KRESA FAMILY FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- KRESA FAMILY FOUNDATION (EIN 20-2890253)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-15
- IRS object ID
- 202043209349100144
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-15T21:00:24-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 941687665 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O BOX 1802 | AddressLine1Txt |
| City | PROVIDENCE | CityNm |
| State Abbreviation | RI | StateAbbreviationCd |
| ZIP | 029011802 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 202890253 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KRESA FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | KRES | BusinessNameControlTxt |
| Phone | 8888663275 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 114 W 47TH ST NY8-114-07-07 AFT | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100361510 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KIREN KRESA-REAHL MD | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 8888663275 | PhoneNum |
| Signature | 2020-05-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KAREN J KISER | PreparerPersonNm |
| PTIN | P00146417 | PTIN |
| Phone | 8888663275 | PhoneNum |
| Preparation | 2020-05-28 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 171.159.64.10 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 4629B37D9758F21D646D57F22E7A93C8EBD95D87 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | E0E827F75AA3A5B27C07BDC10E9437BCED50ED85 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $12,868,710 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $353,799 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $351,400 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $560,941 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,647,888 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $560,941 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $9,617 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $924,357 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $912,341 | TotalNetInvstIncmAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $2,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $112,009 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $67,205 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $44,804 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $7,790 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,762 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $1,775 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,775 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $124,074 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $73,742 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $47,304 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,301,233 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,301,233 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,425,307 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $73,742 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,348,537 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$500,950 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $838,599 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | -$308,532 | CashBOYAmt |
| Cash EOY | -$463,962 | CashEOYAmt |
| Cash EOYFMV | -$463,962 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $320,733 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $711,606 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $711,606 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $999,600 | CorporateStockBOYAmt |
| Corporate Stock EOY | $999,600 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $214,914 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $11,160,448 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $10,689,766 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $12,406,152 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $12,172,249 | TotalAssetsBOYAmt |
| Total Assets EOY | $11,937,010 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $12,868,710 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $12,172,249 | CapitalStockBOYAmt |
| Capital Stock EOY | $11,937,010 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $12,172,249 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $11,937,010 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $12,172,249 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $11,937,010 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $12,172,249 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$500,950 | ExcessRevenueOverExpensesAmt |
| Other Increases | $265,711 | OtherIncreasesAmt |
| Subtotal | $11,937,010 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $11,937,010 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (402 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| .07 KOPERNIK GLOBAL ALL-CAP FUND | 2015-01-12 | 2019-01-28 | $1 | $1 | |||
| 987. KOPERNIK GLOBAL ALL-CAP FUND | 2015-01-12 | 2019-01-28 | $9,752 | $7,906 | $1,846 | $1,846 | |
| 61. KOPERNIK GLOBAL ALL-CAP FUND | 2018-12-28 | 2019-01-28 | $603 | $563 | $40 | $40 | |
| .17 KOPERNIK GLOBAL ALL-CAP FUND | 2018-12-28 | 2019-01-28 | $2 | $2 | |||
| 86. KOPERNIK GLOBAL ALL-CAP FUND | 2015-03-10 | 2019-03-18 | $860 | $669 | $191 | $191 | |
| 5704. KOPERNIK GLOBAL ALL-CAP FUND | 2015-01-12 | 2019-03-18 | $57,040 | $45,689 | $11,351 | $11,351 | |
| .6 KOPERNIK GLOBAL ALL-CAP FUND | 2015-01-12 | 2019-03-18 | $6 | $5 | $1 | $1 | |
| 1. KOPERNIK GLOBAL ALL-CAP FUND | 2015-01-20 | 2019-03-18 | $10 | $9 | $1 | $1 | |
| 1. KOPERNIK GLOBAL ALL-CAP FUND | 2015-02-10 | 2019-03-18 | $10 | $7 | $3 | $3 | |
| 783. KOPERNIK GLOBAL ALL-CAP FUND | 2015-02-10 | 2019-03-18 | $7,830 | $5,364 | $2,466 | $2,466 | |
| 1. KOPERNIK GLOBAL ALL-CAP FUND | 2015-03-10 | 2019-03-18 | $10 | $8 | $2 | $2 | |
| 1. KOPERNIK GLOBAL ALL-CAP FUND | 2015-03-24 | 2019-03-18 | $10 | $8 | $2 | $2 | |
| 1022. KOPERNIK GLOBAL ALL-CAP FUND | 2015-03-24 | 2019-03-18 | $10,220 | $8,309 | $1,911 | $1,911 | |
| 1504. KOPERNIK GLOBAL ALL-CAP FUND | 2015-05-29 | 2019-03-18 | $15,040 | $12,814 | $2,226 | $2,226 | |
| .11 KOPERNIK GLOBAL ALL-CAP FUND | 2015-11-03 | 2019-03-18 | $1 | $1 | |||
| 607. KOPERNIK GLOBAL ALL-CAP FUND | 2015-11-03 | 2019-03-18 | $6,070 | $4,644 | $1,426 | $1,426 | |
| 1. KOPERNIK GLOBAL ALL-CAP FUND | 2015-11-03 | 2019-03-18 | $10 | $8 | $2 | $2 | |
| .71 POPLAR FOREST PARTNERS FUND | 2017-01-30 | 2019-01-28 | $29 | $36 | -$7 | -$7 | |
| .06 POPLAR FOREST PARTNERS FUND | 2018-12-24 | 2019-01-28 | $2 | $2 | |||
