NIMICK FORBESWAY FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- NIMICK FORBESWAY FOUNDATION (EIN 25-1597437)
- Tax period
- 2018-07-01 to 2019-06-30
- Filed
- 2019-12-05
- IRS object ID
- 201903399349100000
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-12-05T08:01:12-06:00 | ReturnTs |
| Tax Period End | 2019-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 030498867 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LOVETT BOOKMAN HARMON MARKS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1001 LIBERTY AVENUE SUITE 1150 | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15222 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 251597437 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NIMICK FORBESWAY FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O CHARLES LH NIMICK | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NIMI | BusinessNameControlTxt |
| Phone | 4125621843 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE OXFORD CENTRE 20TH FLOOR | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15219 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CHARLES L H NIMICK | PersonNm |
| Person Title | CHAIRMAN | PersonTitleTxt |
| Phone | 4125621843 | PhoneNum |
| Signature | 2019-11-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ROBERT S LANG | PreparerPersonNm |
| PTIN | P00144610 | PTIN |
| Phone | 4123922220 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 63.209.178.11 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-11-26 | IPDt |
| IP Tm | 07:59:16 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | E29BB0197BD3E9CF407ECEC67D31A4D0BB7D5AAC | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 39B946E0F61AE3058FA5D0369FBF8960389C6618 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-04-17 16:48:07Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $26,697,862 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $91,166 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $91,166 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $443,896 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $443,896 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $571,828 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $12,395,406 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $571,828 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,106,890 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,106,890 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $74,805 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $11,221 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $63,584 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $54,522 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $5,452 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $49,070 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $100,951 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $100,951 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $17,382 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $878 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $18,392 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $18,392 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $12,080 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $227 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $11,635 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $278,132 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $118,729 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $142,681 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,277,250 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,277,250 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,555,382 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $118,729 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,419,931 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$448,492 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $988,161 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,479,268 | CashBOYAmt |
| Cash EOY | $984,472 | CashEOYAmt |
| Cash EOYFMV | $984,472 | CashEOYFMVAmt |
| US Government Obligations BOY | $465,882 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $782,797 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $874,205 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $19,008,652 | CorporateStockBOYAmt |
| Corporate Stock EOY | $18,731,706 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $24,839,185 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $20,953,802 | TotalAssetsBOYAmt |
| Total Assets EOY | $20,498,975 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $26,697,862 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $2,532 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $979 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $2,532 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $979 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $14,554,273 | CapitalStockBOYAmt |
| Capital Stock EOY | $14,554,273 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $6,396,997 | RetainedEarningBOYAmt |
| Retained Earning EOY | $5,943,723 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $20,951,270 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $20,497,996 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,953,802 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $20,498,975 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $20,951,270 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$448,492 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $20,502,778 | SubtotalAmt |
| Other Decreases | $4,782 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $20,497,996 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (301 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 2800 SHS ABB LTD | P | 2019-02-13 | 2019-06-19 | $52,555 | $54,179 | -$1,624 | -$1,624 |
| 12,077.30 SHS AQR MANAGED FUTURES | P | 2019-02-08 | 2019-04-23 | $103,744 | $100,000 | $3,744 | $3,744 |
| 1,000 SHS AT&T INC | P | 2018-10-11 | 2018-10-31 | $30,923 | $31,879 | -$956 | -$956 |
