INTERNATIONAL UNION OF OPERATING ENGINEERS WELFARE FUND: Form 990, tax year 2019

View the entire original 990 at ProPublica ↗

Organization: INTERNATIONAL UNION OF OPERATING ENGINEERS WELFARE FUND (EIN 13-1739714)
Tax period: 2019-01-01 to 2019-12-31
Filed: 2020-07-24
IRS object ID: 202042069349300609
Schema version: 2019v5.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule D
Schedule J
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2020-07-24T09:49:23-05:00	ReturnTs
Tax Period End	2019-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	131577780	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	SCHULTHEIS & PANETTIERI LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	450 WIRELESS BLVD	AddressLine1Txt
City	HAUPPAUGE	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	11788	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2019-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	131739714	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	INTERNATIONAL UNION OF OPERATING	BusinessNameLine1Txt
Business Name Line2	ENGINEERS LOCAL 137 WELFARE FUND	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	INTE	BusinessNameControlTxt
Phone	9147621268	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1360 PLEASANTVILLE ROAD	AddressLine1Txt
City	BRIARCLIFF MANOR	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10510	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	JEFFREY LOUGHLIN	PersonNm
Person Title	UNION TRUSTEE	PersonTitleTxt
Phone	9147621268	PhoneNum
Signature	2020-07-24	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	CAROL WESTFALL	PreparerPersonNm
PTIN	P00539069	PTIN
Phone	6312734778	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	173.56.115.218	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2020-07-24	IPDt
IP Tm	10:48:17	IPTm
IP Timezone	ED	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	3D4AE2E8976E81368E472ACBB9DF04FDA774F33F	AtSubmissionCreationDeviceId
At Submission Filing Device Id	3D4AE2E8976E81368E472ACBB9DF04FDA774F33F	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2019	TaxYr
Build TS	2020-11-19 02:30:22Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	RITA KOSTIK	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1360 PLEASANTVILLE ROAD	AddressLine1Txt
City	BRIARCLIFF MANOR	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10510	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$31,252,958	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c	Yes (X)	Organization501cInd
Website Address	HTTP://IUOELOCAL137.COM/	WebsiteAddressTxt
Type Of Organization Trust	Yes (X)	TypeOfOrganizationTrustInd
Formation	1951	FormationYr
Legal Domicile State	NY	LegalDomicileStateCd
Activity Or Mission	THE PURPOSE OF THE PLAN IS TO PROVIDE HEALTH AND OTHER BENEFITS TO ELIGIBLE PARTICIPANTS.	ActivityOrMissionDesc
Voting Members Governing Body	6	VotingMembersGoverningBodyCnt
Voting Members Independent	6	VotingMembersIndependentCnt
Total Employee	8	TotalEmployeeCnt
Total Volunteers	0	TotalVolunteersCnt
Total Gross UBI	$0	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$0	PYContributionsGrantsAmt
CY Contributions Grants	$0	CYContributionsGrantsAmt
PY Program Service Revenue	$24,493,591	PYProgramServiceRevenueAmt
CY Program Service Revenue	$24,037,304	CYProgramServiceRevenueAmt
PY Investment Income	$1,878,788	PYInvestmentIncomeAmt
CY Investment Income	$955,127	CYInvestmentIncomeAmt
PY Other Revenue	$0	PYOtherRevenueAmt
CY Other Revenue	$0	CYOtherRevenueAmt
PY Total Revenue	$26,372,379	PYTotalRevenueAmt
CY Total Revenue	$24,992,431	CYTotalRevenueAmt
PY Grants And Similar Paid	$0	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$0	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$23,774,677	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$22,651,167	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$916,116	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$933,114	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$0	CYTotalFundraisingExpenseAmt
PY Other Expenses	$637,225	PYOtherExpensesAmt
