THE CULLEN FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- THE CULLEN FOUNDATION (EIN 76-0647361)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2019-11-07
- IRS object ID
- 201913119349101506
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
- Transfers Frm Controlled Entities
- Transfers To Controlled Entities
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-07T13:41:13-08:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Blazek & Vetterling | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2900 Weslayan Suite 200 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770275132 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760647361 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Cullen Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CULL | BusinessNameControlTxt |
| Phone | 7136518837 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2727 Allen Parkway Suite 1050 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77019 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Scott W Wise | PersonNm |
| Person Title | President/Treasurer | PersonTitleTxt |
| Signature | 2019-11-07 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jody Blazek | PreparerPersonNm |
| PTIN | P00072674 | PTIN |
| Phone | 7134395739 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2020-03-31 21:24:44Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amended Return | Yes (X) | AmendedReturnInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $283,344,779 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $5,804 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $5,804 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $4,176,074 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $4,176,074 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $4,396,853 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $55,969,451 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,922,211 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,723,644 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,752,797 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $10,302,375 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $9,856,886 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $348,952 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $87,238 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $261,714 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $208,321 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $72,500 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $135,821 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $141,344 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $38,771 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $102,574 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $13,664 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $13,664 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $31,674 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $14,837 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $15,836 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,021,317 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $948,088 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $73,229 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $220,336 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $12,870 | TaxesNetInvstIncmAmt |
| Deprec And Dpltn Rev And Expnss | $2,482 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $5,685 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $2,843 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $2,842 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $3,774 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $1,561 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $1,887 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $179,549 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $152,700 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $26,849 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $2,177,098 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,331,408 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $634,416 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $12,311,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $12,311,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $14,488,098 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,331,408 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $12,945,416 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$4,185,723 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $8,525,478 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $40,332 | CashBOYAmt |