| 500 SHS DREYFUS OPPORT SM CAP-Y | P | 2018-03-27 | 2019-03-20 | $13,320 | $18,045 | -$4,725 | -$4,725 |
| 150 SHS ALEXANDRIA REAL ESTATE | P | 2018-12-14 | 2019-03-19 | $20,899 | $18,369 | $2,530 | $2,530 |
| 90 SHS ALEXANDRIA REAL ESTATE | P | 2018-12-14 | 2019-06-03 | $13,220 | $11,021 | $2,199 | $2,199 |
| 60 SHS ALEXANDRIA REAL ESTATE | P | 2018-12-14 | 2019-06-03 | $8,808 | $7,347 | $1,461 | $1,461 |
| 150 SHS ALEXANDRIA REAL ESTATE | P | 2018-12-27 | 2019-06-03 | $22,020 | $16,770 | $5,250 | $5,250 |
| 20 SHS ALPHABET INC/CA | P | 2018-09-04 | 2019-04-25 | $25,368 | $24,385 | $983 | $983 |
| 5 SHS ALPHABET INC/CA | P | 2018-10-26 | 2019-04-25 | $6,342 | $5,379 | $963 | $963 |
| 200 SHS AMGEN INC | P | 2019-04-05 | 2019-06-19 | $36,294 | $39,132 | -$2,838 | -$2,838 |
| 300 SHS ANADARKO PETE CORP | P | 2018-08-27 | 2018-12-27 | $13,065 | $19,152 | -$6,087 | -$6,087 |
| 200 SHS APERGY CORP-W/I | P | 2018-04-02 | 2018-07-26 | $7,797 | $7,887 | -$90 | -$90 |
| 100 SHS APPLE COMPUTER INC COM | P | 2018-12-10 | 2019-01-30 | $16,460 | $16,521 | -$61 | -$61 |
| 100 SHS APPLE COMPUTER INC COM | P | 2019-01-03 | 2019-01-30 | $16,460 | $14,371 | $2,089 | $2,089 |
| 100 SHS APPLE COMPUTER INC COM | P | 2019-01-03 | 2019-03-21 | $19,438 | $14,371 | $5,067 | $5,067 |
| 3,417.64 SHS BNY MELLON SMALL/MID CAP FUND M | P | 2018-03-27 | 2018-12-03 | $51,606 | $50,000 | $1,606 | $1,606 |
| 27.1 BNY MELLON HIGH YIELD-I | P | 2018-12-04 | 2019-06-11 | $165 | $160 | $5 | $5 |
| 250 SHS BAIDU COM INC | P | 2019-02-11 | 2019-05-21 | $29,794 | $41,970 | -$12,176 | -$12,176 |
| 200 SHS BAIDU COM INC | P | 2019-03-22 | 2019-05-21 | $23,836 | $33,332 | -$9,496 | -$9,496 |
| 1,000 SHS BUILDERS FIRSTSOURCE INC | P | 2018-08-27 | 2018-10-12 | $13,003 | $16,540 | -$3,537 | -$3,537 |
| 700 SHS CVS CORP | P | 2019-01-10 | 2019-05-17 | $37,044 | $45,934 | -$8,890 | -$8,890 |
| 500 SHS CAMPBELL SOUP COMPANY | P | 2017-11-21 | 2018-10-11 | $18,550 | $23,114 | -$4,564 | -$4,564 |
| 200 SHS CAPITAL ONE FINL CORP COM | P | 2018-07-31 | 2019-01-28 | $15,858 | $18,868 | -$3,010 | -$3,010 |
| 200 SHS CAPITAL ONE FINL CORP COM | P | 2018-10-11 | 2019-01-28 | $15,858 | $18,258 | -$2,400 | -$2,400 |
| 200 SHS CAPITAL ONE FINL CORP COM | P | 2018-10-23 | 2019-01-27 | $15,858 | $17,442 | -$1,584 | -$1,584 |
| 400 SHS CARDINAL HEALTH INC COM | P | 2018-11-21 | 2019-05-17 | $18,032 | $21,293 | -$3,261 | -$3,261 |
| 200 SHS CELGENE CORP | P | 2018-02-08 | 2018-12-04 | $14,842 | $18,620 | -$3,778 | -$3,778 |
| 800 SHS CENTENE CORP DEL | P | 2019-06-03 | 2019-06-19 | $44,169 | $41,622 | $2,547 | $2,547 |
| 50 SHS CHARTER COMMUNICATIONS INC-A | P | 2018-02-08 | 2018-07-09 | $15,398 | $17,739 | -$2,341 | -$2,341 |
| 60 SHS CHARTER COMMUNICATIONS INC-A | P | 2017-11-20 | 2018-09-17 | $19,151 | $20,821 | -$1,670 | -$1,670 |
| 30 SHS CHARTER COMMUNICATIONS INC-A | P | 2018-02-08 | 2018-09-17 | $9,575 | $10,643 | -$1,068 | -$1,068 |
| 60 SHS CHARTER COMMUNICATIONS INC-A | P | 2017-11-20 | 2018-10-31 | $19,279 | $20,821 | -$1,542 | -$1,542 |
| 80 SHS CHIPOTLE MEXICAN GRILL INC | P | 2018-10-16 | 2018-11-01 | $37,820 | $34,758 | $3,062 | $3,062 |
| 100 SHS CHIPOTLE MEXICAN GRILL | P | 2018-12-20 | 2019-01-04 | $45,105 | $40,134 | $4,971 | $4,971 |
| 250 SHS COMCAST CORP NEW CL A | P | 2018-03-23 | 2018-10-31 | $9,562 | $8,327 | $1,235 | $1,235 |
| 1,500 SHS CONVERGYS CORP | P | 2018-01-30 | 2018-10-09 | $36,744 | $34,899 | $1,845 | $1,845 |
| .67 SH CORTEVA INC | P | 2019-02-15 | 2019-06-13 | $16 | $19 | -$3 | -$3 |
| 800 SHS DANA HOLDINGS CORP | P | 2018-08-27 | 2018-10-12 | $12,971 | $16,663 | -$3,692 | -$3,692 |
| 1,000 SHS DELTA AIR LINES INC - W/I | P | 2019-03-25 | 2019-04-08 | $57,739 | $49,340 | $8,399 | $8,399 |
| 500 SHS DICKS SPORTING GOODS INC | P | 2018-07-30 | 2018-08-27 | $18,094 | $16,619 | $1,475 | $1,475 |
| 300 SHS DISCOVER FINL SVCS | P | 2018-03-23 | 2018-08-08 | $22,641 | $21,047 | $1,594 | $1,594 |
| 140 SHS DOLLAR TREE INC | P | 2018-10-11 | 2018-10-31 | $11,788 | $11,089 | $699 | $699 |
| 1,000 SHS DOMINION RESOURCES INC | P | 2018-02-01 | 2018-11-27 | $48,267 | $50,408 | -$2,141 | -$2,141 |
| 400 SHS DOVER CORPORATION | P | 2018-04-02 | 2019-01-29 | $34,240 | $30,337 | $3,903 | $3,903 |
| .67 SH DOW INC | P | 2019-02-15 | 2019-04-15 | $38 | $35 | $3 | $3 |
| .67 SH DUPONT DE NEMOURS INC | P | 2019-02-15 | 2019-06-12 | $50 | $53 | -$3 | -$3 |
| 700 SHS EQT CORP COM | P | 2017-11-29 | 2018-07-26 | $37,968 | $40,544 | -$2,576 | -$2,576 |
| 300 SHS EAST WEST BANCORP INC | P | 2017-08-29 | 2018-08-08 | $19,545 | $16,598 | $2,947 | $2,947 |
| 500 SHS EAST WEST BANCORP INC | P | 2018-10-12 | 2019-01-17 | $24,641 | $27,795 | -$3,154 | -$3,154 |
| 300 SHS EAST WEST BANCORP INC | P | 2018-10-23 | 2019-01-17 | $14,784 | $15,900 | -$1,116 | -$1,116 |
| 400 SHS EAST WEST BANCORP INC | P | 2018-12-06 | 2019-01-17 | $19,713 | $19,407 | $306 | $306 |
| 600 SHS EAST WEST BANCORP INC | P | 2018-12-27 | 2019-01-17 | $29,569 | $25,368 | $4,201 | $4,201 |
| 1,000 SHS EBAY INC | P | 2018-08-10 | 2018-11-28 | $29,620 | $34,270 | -$4,650 | -$4,650 |
| 1,000 SHS EBAY INC | P | 2018-08-27 | 2018-11-28 | $29,620 | $34,656 | -$5,036 | -$5,036 |
| 400 SHS EBAY INC | P | 2018-10-11 | 2018-11-28 | $11,848 | $12,572 | -$724 | -$724 |
| 300 SHS ELECTRONIC ARTS | P | 2018-09-20 | 2019-01-18 | $27,748 | $34,038 | -$6,290 | -$6,290 |
| 350 SHS ELECTRONIC ARTS | P | 2018-10-26 | 2019-02-11 | $36,218 | $33,899 | $2,319 | $2,319 |
| 400 SHS EMCOR GROUP INC COM | P | 2018-10-12 | 2019-02-22 | $28,909 | $27,453 | $1,456 | $1,456 |
| 80 SHS EQUINIX INC | P | 2018-10-23 | 2019-03-19 | $35,402 | $32,898 | $2,504 | $2,504 |
| 50 SHS EQUINIX INC | P | 2018-10-23 | 2019-06-03 | $24,254 | $20,562 | $3,692 | $3,692 |
| 400 SHS EXXON MOBIL CORP | P | 2018-11-27 | 2019-04-25 | $32,899 | $30,864 | $2,035 | $2,035 |
| 150 SHS FACEBOOK INC | P | 2018-07-26 | 2019-01-25 | $22,240 | $26,625 | -$4,385 | -$4,385 |
| 50 SHS FACEBOOK INC | P | 2018-10-26 | 2019-01-30 | $7,465 | $7,255 | $210 | $210 |
| 200 SHS FACEBOOK INC | P | 2018-10-26 | 2019-01-31 | $34,064 | $29,021 | $5,043 | $5,043 |
