HANS AND MAVIS LOPATER FOUNDATION: Form 990PF, tax year 2019

View the entire original 990 at ProPublica ↗

Organization: HANS AND MAVIS LOPATER FOUNDATION (EIN 45-5498376)
Tax period: 2019-01-01 to 2019-12-31
Filed: 2020-06-15
IRS object ID: 202041679349100819
Schema version: 2019v5.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Other Decreases Schedule
Other Expenses Schedule
Other Increases Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2020-06-15T13:15:57-05:00	ReturnTs
Tax Period End	2019-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	060317480	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	DAY PITNEY LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	ONE INTERNATIONAL PLACE	AddressLine1Txt
City	BOSTON	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	021103179	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2019-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	455498376	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	HANS AND MAVIS LOPATER FOUNDATION	BusinessNameLine1Txt
Business Name Line2	C/O BARBARA F WAND DAY PITNEY LLP	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	HANS	BusinessNameControlTxt
Phone	6173454628	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	ONE INTERNATIONAL PLACE	AddressLine1Txt
City	BOSTON	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02110	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	BARBARA F WAND	PersonNm
Person Title	TRUSTEE	PersonTitleTxt
Phone	6173454628	PhoneNum
Signature	2020-06-15	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	BARBARA FREEDMAN WAND	PreparerPersonNm
PTIN	P01530145	PTIN
Phone	6173454600	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	205.132.218.130	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2020-06-15	IPDt
IP Tm	07:21:31	IPTm
IP Timezone	ED	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	09CB42D3DC01A9D1829D858A14E35CF95BC78336	AtSubmissionCreationDeviceId
At Submission Filing Device Id	09CB42D3DC01A9D1829D858A14E35CF95BC78336	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2019	TaxYr
Build TS	2021-04-22 16:20:28Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$21,964,535	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Dividends Rev And Expnss	$510,289	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$510,289	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$374,952	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$5,096,218	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$374,952	CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss	$885,241	TotalRevAndExpnssAmt
Total Net Invst Incm	$885,241	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$61,148	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$30,574	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$30,574	CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$4,000	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$4,000	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$0	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$114,054	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$114,054	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$0	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$46,269	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$15,068	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$654	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$654	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$0	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$226,125	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$164,350	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$30,574	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$1,050,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$1,050,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$1,276,125	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$164,350	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$1,080,574	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$390,884	ExcessRevenueOverExpensesAmt
Net Investment Income	$720,891	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$733,473	CashBOYAmt
Cash EOY	$346	CashEOYAmt
Cash EOYFMV	$346	CashEOYFMVAmt
Sav And Temp Cash Invst EOY	$129,500	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$129,500	SavAndTempCashInvstEOYFMVAmt
US Government Obligations BOY	$347,795	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$353,742	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$343,124	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$10,982,802	CorporateStockBOYAmt
Corporate Stock EOY	$10,134,837	CorporateStockEOYAmt
Corporate Stock EOYFMV	$15,806,780	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$4,410,413	CorporateBondsBOYAmt
Corporate Bonds EOY	$3,706,431	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$3,683,828	CorporateBondsEOYFMVAmt
Other Investments BOY	$49,871	OtherInvestmentsBOYAmt
Other Investments EOY	$1,814,881	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$2,000,957	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$16,524,354	TotalAssetsBOYAmt
Total Assets EOY	$16,139,737	TotalAssetsEOYAmt
Total Assets EOYFMV	$21,964,535	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind
Capital Stock BOY	$16,680,392	CapitalStockBOYAmt
Capital Stock EOY	$16,680,392	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	-$156,038	RetainedEarningBOYAmt
Retained Earning EOY	-$540,655	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$16,524,354	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$16,139,737	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$16,524,354	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$16,139,737	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$16,524,354	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$390,884	ExcessRevenueOverExpensesAmt
Other Increases	$7,319	OtherIncreasesAmt
Subtotal	$16,140,789	SubtotalAmt
Other Decreases	$1,052	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$16,139,737	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (23 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
250,000 CATERPILLAR FINL MTN 2.250%	P	2019-04-25	2019-12-01	$250,000	$250,000	$0	$0
250,000 DUPONT EI NEMOUR 4.625%	P	2018-04-23	2019-04-22	$253,514	$253,096	$418	$418
13,050 PROPERTRO HOLDING CORP	P	2018-12-10	2019-08-15	$145,856	$193,354	-$47,498	-$47,498
2475 SPDR BBG BARC 1-3 MONTH T-BILL	P	2019-08-26	2019-12-05	$226,359	$226,683	-$324	-$324
8000 WALGREENS BOOTS ALLIANCE INC	P	2019-01-01	2019-04-03	$439,439	$588,168	-$148,729	-$148,729
200000 AMGEN INC 2.2%	P	2018-01-01	2019-05-22	$200,000	$200,000	$0	$0
200000 CATERPILLAR FINL MTN 7.15%	P	2018-01-01	2019-02-15	$200,000	$258,860	-$58,860	-$58,860
5500 CBS CORPORATION CL B	P	2018-01-01	2019-08-26	$229,108	$288,388	-$59,280	-$59,280
3650 CISCO SYS INC	P	2018-01-01	2019-07-02	$202,588	$74,782	$127,806	$127,806
250000 CVS CAREMARK CORP 2.25%	P	2018-01-01	2019-08-12	$250,000	$250,000	$0	$0
.2347 DELL TECHNOLOGIES INC CL C	P	2013-09-25	2019-01-14	$10	$11	-$1	-$1
200000 GILEAD SCIENCES INC 2.05%	P	2017-06-21	2019-04-01	$200,000	$200,000	$0	$0
1300 IQVIA HOLDINGS INC	P	2015-02-04	2019-01-11	$158,156	$79,025	$79,131	$79,131
10000 ISHARES CORE MSCI EMERGING	P	2018-01-01	2019-10-18	$504,490	$459,850	$44,640	$44,640
200000 JPMORGAN CHASE & CO 6.3%	P	2018-01-01	2019-04-23	$200,000	$243,866	-$43,866	-$43,866
1397 MIRANT CORP ESCROW	P	2012-03-04	2019-03-01	$3		$3	$3
2200 NIKE INC CL B	P	2018-01-01	2019-01-11	$168,468	$55,427	$113,041	$113,041
5000 VANGUARD SHORT TERM CORP BOND ETF	P	2018-01-01	2019-11-20	$405,243	$390,170	$15,073	$15,073
5000 VANGUARD SMALL-CAP ETF	P	2018-01-01	2019-01-28	$725,291	$474,267	$251,024	$251,024
1000 VANGUARD SMALL-CAP ETF	P	2012-12-17	2019-04-26	$158,138	$80,859	$77,279	$77,279
100000 WAL-MART STORES INC 4.125%	P	2013-02-01	2019-02-01	$100,000	$114,328	-$14,328	-$14,328
500 ZIMMER HLDGS INC	P	2018-01-01	2019-10-18	$69,054	$40,132	$28,922	$28,922
PETROBRAS SECURITIES LITIGATION	P	2018-01-01	2019-11-14	$10,501		$10,501	$10,501

