ROXANNE QUIMBY FOUNDATION INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- ROXANNE QUIMBY FOUNDATION INC (EIN 47-5008812)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-16
- IRS object ID
- 202033219349100443
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-16T08:11:19-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010448006 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALBIN RANDALL & BENNETT | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 445 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120445 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 475008812 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROXANNE QUIMBY FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROXA | BusinessNameControlTxt |
| Phone | 2079632022 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 769 CONGRESS STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04102 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROXANNE QUIMBY | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2079632022 | PhoneNum |
| Signature | 2020-11-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL P DOIRON | PreparerPersonNm |
| PTIN | P01206204 | PTIN |
| Phone | 2077721981 | PhoneNum |
| Preparation | 2020-11-09 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 69.49.137.50 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-11-09 | IPDt |
| IP Tm | 08:18:02 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | FF9797A62B2B4F64061185CEDABB6F30359CD2BF | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 7EBC7C571DF5EAE11C0FFAFCBE4438C7BDEAD310 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $44,761,024 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $157,793 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $157,793 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $549,505 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $549,505 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,579,714 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $17,365,391 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,579,714 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $2,287,012 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,287,012 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $865 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $865 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $10,855 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $5,427 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $5,428 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $205,976 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $193,401 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $12,575 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $19,500 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $3,067 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $3,067 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $20,063 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $19,778 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $285 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $260,326 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $218,606 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $22,220 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,467,558 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,467,558 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,727,884 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $218,606 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,489,778 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $559,128 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,068,406 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $4,500 | CashBOYAmt |
| Cash EOY | $6,753 | CashEOYAmt |
| Cash EOYFMV | $6,753 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $179,753 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $770,118 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $770,118 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $27,474,576 | CorporateStockBOYAmt |
| Corporate Stock EOY | $28,451,096 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $33,163,519 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $7,524,589 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $5,798,740 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $5,947,871 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $3,109,564 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,825,403 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,872,763 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $38,292,982 | TotalAssetsBOYAmt |
| Total Assets EOY | $38,852,110 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $44,761,024 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $38,292,982 | RetainedEarningBOYAmt |
| Retained Earning EOY | $38,852,110 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $38,292,982 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $38,852,110 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $38,292,982 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $38,852,110 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $38,292,982 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $559,128 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $38,852,110 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $38,852,110 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (10 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $6,058,092 | $5,720,774 | $337,318 | $337,318 | |
| PUBLICLY TRADED SECURITIES | $10,949,242 | $10,060,268 | $888,974 | $888,974 | |
| GOLDMAN SACHS DISTRESSED MANAGERS IV | $36,017 | $36,017 | $36,017 | P | |
| GOLDMAN SACHS VINTAGE VI | $57,821 | $57,821 | $57,821 | P | |
| U.S. REAL PROPERTY INCOME FUND | $1,060 | $1,060 | $1,060 | P | |
| GOLDMAN SACHS CAPITAL PARNERS V INSTITUTIONAL FUND | $4,635 | -$4,635 | -$4,635 | P | |
| BROAD STREET REAL ESTATE CREDIT PARTNERS III | $22,961 | $22,961 | $22,961 | P | |
| HEDGE FUND MANAGERS DIVERSIFIED DISTRIB IN EXCESS OF BASIS | $57,411 | $57,411 | $57,411 | P | |
| BROAD STREET REAL ESTATE CREDIT PARTNERS II DISTRIB IN EXCESS OF BASIS | $5,050 | $5,050 | $5,050 | P | |