| 100 SHS FACEBOOK INC | P | 2018-11-13 | 2019-04-29 | $19,483 | $14,205 | $5,278 | $5,278 |
| 50 SHS FEDEX CORPORATION | P | 2019-02-15 | 2019-04-08 | $9,564 | $8,890 | $674 | $674 |
| 150 SHS FEDEX CORPORATION | P | 2019-03-01 | 2019-04-08 | $28,693 | $27,651 | $1,042 | $1,042 |
| 1,000 SHS FRANKLIN RES INC COM | P | 2018-04-04 | 2018-10-11 | $28,624 | $34,468 | -$5,844 | -$5,844 |
| 3,000 SHS GENERAL ELECTRIC CO | P | 2018-11-15 | 2019-01-04 | $24,420 | $25,132 | -$712 | -$712 |
| 2,000 SHS GENERAL ELECTRIC CO | P | 2018-11-21 | 2019-01-04 | $16,280 | $15,699 | $581 | $581 |
| 2,000 SHS GENERAL ELECTRIC CO | P | 2018-12-06 | 2019-01-04 | $16,280 | $14,680 | $1,600 | $1,600 |
| 200 SHS GOLDMAN SACHS GROUP INC | P | 2018-12-20 | 2019-01-16 | $38,168 | $33,880 | $4,288 | $4,288 |
| 1,000 SHS HALLIBURTON COMPANY COM | P | 2018-10-01 | 2019-06-14 | $21,320 | $40,800 | -$19,480 | -$19,480 |
| 500 SHS HALLIBURTON COMPANY COM | P | 2018-10-08 | 2019-06-14 | $10,660 | $20,930 | -$10,270 | -$10,270 |
| 500 SHS HALLIBURTON COMPANY COM | P | 2018-10-18 | 2019-06-14 | $10,660 | $18,985 | -$8,325 | -$8,325 |
| 400 SHS HALLIBURTON COMPANY COM | P | 2018-10-23 | 2019-06-14 | $8,528 | $14,256 | -$5,728 | -$5,728 |
| 600 SHS HALLIBURTON COMPANY COM | P | 2018-11-13 | 2019-06-14 | $12,792 | $19,350 | -$6,558 | -$6,558 |
| 1,500 SHS HAWAIIAN HLDGS INC | P | 2019-05-14 | 2019-05-16 | $40,600 | $39,252 | $1,348 | $1,348 |
| 1,000 SHS HUNTSMAN CORP | P | 2018-10-12 | 2018-10-31 | $21,940 | $23,990 | -$2,050 | -$2,050 |
| 400 SHS INTERNATIONAL BUSINESS MACHIENS CORP | P | 2019-01-17 | 2019-01-25 | $53,667 | $48,864 | $4,803 | $4,803 |
| 1,500 SHS ISHARES MSCI EMERGING MKTS INDEX FD | P | 2018-04-23 | 2019-01-30 | $64,004 | $70,380 | -$6,376 | -$6,376 |
| 1,500 SHS ISHARES MSCI EMERGING MKTS INDEX FD | P | 2018-04-24 | 2019-01-30 | $64,004 | $70,043 | -$6,039 | -$6,039 |
| 1,000 SHS ISHARES MSCI EAFE SMALL CAP | P | 2018-11-21 | 2019-01-30 | $56,009 | $55,259 | $750 | $750 |
| 1,000 SHS ISHARES MSCI EAFE SMALL CAP | P | 2018-12-04 | 2019-01-30 | $56,029 | $55,404 | $625 | $625 |
| 1,250 SHS ISHARES CORE MSCI EMERGING | P | 2018-08-08 | 2019-04-26 | $65,874 | $66,975 | -$1,101 | -$1,101 |
| 600 SHS KELLOGG COMPANY COMMON | P | 2018-12-27 | 2019-06-14 | $33,999 | $34,124 | -$125 | -$125 |
| 800 SHS KINDER MORGAN HOLDCO LLC | P | 2017-08-22 | 2018-07-09 | $14,432 | $14,787 | -$355 | -$355 |
| 200 SHS KINDER MORGAN HOLDCO LLC | P | 2017-08-22 | 2018-07-10 | $3,636 | $3,697 | -$61 | -$61 |
| 1,000 SHS KINDER MORGAN HOLDCO LLC | P | 2017-11-01 | 2018-07-10 | $18,182 | $18,284 | -$102 | -$102 |
| 1,500 SHS KINDER MORGAN HOLDCO LLC | P | 2018-01-30 | 2018-12-13 | $24,475 | $26,660 | -$2,185 | -$2,185 |
| 1,000 SHS KRAFT HEINZ CO/THE | P | 2018-10-11 | 2019-06-14 | $30,021 | $53,970 | -$23,949 | -$23,949 |
| 400 SHS KRAFT HEINZ CO/THE | P | 2018-11-21 | 2019-06-14 | $12,009 | $20,536 | -$8,527 | -$8,527 |
| 600 SHS KRAFT HEINZ CO/THE | P | 2019-03-08 | 2019-06-14 | $18,013 | $19,224 | -$1,211 | -$1,211 |
| 500 SHS KRAFT HEINZ CO/THE | P | 2019-05-10 | 2019-06-14 | $15,011 | $16,300 | -$1,289 | -$1,289 |
| 100 SHS LAM RESH CORP COM | P | 2018-09-21 | 2018-10-23 | $14,719 | $15,565 | -$846 | -$846 |
| 400 SHS MICRON TECHNOLOGY | P | 2018-08-10 | 2018-10-31 | $15,110 | $20,728 | -$5,618 | -$5,618 |
| 1,000 SHS MICRON TECHNOLOGY | P | 2019-05-28 | 2019-06-26 | $36,502 | $32,970 | $3,532 | $3,532 |
| 200 SHS MID-AMER APT CMNTYS INC | P | 2018-12-14 | 2019-03-19 | $21,194 | $20,280 | $914 | $914 |
| 100 SHS MID-AMER APT CMNTYS INC | P | 2018-12-14 | 2019-06-03 | $11,423 | $10,140 | $1,283 | $1,283 |
| 200 SHS MID-AMER APT CMNTYS INC | P | 2018-12-14 | 2019-06-20 | $23,955 | $20,280 | $3,675 | $3,675 |
| 150 SHS MID-AMER APT CMNTYS INC | P | 2018-12-27 | 2019-06-20 | $17,967 | $13,987 | $3,980 | $3,980 |
| 150 SHS MOHAWK INDS INC | P | 2018-04-24 | 2018-07-26 | $27,261 | $34,071 | -$6,810 | -$6,810 |
| 6,315.79 SHS ASG MANAGED FUTURES STRAT-Y | P | 2019-01-30 | 2019-06-04 | $60,000 | $55,326 | $4,674 | $4,674 |
| 7,382.84 SHS ASG MANAGED FUTURES STRAT-Y | P | 2019-01-30 | 2019-06-17 | $72,057 | $64,674 | $7,383 | $7,383 |
| 100 SHS NETFLIX COM INC | P | 2018-10-11 | 2018-11-01 | $31,678 | $32,225 | -$547 | -$547 |
| 100 SHS NETFLIX COM INC | P | 2018-10-26 | 2019-01-11 | $33,698 | $29,899 | $3,799 | $3,799 |
| 70 SHS NETFLIX COM INC | P | 2018-11-21 | 2019-01-11 | $23,588 | $18,606 | $4,982 | $4,982 |
| 5,266.62 SHS NEUBERGER BERMAN LONG SH-INS | P | 2018-09-26 | 2019-06-19 | $75,102 | $80,000 | -$4,898 | -$4,898 |
| 3,148.52 SHS NEUBERGER BERMAN LONG SH-INS | P | 2018-10-08 | 2019-06-19 | $44,898 | $47,354 | -$2,456 | -$2,456 |
| 200 SHS NOVARTIS AG SPNSRD ADR | P | 2018-03-23 | 2018-09-17 | $17,016 | $15,740 | $1,276 | $1,276 |
| 100 SHS NOVARTIS AG SPNSRD ADR | P | 2018-04-25 | 2018-09-17 | $8,508 | $7,621 | $887 | $887 |
| 200 SHS NOVARTIS AG SPNSRD ADR | P | 2018-04-25 | 2018-10-31 | $17,508 | $15,242 | $2,266 | $2,266 |
| 500 SHS ORACLE CORPORATION | P | 2018-08-21 | 2019-02-08 | $25,430 | $24,308 | $1,122 | $1,122 |
| 400 SHS ORACLE CORPORATION | P | 2018-08-21 | 2019-03-19 | $21,578 | $19,446 | $2,132 | $2,132 |
| 3,000 SHS PG&E CORP | P | 2019-01-09 | 2019-01-14 | $26,880 | $55,769 | -$28,889 | -$28,889 |
| 200 SHS PAYPAL HOLDINGS INC | P | 2018-08-21 | 2019-01-04 | $17,185 | $17,234 | -$49 | -$49 |
| 150 SHS PAYPAL HOLDINGS INC | P | 2018-10-11 | 2019-01-04 | $12,888 | $11,425 | $1,463 | $1,463 |
| 150 SHS PAYPAL HOLDINGS INC | P | 2018-10-26 | 2019-01-04 | $12,888 | $12,525 | $363 | $363 |
| 200 SHS PAYPAL HOLDINGS INC | P | 2018-11-21 | 2019-01-04 | $17,185 | $15,964 | $1,221 | $1,221 |
| 400 SHS PFIZER INC COM | P | 2017-11-22 | 2018-10-31 | $17,216 | $14,206 | $3,010 | $3,010 |
| 200 SHS PIONEER NAT RES CO | P | 2018-11-02 | 2019-05-17 | $30,864 | $29,539 | $1,325 | $1,325 |
| 600 SHS QUALCOMM INC | P | 2018-11-08 | 2019-01-07 | $34,062 | $34,836 | -$774 | -$774 |
| 400 SHS QUALCOMM INC | P | 2018-11-13 | 2019-01-07 | $22,708 | $21,691 | $1,017 | $1,017 |