Field	Value	IRS element (for citing)
Capital Gain Net Income	$374,952	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$1,230,058	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$21,525,641	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.057144	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$1,226,478	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$20,843,237	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.058843	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$764,383	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$19,348,295	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.039506	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$765,547	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$20,320,236	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.037674	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$772,957	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$19,934,311	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.038775	DistributionYr5Rt
Total Distribution	0.231942	TotalDistributionRt
Average Distribution	0.046388	AverageDistributionRt
Net Vl Noncharitable Assets	$21,025,428	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$975,328	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$7,209	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$982,537	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$1,080,574	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	Yes (X)	DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax	$7,209	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$7,209	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$7,209	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$21,840	EstimatedPlusOvpmtIncmTxAmt
Extsn Request Income Tax Paid	$0	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$21,840	TotalPaymentsAndCreditsAmt
Es Penalty	$0	EsPenaltyAmt
Overpayment	$14,631	OverpaymentAmt
Applied To ES Tax	$7,212	AppliedToESTaxAmt
Refund	$7,419	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	0	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	MA	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	BARBARA F WAND DAY PITNEY LLP	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	6173454628	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	ONE INTERNATIONAL PLACE	AddressLine1Txt
City	BOSTON	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02110	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	Yes (1)	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	0	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp

Field	Value	IRS element (for citing)
Person	BARBARA FREEDMAN WAND	PersonNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	C/O DAY PITNEY LLP ONE INTERNATIONA	AddressLine1Txt
Address Line2	PLACE	AddressLine2Txt
City	BOSTON	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02110	ZIPCd

Field	Value	IRS element (for citing)
Title	TRUSTEE	TitleTxt
Average Hrs Per Wk Devoted To Pos	1.00	AverageHrsPerWkDevotedToPosRt
Compensation	$61,148	CompensationAmt
Employee Benefit Program	$0	EmployeeBenefitProgramAmt
Expense Account Other Allwnc	$0	ExpenseAccountOtherAllwncAmt