CY Other Expenses	-$414,518	CYOtherExpensesAmt
PY Total Expenses	$25,328,018	PYTotalExpensesAmt
CY Total Expenses	$23,169,763	CYTotalExpensesAmt
PY Revenues Less Expenses	$1,044,361	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$1,822,668	CYRevenuesLessExpensesAmt
Total Assets BOY	$30,869,053	TotalAssetsBOYAmt
Total Assets EOY	$34,663,000	TotalAssetsEOYAmt
Total Liabilities BOY	$5,778,050	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$5,225,553	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$25,091,003	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$29,437,447	NetAssetsOrFundBalancesEOYAmt
Mission	THE PURPOSE OF THE PLAN IS TO PROVIDE HEALTH AND OTHER BENEFITS TO ELIGIBLE PARTICIPANTS.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Desc	THE PURPOSE OF THE PLAN IS TO PROVIDE HEALTH AND OTHER BENEFITS TO ELIGIBLE PARTICIPANTS.	Desc
Described In Section501c3	0	DescribedInSection501c3Ind
Schedule B Required	0	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	0	ConservationEasementsInd
Collections Of Art	0	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Donor Rstr Or Quasi Endowments	0	DonorRstrOrQuasiEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	0	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	0	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	Yes (1)	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	0	ConsolidatedAuditFinclStmtInd
School Operating	0	SchoolOperatingInd
Foreign Office	0	ForeignOfficeInd
Foreign Activities	0	ForeignActivitiesInd
More Than5000 K To Org	0	MoreThan5000KToOrgInd
More Than5000 K To Individuals	0	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	0	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	0	GrantsToOrganizationsInd
Grants To Individuals	0	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	0	TaxExemptBondsInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	0	BusinessRlnWithFamMemInd
Business Rln With35 Ctrl Ent	0	BusinessRlnWith35CtrlEntInd
Deductible Non Cash Contri	0	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	0	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	0	RelatedOrganizationCtrlEntInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
IRP Document	877	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	8	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Foreign Financial Account	0	ForeignFinancialAccountInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	0	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	6	GoverningBodyVotingMembersCnt
Independent Voting Member	6	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	0	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	0	CompensationProcessCEOInd
Compensation Process Other	0	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RITA KOSTIK	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	9147621268	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1360 PLEASANTVILLE ROAD	AddressLine1Txt
City	BRIARCLIFF MANOR	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10510	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (7 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	OfficerOfficerInd
JEFFREY LOUGHLIN
UNION TRUSTEE	1.00	0.00	Yes (X)	$0	$0	$0
ANTHONY BRACCIO JR
UNION TRUSTEE	1.00	0.00	Yes (X)	$0	$0	$0
JAMES SASSO
UNION TRUSTEE	1.00	0.00	Yes (X)	$0	$0	$0
ROSS PEPE
EMP TRUSTEE	1.00	0.00	Yes (X)	$0	$0	$0
RICHARD LOMBARDI
EMP TRUSTEE	1.00	0.00	Yes (X)	$0	$0	$0
MARK FANTE
EMP TRUSTEE	1.00	0.00	Yes (X)	$0	$0	$0
RITA KOSTIK
FUND MANAGER	40.00	0.00		$153,770	$0	$100,191	Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$153,770	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$100,191	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	1	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	0	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (2 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
BASIL CASTROVINCI & ASSOC
36 HOPATCHUNG RD	HOPATCONG	NJ	07843	ACTUARY/MED TPA	$563,349
SCHULTHEIS & PANETTIERI LLP
450 WIRELESS BLVD	HAUPPAUGE	NY	11788	ACCOUNTANT	$232,000