| 400 SHS QUALCOMM INC | P | 2018-11-14 | 2019-01-07 | $22,708 | $21,584 | $1,124 | $1,124 |
| 1,000 SHS SEI INVESTMENTS CO | P | 2019-01-17 | 2019-04-23 | $57,574 | $48,704 | $8,870 | $8,870 |
| 1,000 SHS SCHNEIDER NATIONAL INC - CL B | P | 2018-11-21 | 2019-02-22 | $23,036 | $21,919 | $1,117 | $1,117 |
| 500 SHS SCHNEIDER NATIONAL INC -CL B | P | 2018-11-21 | 2019-06-06 | $8,636 | $10,960 | -$2,324 | -$2,324 |
| 1,000 SHS SCHNEIDER NATIONAL INC - CL B | P | 2018-12-06 | 2019-06-06 | $17,272 | $19,979 | -$2,707 | -$2,707 |
| 500 SHS SCHNEIDER NATIONAL INC -CL B | P | 2018-12-27 | 2019-06-06 | $8,636 | $9,259 | -$623 | -$623 |
| 400 SHS SMUCKER J M CO | P | 2018-12-27 | 2019-06-04 | $49,774 | $37,512 | $12,262 | $12,262 |
| 3,581.66 SHS STRATEGIC GLBL STOCK-Y | P | 2018-06-26 | 2018-11-01 | $75,179 | $75,000 | $179 | $179 |
| 592.07 SHS DREYFUS SELECT MGER S/C VL-Y | P | 2017-12-29 | 2018-11-08 | $14,766 | $14,849 | -$83 | -$83 |
| 3,000 SHS DREYFUS SELECT MGER S/C VL-Y | P | 2018-03-01 | 2018-11-08 | $74,820 | $73,350 | $1,470 | $1,470 |
| 13.18 SHS DREYFUS SELECT MGER S/C VL-Y | P | 2018-03-20 | 2018-11-08 | $329 | $333 | -$4 | -$4 |
| 2,000 SHS DREYFUS SELECT MGER S/C VL-Y | P | 2018-03-27 | 2018-11-08 | $49,880 | $48,700 | $1,180 | $1,180 |
| 800 SHS SYMANTEC CORP | P | 2017-11-07 | 2018-07-26 | $16,562 | $22,952 | -$6,390 | -$6,390 |
| .45 SH SYNNEX CORP | P | 2018-01-30 | 2018-10-17 | $35 | $40 | -$5 | -$5 |
| 500 SHS SYNCHRONY FINANCIAL | P | 2018-10-18 | 2019-01-28 | $14,975 | $14,815 | $160 | $160 |
| 250 SHS TEXAS INSTRUMENTS INC | P | 2018-10-08 | 2019-01-31 | $25,157 | $25,476 | -$319 | -$319 |
| 50 SHS TEXAS INSTRUMENTS INC | P | 2018-10-08 | 2019-03-13 | $5,371 | $5,095 | $276 | $276 |
| 250 SHS TEXAS INSTRUMENTS INC | P | 2018-11-14 | 2019-03-13 | $26,857 | $23,692 | $3,165 | $3,165 |
| 150 SHS TEXAS INSTRUMENTS INC | P | 2018-11-14 | 2019-04-05 | $17,046 | $14,215 | $2,831 | $2,831 |
| 1,500 SHS UNITED NAT FOODS INC | P | 2018-12-11 | 2018-12-27 | $15,315 | $20,250 | -$4,935 | -$4,935 |
| 300 SHS UNITED PARCEL SVC INC CL B | P | 2018-03-23 | 2018-07-25 | $35,643 | $30,564 | $5,079 | $5,079 |
| 20 SHS VERINT SYSTEMS INC | P | 2018-11-27 | 2019-02-22 | $1,068 | $880 | $188 | $188 |
| 400 SHS VERINT SYSTEMS INC | P | 2018-12-06 | 2019-02-22 | $21,366 | $17,708 | $3,658 | $3,658 |
| 980 SHS VERINT SYSTEMS INC | P | 2018-11-27 | 2019-03-28 | $55,880 | $43,115 | $12,765 | $12,765 |
| 500 SHS WABTEC CORP | P | 2019-01-30 | 2019-02-25 | $39,765 | $34,340 | $5,425 | $5,425 |
| 200 SHS WAL MART STORES INC | P | 2018-03-02 | 2018-08-16 | $19,809 | $17,786 | $2,023 | $2,023 |
| 160 SHS WAL MART STORES INC | P | 2018-03-02 | 2018-10-31 | $16,040 | $14,229 | $1,811 | $1,811 |
| 150 SHS WAL MART STORES INC | P | 2018-11-21 | 2019-06-04 | $15,321 | $14,192 | $1,129 | $1,129 |
| 1,000 SHS WELLS FARGO & CO NEW | P | 2019-03-08 | 2019-04-23 | $47,190 | $49,725 | -$2,535 | -$2,535 |
| 200 SHS RNGERSOLL-RAND PLC | P | 2018-04-02 | 2018-07-26 | $19,518 | $16,544 | $2,974 | $2,974 |
| 700 SHS JOHNSON CTLS INTL PLC | P | 2018-09-24 | 2019-05-01 | $27,524 | $25,410 | $2,114 | $2,114 |
| 300 SHS JOHNSON CTLS INTL PLC | P | 2018-10-08 | 2019-05-01 | $11,796 | $10,899 | $897 | $897 |
| 1,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 | P | 2018-03-19 | 2018-09-13 | $18,147 | $22,840 | -$4,693 | -$4,693 |
| 1,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 | P | 2018-04-02 | 2018-09-13 | $18,147 | $20,248 | -$2,101 | -$2,101 |
| 400 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 | P | 2018-04-25 | 2018-09-13 | $7,259 | $8,196 | -$937 | -$937 |
| 600 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 | P | 2018-04-27 | 2018-09-13 | $10,888 | $12,243 | -$1,355 | -$1,355 |
| 3,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 | P | 2018-10-26 | 2018-11-25 | $47,610 | $47,340 | $270 | $270 |
| 800 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 | P | 2019-03-13 | 2019-04-18 | $19,868 | $15,789 | $4,079 | $4,079 |
| 1,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 | P | 2019-03-22 | 2019-04-18 | $24,834 | $19,759 | $5,075 | $5,075 |
| 1,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 | P | 2018-11-21 | 2019-06-26 | $23,857 | $15,739 | $8,118 | $8,118 |
| 1,000 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 | P | 2018-12-27 | 2019-06-26 | $23,857 | $15,670 | $8,187 | $8,187 |
| 700 SHS MARVELL TECHNOLOGY GROUP LTD 0.002 | P | 2019-03-13 | 2019-06-26 | $16,700 | $13,815 | $2,885 | $2,885 |
| 600 SHS NVENT ELECTRIC PLC | P | 2017-11-13 | 2018-07-05 | $14,851 | $13,604 | $1,247 | $1,247 |
| 600 SHS NVENT ELECTRIC PLC | P | 2017-12-26 | 2018-07-05 | $14,851 | $13,883 | $968 | $968 |
| 600 SHS PENTAIR PLC | P | 2017-11-13 | 2018-07-26 | $25,860 | $27,263 | -$1,403 | -$1,403 |
| 600 SHS PENTAIR PLC | P | 2017-12-26 | 2018-07-26 | $25,860 | $27,823 | -$1,963 | -$1,963 |
| 300 SHS ABBOTT LABORATORIES | P | 2016-12-20 | 2019-05-09 | $22,845 | $11,457 | $11,388 | $11,388 |
| 180 SHS ABBOTT LABORATORIES | P | 2016-12-20 | 2019-05-20 | $13,606 | $6,874 | $6,732 | $6,732 |
| 10,000 SHS DREYFUS GLOBAL REAL RET-Y | P | 2015-11-18 | 2019-01-02 | $140,400 | $145,500 | -$5,100 | -$5,100 |
| 8,000 SHS DREYFUS GLOBAL REAL RET-Y | P | 2016-03-01 | 2019-01-02 | $112,320 | $115,200 | -$2,880 | -$2,880 |
| 2,000 SHS DREYFUS GLOBAL REAL RET-Y | P | 2016-04-15 | 2019-01-02 | $28,080 | $29,160 | -$1,080 | -$1,080 |
| 3,000 SHS DREYFUS GLOBAL REAL RET-Y | P | 2016-05-20 | 2019-01-02 | $42,120 | $43,560 | -$1,440 | -$1,440 |
| 12,000 SHS DREYFUS GLOBAL REAL RET-Y | P | 2016-05-20 | 2019-01-02 | $168,480 | $174,240 | -$5,760 | -$5,760 |
| 1,000 SHS DREYFUS OPPORT SM CAP-Y | P | 2018-03-01 | 2019-03-20 | $26,640 | $36,260 | -$9,620 | -$9,620 |
| 10,359.26 SHS BNY MELLON S/T US GVT SECS FD CL M | P | 2016-06-23 | 2018-12-11 | $119,028 | $122,550 | -$3,522 | -$3,522 |
| 4,640.74 SHS BNY MELLON S/T US GVT SECS FD CL M | P | 2016-07-15 | 2018-12-11 | $53,322 | $54,900 | -$1,578 | -$1,578 |
| 10,000 SHS BNY MELLON S/T US GVT SECS FD CL M | P | 2016-07-15 | 2018-12-20 | $115,100 | $118,300 | -$3,200 | -$3,200 |