| Cash EOY | $90,021 | CashEOYAmt |
| Cash EOYFMV | $90,021 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $7,097,029 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,462,427 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,462,427 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $16 | AcctRcvblBOYAmt |
| Prepaid Expenses EOY | $5,684 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $5,684 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $194,902,232 | CorporateStockBOYAmt |
| Corporate Stock EOY | $196,508,564 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $237,566,513 | CorporateStockEOYFMVAmt |
| Land Bldg Investments EOYFMV | $436,808 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $36,598,275 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $33,165,275 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $40,759,472 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $51,768 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $27,914 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $26,336 | LandBOYAmt |
| Land EOY | $23,854 | LandEOYAmt |
| Land EOYFMV | $23,854 | LandEOYFMVAmt |
| Total Assets BOY | $238,664,220 | TotalAssetsBOYAmt |
| Total Assets EOY | $234,255,825 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $283,344,779 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $162,361 | AccountsPayableBOYAmt |
| Other Liabilities BOY | $60,311 | OtherLiabilitiesBOYAmt |
| Total Liabilities BOY | $222,672 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $5,367,756 | CapitalStockBOYAmt |
| Capital Stock EOY | $5,367,756 | CapitalStockEOYAmt |
| Retained Earning BOY | $233,073,792 | RetainedEarningBOYAmt |
| Retained Earning EOY | $228,888,069 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $238,441,548 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $234,255,825 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $238,664,220 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $234,255,825 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $238,441,548 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$4,185,723 | ExcessRevenueOverExpensesAmt |
| Subtotal | $234,255,825 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $234,255,825 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Passthrough K-1 capital gain | $1,542,368 | -$1,542,368 | -$1,542,368 | ||||
| Publicly traded securities | $56,091,744 | $6,519,173 | $6,519,173 | $49,572,571 | |||
| Arco Holdings | $927,754 | -$1,072,273 | -$1,072,273 | $2,000,027 | P | 2010-01-01 | 2016-02-23 |
| LSRC II Investor S.A.R.L. | $17,679 | $17,679 | $17,679 | P | 2010-01-01 | 2016-01-01 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,922,211 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $13,107,461 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $274,395,585 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.04777 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $12,699,181 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $277,211,792 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.04581 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $12,110,594 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $250,518,242 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.04834 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $11,413,608 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $227,280,138 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.05022 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $10,024,170 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $229,014,864 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.04377 | DistributionYr5Rt |
| Total Distribution | 0.235909 | TotalDistributionRt |