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	2	CntrctRcvdGreaterThan100KCnt

Program Service Revenue ProgramServiceRevenueGrp (2 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
EMPLOYERS' CONTRIB	900099	$21,078,991	$21,078,991
PARTICIPANTS' CONTRIB	900099	$2,958,313	$2,958,313

Field	Value	IRS element (for citing)
Total Program Service Revenue	$24,037,304	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$823,743	TotalRevenueColumnAmt
Exclusion	$823,743	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$6,391,911	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$6,260,527	SecuritiesAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$131,384	SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$131,384	TotalRevenueColumnAmt
Exclusion	$131,384	ExclusionAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$24,992,431	TotalRevenueColumnAmt
Related Or Exempt Func Income	$24,037,304	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$0	UnrelatedBusinessRevenueAmt
Exclusion	$955,127	ExclusionAmt

Benefits To Members BenefitsToMembersGrp

Field	Value	IRS element (for citing)
Total	$22,651,167	TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$253,961	TotalAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$369,649	TotalAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$105,238	TotalAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$164,648	TotalAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$39,618	TotalAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$47,364	TotalAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$145,350	TotalAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$112,777	TotalAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$31,652	TotalAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$37,880	TotalAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$22,207	TotalAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$55,331	TotalAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$11,291	TotalAmt

Other Expenses OtherExpensesGrp (2 entries)

DescDesc	TotalTotalAmt
ADJ TO THE STAFF PE FD	-$319,703
REIMB PAYROLL,BEN & TAX	-$558,667

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$23,169,763	TotalAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$1,332,326	BOYAmt
EOY	$1,203,164	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$53,581	BOYAmt
EOY	$92,312	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$4,327,868	BOYAmt
EOY	$4,644,279	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$142,791	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$142,791	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$25,105,101	BOYAmt
EOY	$28,573,145	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$50,177	BOYAmt
EOY	$150,100	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$30,869,053	BOYAmt
EOY	$34,663,000	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$465,097	BOYAmt
EOY	$248,796	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$5,312,953	BOYAmt
EOY	$4,976,757	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$5,778,050	BOYAmt
EOY	$5,225,553	EOYAmt

Field	Value	IRS element (for citing)
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind

Cap Stk Tr Prin Current Funds CapStkTrPrinCurrentFundsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Pd In Cap Srpls Land Bldg Eqp Fund PdInCapSrplsLandBldgEqpFundGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Rtn Earn Endowment Incm Oth Fnds RtnEarnEndowmentIncmOthFndsGrp

Field	Value	IRS element (for citing)
BOY	$25,091,003	BOYAmt
EOY	$29,437,447	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$25,091,003	BOYAmt
EOY	$29,437,447	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$30,869,053	BOYAmt
EOY	$34,663,000	EOYAmt

Field	Value	IRS element (for citing)
Reconcilation Revenue Expnss	$1,822,668	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$2,523,776	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$0	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Separate Basis Fincl Stmt	Yes (X)	SeparateBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	0	FederalGrantAuditRequiredInd

Schedule D IRS990ScheduleD

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$142,791	OtherCostOrOtherBasisAmt
Depreciation	$142,791	DepreciationAmt
Book Value	$0	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$0	TotalBookValueLandBuildingsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (5 entries)

DescDesc	AmtAmt
CLAIMS PAYABLE	$2,876,000
ESCROW LIABILITY	$114,400
NET PENSION LIABILITY	$1,249,727
VACATION BENEFITS PAYABLE	$727,000
DEFERRED CONTRIBUTIONS	$9,630

Field	Value	IRS element (for citing)
Total Liability	$4,976,757	TotalLiabilityAmt
Total Rev Etc Audited Fincl Stmt	$27,403,430	TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst	$2,523,776	NetUnrealizedGainsInvstAmt
Revenue Not Reported	$2,523,776	RevenueNotReportedAmt
Revenue Subtotal	$24,879,654	RevenueSubtotalAmt
Investment Expenses Not Incld	$112,777	InvestmentExpensesNotIncldAmt
Revenue Not Reported Fincl Stmt	$112,777	RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990	$24,992,431	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$22,935,149	TotExpnsEtcAuditedFinclStmtAmt
Expenses Not Reported	$0	ExpensesNotReportedAmt
Expenses Subtotal	$22,935,149	ExpensesSubtotalAmt
Investment Expenses Not Incld2	$112,777	InvestmentExpensesNotIncld2Amt
Other Expenses Not Included	$121,837	OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt	$234,614	ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990	$23,169,763	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART XII, LINE 4B - OTHER ADJUSTMENTS:	FormAndLineReferenceDesc
Explanation	CHANGE IN CLAIMS PAYABLE AND IBNR 121,837.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	0	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp

Field	Value	IRS element (for citing)
Person	RITA KOSTIK	PersonNm
Title	FUND MANAGER	TitleTxt
Base Compensation Filing Org	$153,770	BaseCompensationFilingOrgAmt
Compensation Based On Rltd Orgs	$0	CompensationBasedOnRltdOrgsAmt
Bonus Filing Organization	$0	BonusFilingOrganizationAmount
Bonus Related Organizations	$0	BonusRelatedOrganizationsAmt
Other Compensation Filing Org	$0	OtherCompensationFilingOrgAmt
Other Compensation Rltd Orgs	$0	OtherCompensationRltdOrgsAmt
Deferred Compensation Flng Org	$71,972	DeferredCompensationFlngOrgAmt
Deferred Comp Rltd Orgs	$0	DeferredCompRltdOrgsAmt
Nontaxable Benefits Filing Org	$28,219	NontaxableBenefitsFilingOrgAmt
Nontaxable Benefits Rltd Orgs	$0	NontaxableBenefitsRltdOrgsAmt
Total Compensation Filing Org	$253,961	TotalCompensationFilingOrgAmt
Total Compensation Rltd Orgs	$0	TotalCompensationRltdOrgsAmt
Comp Report Prior990 Filing Org	$0	CompReportPrior990FilingOrgAmt
Comp Report Prior990 Rltd Orgs	$0	CompReportPrior990RltdOrgsAmt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE J - SUPPLEMENTAL INFORMATION	FormAndLineReferenceDesc
Explanation	RITA KOSTIK RECEIVES COMPENSATION AND BENEFITS IN HER CAPACITY AS FUND MANAGER OF THIS ENTITY AND THE RELATED UNION, LABOR MANAGEMENT COOPERATIVE TRUST AND PENSION, APPRENTICE, AND ANNUITY FUNDS. COMPENSATION AND BENEFITS ARE PAID BY THE WELFARE FUND WITH REIMBURSEMENTS MADE ACCORDINGLY. THE WELFARE FUND PORTION OF THESE EXPENSES IS 21% OF THE GROSS AMOUNTS DETAILED ON SCHEDULE J, PART II.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART VI, SECTION B, LINE 11B	THE FORM 990 WAS PREPARED IN COORDINATION WITH THE FUND MANAGER WHO WORKS FULL TIME FOR THE ORGANIZATION. ONCE COMPLETED, THE FORM WAS PROVIDED TO AND REVIEWED BY THE BOARD OF TRUSTEES PRIOR TO SUBMISSION.
FORM 990, PART VI, SECTION B, LINE 12C	REVIEW OF THE CONFLICT OF INTEREST POLICY IS DONE ANNUALLY AT A TRUSTEES MEETING AND WITH THE EMPLOYEES.
FORM 990, PART VI, SECTION C, LINE 19	THE ORGANIZATION'S GOVERNING DOCUMENTS, POLICIES AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC TO THE EXTENT REQUIRED BY LAW.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (6 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Direct Controlling NADirectControllingNACd	Controlled OrganizationControlledOrganizationInd
APPRENTICE FUND IUOE LOCAL 137
1360 PLEASANTVILLE ROAD	BRIARCLIFF MANOR	NY	10510	131968055	PROVIDE APP TRAINING, SKILL IMPROV. & SAFETY EDUCATION	NY	501(C)3	LINE 2	N/A	0
THE PENS PLAN IUOE L 137ABCR AFL-CIO
1360 PLEASANTVILLE ROAD	BRIARCLIFF MANOR	NY	10510	131825849	PROVIDE RET BENEFITS TO ELIGIBLE PARTICIPANTS.	NY	501(A)	N/A	N/A	0
IUOE ANNUITY FUND LOCAL 137ABCR
1360 PLEASANTVILLE ROAD	BRIARCLIFF MANOR	NY	10510	133204596	PROVIDE RET BENEFITS TO ELIGIBLE PARTICIPANTS.	NY	501(A)	N/A	N/A	0
IUOE LOCAL 137 ABCR
1360 PLEASANTVILLE ROAD	BRIARCLIFF MANOR	NY	10510	131739715	LABOR UNION	NY	501(C)5	N/A	N/A	0
OPERATING ENGINEERS LOCAL 137 LMC
1360 PLEASANTVILLE ROAD	BRIARCLIFF MANOR	NY	10510	826654758	BENEFIT FUND	NY	501(C)5	N/A	N/A	0
SEE SCHEDULE R SUPPLEMENTAL INFORMATION