| 269. POPLAR FOREST PARTNERS FUND | 2017-01-30 | 2019-01-28 | $10,908 | $13,810 | -$2,902 | -$2,902 | |
| 201. POPLAR FOREST PARTNERS FUND | 2017-06-20 | 2019-03-18 | $8,543 | $9,829 | -$1,286 | -$1,286 | |
| 1098. POPLAR FOREST PARTNERS FUND | 2017-04-05 | 2019-03-18 | $46,665 | $55,098 | -$8,433 | -$8,433 | |
| 1. POPLAR FOREST PARTNERS FUND | 2017-04-05 | 2019-03-18 | $42 | $51 | -$9 | -$9 | |
| 3262. POPLAR FOREST PARTNERS FUND | 2017-01-30 | 2019-03-18 | $138,635 | $167,471 | -$28,836 | -$28,836 | |
| 1. POPLAR FOREST PARTNERS FUND | 2017-01-30 | 2019-03-18 | $42 | $61 | -$19 | -$19 | |
| 88. POPLAR FOREST PARTNERS FUND | 2017-01-30 | 2019-03-18 | $3,740 | $4,761 | -$1,021 | -$1,021 | |
| .29 POPLAR FOREST PARTNERS FUND | 2017-01-30 | 2019-03-18 | $12 | $15 | -$3 | -$3 | |
| 58. POPLAR FOREST PARTNERS FUND | 2018-12-11 | 2019-03-18 | $2,465 | $2,302 | $163 | $163 | |
| 270. POPLAR FOREST PARTNERS FUND | 2018-12-11 | 2019-03-18 | $11,475 | $10,716 | $759 | $759 | |
| 80. POPLAR FOREST PARTNERS FUND | 2018-12-11 | 2019-03-18 | $3,400 | $3,396 | $4 | $4 | |
| 670. POPLAR FOREST PARTNERS FUND | 2018-12-24 | 2019-03-18 | $28,475 | $23,510 | $4,965 | $4,965 | |
| 1. POPLAR FOREST PARTNERS FUND | 2018-12-24 | 2019-03-18 | $42 | $38 | $4 | $4 | |
| .12 AMERICAN AMCAP FUND | 2018-12-24 | 2019-01-28 | $4 | $3 | $1 | $1 | |
| .96 AMERICAN AMCAP FUND | 2018-12-21 | 2019-01-28 | $28 | $26 | $2 | $2 | |
| 21. AMERICAN AMCAP FUND | 2018-06-19 | 2019-01-28 | $623 | $639 | -$16 | -$16 | |
| 260. AMERICAN AMCAP FUND | 2016-03-03 | 2019-01-28 | $7,717 | $6,594 | $1,123 | $1,123 | |
| 309.36 AMERICAN AMCAP FUND | 2016-03-03 | 2019-12-20 | $10,456 | $7,845 | $2,611 | $2,611 | |
| .06 BLACKROCK TOTAL RETURN FUND | 2018-12-31 | 2019-01-17 | $1 | $1 | |||
| .02 BLACKROCK STRATEGIC GLOBAL BOND FUND | 2019-01-16 | 2019-02-21 | |||||
| .96 FULLER & THALER BEHVRL | 2019-03-18 | 2019-12-20 | $26 | $23 | $3 | $3 | |
| 325.3 FULLER & THALER BEHVRL | 2019-03-18 | 2019-12-20 | $8,894 | $7,869 | $1,025 | $1,025 | |
| 1082. CREDIT SUISSE COMMODITY | 2018-12-12 | 2019-01-28 | $4,956 | $5,085 | -$129 | -$129 | |
| .32 CREDIT SUISSE COMMODITY | 2018-12-24 | 2019-01-28 | $1 | $1 | |||
| .03 CREDIT SUISSE COMMODITY | 2018-12-24 | 2019-03-18 | |||||
| 3409. CREDIT SUISSE COMMODITY | 2018-12-24 | 2019-03-18 | $16,056 | $15,068 | $988 | $988 | |
| 18915. CREDIT SUISSE COMMODITY | 2018-12-12 | 2019-03-18 | $89,090 | $88,901 | $189 | $189 | |
| 680. CREDIT SUISSE COMMODITY | 2018-12-12 | 2019-03-18 | $3,203 | $3,182 | $21 | $21 | |
| .21 DELAWARE DIVERSIFIED INCOME FUND | 2018-12-21 | 2019-01-17 | $2 | $2 | |||
| 3305. DOUBLELINE CORE FIXED INCOME FUND | 2018-10-05 | 2019-01-28 | $35,297 | $34,901 | $396 | $396 | |
| .3 DOUBLELINE CORE FIXED INCOME FUND | 2018-10-05 | 2019-01-28 | $3 | $3 | |||
| .59 DOUBLELINE CORE FIXED INCOME FUND | 2018-10-05 | 2019-01-28 | $6 | $6 | |||
| 230. DOUBLELINE CORE FIXED INCOME FUND | 2018-12-31 | 2019-01-28 | $2,456 | $2,440 | $16 | $16 | |
| .02 DOUBLELINE CORE FIXED INCOME FUND | 2018-12-31 | 2019-01-28 | |||||
| .14 EATON VANCE RCHRD BRSTN | 2018-12-24 | 2019-01-28 | $2 | $2 | |||
| 640. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2019-01-28 | $9,562 | $10,310 | -$748 | -$748 | |
| 64. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2019-01-28 | $956 | $1,031 | -$75 | -$75 | |
| .39 EATON VANCE RCHRD BRSTN | 2018-12-04 | 2019-01-28 | $6 | $6 | |||
| 185. EATON VANCE RCHRD BRSTN | 2018-12-14 | 2019-01-28 | $2,764 | $2,764 | $2,764 | ||
| 255. AMERICAN FUNDS EUROPACIFIC GROWTH FUND | 2016-03-03 | 2019-01-28 | $12,110 | $10,906 | $1,204 | $1,204 | |
| .44 AMERICAN FUNDS EUROPACIFIC GROWTH FUND | 2016-03-03 | 2019-01-28 | $21 | $19 | $2 | $2 | |
| 370.39 AMERICAN FUNDS EUROPACIFIC GROWTH FUND | 2016-03-03 | 2019-12-20 | $20,393 | $15,841 | $4,552 | $4,552 | |
| .24 FPA NEW INCOME INC | 2018-10-05 | 2019-01-28 | $2 | $2 | |||
| 954. FPA NEW INCOME INC | 2018-10-05 | 2019-01-28 | $9,426 | $9,397 | $29 | $29 | |
| 47. FPA NEW INCOME INC | 2019-06-27 | 2019-08-07 | $470 | $469 | $1 | $1 | |
| .54 FPA NEW INCOME INC | 2019-03-18 | 2019-08-07 | $5 | $5 | |||
| 2506. FPA NEW INCOME INC | 2019-03-18 | 2019-08-07 | $25,085 | $24,809 | $276 | $276 | |
| 20281. FPA NEW INCOME INC | 2018-10-05 | 2019-08-07 | $203,013 | $199,768 | $3,245 | $3,245 | |
| .8 FPA NEW INCOME INC | 2019-07-30 | 2019-08-07 | $8 | $8 | |||
| 48. FPA NEW INCOME INC | 2019-07-30 | 2019-08-07 | $480 | $479 | $1 | $1 | |
| 1. FPA NEW INCOME INC | 2019-06-27 | 2019-08-07 | $10 | $10 | |||
| 45. FPA NEW INCOME INC | 2019-04-29 | 2019-08-07 | $450 | $446 | $4 | $4 | |
| 49. FPA NEW INCOME INC | 2019-05-30 | 2019-08-07 | $490 | $488 | $2 | $2 | |
| 1. FPA NEW INCOME INC | 2019-04-29 | 2019-08-07 | $10 | $10 | |||
| 1. FPA NEW INCOME INC | 2019-03-28 | 2019-08-07 | $10 | $10 | |||
| 61. FPA NEW INCOME INC | 2019-03-28 | 2019-08-07 | $611 | $605 | $6 | $6 | |
| 1. FPA NEW INCOME INC | 2019-02-27 | 2019-08-07 | $10 | $10 | |||
| 40. FPA NEW INCOME INC | 2019-02-27 | 2019-08-07 | $400 | $395 | $5 | $5 | |
| 54. FPA NEW INCOME INC | 2019-01-30 | 2019-08-07 | $541 | $533 | $8 | $8 | |
| 1. FPA NEW INCOME INC | 2019-03-18 | 2019-08-07 | $10 | $10 | |||
| 58. FIRST TRUST US EQUITY OPPORTUNITIES ETF | 2019-03-18 | 2019-12-20 | $4,675 | $4,289 | $386 | $386 | |
| 461. FIRST TRUST ENERGY ALPHADEX FUND | 2018-12-12 | 2019-01-28 | $5,980 | $6,090 | -$110 | -$110 | |
| 3149. FIRST TRUST ENERGY ALPHADEX FUND | 2018-12-24 | 2019-03-18 | $40,506 | $33,978 | $6,528 | $6,528 | |
| 6641. FIRST TRUST ENERGY ALPHADEX FUND | 2018-12-12 | 2019-03-18 | $85,425 | $87,727 | -$2,302 | -$2,302 | |
| 300. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-11-09 | 2019-01-28 | $10,212 | $10,035 | $177 | $177 | |
| .58 HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-11-09 | 2019-01-28 | $20 | $19 | $1 | $1 | |
| .02 HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-11-09 | 2019-01-28 | $1 | $1 | |||
| 1. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-12-09 | 2019-03-18 | $35 | $38 | -$3 | -$3 | |
| 29. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-11-09 | 2019-03-18 | $1,019 | $1,053 | -$34 | -$34 | |
| .98 HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-11-09 | 2019-03-18 | $35 | $33 | $2 | $2 | |
| 3098. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-11-09 | 2019-03-18 | $108,895 | $103,628 | $5,267 | $5,267 | |
| 1. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-12-09 | 2019-03-18 | $35 | $35 | |||