| Average Distribution | 0.047182 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $266,644,403 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $12,580,816 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $85,255 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $12,666,071 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $12,945,416 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $85,255 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $85,255 | SubtotalAmt |
| Tax Based On Investment Income | $85,255 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $130,550 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $50,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $82,578 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Tax Due | $2,677 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (true) | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | www.cullenfdn.org | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Peggy Reid | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7136518839 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2727 Allen Parkway Suite 1050 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770192115 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | false | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt |
|---|---|---|---|---|---|---|---|
| Isaac Arnold Jr | |||||||
| 2727 Allen Parkway Suite 1050 | Houston | TX | 770192115 | President/Dir | 2.00 | $0 | |
| Wilhelmina E Robertson | |||||||
| 2727 Allen Parkway Suite 1050 | Houston | TX | 770192115 | VP/Sec/A.T./Dir | 2.00 | $0 | |
| Meredith T Cullen | |||||||
| 2727 Allen Parkway Suite 1050 | Houston | TX | 770192115 | VP/A.S./Dir | 2.00 | $0 | |
| Bert L Campbell | |||||||
| 2727 Allen Parkway Suite 1050 | Houston | TX | 770192115 | Director | 2.00 | $0 | |
| William H Drushel Jr | |||||||
| 2727 Allen Parkway Suite 1050 | Houston | TX | 770192115 | Director | 2.00 | $0 | |
| Alan M Stewart | |||||||
| 2727 Allen Parkway Suite 1050 | Houston | TX | 770192115 | Exec Dir/Treas | 40.00 | $348,952 | $48,046 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt |
|---|---|---|---|---|---|---|---|
| Peggy Reid | |||||||
| 2727 Allen Parkway Suite 1050 | Houston | TX | 770192115 | Controller | 40.00 | $145,000 | $36,708 |
| Gina McEvily | |||||||
| 2727 Allen Parkway Suite 1050 | Houston | TX | 770192115 | Grant admin | 35.00 | $63,321 | $26,992 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Northern Trust Company | |||||
| 50 South LaSalle | Chicago | IL | 60603 | Custody/Inv mgmt | $137,091 |
| LSV International Small Cap Equity Fund LP | |||||
| 155 North Wacker Drive Ste 4600 | Chicago | IL | 60606 | Investment mgmt | $108,098 |
| Goldman Sachs & Co | |||||
| 1000 Louisiana St Ste 550 | Houston | TX | 77002 | Investment mgmt | $103,168 |
| SSI US Inc dba Spencer Stuart | |||||
| PO Box 98991 | Chicago | IL | 60693 | Executive search | $100,046 |
| Fayez Sarofim & Co | |||||
| 909 Fannin Ste 2907 | Houston | TX | 77002 | Investment mgmt | $131,459 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 1 | ContractorPaidOver50kCnt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $238,051,600 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $7,477,143 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $25,176,235 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $270,704,978 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $270,704,978 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $4,060,575 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $266,644,403 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $13,332,220 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $13,332,220 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $85,255 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $140,885 | IncomeTaxAmt |
| Total Tax | $226,140 | TotalTaxAmt |
| Distributable Before Adj | $13,106,080 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $13,106,080 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $13,106,080 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $12,945,416 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $12,945,416 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $85,255 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $12,860,161 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $13,106,080 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $2,636,637 | UndistributedIncomePYAmt |