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp

Related Organization Name RelatedOrganizationName

Field	Value	IRS element (for citing)
Business Name Line1	SEE SCHEDULE R SUPPLEMENTAL INFORMATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	0	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	0	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	Yes (1)	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	0	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	0	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (1)	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (1)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	Yes (1)	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	0	TransferToOtherOrgInd
Transfer From Other Org	0	TransferFromOtherOrgInd

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE R, PART IV-IDENTIFICATION OF REL ORGS TAXABLE AS A CORP OR TRUST	(A)NAME OF RELATED ORGANIZATION IUOE LOCAL 4 IUOE LOCAL 14-14B IUOE LOCAL 15, 15-A, 15-B, 15-C & 15-D IUOE LOCAL 138, 138-A, 138-B & 138-C IUOE LOCAL 478, 478-A, 478-C, 478-D & 478-E IUOE LOCAL 825 IUOE & PIPELINE EMPLOYERS HEALTH & WELFARE FUND
SCHEDULE R, PART IV-IDENTIFICATION OF REL ORGS TAXABLE AS A CORP OR TRUST	(A)NAME OF RELATED ORGANIZATION 58A J.V.D. INDUSTRIES, LTD. A&J CONSTRUCTION DBA ALCAIDE INC A&K SLIP FORMING INC. A.J. CONTRACTING OF NY, LLC A.P.I. INC ABLE RIGGING CONTRACTORS AIKLER PAVING ALL ACCESS RIGGING CO. ALLIGATOR CONTRACTING AMEC COMMERCIAL LLC AMERICAN PILE AND FOUNDATION LLC ANDRON CONSTRUCTION CORP. A-QUICK PICK CRANE SERVICE ARBEN CORPORATION ARGENIO BROTHERS ATLAS CONCRETE CORP. AVANTI BUILDING CONSTRUCTION B M B LEASING CORP. BABCOCK & WILCOX COMPANY BADGER DAYLIGHTING CORP. BARNHART CRANE & RIGGING CO BAY CRANE SERVICE,INC. BAYSTATE BLASTING, INC BEN CICCONE INC. BENSON CRANE SERVICE BERARDI STONE SETTING INC BIGGE CRANE AND RIGGING CO BILOTTA CONSTRUCTION CORP. BOND BROTHERS, INC BRAND ENERGY SERVICES LLC / AKA BRAND SAFWAY INDUSTRIES LLC BREWSTER TRANSIT MIX CORP. BRIAN TREMATORE PLUMBING & HEATING INC BURT CRANE & RIGGING BYRAM CONCRETE&SUPPLY, LLC. CALLANAN INDUSTRIES, INC. CARBUCK, LTD CASABELLA CONTRACTING OF NY CASE FOUNDATION COMPANY CENTRAL INDUSTRIES, INC CLEARWATER CONSTRUCTION, INC COLONNELLI BROS., INC. CONSTRUCTION RESOURCES CORP OF NEW YORK CON-TECH CONST. TECHNOLOGY INC CONTRACT GLAZIERS, INC COOK DRILLING CORPORATION COPPOLA LANDSCAPING CREAMER-SANZARI / A JOINT VENTURE CRYSTAL CONSTRUCTION, LLC D & J CONCRETE CORP. D.A. COLLINS