| 25. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-12-09 | 2019-03-18 | $879 | $950 | -$71 | -$71 | |
| 28. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-12-09 | 2019-03-18 | $984 | $1,064 | -$80 | -$80 | |
| 18. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-12-09 | 2019-03-18 | $633 | $711 | -$78 | -$78 | |
| 1. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2017-04-05 | 2019-03-18 | $35 | $34 | $1 | $1 | |
| 1145. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2018-12-24 | 2019-03-18 | $40,247 | $31,820 | $8,427 | $8,427 | |
| 1280. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2017-04-05 | 2019-03-18 | $44,992 | $47,398 | -$2,406 | -$2,406 | |
| 189. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2017-06-20 | 2019-03-18 | $6,643 | $6,899 | -$256 | -$256 | |
| 1. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2017-12-14 | 2019-03-18 | $35 | $36 | -$1 | -$1 | |
| 413. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2017-12-14 | 2019-03-18 | $14,517 | $14,946 | -$429 | -$429 | |
| 57. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2018-12-13 | 2019-03-18 | $2,004 | $1,748 | $256 | $256 | |
| 64. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-11-09 | 2019-03-18 | $2,250 | $2,324 | -$74 | -$74 | |
| 1. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-11-09 | 2019-03-18 | $35 | $37 | -$2 | -$2 | |
| 37. HOTCHKIS AND WILEY MID-CAP VALUE FUND | 2016-11-09 | 2019-03-18 | $1,301 | $1,182 | $119 | $119 | |
| 419. HOTCHKIS & WILEY VALUE | 2014-02-25 | 2019-01-28 | $11,011 | $11,518 | -$507 | -$507 | |
| .04 HOTCHKIS & WILEY VALUE | 2018-12-24 | 2019-01-28 | $1 | $1 | |||
| 19. INVESCO KBW BANK ETF | 2019-01-03 | 2019-01-28 | $959 | $849 | $110 | $110 | |
| .96 INVESCO KBW BANK ETF | 2019-01-03 | 2019-01-28 | $48 | $48 | |||
| 9. INVESCO KBW BANK ETF | 2018-07-02 | 2019-01-28 | $454 | $481 | -$27 | -$27 | |
| 13. INVESCO KBW BANK ETF | 2018-10-01 | 2019-01-28 | $656 | $707 | -$51 | -$51 | |
| .04 INVESCO KBW BANK ETF | 2017-01-30 | 2019-01-28 | $2 | $2 | |||
| 79. INVESCO KBW BANK ETF | 2017-01-30 | 2019-01-28 | $3,987 | $3,744 | $243 | $243 | |
| 381. INVESCO KBW BANK ETF | 2018-12-24 | 2019-03-18 | $19,864 | $15,913 | $3,951 | $3,951 | |
| 5. INVESCO KBW BANK ETF | 2018-06-18 | 2019-03-18 | $261 | $278 | -$17 | -$17 | |
| 8. INVESCO KBW BANK ETF | 2018-01-09 | 2019-03-18 | $417 | $439 | -$22 | -$22 | |
| 19. INVESCO KBW BANK ETF | 2018-06-18 | 2019-03-18 | $991 | $1,056 | -$65 | -$65 | |
| 571. INVESCO KBW BANK ETF | 2017-04-05 | 2019-03-18 | $29,769 | $26,734 | $3,035 | $3,035 | |
| 1572. INVESCO KBW BANK ETF | 2017-01-30 | 2019-03-18 | $81,957 | $74,504 | $7,453 | $7,453 | |
| .36 INVESCO KBW BANK ETF | 2017-01-30 | 2019-03-25 | $17 | $17 | |||
| 5. INVESCO KBW BANK ETF | 2018-07-02 | 2019-12-20 | $292 | $242 | $50 | $50 | |
| 8. INVESCO KBW BANK ETF | 2018-01-23 | 2019-12-20 | $467 | $388 | $79 | $79 | |
| 431. INVESCO FTSE RAFI EMERGING MARKETS ETF | 2016-11-09 | 2019-01-28 | $9,126 | $8,025 | $1,101 | $1,101 | |
| .67 INVESCO FTSE RAFI EMERGING MARKETS ETF | 2016-12-08 | 2019-01-28 | $14 | $13 | $1 | $1 | |
| .03 INVESCO FTSE RAFI EMERGING MARKETS ETF | 2017-01-04 | 2019-01-28 | $1 | $1 | $1 | ||
| 428. INVESCO FTSE RAFI EMERGING MARKETS ETF | 2016-12-08 | 2019-01-28 | $9,062 | $7,957 | $1,105 | $1,105 | |
| .08 INVESCO FTSE RAFI EMERGING MARKETS ETF | 2018-08-14 | 2019-01-28 | $2 | $2 | |||
| 105. INVESCO FTSE RAFI EMERGING MARKETS ETF | 2018-10-11 | 2019-01-28 | $2,223 | $2,294 | -$71 | -$71 | |
| .22 INVESCO FTSE RAFI EMERGING MARKETS ETF | 2019-01-03 | 2019-01-28 | $5 | $4 | $1 | $1 | |
| 8916. INVESCO FTSE RAFI EMERGING MARKETS ETF | 2016-12-08 | 2019-03-18 | $195,525 | $165,755 | $29,770 | $29,770 | |
| 3040. INVESCO FTSE RAFI EMERGING MARKETS ETF | 2017-04-05 | 2019-03-18 | $66,666 | $60,702 | $5,964 | $5,964 | |
| 1. INVESCO FTSE RAFI EMERGING MARKETS ETF | 2017-01-04 | 2019-03-18 | $22 | $22 | $22 | ||
| 785. INVESCO FTSE RAFI EMERGING MARKETS ETF | 2017-06-20 | 2019-03-18 | $17,215 | $15,329 | $1,886 | $1,886 | |
| 22. INVESCO FTSE RAFI EMERGING MARKETS ETF | 2018-04-02 | 2019-03-18 | $482 | $514 | -$32 | -$32 | |
| 7765. INVESCO FTSE RAFI EMERGING MARKETS ETF | 2018-06-18 | 2019-03-18 | $170,284 | $163,137 | $7,147 | $7,147 | |
| .33 INVESCO FTSE RAFI EMERGING MARKETS ETF | 2018-06-04 | 2019-03-25 | $7 | $12 | -$5 | -$5 | |
| 22. INVESCO FTSE RAFI EMERGING MARKETS ETF | 2018-04-16 | 2019-12-20 | $488 | $477 | $11 | $11 | |
| 18.4 INVESCO FTSE RAFI EMERGING MARKETS ETF | 2019-04-01 | 2019-12-20 | $408 | $399 | $9 | $9 | |
| .6 INVESCO FTSE RAFI EMERGING MARKETS ETF | 2019-04-01 | 2019-12-20 | $13 | $13 | |||
| 784. ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2015-05-29 | 2019-01-28 | $8,961 | $8,695 | $266 | $266 | |
| .13 ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2018-12-24 | 2019-01-28 | $1 | $1 | |||
| .11 ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2018-12-24 | 2019-03-18 | $1 | $1 | |||
| 371. ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2016-08-04 | 2019-03-18 | $4,433 | $4,341 | $92 | $92 | |
| 155. ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2015-06-27 | 2019-03-18 | $1,852 | $1,586 | $266 | $266 | |
| .48 ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2016-08-04 | 2019-03-18 | $6 | $6 | |||
| 4490. ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2015-05-29 | 2019-03-18 | $53,656 | $49,794 | $3,862 | $3,862 | |
| 165. ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2015-05-29 | 2019-03-18 | $1,972 | $1,904 | $68 | $68 | |
| 323. ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2015-11-03 | 2019-03-18 | $3,860 | $3,430 | $430 | $430 | |
| 1. ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2015-11-03 | 2019-03-18 | $12 | $11 | $1 | $1 | |
| 680. ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2016-05-23 | 2019-03-18 | $8,126 | $7,460 | $666 | $666 | |
| 1. ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2016-05-23 | 2019-03-18 | $12 | $11 | $1 | $1 | |
| 1. ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2016-06-29 | 2019-03-18 | $12 | $11 | $1 | $1 | |
| 2883. ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2016-08-04 | 2019-05-20 | $34,971 | $33,731 | $1,240 | $1,240 | |
| .48 ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND | 2016-08-04 | 2019-05-20 | $6 | $6 | |||
| 579. ISHARES CORE MSCI TOTAL INTL STOCK ETF | 2018-10-26 | 2019-01-28 | $32,232 | $31,578 | $654 | $654 | |
| 1551. ISHARES CORE MSCI TOTAL INTL STOCK ETF | 2018-12-24 | 2019-03-18 | $90,796 | $79,054 | $11,742 | $11,742 | |