| Qualifying Distributions | $12,945,416 | QualifyingDistributionsAmt |
| Applied To Year1 | $2,636,637 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $10,308,779 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $2,797,301 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Gina McEvily | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2727 Allen Parkway Suite 1050 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770192115 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7136518837 | RecipientPhoneNum |
| Recipient Email Address | gina@cullenfdn.org | RecipientEmailAddressTxt |
| Form And Info And Materials | See www.cullenfdn.org for online application and information. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Restricted to Texas-based charitable organizations for programs in Texas, primarily in the Houston area. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | See attachment | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | State and zip code provided | AddressLine1Txt |
| City | for efiling | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77002 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | See attachment | GrantOrContributionPurposeTxt |
| Amt | $12,311,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $12,311,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | See attachment | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | State and zip code provided | AddressLine1Txt |
| City | for efiling | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77002 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | See attachment | GrantOrContributionPurposeTxt |
| Amt | $7,630,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $7,630,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,804 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,176,074 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $636,086 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,760,767 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| Commission recapture | 1 | $5,316 | ||
| Oil & gas royalties | 15 | $305,069 | ||
| Passthrough K-1 Income | 14 | $1,425,252 | 525990 | -$11,993 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $624,093 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $9,678,282 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $10,302,375 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Financial statement audit fees | $21,217 | $10,609 | $0 | $10,608 |
| Tax planning and compliance | $10,457 | $4,228 | $0 | $5,228 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (2 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| Leasehold improvements | 2001-11-01 | $33,483 | $12,163 | SL | 39.5000 | $858 |
| Equipment | 2009-01-01 | $12,753 | $7,737 | SL | 5.0000 | $1,624 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (185 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 24786 shs Abbott Lab | $688,444 | $952,030 |
| 16270 shs Abbvie Inc | $382,768 | $1,018,827 |
| 4808 shs Advance Auto Pts Inc | $822,192 | $813,129 |
| 4824 shs Allergan PLC | $1,028,311 | $1,013,089 |
| 3925 shs Alphabet Inc Cl C | $2,192,132 | $3,063,990 |
| 34220 shs Altria Group Inc | $356,839 | $2,313,956 |
| 926 shs Amazon Inc | $320,543 | $694,380 |
| 12500 shs American Express Co | $1,101,710 | $926,000 |
| 3788 shs American Tower Corp | $219,615 | $400,316 |
| 7100 shs Anheuser Busch Inbev SA/NV | $780,930 | $748,624 |
| 10950 shs Aon PLC | $541,667 | $1,221,254 |
| 34450 shs Apple Inc | $1,624,339 | $3,989,999 |
| 9113 shs Aqua Amer Inc | $260,856 | $273,755 |
| 4675 shs Aramark | $175,875 | $166,991 |
| 5550 shs ASML Hldg | $562,967 | $622,710 |
| 6203 shs Aspen Insurance Hldgs | $305,506 | $341,165 |
| 2350 shs Automatic Data Processing Inc | $84,856 | $241,533 |
| 8138 shs B & G Foods Inc | $294,415 | $356,444 |
| 4112 shs Balchem Corp | $253,721 | $345,079 |
| 48000 shs Bank Of America Corp | $763,249 | $1,060,800 |
| 7050 shs Berry Global Group Inc | $261,395 | $343,547 |
| 1520 shs Bio Rad Labs Inc Cl A | $210,247 | $277,066 |