| 1,671.12 SHS BNYM GLBL RL RTRN-Y | P | 2016-03-01 | 2019-06-04 | $25,000 | $24,064 | $936 | $936 |
| 328.88 SHS BNYM GLBL RL RTRN-Y | P | 2016-03-01 | 2019-06-25 | $5,025 | $4,736 | $289 | $289 |
| 6,215.63 SHS BNYM GLBL RL RTRN-Y | P | 2016-03-07 | 2019-06-25 | $94,975 | $89,132 | $5,843 | $5,843 |
| 8,000 SHS BNY MELLON HIGH YIELD-I | P | 2015-12-11 | 2019-06-11 | $48,640 | $46,720 | $1,920 | $1,920 |
| 9,000 SHS BNY MELLON HIGH YIELD-I | P | 2015-12-11 | 2019-06-11 | $54,720 | $52,560 | $2,160 | $2,160 |
| 7 SHS BNY MELLON HIGH YIELD-I | P | 2017-12-05 | 2019-06-11 | $43 | $44 | -$1 | -$1 |
| 500 SHS CAMPBELL SOUP COMPANY | P | 2017-09-20 | 2018-10-11 | $18,550 | $23,260 | -$4,710 | -$4,710 |
| 600 SHS CARDINAL HEALTH INC COM | P | 2018-05-14 | 2019-05-17 | $27,048 | $32,974 | -$5,926 | -$5,926 |
| 1,500 SHS CENTRICA PLC | P | 2017-08-30 | 2018-12-27 | $9,768 | $15,282 | -$5,514 | -$5,514 |
| 1,500 SHS CENTRICA PLC | P | 2017-10-26 | 2018-12-27 | $9,768 | $13,647 | -$3,879 | -$3,879 |
| 1,500 SHS CENTRICA PLC | P | 2017-11-07 | 2018-12-27 | $9,768 | $13,407 | -$3,639 | -$3,639 |
| 1,500 SHS CENTRICA PLC | P | 2017-11-16 | 2018-12-27 | $9,768 | $13,122 | -$3,354 | -$3,354 |
| 2,000 SHS CENTRICA PLC | P | 2017-12-21 | 2018-12-27 | $13,024 | $14,816 | -$1,792 | -$1,792 |
| 80 SHS CHARTER COMMUNICATIONS INC-A | P | 2017-11-20 | 2019-02-15 | $27,856 | $27,762 | $94 | $94 |
| 20 SHS CHARTER COMMUNICATIONS INC-A | P | 2017-11-22 | 2019-02-15 | $6,964 | $6,688 | $276 | $276 |
| 30 SHS CHARTER COMMUNICATIONS INC-A | P | 2017-11-22 | 2019-06-04 | $11,646 | $10,032 | $1,614 | $1,614 |
| 360 SHS DOLLAR TREE INC | P | 2017-07-11 | 2018-10-31 | $30,312 | $23,985 | $6,327 | $6,327 |
| 1,000 SHS DOMINION RESOURCES INC | P | 2017-08-01 | 2018-08-17 | $47,254 | $51,046 | -$3,792 | -$3,792 |
| 1,000 SHS DOMINION RESOURCES INC | P | 2017-07-10 | 2018-11-27 | $48,267 | $50,200 | -$1,933 | -$1,933 |
| 25,062.66 SHS DREYFUS SELECT MGR L/S EQ-Y | P | 2016-02-22 | 2018-09-25 | $324,561 | $300,000 | $24,561 | $24,561 |
| 16,750.42 SHS DREYFUS SELECT MGR L/S EQ-Y | P | 2016-02-24 | 2018-09-25 | $216,918 | $200,000 | $16,918 | $16,918 |
| 2,079 SHS DREYFUS SELECT MGR L/S EQ-Y | P | 2016-03-10 | 2018-09-25 | $26,923 | $24,886 | $2,037 | $2,037 |
| 4,186.66 SHS DREYFUS SELECT MGR L/S EQ-Y | P | 2016-03-10 | 2018-09-25 | $54,217 | $50,114 | $4,103 | $4,103 |
| 16,921 SHS DREYFUS SELECT MGR L/S EQ-Y | P | 2016-04-07 | 2018-09-25 | $219,127 | $202,883 | $16,244 | $16,244 |
| 5,000 SHS DREYFUS SELECT MGR L/S EQ-Y | P | 2017-06-27 | 2018-09-25 | $64,750 | $63,050 | $1,700 | $1,700 |
| 2,620.69 SHS DREYFUS FLOATING RATE INC-Y | P | 2016-01-28 | 2019-01-28 | $30,426 | $30,400 | $26 | $26 |
| 4,000 SHS DREYFUS FLOATING RATE INC-Y | P | 2016-02-05 | 2019-01-28 | $46,440 | $46,120 | $320 | $320 |
| 6,000 SHS DREYFUS FLOATING RATE INC-Y | P | 2016-12-22 | 2019-01-28 | $69,660 | $72,720 | -$3,060 | -$3,060 |
| 1,000 SHS EAST WEST BANCORP INC | P | 2017-05-31 | 2019-01-17 | $49,281 | $54,923 | -$5,642 | -$5,642 |
| 200 SHS EAST WEST BANCORP INC | P | 2017-08-29 | 2019-01-17 | $9,856 | $11,066 | -$1,210 | -$1,210 |
| 300 SHS EMCOR GROUP INC COM | P | 2017-05-17 | 2019-04-23 | $23,935 | $18,992 | $4,943 | $4,943 |
| 500 SHS EMCOR GROUP INC COM | P | 2017-05-17 | 2019-05-08 | $41,061 | $31,654 | $9,407 | $9,407 |
| 450 SHS EXXON MOBIL CORP | P | 2002-11-14 | 2001-04-25 | $37,012 | $15,633 | $21,379 | $21,379 |
| 150 SHS EXXON MOBIL CORP | P | 2017-05-09 | 2019-04-25 | $12,337 | $12,348 | -$11 | -$11 |
| 700 SHS GENERAL MILLS INC COM | P | 2017-05-09 | 2018-10-31 | $30,604 | $39,627 | -$9,023 | -$9,023 |
| 3,000 SHS ISHARES COMEX GOLD TR | P | 2017-11-16 | 2019-01-11 | $36,909 | $36,897 | $12 | $12 |
| 4,000 SHS ISHARES COMEX GOLD TR | P | 2016-07-20 | 2019-06-25 | $54,299 | $50,526 | $3,773 | $3,773 |
| 31,000 SHS ISHARES COMEX GOLD TR | P | 2016-07-20 | 2018-07-31 | $79 | $77 | $2 | $2 |
| 31,000 SHS ISHARES COMEX GOLD TR | P | 2016-07-20 | 2018-08-31 | $75 | $75 | $0 | $0 |
| 31,000 SHS ISHARES COMEX GOLD TR | P | 2016-07-20 | 2018-09-30 | $73 | $73 | $0 | $0 |
| 31,000 SHS ISHARES COMEX GOLD TR | P | 2016-07-20 | 2018-10-31 | $76 | $73 | $3 | $3 |
| 31,000 SHS ISHARES COMEX GOLD TR | P | 2016-07-20 | 2018-11-30 | $75 | $72 | $3 | $3 |
| 31,000 SHS ISHARES COMEX GOLD TR | P | 2016-07-20 | 2018-12-31 | $77 | $72 | $5 | $5 |
| 3,000 SHS ISHARES BARCLAYS 1-3YR TREASURY BOND | P | 2017-05-23 | 2018-12-20 | $249,902 | $253,704 | -$3,802 | -$3,802 |
| 1,000 SHS ISHARES BARCLAYS 1-3YR TREASURY BOND | P | 2017-05-23 | 2019-06-26 | $84,663 | $84,568 | $95 | $95 |
| 1,500 SHS ISHARES BARCLAYS 1-3YR TREASURY BOND | P | 2018-01-04 | 2019-06-26 | $126,995 | $125,730 | $1,265 | $1,265 |
| 3,500 SHS ISHARES BARCLAYS 1-3YR TREASURY BOND | P | 2018-01-16 | 2019-06-26 | $296,321 | $293,224 | $3,097 | $3,097 |
| 500 SHS KINDER MORGAN HOLDCO LLC | P | 2017-11-01 | 2018-12-13 | $8,158 | $8,942 | -$784 | -$784 |
| 300 SHS MERCK & CO INC | P | 2018-03-22 | 2019-04-05 | $24,352 | $16,400 | $7,952 | $7,952 |
| 140 SHS MERCK & CO INC | P | 2018-03-22 | 2019-05-20 | $10,969 | $7,653 | $3,316 | $3,316 |
| 300 SHS MONDELEZ INTERNATIONAL INC | P | 2017-03-08 | 2019-06-04 | $15,590 | $12,975 | $2,615 | $2,615 |
| 1,000 SHS NATIONAL FUEL GAS COMPANY | P | 2017-04-10 | 2019-01-09 | $53,397 | $55,050 | -$1,653 | -$1,653 |
| 100 SHS NEWMONT MINING CORP | P | 2017-01-25 | 2019-06-26 | $3,794 | $3,499 | $295 | $295 |
| 200 SHS NEWMONT MINING CORP | P | 2017-01-26 | 2019-06-26 | $7,588 | $6,844 | $744 | $744 |
| 500 SHS NEWMONT MINING CORP | P | 2017-01-27 | 2019-06-26 | $18,971 | $17,223 | $1,748 | $1,748 |
| 100 SHS NOVARTIS AG SPNSRD ADR | P | 2016-05-19 | 2019-04-05 | $9,381 | $7,467 | $1,914 | $1,914 |
| 300 SHS NOVARTIS AG SPNSRD ADR | P | 2016-10-25 | 2019-04-05 | $28,143 | $21,908 | $6,235 | $6,235 |
| 500 SHS OUTFRONT MEDIA INC | P | 2017-04-13 | 2018-12-27 | $8,636 | $12,610 | -$3,974 | -$3,974 |
| 200 SHS OUTFRONT MEDIA INC | P | 2017-04-20 | 2018-12-27 | $3,454 | $5,139 | -$1,685 | -$1,685 |