| CAPITAL GAINS DIVIDENDS | $177,737 | $177,737 | $177,737 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,579,714 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $836,818 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $40,958,775 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.020431 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $502,106 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $39,281,272 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.012782 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,120,640 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $31,588,493 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.098790 | DistributionYr3Rt |
| Total Distribution | 0.132003 | TotalDistributionRt |
| Average Distribution | 0.044001 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $41,504,352 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,826,233 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $20,684 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,846,917 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,614,778 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $41,368 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $41,368 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $41,368 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $21,026 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $40,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $61,026 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $19,658 | OverpaymentAmt |
| Applied To ES Tax | $19,658 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | ME | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | DANIEL P DOIRON CPA | IndividualWithBooksNm |
| Phone | 2077721981 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04112 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROXANNE QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | PRESIDENT & DIRECTOR | 0.50 | $0 | $0 | $0 |
| HANNAH QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | SECRETARY & DIRECTOR | 0.10 | $0 | $0 | $0 |
| RACHELLE QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | TREASURER & DIRECTOR | 0.10 | $0 | $0 | $0 |
| LUCAS ST CLAIR | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | DIRECTOR | 0.10 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 HIGH STREET 17TH FLOOR | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MNGMT & ADVICE | ServiceTypeTxt |
| Compensation | $186,216 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NO INTEREST SHORT TERM LOAN TO MAINE COAST HERITAGE TRUST TO ENABLE THE PURCHASE OF A CONSERVATION PROPERTY | Description1Txt |
| Expenses1 | $125,000 | Expenses1Amt |
| Total | $125,000 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $41,716,833 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $419,565 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $42,136,398 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $42,136,398 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $632,046 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $41,504,352 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,075,218 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,075,218 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $41,368 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $41,368 | TotalTaxAmt |
| Distributable Before Adj | $2,033,850 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,033,850 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,033,850 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,489,778 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $125,000 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,614,778 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,614,778 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,033,850 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $411,300 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,614,778 | QualifyingDistributionsAmt |
| Applied To Year1 | $411,300 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,203,478 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $830,372 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ROXANNE QUIMBY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (22 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BEEHIVE DESIGN COLLECTIVE | |||||||
| 101 COURT STREET | MACHIAS | ME | 04654 | N/A | PC | RESPONSE TO AN URGENT NEED ON BEHALF OF THE COLLECTIVE | $5,800 |
| BELFAST FLYING SHOES | |||||||
| 93 KALER RD | BELFAST | ME | 04915 | N/A | PC | SUPPORTING THE SPIRITED DANCE COMMUNITY OF MIDCOAST MAINE | $3,500 |
| CENTER FOR MAINE CONTEMPORARY ART | |||||||
| PO BOX 1767 21 WINTER STREET | ROCKLAND | ME | 04841 | N/A | PC | OPERATIONAL SUPPORT | $100,000 |
| CENTER FOR WILDLIFE | |||||||
| PO BOX 620 | CAPE NEDDICK | ME | 03902 | N/A | PC | SUPPORT FOR BUILDING A SUSTAINABLE FUTURE FOR WILDLIFE AND THEIR HABITATS | $1,000 |
| THE CENTER THEATER | |||||||
| 20 E MAIN ST | DOVERFOXCROFT | ME | 04426 | N/A | PC | SUPPORT FOR MAKING ARTS, EDUCATION, AND ENTERTAINMENT ACCESSIBLE TO RURAL COMMUNITIES | $5,000 |
| COALITION TO PROTECT AMERICA'S NATIONAL PARKS | |||||||
| 5625 NORTH WILMOT ROAD | TUCSON | AZ | 85750 | N/A | PC | OPERATIONAL SUPPORT | $30,000 |
| GREATER PORTLAND LANDMARKS | |||||||
| 93 HIGH ST | PORTLAND | ME | 04101 | N/A | PC | PRESERVATION & REVITALIZATION OF GREATER PORTLAND'S HISTORIC BUILDINGS, NEIGHBORHOODS, LANDSCAPES, & PARKS | $15,000 |
| ILLUSTRATION INSTITUTE | |||||||
| 2 UNION STREET SUITE 400 | PORTLAND | ME | 04101 | N/A | PC | FASHION ILLUSTRATION CLASSES | $33,000 |
| MAINE COLLEGE OF ART | |||||||
| 522 CONGRESS STREET | PORTLAND | ME | 04101 | N/A | PC | DEVELOPMENT OF DYE LAB FOR TEXTILE AND FASHION DEPARTMENT | $117,500 |
| RICHARD B ANDERSON FUND | |||||||
| 27 BLAKE ST | PRESQUE ISLE | ME | 04769 | N/A | PC | SUPPORT FOR THE MAINE SECTION OF THE INTERNATIONAL APPALACHIAN TRAIL | $10,000 |
| MAINE PRESERVATION | |||||||
| 233 WEST MAIN ST | YARMOUTH | ME | 04096 | N/A | PC | PROMOTION & PRESERVATION OF MAINE HISTORIC PLACES, BUILDINGS, DOWNTOWNS, & NEIGHBORHOODS | $10,000 |
| MILLAY HOUSE ROCKLAND | |||||||
| PO BOX 831 | ROCKLAND | ME | 04841 | N/A | PC | SUPPORT THE RESTORATION OF THE HISTORICAL BIRTHPLACE OF THE POET EDNA ST. VINCENT MILLAY | $30,000 |
| NATIONAL PARK FOUNDATION | |||||||
| 1110 VERMONT AVE NW STE 200 | WASHINGTON | DC | 20005 | N/A | PC | KATAHDIN WOODS AND WATERS NATIONAL MONUMENT | $350,000 |
| NATIONAL PARK FOUNDATION | |||||||
| 1110 VERMONT AVE NW STE 200 | WASHINGTON | DC | 20005 | N/A | PC | CASH TRANSFERS TO SUPPORT KATAHDIN WOODS & WATERS VISITOR CONTACT STATION VIA EPI MONUMENT PROJECTS, L3C | $25,500 |