| 10770. ISHARES CORE MSCI TOTAL INTL STOCK ETF | 2018-10-26 | 2019-03-18 | $630,477 | $587,393 | $43,084 | $43,084 | |
| 309. ISHARES MSCI GLOBAL GOLD MINERS ETF | 2018-10-05 | 2019-01-28 | $5,178 | $4,468 | $710 | $710 | |
| 6564. ISHARES MSCI GLOBAL GOLD MINERS ETF | 2018-10-05 | 2019-03-18 | $113,753 | $94,915 | $18,838 | $18,838 | |
| 452. ISHARES CORE DIVIDEND GROWTH ETF | 2016-01-21 | 2019-01-28 | $15,609 | $10,823 | $4,786 | $4,786 | |
| .14 ISHARES CORE DIVIDEND GROWTH ETF | 2016-01-21 | 2019-01-28 | $5 | $3 | $2 | $2 | |
| 3. ISHARES CORE DIVIDEND GROWTH ETF | 2018-07-03 | 2019-01-28 | $104 | $105 | -$1 | -$1 | |
| .86 ISHARES CORE DIVIDEND GROWTH ETF | 2018-12-24 | 2019-01-28 | $30 | $28 | $2 | $2 | |
| 567. ISHARES CORE DIVIDEND GROWTH ETF | 2016-01-21 | 2019-03-18 | $20,976 | $13,577 | $7,399 | $7,399 | |
| 788. ISHARES CORE DIVIDEND GROWTH ETF | 2016-01-21 | 2019-12-20 | $33,139 | $18,869 | $14,270 | $14,270 | |
| .3 LORD ABBETT SHORT DURATION INCOME FUND | 2018-12-31 | 2019-01-17 | $1 | $1 | |||
| .02 TORTOISE MLP & PIPELINE FUND | 2016-01-21 | 2019-01-28 | |||||
| 486. TORTOISE MLP & PIPELINE FUND | 2016-01-21 | 2019-01-28 | $6,090 | $3,939 | $2,151 | $2,151 | |
| .42 TORTOISE MLP & PIPELINE FUND | 2018-12-24 | 2019-01-28 | $5 | $4 | $1 | $1 | |
| 86. TORTOISE MLP & PIPELINE FUND | 2017-05-25 | 2019-03-18 | $1,141 | $1,149 | -$8 | -$8 | |
| 335. TORTOISE MLP & PIPELINE FUND | 2018-12-24 | 2019-03-18 | $4,445 | $3,548 | $897 | $897 | |
| 169. TORTOISE MLP & PIPELINE FUND | 2018-11-28 | 2019-03-18 | $2,243 | $2,020 | $223 | $223 | |
| 1. TORTOISE MLP & PIPELINE FUND | 2018-03-27 | 2019-03-18 | $13 | $10 | $3 | $3 | |
| 540. TORTOISE MLP & PIPELINE FUND | 2018-03-27 | 2019-03-18 | $7,166 | $6,289 | $877 | $877 | |
| 2469. TORTOISE MLP & PIPELINE FUND | 2017-10-03 | 2019-03-18 | $32,764 | $32,759 | $5 | $5 | |
| 863. TORTOISE MLP & PIPELINE FUND | 2017-06-20 | 2019-03-18 | $11,452 | $10,691 | $761 | $761 | |
| 1. TORTOISE MLP & PIPELINE FUND | 2017-06-20 | 2019-03-18 | $13 | $13 | |||
| 1522. TORTOISE MLP & PIPELINE FUND | 2017-04-05 | 2019-03-18 | $20,197 | $21,042 | -$845 | -$845 | |
| 194. TORTOISE MLP & PIPELINE FUND | 2016-08-23 | 2019-03-18 | $2,574 | $2,490 | $84 | $84 | |
| 1. TORTOISE MLP & PIPELINE FUND | 2016-05-26 | 2019-03-18 | $13 | $9 | $4 | $4 | |
| .98 TORTOISE MLP & PIPELINE FUND | 2016-01-21 | 2019-03-18 | $13 | $8 | $5 | $5 | |
| 4157. TORTOISE MLP & PIPELINE FUND | 2016-01-21 | 2019-03-18 | $55,163 | $33,696 | $21,467 | $21,467 | |
| 1424. NEUBERGER BERMAN STRATEGIC INCOME FUND | 2017-03-09 | 2019-01-28 | $15,151 | $15,457 | -$306 | -$306 | |
| .72 NEUBERGER BERMAN STRATEGIC INCOME FUND | 2018-12-31 | 2019-01-28 | $8 | $8 | |||
| 155. NEUBERGER BERMAN STRATEGIC INCOME FUND | 2017-03-16 | 2019-01-28 | $1,649 | $1,684 | -$35 | -$35 | |
| 127. NEUBERGER BERMAN STRATEGIC INCOME FUND | 2017-03-09 | 2019-01-28 | $1,351 | $1,379 | -$28 | -$28 | |
| .37 NEUBERGER BERMAN STRATEGIC INCOME FUND | 2017-03-09 | 2019-01-28 | $4 | $4 | |||
| .49 NEUBERGER BERMAN STRATEGIC INCOME FUND | 2017-03-09 | 2019-01-28 | $5 | $5 | |||
| .47 PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-01-28 | $5 | $5 | |||
| 3306. PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-01-28 | $32,366 | $32,663 | -$297 | -$297 | |
| 91. PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-01-28 | $891 | $901 | -$10 | -$10 | |
| 50. PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-01-28 | $489 | $495 | -$6 | -$6 | |
| 1. PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-01-28 | $10 | $10 | |||
| 11. PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-01-28 | $108 | $109 | -$1 | -$1 | |
| 211. PIMCO SHORT-TERM FUND | 2018-11-02 | 2019-01-28 | $2,066 | $2,078 | -$12 | -$12 | |
| .09 PIMCO SHORT-TERM FUND | 2018-12-31 | 2019-01-28 | $1 | $1 | |||
| .47 PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-03-18 | $5 | $5 | |||
| 22476. PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-03-18 | $220,490 | $222,063 | -$1,573 | -$1,573 | |
| .51 PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-03-18 | $5 | $5 | |||
| 162. PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-03-18 | $1,589 | $1,601 | -$12 | -$12 | |
| 153. PIMCO SHORT-TERM FUND | 2019-02-28 | 2019-03-18 | $1,501 | $1,501 | |||
| 11. PIMCO SHORT-TERM FUND | 2018-10-29 | 2019-03-18 | $108 | $109 | -$1 | -$1 | |
| 91. PIMCO SHORT-TERM FUND | 2018-10-29 | 2019-03-18 | $893 | $901 | -$8 | -$8 | |
| 50. PIMCO SHORT-TERM FUND | 2018-10-29 | 2019-03-18 | $491 | $495 | -$4 | -$4 | |
| 1. PIMCO SHORT-TERM FUND | 2018-10-29 | 2019-03-18 | $10 | $10 | |||
| 1. PIMCO SHORT-TERM FUND | 2019-02-28 | 2019-03-18 | $10 | $10 | |||
| .45 PIMCO SHORT-TERM FUND | 2019-02-28 | 2019-03-18 | $4 | $4 | |||
| 162. PIMCO SHORT-TERM FUND | 2018-11-06 | 2019-04-30 | $1,589 | $1,599 | -$10 | -$10 | |
| 55250. PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-04-30 | $542,002 | $545,870 | -$3,868 | -$3,868 | |
| .5 PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-04-30 | $5 | $5 | |||
| 126. PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-04-30 | $1,236 | $1,245 | -$9 | -$9 | |
| 1. PIMCO SHORT-TERM FUND | 2019-04-30 | 2019-04-30 | |||||
| 126. PIMCO SHORT-TERM FUND | 2018-10-26 | 2019-12-20 | $1,232 | $1,236 | -$4 | -$4 | |
| 1. PIMCO SHORT-TERM FUND | 2019-05-31 | 2019-12-20 | $10 | $10 | |||
| .56 PIMCO SHORT-TERM FUND | 2019-06-28 | 2019-12-20 | $5 | $5 | |||
| .27 PIMCO SHORT-TERM FUND | 2019-07-31 | 2019-12-20 | $3 | $3 | |||
| .49 PIMCO INCOME FUND | 2018-12-31 | 2019-01-17 | $6 | $6 | |||
| 24608.82 PIMCO INCOME FUND | 2019-03-18 | 2019-08-07 | $296,290 | $294,814 | $1,476 | $1,476 | |
| .47 PIMCO INCOME FUND | 2019-03-18 | 2019-08-07 | $6 | $6 | |||
| 1. PIMCO LOW DURATION INCOME FUND | 2018-10-05 | 2019-01-28 | |||||
| 2435. PIMCO LOW DURATION INCOME FUND | 2018-10-05 | 2019-01-28 | $20,697 | $20,649 | $48 | $48 | |
| 158. PIMCO LOW DURATION INCOME FUND | 2018-10-12 | 2019-01-28 | $1,343 | $1,343 | |||
| .19 PIMCO LOW DURATION INCOME FUND | 2018-12-31 | 2019-01-28 | $2 | $2 | |||
| 55116. PIMCO LOW DURATION INCOME FUND | 2018-10-05 | 2019-03-18 | $472,895 | $467,384 | $5,511 | $5,511 | |
| 164. PIMCO LOW DURATION INCOME FUND | 2019-01-31 | 2019-03-18 | $1,407 | $1,399 | $8 | $8 | |
| .78 PIMCO LOW DURATION INCOME FUND | 2019-02-28 | 2019-03-18 | $7 | $7 | |||
| 168. PIMCO LOW DURATION INCOME FUND | 2019-02-28 | 2019-03-18 | $1,441 | $1,438 | $3 | $3 | |
| .72 PIMCO LOW DURATION INCOME FUND | 2018-10-05 | 2019-03-18 | $6 | $6 | |||