| 4689 shs Biotelemetry Inc | $109,312 | $104,799 |
| 3200 shs Blackrock Inc | $755,136 | $1,217,728 |
| 4475 shs Broidge Finl Solutions Inc | $284,939 | $296,693 |
| 2539 shs Brown-Forman Inc Cl B | $117,365 | $114,052 |
| 62300 shs Calpine Corp | $758,559 | $712,089 |
| 3550 shs Canadian Pac Ry Ltd | $449,071 | $506,834 |
| 8157 shs Cap Bk Finl Corp Cl A | $256,946 | $320,162 |
| 2332 shs Carlislepanies Inc | $264,968 | $257,196 |
| 6200 shs Celgene Corp | $561,107 | $717,650 |
| 2036 shs Check Pt Software Technologies | $172,321 | $171,961 |
| 7275 shs Chemical Finl Corp | $262,945 | $394,087 |
| 30650 shs Cheniere Energy Inc | $918,465 | $1,269,830 |
| 14010 shs Chevron Corp | $573,543 | $1,648,977 |
| 216000 shs China Hongxing SPO HKD | $24,895 | $17,194 |
| 11000 shs Chubb Ltd | $1,128,625 | $1,453,320 |
| 4750 shs Cigna Corporation | $620,882 | $633,603 |
| 70930 shs Citigroup Inc | $2,857,377 | $3,567,982 |
| 42870 shs Coca Cola Co | $1,069,438 | $1,777,390 |
| 24933 shs Comcast Corp Cl A | $1,349,464 | $1,721,624 |
| 16310 shs Conocophillips | $461,095 | $817,783 |
| 3150 shs Constellation Brands Inc | $491,408 | $482,927 |
| 2346 shs Coresite Rlty Corp | $90,009 | $186,202 |
| 4034 shs Costco Wholesale Corp | $291,929 | $645,884 |
| 7740 shs CSX Corp | $269,075 | $278,098 |
| 2052 shs Cullen / Frost Bankers Inc | $176,834 | $181,048 |
| 16280 shs CVS Health Corp | $967,186 | $1,284,655 |
| 15722 shs Cypress Semiconductor Corp | $173,274 | $179,860 |
| 4548 shs Danaher Corp | $334,968 | $354,016 |
| 1882 shs Diamondback Energy Inc | $124,199 | $190,195 |
| 21350 shs Discover Finl Svcs | $1,227,388 | $1,539,122 |
| 9700 shs Dow Chemical Co | $565,913 | $555,034 |
| 4857 shs Dunkin Brands Group Inc | $268,474 | $254,701 |
| 75013 shs Eclipse Res Corp | $256,674 | $200,285 |
| 4200 shs Edison Intl | $247,264 | $302,358 |
| 2041 shs Edwards Lifesciences Corp | $195,914 | $191,242 |
| 2927 shs Electr Arts | $198,223 | $230,531 |
| 5780 shs Eli Lilly & Co | $428,348 | $425,119 |
| 22735 shs EQT Corp | $1,390,899 | $1,486,869 |
| 1194 shs Equinix Inc Par $ | $238,265 | $426,748 |
| 5150 shs Estee Lauderpanies Inc Cl A | $393,784 | $393,924 |
| 29010 shs Exxon Mobil Corp | $1,991,040 | $2,618,443 |
| 3084 shs F5 Networks Inc | $362,824 | $446,316 |
| 21593 shs Facebook Inc Cl A | $2,053,275 | $2,484,275 |
| 1588 shs Factset Resh Sys Inc | $263,287 | $259,527 |
| 2730 shs First Rep Bk San Francisco Cali | $241,405 | $251,542 |
| 6210 shs Firstcash Inc | $248,010 | $291,870 |
| 3065 shs Fleetcor Technologies Inc | $440,922 | $433,759 |
| 11719 shs FNB Corp Pa | $179,535 | $187,856 |
| 5336 shs Fortive Corp Mon Stock | $260,638 | $286,170 |
| 32685 shs Gen Mtrs Co | $949,782 | $1,138,745 |
| 22263 shs General Electric Co | $570,623 | $703,511 |
| 6000 shs Gilead Sciences Inc | $488,699 | $429,660 |
| 21700 shs Glaxosmithkline PLC | $930,229 | $835,667 |
| 6949 shs HD Supply Hldgs Inc | $254,878 | $295,402 |
| 7461 shs Healthcare Svcs Group Inc | $267,061 | $292,247 |
| 4477 shs Heico Corp | $250,966 | $345,401 |
| 2299 shs Heska Corp Restricted Stock | $89,147 | $164,608 |
| 21570 shs Hess Corp | $1,133,027 | $1,343,595 |
| 4337 shs Hill-Rom Hldgs Inc | $257,036 | $243,479 |
| 3575 shs Honeywell Intl Inc | $338,832 | $414,164 |
| 4119 shs Icon PLC | $273,440 | $309,749 |
| 1513 shs Incyte Corp | $157,919 | $151,709 |
| 35900 shs Ing Groep NV Sponsored | $425,496 | $506,190 |
| 9950 shs Ingersoll-Rand PLC | $266,957 | $746,648 |
| 3241 shs Insperity Inc | $166,215 | $229,949 |
| 20260 shs Intercontinental Exchange Inc | $914,225 | $1,143,069 |
| 27570 shs Interpublic Grouppanies Inc | $480,746 | $645,414 |
| 2327 shs Intuit | $229,913 | $266,697 |
| 775 shs Intuitive Surgical Inc | $463,662 | $491,482 |
| 18435 shs Investors Bancorp Inc | $218,772 | $257,168 |
| 2741 shs IPG Photonics Corp | $262,160 | $270,564 |
| 81368 shs Jones Energy Inc Cl A | $297,942 | $406,840 |
| 37508 shs JPMorgan Chase & Co | $1,308,381 | $3,236,565 |
| 16194 shs Kapstone Paper & Packaging Cor | $282,329 | $357,078 |
| 29000 shs Koninklijke Philips NV | $808,785 | $886,530 |
| 2905 shs Lab Corp Amer Hldgs | $400,574 | $372,944 |
| 9596 shs Lkq Corp Lkq Corp | $256,695 | $294,117 |