| 1,800 SHS OUTFRONT MEDIA INC | P | 2017-05-04 | 2018-12-27 | $31,088 | $40,948 | -$9,860 | -$9,860 |
| 1,500 SHS PFIZE INC COM | P | 2017-11-22 | 2019-04-05 | $68,725 | $56,824 | $11,901 | $11,901 |
| 50 SHS PROCTER & GAMBLE CO COM | P | 2016-02-24 | 2018-10-31 | $4,432 | $4,046 | $386 | $386 |
| 200 SHS PROCTER & GAMBLE CO COM | P | 2016-03-14 | 2018-10-31 | $17,730 | $16,254 | $1,476 | $1,476 |
| 250 SHS PROCTER & GAMBLE CO COM | P | 2016-02-24 | 2018-11-26 | $22,990 | $20,227 | $2,763 | $2,763 |
| 300 SHS SNAP ON INC | P | 2017-07-24 | 2018-07-25 | $50,127 | $44,271 | $5,856 | $5,856 |
| 394.75 SHS DREYFUS SELECT MGER S/C VL-Y | P | 2017-06-27 | 2018-11-08 | $9,845 | $9,510 | $335 | $335 |
| 3,000 SHS DREYFUS SELECT MGER S/C VL-Y | P | 2017-06-27 | 2019-02-15 | $65,130 | $72,270 | -$7,140 | -$7,140 |
| 189 SHS SYNNEX CORP | P | 2018-01-30 | 2019-06-03 | $16,753 | $16,829 | -$76 | -$76 |
| 700 SHS SYNCHRONY FINANCIAL | P | 2001-05-17 | 2019-01-28 | $20,965 | $18,683 | $2,282 | $2,282 |
| 300 SHS SYNCHONY FINANCIAL | P | 2017-08-29 | 2019-01-28 | $8,985 | $9,066 | -$81 | -$81 |
| 400 SHS T-MOBILE US INC | P | 2017-09-12 | 2018-10-18 | $27,505 | $25,202 | $2,303 | $2,303 |
| 300 SHS T-MOBILE US INC | P | 2017-09-12 | 2019-06-04 | $22,508 | $18,902 | $3,606 | $3,606 |
| 400 SHS TWENTY FIRST CENTURY FOX INC | P | 2016-02-09 | 2018-11-16 | $19,276 | $9,190 | $10,086 | $10,086 |
| 500 SHS VANGUARD INDEX TR | P | 2017-05-04 | 2019-03-12 | $42,746 | $39,671 | $3,075 | $3,075 |
| 200 SHS VERIZON COMMUNICATIONS INC | P | 2015-12-09 | 2018-10-26 | $11,132 | $9,064 | $2,068 | $2,068 |
| 300 SHS VERIZON COMMUNICATIONS | P | 2017-06-27 | 2018-10-26 | $16,698 | $13,491 | $3,207 | $3,207 |
| 100 SHS INGERSOLL-RAND PLC | P | 2015-08-17 | 2018-07-26 | $9,759 | $6,129 | $3,630 | $3,630 |
| 100 SHS INGERSOLL-RAND PLC | P | 2015-08-17 | 2019-06-26 | $12,425 | $6,129 | $6,296 | $6,296 |
| 200 SHS INGERSOLL-RAND PLC | P | 2015-12-09 | 2019-06-26 | $24,850 | $10,942 | $13,908 | $13,908 |
| 100 SHS ALCON INC | P | 2016-02-29 | 2019-06-03 | $5,882 | $4,333 | $1,549 | $1,549 |
| 20 SHS ALCON INC | P | 2016-10-25 | 2019-06-03 | $1,176 | $887 | $289 | $289 |
| 961 SHS BANK NEW YORK MELLON CORP COM | P | 2018-09-13 | 2019-04-17 | $47,680 | $49,432 | -$1,752 | -$1,752 |
| 1,032 SHS BEST BUY INC | P | 2018-11-13 | 2019-06-20 | $70,350 | $69,591 | $759 | $759 |
| 871.312 SHS CVS CAREMARK CORP | P | 2018-11-29 | 2019-06-20 | $47,799 | $70,328 | -$22,529 | -$22,529 |
| 100,000 SHS COVIDIEN INTL FINANCE SA ISIN | P | 2018-10-10 | 2019-04-06 | $101,927 | $101,757 | $170 | $170 |
| 800 SHS DOLLAR TREE INC | P | 2018-03-05 | 2018-09-13 | $67,362 | $77,528 | -$10,166 | -$10,166 |
| 150,000 SHS GEORGIA POWER CO UNSC | P | 2018-01-17 | 2018-12-01 | $150,000 | $149,979 | $21 | $21 |
| 8,700.21 SHS GOLDMAN SACHS ABSOLUTE RETURN TRACKER FUND CL I | P | 2018-09-26 | 2018-11-13 | $83,000 | $85,349 | -$2,349 | -$2,349 |
| 169.134 SHS HARBOR FUND INTERNATIONAL FUND | P | 2017-12-18 | 2018-10-12 | $10,158 | $11,352 | -$1,194 | -$1,194 |
| 332 SHS LAM RESEARCH CORP | P | 2018-09-13 | 2019-02-21 | $59,749 | $51,026 | $8,723 | $8,723 |
| 100,000 SHS MASTERCARD INC UNSC | P | 2018-09-14 | 2019-04-01 | $100,000 | $99,866 | $134 | $134 |
| 175,000 SHS MICROSOFT CORP UNSC | P | 2018-01-17 | 2018-11-03 | $175,000 | $174,319 | $681 | $681 |
| 150,000 SHS ROYAL BANK OF CANADA SEDOL BYVDH71 ISIN | P | 2018-01-17 | 2018-07-30 | $150,000 | $149,954 | $46 | $46 |
| 150,000 SHS TOYOTA MOTOR CREDIT CORP SER MTN UNSC | P | 2018-03-05 | 2019-01-17 | $150,000 | $149,748 | $252 | $252 |
| 9,107.468 SHS AQR EQITY MARKET NEUTRAL-I | P | 2017-01-04 | 2018-09-26 | $100,000 | $107,924 | -$7,924 | -$7,924 |
| 7,770.169 SHS AQR EQUITY MARKET NEUTRAL-I | P | 2017-01-04 | 2018-11-13 | $83,219 | $92,077 | -$8,858 | -$8,858 |
| 1,040 SHS AETNA INC NEW | P | 2015-01-15 | 2018-11-29 | $221,128 | $94,357 | $126,771 | $126,771 |
| 1 SH AMERICAN INTERNATIONAL GROUP INC | P | 2001-01-01 | 2018-08-10 | $21 | $21 | $21 | |
| 49,070.187 SHS BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO | P | 2016-03-28 | 2019-06-20 | $486,286 | $468,282 | $18,004 | $18,004 |
| .312 SH CVS CAREMARK CORP | P | 1997-01-16 | 2018-12-06 | $24 | $1 | $23 | $23 |
| 2,381.688 SHS CVS CAREMARK CORP | P | 1997-01-16 | 2019-06-20 | $130,657 | $104,745 | $25,912 | $25,912 |
| 100,000 SHS JOHN DEERE CAPITAL CORP UNSC | P | 2017-01-03 | 2019-01-08 | $100,000 | $100,566 | -$566 | -$566 |
| 1,000 SHS EDWARDS LIFESCIENCES CORP | P | 2016-04-29 | 2019-02-06 | $167,800 | $106,620 | $61,180 | $61,180 |
| 1,203 SHS EXXON MOBIL CORP | P | 2016-04-29 | 2019-02-05 | $90,411 | $106,772 | -$16,361 | -$16,361 |
| 661 SHS EXXON MOBIL CORP | P | 2002-11-14 | 2019-06-20 | $50,473 | $32,507 | $17,966 | $17,966 |
| 3,787.073 SHS HARBOR FUND INTERNATIONAL FUND | P | 2010-03-02 | 2018-10-12 | $227,452 | $200,678 | $26,774 | $26,774 |
| 100,000 SHS MCDONALD'S CORP UNSC | P | 2017-01-04 | 2018-12-07 | $100,000 | $100,709 | -$709 | -$709 |
| 50,000 MEDTRONIC INC COGT | P | 2017-03-30 | 2019-04-06 | $50,000 | $50,744 | -$744 | -$744 |
| 410 SHS NEXTERA ENERGY INC | P | 2016-03-21 | 2019-03-12 | $77,887 | $48,384 | $29,503 | $29,503 |
| 10 SHS NEXTERA ENERGY INC | P | 2016-03-21 | 2019-06-20 | $2,064 | $1,180 | $884 | $884 |
| 800 SHS PAYPAL HOLDINGS INC W/I | P | 2015-07-06 | 2018-11-13 | $67,263 | $29,444 | $37,819 | $37,819 |
| 100,000 SHS ROYAL BANK OF CANADA SEDOL | P | 2017-01-06 | 2018-12-10 | $100,000 | $100,477 | -$477 | -$477 |
| 299 SHS STATE STR CORP | P | 2018-04-30 | 2019-06-20 | $16,528 | $30,224 | -$13,696 | -$13,696 |
| 800 SHS TEXAS INSTRUMENTS INC | P | 2016-04-29 | 2019-03-13 | $86,375 | $46,192 | $40,183 | $40,183 |
| 225,000 SHS USA TREASURY NOTES TREASURY INFLATION PROTECTN SECS | P | 2009-04-07 | 2019-01-15 | $264,616 | $233,369 | $31,247 | $31,247 |
| 1,000 SHS WELLS FARGO & COMPANY NEW | P | 2018-04-30 | 2019-06-20 | $45,779 | $52,619 | -$6,840 | -$6,840 |
| 800 SHS NXP SEMICONDUCTORS ISIN | P | 2014-05-06 | 2018-09-13 | $73,567 | $48,612 | $24,955 | $24,955 |
