501(C)(3) | CHARITY | $1,000 | 423 WASHINGTON ST 5TH FL | 423 WASHINGTON ST5TH FL | SAN FRANCISCO | CA | 941112339 | ||||
| SAN MATEO PUBLIC LIBRARY | |||||||||||||
| SAN MATEO PUBLIC LIBRARY | NONE | 501(C)(3) | CHARITY | $1,000 | 55 W 3RD AVE | 55 W 3RD AVE | SAN MATEO | CA | 94402 | ||||
| SF BALLET | |||||||||||||
| SF BALLET | NONE | 501(C)(3) | CHARITY | $4,500 | 455 FRANKLIN ST | 455 FRANKLIN ST | SAN FRANCISCO | CA | 94102 | ||||
| SF OPERA | |||||||||||||
| SF OPERA | NONE | 501(C)(3) | CHARITY | $1,000 | 301 VAN NESS AVE | 301 VAN NESS AVE | SAN FRANCISCO | CA | 94102 | ||||
| SILICON VALLEY COMMUNITY FOUNDATION | |||||||||||||
| SILICON VALLEY COMMUNITY FOUNDATION | NONE | 501(C)(3) | CHARITY | $500,000 | 2440 WEST EL CAMINO REAL | 2440 WEST EL CAMINO REAL | MOUNTAIN VIEW | CA | 94040 | ||||
| STANFORD (HOOVER INSTITUTION) | |||||||||||||
| STANFORD (HOOVER INSTITUTION) | NONE | 501(C)(3) | CHARITY | $1,000 | 434 GALVEZ MALL | 434 GALVEZ MALL | STANFORD | CA | 94305 | ||||
| THE LEAKEY FOUNDATION | |||||||||||||
| THE LEAKEY FOUNDATION | NONE | 501(C)(3) | CHARITY | $2,000 | 1003B OREILLY AVE | 1003B OREILLY AVE | SAN FRANCISCO | CA | 941291359 | ||||
| UNITED STATES OLYMPIC COMMITTEE | |||||||||||||
| UNITED STATES OLYMPIC COMMITTEE | NONE | 501(C)(3) | CHARITY | $75,000 | PO BOX 7010 | PO BOX 7010 | ALBERTA LEA | MN | 560078010 | ||||
| VIEWPOINT SCHOOL | |||||||||||||
| VIEWPOINT SCHOOL | NONE | 501(C)(3) | CHARITY | $5,000 | 23620 MULHOLLAND HWY | 23620 MULHOLLAND HWY | CALABASAS | CA | 91302 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $641,203 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $558,878 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $116,925 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $151,074 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $826,877 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $826,877 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | FRED MIDDLETON | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1300 SOUTH EL CAMINO REAL STE203 | AddressLine1Txt |
| City | SAN MATEO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $107,300 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 2,000 SHS OF BIOTELEMETRYSTOCK | NoncashPropertyDesc |
| Fair Market Value | $107,300 | FairMarketValueAmt |
| Received | 2019-05-03 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING & TAX PREP FEES - CPA | CategoryTxt |
| Amt | $21,000 | Amt |
| Net Investment Income | $10,500 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,500 | DisbursementsCharitablePrpsAmt |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
Contractor Business Name ContractorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MERRILL LYNCH | BusinessNameLine1Txt |
| Business Name Line2 | MERRILL LYNCH | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | INVESTMENT MANAGEMENT | ExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | ML - ALL ACCOUNTS (INCLUDING SHORTS) | StockNm |
| EOY Book Value | $5,214,031 | EOYBookValueAmt |
| EOYFMV | $7,958,854 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $343,385 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $359,646 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | MUTUAL FUNDS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $5,231,344 | BookValueAmt |
| EOYFMV | $6,052,566 | EOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED INTEREST | Desc |
| EOYFMV | $1,625 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK/TAX GAIN DIFFERENCE | Desc |
| Amt | $73,600 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXPENSES | |||
| ADVISORY FEES | $91,029 | $91,029 | |
| DUES & SUBSCRIPTIONS | $3,471 | $3,471 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | VARIOUS | Desc |
| Revenue And Expenses Per Books | $116,925 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $116,925 | NetInvestmentIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CREDIT CARD | Desc |
| BOY Book Value | $29,675 | BOYBookValueAmt |
| EOY Book Value | $38,128 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $4,452 | $4,453 | |
| LICENSE FEES (& CA SOS) | $150 | $150 | |
| FRANCHISE TAX - CA | $10 | $10 | |
| IRS EXCISE TAX | $29,910 |