| NATIONAL PARK FOUNDATION | |||||||
| 1110 VERMONT AVE NW STE 200 | WASHINGTON | DC | 20005 | N/A | PC | SETTLEMENT ON DONATED LAND TO SUPPORT KATAHDIN WOODS & WATERS VISITOR CONTACT STATION | $125,000 |
| NATIONAL PARK FOUNDATION | |||||||
| 1110 VERMONT AVE NW STE 200 | WASHINGTON | DC | 20005 | N/A | PC | ARCHITECTURE FEES TO SUPPORT KATAHDIN WOODS & WATERS VISITOR CONTACT STATION VIA EPI MONUMENT PROJECTS, L3C | $358,758 |
| PLANNED PARENTHOOD OF NORTHERN NEW ENGLAND | |||||||
| 443 CONGRESS STREET 3RD FLOOR | PORTLAND | ME | 04101 | N/A | PC | OPERATIONAL SUPPORT | $2,500 |
| SCHOODIC INSTITUTE | |||||||
| PO BOX 277 | WINTER HARBOR | ME | 04693 | N/A | PC | SCHOODIC MARINE CENTER SUPPORT | $25,000 |
| THE HARLOW GALLARYKENNEBEC VALLEY ART ASSOCIATION | |||||||
| 100 WATER STREET | HALLOWELL | ME | 04347 | N/A | PC | OPERATIONAL SUPPORT | $10,000 |
| TIDES INSTITUTE & MUSEUM OF ART | |||||||
| 43 WATER STREET | EASTPORT | ME | 04631 | N/A | PC | OPERATIONAL SUPPORT | $85,000 |
| UNITY COLLEGE | |||||||
| 90 QUAKER HILL | UNITY | ME | 03988 | N/A | PC | DISTANCE EDUCATION | $100,000 |
| USS POTOMAC ASSOCIATION | |||||||
| 2323 FOOTHILL BLVD | CALISTOGA | CA | 94515 | N/A | PC | SUPPORT FOR THE PRESERVATION OF PRESIDENT FRANKLIN D. ROOSEVELT'S PRESIDENTIAL YACHT | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,467,558 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $157,793 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $549,505 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,579,714 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,287,012 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,287,012 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $10,855 | Amt |
| Net Investment Income | $5,427 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $5,428 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (38 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALABAMA POWER CO 2.45% 03/30/2022 USD SER 17A SR LIEN | $149,877 | $152,764 |
| APPLE INC. 2.25% 02/23/2021 USD SR LIEN | $175,622 | $177,441 |
| BANK OF MONTREAL MTN 3.1% 04/13/2021 USD SER D SR LIEN | $124,854 | $127,881 |
| BANK OF NY MELLON CORP MTN 3.5% 04/28/2023 USD SR LIEN | $199,782 | $211,055 |
| BERKSHIRE HATHAWAY INC. 2.75% 03/15/2023 USD SR LIEN | $101,274 | $103,352 |
| CANADIAN NATL RAILWAY 2.4% 02/03/2020 USD SR LIEN | $99,967 | $101,011 |
| CHARLES SCHWAB CORPORATION (TH 3.85% 05/21/2025 USD SR LIEN | $174,883 | $190,393 |
| CISCO SYSTEMS INC 2.2% 02/28/2021 USD SR LIEN | $49,904 | $50,668 |
| COCA-COLA COMPANY (THE) 3.15% 11/15/2020 USD SR LIEN | $200,280 | $203,175 |
| COMCAST CORP 2.75% 03/01/2023 USD SR LIEN | $198,128 | $206,167 |
| DUKE ENERGY FLORIDA LLC 1.85% 01/15/2020 USD SR LIEN | $199,772 | $201,692 |
| ESTEE LAUDER CO INC 1.7% 05/10/2021 USD SR LIEN | $123,158 | $125,147 |
| GENERAL DYNAMICS CORP 2.375% 11/15/2024 SR LIEN | $124,000 | $127,668 |
| GILEAD SCIENCES INC 2.55% 09/01/2020 USD SR LIEN | $99,765 | $101,276 |
| GS SHORT DURATION INCOME FUND CLASS P | $433,452 | $452,251 |
| INVESCO FINANCE PLC 3.125% 11/30/2022 USD SR LIEN | $175,465 | $180,384 |
| JOHN DEERE CAPITAL CORPORATION MTN 2.65% 01/06/2022 USD SR LIEN | $74,979 | $77,224 |
| JOHNSON & JOHNSON 2.25% 03/03/2022 USD SR LIEN | $147,974 | $152,764 |
| JPMORGAN CHASE & CO. HYBRID 04/25/2023 USD SR LIEN CPN 04/25/17 2.776% | $100,000 | $102,088 |
| LOWE'S COMPANIES INC 3.75% 04/15/2021 USD SR LIEN | $151,763 | $153,966 |
| MERCK & CO., INC. 3.875% 01/15/2021 USD SR LIEN | $50,773 | $51,836 |
| MICROSOFT CORPORATION 2.65% 11/03/2022 USD SR LIEN | $100,203 | $102,843 |
| ROYAL BANK OF CANADA MTN 2.125% 03/02/2020 SR LIEN | $74,939 | $75,555 |
| SALESFORCE.COM INC 3.25% 04/11/2023 USD SR LIEN | $124,925 | $130,932 |
| SIMON PROPERTY GROUP, L.P. 2.5% 07/15/2021 USD SER 5YR SR LIEN | $100,962 | $101,942 |
| STARBUCKS CORP 3.1% 03/01/2023 USD SR LIEN | $49,984 | $52,084 |
| STATE STREET CORPORATION 3.1% 05/15/2023 USD SRSUB LIEN | $100,927 | $103,588 |
| THE HOME DEPOT, INC. 4.4% 04/01/2021 USD SR LIEN | $101,520 | $103,853 |
| THE TJX COMPANIES, INC. 2.75% 06/15/2021 USD SR LIEN | $50,086 | $50,677 |
| TORONTO-DOMINION BANK (THE) MTN 3.25% 03/11/2024 USD SR LIEN | $99,872 | $105,709 |
| TOYOTA MOTOR CREDIT CORP MTN 2.6% 01/11/2022 USD SR LIEN | $149,798 | $154,111 |
| UNILEVER CAPITAL CORPORATION 1.8% 05/05/2020 USD SR LIEN | $124,601 | $125,413 |
| UNITED PARCEL SERVICE, INC. 2.8% 11/15/2024 SR LIEN | $124,559 | $129,920 |
| VANGUARD SHORT-TERM INFLATION PROTECTED SECURITIES INDEX FD ETF | $835,845 | $839,091 |
| VISA INC. 2.15% 09/15/2022 USD SER 5YR SR LIEN | $149,547 | $152,657 |
| WALT DISNEY COMPANY (THE) MTN 2.3% 02/12/2021 USD SR LIEN | $174,830 | $177,711 |
| WELLS FARGO & COMPANY MTN 4.125% 08/15/2023 USD SER M SUB LIEN | $179,665 | $188,549 |
| XILINX INC 2.95% 06/01/2024 USD SR LIEN | $100,805 | $103,033 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (572 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M COMPANY CMN | $63,014 | $55,396 |
| ABB LTD SPONSORED ADR CMN | $9,488 | $9,516 |
| ABBOTT LABORATORIES CMN | $54,822 | $84,080 |
| ABBVIE INC CMN | $62,060 | $71,717 |
| ABN AMRO BANK N.V. ADR CMN | $5,731 | $5,772 |
| ACCENTURE PLC CMN | $49,194 | $73,068 |
| ADECCO GRP AG ADR CMN | $6,061 | $6,069 |
| ADIDAS AG ADR CMN | $13,507 | $13,663 |
| ADOBE INC CMN | $46,809 | $87,070 |
| ADVANCE AUTO PARTS, INC. CMN | $6,337 | $6,088 |
| AEGON N V AMER REG ADR CMN | $5,730 | $5,608 |
| AERCAP HOLDINGS NV ORD CMN | $2,759 | $2,766 |
| AFLAC INCORPORATED CMN | $16,871 | $20,843 |
| AGEAS SPONSORED ADR CMN | $8,832 | $8,693 |
| AGILENT TECHNOLOGIES, INC. CMN | $11,483 | $14,619 |
| AIA GROUP LIMITED SPONSORED ADR CMN SERIES | $26,687 | $26,707 |
| AIR LIQUIDE SA ADR CMN | $14,164 | $14,449 |
| AIR PRODUCTS & CHEMICALS INC CMN | $18,837 | $28,102 |
| AKAMAI TECHNOLOGIES, INC. CMN | $4,681 | $7,688 |
| AKTIEBOLAGET ELECTROLUX ADR SPONSORED CL B | $2,179 | $2,161 |
| AKZO NOBEL N.V. SPONSORED ADR CMN | $4,442 | $4,578 |
| ALASKA AIR GROUP INC(DEL HLDG) CMN | $4,744 | $4,404 |
| ALBEMARLE CORP CMN | $6,012 | $4,404 |
| ALCON, INC. CMN | $7,468 | $7,411 |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | $8,645 | $10,732 |
| ALFA LAVAL AB UNSPONSORED ADR CMN | $6,098 | $6,048 |
| ALLERGAN PLC CMN | $39,686 | $34,602 |
| ALLIANCE DATA SYSTEMS CORPORAT CMN | $4,506 | $2,356 |
| ALLIANZ SE ADR CMN | $15,686 | $15,690 |