CONST. CO. INC. D.DIMARINO HEAVY EQUIPMENT SV. DANELLA CONSTRUCTION OF NY INC DARLIND ASSOCIATES INC. DAY & ZIMMERMANN NPS, INC DEMCO INC DONEGAL CONSTRUCTION CORP. DUTCHESS COUNTY CONSTRUCTORS LLC DYNAMIC SYSTEMS, INC. E.E. CRUZ & COMPANY, INC. EASTERN EXCAVATION INC. ECCO III ENTERPRISES INC. EDISON AVENUE RECYCLE ELDERLEE INC. EMI GUIDE RAIL,INC. ENERFAB POWER & INDUSTRIAL, INC FAIRWAY ENVIRONMENTAL LLC FAY & WRIGHT EXCAVATING, INC. FPI MECHANICAL, INC FRANK LILL & SON, INC G.M. MCCROSSIN, INC GABRIEL STEEL ERECTORS GARITO CONTRACTING, INC. GATEWAY DEMO / CIVIL CORP. GIANFIA CORP. GLENRIDGE FABRICATORS, INC. GORICK CONTSRUCTION CO. INC GRACE INDUSTRIES, LLC GREEN ACRES EXCAVATING & CONTRACTING CORP. GRIFFIN DEWATERING NEW ENGLAN. H & L CONTRACTING LLC HALMAR INTERNATIONAL LLC HARRIS ENVIRONMENTAL SYSTEMS, INC HARRISON & BURROWES BRIDGE CON HAWKEYE, LLC HAYWARD BAKER, INC. HIGHLAND VALLEY SAND & GRAVEL HIGHLINE RIGGERS LLC HILL CONTRUCTION & EXCAVATING CO. LLC HILLTOP WEST HOLDING CORP. HUDSON VALLEY BRIDGE CONST.INC HUDSON VALLEY CRANE, LLC HUDSON VALLEY GLASS & METAL WORKS, INC HULL CONST. & RESTORATION IMPERIAL IRON WORKS INTERCOUNTY PAVING ASSOC. LLC J. FLETCHER CREAMER & SONS INC J. SERVIDONE JR. EQUIPMENT & SALES CORP. J.T CLEARY, INC. JAMAR COMPANY JECI CORP JEMCO ERECTORS, INC JESCO, INC. JETT INDUSTRIES, INC. JOHN CIVETTA & SONS INC. JOKEN DEVELOPMENT CORPORATION JOSEPH CARDUCCI,INC. JUDLAU - TC ELECTRIC JV JVB LANSCAPING INC KIEWIT-SHEA CONSTRUCTORS KINGSTON EQUIPMENT RENTAL, INC KJJ INDUSTRIES, LLC L.M. SESSLER EXCAVATING & WRECKIG, INC LAURA LI INDUSTRIES LLC LAWS CONSTRUCTION CORP. LEA ROME EXCAVATING LLC LEA-ROME INC. LEGACY SUPPLY LLC LIBERTY EXCAVATION LINDE GRIFFITH CONST. CO. LMC INDUSTRIAL CONTRACTING LOSPOTO LANDSCAPING LVI ENVIRONMENTAL SERVICES, INC M ALI CONSTRUCTION INC M.V.M. CONSTRUCTION, LLC MACE CONTRACTING CORPORATION MANCO ENTERPRISES OF NY INC MAXIM CRANE WORKS, INC. MC KINNEY DRILLING COMPANY MCCAREY LANDSCAPING, INC. MCNAMEE CONSTRUCTION CORP. MERRITT CONSTRUCTION MERSINO DEWATERING, INC MGM YONKERS, INC MID AMERICA ENERGY SERVICES, INC MIDWEST STEEL ERECTION INC. MILLER PIPELINE CORP. MOHEGAN ASSOCIATES, INC. MONTESANO CONTRACTING INC MORANO BROTHERS CORP. MORETRENCH AMERICAN CORP. MTS INFRASTRACTURE LLC NATIONAL CONDUCTOR CONSTRUCTORS NATIONAL WATER MAIN CNG. CO. NETWORK INFRASTRUCTURE NICHOLSON CORP. NORTHBROOK CONTRACTING CORP. NORTHEAST CONCRETE PUMPING NORTHEAST INDUST MAINT INC O & G INDUSTRIES INC OCS INDUSTRIES, INC OLD OAK ENVIRONMENTAL REST. OLORI