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$21,068,481	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$277,131	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$21,345,612	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$21,345,612	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$320,184	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$21,025,428	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,051,271	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,051,271	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$7,209	TaxBasedOnInvestmentIncomeAmt
Total Tax	$7,209	TotalTaxAmt
Distributable Before Adj	$1,044,062	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$1,044,062	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$1,044,062	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$1,080,574	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$1,080,574	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$7,209	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$1,073,365	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,044,062	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr1	$82,318	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$82,318	TotalExcessDistributionCyovAmt
Qualifying Distributions	$1,080,574	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$1,044,062	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$36,512	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$118,830	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$118,830	ExcessDistriCyovToNextYrAmt
Excess From Year1	$82,318	ExcessFromYear1Amt
Excess From Current Year	$36,512	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
AMERICAN CIVIL LIBERTIES UNION FOUNDATION OF MASSACHUSETTS
211 CONGRESS STREET	BOSTON	MA	02110	NONE	PUBLIC CHARITY	SUPPORT ACTIVITES OF THE ACLU AIMED AT GUARANTEENG THE SEPARATION OF RELIGION AND GOVERNMENT IN MASSACHUSETTS.	$175,000
ANTI-DEFAMATION LEAGUE FOUNDATION
40 COURT STREET	BOSTON	MA	02108	NONE	PUBLIC CHARITY	TO THE ANTI-DEFAMATION LEAGUE FOUNDATION, NEW YORK, NEW YORK, TO BENEFIT THE NEW ENGLAND REGIONAL OFFICE, THE DISTRIBUTION MADE EACH YEAR TO BE USED FOR THE "A WORLD OF DIFFERENCE INSTITUTE" (OR ANY SIMILAR PROGRAM) IN ITS FIGHT AGAINST PREJUDICE, BIGOTRY AND ANTI SEMITISM AND ALL FORMS OF DISCRIMINATION IN THE SCHOOLS, THE WORKPLACE AND COLLEGE CAMPUSES IN THE COMMONWEALTH OF MASSACHUSETTS.	$175,000
BRANDEIS UNIVERSITY ATTN BETH ANN BURNS
415 SOUTH STREET MS-122	WALTHAM	MA	02453	NONE	PUBLIC CHARITY	NEEDS-BASED UNDERGRADUATE SCHOLARSHIPS	$350,000
DANA-FARBER CANCER INSTITUE
10 BROOKLINE PLACE WEST 6TH FL	BROOKLINE	MA	024457226	NONE	PUBLIC CHARITY	MEDICAL RESEARCH	$175,000
EMERSON HEALTH CARE FOUNDATION INC
133 OLD ROAD TO NINE ACRE CORNER	CONCORD	MA	01742	NONE	PUBLIC CHARITY	ONCOLOGY PATIENT NAVIGATOR PROGRAM, SUPPORT THE NEW POSITION OF PARKINSON'S DISEASE (PD) PROGRAM COORDINATOR AND FUNDS TO SUPPORT THE HOSPITAL'S ANNUAL APPEAL PROGRAM.	$175,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$1,050,000	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$510,289	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$374,952	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$885,241	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$885,241	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	DAY PITNEY LLP ACCOUNTING FEES	CategoryTxt
Amt	$4,000	Amt
Net Investment Income	$4,000	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (22 entries)

BondBondNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
150M BANK OF NEW YORK MELLON MEDIUM TERM NOTE DTD 11/16/2009 4.6% 01/15/2020	$151,679	$150,125
100M PNC FUNDING CORP DTD 02/08/2010 5.125% 02/08/2020 NC	$111,547	$100,281
MICROSOFT CORP 3% 10/01/2020 NC 100M	$106,639	$100,958
CORNING INC DTD 08/15/1991 8.875% 8/15/2021 NC 31M	$43,786	$34,074
MOBILE CORP DTD 8/15/1991 8.625% 100M	$139,074	$110,333
NORTHERN TRUST CORP DTD 08/22/2011 3.375% 250M	$252,445	$256,050
COCA COLA ENTERPRISES INC DTD 02/11/1992 8.5% 100M	$141,020	$112,945
3M COMPANY MEDIUM TERM NOTE DTD 06/26/2012 150M	$137,135	$150,587
AT&T BROADBAND CORP 9.455% 11/15/22 150M	$177,479	$181,278
STATE STREET CORP DTD 05/15/2013 3.1% 200M	$200,832	$206,384
AMGEN INC 2.250% 8/19/23 100M	$97,029	$100,940
STRYKER CORP 4.375% 1/15/20 100M	$101,178	$100,075
UNITED TECH CORP 4.5% 4/15/20 100M	$101,270	$100,752
JPMORGAN CH CO 4.25% 10/15/20 250M	$253,235	$254,443
JOHN DEERE CAP MTN 2.8% 3/4/21 225M	$225,191	$227,788
APPLE INC 2.85% 5/06/21 200M	$199,648	$203,086
WALT DISNEY CO MTM 2.15% 9/17/20 200M	$197,355	$200,516
WELLS FARGO CO MTN 2.625% 7/22/22 200,000	$194,180	$202,988
CVS HEALTH CORP 4% 12/5/23 250M	$264,294	$264,575
GILEAD SCIENCES INC 3.7% 4/1/24 200M	$210,322	$212,106
ABBVIE INC 3.2% 11/06/22 200M	$197,720	$205,224
MCDONALD'S CORP MTN 3.35% 4/1/23 200M	$203,373	$208,320