| ALLSTATE CORPORATION COMMON STOCK | $17,130 | $20,772 |
| ALPHABET INC. CMN CLASS A | $166,287 | $219,660 |
| ALPHABET INC. CMN CLASS C | $164,779 | $220,608 |
| AMADEUS IT GROUP SA ADR CMN | $8,681 | $8,744 |
| AMAZON.COM INC CMN | $260,745 | $419,460 |
| AMCOR PLC CMN | $8,504 | $9,452 |
| AMERICAN AIRLINES GROUP INC CMN | $9,289 | $6,539 |
| AMERICAN EXPRESS CO. CMN | $33,740 | $46,559 |
| AMERICAN INTL GROUP, INC. CMN | $28,730 | $24,946 |
| AMERICAN TOWER CORPORATION CMN | $38,309 | $56,323 |
| AMERICAN WATER WORKS CO, INC. CMN | $10,485 | $11,794 |
| AMERIPRISE FINANCIAL, INC. CMN | $12,204 | $14,492 |
| AMGEN INC. CMN | $60,516 | $79,312 |
| ANHEUSER-BUSCH INBEV SPONSORED ADR CMN | $15,108 | $15,424 |
| ANTHEM, INC. CMN | $29,633 | $42,284 |
| AON PLC CMN | $21,262 | $27,286 |
| APPLE INC. CMN | $408,689 | $682,736 |
| APPLIED MATERIALS INC CMN | $23,556 | $30,886 |
| APTIV PLC CMN | $11,292 | $13,106 |
| ARCHER-DANIELS-MIDLAND COMPANY CMN | $13,245 | $14,090 |
| ASML HOLDING N.V. ADR CMN | $25,179 | $25,451 |
| ASSA ABLOY AB UNSPONSORED ADR (SWEDEN) | $11,017 | $10,855 |
| ASTELLAS PHARMA INC. UNSPONSORED ADR CMN | $15,360 | $15,297 |
| ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN | $32,818 | $33,306 |
| AT&T INC CMN | $147,184 | $156,906 |
| ATLANTIA S.P.A. UNSPONSORED ADR CMN | $5,298 | $5,064 |
| ATLAS COPCO AB SPONS ADR NEW REPSTG CL-B | $2,469 | $2,397 |
| ATLAS COPCO AB SPONS ADR NEW REPSTG COM SER-A | $5,960 | $5,787 |
| ATOS UNSPONSORED ADR CMN | $4,477 | $4,422 |
| AUSTRALIA & NEWZEALAND BANKING GRP LTD. CMN ADR | $9,974 | $10,129 |
| AUTODESK INC CMN | $14,776 | $21,832 |
| AVALONBAY COMMUNITIES INC CMN | $14,998 | $16,686 |
| AVERY DENNISON CORPORATION CMN | $5,109 | $5,887 |
| AXA-UAP AMERICAN DEPOSITARY SHARES | $7,961 | $8,033 |
| BAKER HUGHES,A GE CO CMN | $10,181 | $9,150 |
| BALL CORPORATION CMN | $7,746 | $11,576 |
| BANCO BILBAO VIZCAYA S A ADR SPONSORED ADR CMN USD0.3296 | $14,080 | $14,050 |
| BANCO SANTANDER, S.A. SPON ADR | $21,427 | $21,251 |
| BANK OF AMERICA CORP CMN | $113,536 | $160,744 |
| BARCLAYS BANK PLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA 2090.54 STRUC | $18,586 | $18,278 |
| BAXTER INTERNATIONAL INC CMN | $18,656 | $23,554 |
| BAYERISCHE MOTOREN WERKE AKTIE SPONSORED ADR CMN | $3,334 | $3,304 |
| BECTON, DICKINSON AND COMPANY CMN | $30,762 | $39,708 |
| BEIERSDORF AG UNSPONSORED ADR CMN | $9,685 | $10,056 |
| BEIGENE, LTD. SPONSORED ADR CMN | $1,326 | $1,326 |
| BEST BUY CO INC CMN | $7,162 | $11,126 |
| BIOGEN INC. CMN | $31,692 | $29,970 |
| BLACKROCK, INC. CMN | $31,324 | $36,697 |
| BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE | $319,000 | $324,359 |
| BNP PARIBAS LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA, 5, 49.20 STRUCTU | $120,000 | $116,856 |
| BNP PARIBAS SPONSORED ADR CMN | $17,600 | $17,553 |
| BNY MELLON GLOBAL STOCK FUND CLASS I | $1,371,608 | $1,833,397 |
| BOC HONG KONG (HOLDINGS) LTD ADR | $1,973 | $1,944 |
| BOFA FINANCE LLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 3117.43 STRUC | $84,000 | $85,562 |
| BORGWARNER INC. CMN | $5,222 | $4,772 |
| BOSTON PROPERTIES, INC. COMMON STOCK | $10,105 | $11,524 |
| BRAMBLES LIMITED SPONSORED ADR CMN | $9,894 | $9,606 |
| BRENNTAG AG ADR CMN | $6,546 | $6,585 |
| BRIDGESTONES CORP. ADR ADR CMN | $6,397 | $6,266 |
| BRISTOL-MYERS SQUIBB COMPANY CMN | $76,040 | $82,548 |
| BROWN FORMAN CORP CL B CMN CLASS B | $4,516 | $6,437 |
| CAMPBELL SOUP CO CMN | $4,352 | $4,744 |
| CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, | $423,000 | $475,439 |
| CANON INC ADR SPONSORED ADR CMN | $10,901 | $10,742 |
| CAP GEMINI ADR CMN | $5,772 | $5,745 |
| CAPITAL ONE FINANCIAL CORP CMN | $21,667 | $27,065 |
| CARDINAL HEALTH, INC. CMN | $10,729 | $8,323 |
| CARLSBERG A/S SPONSORED ADR CMN | $4,959 | $5,076 |
| CARMAX, INC. CMN | $6,279 | $7,803 |
| CARNIVAL CORPORATION CMN | $14,240 | $10,979 |
| CARNIVAL PLC ADR CMN | $8,227 | $8,958 |
| CATERPILLAR INC (DELAWARE) CMN | $37,634 | $45,928 |
| CBOE GLOBAL MARKETS, INC CMN | $6,145 | $6,840 |
| CBRE GROUP, INC. CMN CLASS A | $7,388 | $11,277 |
| CENTRAL JAPAN RY CO ADR CMN | $23,288 | $23,281 |
| CENTURYLINK INC CMN | $6,128 | $6,711 |
| CHARLES SCHWAB CORPORATION CMN | $27,822 | $32,103 |
| CHECK POINT SOFTWARE TECH. LTD ORDINARY SHARES | $3,030 | $2,996 |
| CHIPOTLE MEXICAN GRILL, INC. CMN | $7,545 | $11,720 |
| CHR. HANSEN HOLDING A/S SPONSORED ADR CMN | $2,493 | $2,545 |
| CHUBB LTD CMN | $35,752 | $39,415 |
| CIGNA CORPORATION CMN | $38,547 | $42,329 |
| CISCO SYSTEMS, INC. CMN | $78,391 | $111,795 |
| CITIGROUP INC. CMN | $84,602 | $98,345 |
| CLOROX CO (THE) (DELAWARE) CMN | $9,224 | $9,980 |
| COCA-COLA COMPANY (THE) CMN | $97,825 | $116,401 |
| COCA-COLA EUROPEAN PARTNERS PL CMN | $3,650 | $3,714 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CLASS A | $21,146 | $18,730 |
| COLGATE-PALMOLIVE CO CMN | $34,410 | $33,456 |
| COLOPLAST A/S ADR CMN | $3,495 | $3,600 |
| COMCAST CORPORATION CMN CLASS A VOTING | $101,413 | $111,571 |
| COMERICA INCORPORATED CMN | $4,592 | $4,856 |
| COMMONWEALTH BANK OF AUSTRALIA SPONSORED ADR CMN SERIES | $30,303 | $30,273 |
| COMPAGNIE GENERALE DES ETABLIS UNSPONSORED ADR CMN | $7,147 | $7,103 |
| CONAGRA BRANDS INC CMN | $8,368 | $9,279 |
| CONTINENTAL AKTIENGESELLSCHAFT ADR | $264 | $259 |
| COVESTRO AG SPONSORED ADR CMN | $2,928 | $2,931 |
| CREDIT SUISSE AG LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 2002.23 STRUCTURE | $10,899 | $10,773 |
| CRH PLC SPON ADR ADR CMN | $7,931 | $8,026 |
| CSL LIMITED SPONSORED ADR CMN | $26,393 | $25,975 |
| CSX CORPORATION CMN | $22,885 | $31,260 |
| CVS HEALTH CORP CMN | $55,317 | $53,340 |
| CYBERARK SOFTWARE LTD. CMN | $1,477 | $1,399 |
| D.R. HORTON, INC. CMN | $7,792 | $9,442 |
| DAI NIPPON PRINTING LTD SPONSORED ADR CMN | $13,749 | $13,510 |
| DAIICHI SANKYO CO LTD SPONSORED ADR CMN | $14,837 | $15,364 |
| DAIMLER AG ADR CMN | $13,649 | $13,577 |
| DAITO TR CONSTR CO LTD SPONSORED ADR CMN | $18,807 | $18,730 |
| DANONE SPONSORED ADR CMN | $11,509 | $11,531 |
| DARDEN RESTAURANTS, INC. CMN | $7,262 | $6,977 |
| DASSAULT SYSTEMES SPONSORED ADR CMN | $4,030 | $4,113 |
| DAVITA INC CMN | $2,904 | $3,676 |
| DBS GROUP HOLDINGS SPONSORED ADR CMN | $14,257 | $14,397 |
| DEERE & COMPANY CMN | $26,722 | $30,105 |
| DELTA AIR LINES, INC. CMN | $15,299 | $18,597 |
| DENSO CORP ADR ADR CMN | $12,616 | $12,292 |
| DEUTSCHE BOERSE AG UNPOSNORED ADR CMN | $8,980 | $9,125 |