| 1. PIMCO LOW DURATION INCOME FUND | 2019-05-31 | 2019-12-20 | $9 | $9 | |||
| .55 PIMCO LOW DURATION INCOME FUND | 2019-06-28 | 2019-12-20 | $5 | $5 | |||
| .39 PIMCO LOW DURATION INCOME FUND | 2019-07-31 | 2019-12-20 | $3 | $3 | |||
| 113. PIMCO LOW DURATION INCOME FUND | 2019-03-29 | 2019-12-20 | $975 | $970 | $5 | $5 | |
| .33 PGIM ABSOLUTE RETURN BOND FUND | 2017-03-09 | 2019-01-28 | $3 | $3 | |||
| 184. PGIM ABSOLUTE RETURN BOND FUND | 2017-03-09 | 2019-01-28 | $1,779 | $1,790 | -$11 | -$11 | |
| 183. PGIM ABSOLUTE RETURN BOND FUND | 2017-03-16 | 2019-01-28 | $1,770 | $1,781 | -$11 | -$11 | |
| .1 PGIM ABSOLUTE RETURN BOND FUND | 2018-12-31 | 2019-01-28 | $1 | $1 | |||
| 1678. PGIM ABSOLUTE RETURN BOND FUND | 2017-03-09 | 2019-01-28 | $16,226 | $16,327 | -$101 | -$101 | |
| 184. PGIM ABSOLUTE RETURN BOND FUND | 2017-03-12 | 2019-04-30 | $1,794 | $1,794 | |||
| 7879. PGIM ABSOLUTE RETURN BOND FUND | 2017-03-09 | 2019-04-30 | $76,820 | $76,663 | $157 | $157 | |
| .49 PGIM ABSOLUTE RETURN BOND FUND | 2019-04-30 | 2019-04-30 | $5 | $5 | |||
| 1. PGIM ABSOLUTE RETURN BOND FUND | 2019-03-29 | 2019-04-30 | $10 | $10 | |||
| 210. PGIM ABSOLUTE RETURN BOND FUND | 2019-03-29 | 2019-04-30 | $2,048 | $2,043 | $5 | $5 | |
| .82 PGIM ABSOLUTE RETURN BOND FUND | 2019-03-18 | 2019-04-30 | $8 | $8 | |||
| 12094. PGIM ABSOLUTE RETURN BOND FUND | 2019-03-18 | 2019-04-30 | $117,917 | $117,675 | $242 | $242 | |
| 1. PGIM ABSOLUTE RETURN BOND FUND | 2019-02-28 | 2019-04-30 | $10 | $10 | |||
| 167. PGIM ABSOLUTE RETURN BOND FUND | 2019-02-28 | 2019-04-30 | $1,628 | $1,620 | $8 | $8 | |
| 3356. PGIM ABSOLUTE RETURN BOND FUND | 2018-10-05 | 2019-04-30 | $32,721 | $33,090 | -$369 | -$369 | |
| 1967. PGIM ABSOLUTE RETURN BOND FUND | 2017-10-03 | 2019-04-30 | $19,178 | $19,572 | -$394 | -$394 | |
| 24267. PGIM ABSOLUTE RETURN BOND FUND | 2017-07-24 | 2019-04-30 | $236,603 | $240,001 | -$3,398 | -$3,398 | |
| 1. PGIM ABSOLUTE RETURN BOND FUND | 2017-06-20 | 2019-04-30 | $10 | $10 | |||
| 242. PGIM ABSOLUTE RETURN BOND FUND | 2017-06-20 | 2019-04-30 | $2,359 | $2,386 | -$27 | -$27 | |
| 1. PGIM ABSOLUTE RETURN BOND FUND | 2017-04-05 | 2019-04-30 | $10 | $10 | |||
| 239. PGIM ABSOLUTE RETURN BOND FUND | 2017-04-05 | 2019-04-30 | $2,330 | $2,333 | -$3 | -$3 | |
| 5522. PGIM ABSOLUTE RETURN BOND FUND | 2017-04-05 | 2019-04-30 | $53,839 | $53,895 | -$56 | -$56 | |
| .98 PGIM ABSOLUTE RETURN BOND FUND | 2019-07-31 | 2019-12-20 | $9 | $10 | -$1 | -$1 | |
| 1. PGIM ABSOLUTE RETURN BOND FUND | 2019-06-28 | 2019-12-20 | $10 | $10 | |||
| 1. PGIM ABSOLUTE RETURN BOND FUND | 2019-05-31 | 2019-12-20 | $10 | $10 | |||
| 239. PGIM ABSOLUTE RETURN BOND FUND | 2017-04-05 | 2019-12-20 | $2,285 | $2,333 | -$48 | -$48 | |
| 8. PGIM ABSOLUTE RETURN BOND FUND | 2019-05-31 | 2019-12-20 | $76 | $78 | -$2 | -$2 | |
| .05 PGIM JENNISON HEALTH SCIENCES | 2016-11-09 | 2019-01-28 | $2 | $2 | |||
| .88 PGIM JENNISON HEALTH SCIENCES | 2016-11-09 | 2019-01-28 | $40 | $37 | $3 | $3 | |
| 121. PGIM JENNISON HEALTH SCIENCES | 2016-11-09 | 2019-01-28 | $5,527 | $5,059 | $468 | $468 | |
| 1. PGIM JENNISON HEALTH SCIENCES | 2018-12-24 | 2019-03-18 | $49 | $40 | $9 | $9 | |
| 59. PGIM JENNISON HEALTH SCIENCES | 2018-12-20 | 2019-03-18 | $2,917 | $2,414 | $503 | $503 | |
| 185. PGIM JENNISON HEALTH SCIENCES | 2018-12-24 | 2019-03-18 | $9,146 | $7,272 | $1,874 | $1,874 | |
| 1. PGIM JENNISON HEALTH SCIENCES | 2018-12-20 | 2019-03-18 | $49 | $41 | $8 | $8 | |
| .95 PGIM JENNISON HEALTH SCIENCES | 2016-11-09 | 2019-03-18 | $47 | $40 | $7 | $7 | |
| 212. PGIM JENNISON HEALTH SCIENCES | 2018-12-20 | 2019-03-18 | $10,481 | $8,675 | $1,806 | $1,806 | |
| 74. PGIM JENNISON HEALTH SCIENCES | 2017-12-20 | 2019-03-18 | $3,659 | $3,600 | $59 | $59 | |
| 157. PGIM JENNISON HEALTH SCIENCES | 2017-12-20 | 2019-03-18 | $7,762 | $7,638 | $124 | $124 | |
| 1. PGIM JENNISON HEALTH SCIENCES | 2017-12-20 | 2019-03-18 | $49 | $45 | $4 | $4 | |
| 722. PGIM JENNISON HEALTH SCIENCES | 2017-04-05 | 2019-03-18 | $35,696 | $31,732 | $3,964 | $3,964 | |
| 1177. PGIM JENNISON HEALTH SCIENCES | 2016-11-09 | 2019-03-18 | $58,191 | $49,210 | $8,981 | $8,981 | |
| .32 PUTNAM SHORT DURATION INCOME FUND | 2018-12-12 | 2019-01-28 | $3 | $3 | |||
| 2600. PUTNAM SHORT DURATION INCOME FUND | 2018-12-12 | 2019-01-28 | $26,104 | $26,078 | $26 | $26 | |
| 2786. PUTNAM SHORT DURATION INCOME FUND | 2018-12-12 | 2019-03-07 | $27,999 | $27,944 | $55 | $55 | |
| .07 PUTNAM SHORT DURATION INCOME FUND | 2018-12-12 | 2019-03-07 | $1 | $1 | |||
| .13 PUTNAM SHORT DURATION INCOME FUND | 2018-12-12 | 2019-03-18 | $1 | $1 | |||
| .66 PUTNAM SHORT DURATION INCOME FUND | 2018-12-12 | 2019-03-18 | $7 | $7 | |||
| 40307. PUTNAM SHORT DURATION INCOME FUND | 2018-12-12 | 2019-03-18 | $405,085 | $404,279 | $806 | $806 | |
| .19 PUTNAM INCOME FUND | 2018-10-05 | 2019-01-28 | $1 | $1 | |||
| 1290. PUTNAM INCOME FUND | 2018-10-05 | 2019-01-28 | $8,875 | $8,824 | $51 | $51 | |
| 94. PUTNAM INCOME FUND | 2018-11-02 | 2019-01-28 | $647 | $645 | $2 | $2 | |
| .47 PUTNAM INCOME FUND | 2019-01-25 | 2019-01-28 | $3 | $3 | |||
| 832.77 PUTNAM INCOME FUND | 2018-10-05 | 2019-12-20 | $6,146 | $5,696 | $450 | $450 | |
| 135. SPDR GOLD TRUST | 2018-10-05 | 2019-01-08 | $5 | $5 | |||
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-01-08 | $8 | $7 | $1 | $1 | |
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-01-08 | $11 | $10 | $1 | $1 | |
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-01-08 | $91 | $85 | $6 | $6 | |
| 135. SPDR GOLD TRUST | 2018-10-05 | 2019-01-28 | $16,618 | $15,348 | $1,270 | $1,270 | |
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-02-13 | $12 | $11 | $1 | $1 | |
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-02-13 | $9 | $8 | $1 | $1 | |
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-02-13 | $98 | $90 | $8 | $8 | |
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-03-15 | $94 | $86 | $8 | $8 | |
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-03-15 | $11 | $11 | |||
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-03-15 | $8 | $8 | |||
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-04-04 | $9 | $8 | $1 | $1 | |
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-04-04 | $12 | $12 | |||
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-04-04 | $100 | $94 | $6 | $6 | |
| 129. SPDR GOLD TRUST | 2019-03-18 | 2019-04-04 | $5 | $6 | -$1 | -$1 | |
| 129. SPDR GOLD TRUST | 2019-03-18 | 2019-05-10 | $5 | $5 | |||
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-05-10 | $97 | $91 | $6 | $6 | |