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (31 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
ALPHABET INC CL C 600 SHS	$289,528	$802,212
APPLE INC 2,000 SHS	$120,294	$587,300
CHUBB LTD 2,500 SHS	$157,709	$389,150
CISCO SYSTEMS INC 6,750 SHS	$112,033	$323,730
CVS HEALTH CORPORATION 4,000 SHS	$207,702	$297,160
DANAHER CORP COM 1,600 SHS	$102,464	$245,568
XTRACKERS EUROPE HEDGED EQ ETF 9,500 SHS	$286,738	$295,735
DELL TECHNOLOGIES INC CL C 4,794 SHS	$218,774	$246,364
ENI S P A SPON ADR 9,625 SHS	$294,738	$297,990
ISHARES CORE MSCI EAFE ETF 32,000 SHS	$1,761,131	$2,087,680
ISHARES CORE MSCI EMERGING MARKETS ETF 20,000 SHS	$813,586	$1,075,200
ISHARES MSCI EAFE SMALL-CAP ETF 8,800 SHS	$429,616	$548,064
ISHARES MSCI UNITED KINGDOM ETF 16,500	$525,068	$562,650
JAZZ PHARMACEUTICAL SPLC 2,575 SHS	$315,999	$384,396
MELLANOX TECHNOLOGIES LTD 7,375 SHS	$399,511	$864,203
METLIFE INCORPORATED 8,150 SHS	$311,554	$415,406
NIKE INC CL B 5,000 SHS	$125,969	$506,550
ORACLE CORPORATION COM 5,600 SHS	$168,453	$296,688
IQVIA HOLDINGS, INC 3,000 SHS	$182,366	$463,530
ROYAL DUTCH ADRB 3,200 SHS	$128,651	$191,904
TARGET CORP COM 4,000 SHS	$243,829	$512,840
UNITED TECHNOLOGIES CORP COM 3,000 SHS	$288,275	$449,280
VANGUARD SMALL-CAP ETF 5,000 SHS	$467,752	$828,200
VERIZON COMMUNICATIONS COM 4,200 SHS	$182,962	$257,880
WELLS FARGO & CO 6,500 SHS	$206,945	$349,700
ZIMMER BIOMET HOLDINGS, INC 2,000 SHS	$122,446	$299,360
CANADIAN PACIFIC RAILWAY LTD 2,500 SHS	$420,578	$637,375
BANK OF AMERICA 18,000 SHS	$429,569	$633,960
AMAZON COM INC 250	$402,079	$461,960
ALEXION PHARMACEUTICALS INC 1,900 SHS	$215,216	$205,485
WALT DISNEY COMPANY 2,000 SHS	$203,302	$289,260

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$353,742	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$343,124	USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY	$0	StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV	$0	StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (6 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
PIMCO 1-5 YEAR US TIPS INDEX EXCHANGE-TRADED FD 2,000	AT COST	$103,119	$104,740
ISHARES SHORT-TERM CORPORATE B ETF 5,000 SHS	AT COST	$263,117	$268,150
ISHARES 0-5 HY CORP BONS 10,500 SHS	AT COST	$484,265	$487,515
YETI HOLDINGS INC 6,850 SHS	AT COST	$199,574	$238,243
MONSTER BEVERAGE CORP	AT COST	$537,594	$635,498
CIENA CORP 6,250 SHS	AT COST	$227,212	$266,811

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Field	Value	IRS element (for citing)
Desc	CURRENT YEAR INCOME RECEIVED IN 2020	Desc
Amt	$1,052	Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
STATE OF MASSACHUSETTS FILING FEE	$250	$250	$0
OTHER INVESTMENT FEES	$335	$335	$0
UPS FEE REIMBURSEMENT TO DAY PITNEY LLP	$69	$69	$0

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail (2 entries)

DescDesc	AmtAmt
PRIOR YEAR INCOME RECEIVED IN 2019	$1,371
US TREASURY TIPS ADJUSTMENTS	$5,948

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	STIFEL INVESTMENT MANAGEMENT FEES	CategoryTxt
Amt	$114,054	Amt
Net Investment Income	$114,054	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FOREIGN TAX PAID ON DIVIDENDS	$15,068	$15,068	$0
PRIOR YEAR EXCISE TAX	$9,361	$0	$0
CURRENT YEAR ESTIMATED EXCISE TAX PAID	$21,840	$0	$0