| 548 SHS NXP SEMICONDUCTORS ISIN | P | 2014-05-06 | 2018-10-10 | $42,985 | $33,299 | $9,686 | $9,686 |
| CLASS ACTION PROCEEDS | P | $2,048 | $2,048 | ||||
| CAPITAL GAINS DIVIDENDS | P | $121,502 | $121,502 | $121,502 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $571,828 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,197,926 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $26,206,084 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.045712 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,139,357 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $24,902,698 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.045752 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,137,453 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $24,150,010 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.047099 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,244,279 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $26,389,200 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.047151 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,186,651 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $24,928,041 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.047603 | DistributionYr5Rt |
| Total Distribution | 0.233317 | TotalDistributionRt |
| Average Distribution | 0.046663 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $25,826,213 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,205,129 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $9,882 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,215,011 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,419,931 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $9,882 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $9,882 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $9,882 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,000 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $16,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $10 | EsPenaltyAmt |
| Overpayment | $6,108 | OverpaymentAmt |
| Applied To ES Tax | $6,108 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | PA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.NIMICKFORBESWAYFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | CHARLES L H NIMICK | IndividualWithBooksNm |
| Phone | 4125621843 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE OXFORD CENTRE 20TH FLOOR | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15219 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CHARLES LH NIMICK | ||||||||
| 2886 SWANEE LANE | FAIRFAX | VA | 22031 | DIRECTOR/CHAIRMAN | 2.00 | $0 | $0 | $0 |
| VICTORIA NIMICK ENRIGHT | ||||||||
| 605 SOUTH SHORE DRIVE | MADISON | WI | 53715 | DIRECTOR/VICE-CHAIRMAN | 0.50 | $0 | $0 | $0 |
| CATHLEEN LOCKHART NIMICK | ||||||||
| 311 EASTERN AVENUE | PITTSBURGH | PA | 15215 | DIRECTOR/VICE-CHAIRMAN | 0.50 | $0 | $0 | $0 |
| JACK J KESSLER | ||||||||
| 401 EAST LAS OLAS BLVD STE 2250 | FORT LAUDERDALE | FL | 33301 | DIRECTOR/SECY/TREAS | 1.00 | $0 | $0 | $0 |
| HAYLEY LITTLE | ||||||||
| 1010 CASTLEVIEW DRIVE | IRWIN | PA | 15642 | EXECUTIVE DIRECTOR | 20.00 | $74,805 | $0 | $0 |
| WILLIAM C AUSTIN | ||||||||
| 105 EAST 37TH STREET APT 4B | NEW YORK | NY | 10016 | TRUSTEE | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| PNC BANK NA HAWTHORN | |||||
| 1600 MARKET STREET 29TH FL | PHILADELPHIA | PA | 19103 | INVESTMENT MANAGEMENT | $72,979 |
| BUCHANAN INGERSOLL ROONEY PC | |||||
| 301 GRANT STREET 20TH FL | PITTSBURGH | PA | 15219 | MANAGEMENT | $54,522 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE MISSION OF THE NIMICK FORBESWAY FOUNDATION IS TO BETTER THE HUMAN CONDITION IN THE FIELDS OF RELIGION, EDUCATION, HEALTHCARE, THE ARTS AND THE ENVIRONMENT, IN A MANNER CONSISTENT WITH THE PHILANTHROPIC PRINCIPLES OF TWO PROGENITORS OF THE NIMICK FAMILY: THOMAS MARSHALL HOWE AND CHARLES LOCKHART. | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $24,785,143 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,434,363 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $26,219,506 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $26,219,506 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $393,293 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $25,826,213 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,291,311 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,291,311 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $9,882 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $9,882 | TotalTaxAmt |
| Distributable Before Adj | $1,281,429 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,281,429 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,281,429 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,419,931 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,419,931 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $9,882 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,410,049 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,281,429 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,073,064 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,419,931 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,073,064 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $346,867 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $934,562 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | HAYLEY LITTLE | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 301 GRANT STREET 20TH FLOOR | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15219 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4125621843 | RecipientPhoneNum |
| Form And Info And Materials | LETTER OF APPLICATION | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | APRIL 30, 2020 | SubmissionDeadlinesTxt |
| Restrictions On Awards | N/A | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (30 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ALLEGHENY CEMETARY | ||||||
| 4734 BUTLER STREET | PITTSBURGH | PA | 15201 | PUBLIC | CAPITAL CAMPAIGN | $50,000 |
| ARCHIPELAGO BOOKS | ||||||
