YALE NEW HAVEN HEALTH SERVICES CORPORATION: Form 990, tax year 2018

View the entire original 990 at ProPublica ↗

Organization: YALE NEW HAVEN HEALTH SERVICES CORPORATION (EIN 22-2529464)
Tax period: 2018-10-01 to 2019-09-30
Filed: 2020-08-13
IRS object ID: 202042269349300844
Schema version: 2018v3.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule D
Schedule I
Schedule J
Schedule K
Schedule K
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2020-08-13T11:55:55-05:00	ReturnTs
Tax Period End	2019-09-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	135565207	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	KPMG LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	1601 MARKET STREET	AddressLine1Txt
City	PHILADELPHIA	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	19103	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2018-10-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	222529464	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	YALE NEW HAVEN HEALTH SERVICES	BusinessNameLine1Txt
Business Name Line2	CORPORATION	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	YALE	BusinessNameControlTxt
Phone	2036886088	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	789 HOWARD AVENUE	AddressLine1Txt
City	NEW HAVEN	CityNm
State Abbreviation	CT	StateAbbreviationCd
ZIP	06519	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	VINCENT TAMMARO	PersonNm
Person Title	EXECUTIVE VP & CFO	PersonTitleTxt
Phone	2036886088	PhoneNum
Signature	2020-08-13	SignatureDt
Discuss With Paid Preparer	0	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	PHILLIP E GROFF	PreparerPersonNm
PTIN	P01247783	PTIN
Phone	2672561756	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	204.60.184.1	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2020-08-13	IPDt
IP Tm	11:55:47	IPTm
IP Timezone	ED	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	DA39A3EE5E6B4B0D3255BFEF95601890AFD80709	AtSubmissionCreationDeviceId
At Submission Filing Device Id	77030562E1C5C30FECE648CF04A85BD610727899	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2018	TaxYr
Build TS	2020-09-23 17:36:50Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	MARNA BORGSTROM	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	789 HOWARD AVE	AddressLine1Txt
City	NEW HAVEN	CityNm
State Abbreviation	CT	StateAbbreviationCd
ZIP	06519	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$664,812,698	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.YNHHS.ORG	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1983	FormationYr
Legal Domicile State	CT	LegalDomicileStateCd
Activity Or Mission	TO PROMOTE CHARITABLE, SCIENTIFIC AND EDUCATIONAL ACTIVITIES.	ActivityOrMissionDesc
Voting Members Governing Body	19	VotingMembersGoverningBodyCnt
Voting Members Independent	16	VotingMembersIndependentCnt
Total Employee	3275	TotalEmployeeCnt
Total Volunteers	19	TotalVolunteersCnt
Total Gross UBI	$4,512,608	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$0	PYContributionsGrantsAmt
CY Contributions Grants	$0	CYContributionsGrantsAmt
PY Program Service Revenue	$619,153,769	PYProgramServiceRevenueAmt
CY Program Service Revenue	$651,780,286	CYProgramServiceRevenueAmt
PY Investment Income	$109,631	PYInvestmentIncomeAmt
CY Investment Income	$494,256	CYInvestmentIncomeAmt
PY Other Revenue	$6,087,901	PYOtherRevenueAmt
CY Other Revenue	$5,661,192	CYOtherRevenueAmt
PY Total Revenue	$625,351,301	PYTotalRevenueAmt
CY Total Revenue	$657,935,734	CYTotalRevenueAmt
PY Grants And Similar Paid	$300,400	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$312,527	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$333,215,061	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$372,754,191	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$0	CYTotalFundraisingExpenseAmt
PY Other Expenses	$301,393,689	PYOtherExpensesAmt
CY Other Expenses	$284,623,492	CYOtherExpensesAmt
PY Total Expenses	$634,909,150	PYTotalExpensesAmt
CY Total Expenses	$657,690,210	CYTotalExpensesAmt
PY Revenues Less Expenses	-$9,557,849	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$245,524	CYRevenuesLessExpensesAmt
Total Assets BOY	$1,594,370,881	TotalAssetsBOYAmt
Total Assets EOY	$1,716,739,812	TotalAssetsEOYAmt
Total Liabilities BOY	$1,145,150,944	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$1,267,689,712	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$449,219,937	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$449,050,100	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	TO FURTHER INNOVATION AND EXCELLENCE IN PATIENT CARE, TEACHING, RESEARCH AND SERVICE TO ITS COMMUNITIES AND SUPPORT ITS MEMBER HEALTHCARE ORGANIZATIONS.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$535,949,952	ExpenseAmt
Grant	$312,527	GrantAmt
Revenue	$652,928,870	RevenueAmt
Desc	SEE SCHEDULE O	Desc
Total Program Service Expenses	$535,949,952	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	0	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	0	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	0	ConservationEasementsInd
Collections Of Art	0	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Temp Or Permanent Endowments	0	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	0	ReportInvestmentsOtherSecInd
Report Program Related Invst	Yes (1)	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (1)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	0	SchoolOperatingInd
Foreign Office	0	ForeignOfficeInd
Foreign Activities	0	ForeignActivitiesInd
More Than5000 K To Org	0	MoreThan5000KToOrgInd
More Than5000 K To Individuals	0	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	0	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	0	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	0	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	0	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	0	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	0	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	0	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (1)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (1)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
IRP Document	415	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Employee	3275	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	0	ForeignFinancialAccountInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	0	QuidProQuoContributionsInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	0	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	19	GoverningBodyVotingMembersCnt
Independent Voting Member	16	IndependentVotingMemberCnt
Family Or Business Rln	Yes (1)	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	0	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	Yes (1)	InvestmentInJointVentureInd
Written Policy Or Procedure	Yes (1)	WrittenPolicyOrProcedureInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DENIS DONEGAN	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	2036886088	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	789 HOWARD AVE	AddressLine1Txt
City	NEW HAVEN	CityNm
State Abbreviation	CT	StateAbbreviationCd
ZIP	06519	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (62 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
MARNA BORGSTROM
CEO/TRUSTEE	16.00	24.00	Yes (X)	Yes (X)	$1,249,722	$1,874,584	$902,548
VINCENT CALARCO
CHAIRMAN/TRUSTEE	1.00	1.00	Yes (X)	Yes (X)	$0	$0	$0
JOSEPH CRESPO
SECRETARY/TRUSTEE	1.00	1.00	Yes (X)	Yes (X)	$0	$0	$0
MARY FARRELL
VICE CHAIR/TRUSTEE	1.00	1.00	Yes (X)	Yes (X)	$0	$0	$0
JACK CALLAHAN
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
JOHN FALCONI
TRUSTEE	1.00	2.00	Yes (X)		$0	$0	$0
CARLTON HIGHSMITH
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
AARON HOLLANDER
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
THOMAS KETCHUM
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
JOHN LAHEY
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
MARVIN LENDER
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
NEWMAN MARSILIUS III
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
ARTHUR MARTINEZ
TRUSTEE	1.00	3.00	Yes (X)		$0	$0	$0
BARBARA MILLER
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
BENJAMIN POLAK
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
B MICHAEL RAUH
TRUSTEE	1.00	6.00	Yes (X)		$0	$0	$0
MEREDITH REUBEN
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
PETER SALOVEY
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
ELLIOT SUSSMAN
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
JAMES TORGERSON
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
STEPHEN ALLEGRETTO
VP	1.00	39.00		Yes (X)	$18,852	$609,519	$196,376
WILLIAM ASELTYNE
SR. VP	8.00	32.00		Yes (X)	$220,158	$938,570	$349,829
THOMAS BALCEZAK
SR. VP	3.00	37.00		Yes (X)	$114,233	$1,141,061	$361,756
ELIZABETH BECKMAN
SR. VP	39.00	1.00		Yes (X)	$154,441	$0	$12,548
EUGENE COLUCCI
VP	4.00	36.00		Yes (X)	$65,131	$586,174	$99,334
RICHARD D'AQUILA
PRESIDENT (CURRENT YR COMP)	8.00	32.00		Yes (X)	$542,265	$2,169,059	$310,969
RICHARD D'AQUILA
PRESIDENT (VESTED DEFERRED)	8.00	32.00		Yes (X)	$326,495	$1,305,981	$0
MICHAEL DIMENSTEIN
VP (CURRENT YR COMP)	3.00	37.00		Yes (X)	$52,165	$560,816	$35,453
MICHAEL DIMENSTEIN
VP (VESTED DEFERRED)	3.00	37.00		Yes (X)	$17,510	$188,247	$0
DENISE FIORE
SR. VP (CURRENT YR COMP)	1.00	39.00		Yes (X)	$0	$779,761	$122,352
DENISE FIORE
SR. VP (VESTED DEFERRED)	1.00	39.00		Yes (X)	$0	$412,576	$0
PATRICK GREEN
EXECUTIVE VP	8.00	32.00		Yes (X)	$128,912	$515,647	$249,756
MICHAEL IVY
EXECUTIVE VP	3.00	37.00		Yes (X)	$81,116	$810,258	$117,995
WILLIAM JENNINGS
EXECUTIVE VP	8.00	32.00		Yes (X)	$210,388	$841,552	$302,620
PATRICK MCCABE
SR. VP	38.00	2.00		Yes (X)	$892,420	$0	$279,919
JAMES MORRIS
VP (CURRENT YR COMP)	1.00	39.00		Yes (X)	$16,732	$435,487	$84,018
JAMES MORRIS
VP (VESTED DEFERRED)	1.00	39.00		Yes (X)	$34,416	$895,742	$0
KEVIN MYATT
SR. VP (CURRENT YR COMP)	16.00	24.00		Yes (X)	$439,414	$659,121	$149,111
KEVIN MYATT
SR. VP (VESTED DEFERRED)	16.00	24.00		Yes (X)	$133,475	$200,212	$0
THOMAS NEWMAN
SR. VP	16.00	24.00		Yes (X)	$210,480	$315,719	$202,191
CHRISTOPHER O'CONNOR
EXECUTIVE VP/COO	37.00	3.00		Yes (X)	$1,702,918	$0	$469,083
VINCENT PETRINI
SR. VP	1.00	39.00		Yes (X)	$0	$792,525	$242,732
NORMAN ROTH
EX. VP (CURRENT YR COMP)	8.00	32.00		Yes (X)	$271,851	$1,087,402	$42,645
NORMAN ROTH
EX. VP (VESTED DEFERRED)	8.00	32.00		Yes (X)	$98,008	$392,034	$0
CAROLYN SALSGIVER-KOBSA
VP	8.00	32.00		Yes (X)	$0	$516,284	$180,275
PAMELA SCAGLIARINI
SR. VP	1.00	39.00		Yes (X)	$0	$793,386	$247,620
JOHN SKELLY
VP	4.00	36.00		Yes (X)	$66,101	$594,909	$215,617
LISA STUMP
SR. VP	8.00	32.00		Yes (X)	$191,590	$766,358	$301,510
VINCENT TAMMARO
EXECUTIVE VP/CFO/TREASURER	16.00	24.00		Yes (X)	$615,223	$922,833	$409,886
MELISSA TURNER
VP	1.00	39.00		Yes (X)	$0	$553,851	$157,477
PRATHIBHA VARKEY
SR. VP	8.00	32.00		Yes (X)	$200,805	$803,222	$286,666
DAVID WURCEL
VP (CURRENT YR COMP)	1.00	39.00		Yes (X)	$1,949	$787,774	$42,328
DAVID WURCEL
VP (VESTED DEFERRED)	1.00	39.00		Yes (X)	$378	$152,678	$0
MATTHEW COMERFORD
VP	40.00	0.00			$666,926	$0	$96,167	Yes (X)
JOSEPH BISSON
VP	40.00	0.00			$542,546	$0	$96,595	Yes (X)
VICTOR MORRIS
VP	40.00	0.00			$649,207	$0	$98,358	Yes (X)
OLIVER MAYORGA
MD	40.00	0.00			$552,229	$0	$93,230	Yes (X)
IAN SCHWARTZ
SR. VP	40.00	0.00			$586,263	$0	$93,644	Yes (X)
GAYLE CAPOZZALO
FORMER OFFICER (CURRENT YR COMP)	0.00	0.00			$1,346,320	$0	$38,120		Yes (X)
GAYLE CAPOZZALO
FORMER OFFICER (VESTED DEFERRED)	0.00	0.00			$131,149	$0	$0		Yes (X)
WILLIAM GEDGE
FORMER OFFICER	0.00	0.00			$413,396	$0	$104,787		Yes (X)
NANCY LEVITT-ROSENTHAL
FORMER OFFICER	0.00	0.00			$434,250	$0	$0		Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$13,379,434	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$23,403,342	TotReportableCompRltdOrgAmt
Total Other Compensation	$6,993,515	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	844	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
VIZIENT INC
290 E JOHN CARPENTER FREEWAY	IRVING	TX	76011	STAFFING	$4,455,867
ROBERT HALF INTERNATIONAL INC
100 PEARL STREET SUITE 15A	HARTFORD	CT	06103	STAFFING	$3,036,537
ERNST & YOUNG LLP
PO BOX 640382	PITTSBURG	PA	152640382	CONSULTING	$2,455,099
CENTURY FINANCIAL SERVICES
23 MAIDEN LANE	NORTH HAVEN	CT	06473	COLLECTION SERVICES	$2,221,277
P2P STAFFING CORPORATION
5810 CORAL RIDGE DRIVE SUITE 250	CORAL SPRINGS	FL	33076	STAFFING	$2,117,965