| DEUTSCHE LUFTHANSA AG SPONSORED ADR CMN | $2,209 | $2,174 |
| DEUTSCHE POST AG SPONSORED ADR CMN | $8,941 | $8,933 |
| DEUTSCHE TELEKOM AG SPONSORED ADR CMN | $6,641 | $6,640 |
| DIAGEO PLC SPON ADR (NEW) SPONSORED ADR CMN | $34,946 | $35,705 |
| DIGITAL REALTY TRUST, INC. CMN | $13,471 | $13,894 |
| DISCOVER FINANCIAL SERVICES CMN | $13,173 | $15,013 |
| DNB ASA SPONSORED ADR CMN | $4,610 | $4,927 |
| DOMINION ENERGY INC CMN | $35,564 | $37,517 |
| DOWDUPONT INC. CMN | $27,324 | $22,275 |
| DSV PANALPINA A/S UNSPONSORED ADR CMN | $9,522 | $9,804 |
| DUKE REALTY CORPORATION CMN | $6,798 | $7,731 |
| DXC TECHNOLOGY COMPANY CMN | $10,117 | $5,327 |
| E*TRADE FINANCIAL CORPORATION CMN | $7,489 | $7,032 |
| E.ON AG SPONSORED ADR CMN | $1,712 | $1,721 |
| EAST JAPAN RAILWAY COMPANY UNSPONSORED ADR (JAPAN) | $20,776 | $20,955 |
| EASTMAN CHEMICAL COMPANY CMN | $8,148 | $6,629 |
| EATON CORP PLC CMN | $16,196 | $22,164 |
| EBAY INC. CMN | $15,675 | $15,672 |
| ECOLAB INC. CMN | $19,021 | $25,924 |
| EDENRED ADR CMN | $4,626 | $4,657 |
| EDWARDS LIFESCIENCES CORP CMN | $15,007 | $26,595 |
| ELI LILLY & CO CMN | $39,545 | $61,115 |
| EMERSON ELECTRIC CO. CMN | $22,436 | $25,776 |
| ENAGAS S A UNSPONSORED ADR CMN | $9,816 | $10,100 |
| ENGIE SPONSORED ADR CMN | $3,590 | $3,572 |
| ENTERGY CORPORATION CMN | $9,738 | $13,897 |
| EPIROC AB ADR CMN | $4,244 | $4,141 |
| EQUINIX, INC. REIT | $21,891 | $27,434 |
| EQUITY RESIDENTIAL CMN | $13,948 | $16,460 |
| ERICSSON AMERICAN ADR CMN CLASS B | $7,535 | $7,191 |
| ERSTE GROUP BANK AG SPONSORED ADR CMN | $4,036 | $4,031 |
| ESSILOR INTERNATIONAL SA ADR CMN | $10,916 | $10,671 |
| ESSITY AKTIEBOLAG (PUBL) SPONSORED ADR CMN | $7,814 | $7,931 |
| EVERSOURCE ENERGY CMN | $10,783 | $13,866 |
| EXELON CORPORATION CMN | $20,282 | $23,570 |
| EXPEDIA GROUP INC CMN | $10,717 | $8,327 |
| EXPEDITORS INTERNATIONAL OF WA CMN | $4,880 | $6,320 |
| FANUC CORPORATION UNSPONSORED ADR CMN | $13,903 | $13,469 |
| FAST RETAILING CO LTD UNSPONSORED ADR CMN | $10,379 | $10,168 |
| FEDERAL RLTY INVT TR SBI CMN | $5,149 | $5,710 |
| FEDEX CORP CMN | $28,019 | $20,645 |
| FERRARI N.V. CMN | $5,858 | $5,794 |
| FIAT CHRYSLER AUTOMOBILES N.V. CMN | $4,992 | $4,804 |
| FIFTH THIRD BANCORP CMN | $9,111 | $10,688 |
| FIRST REPUBLIC BANK CMN SERIES | $8,831 | $9,983 |
| FLOWSERVE CORPORATION CMN | $3,194 | $3,547 |
| FLUTTER ENTERTAINMENT PUBLIC L ADR CMN | $4,355 | $4,500 |
| FORD MOTOR COMPANY CMN | $22,785 | $19,818 |
| FORTESCUE METALS GROUP LTD SPONSORED ADR CMN | $3,816 | $3,842 |
| FOX CORPORATION CMN | $7,906 | $7,377 |
| FOX CORPORATION CMN CLASS B | $3,452 | $3,203 |
| FRANKLIN RESOURCES INC CMN | $8,749 | $5,696 |
| FREEPORT-MCMORAN INC CMN | $11,305 | $10,352 |
| FRESENIUS MEDICAL CARE AG & CO KGAA SPONSORED ADR CMN | $5,863 | $6,040 |
| FRESENIUS SE & CO KGAA SPONSORED ADR CMN | $3,341 | $3,436 |
| FUCHS PETROLUB SE ADR CMN | $5,612 | $5,849 |
| FUJIFILM HOLDINGS CORPORATION ADR CMN | $8,252 | $8,229 |
| FUJITSU LTD ADR (5 COM) ADR CMN | $7,971 | $8,032 |
| GALAPAGOS NV SPONSORED ADR CMN | $2,880 | $2,896 |
| GAP INC CMN | $2,634 | $2,051 |
| GARMIN LTD. CMN | $4,731 | $7,219 |
| GEA GROUP AG SPONSORED ADR | $2,266 | $2,316 |
| GEBERIT AG ADR CMN | $7,738 | $7,853 |
| GENERAL MILLS INC CMN | $17,777 | $18,103 |
| GENERAL MOTORS COMPANY CMN | $25,226 | $25,364 |
| GENMAB A/S SPONSORED ADR CMN | $4,150 | $4,243 |
| GIVAUDAN SA ADR CMN | $9,131 | $9,390 |
| GLAXOSMITHKLINE PLC SPONSORED ADR CMN | $27,721 | $27,818 |
| GLOBE LIFE INC CMN | $3,802 | $4,315 |
| GQG PARTNERS EMERGING MARKETS EQUITY FUND INSTITUTIONAL | $942,741 | $1,109,624 |
| H & R BLOCK INC. CMN | $2,462 | $2,232 |
| H. LUNDBECK A/S SPONSORED ADR CMN | $1,714 | $1,681 |
| HALLIBURTON COMPANY CMN | $17,531 | $11,746 |
| HANESBRANDS INC. CMN | $4,473 | $2,911 |
| HANG LUNG PROPERTIES LIMITED SPONSORED ADR CMN | $10,805 | $11,050 |
| HANNOVER RUCKVESICHERUNG SE SPONSORED ADR CMN | $8,334 | $8,316 |
| HARLEY-DAVIDSON INC CMN | $3,857 | $3,087 |
| HARTFORD FINANCIAL SRVCS GROUP CMN | $10,509 | $11,722 |
| HASBRO, INC. CMN | $6,678 | $7,287 |
| HEALTHPEAK PROPERTIES INC CMN | $8,122 | $9,445 |
| HEIDELBERGCEMENT AG ADR CMN | $5,941 | $5,834 |
| HEINEKEN N.V. SPONSORED ADR CMN | $5,496 | $5,540 |
| HENKEL AG AND CO. KGAA SPONSORED ADR REPSTG ORDINARY SHRS | $1,575 | $1,603 |
| HENKEL AG AND CO. KGAA SPONSORED ADR USD0.6392 REPSTG PFD SHARES | $3,235 | $3,312 |
| HERMES INTERNATIONAL SA UNSPONSORED ADR CMN | $5,981 | $5,982 |
| HEWLETT PACKARD ENTERPRISE CO CMN | $10,337 | $11,393 |
| HEXAGON AB ADR CMN | $4,834 | $4,823 |
| HILTON WORLDWIDE HOLDINGS INC. CMN | $11,606 | $17,080 |
| HITACHI LTD (ADR 10 COM) ADR CMN | $13,425 | $13,877 |
| HOLLYFRONTIER CORP CMN | $5,246 | $4,057 |
| HONDA MTR LTD (AMER SHS) ADR CMN | $16,143 | $15,832 |
| HONG KONG EXCHANGES & CLEARING UNSPONSORED ADR CMN | $10,774 | $10,585 |
| HORMEL FOODS CORPORATION CMN | $4,180 | $5,819 |
| HOST HOTELS & RESORTS INC CMN | $7,190 | $7,464 |
| HOWMET AEROSPACE INC. CMN | $5,413 | $6,462 |
| HOYA CORP SPONSORED ADR CMN | $16,588 | $16,924 |
| HP INC. CMN | $15,431 | $16,643 |
| HSBC HOLDINGS PLC SPONSORED ADR CMN | $33,614 | $33,696 |
| HSBC USA INC. LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA, 40.38272 STRUC | $93,000 | $97,278 |
| HUMANA INC. CMN | $19,914 | $27,163 |
| HUNTINGTON BANCSHARES INCORPOR CMN | $7,627 | $7,371 |
| IBERDROLA SOCIEDAD ANONIMA SPONSORED ADR CMN | $10,455 | $10,552 |
| IHS MARKIT LTD CMN | $11,416 | $16,426 |
| ILLUMINA, INC CMN | $24,888 | $26,539 |
| INCYTE CORPORATION CMN | $8,466 | $8,470 |
| INDUSTRIA DE DISENO TEXTIL, S. ADR CMN | $10,533 | $10,767 |
| INFINEON TECHNOLOGIES AG - ADR SPONSORED ADR CMN 1 ADR = 1 SHARE | $4,538 | $4,560 |
| ING GROEP N.V. SPONS ADR SPONSORED ADR CMN | $19,302 | $19,111 |
| INGENICO GROUP UNSPONSORED ADR CMN | $2,793 | $2,825 |
| INGERSOLL-RAND PLC CMN | $12,126 | $17,545 |
| INTEL CORPORATION CMN | $91,328 | $144,598 |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADR CMN | $14,428 | $14,764 |
| INTERNATIONAL PAPER CO. CMN | $11,924 | $10,407 |
| INTERPUBLIC GROUP COS CMN | $4,435 | $4,897 |
| INTESA SANPAOLO SPA SPONSORED ADR CMN | $8,122 | $8,146 |
| INTL BUSINESS MACHINES CORP CMN | $69,993 | $65,814 |
| INTL.FLAVORS & FRAGRANCE CMN | $7,462 | $7,137 |
| INVESCO LTD. CMN | $9,539 | $6,023 |
| IRON MOUNTAIN INCORPORATED CMN | $5,754 | $5,036 |
| ISHARES RUSSELL 2000 ETF | $2,177,924 | $2,560,927 |
| ISRAEL CHEMICALS LTD CMN | $3,247 | $3,367 |