| 232 THIRD STREET A111 | BROOKLYN | NY | 11215 | PUBLIC | THE BAREFOOT WOMEN, GOOD WILL COME FROM THE SEA AND THE COMPLETE STORIES OF JUAN CARLOS ONETTI PROJECTS | $61,000 |
| CALVARY EPISCOPAL CHURCH | ||||||
| 315 SHADY AVENUE | PITTSBURGH | PA | 15206 | PUBLIC | GENERAL OPERATING SUPPORT | $15,000 |
| CARNEGIE INSTITUTECARNEGIE MUSEUM OF NATURAL HISTORYPOWDERMILL | ||||||
| 4401 FORBES AVENUE | PITTSBURGH | PA | 15213 | PUBLIC | POWDERMILL NATURE RESERVE/ GENERAL OPERATING SUPPORT | $25,000 |
| CHILDREN'S INSTITUTE | ||||||
| 1405 SHADY AVENUE | PITTSBURGH | PA | 15217 | PUBLIC | FOUNDERS TERRACE | $80,000 |
| ECONOMIC JUSTICE INSTITUTE | ||||||
| US BANK LOCKBOX 78807 | MILWAUKEE | WI | 53278 | PUBLIC | GENERAL OPERATING SUPPORT | $5,000 |
| FAMILYLINKS | ||||||
| 401 N HIGHLAND AVENUE | PITTSBURGH | PA | 15206 | PUBLIC | THERAPEUTIC CLASSROOM MODEL PROGRAM | $40,000 |
| FORT LIGONIER ASSOCIATION | ||||||
| 200 S MARKET STREET | LIGONIER | PA | 15658 | PUBLIC | FORT LIGONIER, FORTIFYING OUR FUTURE CAPITAL CAMPAIGN | $100,000 |
| FRANKLIN & MARSHALL COLLEGE | ||||||
| 415 HARRISBURG AVENUE | LANCASTER | PA | 17603 | PUBLIC | CLASS OF 2010 SCHOLARSHIP FUND | $10,000 |
| FRICK PITTSBURGH | ||||||
| 7227 REYNOLDS STREET | PITTSBURGH | PA | 15208 | PUBLIC | STRATEGIC PLAN AND EDUCATION PROGRAMS | $50,000 |
| HEINZ HISTORY CENTER | ||||||
| 1212 SMALLMAN STREET | PITTSBURGH | PA | 15222 | PUBLIC | DESTINATION MOON,THE APOLLO 11 MISSION EXHIBIT | $100,000 |
| INTERNATIONAL CRANE FOUNDATION | ||||||
| 9445 E11376 SHADY LANE ROAD | BARABOO | WI | 53913 | PUBLIC | INITIATIVE CONCERNING ENDANGERED CRANES CONSERVATION EFFORTS | $200,000 |
| JEWISH FEDERATION OF MADISON | ||||||
| 6434 ENTERPRISE LANE | MADISON | WI | 53719 | PUBLIC | CAMP SHALOM SUMMER CAMP SCHOLARSHIPS | $20,000 |
| LEUKEMIA AND LYMPHOMA SOCIETY | ||||||
| 333 E CARSON STREET 441E | PITTSBURGH | PA | 15219 | PUBLIC | GENERAL OPERATING SUPPORT | $50,000 |
| LOYALHANNA WATERSHED ASSOCIATION | ||||||
| 6 OLD LINCOLN HIGHWAY W | LIGONIER | PA | 15658 | PUBLIC | NIMICK FORBESWAY EDUCATIONAL PROGRAM ENDOWMENT | $20,000 |
| MADISON MUSEUM OF CONTEMPORARY ART | ||||||
| 227 STATE STREET | MADISON | WI | 53703 | PUBLIC | SCHOOL AND FAMILY PROGRAMING | $17,500 |
| MOUNT VERNON LADIES' ASSOCIATION OF THE UNION | ||||||
| 3200 MOUNT VERNON MEMORIAL HWY | ALEXANDRIA | VA | 22309 | PUBLIC | SUPPORT TO ACQUIRE LETTERS BY MARQUIS DE CHASTELLUX | $50,000 |
| NATIONAL PARKS FOUNDATION | ||||||
| 1110 VERMONT AVENUE NW STE 200 | WASHINGTON | DC | 20005 | PUBLIC | ANACOSTIA PARK REVITALIZATION PROJECT | $50,000 |
| PIEDMONT ENVIRONMENTAL COUNCIL | ||||||
| 45 HORNER STREET | WARRENTON | VA | 20186 | PUBLIC | TROUT STREAM RESTORATION PROJECT/WHITE OAK & BOLTEN BRANCH PROJECT | $15,000 |
| SIMPSON STREET FREE PRESS INC | ||||||
| 2412 W BROADWAY | MONONA | WI | 53713 | PUBLIC | SSFP'S 25TH PLAN CAMPAIGN | $25,000 |
| ST EDMUNDS ACADEMY | ||||||
| 5705 DARLINGTON ROAD | PITTSBURGH | PA | 15217 | PUBLIC | REACH FOR EXCELLENCE CAMPAIGN / ARTS SPACE IMPROVEMENTS | $50,000 |
| ST MICHAEL'S OF THE VALLEY | ||||||
| 2533 PA-381 | RECTOR | PA | 15677 | PUBLIC | GENERAL OPERATING SUPPORT | $25,000 |
| TICKETS FOR KIDS | ||||||
| 700 BLAW AVENUE 105 | PITTSBURGH | PA | 15238 | PUBLIC | GENERAL OPERATING SUPPORT | $5,000 |
| UNITED STATES HOLOCAUST MUSEUM | ||||||
| 100 RAOUL WALLENBERG PLACE SW | WASHINGTON | DC | 20024 | PUBLIC | GENERAL OPERATING SUPPORT | $25,000 |
| WASHINGTON NATIONAL CATHEDRAL | ||||||
| 3101 WISCONSIN AVENUE NW | WASHINGTON | DC | 20016 | PUBLIC | EARTHQUAKE RESTORATION CAMPAIGN | $100,000 |
| WESTERN PENNSYLVANIA CONSERVANCY | ||||||
| 800 WATERFRONT DRIVE | PITTSBURGH | PA | 15222 | PUBLIC | WATERSHED CONSERVATION IN CHESAPEAKE BAY PROJECT | $30,000 |
| WOMANS ARTISTS FORWARD FUNDMADISON COMMUNITY FOUNDATION | ||||||
| 111 N FAIRCHILD STREET SUITE 260 | MADISON | WI | 53703 | PUBLIC | GENERAL OPERATING SUPPORT | $25,000 |
| MADISON PUBLIC LIBRARY FOUNDATION | ||||||
| 201 W MIFFLIN STREET | MADISON | WI | 53703 | PUBLIC | BOOK FAIR OPERATING SUPPORT | $10,000 |
| CHILDREN'S INSTITUTE OF PITTSBURGH | ||||||
| 1405 SHADY AVENUE | PITTSBURGH | PA | 15217 | PUBLIC | MARY BETH JOSCAK FUND FOR CULTURAL ENHANCEMENT | $22,500 |
| KID'S VOICE | ||||||
| 437 GRANT STREET SUITE 700 | PITTSBURGH | PA | 15219 | PUBLIC | OPERATING SUPPORT | $1,250 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,277,250 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $91,166 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $443,896 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $571,828 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,106,890 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,106,890 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY Book Value | $18,731,706 | EOYBookValueAmt |
| EOYFMV | $24,839,185 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $782,797 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $874,205 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | BUCHANAN INGERSOLL & ROONEY | CategoryTxt |
| Legal Fees | $54,522 | LegalFeesAmt |
| Net Investment Income | $5,452 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $49,070 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST BASIS ADJUSTMENTS( EATON VANCE/BLACKROCK/KINDER MORGAN/OUTFRONT MEDIA/V | Desc |
| Amt | $4,782 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| WEB SITE DESIGN | $1,412 | $0 | $1,412 |
| INSURANCE | $1,200 | $0 | $1,200 |
| BANK SERVICE CHARGES | $133 | $0 | $133 |
| DUES AND SUBSCRIPTIONS | $975 | $0 | $975 |
| ADMINISTRATIVE MEALS | $7,141 | $0 | $7,141 |
| OFFICE SUPPLIES | $759 | $0 | $759 |
| REGISTRATION FEES | $15 | $0 | $15 |
| PENALTY AND INTEREST | $218 | $0 | $0 |
| OTHER INVESTMENT EXPENSES | $227 | $227 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BNYMELLON MANAGEMENT FEES | $27,972 | $27,972 | $0 |
| PNC BANK MANAGEMENT FEES | $72,979 | $72,979 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| 2018/2019 EXCISE TAX | $16,000 | $0 | $0 |
| 2017/2018 EXCISE TAX DUE | $504 | $0 | $0 |
| FOREIGN TAX PAID | $878 | $878 | $0 |