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-05-10 | $12 | $11 | $1 | $1 | |
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-05-10 | $8 | $8 | |||
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-06-11 | $8 | $8 | |||
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-06-11 | $12 | $11 | $1 | $1 | |
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-06-11 | $95 | $86 | $9 | $9 | |
| 129. SPDR GOLD TRUST | 2019-03-18 | 2019-06-11 | $5 | $5 | |||
| 129. SPDR GOLD TRUST | 2019-03-18 | 2019-07-09 | $5 | $5 | |||
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-07-09 | $96 | $83 | $13 | $13 | |
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-07-09 | $12 | $10 | $2 | $2 | |
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-07-09 | $8 | $7 | $1 | $1 | |
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-08-13 | $9 | $7 | $2 | $2 | |
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-08-13 | $13 | $10 | $3 | $3 | |
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-08-13 | $103 | $83 | $20 | $20 | |
| 129. SPDR GOLD TRUST | 2019-03-18 | 2019-08-13 | $6 | $5 | $1 | $1 | |
| 129. SPDR GOLD TRUST | 2019-03-18 | 2019-09-05 | $6 | $5 | $1 | $1 | |
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-09-05 | $108 | $85 | $23 | $23 | |
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-09-05 | $13 | $10 | $3 | $3 | |
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-09-05 | $9 | $7 | $2 | $2 | |
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-10-10 | $9 | $8 | $1 | $1 | |
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-10-10 | $13 | $11 | $2 | $2 | |
| 129. SPDR GOLD TRUST | 2019-03-18 | 2019-10-10 | $6 | $5 | $1 | $1 | |
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-10-10 | $107 | $86 | $21 | $21 | |
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-11-13 | $116 | $95 | $21 | $21 | |
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-11-13 | $14 | $12 | $2 | $2 | |
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-11-13 | $10 | $8 | $2 | $2 | |
| 129. SPDR GOLD TRUST | 2019-03-18 | 2019-11-13 | $6 | $6 | |||
| 129. SPDR GOLD TRUST | 2019-03-18 | 2019-12-10 | $6 | $5 | $1 | $1 | |
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-12-10 | $10 | $8 | $2 | $2 | |
| 289. SPDR GOLD TRUST | 2018-10-05 | 2019-12-10 | $13 | $11 | $2 | $2 | |
| 2359. SPDR GOLD TRUST | 2018-10-05 | 2019-12-10 | $109 | $90 | $19 | $19 | |
| 206. SPDR GOLD TRUST | 2018-10-05 | 2019-12-20 | $28,663 | $23,336 | $5,327 | $5,327 | |
| 155. VANGUARD DIVIDEND APPRECIATION ETF | 2015-01-05 | 2019-01-28 | $15,841 | $12,414 | $3,427 | $3,427 | |
| 180. VANGUARD DIVIDEND APPRECIATION ETF | 2015-01-05 | 2019-03-18 | $19,625 | $14,416 | $5,209 | $5,209 | |
| 1. VANGUARD DIVIDEND APPRECIATION ETF | 2019-06-21 | 2019-12-20 | |||||
| 271. VANGUARD DIVIDEND APPRECIATION ETF | 2015-01-05 | 2019-12-20 | $33,756 | $21,704 | $12,052 | $12,052 | |
| .34 VANGUARD TOTAL INTERNATIONAL STOCK ETF | 2016-01-12 | 2019-01-28 | $17 | $15 | $2 | $2 | |
| .48 VANGUARD TOTAL INTERNATIONAL STOCK ETF | 2016-01-12 | 2019-01-28 | $24 | $20 | $4 | $4 | |
| 53. VANGUARD TOTAL INTERNATIONAL STOCK ETF | 2018-01-03 | 2019-01-28 | $2,649 | $3,018 | -$369 | -$369 | |
| 375. VANGUARD TOTAL INTERNATIONAL STOCK ETF | 2016-01-12 | 2019-01-28 | $18,745 | $15,851 | $2,894 | $2,894 | |
| 1. VANGUARD TOTAL INTERNATIONAL STOCK ETF | 2018-12-31 | 2019-01-28 | $50 | $50 | |||
| 1. VANGUARD TOTAL INTERNATIONAL STOCK ETF | 2018-06-28 | 2019-01-28 | $50 | $55 | -$5 | -$5 | |
| 228. VANGUARD TOTAL INTERNATIONAL STOCK ETF | 2018-06-28 | 2019-01-28 | $11,397 | $12,164 | -$767 | -$767 | |
| 218. VANGUARD TOTAL INTERNATIONAL STOCK ETF | 2018-12-31 | 2019-01-28 | $10,897 | $10,342 | $555 | $555 | |
| .18 VANGUARD TOTAL INTERNATIONAL STOCK ETF | 2018-12-31 | 2019-01-28 | $9 | $8 | $1 | $1 | |
| 104. VANGUARD TOTAL INTERNATIONAL STOCK ETF | 2018-10-02 | 2019-01-28 | $5,198 | $5,581 | -$383 | -$383 | |
| 549. VANGUARD TOTAL INTERNATIONAL STOCK ETF | 2016-01-12 | 2019-12-20 | $30,701 | $23,206 | $7,495 | $7,495 | |
| 269. VANGUARD INTERNATIONAL | 2019-03-18 | 2019-12-20 | $19,309 | $17,403 | $1,906 | $1,906 | |
| 1. VANGUARD TOTAL STOCK MARKET ETF | 2018-12-31 | 2019-01-28 | $1 | $1 | |||
| 62. VANGUARD TOTAL STOCK MARKET ETF | 2018-10-04 | 2019-01-28 | $8,396 | $9,276 | -$880 | -$880 | |
| .66 VANGUARD TOTAL STOCK MARKET ETF | 2012-11-29 | 2019-01-28 | $89 | $48 | $41 | $41 | |
| 56. VANGUARD TOTAL STOCK MARKET ETF | 2018-06-28 | 2019-01-28 | $7,583 | $7,808 | -$225 | -$225 | |
| 1. VANGUARD TOTAL STOCK MARKET ETF | 2018-10-04 | 2019-01-28 | $135 | $143 | -$8 | -$8 | |
| 1. VANGUARD TOTAL STOCK MARKET ETF | 2018-12-31 | 2019-01-28 | $135 | $134 | $1 | $1 | |
| 74. VANGUARD TOTAL STOCK MARKET ETF | 2018-12-31 | 2019-01-28 | $10,021 | $9,426 | $595 | $595 | |
| 416. VANGUARD TOTAL STOCK MARKET ETF | 2012-11-29 | 2019-01-28 | $56,332 | $30,335 | $25,997 | $25,997 | |
| .33 VANGUARD TOTAL STOCK MARKET ETF | 2012-06-25 | 2019-01-28 | $45 | $22 | $23 | $23 | |
| 986. VANGUARD TOTAL STOCK MARKET ETF | 2013-12-12 | 2019-03-18 | $143,297 | $91,185 | $52,112 | $52,112 | |
| 125. VANGUARD TOTAL STOCK MARKET ETF | 2012-11-29 | 2019-03-18 | $18,166 | $9,115 | $9,051 | $9,051 | |
| 1. VANGUARD TOTAL STOCK MARKET ETF | 2019-06-21 | 2019-12-20 | $164 | $150 | $14 | $14 | |
| 339.66 VANGUARD TOTAL STOCK MARKET ETF | 2014-02-07 | 2019-12-20 | $55,755 | $31,741 | $24,014 | $24,014 | |
| 577. VANGUARD TOTAL STOCK MARKET ETF | 2013-12-12 | 2019-12-20 | $94,715 | $53,361 | $41,354 | $41,354 | |
| .34 VANGUARD TOTAL STOCK MARKET ETF | 2012-11-29 | 2019-12-20 | $56 | $25 | $31 | $31 | |
| 1. AMER FUNDS WASHINGTON | 2016-08-23 | 2019-01-28 | $43 | $40 | $3 | $3 | |
| .29 AMER FUNDS WASHINGTON | 2016-08-23 | 2019-01-28 | $12 | $12 | |||
| 18. AMER FUNDS WASHINGTON | 2016-08-23 | 2019-01-28 | $770 | $744 | $26 | $26 | |
| 87. AMER FUNDS WASHINGTON | 2018-12-14 | 2019-01-28 | $3,719 | $3,719 | $3,719 | ||
| .38 AMER FUNDS WASHINGTON | 2018-12-24 | 2019-01-28 | $16 | $15 | $1 | $1 | |
| 81. AMER FUNDS WASHINGTON | 2016-03-03 | 2019-01-28 | $3,463 | $3,066 | $397 | $397 | |
| 69. AMER FUNDS WASHINGTON | 2016-08-23 | 2019-12-20 | $3,314 | $2,854 | $460 | $460 | |
| 11. AMER FUNDS WASHINGTON | 2016-12-20 | 2019-12-20 | $528 | $459 | $69 | $69 | |
| 77.72 AMER FUNDS WASHINGTON | 2018-06-11 | 2019-12-20 | $3,733 | $3,668 | $65 | $65 | |
| 74. AMER FUNDS WASHINGTON | 2016-12-20 | 2019-12-20 | $3,554 | $3,057 | $497 | $497 | |