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	148	CntrctRcvdGreaterThan100KCnt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
MANAGEMENT SERVICES	900099	$517,256,017	$517,256,017
SYSTEM SUPPORT SERVICES	900099	$59,993,944	$59,993,944
INSURANCE PREMIUMS	900099	$55,591,593	$55,591,593
EMERGENCY PREPAREDNESS PROGRAM	900099	$18,896,288	$18,896,288
MANAGEMENT SERVICES-EPIC	621990	$42,444	$42,444

Field	Value	IRS element (for citing)
Total Program Service Revenue	$651,780,286	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$488,216	TotalRevenueColumnAmt
Exclusion	$488,216	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$6,883,004	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$6,876,964	SecuritiesAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$6,040	SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$6,040	TotalRevenueColumnAmt
Exclusion	$6,040	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
MANAGEMENT SERVICES REVENUE	900099	$3,411,292	$3,411,292
OTHER ANCILLARY INCOME	900099	$1,148,584		$1,148,584
SYSTEM SUPPORT FEES	900099	$1,101,316	$1,101,316

Field	Value	IRS element (for citing)
Other Revenue Total	$5,661,192	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$657,935,734	TotalRevenueColumnAmt
Related Or Exempt Func Income	$652,928,870	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$4,512,608	UnrelatedBusinessRevenueAmt
Exclusion	$494,256	ExclusionAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part IX	Yes (X)	InfoInScheduleOPartIXInd

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$312,527	TotalAmt
Program Services	$312,527	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$10,482,228	TotalAmt
Program Services	$1,048,223	ProgramServicesAmt
Management And General	$9,434,005	ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$275,500,685	TotalAmt
Program Services	$230,769,526	ProgramServicesAmt
Management And General	$44,731,159	ManagementAndGeneralAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$16,841,434	TotalAmt
Program Services	$13,651,666	ProgramServicesAmt
Management And General	$3,189,768	ManagementAndGeneralAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$51,218,680	TotalAmt
Program Services	$41,517,862	ProgramServicesAmt
Management And General	$9,700,818	ManagementAndGeneralAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$18,711,164	TotalAmt
Program Services	$15,167,270	ProgramServicesAmt
Management And General	$3,543,894	ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$4,607,890	TotalAmt
Management And General	$4,607,890	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$3,518,327	TotalAmt
Management And General	$3,518,327	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$83,653,873	TotalAmt
Program Services	$67,032,673	ProgramServicesAmt
Management And General	$16,621,200	ManagementAndGeneralAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$2,827,459	TotalAmt
Program Services	$2,291,938	ProgramServicesAmt
Management And General	$535,521	ManagementAndGeneralAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$91,151,385	TotalAmt
Program Services	$73,887,313	ProgramServicesAmt
Management And General	$17,264,072	ManagementAndGeneralAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$2,717,387	TotalAmt
Program Services	$2,202,714	ProgramServicesAmt
Management And General	$514,673	ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$24,815,501	TotalAmt
Program Services	$20,115,445	ProgramServicesAmt
Management And General	$4,700,056	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$53,491,779	TotalAmt
Program Services	$53,491,779	ProgramServicesAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt
CLINICAL PROGRAM & MISC	$8,783,492	$7,119,899	$1,663,593
TELEPHONE & DATA COMMUN	$8,294,539	$6,723,553	$1,570,986
DUES, FEES & MEMBERSHIP	$632,488	$512,695	$119,793
PARKING TAX	$80,827	$65,518	$15,309

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$48,545	TotalAmt
Program Services	$39,351	ProgramServicesAmt
Management And General	$9,194	ManagementAndGeneralAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$657,690,210	TotalAmt
Program Services	$535,949,952	ProgramServicesAmt
Management And General	$121,740,258	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$58,270,882	BOYAmt
EOY	$89,750,023	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$970,625,656	BOYAmt
EOY	$1,031,516,728	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$17,115,464	BOYAmt
EOY	$17,490,704	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$460,209,364	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$312,943,394	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$115,280,336	BOYAmt
EOY	$147,265,970	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$7,446,473	BOYAmt
EOY	$6,880,113	EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

Field	Value	IRS element (for citing)
BOY	$373,581,965	BOYAmt
EOY	$371,786,169	EOYAmt

Intangible Assets IntangibleAssetsGrp

Field	Value	IRS element (for citing)
BOY	$52,050,105	BOYAmt
EOY	$52,050,105	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$1,594,370,881	BOYAmt
EOY	$1,716,739,812	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$94,998,360	BOYAmt
EOY	$152,457,886	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$70,060,775	BOYAmt
EOY	$77,870,471	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$885,607,341	BOYAmt
EOY	$892,635,003	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$94,484,468	BOYAmt
EOY	$144,726,352	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,145,150,944	BOYAmt
EOY	$1,267,689,712	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$413,018,848	BOYAmt
EOY	$412,849,011	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$20,497,152	BOYAmt
EOY	$20,497,152	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$15,703,937	BOYAmt
EOY	$15,703,937	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$449,219,937	BOYAmt
EOY	$449,050,100	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$1,594,370,881	BOYAmt
EOY	$1,716,739,812	EOYAmt

Field	Value	IRS element (for citing)
Reconcilation Revenue Expnss	$245,524	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	-$415,361	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$0	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Supporting Organization509a3	Yes (X)	SupportingOrganization509a3Ind
Supporting Org Type1	Yes (X)	SupportingOrgType1Ind
Supported Organizations	5	SupportedOrganizationsCnt

Supported Org Information SupportedOrgInformationGrp (5 entries)

EINEIN	Organization TypeOrganizationTypeCd	Governing Document ListedGoverningDocumentListedInd	SupportSupportAmt	Other SupportOtherSupportAmt
YALE NEW HAVEN HOSPITALINC
060646652	3	Yes (1)	$0	$0
BRIDGEPORT HOSPITAL
060646554	3	Yes (1)	$0	$0
GREENWICH HOSPITAL
060646659	3	Yes (1)	$0	$0
NORTHEAST MEDICAL GROUP INC
061330992	10	Yes (1)	$82,892,639	$0
LAWRENCE MEMORIAL HOSPITAL INC
060646704	3	Yes (1)	$0	$0

Field	Value	IRS element (for citing)
Supported Organizations Total	5	SupportedOrganizationsTotalCnt
Support Sum	$82,892,639	SupportSumAmt
Other Support Sum	$0	OtherSupportSumAmt

Form990 Sch A Supporting Org Form990SchASupportingOrgGrp

Field	Value	IRS element (for citing)
Listed By Name Governing Doc	0	ListedByNameGoverningDocInd
Suprt Org No IRS Determination	0	SuprtOrgNoIRSDeterminationInd
Supported Org Section C456	0	SupportedOrgSectionC456Ind
Supported Org Not Organized US	0	SupportedOrgNotOrganizedUSInd
Organization Change Suprt Org	0	OrganizationChangeSuprtOrgInd
Support Non Supported Org	0	SupportNonSupportedOrgInd
Payment Substantial Contribtr	0	PaymentSubstantialContribtrInd
Loan Disqualified Person	0	LoanDisqualifiedPersonInd
Controlled Disqualified Prsn	0	ControlledDisqualifiedPrsnInd
Disqualified Prsn Controll Int	0	DisqualifiedPrsnControllIntInd
Disqualified Prsn Ownr Int	0	DisqualifiedPrsnOwnrIntInd
Excess Business Holdings Rules	0	ExcessBusinessHoldingsRulesInd
Contribution Controller	0	ContributionControllerInd
Contribution Family	0	ContributionFamilyInd
Contribution35 Controlled	0	Contribution35ControlledInd

Form990 Sch A Type1 Suprt Org Form990SchAType1SuprtOrgGrp

Field	Value	IRS element (for citing)
Power Appoint Majority Dir Trst	0	PowerAppointMajorityDirTrstInd
Operate Benefit Non Suprt Org	0	OperateBenefitNonSuprtOrgInd

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART IV, SECTION A, LINE 1:

IN ADDITION TO THE ORGANIZATIONS EXPRESSLY NAMED IN ITS CERTIFICATE OF INCORPORATION, THE ORGANIZATION'S CERTIFICATE OF INCORPORATION PROVIDES THAT IT SHALL SUPPORT SUCH OTHER ORGANIZATIONS AS MAY FROM TIME TO TIME BECOME AFFILIATED WITH THE ORGANIZATION.