| 6031 shs Lumentum Hldgs Inc | $160,197 | $233,098 |
| 3881 shs Macom Technology Sol Hldgs Inc | $175,765 | $179,613 |
| 21710 shs Macys Inc | $771,288 | $777,435 |
| 5031 shs Mastercard Inc Cl A | $457,770 | $519,451 |
| 8871 shs Mc Donalds Corp | $663,030 | $1,079,778 |
| 17300 shs Metlife Inc | $549,492 | $932,297 |
| 4425 shs MFC Spdr Ser Tr S&P Biotech ETF | $263,712 | $261,916 |
| 1634519 shs MFO DFA Inst Dimensions Grou | $32,012,618 | $39,244,794 |
| 276952 shs MFO GS Tr Grth Opp Fd | $6,335,121 | $6,452,983 |
| 1252078 shs MFO Morgan Stanley Instl Fd | $21,127,622 | $18,330,422 |
| 6261 shs Microsemi Corp | $257,045 | $337,906 |
| 44540 shs Microsoft Corp | $2,083,016 | $2,767,716 |
| 2127 shs Middleby Corp | $276,014 | $273,979 |
| 2326 shs Molson Coors Brewing Cl B | $238,628 | $226,343 |
| 15169 shs Nationstar Mtg Hldgs Inc | $258,454 | $273,952 |
| 2906 shs Navigators Group Inc | $247,681 | $342,182 |
| 23930 shs Nestle SA | $980,352 | $1,716,738 |
| 4228 shs Newell Brands Inc | $220,723 | $188,780 |
| 18934 shs Nike Inc Cl B | $880,140 | $962,416 |
| 5831 shs Northern Tr Corp | $473,512 | $519,251 |
| 8860 shs Novartis Ag | $778,636 | $645,362 |
| 22800 shs Novo-Nordisk | $309,056 | $817,608 |
| 261572 shs NTGI-QM Daily Russ 1000 Eqty | $42,284,449 | $46,355,205 |
| 27340 shs Occidental Petroleum Corp | $1,839,302 | $1,947,429 |
| 7200 shs Ollies Bargain Outlet Hldgs Inc | $176,733 | $204,840 |
| 7064 shs Omnicell Inc | $263,997 | $239,470 |
| 46821 shs Oracle Corp | $1,673,962 | $1,800,267 |
| 11350 shs Paypal Hldgs Inc | $356,619 | $447,985 |
| 9150 shs Pepsico Inc | $517,314 | $957,365 |
| 23950 shs Pfizer Inc | $526,735 | $777,896 |
| 37080 shs Philip Morris Intl NPV | $917,741 | $3,392,450 |
| 6050 shs Phillips 66 | $426,051 | $522,781 |
| 5397 shs Pinnacle Foods Inc | $264,321 | $288,470 |
| 5630 shs Pnc Financial Services Group | $461,546 | $658,485 |
| 5700 shs Praxair Inc | $386,017 | $667,983 |
| 6840 shs Procter & Gamble NPV | $361,286 | $575,107 |
| 6900 shs Raytheon Co | $244,089 | $979,800 |
| 4413 shs Resmed Inc | $255,897 | $273,827 |
| 33660 shs Roche Hldg Ltd | $688,435 | $960,320 |
| 9369 shs Rollins Inc | $250,438 | $316,485 |
| 1402 shs Roper Technologies Inc | $248,420 | $256,678 |
| 4735 shs Ross Stores Inc | $265,608 | $310,616 |
| 3042 shs Salesforce Inc | $218,911 | $208,255 |
| 6893 shs Sapiens International Corp | $83,188 | $98,846 |
| 5017 shs Scripps Networks Interactive In | $259,236 | $358,063 |
| 5128 shs Servicemaster Global Hldgs Inc | $188,188 | $193,172 |
| 778 shs Sherwin-Williams Co | $213,657 | $209,080 |
| 4069 shs Skyworks Solutions Inc | $294,383 | $303,792 |
| 9083 shs Sodastream International Ltd | $264,234 | $358,506 |
| 10950 shs State Str Corp | $808,219 | $851,034 |
| 4267 shs Steris PLC Steris Ltd | $311,942 | $287,553 |
| 27600 shs Suncor Energy Inc | $818,595 | $902,244 |
| 24675 shs Sw Airl Co | $948,489 | $1,229,802 |
| 36500 shs Symantec Corp | $822,509 | $871,985 |
| 5457 shs Synchronoss Technologies Inc | $257,983 | $209,003 |
| 35800 shs Synchrony Finl | $952,948 | $1,298,466 |
| 16670 shs Target Corp | $921,444 | $1,204,074 |
| 30850 shs Teradyne Inc | $564,566 | $783,590 |
| 18707 shs Texas Instruments Inc | $638,640 | $1,365,049 |
| 176 shs The Priceline Group Inc | $198,371 | $258,027 |
| 4550 shs Time Warner Inc | $301,026 | $439,212 |
| 9370 shs Total SA | $554,686 | $477,589 |
| 15100 shs Twenty-First Century Fox Inc C | $534,603 | $423,404 |
| 10750 shs Twenty-First Centy Fox Inc Cl | $374,119 | $292,938 |
| 15401 shs Umpqua Hldgs Corp | $270,141 | $289,231 |
| 13080 shs Union Pac Corp | $634,347 | $1,356,134 |
| 10254 shs Unit Corp | $94,830 | $275,525 |
| 3900 shs Unitedhealth Group Inc | $548,917 | $624,156 |
| 33650 shs Unum Group | $827,890 | $1,478,245 |
| 19843 shs USA Technologies Inc | $92,559 | $85,325 |
| 3094 shs Vantiv Inc | $167,468 | $184,464 |
| 4300 shs Verisign Inc | $280,996 | $327,101 |
| 3525 shs Verisk Analytics Inc | $267,764 | $286,124 |
| 2476 shs Vertex Pharmaceuticals Inc | $276,407 | $182,407 |
| 28750 shs Viacom Inc Cl B | $1,248,801 | $1,009,125 |
| 13300 shs Visa Inc Cl A | $960,482 | $1,037,666 |
| 15730 shs Walgreens Boots Alliance Inc | $718,528 | $1,301,815 |