| 1. AMER FUNDS WASHINGTON | 2017-04-05 | 2019-12-20 | $48 | $42 | $6 | $6 | |
| 370. AMER FUNDS WASHINGTON | 2017-04-05 | 2019-12-20 | $17,771 | $15,681 | $2,090 | $2,090 | |
| 53. AMER FUNDS WASHINGTON | 2017-06-19 | 2019-12-20 | $2,546 | $2,264 | $282 | $282 | |
| 18. AMER FUNDS WASHINGTON | 2017-06-20 | 2019-12-20 | $865 | $767 | $98 | $98 | |
| 1. AMER FUNDS WASHINGTON | 2017-06-20 | 2019-12-20 | $48 | $43 | $5 | $5 | |
| 38. AMER FUNDS WASHINGTON | 2017-12-19 | 2019-12-20 | $1,825 | $1,733 | $92 | $92 | |
| 3. AMER FUNDS WASHINGTON | 2017-12-30 | 2019-12-20 | $144 | $123 | $21 | $21 | |
| 26. AMER FUNDS WASHINGTON | 2017-12-30 | 2019-12-20 | $1,249 | $1,040 | $209 | $209 | |
| .86 WISDOMTREE US QUALITY DIVIDEND GROWTH | 2019-01-28 | 2019-01-28 | $34 | $35 | -$1 | -$1 | |
| 27. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-10-01 | 2019-01-28 | $1,073 | $1,203 | -$130 | -$130 | |
| 1. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-10-29 | 2019-01-28 | $40 | $44 | -$4 | -$4 | |
| 13. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-11-27 | 2019-01-28 | $517 | $531 | -$14 | -$14 | |
| .14 WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-12-10 | 2019-01-28 | $6 | $6 | |||
| 35. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-12-31 | 2019-01-28 | $1,391 | $1,339 | $52 | $52 | |
| 12. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2019-01-28 | 2019-01-28 | $477 | $477 | |||
| 3. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-10-29 | 2019-01-28 | $119 | $123 | -$4 | -$4 | |
| 12. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-08-27 | 2019-01-28 | $477 | $526 | -$49 | -$49 | |
| 1. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-08-27 | 2019-01-28 | $40 | $43 | -$3 | -$3 | |
| 1. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-07-30 | 2019-01-28 | $40 | $42 | -$2 | -$2 | |
| 16. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-07-30 | 2019-01-28 | $636 | $684 | -$48 | -$48 | |
| 15. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-06-29 | 2019-01-28 | $596 | $617 | -$21 | -$21 | |
| 8. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-06-29 | 2019-01-28 | $318 | $329 | -$11 | -$11 | |
| 249. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2015-01-05 | 2019-01-28 | $9,899 | $7,632 | $2,267 | $2,267 | |
| .72 WISDOMTREE US QUALITY DIVIDEND GROWTH | 2019-02-25 | 2019-03-18 | $31 | $31 | |||
| .28 WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-12-10 | 2019-03-18 | $12 | $11 | $1 | $1 | |
| 15. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-07-27 | 2019-03-18 | $644 | $662 | -$18 | -$18 | |
| 531. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2015-01-05 | 2019-03-18 | $22,797 | $16,275 | $6,522 | $6,522 | |
| 634. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2015-01-05 | 2019-12-20 | $30,814 | $19,432 | $11,382 | $11,382 | |
| CAPITAL GAIN DIVIDENDS | $112,985 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $560,941 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,391,229 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $13,372,130 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.104039 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $786,860 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $13,768,804 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.057148 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $985,982 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $11,713,226 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.084177 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,202,074 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $12,550,800 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.095777 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $192,341 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $13,011,489 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.014782 | DistributionYr5Rt |
| Total Distribution | 0.355923 | TotalDistributionRt |
| Average Distribution | 0.071185 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $12,481,116 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $888,468 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $8,386 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $896,854 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,348,537 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $8,386 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $8,386 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $8,386 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $6,056 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $6,056 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $2,330 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2128523049 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 114 WEST 47TH STREET NY8-114-07-07 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100361510 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| KENT KRESA | ||||||
| 10431 BELLAGIO RD | LOS ANGELES | CA | 90077 | PRESIDENT | 1 | $0 |
| DR KIREN KRESA-REAHL MD | ||||||
| 9119 NW MCKENNA DRIVE | PORTLAND | OR | 97229 | SECRETARY | 1 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | BANK OF AMERICA | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1300 AMERICAN BOULEVARD | AddressLine1Txt |
| City | PENNINGTON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08534 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | AGENCY FEES | ServiceTypeTxt |
| Compensation | $0 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $12,536,680 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $134,504 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $12,671,184 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $12,671,184 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $190,068 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $12,481,116 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $624,056 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $624,056 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,386 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,386 | TotalTaxAmt |