PART IV, SECTION B, LINE 1

AS THE PARENT ORGANIZATION OF AN INTEGRATED HEALTH CARE DELIVERY SYSTEM, THE ORGANIZATION IS RESPONSIVE TO THE NEEDS AND DEMANDS OF ITS MEMBER HOSPITALS AND OTHER HEALTH CARE PROVIDERS (REFERRED TO AS DELIVERY NETWORKS). THE ORGANIZATION CREATES VALUE FOR THE DELIVERY NETWORKS AND SUPPORTS THEIR OPERATIONS BY CENTRALIZING CERTAIN ADMINISTRATIVE SERVICES WITHIN THE ORGANIZATION AND SPREADING THE COSTS OF THESE SERVICES ACROSS ALL OF THE DELIVERY NETWORKS. IN THIS WAY, THE DELIVERY NETWORKS OBTAIN THE SERVICES, EXPERTISE, INFRASTRUCTURE AND ECONOMIES OF SCALE OF A MUCH LARGER HEALTH SYSTEM. SYSTEM-WIDE SERVICES INCLUDE, IN PART, POPULATION HEALTH TECHNOLOGY, BILLING, INFORMATION TECHNOLOGY INFRASTRUCTURE, COMPLIANCE AND LEGAL AND RISK MANAGEMENT. SUPPORTING THESE "BACK OFFICE" SERVICES AND OTHER VALUE-CREATING ATTRIBUTES ALLOW THE DELIVERY NETWORKS TO FREE UP MEASURABLE RESOURCES, GENERATE NEW REVENUE FOR INVESTMENT IN THEIR RESPECTIVE LOCAL AND REGIONAL MISSIONS AND FOCUS ON PATIENT OUTCOMES AND THE HEALTH OF THE COMMUNITIES THEY SERVE. THE CHAIRS OF YALE NEW HAVEN HOSPITAL, BRIDGEPORT HOSPITAL, GREENWICH HOSPITAL AND LAWRENCE + MEMORIAL HOSPITAL SERVE AS VOTING MEMBERS OF THE ORGANIZATION'S BOARD OF TRUSTEES. FURTHER, A NUMBER OF THE ORGANIZATION'S SENIOR EXECUTIVES HAVE DELIVERY NETWORK SPECIFIC ROLES AND RESPONSIBILITIES AND REPRESENT THE INTERESTS OF THOSE DELIVERY NETWORKS. THE DELIVERY NETWORKS HAVE APPROVAL RIGHTS WITH RESPECT TO, IN PART, ARTICULATING THE LOCAL DIMENSIONS OF THE SYSTEM MISSION, VISION AND VALUES AND STRATEGY, OVERSEEING AND ASSURING PERFORMANCE IN CLINICAL QUALITY AND PATIENT SAFETY, DEVELOPING THE OPERATING AND CAPITAL BUDGETS AND OVERSEEING THEM IN THE CONTEXT OF THE OVERALL SYSTEM BUDGET, OVERSEEING PUBLIC RELATIONS, COMMUNITY ENGAGEMENT, AND LOCAL GOVERNMENT RELATIONS AND APPROVING THE LOCAL COMMUNITY HEALTH NEEDS ASSESSMENT AND IMPLEMENTATION PLAN.

Schedule D IRS990ScheduleD

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$7,980,000	OtherCostOrOtherBasisAmt
Book Value	$7,980,000	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$15,581,383	OtherCostOrOtherBasisAmt
Depreciation	$1,193,258	DepreciationAmt
Book Value	$14,388,125	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$402,551,213	OtherCostOrOtherBasisAmt
Depreciation	$311,750,136	DepreciationAmt
Book Value	$90,801,077	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$34,096,768	OtherCostOrOtherBasisAmt
Book Value	$34,096,768	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$147,265,970	TotalBookValueLandBuildingsAmt

Invst Program Related Org InvstProgramRelatedOrgGrp (10 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
INVEST. IN L+M CORP	$277,307,150	C
INVEST. IN NEPC/VHA	$262,192	C
INVEST. IN TOTAL HEALTH	$765,186	C
INVEST. IN PATIENT WISDOM	$296,024	C
INVEST. IN MCIC VERMONT	$1,000,000	C
INVEST. IN N. SHORE LIJ	$804,902	C
MCIC EQUITY	$78,122,080	C
MCIC INVESTMENT	$10,811,582	C
INVEST. IN PHYSICIAN ONE URGENT CARE	$1,949,172	C
INVEST. IN SILVER HILL HOSPITAL	$467,881	C

Field	Value	IRS element (for citing)
Total Book Value Program Rltd	$371,786,169	TotalBookValueProgramRltdAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (5 entries)

DescDesc	AmtAmt
PROFESSIONAL LIABILITY INSURANCE	$11,775,175
ACCRUED SUPPLEMENTAL RETIREMENT	$27,447,439
RETRO INSURANCE CREDIT	$17,269,316
INTEREST RATE SWAP	$65,559,542
CURRENT PORTION OF LONG TERM DEBT	$22,674,880

Field	Value	IRS element (for citing)
Total Liability	$144,726,352	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART X, LINE 2:	FormAndLineReferenceDesc
Explanation	YALE NEW HAVEN HEALTH SERVICES CORPORATION IS INCLUDED IN THE CONSOLIDATED YALE NEW HAVEN HEALTH SYSTEM AND SUBSIDIARIES AUDITED FINANCIAL STATEMENTS. FOLLOWING IS THE FOOTNOTE FROM THE CONSOLIDATED FINANCIAL STATEMENTS: MOST ENTITIES WITHIN THE SYSTEM ARE NOT FOR PROFIT CORPORATIONS AS DESCRIBED IN SECTION 501(C)(3) OF THE CODE, AND ARE GENERALLY EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. PROVISIONS FOR INCOME TAXES AND DEFERRED TAXES, WHICH ARE NOT MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS, HAVE BEEN MADE FOR THE TAXABLE ENTITIES LISTED ABOVE UNDER THE DESCRIPTION OF THE SYSTEM. U.S. GAAP REQUIRES THE SYSTEM TO EVALUATE TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE SYSTEM'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE LIKELY THAN NOT" OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY BASED UPON THE TECHNICAL MERITS OF THE POSITION. THE SYSTEM RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY IF THEY ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. THIS EVALUATION HAD NO IMPACT ON THE OPERATIONS OF THE SYSTEM AS OF AND FOR THE YEAR ENDED SEPTEMBER 30, 2019 AND 2018.	ExplanationTxt

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (13 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Purpose Of GrantPurposeOfGrantTxt
ACHIEVEMENT FIRST
495 BLAKE STREET	NEW HAVEN	CT	06515	651203744	501(C)(3)	$10,800	SUPPORT MISSION
ALZHEIMERS ASSOCIATION CT CHAPTER
200 EXECUTIVE BLVD STE 4B	SOUTHINGTON	CT	06489	133039601	501(C)(3)	$6,000	SUPPORT MISSION
CENTER FOR CHILDREN ADVOCACY
65 ELIZABETH STREET	HARTFORD	CT	06105	061489575	501(C)(3)	$203,477	SUPPORT MISSION
CHAPEL WEST SPECIAL SERVICES
1205 CHAPEL STREET	NEW HAVEN	CT	06511	061205893	GOVERNMENT	$9,000	SUPPORT MISSION
CHRISTIAN COMMUNITY COMMISSION
681 DIXWELL AVENUE	NEW HAVEN	CT	06511	311609929	501(C)(3)	$7,500	SUPPORT MISSION
JUNIOR ACHIEVEMENT OF SOUTHWEST NEW ENGLAND
70 FARMINGTON AVENUE	HARTFORD	CT	06105	060665972	501(C)(3)	$7,000	SUPPORT MISSION
NEW HAVEN INTERNATIONAL FESTIVAL OF ARTS
195 CHURCH STREET 12TH FLOOR	NEW HAVEN	CT	06510	061444222	501(C)(3)	$6,500	SPONSORSHIP
NAACP OF GREATER NEW HAVEN
545 WHALLEY AVE	NEW HAVEN	CT	06511	131084135	501(C)(3)	$20,250	SUPPORT MISSION
NEIGHBORHOOD HOUSING SERVICES OF NEW HAVEN INC
333 SHERMAN AVENUE	NEW HAVEN	CT	06511	061021268	501(C)(3)	$6,000	SUPPORT MISSION
NEW REACH INC
153 EAST STREET NO 200	NEW HAVEN	CT	06511	223037451	501(C)(3)	$7,500	SUPPORT MISSION
THE CT PLAYERS FOUNDATION INC DBA LONG WHARF THEATER
222 SARGENT DRIVE	NEW HAVEN	CT	06511	066073063	501(C)(3)	$12,500	SUPPORT MISSION
VNA OF SOUTH CENTRAL CT
ONE LONG WHARF DRIVE	NEW HAVEN	CT	06511	060646941	501(C)(3)	$10,000	SUPPORT MISSION
BEULAH HEIGHTS CHURCH
782 ORCHARD STREET	NEW HAVEN	CT	06511	061290930	501(C)(3)	$6,000	SUPPORT MISSION