| 14202 shs Walt Disney Co | $1,413,733 | $1,480,132 |
| 3550 shs Waste Connections Inc | $169,500 | $278,995 |
| 26320 shs Wells Fargo & Co | $1,164,614 | $1,450,496 |
| 4684 shs Westlake Chem Corp | $273,486 | $262,257 |
| 13500 shs XL Group Ltd | $502,414 | $503,010 |
| 3949 shs XPO Logistics Inc | $177,054 | $170,439 |
| 4506 shs Xylem Inc | $236,629 | $223,137 |
| 4533 shs Yelp Inc Cl A | $179,539 | $172,843 |
| 3985 shs Zoetis Inc Cl A | $199,211 | $213,317 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (14 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BlackGold Opportunity Fund LP | AT COST | $440,964 | $440,965 |
| BlackGold Private Energy Partners LP | AT COST | $6,305,610 | $6,497,637 |
| Encap Flatrock Midstream Fund II-C LP | AT COST | $2,898,585 | $3,411,920 |
| Highland Cap Invs Corp Hldg (Red River) | AT COST | $962,110 | $1 |
| LSV International Small Cap Equity Fund | AT COST | $11,019,750 | $11,563,103 |
| Oaktree Mezzanine Fund III LP | AT COST | $3,430 | $4,205 |
| OCM Opportunities Fund IVB LP | AT COST | $6,386 | $25,086 |
| OCM Opportunities Fund VIIB LP | AT COST | $1,098,357 | $705,707 |
| OCM Principal Opportunities Fund III LP | AT COST | $1,025,294 | $334,246 |
| Peruvian and E. Euro Monetization Cl B | AT COST | $46,922 | $28,377 |
| Stonelake Opportunity Partners II LP | AT COST | $2,746,080 | $8,567,281 |
| Stonelake Opportunity Partners III LP | AT COST | $6,846,105 | $9,220,336 |
| Stonelake Opportunity Partners IV LP | AT COST | $234,318 | $235,365 |
| Accrued income | AT COST | $195,973 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| Furniture and Fixtures | $5,532 | $5,532 | ||
| Machinery and Equipment | $12,753 | $9,361 | $3,392 | $3,392 |
| Improvements | $33,483 | $13,021 | $20,462 | $20,462 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | General governance and counsel | CategoryTxt |
| Legal Fees | $13,664 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $13,664 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Bank charges | $2,801 | $1,401 | $1,400 |
| Bank custodial fees | $87,483 | $87,483 | |
| Dues and subscriptions | $8,539 | $4,270 | $4,269 |
| Insurance | $27,373 | $13,686 | $13,687 |
| Oil & gas other deductions | $38,289 | $38,289 | |
| Other administrative expenses | $7,156 | $3,578 | $3,578 |
| Other investment fees | $79 | $79 | |
| Repairs/maintenance | $955 | $477 | $478 |
| Supplies | $3,442 | $1,721 | $1,721 |
| Technology | $3,432 | $1,716 | $1,716 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Commission recapture | $5,316 | $5,316 |
| Oil & gas royalties | $305,069 | $305,069 |
| Passthrough K-1 Income | $1,413,259 | $1,442,412 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Executive search fees | $100,046 | $30,014 | $0 | $70,032 |
| Investment consulting fees | $36,673 | $36,673 | $0 | $0 |
| Investment management fees | $878,205 | $878,205 | $0 | $0 |
| Payroll services | $6,393 | $3,196 | $0 | $3,197 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Ad valorem taxes | $8,265 | $8,265 |
| Excise tax | $130,558 | |
| Income tax | $76,908 | |
| O & G production taxes | $4,605 | $4,605 |
Transfers Frm Controlled Entities TransfersFrmControlledEntities
Transfers From Controlled Ent TransfersFromControlledEntGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BlackGold Private Equity Partners | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 109 N Post Oak Ln Ste 520 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77024 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 811616295 | EIN |
| Desc | Distribution from investment fund. | Desc |
| Amt | $26,355 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $26,355 | TotalAmt |
Transfers To Controlled Entities TransfersToControlledEntities
Transfers To Controlled Ent TransfersToControlledEntGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BlackGold Private Equity Partners | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 109 N Post Oak Ln Ste 520 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77024 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 811616295 | EIN |
| Desc | Contributions to investment fund. | Desc |
| Amt | $6,119,542 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,119,542 | TotalAmt |