| Distributable Before Adj | $615,670 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $615,670 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $615,670 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,348,537 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,348,537 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $8,386 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,340,151 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $615,670 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $584,042 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $406,145 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $117,912 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $728,672 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,836,771 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,348,537 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $615,670 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $732,867 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,569,638 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,569,638 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $584,042 | ExcessFromYear4Amt |
| Excess From Year3 | $406,145 | ExcessFromYear3Amt |
| Excess From Year2 | $117,912 | ExcessFromYear2Amt |
| Excess From Year1 | $728,672 | ExcessFromYear1Amt |
| Excess From Current Year | $732,867 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | KENT AND JOYCE KRESA | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (12 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| CALIFORNIA INSTITUTE OF | ||||||||
| TECHNOLOGY | 1200 E CALIFORNIA BLVD | PASADENA | CA | 911250001 | N/A | PC | UNRESTRICTED GENERAL | $240,000 |
| MASSACHUSETTS INSTITUTE OF | ||||||||
| TECHNOLOGY | 77 MASSACHUSETTS AVE | BOSTON | MA | 021394307 | N/A | PC | UNRESTRICTED GENERAL | $240,000 |
| WELLESLEY COLLEGE | ||||||||
| 106 CENTRAL ST | WELLESLEY | MA | 024818203 | N/A | PC | UNRESTRICTED GENERAL | $92,000 | |
| CONNECTING CULTURES MOBILE | ||||||||
| MUSEUM | 2558 AIKEN AVE | LOS ANGELES | CA | 900643306 | N/A | PC | UNRESTRICTED GENERAL | $1,000 |
| PROVIDENCE ST VINCENT | ||||||||
| MEDICAL FOUNDATION | 9205 SW BARNES RD | PORTLAND | OR | 972256603 | N/A | PC | UNRESTRICTED GENERAL | $70,000 |
| UC REGENTS | ||||||||
| 220 MONTGOMERY ST FL 5 | SAN FRANCISCO | CA | 94104 | N/A | PC | UNRESTRICTED GENERAL | $7,200 | |
| JOHN TRACY CLINIC | ||||||||
| 2160 W ADAMS BLVD | LOS ANGELES | CA | 90018 | N/A | PC | UNRESTRICTED GENERAL | $20,000 | |
| CALIFORNIA INSTITUTE OF | ||||||||
| TECHNOLOGY | 1200 E CALIFORNIA BLVD | PASADENA | CA | 911250001 | N/A | PC | CENTER FOR AUTONOMOUS | $555,555 |
| ALL SAINTS BEVERLY HILLS | ||||||||
| 504 N CAMDEN DRIVE | BEVERLY HILLS | CA | 90210 | N/A | PC | UNRESTRICTED GENERAL | $20,000 | |
| LOS ANGELES OPERA COMPANY | ||||||||
| 135 NORTH GRAND AVENUE | LOS ANGELES | CA | 90012 | N/A | PC | UNRESTRICTED GENERAL | $16,228 | |
| FRIENDS OF THE CULTURAL | ||||||||
| CENTER INC | 73000 FRED WARING DR | PALM DESERT | CA | 922602800 | N/A | PC | UNRESTRICTED GENERAL | $12,500 |
| PETERSEN AUTOMOTIVE MUSEUM FDN | ||||||||
| 6060 W WILSHIRE BLVD | LOS ANGELES | CA | 90036 | N/A | PC | UNRESTRICTED GENERAL | $26,750 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,301,233 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $353,799 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $560,941 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $9,617 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $924,357 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $924,357 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE | CategoryTxt |
| Amt | $2,500 | Amt |
| Disbursements Charitable Prps | $2,500 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | 56400P706 MANNKIND CORP | StockNm |
| EOY Book Value | $999,600 | EOYBookValueAmt |
| EOYFMV | $214,914 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (39 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 00768D798 POPLAR FOREST PARTNE | |||
| 97717X669 WISDOMTREE US QUALIT | AT COST | $234,302 | $354,362 |
| 922908769 VANGUARD TOTAL STOCK | AT COST | $1,185,427 | $1,813,620 |
| 921909768 VANGUARD TOTAL INTER | AT COST | $917,468 | $1,155,228 |
| 76881N202 RIVERNORTH DOUBLE LI | AT COST | $679,033 | $693,780 |
| 74441J829 PRUDENTIAL ABSOLUTE | |||
| 46434V621 ISHARES CORE DIVIDEN | AT COST | $232,801 | $355,525 |
| 023375827 AMERICAN AMCAP FUND | AT COST | $442,539 | $499,740 |
| 64128K751 NEUBERGER BERMAN STR | AT COST | $479,699 | $481,664 |
| 461418287 ARISTOTLE/SAUL GLOBA | AT COST | $89,630 | $97,141 |
| 00766Y299 KOPERNIK GLOBAL ALL- | AT COST | $107,959 | $125,302 |
| 939330825 AMER FUNDS WASHINGTO | AT COST | $439,703 | $482,534 |
| 277902573 EATON VANCE RCHRD BR | AT COST | $353,102 | $377,612 |
| 29875E100 AMERICAN FUNDS EUROP | AT COST | $593,547 | $667,778 |
| 74441P866 PRUDENTIAL JENNISON | |||
| 56166Y404 TORTOISE MLP & | |||
| 921908844 VANGUARD DIVIDEND AP | AT COST | $245,457 | $355,645 |
| 72201M719 PIMCO INCOME FUND | AT COST | $633,804 | $636,978 |
| 44134R834 HOTCHKIS & WILEY VAL | AT COST | $447,504 | $500,117 |
| 44134R800 HOTCHKIS & WILEY FDS | |||
| 72201M792 PIMCO FLOATING INCOM | |||
| 302544101 FPA NEW INCOME INC C | |||
| 46138E727 INVESCO FTSE RAFI EM | AT COST | $13 | $13 |
| 78463V107 SPDR GOLD TRUST | AT COST | $317,025 | $396,833 |
| 22544R305 CREDIT SUISSE COMMOD | |||
| 46434G855 ISHARES MSCI GLOBAL | |||
| 246248587 DELAWARE DIVERSIFIED | |||
| 258620301 DOUBLELINE CORE FIXE | AT COST | $926,610 | $968,441 |
| 46432F834 ISHARES CORE MSCI TO | |||
| 72201M594 PIMCO SHORT-TERM FUN | |||
| 46138E628 INVESCO KBW BANK ETF | AT COST | $27 | $32 |
| 74676P698 PUTNAM SHORT DURATIO | AT COST | $122,109 | $122,474 |
| 746792407 PUTNAM INCOME FUND | AT COST | $220,910 | $234,636 |
| 33734X127 FIRST TR ENERGY ALPH | |||
| 14064D865 FULLER & THALER BEHV | AT COST | $116,903 | $131,981 |
| 72201M826 PIMCO DIVERSIFIED IN | AT COST | $628,263 | $637,896 |
| 921946810 VANGUARD INTERNATION | AT COST | $320,373 | $356,841 |
| 336920103 FIRST TRUST US EQUIT | AT COST | $120,541 | $130,971 |
| 74440B405 PGIM TOTAL RETURN BO | AT COST | $835,017 | $829,008 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER INVESTMENT FEE | $250 | $250 | $0 |
| INVSTMT EXPENSE | $1,525 | $1,525 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Revenue And Expenses Per Books | $9,617 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| COST BASIS ADJUSTMENT | $265,311 |
| INCOME ADJUSTMENT | $400 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMNT MNGMNT FEES (NON-DED | CategoryTxt |
| Amt | $112,009 | Amt |
| Net Investment Income | $67,205 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $44,804 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $3,411 | $3,411 | $0 |
| EXCISE TAX ESTIMATES | $3,028 | $0 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $1,351 | $1,351 | $0 |