Field	Value	IRS element (for citing)
Total501c3 Org	13	Total501c3OrgCnt
Total Other Org	0	TotalOtherOrgCnt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	NONE OF THE AMOUNTS REPORTED ON SCHEDULE I, PART II ARE GRANTS. THESE AMOUNTS ARE DONATIONS AND SPONSORSHIPS GIVEN TO ORGANIZATIONS TO ASSIST IN THE FURTHERANCE OF THEIR CHARITABLE MISSION. YALE NEW HAVEN HEALTHCARE SERVICES CORPORATION ("HSC") CARRIES OUT DUE DILIGENCE IN PROVIDING MONETARY ASSISTANCE ONLY TO QUALIFYING 501(C)(3) ORGANIZATIONS THAT COMPLEMENT ITS MISSION OR SUPPORT THE GREATER GOOD IN THE COMMUNITIES SERVED. HSC VERIFIES EACH ORGANIZATION'S EIN AS LISTED ON IRS FORM W-9 THAT HAS BEEN SUBMITTED TO HSC. ASSISTANCE DONATED BY HSC TO THESE QUALIFYING ORGANIZATIONS IS NOT OUTCOMES-BASED AND IS GIVEN IN SUPPORT OF AN INDIVIDUAL ORGANIZATION'S FUNDRAISING EVENTS OR IN SUPPORT OF DIRECT SERVICES. HSC MAINTAINS FULL AND COMPLETE RECORDS OF ALL MONETARY ASSISTANCE PROVIDED, HOWEVER DOES NOT MONITOR SPECIFIC FUNDS.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	Yes (1)	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	Yes (1)	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (43 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
MARNA BORGSTROM
CEO/TRUSTEE	$823,828	$1,235,742	$403,650	$605,475	$22,244	$33,367	$355,899	$533,848	$5,120	$7,681	$1,610,741	$2,416,113	$0	$0
STEPHEN ALLEGRETTO
VP	$13,150	$425,167	$3,226	$104,301	$2,476	$80,051	$5,507	$178,068	$384	$12,417	$24,743	$800,004	$0	$0
WILLIAM ASELTYNE
SR. VP	$142,221	$606,311	$44,445	$189,478	$33,492	$142,781	$62,839	$267,893	$3,628	$15,469	$286,625	$1,221,932	$0	$0
THOMAS BALCEZAK
SR. VP	$72,156	$720,763	$22,698	$226,726	$19,379	$193,572	$31,183	$311,486	$1,737	$17,350	$147,153	$1,469,897	$0	$0
ELIZABETH BECKMAN
SR. VP	$82,905	$0	$69,456	$0	$2,080	$0	$12,548	$0	$0	$0	$166,989	$0	$0	$0
EUGENE COLUCCI
VP	$47,050	$423,448	$10,774	$96,966	$7,307	$65,760	$8,653	$77,880	$1,280	$11,521	$75,064	$675,575	$0	$0
RICHARD D'AQUILA
PRESIDENT (CURRENT YR COMP)	$331,406	$1,325,625	$139,037	$556,148	$71,822	$287,286	$59,287	$237,146	$2,907	$11,629	$604,459	$2,417,834	$0	$0
RICHARD D'AQUILA
PRESIDENT (VESTED DEFERRED)	$0	$0	$0	$0	$326,495	$1,305,981	$0	$0	$0	$0	$326,495	$1,305,981	$0	$0
MICHAEL DIMENSTEIN
VP (CURRENT YR COMP)	$33,102	$355,871	$8,023	$86,255	$11,040	$118,690	$1,851	$19,899	$1,166	$12,537	$55,182	$593,252	$0	$0
MICHAEL DIMENSTEIN
VP (VESTED DEFERRED)	$0	$0	$0	$0	$17,510	$188,247	$0	$0	$0	$0	$17,510	$188,247	$0	$0
DENISE FIORE
SR. VP (CURRENT YR COMP)	$0	$477,781	$0	$132,570	$0	$169,410	$0	$114,850	$0	$7,502	$0	$902,113	$0	$0
DENISE FIORE
SR. VP (VESTED DEFERRED)	$0	$0	$0	$0	$0	$412,576	$0	$0	$0	$0	$0	$412,576	$0	$0
PATRICK GREEN
EXECUTIVE VP	$112,642	$450,566	$0	$0	$16,270	$65,081	$46,116	$184,463	$3,835	$15,342	$178,863	$715,452	$0	$0
MICHAEL IVY
EXECUTIVE VP	$55,372	$553,111	$12,593	$125,787	$13,151	$131,360	$8,940	$89,305	$1,797	$17,953	$91,853	$917,516	$0	$0
WILLIAM JENNINGS
EXECUTIVE VP	$133,107	$532,429	$56,646	$226,582	$20,635	$82,541	$60,171	$240,685	$353	$1,411	$270,912	$1,083,648	$0	$0
PATRICK MCCABE
SR. VP	$595,892	$0	$168,480	$0	$128,048	$0	$267,118	$0	$12,801	$0	$1,172,339	$0	$0	$0
JAMES MORRIS
VP (CURRENT YR COMP)	$11,461	$298,289	$2,800	$72,870	$2,471	$64,328	$2,433	$63,317	$676	$17,592	$19,841	$516,396	$0	$0
JAMES MORRIS
VP (VESTED DEFERRED)	$0	$0	$0	$0	$34,416	$895,742	$0	$0	$0	$0	$34,416	$895,742	$19,485	$507,141
KEVIN MYATT
SR. VP (CURRENT YR COMP)	$262,544	$393,816	$90,731	$136,097	$86,139	$129,208	$53,934	$80,901	$5,710	$8,566	$499,058	$748,588	$0	$0
KEVIN MYATT
SR. VP (VESTED DEFERRED)	$0	$0	$0	$0	$133,475	$200,212	$0	$0	$0	$0	$133,475	$200,212	$0	$0
THOMAS NEWMAN
SR. VP	$191,692	$287,538	$0	$0	$18,788	$28,181	$73,436	$110,155	$7,440	$11,160	$291,356	$437,034	$0	$0
CHRISTOPHER O'CONNOR
EXECUTIVE VP/COO	$987,053	$0	$345,450	$0	$370,415	$0	$449,986	$0	$19,097	$0	$2,172,001	$0	$0	$0
VINCENT PETRINI
SR. VP	$0	$499,300	$0	$155,498	$0	$137,727	$0	$223,985	$0	$18,747	$0	$1,035,257	$0	$0
NORMAN ROTH
EX. VP (CURRENT YR COMP)	$156,276	$625,102	$68,248	$272,990	$47,327	$189,310	$5,970	$23,880	$2,559	$10,236	$280,380	$1,121,518	$0	$0
NORMAN ROTH
EX. VP (VESTED DEFERRED)	$0	$0	$0	$0	$98,008	$392,034	$0	$0	$0	$0	$98,008	$392,034	$0	$0
CAROLYN SALSGIVER-KOBSA
VP	$0	$350,972	$0	$88,562	$0	$76,750	$0	$160,863	$0	$19,412	$0	$696,559	$0	$0
PAMELA SCAGLIARINI
SR. VP	$0	$501,380	$0	$142,051	$0	$149,955	$0	$228,785	$0	$18,835	$0	$1,041,006	$0	$0
JOHN SKELLY
VP	$46,194	$415,745	$9,795	$88,153	$10,112	$91,011	$19,690	$177,209	$1,872	$16,846	$87,663	$788,964	$0	$0
LISA STUMP
SR. VP	$124,545	$498,178	$35,694	$142,778	$31,351	$125,402	$56,483	$225,930	$3,819	$15,278	$251,892	$1,007,566	$0	$0
VINCENT TAMMARO
EXECUTIVE VP/CFO/TREASURER	$357,739	$536,608	$141,600	$212,400	$115,884	$173,825	$156,316	$234,473	$7,639	$11,458	$779,178	$1,168,764	$0	$0
MELISSA TURNER
VP	$0	$351,928	$0	$95,855	$0	$106,068	$0	$139,068	$0	$18,409	$0	$711,328	$0	$0
PRATHIBHA VARKEY
SR. VP	$148,804	$595,215	$40,843	$163,373	$11,158	$44,634	$55,763	$223,051	$1,570	$6,282	$258,138	$1,032,555	$0	$0
DAVID WURCEL
VP (CURRENT YR COMP)	$1,136	$459,319	$420	$169,678	$393	$158,777	$73	$29,460	$32	$12,763	$2,054	$829,997	$0	$0
DAVID WURCEL
VP (VESTED DEFERRED)	$0	$0	$0	$0	$378	$152,678	$0	$0	$0	$0	$378	$152,678	$0	$0
MATTHEW COMERFORD
VP	$456,476	$0	$113,155	$0	$97,295	$0	$78,350	$0	$17,817	$0	$763,093	$0	$0	$0
JOSEPH BISSON
VP	$399,861	$0	$101,907	$0	$40,778	$0	$77,050	$0	$19,545	$0	$639,141	$0	$0	$0
VICTOR MORRIS
VP	$453,536	$0	$108,328	$0	$87,343	$0	$79,670	$0	$18,688	$0	$747,565	$0	$0	$0
OLIVER MAYORGA
MD	$400,612	$0	$99,351	$0	$52,266	$0	$74,683	$0	$18,547	$0	$645,459	$0	$0	$0
IAN SCHWARTZ
SR. VP	$430,615	$0	$110,000	$0	$45,648	$0	$74,350	$0	$19,294	$0	$679,907	$0	$0	$0
GAYLE CAPOZZALO
FORMER OFFICER (CURRENT YR COMP)	$398,863	$0	$271,950	$0	$675,507	$0	$25,325	$0	$12,795	$0	$1,384,440	$0	$151,250	$0
GAYLE CAPOZZALO
FORMER OFFICER (VESTED DEFERRED)	$0	$0	$0	$0	$131,149	$0	$0	$0	$0	$0	$131,149	$0	$0	$0
WILLIAM GEDGE
FORMER OFFICER	$0	$0	$0	$0	$413,396	$0	$104,787	$0	$0	$0	$518,183	$0	$262,830	$0
NANCY LEVITT-ROSENTHAL
FORMER OFFICER	$0	$0	$0	$0	$434,250	$0	$0	$0	$0	$0	$434,250	$0	$144,750	$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART I, LINES 4A-B

LINE 4A, SEVERANCE: THE INDIVIDUAL LISTED BELOW RECEIVED SEVERANCE PAYMENTS VALUED AT THE AMOUNT SUBSEQUENTLY SHOWN DURING THE REPORTING YEAR. THE SEVERANCE PAYMENTS ARE INCLUDED IN THE FIGURE REPORTED IN PART II, COLUMN B(III). SEVERANCE NONQUALIFIED EQUITY-BASED WILLIAM GEDGE $79,423 - - LINE 4B, SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS: THE INDIVIDUALS LISTED BELOW ARE PARTICIPANTS IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. THESE ACCRUALS ARE INCLUDED IN THE AMOUNTS REPORTED IN PART II, COLUMN C (DEFERRED COMPENSATION) AND REPRESENT BOTH THE REPORTING ENTITY'S AND RELATED ENTITY'S COMBINED AMOUNTS THAT HAVE NOT YET BEEN VESTED CONSISTENT WITH THE COMPENSATION REPORTING PER IRS. SEVERANCE NONQUALIFIED EQUITY-BASED MARNA P. BORGSTROM - $559,897 - CHRISTOPHER O'CONNOR - 268,936 - VINCENT TAMMARO - 240,339 - THOMAS BALCEZAK - 187,183 - WILLIAM J. ASELTYNE - 177,017 - WILLIAM A. JENNINGS - 173,892 - PRATHIBHA VARKEY - 168,464 - LISA STUMP - 147,481 - PATRICK MCCABE - 140,668 - VINCENT PETRINI - 119,235 - PAMELA SCAGLIARINI - 119,056 - PATRICK GREEN - 114,958 - JOHN SKELLY - 103,806 - STEPHEN ALLEGRETTO - 98,965 - THOMAS NEWMAN - 88,991 - MELISSA TURNER - 82,430 - CAROLYN SALSGIVER - 82,013 - THE INDIVIDUALS LISTED BELOW BECAME VESTED IN BENEFITS VALUED AT THE AMOUNTS RESPECTIVELY REPORTED BELOW DURING THE REPORTING YEAR. INCLUDED IN SECTION II, COLUMN B (III) ARE AMOUNTS VESTED DURING THE 2018 CALENDAR YEAR THAT WERE RECOGNIZED AS TAXABLE EVENTS AND REPORTED IN THE INDIVIDUALS' 2018 CALENDAR YEAR FORM W-2. SEVERANCE NONQUALIFIED EQUITY-BASED RICHARD D'AQUILA - $1,632,476 - JAMES B. MORRIS - 930,158 - NORMAN ROTH - 490,042 - DENISE FIORE - 412,576 - KEVIN MYATT - 333,687 - MICHAEL DIMENSTEIN - 205,757 - DAVID WURCEL - 153,056 - GAYLE CAPOZZALO - 131,149 - THE FORMER OFFICERS BELOW RECEIVED PAYMENTS THROUGHOUT THE YEAR FROM THE NONQUALIFIED PLAN. THE FOLLOWING PAYMENTS WERE MADE DIRECTLY TO THEM FROM THE RABBI TRUST: FRANK CORVINO $139,574 PETER HERBERT 78,071 THE SUPPLEMENTAL RETIREMENT INCOME PLAN (SRIP) / EXECUTIVE DEFERRED COMPENSATION ACCOUNT PLAN (EDCAP) ARE DESIGNED TO ENSURE THE PAYMENT OF A COMPETITIVE LEVEL OF RETIREMENT INCOME WHEN ADDED TO OTHER SOURCES OF RETIREMENT INCOME IN ORDER TO ATTRACT AND RETAIN KEY MANAGEMENT EMPLOYEES SERVING AS CORPORATE OFFICERS. THE PLAN PROVIDES SUPPLEMENTAL RETIREMENT INCOME THROUGH AN UNFUNDED, NONQUALIFIED DEFERRED COMPENSATION ARRANGEMENT UNDER SECTION 457(F) AND THROUGH A DEFERRED COMPENSATION PLAN UNDER SECTION 409A OF THE INTERNAL REVENUE CODE AND A MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES' PLAN UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 (ERISA).