| J B HUNT TRANS SVCS INC CMN | $5,146 | $5,255 |
| J. M. SMUCKER COMPANY (THE) CMN | $5,897 | $5,831 |
| JAMES HARDIE INDUSTRIES PLC SPONSORED ADR CMN | $8,698 | $8,681 |
| JAPAN AIRLINES CO., LTD. ADR CMN | $5,930 | $5,970 |
| JGC HOLDINGS CORPORATION UNSPONSORED ADR CMN | $6,515 | $6,363 |
| JOHNSON & JOHNSON CMN | $191,855 | $210,199 |
| JOHNSON CONTROLS INTERNATIONAL CMN | $17,302 | $17,670 |
| JPMORGAN CHASE & CO CMN | $165,831 | $242,695 |
| JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED W BUF | $680,000 | $807,568 |
| JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES UPSIDE LEVERED NO CAP W BUF | $500,000 | $552,500 |
| JPMORGAN CHASE & CO. LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 2033.83 STRUC | $155,000 | $158,596 |
| JPMORGAN CHASE & CO. LINKED TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCT | $95,000 | $102,942 |
| JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 3006.79 S | $263,000 | $275,230 |
| JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX UPSIDE LEVERED CAPPED W BUFFER | $500,000 | $589,050 |
| JULIUS BAER GRUPPE AG ADR CMN | $8,381 | $8,611 |
| KANSAS CITY SOUTHERN CMN | $7,139 | $8,139 |
| KBC GROUP NV UNSPONSORED ADR CMN | $9,104 | $9,183 |
| KDDI CORPORATION UNSPONSORED ADR CMN | $16,620 | $16,913 |
| KELLOGG COMPANY CMN | $9,468 | $10,028 |
| KERING ADR CMN | $10,965 | $11,167 |
| KEYCORP CMN | $8,609 | $10,039 |
| KEYSIGHT TECHNOLOGIES, INC. CMN | $8,848 | $10,366 |
| KIMBERLY-CLARK CORPORATION CMN | $23,149 | $25,760 |
| KIMCO REALTY CORPORATION CMN | $5,114 | $5,562 |
| KLA-TENCOR CORPORATION CMN | $9,160 | $15,501 |
| KNORR-BREMSE AG ADR CMN | $2,372 | $2,445 |
| KOHL'S CORP (WISCONSIN) CMN | $3,393 | $4,229 |
| KONE OYJ UNSPONSORED ADR CMN REPRESENTING B SHARES (FINLAND | $5,319 | $5,430 |
| KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN | $8,683 | $8,684 |
| KONINKLIJKE PHILIPS N.V. ADR CMN | $10,815 | $10,882 |
| KONINKLIJKE VOPAK N.V. UNSPONSORED ADR CMN | $2,927 | $2,984 |
| L BRANDS, INC. CMN | $4,607 | $2,283 |
| LAFARGEHOLCIM LTD ADR CMN | $6,111 | $6,266 |
| LAM RESEARCH CORPORATION CMN | $13,762 | $22,897 |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES MUTUAL FUND CLASS INS | $266,063 | $250,233 |
| LEGRAND SA ADR CMN | $7,692 | $7,665 |
| LINCOLN NATL.CORP.INC. CMN | $8,043 | $7,081 |
| LINDE PLC CMN | $49,867 | $63,444 |
| LINE CORPORATION SPONSORED ADR CMN | $5,431 | $5,587 |
| LLOYDS BANKING GROUP PLC SPONSORED ADR CMN | $17,966 | $18,099 |
| LONZA GROUP AG UNSPONSORED ADR CMN | $7,156 | $7,295 |
| LOREAL CO (ADR) ADR CMN | $16,851 | $17,484 |
| LOWES COMPANIES INC CMN | $33,688 | $51,018 |
| LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN | $30,453 | $31,616 |
| MACERICH COMPANY CMN | $2,553 | $1,642 |
| MACQUARIE GROUP LIMITED ADR CMN | $14,986 | $15,407 |
| MACY'S INC. CMN | $3,792 | $2,881 |
| MARATHON PETROLEUM CORPORATION CMN | $20,339 | $21,811 |
| MARRIOTT INTERNATIONAL, INC CMN CLASS A | $16,125 | $22,715 |
| MARSH & MCLENNAN CO INC CMN | $23,084 | $31,083 |
| MC DONALDS CORP CMN | $68,128 | $81,811 |
| MCCORMICK & CO NON VTG SHRS CMN | $6,572 | $10,562 |
| MCKESSON CORPORATION CMN | $15,316 | $14,285 |
| MEDTRONIC PUBLIC LIMITED COMPA CMN | $62,996 | $84,367 |
| MELCO RESORTS & ENTERTAINMENT ADR CMN | $1,094 | $1,088 |
| MERCK & CO., INC. CMN | $93,046 | $127,999 |
| MERCK KGAA SPONSORED ADR CMN | $459 | $473 |
| METLIFE, INC. CMN | $20,840 | $22,580 |
| METTLER-TOLEDO INTL CMN | $9,177 | $11,106 |
| MGM RESORTS INTERNATIONAL CMN | $9,100 | $9,482 |
| MICRO FOCUS INTERNATIONAL PLC SPONSORED ADR CMN | $5,723 | $5,752 |
| MICROCHIP TECHNOLOGY INCORPORA CMN | $11,410 | $13,509 |
| MICRON TECHNOLOGY, INC. CMN | $22,937 | $32,644 |
| MICROSOFT CORPORATION CMN | $358,363 | $658,871 |
| MID-AMERICA APT CMNTYS INC CMN | $7,397 | $8,571 |
| MITSUBISHI CORP SPONS ADR SPONSORED ADR CMN | $13,062 | $12,969 |
| MITSUBISHI ESTATE LTD ADR ADR CMN | $24,531 | $24,322 |
| MITSUBISHI TANABE PHARMA CORP SPONSORED ADR CMN | $7,967 | $8,074 |
| MITSUBISHI UFJ FINL GROUP, INC SPONSORED ADR CMN | $19,460 | $19,157 |
| MIZUHO FINANCIAL GROUP, INC. SPONSORED ADR CMN | $11,116 | $10,905 |
| MOHAWK INDUSTRIES INC COMMON STOCK | $8,031 | $4,773 |
| MOLSON COORS BREWING CO CMN CLASS B | $8,138 | $5,174 |
| MONDELEZ INTERNATIONAL, INC. CMN | $33,248 | $43,572 |
| MOODY'S CORPORATION CMN | $14,180 | $22,791 |
| MORGAN STANLEY CMN | $35,852 | $39,976 |
| MORGAN STANLEY LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DUE | $175,000 | $177,030 |
| MORGAN STANLEY LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCTURED NOT | $92,000 | $95,284 |
| MOSAIC COMPANY (THE) CMN | $3,830 | $4,090 |
| MOTOROLA SOLUTIONS INC CMN | $9,020 | $14,237 |
| MOWI ASA SPONSORED ADR CMN | $6,092 | $6,284 |
| MS&AD INSURANCE GROUP HOLDINGS ADR CMN | $6,283 | $6,180 |
| MSCI INC. CMN | $11,307 | $12,651 |
| MUENCHENER RUECKVERSICHERUNGS- UNSPONSORED ADR CMN | $15,601 | $15,647 |
| MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN | $15,751 | $16,264 |
| NASDAQ INC. CMN | $5,128 | $6,962 |
| NATIONAL GRID PLC SPONSORED ADR CMN | $25,061 | $25,193 |
| NESTE OIL OYJ UNSPONSORED ADR CMN | $3,251 | $3,447 |
| NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) | $71,967 | $73,471 |
| NEWCREST MINING LIMITED SPONSORED ADR CMN | $6,023 | $6,613 |
| NEWELL BRANDS INC CMN | $8,754 | $4,113 |
| NEWMONT CORP CMN | $16,584 | $19,422 |
| NEWS CORPORATION CMN CLASS A | $2,536 | $2,687 |
| NEWS CORPORATION CMN CLASS B | $483 | $435 |
| NEXTERA ENERGY, INC. CMN | $43,119 | $63,930 |
| NICE SYSTEMS LTD 1 ADR REPRESENTS 1 ORD SH | $5,123 | $5,120 |
| NIDEC CORPORATION SPONSORED ADR | $15,526 | $15,188 |
| NIELSEN HLDGS PLC CMN | $7,013 | $4,019 |
| NIKE CLASS-B CMN CLASS B | $39,636 | $69,247 |
| NINTENDO CO LTD (NEW) ADR ADR CMN | $13,024 | $12,947 |
| NIPPON TELEG & TEL SPON ADR SPONSORED ADR CMN (1 ADR = 1/2 COMMON SHS) | $9,696 | $9,589 |
| NITTO DENKO CORP. ADR CMN | $8,047 | $7,961 |
| NN GROUP NV ADR CMN | $7,669 | $7,554 |
| NOKIA CORPORATION SPONSORED ADR CMN | $5,043 | $5,183 |
| NOKIAN RENKAAT OY ADR CMN | $3,509 | $3,567 |
| NOMURA HOLDINGS, INC. SPONSORED ADR CMN | $10,726 | $10,511 |
| NORDSTROM, INC. CMN | $2,609 | $2,415 |
| NORFOLK SOUTHERN CORP CMN | $18,468 | $27,955 |
| NORTHERN TRUST CORP CMN | $13,405 | $15,613 |
| NORTONLIFELOCK IN CMN | $9,044 | $7,988 |
| NORWEGIAN CRUISE LINE HLDG LTD CMN | $6,393 | $6,717 |
| NOVARTIS AG-ADR SPONSORED ADR CMN | $45,633 | $46,303 |