CRANE SERVICE INC. P.A.B. CONTRACTING, CORP. PAGANELLI CONSTRUCTION CORP. PALADINO CONCRETE CREATIONS CO PALEEN CONSTRUCTION CORP. PAPITTO CONSTRUCTION CO., INC. PAT CORSETTI, INC. PATRIOT LOGISTICS, INC PAVILION DRAINAGE SUPPLY CO., INC PCI INDUSTRIES CORP. PCT CONTRACTING, LLC PECKHAM MATERIALS CORP. PETER J. LANDI, INC. PETRILLO CONTRACTING, INC. PHOENIX MARINE I (DE) LLC POSILLICO CIVIL, INC. PRECISION CARPENTRY OF WESTCHESTER, INC PRECISION CONCRETE PUMPING, I. PRICE - GREGORY PRO ASPHALT LLC PROFEX, INC R. PUGNI & SONS INC. RCA ASPHALT, LLC RIGGS DISTLER & CO., INC ROGER & SONS CONCRETE RUTTURA & SONS CONSTRUCTION S.C.S. STRUCTURES INC. SAFWAY SERVICES, LLC SAGE GENERAL CONTRACTING CORP. SCENIC DESIGNS INC SCHIAVONE CONSTRUCTION CO., LLC SCHNABEL FOUNDATION COMPANY SENTRALE CONTRACTING CORP. SEVENSON ENVIRONMENTAL SHAWN'S LAWN INC SIMPSON & BROWN INC. SISCA NORTHEAST ASSOCIATES, LLC SITEWORKS CONTRACTING CORP. SKANSKA ECCO III JV SKANSKA USA BUILDING INC SKANSKA USA CIVIL NORTHEAST INC STATE CONTRACTING CORP. OF NY STEVE GIORDANO BLDS, INC. STEVEN DUBNER LANDSCAPING STRATIS CONTRACTING CORP. SUBSURFACE CONTRACTORS SUN UP CONSTRUCTION CORP. SUPREME INDUSTRIES TAM ENTERPRISES, INC TAPPAN ZEE CONSTRUCTORS, LLC THALLE INDUSTRIES INC. THE SMEDLEY COMPANY THE TREMSON CORPORATION TILCON NY INC. TOM ALLEN CONSTRUCTION COMPANY TOMCON INDUSTRIES, INC. TRANSFORMER LIFECYCLE SERVICES, LLC TRANSIT CONSTRUCTION CORP. TULLY CONSTRUCTION TURN KEY TUNNELING INC TUTOR PERINI TYREK HEIGHTS ERECTORS US CONCRETE / JENNA, LLC V.A. SPATZ AND SONS CONTRUCTION INC. VAL SANTUCCI CONSTRUCTION VERDE ELECTRIC CORP VERNON HILLS CONTRACTING CORP. VIKING ERECTORS COR. VILLA CONSTRUCTION INC. VOLMAR CONSTRUCTION INC WEEKS MARINE, INC. WESTCHESTER METAL WORKS WORTH CONSTRUCTION CO.,INC. YABOO FENCE CO., INC. YONKERS CONTRACTING CO. INC. YONKERS EXCAVATING CORP. YONKERS RACING CORPORATION
PART VII - SUPPLEMENTAL INFORMATION	CERTAIN TRUSTEES LISTED ON FORM 990, PART VII, SECTION A, SERVE AS VOLUNTEERS AND DO NOT RECEIVE COMPENSATION FROM THE FILING ORGANIZATION OR ANY RELATED ORGANIZATION IN THEIR CAPACITY AS TRUSTEES OF THE FILING ORGANIZATION. CERTAIN TRUSTEES LISTED ON FORM 990, PART VII, SECTION A, DO NOT RECEIVE COMPENSATION FROM THE FILING ORGANIZATION, BUT DO RECEIVE COMPENSATION FROM THE INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 137, 137A, 137B, 137C, 137R(THE UNION") IN THEIR CAPACITY AS EMPLOYEES/OFFICERS OF THE UNION. ACCORDINGLY, THEIR COMPENSATION IS REPORTED ON THE FORM 990 OF THE UNION.