PART I, LINE 7

THE SHORT TERM INCENTIVE PLAN (STIP) IS A VARIABLE COMPENSATION PLAN WHICH PROVIDES ONE-TIME PAYMENTS TO ELIGIBLE MEMBERS OF MANAGEMENT IN RECOGNITION OF THE ACCOMPLISHMENT OF KEY ORGANIZATIONAL AND INDIVIDUAL PERFORMANCE OBJECTIVES. PERFORMANCE LEVELS ARE ESTABLISHED AND REVIEWED ANNUALLY AT THRESHOLD, TARGET AND MAXIMUM LEVELS, ACCORDING TO PLANNED "STRETCH" GOALS AND OBJECTIVES. INCENTIVE AWARD OPPORTUNITIES ARE ESTABLISHED ACCORDING TO MARKET PRACTICES BASED ON EACH ELIGIBLE POSITION'S RESPONSIBILITIES, PERFORMANCE AND LEVEL OF AUTHORITY. PERFORMANCE RELATIVE TO STIP AWARD OPPORTUNITIES INCORPORATES A BROAD SPECTRUM OF PRE-DEFINED FINANCIAL AND NON-FINANCIAL METRICS THAT ARE ALIGNED WITH ORGANIZATIONAL MISSION AND VALUES.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
CHEFA - SERIES A
A	060806186	20774YQY6	2014-06-23	$102,300,000	REFUND - J-1	0	0	Yes (1)
CHEFA - SERIES B
B	060806186	20774YQP5	2014-06-23	$168,275,000	REFUND - M	0	0	Yes (1)
CHEFA - SERIES C
C	060806186	20774YQM2	2014-06-23	$83,625,000	REFUND - K-1,K-2	0	0	Yes (1)
CHEFA - SERIES D
D	060806186	20774YQN0	2014-06-23	$108,275,000	REFUND - L-1,L-2	0	0	Yes (1)

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceedsAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Other Spent ProceedsOtherSpentProceedsAmt	Substantial CompletionSubstantialCompletionYr	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd	Refunding Taxable BondsRefundingTaxableBondsInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd	RetiredRetiredAmt	Credit EnhancementCreditEnhancementAmt
A	$122,999,458	$1,465,826	$121,533,632	2014	0	Yes (1)	Yes (1)	Yes (1)
B	$176,852,421	$1,474,421	$175,378,000	2014	0	Yes (1)	Yes (1)	Yes (1)
C	$90,442,157	$680,898	$89,725,000	2014	Yes (1)	0	Yes (1)	Yes (1)	$27,820,000	$36,261
D	$109,094,865	$771,839	$108,279,287	2014	Yes (1)	0	Yes (1)	Yes (1)		$43,739

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Total Private Business UseTotalPrivateBusinessUsePct	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	Yes (1)	Yes (1)	Yes (1)	0.00030	0.00030	Yes (1)
B	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)	0.00300	0.00300	Yes (1)
D	Yes (1)	Yes (1)	Yes (1)	0.00030	0.00030	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	0	Yes (1)	0	Yes (1)
B	0	Yes (1)	Yes (1)	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)	Yes (1)
D	Yes (1)	Yes (1)	Yes (1)	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)
C	Yes (1)
D	Yes (1)

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
DATE REBATE COMPUTATION PERFORMED	ISSUER NAME: CHEFA - SERIES A DATE THE REBATE COMPUTATION WAS PERFORMED: 07/01/2015 ISSUER NAME: CHEFA - SERIES B DATE THE REBATE COMPUTATION WAS PERFORMED: 07/01/2015 ISSUER NAME: CHEFA - SERIES C DATE THE REBATE COMPUTATION WAS PERFORMED: 06/23/2019 ISSUER NAME: CHEFA - SERIES D DATE THE REBATE COMPUTATION WAS PERFORMED: 06/23/2019 ISSUER NAME: CHEFA - SERIES E DATE THE REBATE COMPUTATION WAS PERFORMED: 07/01/2015
PART II LINE 3	THE DIFFERENCE BETWEEN THE ISSUE PRICE REPORTED ON PART I, COLUMN (E) AND TOTAL PROCEEDS REPORTED ON PART II, LINE 3 IS DUE TO EITHER INVESTMENT EARNINGS OR PREMIUM RECEIVED FROM PURCHASER.
PART III LINE 3B	THE ORGANIZATION IS A MEMBER OF THE YALE NEW HAVEN HEALTH OBLIGATED GROUP. YNHHS HAS IN-HOUSE LEGAL COUNSEL STAFF WHO PROVIDE ROUTINE REVIEW OF MANAGEMENT, OR SERVICE CONTRACTS OR AND RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY TO ENSURE THAT SUCH AGREEMENTS ARE COMPLIANT WITH APPLICABLE SAFE HARBORS. IN-HOUSE COUNSEL CONSULT WITH THE HOSPITAL'S OUTSIDE BOND COUNSEL AS NEEDED, INCLUDING ON NON-ROUTINE ISSUES.
PART III, LINE 9 & PART V	AS PART OF THE YALE NEW HAVEN HEALTH OBLIGATED GROUP, THE ORGANIZATION HAS POLICIES AND PROCEDURES IN PLACE TO ENSURE COMPLIANCE WITH FEDERAL TAX LAW, AND TO TIMELY IDENTIFY NONCOMPLIANCE.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	CHEFA - SERIES E	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Bond Issuer EIN	060806186	BondIssuerEIN
CUSIP	20774YRV1	CUSIPNum
Bond Issued	2014-06-23	BondIssuedDt
Issue Price	$80,935,000	IssuePriceAmt
Purpose	CONSTRUCTION/EQUIP	PurposeDesc
Defeased	0	DefeasedInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Pool Financing	Yes (1)	PoolFinancingInd

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Retired	$5,617,000	RetiredAmt
Total Proceeds	$92,315,918	TotalProceedsAmt
Issuance Costs From Proceeds	$1,157,121	IssuanceCostsFromProceedsAmt
Capital Expenditures	$91,158,797	CapitalExpendituresAmt
Substantial Completion	2015	SubstantialCompletionYr
Refunding Tax Exempt Bonds	0	RefundingTaxExemptBondsInd
Refunding Taxable Bonds	0	RefundingTaxableBondsInd
Final Allocation Made	Yes (1)	FinalAllocationMadeInd
Adequate Books And Rec Maint	Yes (1)	AdequateBooksAndRecMaintInd

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Owning Bond Financed Property	0	OwningBondFinancedPropertyInd
Any Lease Arrangements	Yes (1)	AnyLeaseArrangementsInd
Mgmt Contract Bond Fincd Prop	Yes (1)	MgmtContractBondFincdPropInd
Engage Bond Counsel Contracts	Yes (1)	EngageBondCounselContractsInd
Any Research Agreements	0	AnyResearchAgreementsInd
Private Bus Use By Others	0.00040	PrivateBusUseByOthersPct
Total Private Business Use	0.00040	TotalPrivateBusinessUsePct
Bond Iss Meet Prvt Sec Pymt Test	0	BondIssMeetPrvtSecPymtTestInd
Change In Use Bond Financed Prop	0	ChangeInUseBondFinancedPropInd
Procs Nonqualified Bond Remdtd	Yes (1)	ProcsNonqualifiedBondRemdtdInd

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Form8038 T Filed	0	Form8038TFiledInd
Rebate Not Due Yet	0	RebateNotDueYetInd
Exception To Rebate	0	ExceptionToRebateInd
No Rebate Due	Yes (1)	NoRebateDueInd
Variable Rate Issue	0	VariableRateIssueInd
Hedge Identified In Bks And Rec	0	HedgeIdentifiedInBksAndRecInd
Gross Proceeds Invested In GIC	0	GrossProceedsInvestedInGICInd
Gross Proceeds Invested	0	GrossProceedsInvestedInd
Written Proc To Monitor Reqs	Yes (1)	WrittenProcToMonitorReqsInd

Procedures Corrective Action ProceduresCorrectiveActionGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Procedures Corrective Action	Yes (1)	ProceduresCorrectiveActionInd