| NOVO-NORDISK A/S ADR ADR CMN | $22,953 | $23,384 |
| NOVOZYMES AS UNSPONSORED ADR CMN | $4,084 | $4,212 |
| NTT DOCOMO, INC SPONSORED ADR CMN | $8,651 | $8,666 |
| NVIDIA CORPORATION CMN | $59,258 | $78,355 |
| NXP SEMICONDUCTORS N.V. CMN | $7,333 | $7,381 |
| OMNICOM GROUP CMN | $8,186 | $9,310 |
| OMRON CORP. SPONSORED ADR CMN | $10,187 | $9,984 |
| ONEOK INC CMN | $12,130 | $16,950 |
| ORANGE ADR | $14,315 | $14,036 |
| ORSTED A/S ADR CMN | $5,981 | $6,210 |
| PANDORA A/S SPONSORED ADR CMN | $900 | $958 |
| PEARSON PLC SPON ADR SPONSORED ADR CMN | $5,934 | $5,850 |
| PEPSICO, INC. CMN | $90,470 | $105,637 |
| PERNOD RICARD UNSPONSORRED ADR CMN | $12,322 | $12,346 |
| PERRIGO CO PLC CMN | $5,297 | $3,823 |
| PEUGEOT SA ADR CMN | $5,356 | $5,093 |
| PFIZER INC. CMN | $131,104 | $118,441 |
| PHILLIPS 66 CMN | $21,882 | $27,295 |
| PIMCO INCOME FUND INSTITUTIONAL | $2,817,506 | $2,819,007 |
| PNC FINANCIAL SERVICES GROUP, CMN | $29,485 | $37,034 |
| PRINCIPAL FINANCIAL GROUP, INC CMN | $9,261 | $8,415 |
| PROCTER & GAMBLE COMPANY (THE) CMN | $131,730 | $171,113 |
| PROLOGIS INC CMN | $23,059 | $30,753 |
| PROSUS NV SPONSORED ADR CMN | $6,047 | $6,198 |
| PRUDENTIAL CORP (ADR) ADR CMN | $24,466 | $24,606 |
| PRUDENTIAL FINANCIAL INC CMN | $22,682 | $21,092 |
| PRYSMIAN S.P.A. UNSPONSORED ADR CMN | $5,468 | $5,524 |
| PUBLICIS GROUPE S.A. SPONSORED ADR CMN | $3,702 | $3,760 |
| PUBLIC-SVC ENTERPRISE GROUP HOLDING CO | $12,985 | $15,825 |
| PVH CORP CMN | $4,875 | $4,206 |
| QIAGEN N.V. CMN | $4,617 | $3,819 |
| QUALCOMM INC CMN | $34,727 | $55,497 |
| QUEST DIAGNOSTICS INCORPORATED CMN | $8,190 | $8,116 |
| RALPH LAUREN CORP CMN CLASS A | $2,587 | $3,301 |
| RANDSTAD HOLDING NV UNSPONSORED ADR CMN | $4,067 | $4,094 |
| REED ELSEVIER PLC SPONSORED ADR CMN | $27,094 | $27,544 |
| REGENCY CENTERS CORPORATION CMN | $6,515 | $6,372 |
| REGENERON PHARMACEUTICAL INC CMN | $20,681 | $16,521 |
| REGIONS FINANCIAL CORPORATION CMN | $8,699 | $8,106 |
| REPUBLIC SERVICES INC CMN | $6,353 | $8,643 |
| RIO TINTO PLC SPONSORED ADR | $24,794 | $25,169 |
| ROCHE HOLDING AG ADR B SHS(NOM CHF 100) VAL 224.184 | $39,990 | $41,830 |
| ROCKWELL AUTOMATION INC CMN | $10,544 | $12,768 |
| ROSS STORES,INC CMN | $13,061 | $23,168 |
| ROYAL BANK OF CANADA LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA, 33.99 S | $94,000 | $105,252 |
| ROYAL BANK OF SCOTLAND GROUP P SPONSORED ADR CMN | $8,029 | $7,921 |
| ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 | $11,643 | $12,623 |
| ROYAL DSM NV SPONSORED ADR CMN | $3,076 | $3,128 |
| RWE AG AKTIENGESELLSCHAFT SPON ADR | $4,526 | $4,759 |
| S&P GLOBAL INC. CMN | $23,701 | $38,227 |
| SALESFORCE.COM, INC CMN | $56,073 | $78,392 |
| SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND | $10,210 | $10,482 |
| SAND VIK (ADR) ADR CMN | $3,567 | $3,493 |
| SANDS CHINA LTD ADR CMN | $3,829 | $3,902 |
| SANOFI SPONSORED ADR CMN | $26,909 | $26,807 |
| SAP SE (SPON ADR) | $29,376 | $29,478 |
| SCHLUMBERGER LTD CMN | $44,676 | $30,416 |
| SCHNEIDER ELECTRIC SE UNSPONSORED ADR (FRANCE) SCHNEIDER ELECTRIC SE UNSPONS | $11,049 | $11,093 |
| SEAGATE TECHNOLOGY PLC CMN | $4,400 | $7,738 |
| SEKISUI HOUSE, LTD SPONSORED ADR CMN | $7,256 | $7,172 |
| SEMPRA ENERGY CMN | $18,089 | $22,715 |
| SEVEN & I HOLDINGS CO., LTD. UNSPONSORED ADR CMN | $21,543 | $21,401 |
| SGS SA ADR CMN | $8,004 | $8,213 |
| SHIMANO INC. ADR CMN | $12,332 | $12,631 |
| SHIN-ETSU CHEMICAL CO., LTD. UNSPONSORED ADR CMN | $16,345 | $16,424 |
| SHISEIDO CO., LTD. SPONSORED ADR CMN | $16,802 | $16,734 |
| SIEMENS AKTIENGESELLSCHAFT SPONSORED ADR CMN | $19,225 | $19,361 |
| SIEMENS HEALTHINEERS AG ADR CMN | $1,960 | $2,019 |
| SIMON PROPERTY GROUP INC CMN | $27,224 | $25,919 |
| SKF AB SPONSORED ADR SWKR 12.50 | $3,170 | $3,096 |
| SL GREEN REALTY CORP CMN | $4,481 | $4,360 |
| SMC CORPORATION SPONSORED ADR CMN | $13,442 | $13,420 |
| SMITH & NEPHEW PLC ADR CMN | $13,354 | $13,556 |
| SMURFIT KAPPA GROUP PUBLIC LIM ADR CMN | $3,786 | $3,807 |
| SOCIETE GENERALE LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DU | $142,000 | $142,824 |
| SOCIETE GENERALE LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOT | $306,000 | $320,749 |
| SOFTBANK GRP CORP UNSPONSORED ADR CMN | $17,876 | $18,556 |
| SONIC HEALTHCARE LIMITED ADR | $10,584 | $10,570 |
| SONOVA HOLDING AG (THE) UNSPONSORED ADR CMN | $5,574 | $5,719 |
| SONY CORPORATION SPONSORED ADR CMN | $24,077 | $24,208 |
| SOUTHWEST AIRLINES CO CMN | $13,797 | $14,244 |
| SPARK NEW ZEALAND LTD SPONSORED ADR CMN | $4,453 | $4,615 |
| SPDR S&P 500 ETF TRUST | $1,339,346 | $1,975,187 |
| STANLEY BLACK & DECKER, INC. CMN | $12,173 | $13,922 |
| STARBUCKS CORP. CMN | $38,399 | $57,763 |
| STATE STREET CORPORATION (NEW) CMN | $20,753 | $18,631 |
| STMICROELECTRONICS NV ADR CMN | $6,092 | $6,162 |
| SUMITOMO MITSUI FINANCIAL GRP SPONSORED ADR CMN | $17,992 | $17,710 |
| SUN HUNG KAI PROP LTD SPON ADR SPONSORED ADR CMN | $27,277 | $27,973 |
| SUZUKI MOTOR CORPORATION UNSPONSORED ADR CMN | $7,578 | $7,564 |
| SWATCH GROUP SA (THE) ADR CMN | $6,963 | $6,971 |
| SWEDBANK A B ADR CMN | $6,622 | $6,972 |
| SWISS RE LTD SPONSORED ADR CMN | $4,235 | $4,266 |
| SWISSCOM AMERICAN DEPOSITARY SHARES | $10,100 | $10,058 |
| SYMRISE AG UNSPONSORED ADR CMN | $8,249 | $8,634 |
| SYSMEX CORPORATION ADR CMN | $10,170 | $10,145 |
| T. ROWE PRICE GROUP, INC. CMN | $13,149 | $18,032 |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADR CMN | $19,200 | $18,625 |
| TAPESTRY, INC. CMN | $6,636 | $4,531 |
| TARGET CORPORATION CMN | $17,747 | $36,155 |
| TE CONNECTIVITY LTD CMN | $15,280 | $17,922 |
| TECHNIPFMC PLC CMN | $5,663 | $4,845 |
| TECHTRONIC INDS LTD SPONSORED ADR CMN | $3,405 | $3,426 |
| TELEFONICA S.A. ADR SPONSORED ADR CMN | $12,781 | $12,163 |
| TELENOR ASA AMERICAN DEPOSITARY SHARES 1 ADS = 3 ORDS | $4,071 | $4,121 |
| TELEPERFORMANCE UNSPONSORED ADR CMN | $5,281 | $5,369 |
| TELSTRA CORP ADR (FINAL) SPONSORED ADR CMN | $5,010 | $4,902 |
| TEMENOS AG SPONSORED ADR CMN | $3,428 | $3,481 |
| TENARIS SA SPONSORED ADR CMN | $3,486 | $3,509 |
| TERNA RETE ELETTRICA NAZIONALE ADR CMN | $14,706 | $14,977 |
| TEVA PHARMACEUTICAL IND LTD ADS | $2,332 | $2,332 |
| TEXAS INSTRUMENTS INC. CMN | $44,476 | $65,043 |
| THE BANK OF NOVA SCOTIA LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 2089.16 ST | $150,000 | $147,615 |
| THE BANK OF NY MELLON CORP CMN | $26,991 | $26,121 |
| THE HERSHEY COMPANY CMN | $8,910 | $11,758 |