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (9 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART III, LINE 4A	YALE NEW HAVEN HEALTH SERVICES CORPORATION, THE PARENT OF THE INTEGRATED HEALTHCARE DELIVERY SYSTEM KNOWN AS YALE NEW HAVEN HEALTH SYSTEM (YNHHS, YALE NEW HAVEN HEALTH OR THE SYSTEM), CONSISTS OF FIVE DELIVERY NETWORKS; BRIDGEPORT, GREENWICH, NEW LONDON/WESTERLY, NEW HAVEN AND NORTHEAST MEDICAL GROUP. THE SYSTEM MADE MEANINGFUL PROGRESS IN IMPROVING PATIENT SAFETY AND QUALITY, BUILDING PATIENT EXPERIENCE INFRASTRUCTURE, FOCUSING ON A CONSISTENT CARE SIGNATURE AND REDUCING HEALTHCARE COSTS WHILE PRESERVING THE ORGANIZATION'S FISCAL STRENGTH TO INVEST IN OUR PATIENTS AND OUR COMMUNITIES IN THE YEARS TO COME. YNHHS CONTINUED TO TREAT MANY OF CONNECTICUT'S MOST COMPLEX PATIENTS, SEEING AN INCREASE IN OVERALL CASE MIX INDEX, LONGER LENGTH OF STAY AND HIGH CAPACITY AT ITS HOSPITALS. TO ENSURE THE SYSTEM'S ABILITY TO PUT THE RIGHT PATIENT, IN THE RIGHT BED, AT THE RIGHT TIME, THE ORGANIZATION CREATED A FULLY ELECTRONIC DASHBOARD THAT TRACKS OUTCOMES, PERFORMANCE AND EFFICIENCY IN REAL TIME. MAINTAINING ITS FOCUS ON SAFETY AND QUALITY, YNHHS IMPLEMENTED HIGH RELIABILITY ORGANIZATION TRAINING FOR ALL PROVIDERS AND EXTENDED THE SAFETY COACH, SAFETY RECOGNITION AWARD AND SAFETY HUDDLE PROGRAMS TO LAWRENCE + MEMORIAL AND WESTERLY HOSPITALS AND NORTHEAST MEDICAL GROUP. INTEGRATED CARE MODEL INITIATIVES WERE LAUNCHED TO ADDRESS THE NEEDS OF FOUR DIFFERENT PATIENT GROUPS: CHILDREN DIAGNOSED WITH ASTHMA, PATIENTS WITH ABNORMAL PROSTATE SPECIFIC ANTIGEN LEVELS, PATIENTS WITH ABNORMAL MAMMOGRAMS AND PATIENTS SCHEDULED FOR SCREENING COLONOSCOPIES. THE PROJECT STANDARDIZED CARE AND IMPROVED MEDICAL COORDINATION FOR OVER 4,600 PATIENTS. YALE NEW HAVEN HOSPITAL BECAME THE ONLY HOSPITAL IN CONNECTICUT TO BE AWARDED ACCREDITATION BY THE AMERICAN SOCIETY FOR RADIATION ONCOLOGY ACCREDITATION PROGRAM FOR EXCELLENCE FOR FIVE SMILOW CANCER HOSPITAL SITES THAT OFFER RADIATION ONCOLOGY. ACCREDITATION ENSURES PATIENTS RECEIVE THE HIGHEST SAFETY AND QUALITY CARE STANDARDS IN THE COUNTRY. NORTHEAST MEDICAL GROUP, FOCUSING ON CONTINUED PREVENTIVE MEASURES WITH PATIENTS, REPORTED SIGNIFICANT IMPROVEMENTS IN KEY QUALITY METRICS USED TO MONITOR PATIENT HEALTH THROUGH DIABETIC EYE EXAMS, BREAST CANCER SCREENINGS AND CLINICAL DEPRESSION SCREENINGS. KEEPING THE PATIENT AT THE CENTER OF CARE, THE HEALTH SYSTEM MADE IT EASIER FOR PEOPLE TO ACCESS THE LATEST MEDICAL TREATMENTS, ADVANCED RESEARCH AND INNOVATIONS. THROUGH ITS COLLABORATION WITH THE YALE CENTER FOR GENOMIC HEALTH, THE SYSTEM BEGAN WORKING ON ONE OF THE LARGEST DNA SEQUENCING PROJECTS OF ITS KIND, THE "GENERATIONS PROJECT." THE PRECISION HEALTH INITIATIVE USES GENOME SEQUENCING TO DEVELOP PERSONALIZED TREATMENTS FOR ADULTS, CHILDREN AND INFANTS WITH CANCER AND GENETIC DISORDERS. A CLINICAL ALLIANCE WITH TRINITY HEALTH OF NEW ENGLAND HELPED ADVANCE PATIENT CARE INTO HIGH-IMPACT SERVICES SUCH AS THE NEUROSCIENCES AND SOLID ORGAN TRANSPLANT. THE CONNECTICUT BURN CENTER AT BRIDGEPORT HOSPITAL WAS THE FIRST IN THE STATE TO USE REGENERATIVE EPIDERMAL SUSPENSION AND THE RECELL AUTOLOGOUS CELL HARVESTING DEVICE FOR SKIN GRAFTING. YALE NEW HAVEN HOSPITAL REPORTED COMPLETING OVER 400 HEART TRANSPLANTS SINCE 1984, AND YALE NEW HAVEN CHILDREN'S HOSPITAL BECAME THE FIRST IN CONNECTICUT CERTIFIED IN PEDIATRIC HEART TRANSPLANTATION. YALE NEW HAVEN HOSPITAL ALSO OPENED A STATE-OF-THE-ART LABOR AND BIRTH AND MATERNAL SPECIAL CARE UNIT. YNHHS' OPIOID STEWARDSHIP INITIATIVE CONTINUED TO REDUCE PRESCRIPTION OF OPIOIDS BY RE-ENGINEERING HOW PRESCRIBERS, NURSES AND PHARMACISTS ADDRESS PATIENTS' PAIN AMID RISING CONCERNS ABOUT GROWING RATES OF ABUSE AND ADDICTION. OVERALL REDUCTIONS WERE ATTRIBUTED TO ENGAGEMENT OF PRESCRIBERS, BEDSIDE NURSES, PHARMACISTS AND PATIENTS IN ADDITION TO PHYSICIAN EDUCATION. SEVERAL CLINICAL PROGRAMS EXPANDED DURING THE YEAR WITH SYSTEM SUPPORT. YALE NEW HAVEN HOSPITAL ANNOUNCED PLANS FOR A NEUROSCIENCES CENTER, A 505,000-SQUARE-FOOT FACILITY ON THE HOSPITAL'S SAINT RAPHAEL CAMPUS, WHICH WILL PROVIDE INNOVATIVE CARE FROM MOVEMENT DISORDERS TO NEURO-REGENERATION, SUPPORTED BY RESEARCH, EDUCATION AND EXCEPTIONAL PATIENT CARE. THE $838 MILLION CONSTRUCTION PROJECT, THE LARGEST OF ITS KIND IN THE STATE'S HISTORY, WILL CONTRIBUTE HUNDREDS OF NEW CONSTRUCTION AND PERMANENT JOBS TO THE REGION. RECOGNIZING THE PREVALENCE OF LIFELONG DIGESTIVE ISSUES AND THE BENEFITS OF EARLY DETECTION AND TREATMENT, YALE NEW HAVEN HEALTH LAUNCHED A DIGESTIVE HEALTH SERVICE LINE. PATIENTS WILL RECEIVE DIAGNOSTIC, MEDICAL AND SURGICAL CARE, NUTRITION, COUNSELING, PHYSICAL THERAPY, PHARMACY AND OTHER SERVICES THROUGH DIGESTIVE HEALTH CENTERS IN NEW HAVEN, LOWER FAIRFIELD COUNTY AND CENTRAL CONNECTICUT. TO PROVIDE THE NEW LONDON REGION WITH UP-TO-DATE, ACCESSIBLE CARE, LAWRENCE + MEMORIAL HOSPITAL LAUNCHED A MASTER FACILITY PLANNING PROCESS FOR THE HOSPITAL AND DEVELOPED A MAJOR RENOVATION AND EXPANSION PLAN FOR THE EMERGENCY DEPARTMENT. THE HOSPITAL ALSO UPGRADED TO DAVINCI XI ROBOT, ALLOWING COMPLEX SURGERIES TO REMAIN AT THE HOSPITAL FOR UROLOGY, COLORECTAL AND GYNECOLOGICAL-ONCOLOGY CARE. THE HEART AND VASCULAR CENTER EXPANDED SERVICES AT WESTERLY HOSPITAL, WITH THE OPENING OF A NEW CARDIAC CATH LAB AND INCREASED VASCULAR SURGERY SERVICES. FOCUSING ON THE NEEDS OF AN AGING POPULATION, BRIDGEPORT HOSPITAL STARTED WORK ON A STATE-OF-THE-ART CENTER FOR GERONTOLOGIC HEALTH AND THE HOSPITAL EARNED GERIATRIC EMERGENCY DEPARTMENT ACCREDITATION FROM THE AMERICAN COLLEGE OF EMERGENCY PHYSICIANS. WESTERLY HOSPITAL DEVELOPED A NEW 18-BED GERIATRIC PSYCHIATRY UNIT THAT PROVIDES ACUTE CARE TO GERIATRIC PATIENTS DIAGNOSED WITH PSYCHIATRIC SYMPTOMS, OFTEN IN THE CONTEXT OF CO-OCCURRING MEDICAL DISORDERS REQUIRING ASSESSMENT AND TREATMENT. INCREASING ACCESS AND CONVENIENCE FOR PATIENTS IN THE AMBULATORY SETTING REMAINED A PRIORITY. YALE NEW HAVEN HOSPITAL OPENED ENDOSCOPY AND SURGICAL SERVICES IN NORTH HAVEN AND GUILFORD, CONNECTICUT, AND MADE MAJOR RENOVATIONS TO THE SHORELINE MEDICAL CENTER IN GUILFORD, INCLUDING A NEW, SIX-ROOM AMBULATORY SURGERY CENTER THAT INCLUDED AN INNOVATIVE OPHTHALMOLOGY CENTER AND A MAJOR EXPANSION OF THE SMILOW CANCER CENTER. BY EXTENDING AMBULATORY CARE LOCATIONS THROUGHOUT CONNECTICUT, SOUTHERN RHODE ISLAND AND WESTCHESTER COUNTY, NEW YORK, YNHHS CONTINUED TO PROVIDE SERVICES RANGING FROM ADULT AND PEDIATRIC SPECIALTY CARE, SURGICAL PROCEDURES, LABORATORY AND IMAGING SERVICES TO COMPREHENSIVE CANCER TREATMENT. GREENWICH HOSPITAL, WITH YALE NEW HAVEN HEALTH, ANNOUNCED AN INVESTMENT OF $160 MILLION IN LOWER FAIRFIELD AND WESTCHESTER COUNTIES TO EXPAND CLINICAL SERVICES AND AMBULATORY CENTERS FOR THE CREATION OF A REGIONAL CENTER WHERE PATIENTS CAN ACCESS EXPERT CARE IN HEART AND VASCULAR, ONCOLOGY, NEUROSCIENCES, ORTHOPEDICS AND PRIMARY CARE THROUGH NORTHEAST MEDICAL GROUP. FOR ITS COMMITTED WORK TO THE PATIENT EXPERIENCE, GREENWICH HOSPITAL RECEIVED PRESS GANEY'S PINNACLE OF EXCELLENCE AWARD IN PATIENT EXPERIENCE AND THE 2019 GUARDIAN OF EXCELLENCE AWARD IN PATIENT EXPERIENCE IN THE EMERGENCY DEPARTMENT. THE SYSTEM EXPANDED CLINICAL SERVICES THROUGH DESTINATION SERVICE LINES. GREENWICH HOSPITAL COMPLETED A FULL INTEGRATION WITH SMILOW CANCER HOSPITAL, PROVIDING PATIENTS WITH ACCESS TO STATE-OF-THE-ART CANCER CARE WITH YALE MEDICINE PHYSICIANS. SMILOW CANCER HOSPITAL CARE CENTERS ALSO OPENED NEW, COMMUNITY-BASED LOCATIONS AT WESTERLY HOSPITAL IN RHODE ISLAND AND IN WATERFORD, CONNECTICUT. IMPROVING ACCESS TO HEALTHCARE SERVICES, MILFORD HOSPITAL BECAME A FULLY INTEGRATED CAMPUS OF BRIDGEPORT HOSPITAL AND A MEMBER OF THE HEALTH SYSTEM, INCREASING ACCESS TO THE SYSTEM'S HUNDREDS OF DEDICATED PRIMARY CARE PHYSICIANS AND SPECIALISTS IN NORTHEAST MEDICAL GROUP AND YALE MEDICINE. THE ACQUISITION ALSO INCLUDED MILFORD HOSPITAL'S HOME CARE PLUS HOME HEALTH AGENCY, EXTENDING YNHHS' POST-ACUTE CARE NETWORK. IN ADDITION, THE SYSTEM PROVIDED THE COMMUNITIES IT SERVES WITH HUNDREDS OF HEALTH SCREENINGS, SUPPORT GROUPS, COMMUNITY EDUCATION SESSIONS AND GRANTS TO IMPROVE COMMUNITY HEALTH AS PART OF ITS MISSION TO BUILD A HEALTHIER FUTURE TOGETHER WITH LOCAL COMMUNITIES.
FORM 990, PART III, LINE 4A	NORTHEAST MEDICAL GROUP PARTICIPATED IN MEDICARE, MEDICAID AND COMMERCIAL VALUE-BASED PROGRAMS AS WELL AS PAYER CONTRACTING ARRANGEMENTS THAT PROMOTE VALUE-BASED CARE. THESE INCLUDED A COMPREHENSIVE SPINE PROGRAM; AN ONCOLOGY CARE MANAGEMENT PROGRAM THOUGH SMILOW CANCER HOSPITAL; A COMPREHENSIVE CARE FOR JOINT REPLACEMENT BUNDLED PAYMENT MODEL AT ALL YNHHS HOSPITALS AND A SHARED VALUE PROGRAM AT WESTERLY HOSPITAL WITH UNIVERSITY ORTHOPEDICS, AN INDEPENDENT ORTHOPEDICS PRACTICE. PARTNERING WITH EMPLOYERS TO HELP THEM IMPROVE THEIR EMPLOYEES' HEALTH AND REDUCE THEIR TOTAL HEALTHCARE COSTS, YNHHS DEVELOPED PROGRAMS WITH ELECTRIC BOAT AND MOHEGAN SUN THROUGH ACCESS AND BENEFIT DESIGN MODIFICATIONS THAT ENCOURAGE USE OF YNHHS AND AFFILIATES WITH BETTER CARE COORDINATION AND REDUCED COSTS. TO BETTER REFLECT THE DIVERSITY OF OUR PATIENTS AND OUR COMMUNITIES, YNHHS EXPANDED PROGRAMMING THAT ADDRESSED UNCONSCIOUS BIAS, SOCIETAL STIGMA AND LGBTQ AWARENESS. THE SYSTEM JOINED THE CEO ACTION FOR DIVERSITY & INCLUSION, A COALITION OF MORE THAN 600 ORGANIZATIONS THAT PLEDGE TO ADVANCE DIVERSITY AND INCLUSION IN THE WORKPLACE. ALL FIVE YALE NEW HAVEN HEALTH HOSPITALS WERE DESIGNATED LGBTQ HEALTHCARE EQUALITY LEADERS BY THE HUMAN RIGHTS CAMPAIGN FOUNDATION IN THE 12TH EDITION OF THE HEALTHCARE EQUITY INDEX. YALE NEW HAVEN HEALTH'S STEADFAST COMMITMENT TO PROVIDING UNPARALLELED VALUE HELPED THE SYSTEM ACHIEVE POSITIVE RESULTS FOR PATIENTS AND COMMUNITIES SERVED BY ITS DELIVERY NETWORKS THROUGH INCREASED PATIENT SAFETY, CLINICAL QUALITY, ENHANCED PATIENT EXPERIENCE AND STRATEGIC GROWTH OF CARE SERVICES.
FORM 990, PART VI	PART I, LINE 4 & PART VI, LINE 1B NUMBER OF INDEPENDENT VOTING MEMBERS OF THE GOVERNING BODY THE ORGANIZATION SOUGHT TO CONFIRM THE INDEPENDENCE OF EACH VOTING MEMBER OF ITS GOVERNING BODY BY REQUESTING THAT EACH SUCH VOTING MEMBER RESPOND TO A QUESTIONNAIRE CONTAINING THE PERTINENT INSTRUCTIONS AND DEFINITIONS AND DESIGNED TO ELICIT THE INFORMATION NECESSARY TO DETERMINE INDEPENDENCE. IN THE EVENT THAT THE ORGANIZATION DOES NOT RECEIVE A RESPONSE FROM ANY SUCH VOTING MEMBER, THE ORGANIZATION REVIEWS OTHER INFORMATION KNOWN TO IT REGARDING THE VOTING MEMBER AND MAKES A REASONABLE ASSESSMENT OF INDEPENDENCE BASED ON THAT INFORMATION.
FORM 990, PART VI, SECTION A, LINE 2	PART VI, LINE 2 - BUSINESS RELATIONSHIPS BETWEEN OFFICERS, TRUSTEES, OR KEY EMPLOYEES TRUSTEES JOHN L. LAHEY AND JAMES TORGERSON ARE DIRECTORS AND OFFICERS OF THE SAME BUSINESS ENTITY. THE ORGANIZATION'S CURRENT OFFICERS AND/OR TRUSTEES MAY SERVE AS OFFICERS AND/OR DIRECTORS OF TAX-EXEMPT AND TAXABLE AFFILIATES WITHIN THE ORGANIZATION'S CORPORATE SYSTEM OR JOINT VENTURES IN WHICH THE ORGANIZATION'S CORPORATE SYSTEM HAS AN OWNERSHIP INTEREST. THE INDIVIDUAL OFFICERS AND/OR TRUSTEES DO NOT HAVE PERSONAL FINANCIAL INTERESTS IN SUCH AFFILIATES AND SERVE ONLY AS A FUNCTION OF THEIR ROLES WITH THE ORGANIZATION OR WITHIN THE ORGANIZATION'S CORPORATE SYSTEM.
FORM 990, PART VI, SECTION B, LINE 11B	THE FORM 990 TAX RETURN AND ATTACHED SCHEDULES WERE PREPARED BY EMPLOYEES OF THE YNHHS TAX DEPARTMENT. THE RETURN IS INITIALLY REVIEWED BY THE DIRECTOR AND VP OF CORPORATE FINANCE. SUBSEQUENTLY IT IS SENT TO KPMG LLP FOR THEIR INITIAL REVIEW. AFTER ALL COMMENTS FROM THE ABOVE GROUP ARE CLEARED, THE RETURN IS THEN REVIEWED BY THE CHIEF FINANCIAL OFFICER OF THE ORGANIZATION AND A FINAL VERSION OF THE RETURN IS SENT BACK TO KPMG LLP FOR FINAL REVIEW. PRIOR TO FILING, THE ORGANIZATION MAKES AVAILABLE A COMPLETE COPY OF THE RETURN TO ITS BOARD OF TRUSTEES. A SECURE WEB PORTAL IS AVAILABLE TO BOARD MEMBERS TO ACCESS THE RETURN.
FORM 990, PART VI, SECTION B, LINE 12C	THE YALE NEW HAVEN HEALTH SYSTEM CONFLICT OF INTEREST POLICY AND INDIVIDUAL ANNUAL DISCLOSURE FORM APPLIES TO A POOL OF EMPLOYEES, BOARD MEMBERS AND NON-BOARD MEMBERS SERVING ON BOARD COMMITTEES. THESE "COVERED INDIVIDUALS" ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT, UPON BEGINNING EMPLOYMENT OR OTHERWISE BECOMING A COVERED INDIVIDUAL AND ANNUALLY THEREAFTER. COVERED INDIVIDUALS ARE ALSO REQUIRED TO PROMPTLY REPORT CHANGES TO THEIR MOST RECENTLY COMPLETED DISCLOSURE STATEMENT. THESE DISCLOSURE STATEMENTS AND REPORTS ARE REVIEWED BY THE OFFICE OF PRIVACY AND CORPORATE COMPLIANCE AND/OR THE LEGAL AND RISK SERVICES DEPARTMENT TO ENSURE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. IF A POTENTIAL CONFLICT ARISES, THE PRESIDENT AND CEO WOULD CONSULT WITH THE BOARD CHAIRPERSON AND THE LEGAL AND RISK SERVICES DEPARTMENT TO DEVELOP A PLAN TO MITIGATE ANY ACTUAL CONFLICT OF INTEREST. FOR EXAMPLE, A VOTING BOARD OR COMMITTEE MEMBER WOULD BE REQUIRED TO RECUSE HIMSELF OR HERSELF FROM VOTING ON MATTERS RELATED WITH WHICH SHE OR HE HAD AN ACTUAL OR POTENTIAL CONFLICT AND THE ACTUAL OR POTENTIAL CONFLICT WOULD BE DISCLOSED TO OTHER VOTING MEMBERS.
FORM 990, PART VI, SECTION B, LINE 15	THE EXECUTIVE COMPENSATION COMMITTEE OF THE YNHHS STRIVES TO TAKE THE STEPS NECESSARY TO QUALIFY FOR THE "REBUTTABLE PRESUMPTION OF REASONABLENESS" UNDER FEDERAL TAX LAW. THE EXECUTIVE COMPENSATION COMMITTEE IS AUTHORIZED UNDER THE YNHHS BYLAWS AND IS RESPONSIBLE FOR (1) DETERMINING THE OVERALL TOTAL COMPENSATION STRATEGY FOR ALL CORPORATE OFFICERS, (2) APPROVING ALL COMPENSATION AND BENEFITS DECISIONS FOR CORPORATE OFFICERS, AND (3) REPORTING SUCH ACTIONS TO THE FULL YNHHS BOARD ON AN ANNUAL BASIS. IN ADDITION, THE EXECUTIVE COMPENSATION COMMITTEE EXPRESSLY DETERMINES THE REASONABLENESS OF TOTAL COMPENSATION AND BENEFITS FOR ALL CORPORATE OFFICERS, AND ASSURES THAT ALL OFFICER COMPENSATION DECISIONS ARE MADE AFTER THOROUGH CONSIDERATION OF AND COMPARISON TO THE MARKET PRACTICES OF OTHER SIMILARLY SITUATED NOT-FOR-PROFIT HEALTHCARE EXECUTIVES IN COMPARABLE ORGANIZATIONS. THE EXECUTIVE COMPENSATION COMMITTEE CONSISTS OF BOARD MEMBERS WHO DO NOT HAVE MATERIAL FINANCIAL INTERESTS THAT COULD BE AFFECTED BY THE OFFICER COMPENSATION DECISIONS MADE BY THE COMMITTEE. THE COMPARABILITY DATA USED TO ASSIST THE EXECUTIVE COMPENSATION COMMITTEE IN ITS COMPENSATION DELIBERATIONS ARE COMPILED BY AN INDEPENDENT, NATIONAL COMPENSATION CONSULTING FIRM THAT IS RETAINED BY AND REPORTS DIRECTLY TO THE EXECUTIVE COMPENSATION COMMITTEE. THE DATA COLLECTED BY THE CONSULTANT CONSISTS OF MARKET INFORMATION FOR EXECUTIVES IN FUNCTIONALLY SIMILAR POSITIONS IN SIMILARLY SITUATED NOT-FOR-PROFIT HEALTHCARE ORGANIZATIONS. THE DELIBERATIONS AND DECISIONS OF THE EXECUTIVE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY DOCUMENTED, REVIEWED AND APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE, AND PROVIDED TO THE BOARD.
FORM 990, PART VI, SECTION C, LINE 19	COPIES OF ALL AVAILABLE DOCUMENTS ARE ACCESSIBLE TO THE PUBLIC UPON REQUEST.
FORM 990, PART IX, LINE 11G	CONSULTING FEES: PROGRAM SERVICE EXPENSES 2,143,310. MANAGEMENT AND GENERAL EXPENSES 1,459,535. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,602,845. PERSONNEL SUPPORT/OUTSIDE CONTRACTUAL: PROGRAM SERVICE EXPENSES 58,367,693. MANAGEMENT AND GENERAL EXPENSES 13,637,850. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 72,005,543. TEMPORARY HELP/TRAINING/DEVELOPMENT: PROGRAM SERVICE EXPENSES 2,431,013. MANAGEMENT AND GENERAL EXPENSES 568,016. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,999,029. SYSTEM SUPPORT: PROGRAM SERVICE EXPENSES 4,090,657. MANAGEMENT AND GENERAL EXPENSES 955,799. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,046,456.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (20 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd
BRIDGEPORT HOSPITAL
267 GRANT STREET	BRIDGEPORT	CT	06610	060646554	HEALTHCARE SERVICES	CT	501C3	LINE 3	YALE NEW HAVEN HEALTH SERVICES CORP	Yes (1)
BRIDGEPORT HOSPITAL AUXILIARY INC
267 GRANT STREET	BRIDGEPORT	CT	06610	066042500	SYSTEM SUPPORT SERVICES	CT	501C3	LINE 12A, I	BRIDGEPORT HOSPITAL	Yes (1)
BRIDGEPORT HOSPITAL FOUNDATION INC
267 GRANT STREET	BRIDGEPORT	CT	06610	222908698	SYSTEM SUPPORT SERVICES	CT	501C3	LINE 7	BRIDGEPORT HOSPITAL	Yes (1)
BRIDGEPORT HOSPITAL FRIENDS OF PEDIATRICS INC
120 COLUMBINE DRIVE	TRUMBULL	CT	06611	066048427	SYSTEM SUPPORT SERVICES	CT	501C3	LINE 12A, I	YALE NEW HAVEN HOSPITAL	Yes (1)
GREENWICH HOSPITAL
5 PERRYRIDGE ROAD	GREENWICH	CT	06830	060646659	HEALTHCARE SERVICES	CT	501C3	LINE 3	YALE NEW HAVEN HEALTH SERVICES CORP	Yes (1)
HOME CARE PLUS INC
789 HOWARD AVE	NEW HAVEN	CT	06519	061044331	HOME HEALTHCARE SERVICES	CT	501C3	LINE 10	YALE NEW HAVEN CARE CONTINUUM CORP	Yes (1)
L&M HEALTHCARE INC
365 MONTAUK AVENUE	NEW LONDON	CT	06320	222553031	SYSTEM SUPPORT SERVICES	CT	501C3	LINE 12A, I	LAWRENCE MEMORIAL CORPORATION	Yes (1)
LAWRENCE MEMORIAL CORPORATION
365 MONTAUK AVENUE	NEW LONDON	CT	06320	222553028	PROMOTE HEALTHCARE	CT	501C3	LINE 12A, I	YALE NEW HAVEN HEALTH SERVICES CORP	Yes (1)
LAWRENCE MEMORIAL HOSPITAL INC
365 MONTAUK AVENUE	NEW LONDON	CT	06320	060646704	HEALTHCARE SERVICES	CT	501C3	LINE 3	LAWRENCE MEMORIAL CORPORATION	Yes (1)
LMW HEALTHCARE INC
365 MONTAUK AVENUE	NEW HAVEN	CT	06320	460543230	HEALTHCARE SERVICES	RI	501C3	LINE 3	LAWRENCE MEMORIAL CORPORATION	Yes (1)
NORTHEAST MEDICAL GROUP INC
99 HAWLEY LANE	STRATFORD	CT	06614	061330992	HEALTHCARE SERVICES	CT	501C3	LINE 10	YALE NEW HAVEN HEALTH SERVICES CORP	Yes (1)
NORTHEAST MEDICAL GROUP PLLC
99 HAWLEY LANE	STRATFORD	CT	06614	352380180	HEALTHCARE SERVICES	CT	501C3	LINE 12A, I	NORTHEAST MEDICAL GROUP INC	Yes (1)
PERRYRIDGE CORPORATION
5 PERRYRIDGE ROAD	GREENWICH	CT	06830	061207316	SYSTEM SUPPORT SERVICES	CT	501C3	LINE 10	GREENWICH HOSPITAL	Yes (1)
SOUTHERN CONNECTICUT HEALTH SYSTEM PROPERTIES INC
267 GRANT STREET	BRIDGEPORT	CT	06610	061297708	TITLE HOLDING	CT	501C2		BRIDGEPORT HOSPITAL	Yes (1)
THE WESTERLY HOSPITAL FOUNDATION INC
25 WELLS STREET	WESTERLY	RI	02891	050508064	FUNDRAISING SERVICES	RI	501C3	LINE 12A, I	LMW HEALTHCARE INC	Yes (1)
VISITING NURSE ASSOCIATION OF SOUTHEASTERN CONNECTICUT INC
403 NORTH FRONTAGE ROAD	WATERFORD	CT	06385	060646616	HOME HEALTHCARE SERVICES	CT	501C3	LINE 10	LAWRENCE MEMORIAL CORPORATION	Yes (1)
WESTERLY HOSPITAL AUXILIARY INC
25 WELLS STREET	WESTERLY	RI	02891	222507181	FUNDRAISING ACTIVITIES	RI	501C3	LINE 12A, I	LMW HEALTHCARE INC	Yes (1)
YALE NEW HAVEN CARE CONTINUUM CORP
789 HOWARD AVE	NEW HAVEN	CT	06519	455235566	NURSING HOME	CT	501C3	LINE 3	YALE NEW HAVEN HOSPITAL	Yes (1)
YALE NEW HAVEN HOSPITAL
20 YORK STREET	NEW HAVEN	CT	06504	060646652	HEALTHCARE SERVICES	CT	501C3	LINE 3	YALE NEW HAVEN HEALTH SERVICES CORP	Yes (1)
THE GREENWICH HOSPITAL ENDOWMENT FUND INC
5 PERRYRIDGE ROAD	GREENWICH	CT	06830	061526642	SYSTEM SUPPORT SERVICES	CT	501C3	LINE 12C, III-FI	GREENWICH HOSPITAL	Yes (1)

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (4 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Predominant Income TypePredominantIncomeTypeTxt	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	Disproportionate AllocationsDisproportionateAllocationsInd	General Or Managing PartnerGeneralOrManagingPartnerInd	OwnershipOwnershipPct
SHORELINE ENDOSCOPY CENTER LLC
800 BOSTON POST ROAD	GUILFORD	CT	06437	900110459	HEALTHCARE SERVICES	CT	YALE NEW HAVEN AMBULATORY SERVICE CORP	RELATED	$4,730,639	$1,262,912	0	0	0.51000
TOTAL HEALTH CONNECTICUT LLC
789 HOWARD AVENUE	NEW HAVEN	CT	06519	474070024	HEALTHCARE SERVICES	CT	YALE NEW HAVEN HEALTH SERVICES CORPORATION	RELATED			0	0	0.60000
YALE NEW HAVEN HEALTH SYSTEM INVESTMENT TRUST
20 YORK STREET	NEW HAVEN	CT	06510	271374301	INVESTMENT	DE	YALE NEW HAVEN HEALTH SERVICES CORPORATION	RELATED		$394,592	0	0	0.00020
YNHHSCUSP SURGERY CENTERS LLC
15305 DALLAS PKWY STE 1600	ADDISON	TX	75001	384021595	HEALTHCARE SERVICES	CT	YALE NEW HAVEN HEALTH SERVICES CORPORATION	RELATED			0	0	0.51000

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (10 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Entity TypeEntityTypeTxt	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	OwnershipOwnershipPct	Controlled OrganizationControlledOrganizationInd	Direct Controlling NADirectControllingNACd
CENTURY FINANCIAL SERVICES INC
23 MAIDEN LANE	NORTH HAVEN	CT	06473	061110797	DEBT COLLECTION SERVICES	CT	YALE NEW HAVEN HOSPITAL	C	$8,040,074	$4,333,686	1.00000	Yes (1)
CORPORATE PROFESSIONAL BUSINESS SERVICESINC
789 HOWARD AVE	NEW HAVEN	CT	06519	061467717	MANAGEMENT SERVICES	CT		C	$9,296,337	$529,521	1.00000	Yes (1)	N/A
GREENWICH FERTILITY & IVF PC
5 PERRYRIDGE ROAD	GREENWICH	CT	06830	300145464	HEALTHCARE SERVICES	CT	GREENWICH HEALTH SERVICES INC	C	$6,938,409	$3,005,677	1.00000	Yes (1)
GREENWICH OCCUPATIONAL HEALTH SERVICES OF NEW JERSEY
5 PERRYRIDGE ROAD	GREENWICH	CT	06830	453833883	HEALTHCARE SERVICES	NJ	GREENWICH HOSPITAL	C	$146,854	$117,390	1.00000	Yes (1)
GREENWICH OCCUPATIONAL HEALTH SERVICES OF NY PC
5 PERRYRIDGE ROAD	GREENWICH	CT	06830	061540101	HEALTHCARE SERVICES	NY	GREENWICH HEALTH SERVICES INC	C		$53,528	1.00000	Yes (1)
L & M SYSTEMS INC
365 MONTAUK AVENUE	NEW LONDON	CT	06320	222553037	HEALTHCARE RELATED SERVICES	CT	LAWRENCE MEMORIAL CORPORATION	C			1.00000	Yes (1)
L&M HOME CARE SERVICES INC
365 MONTAUK AVENUE	NEW LONDON	CT	06320	061389272	HOME THERAPY	CT	L & M SYSTEMS INC	C	$838,640	$4,197,427	1.00000	Yes (1)
MEDICAL CENTER PHARMACY AND HOME CARE CENTER INC
50 YORK STREET	NEW HAVEN	CT	06511	061087673	PHARMACY	CT	YORK ENTERPRISES INC	C	$21,301,319	$32,158,667	1.00000	Yes (1)
YALE NEW HAVEN AMBULATORY SERVICES
40 TEMPLE STREET	NEW HAVEN	CT	06510	061398526	HEALTHCARE SERVICES	CT	YALE NEW HAVEN HOSPITAL	C	$3,667,238	$16,410,170	1.00000	Yes (1)
YNHH PHYSICIANS CORP
789 HOWARD AVE	NEW HAVEN	CT	06519	061202305	ADMINISTRATIVE SERVICES	CT		C		$73,093	1.00000	Yes (1)	N/A

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	0	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	0	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	Yes (1)	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	Yes (1)	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	Yes (1)	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	0	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (1)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	Yes (1)	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	Yes (1)	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	Yes (1)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (38 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
BRIDGEPORT HOSPITAL
D	$34,514,268	TRANSACTION REVIEW
BRIDGEPORT HOSPITAL
L	$95,110,645	COMPARABLE MARKET VALUE
BRIDGEPORT HOSPITAL
P	$15,488,626	TRANSACTION REVIEW
BRIDGEPORT HOSPITAL
R	$1,990,232	CASH
BRIDGEPORT HOSPITAL
S	$149,586,513	CASH
CENTURY FINANCIAL SERVICES INC
L	$660,802	COMPARABLE MARKET VALUE
CORPORATE PROFESSIONAL BUSINESS SERVICES INC
Q	$555,946	TRANSACTION REVIEW
GREENWICH HOSPITAL
L	$58,046,620	COMPARABLE MARKET VALUE
GREENWICH HOSPITAL
M	$542,314	COMPARABLE MARKET VALUE
GREENWICH HOSPITAL
O	$182,766	TRANSACTION REVIEW
GREENWICH HOSPITAL
P	$13,092,869	TRANSACTION REVIEW
GREENWICH HOSPITAL
Q	$1,110,743	TRANSACTION REVIEW
GREENWICH HOSPITAL
R	$2,812,903	CASH
GREENWICH HOSPITAL
S	$72,431,022	CASH
HOME CARE PLUS INC
P	$82,436	TRANSACTION REVIEW
LAWRENCE MEMORIAL HOSPITAL INC
L	$31,732,520	COMPARABLE MARKET VALUE
LAWRENCE MEMORIAL HOSPITAL INC
M	$493,871	COMPARABLE MARKET VALUE
LAWRENCE MEMORIAL HOSPITAL INC
O	$53,602	TRANSACTION REVIEW
LAWRENCE MEMORIAL HOSPITAL INC
P	$6,064,148	TRANSACTION REVIEW
LAWRENCE MEMORIAL HOSPITAL INC
Q	$42,948,331	TRANSACTION REVIEW
LAWRENCE MEMORIAL HOSPITAL INC
R	$3,668,344	CASH
LAWRENCE MEMORIAL HOSPITAL INC
S	$9,041,630	CASH
LMW HEALTHCARE INC
L	$5,126,407	COMPARABLE MARKET VALUE
LMW HEALTHCARE INC
Q	$6,715,863	TRANSACTION REVIEW
MEDICAL CENTER PHARMACY & HOME CARE CENTER INC
L	$2,685,823	COMPARABLE MARKET VALUE
MEDICAL CENTER PHARMACY & HOME CARE CENTER INC
Q	$2,681,561	TRANSACTION REVIEW
NORTHEAST MEDICAL GROUP INC
L	$25,775,910	COMPARABLE MARKET VALUE
NORTHEAST MEDICAL GROUP INC
Q	$37,794,887	TRANSACTION REVIEW
YALE NEW HAVEN AMBULATORY SERVICES CORP
L	$73,432	COMPARABLE MARKET VALUE
YALE NEW HAVEN AMBULATORY SERVICES CORP
Q	$645,723	TRANSACTION REVIEW
YALE NEW HAVEN CARE CONTINUUM CORP
L	$200,855	COMPARABLE MARKET VALUE
YALE NEW HAVEN CARE CONTINUUM CORP
P	$191,958	TRANSACTION REVIEW
YALE NEW HAVEN HOSPITAL
L	$331,505,034	COMPARABLE MARKET VALUE
YALE NEW HAVEN HOSPITAL
M	$2,076,373	COMPARABLE MARKET VALUE
YALE NEW HAVEN HOSPITAL
P	$33,589,242	TRANSACTION REVIEW
YALE NEW HAVEN HOSPITAL
Q	$326,709,423	TRANSACTION REVIEW
YALE NEW HAVEN HOSPITAL
R	$20,682,201	CASH
YALE NEW HAVEN HOSPITAL
S	$61,822,753	CASH