| THE HOME DEPOT, INC. CMN | $94,708 | $130,810 |
| THE TRAVELERS COMPANIES, INC CMN | $17,070 | $19,036 |
| THERMO FISHER SCIENTIFIC INC CMN | $44,906 | $71,188 |
| TIFFANY & CO CMN | $5,846 | $7,920 |
| TJX COMPANIES INC (NEW) CMN | $25,803 | $40,361 |
| TOKIO MARINE HOLDINGS, INC. ADR CMN | $9,227 | $9,178 |
| TOKYO ELECTRON LIMITED UNSPONSORED ADR CMN | $15,293 | $14,970 |
| TORAY INDUSTRIES INC ADR ADR CMN | $9,062 | $9,002 |
| TORONTO DOMINION BANK LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 1854.43 STRU | $140,000 | $151,438 |
| TORONTO DOMINION BANK LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2644.69 | $371,000 | $459,298 |
| TORONTO DOMINION BANK LINKED TO S&P 500 INDEX UPSIDE CAPPED W BUFFER STRUCTU | $500,000 | $527,800 |
| TORONTO DOMINION BANK LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA, 46.42 | $105,000 | $107,153 |
| TOYOTA MOTOR CORPORATION SPON ADR | $41,724 | $41,178 |
| TRACTOR SUPPLY COMPANY CMN | $5,731 | $5,887 |
| TRIPADVISOR, INC. CMN | $2,619 | $1,641 |
| TRUIST FINANCIAL CORPORATION CMN | $12,577 | $16,333 |
| U.S. BANCORP CMN | $39,642 | $45,559 |
| UBISOFT ENTERTAINMENT UNSPONSORED ADR CMN | $2,592 | $2,696 |
| UBS AG LINKED TO BASKET OF INDICES UPSIDE LEVERED NO CAP W BUFFER STRUCTURED | $475,000 | $512,335 |
| UBS AG LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DUE 02/09/20 | $131,000 | $140,537 |
| UBS AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2748.23 STRUCTURED NOTE | $360,000 | $425,952 |
| UBS GROUP AG CMN | $14,155 | $14,303 |
| UDR INC CMN | $8,353 | $8,126 |
| UMICORE GROUP UNSPON ADR CMN | $4,164 | $4,283 |
| UNILEVER N.V. NY SHS (NEW) ADR CMN | $18,789 | $19,077 |
| UNILEVER PLC (NEW) SPONSORED ADR CMN | $16,894 | $17,265 |
| UNION PACIFIC CORP. CMN | $43,239 | $69,604 |
| UNITED AIRLINES HOLDINGS INC CMN | $7,748 | $10,835 |
| UNITED OVERSEAS BK LTD SPONSORED ADR CMN | $12,495 | $12,492 |
| UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK | $43,973 | $44,951 |
| UNITED RENTALS, INC. CMN | $5,408 | $7,338 |
| UNITEDHEALTH GROUP INCORPORATE CMN | $108,717 | $151,988 |
| UNUM GROUP CMN | $4,279 | $3,295 |
| UPM-KYMMENE OYJ ADR CMN | $5,992 | $6,072 |
| VALEO SPONS ADR SPONSORED ADR CMN | $2,100 | $2,045 |
| VALERO ENERGY CORPORATION CMN | $16,129 | $21,259 |
| VANGUARD FTSE DEVELOPED MKTS CMN ETF | $645,339 | $655,833 |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS TOTAL WORLD STK INDEX FD ETF S EXC | $1,867,462 | $2,002,073 |
| VARIAN MEDICAL SYSTEMS INC CMN | $5,388 | $6,816 |
| VENTAS, INC. CMN | $13,424 | $11,882 |
| VEOLIA ENVIRONNEMENT SPONSORED ADR CMN | $5,826 | $5,853 |
| VERIZON COMMUNICATIONS, INC. CMN | $112,622 | $138,641 |
| VESTAS WIND SYSTEMS A/S ADR CMN | $4,681 | $4,652 |
| VF CORP CMN | $11,408 | $17,739 |
| VINCI SA ADR CMN | $15,989 | $16,336 |
| VISA INC. CMN CLASS A | $106,784 | $177,190 |
| VIVENDI ADR CMN | $8,084 | $8,289 |
| VODAFONE GROUP PLC ADR CMN | $18,623 | $18,344 |
| VOLKSWAGEN AKTIENGESELLSCHAFT ADR CMN | $7,968 | $7,913 |
| VOLKSWAGEN AKTIENGESELLSCHAFT ADR CMN SERIES | $1,376 | $1,361 |
| VOLVO AB ADR CMN | $8,214 | $8,364 |
| VULCAN MATERIALS CO CMN | $8,426 | $10,367 |
| W.W. GRAINGER INC CMN | $4,387 | $8,124 |
| WALMART INC CMN | $65,244 | $92,834 |
| WALT DISNEY COMPANY (THE) CMN | $104,639 | $143,614 |
| WASTE MANAGEMENT INC CMN | $17,046 | $23,818 |
| WELLS FARGO & CO (NEW) CMN | $111,788 | $117,069 |
| WELLS FARGO & COMPANY LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURE | $114,000 | $121,342 |
| WELLS FARGO FINANCE LLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2995.1 | $122,000 | $127,673 |
| WELLTOWER INC. CMN | $16,592 | $18,155 |
| WESFARMERS LIMITED ADR CMN | $19,340 | $19,557 |
| WESTPAC BANKING CORP ADS REPRESENTING 5 ORD SHARES | $28,115 | $28,628 |
| WESTROCK COMPANY CMN | $7,660 | $5,964 |
| WH GROUP LIMITED SPONSORED ADR CMN | $3,850 | $3,988 |
| WHIRLPOOL CORP. CMN | $6,103 | $5,311 |
| WILLIS TOWERS WATSON PLC CMN | $10,899 | $14,170 |
| WIRECARD AG ADR CMN | $4,019 | $4,075 |
| WIX .COM CMN | $1,538 | $1,591 |
| WOLTERS KLUWER NV SPONSORED ADR CMN | $4,882 | $5,036 |
| WPP PLC ADR CMN | $13,252 | $13,636 |
| WYNN MACAU LTD ADR CMN | $3,285 | $3,376 |
| WYNN RESORTS, LIMITED CMN | $7,391 | $7,499 |
| XEROX CORPORATION CMN | $3,341 | $3,749 |
| XYLEM INC. CMN | $5,614 | $6,934 |
| YARA INTERNATIONAL ASA SPONSORED ADR CMN | $2,629 | $2,785 |
| YASKAWA ELECTRIC CORP ADR CMN | $10,309 | $9,977 |
| YUM BRANDS, INC. CMN | $12,679 | $16,218 |
| ZALANDO SE ADR CMN | $4,082 | $4,209 |
| ZURICH INS GROUP LTD SPONSORED ADR CMN | $10,639 | $10,662 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (15 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BROAD STREET REAL ESTATE CREDIT PARTNER III OFFSHORE LP | AT COST | $106,187 | $84,874 |
| BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P. | AT COST | $0 | $60,406 |
| DISTRESSED MANAGERS IV OFFSHORE LP (II, C, G) | AT COST | $0 | $133,690 |
| GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. / GSCP VINSTITUTIONAL AIV, L.P. | AT COST | $5,624 | $13,393 |
| HEDGE FUND MANAGERS (DIVERSIFIED) (IRELAND) TRANCHE B SERIES 1 | AT COST | $0 | $24,595 |
| HEDGE FUND OPPORTUNITIES LTD CLASS A SERIES 1 (II) | AT COST | $1,500,000 | $1,548,941 |
| PRIVATE EQUITY MANAGERS (IMPACT 2018) OFFSHORE LP (II, C) | AT COST | $328,085 | $303,800 |
| PRIVATE EQUITY MANAGERS (2017) OFFSHORE SCSP | AT COST | $303,626 | $351,909 |
| PRIVATE EQUITY MANAGERS (2019) OFFSHORE SCSP | AT COST | $131,800 | $128,278 |
| PRIVATE EQUITY MANAGERS (IMPACT) OFFSHORE LP | AT COST | $594,544 | $607,886 |
| U.S. REAL PROPERTY INCOME FUND, L.P. | AT COST | $417,521 | $615,157 |
| VINTAGE VI OFFSHORE HOLDINGS LP | AT COST | $0 | $447,538 |
| VINTAGE VII OFFSHORE HOLDINGS LP | AT COST | $263,016 | $355,626 |
| VINTAGE VIII OFFSHORE HOLDINGS LP | AT COST | $50,000 | $71,670 |
| MAINE COAST HERITAGE TRUST PRI RECEIVABLE | AT COST | $125,000 | $125,000 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $865 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $865 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $285 | $0 | $285 |
| OTHER INVESTMENT EXPENSES | $19,778 | $19,778 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $193,401 | $193,401 | $0 |
| OTHER CONSULTING | $12,575 | $0 | $12,575 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL NET INVESTMENT INCOME TAX | CategoryTxt |
| Amt | $19,500 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |