JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION: Form 990PF, tax year 2018

View the entire original 990 at ProPublica ↗

Organization: JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION (EIN 13-5673173)
Tax period: 2018-01-01 to 2018-12-31
Filed: 2019-11-08
IRS object ID: 201913129349100226
Schema version: 2018v3.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Depreciation Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2019-11-08T11:37:17-06:00	ReturnTs
Tax Period End	2018-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	131655065	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	LUTZ AND CARR CPAS LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	551 FIFTH AVENUE SUITE 400	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10176	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2018-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	135673173	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JOHN SIMON GUGGENHEIM MEMORIAL	BusinessNameLine1Txt
Business Name Line2	FOUNDATION	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	JOHN	BusinessNameControlTxt
Phone	2126874470	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE - 33RD FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10016	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	JULIE KLEIN	PersonNm
Person Title	CFO	PersonTitleTxt
Phone	2126874470	PhoneNum
Signature	2019-10-31	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	LAUREN CRESCI	PreparerPersonNm
PTIN	P01268493	PTIN
Phone	2126972299	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	38.142.140.186	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2019-10-31	IPDt
IP Tm	10:35:15	IPTm
IP Timezone	ED	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	C6B84DD1F518B96753207BD5099AA33ACBC10C80	AtSubmissionCreationDeviceId
At Submission Filing Device Id	9302FFB6CF1CC3889499E422F782799A8B0A3607	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2018	TaxYr
Build TS	2020-03-31 21:24:44Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$271,725,430	FMVAssetsEOYAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$1,246,188	ContriRcvdRevAndExpnssAmt
Dividends Rev And Expnss	$1,977,119	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$1,977,119	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$36,357,074	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$94,940,445	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$36,357,074	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	-$29,227	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	-$3,530	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$39,551,154	TotalRevAndExpnssAmt
Total Net Invst Incm	$38,330,663	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$990,851	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$47,366	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$943,181	CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Rev And Expnss	$1,091,181	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Net Invst Incm	$76,301	OthEmplSlrsWgsNetInvstIncmAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$1,006,739	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$118,428	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Net Invst Incm	$9,606	PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Dsbrs Chrtbl	$3,286,746	PensionEmplBnftDsbrsChrtblAmt
Legal Fees Rev And Expnss	$11,725	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$0	LegalFeesNetInvstIncmAmt
Legal Fees Dsbrs Chrtbl	$11,725	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$53,832	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$24,226	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$29,606	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$578,435	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$464,378	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$114,057	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$474,732	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$72,809	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss	$74,404	DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm	$4,643	DeprecAndDpltnNetInvstIncmAmt
Occupancy Rev And Expnss	$1,263,435	OccupancyRevAndExpnssAmt
Occupancy Net Invst Incm	$75,048	OccupancyNetInvstIncmAmt
Occupancy Dsbrs Chrtbl	$1,102,924	OccupancyDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$237,398	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm	$1,178	TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Dsbrs Chrtbl	$236,220	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$1,956,987	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$639,917	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$493,452	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$6,851,408	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$1,415,472	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$7,224,650	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$9,019,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$9,188,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$15,870,408	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$1,415,472	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$16,412,650	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$23,680,746	ExcessRevenueOverExpensesAmt
Net Investment Income	$36,915,191	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$800	CashBOYAmt
Cash EOY	$800	CashEOYAmt
Cash EOYFMV	$800	CashEOYFMVAmt
Sav And Temp Cash Invst BOY	$268,599	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$792,932	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$792,932	SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl	$21,131	AcctRcvblAmt
Acct Rcvbl BOY	$163,123	AcctRcvblBOYAmt
Acct Rcvbl EOY	$21,131	AcctRcvblEOYAmt
Acct Rcvbl EOYFMV	$21,131	AcctRcvblEOYFMVAmt
Pledges Rcvbl	$185,552	PledgesRcvblAmt
Pledges Rcvbl BOY	$99,959	PledgesRcvblBOYAmt
Pledges Rcvbl EOY	$185,552	PledgesRcvblEOYAmt
Pledges Rcvbl EOYFMV	$185,552	PledgesRcvblEOYFMVAmt
Prepaid Expenses BOY	$106,552	PrepaidExpensesBOYAmt
Corporate Stock BOY	$17,892,109	CorporateStockBOYAmt
Corporate Stock EOY	$1,402	CorporateStockEOYAmt
Corporate Stock EOYFMV	$1,402	CorporateStockEOYFMVAmt
Other Investments BOY	$271,164,158	OtherInvestmentsBOYAmt
Other Investments EOY	$254,837,299	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$254,837,299	OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss	$1,813,113	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$1,233,126	LandBldgEquipAccumDeprecAmt
Land BOY	$636,391	LandBOYAmt
Land EOY	$579,987	LandEOYAmt
Land EOYFMV	$579,987	LandEOYFMVAmt
Other Assets BOY	$507,018	OtherAssetsBOYAmt
Other Assets EOY	$15,306,327	OtherAssetsEOYAmt
Other Assets EOYFMV	$15,306,327	OtherAssetsEOYFMVAmt
Total Assets BOY	$290,838,709	TotalAssetsBOYAmt
Total Assets EOY	$271,725,430	TotalAssetsEOYAmt
Total Assets EOYFMV	$271,725,430	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$378,898	AccountsPayableBOYAmt
Accounts Payable EOY	$509,418	AccountsPayableEOYAmt
Grants Payable BOY	$5,786,500	GrantsPayableBOYAmt
Grants Payable EOY	$5,617,500	GrantsPayableEOYAmt
Other Liabilities BOY	$8,753,220	OtherLiabilitiesBOYAmt
Other Liabilities EOY	$8,290,785	OtherLiabilitiesEOYAmt
Total Liabilities BOY	$14,918,618	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$14,417,703	TotalLiabilitiesEOYAmt
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind
Unrestricted BOY	$275,763,588	UnrestrictedBOYAmt
Unrestricted EOY	$256,951,224	UnrestrictedEOYAmt
Temporarily Restricted BOY	$156,503	TemporarilyRestrictedBOYAmt
Temporarily Restricted EOY	$356,503	TemporarilyRestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY	$275,920,091	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$257,307,727	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$290,838,709	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$271,725,430	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$275,920,091	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$23,680,746	ExcessRevenueOverExpensesAmt
Other Increases	$1,129,003	OtherIncreasesAmt
Subtotal	$300,729,840	SubtotalAmt
Other Decreases	$43,422,113	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$257,307,727	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (19 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
KING STREET CAPITAL, LTD.	P	$4,819,860	$1,882,794	$2,937,066	$2,937,066
OWL CREEK OVERSEAS FUND	P	$6,000,000	$1,711,052	$4,288,948	$4,288,948
SEMINOLE OFFSHORE FUND, LTD.	P	$6,945,000	$6,068,473	$876,527	$876,527
DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES INT'L FUND	P	$12,000,000	$4,604,255	$7,395,745	$7,395,745
LITESPEED OFFSHORE FUND, LTD.	P	$11,139,681	$11,500,000	-$360,319	-$360,319
HHR ATLAS FUND, LTD.	P	$10,000,000	$3,687,818	$6,312,182	$6,312,182
ORBIMED PARTNERS, LTD.	P	$7,599,774	$7,250,000	$349,774	$349,774
GS VINTAGE FUND V OFFSHORE, LP	P	$787,398		$787,398	$787,398
GS MEZZANINE PARTNERS V OFFSHORE FUND L.P	P	$89,850		$89,850	$89,850
STEEL PARTNERS HOLDINGS, LP	P	$993,567	$277,741	$715,826	$715,826
GS INSTITUTIONAL INFRASTRUCTURE PARTNERS, LP	P	$619,637		$619,637	$619,637
GS MEZZANINE PARTNERS OFFSHORE 2006, LP	P	$7,898		$7,898	$7,898
JP MORGAN - PUBLICLY TRADED SECURITIES	P	$10,956,726	$2,999,373	$7,957,353	$7,957,353
NEUBERGER BERMAN - PUBLICLY TRADED SECURITIES	P	$9,642,153	$9,588,954	$53,199	$53,199
MUTUAL OF AMERICA - PUBLICLY TRADED SECURITIES	P	$9,903,812	$9,012,911	$890,901	$890,901
CAPITAL GAINS PASSED THROUGH FROM LIMITED PARTNERSHIPS	P	$2,790,644		$2,790,644	$2,790,644
AMERICAN SECURITIES PARTNERS V, LP	P	$353,403		$353,403	$353,403
ODYSSEY INVESTMENT PARTNERS FUND IV, LP	P	$46,318		$46,318	$46,318
MILLENIUM TECHNOLOGY VALUE PARTNERS, LP	P	$244,724		$244,724	$244,724

Field	Value	IRS element (for citing)
Capital Gain Net Income	$36,357,074	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$13,586,591	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$266,157,668	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.051047	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$13,158,092	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$252,372,229	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.052138	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$13,423,946	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$265,572,587	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.050547	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$12,791,809	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$262,407,126	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.048748	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$11,248,346	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$238,050,738	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.047252	DistributionYr5Rt
Total Distribution	0.249732	TotalDistributionRt
Average Distribution	0.049946	AverageDistributionRt
Net Vl Noncharitable Assets	$305,017,224	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$15,234,390	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$369,152	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$15,603,542	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$16,430,650	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	Yes (X)	DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax	$369,152	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$369,152	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$369,152	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$561,037	EstimatedPlusOvpmtIncmTxAmt
Extsn Request Income Tax Paid	$260,000	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$821,037	TotalPaymentsAndCreditsAmt
Es Penalty	$0	EsPenaltyAmt
Overpayment	$451,885	OverpaymentAmt
Applied To ES Tax	$451,885	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	NY	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	WWW.GF.ORG	WebsiteAddressTxt
Individual With Books	JULIE KLEIN	IndividualWithBooksNm
Phone	2126874470	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE - 33RD FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10016	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	Yes (1)	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	0	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Transactions Fail To Qlfy As Exc	0	TransactionsFailToQlfyAsExcInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (19 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
EDWARD HIRSCH
90 PARK AVENUE	NEW YORK	NY	10016	PRESIDENT AND TRUSTEE	40.00	$544,170	$35,302	$0
ANDRE BERNARD
90 PARK AVENUE	NEW YORK	NY	10016	V.P. AND SECRETARY	40.00	$291,060	$57,913	$0
JULIE R KLEIN
90 PARK AVENUE	NEW YORK	NY	10016	C.F.O. AND TREASURER	40.00	$190,000	$28,298	$0
ROBERT ALLAN CARO
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
JOEL CONARROE
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
DOROTHY TAPPER GOLDMAN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
DR WILLIAM P KELLY
90 PARK AVENUE	NEW YORK	NY	10016	CHAIRMAN AND TRUSTEE	1.00	$0	$0	$0
DWIGHT E LEE
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ERIC S MASKIN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
STACY SCHIFF
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
CINDY SHERMAN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ERIC SCHWARTZ
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
CHARLES P STEVENSON JR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
BENJAMIN TAYLOR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
SANDRA S WIJNBERG
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ELLEN TAAFFE ZWILICH
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
WADDELL W STILLMAN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
PATRICK J WAIDE JR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
E WAYNE NORDBERG
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee BenefitsEmployeeBenefitsAmt	Expense AccountExpenseAccountAmt
MARCUS DIAMOND
90 PARK AVE	NEW YORK	NY	10016	CHIEF ADVANCEMENT OF	40.00	$255,000	$45,202	$0
BARBARA GLEASON
90 PARK AVE	NEW YORK	NY	10016	ASST TREASURER/ASST	40.00	$95,313	$19,943	$0
BARBARA ESPOSITO
90 PARK AVE	NEW YORK	NY	10016	ASST TREASURER/ASST	40.00	$82,000	$31,081	$0
KEITH LEWIS
90 PARK AVE	NEW YORK	NY	10016	PROGRAM MANAGER	40.00	$91,000	$20,115	$0
PAULA HUGEE
90 PARK AVE	NEW YORK	NY	10016	OFFICE MANAGER	40.00	$76,500	$18,293	$0

Field	Value	IRS element (for citing)
Other Employee Paid Over50k	15	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Service TypeServiceTypeTxt	CompensationCompensationAmt
PARTNERS CAPITAL
1330 AVENUE OF THE AMERICAS	NEW YORK	NY	10019	INVESTMENT MANAGEMENT	$317,058
HIGHLINE SYSTECH INC
2 WOOSTER STREET	NEW YORK	NY	10013	IT SERVICES CONSULTING	$204,000
NEUBERGER BERMAN
1290 AVENUE OF THE AMERICAS	NEW YORK	NY	10104	INVESTMENT MANAGEMENT	$89,149
IGNOTUM INC
125 KETAY DRIVE SOUTH	EAST NORTHPORT	NY	11731	IT SYSTEMS CONSULTING	$54,000
MUTUAL OF AMERICA
320 PARK AVENUE	NEW YORK	NY	10022	INVESTMENT MANAGEMENT	$51,397

Field	Value	IRS element (for citing)
Contractor Paid Over50k	1	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$292,300,223	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$2,195,512	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$15,166,421	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$309,662,156	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$309,662,156	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$4,644,932	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$305,017,224	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$15,250,861	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$15,250,861	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$369,152	TaxBasedOnInvestmentIncomeAmt
Income Tax	$250	IncomeTaxAmt
Total Tax	$369,402	TotalTaxAmt
Distributable Before Adj	$14,881,459	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$14,881,459	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$14,881,459	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$16,412,650	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid	$18,000	CharitableAssetsAcquisPaidAmt
Qualifying Distributions	$16,430,650	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$369,152	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$16,061,498	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$14,881,459	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr3	$463,107	ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2	$574,373	ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1	$454,282	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$1,491,762	TotalExcessDistributionCyovAmt
Qualifying Distributions	$16,430,650	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$14,881,459	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$1,549,191	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$3,040,953	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$3,040,953	ExcessDistriCyovToNextYrAmt
Excess From Year3	$463,107	ExcessFromYear3Amt
Excess From Year2	$574,373	ExcessFromYear2Amt
Excess From Year1	$454,282	ExcessFromYear1Amt
Excess From Current Year	$1,549,191	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	JOHN SIMON GUGGENHEIM MEMORIAL FDTN	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10016	ZIPCd

Field	Value	IRS element (for citing)
Recipient Phone	2126874470	RecipientPhoneNum
Form And Info And Materials	THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.	FormAndInfoAndMaterialsTxt
Submission Deadlines	SEPTEMBER 15	SubmissionDeadlinesTxt
Restrictions On Awards	INDIVIDUALS IN THE U.S.A. AND CANADA	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (287 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line1RecipientForeignAddress/AddressLine1Txt	CityRecipientForeignAddress/CityNm	Province Or StateRecipientForeignAddress/ProvinceOrStateNm	CountryRecipientForeignAddress/CountryCd	Foreign PostalRecipientForeignAddress/ForeignPostalCd
AV ROCKWELL
114-47 FRANCIS LEWIS BOULEVARD	JAMAICA	NY	11411	NONE	I	FILM-VIDEO	$25,000
AARON LANDSMAN
219 EAST 7TH STREET	NEW YORK	NY	10009	NONE	I	DRAMA & PERFORMANCE ART	$20,000
AARON SPENCER FOGLEMAN
251 NORTH JEFFERSON STREET	BATAVIA	IL	60510	NONE	I	IMMIGRANT VOICES	$50,000
ADAM HERRING
4813 ABBOTT AVENUE	DALLAS	TX	75205	NONE	I	EYES IN A LANDSCAPE: ART IN THE INCA EMPIRE	$50,000
ADRIAAN LANNI
134 WATSON ROAD	BELMONT	MA	02478	NONE	I	CRIME AND JUSTICE IN DEMOCRATIC ATHENS	$24,000
AFAA M WEAVER
288 MASTEN ROAD	PLEASANT VALLEY	NY	12569	NONE	I	POETRY	$19,000
ALAIN BRESSON
1115 E 58TH STREET	CHICAGO	IL	60637	NONE	I	WHY COINAGE? MONEY, SOCIETY, AND ECONOMY IN THE ANCIENT GREEK WORLD	$50,000
ALEC HALL
523 WEST 143RD STREET APT 2B	NEW YORK	NY	10031	NONE	I	MUSIC COMPOSITION	$35,000
ALEXANDER MAKSIK
1075 MAKAWAO AVENUE	MAKAWAO	HI	96768	NONE	I	FICTION	$40,000
ALEXANDRA CUESTA
3271 SW 21ST STREET	MIAMI	FL	33145	NONE	I	FILM-VIDEO	$55,000
ALEXEY FEDOROV
210 WHITNEY AVENUE	NEW HAVEN	CT	06511	NONE	I	SOLVING THE MYSTERIES OF PLIOCENE WARMTH: RETHINKING THE GLOBAL OCEAN CONVEYOR	$27,000
ALINA TROYANO
15 AVENUE C	NEW YORK	NY	10009	NONE	I	DRAMA & PERFORMANCE ART	$29,000
ALISON GRIFFITHS
237 13TH STREET APT 2	BROOKLYN	NY	11215	NONE	I	NOMADIC CINEMA: A CULTURAL GEOGRAPHY OF THE EXPEDITION FILM	$50,000
AMY FELDMAN
16 VAN DYKE STREET	BROOKLYN	NY	11231	NONE	I	FINE ARTS	$40,000
AMY PLEASANT
634 39TH ST SOUTH	BIRMINGHAM	AL	35222	NONE	I	FINE ARTS	$27,500
ANDER MONSON
8058 E 7TH ST	TUCSON	AZ	85710	NONE	I	PREDATOR	$25,000
ANDREW ZIMMERMAN
801 22ND STREET NW	WASHINGTON	DC	20052	NONE	I	CONJURING FREEDOM	$25,000
ANN BLAIR
1730 CAMBRIDGE ST	CAMBRIDGE	MA	02138	NONE	I	HIDDEN HANDS: AMANUENSES AND AUTHORSHIP IN EARLY MODERN EUROPE	$48,000
ANNA BRICKHOUSE
101 TRIPPER COURT	CHARLOTTESVILLE	VA	22903	NONE	I	EARTHQUAKE AESTHETICS	$50,000
ANNA WEBBER
23-52 37TH STREET	ASTORIA	NY	11105	NONE	I	MUSIC COMPOSITION	$10,000
ANNABETH ROSEN
ONE SHIELDS AVENUE TB9	DAVIS	CA	956168701	NONE	I	FINE ARTS	$50,000
ANNE D YODER
1007 MAPLE RIDGE DRIVE	CHAPEL HILL	NC	27516	NONE	I	BUILDING AND SAVING TREES IN MADAGASCAR	$50,000
ANNIE DORSEN
98 2ND PLACE APT PH	BROOKLYN	NY	11231	NONE	I	DRAMA AND PERFORMANCE ART	$55,000
ANNIE GOSFIELD
301 EAST 12 STREET APT 3D	NEW YORK	NY	10003	NONE	I	MUSIC COMPOSITION	$20,000
ANTHONY HERNANDEZ
746 EAST 250 NORTH	FAIRFIELD	ID	83327	NONE	I	PHOTOGRAPHY	$27,500
ANTONIO MNDEZ ESPARZA
UNIVERSITY CENTER A 5100	TALLAHASSEE	FL	323062350	NONE	I	FILM-VIDEO	$15,000
ANTONIS ROKAS
VU STATION B35-1634	NASHVILLE	TN	37235	NONE	I	HIDDEN NO MORE HOW FUNGI ARE EXPANDING EVOLUTIONS PARADIGMS	$50,000
ANYA KRUGOVOY SILVER
1147 ADAMS STREET	MACON	GA	31201	NONE	I	POETRY	$55,000
ARCHANA VENKATESAN
4001 MARTIS STREET	WEST SACRAMENTO	CA	95691	NONE	I	POETRY MAKES THE WORLD: THE FESTIVAL OF RECITATION AT VI??U TEMPLES IN TAMIL NADU	$20,000
ARIEL D PROCACCIA
2471 MOUNT ROYAL ROAD	PITTSBURGH	PA	15217	NONE	I	ALGORITHMS FOR PARTICIPATORY DEMOCRACY	$50,000
ARMIN P MOCZEK
915 E THIRD STREET	BLOOMINGTON	IN	474057107	NONE	I	THE EXTENDED EVOLUTIONARY SYNTHESIS (EES): EMPIRICAL AND CONCEPTUAL CHALLENGES & APPROACHES	$50,000
ARUP K CHAKRABORTY
192 EAST EMERSON ROAD	LEXINGTON	MA	02420	NONE	I	INDUCTION OF BROADLY NEUTRALIZING ANTIBODIES AGAINST HIGHLY MUTABLE PATHOGENS	$50,000
ASHLEY FURE
6242 HINMAN	HANOVER	NH	03755	NONE	I	MUSIC COMPOSITION	$25,000
AYDOGAN OZCAN
2115 STRADELLA ROAD	LOS ANGELES	CA	90077	NONE	I	EXTREME-THROUGHPUT VIRUS TRACKING, CHARACTERIZATION, AND MANIPULATION	$18,000
B ANDREI BERNEVIG
9 LAUREL WOOD DRIVE	LAWRENCEVILLE	NJ	08648	NONE	I	TOPOLOGICAL QUANTUM CHEMISTRY	$24,000
BILLY WOODBERRY
24700 MCBEAN PARKWAY	VALENCIA	CA	91355	NONE	I	FILM-VIDEO	$20,000
BISSERA V PENTCHEVA
355 ROTH WAY	STANFORD	CA	94305	NONE	I	ANIMATION IN MEDIEVAL ART	$25,000
BRAD TEMKIN
6321 N AVONDALE AVENUE	CHICAGO	IL	60631	NONE	I	PHOTOGRAPHY	$30,000
BRANDEN W JOSEPH
613 SCHERMERHORN HALL	NEW YORK	NY	10027	NONE	I	FORMS OF LIFE: KATHY ACKER, JACK SMITH, LEE LOZANO, AND CAROLEE SCHNEEMANN	$25,000
BRETT STORY
				NONE	I	FILM-VIDEO	$30,000	184 RUSHOLME RD APT 2	TORONTO	CANADA	CA	M6H 2Y7
BRIAN EVENSON
24700 MCBEAN PARKWAY	VALENCIA	CA	91355	NONE	I	HANDBOOK FOR A FUTURE REVOLUTION	$25,000
BRIAN SEIBERT
392 8TH STREET APT 3L	BROOKLYN	NY	11215	NONE	I	CUBAN DANCE REUNITES WITH ITS NORTHERN COUSINS	$19,000
BRYAN GICK
				NONE	I	EMBODYING SPEECH	$25,000	2613 WEST MALL OFFICE 222	VANCOUVER	CANADA	CA	V6T 1Z4
BYRON KIM
472 11TH ST	BROOKLYN	NY	11215	NONE	I	FINE ARTS	$25,000
CARL SCHIMMEL
1138 ELM STREET	GRINNELL	IA	50112	NONE	I	MUSIC COMPOSITION	$27,500
CAROL ANDERSON
207 CANDLER LIBRARY	ATLANTA	GA	30322	NONE	I	THE SECOND: RACE, GUNS & A MOST DEADLY DOUBLE-STANDARD AT THE CORE OF OUR FUNDAMENTAL RIGHTS	$25,000
CAROL DYSINGER
223 CONGRESS STREET APT 4L	BROOKLYN	NY	11201	NONE	I	FILM-VIDEO	$20,000
CARSON KREITZER
4219 20TH AVENUE SOUTH	MINNEAPOLIS	MN	55407	NONE	I	DRAMA & PERFORMANCE ART	$37,000
CASSILS
2936 1/2 S LA SALLE AVENUE	LOS ANGELES	CA	90018	NONE	I	FINE ARTS	$29,000
CHARLES L BOSK
121 CHESTNUT AVENUE	NARBERTH	PA	19072	NONE	I	MISTAKES WERE CHANGED: MEDICAL ERROR OVER FOUR DECADES	$25,000
CHARLES YANG
110 COLUMBIA AVENUE	SWARTHMORE	PA	19081	NONE	I	COUNTING TO INFINITY	$50,000
CHARLES YUEN
52 3RD AVE	BROOKLYN	NY	11217	NONE	I	FINE ARTS	$25,000
CHARLIE HAILEY
2115 NW 7TH PLACE	GAINESVILLE	FL	32603	NONE	I	PLACES BUILT OF AIR: PORCH STORIES FROM STOOP TO STOA	$25,000
CHERYL MATTINGLY
1901 BENECIA AVENUE	LOS ANGELES	CA	90025	NONE	I	CATEGORY TROUBLE: STIGMA AS MORAL EXPERIENCE	$48,000
CHINA MIVILLE
				NONE	I	FICTION	$55,000	57 BUCKLEY ROAD	LONDON	UNITED KINGDOM	UK	NW6 72X
CHRIS LARSON
1195 BURNS AVENUE	ST PAUL	MN	55106	NONE	I	FINE ARTS	$27,500
CHRISTOPHER A BAIL
103 BUCKEYE LANE	CHAPEL HILL	NC	27516	NONE	I	DISRUPTING SOCIAL MEDIA ECHO CHAMBERS	$25,000
CHRISTOPHER STARK
3856 BOTANICAL AVENUE	ST LOUIS	MO	63110	NONE	I	MUSIC COMPOSITION	$37,000
CHRISTY L HAYNES
4948 THOMAS AVENUE SOUTH	MINNEAPOLIS	MN	55410	NONE	I	CHARACTERIZATION OF THE MOLECULAR CORONA ACQUIRED BY TECHNOLOGICALLY RELEVANT ENGINEERED NANOPARTICLES IN ENVIRONMENTAL MATRICES	$25,000
CINDY COX
3142 SYLVAN AVE	OAKLAND	CA	94602	NONE	I	MUSIC COMPOSITION	$25,000
CLAUDIA RANKINE
339 ST RONAN STREET	NEW HAVEN	CT	06511	NONE	I	POETRY	$13,000
CRAIG DRENNEN
PO BOX 4107	ATLANTA	GA	303024107	NONE	I	FINE ARTS	$25,000
CRAIG KOSLOFSKY
406 WEST VERMONT AVENUE	URBANA	IL	61801	NONE	I	THE DEEP SURFACE: SKIN IN THE EARLY MODERN WORLD, 1450-1750	$25,000
CYNTHIA MADANSKY
24 KENT ROAD	SCARSDALE	NY	10583	NONE	I	FILM-VIDEO	$58,000
CYNTHIA SALTZMAN
351A CLINTON STREET	BROOKLYN	NY	112313701	NONE	I	PLUNDER: NAPOLEON AND VERONESE'S FEAST	$25,000
DANIEL GARBER
1879 HALL PRINCETON UNIV	PRINCETON	NJ	085441006	NONE	I	HOW PHILOSOPHY BECAME MODERN IN THE 17TH CENTURY	$25,000
DANIEL J MINDIOLA
231 S 34 STREET	PHILADELPHIA	PA	191046323	NONE	I	CATALYTIC BORYLATION AND SILYLATION OF METHANE WITH BASE METALS	$22,000
DANIEL K RICHTER
839 HAZEL AVENEU	PHILADELPHIA	PA	19143	NONE	I	THE LORDS PROPRIETORS: LAND AND POWER IN SEVENTEENTH-CENTURY AMERICA	$15,000
DNIEL PTER BIR
				NONE	I	MUSIC COMPOSITION	$25,000	2635A BLACKWOOD STREET	VICTORIA	CANADA	CA	BRITISH COLUMBIA
DAVE HARDY
466 HUMBOLDT STREET	BROOKLYN	NY	11211	NONE	I	FINE ARTS	$27,500
DAVE HULLFISH BAILEY
13552 ERWIN ST	VAN NUYS	CA	91401	NONE	I	FINE ARTS	$25,000
DAVID BLEI
2828 BROADWAY APT 8B	NEW YORK	NY	10025	NONE	I	EXPRESSIVE PROBABILISTIC MODELS: DESIGN, INFERENCE, AND CRITICISM	$10,000
DAVID MAISEL
100 EBBTIDE AVENUE SUITE 320	SAUSALITO	CA	94965	NONE	I	PHOTOGRAPHY	$25,000
DAVID MIKICS
515 COURT STREET APT 4K	BROOKLYN	NY	11231	NONE	I	STANLEY KUBRICK: AN AMERICAN FILMMAKER	$25,000
DAVID SCHUTTER
1335 WEST EARLY AVENUE APT 2F	CHICAGO	IL	60660	NONE	I	FINE ARTS	$50,000
DAVID YEARSLEY
256 EAST AVENUE	ITHACA	NY	14853	NONE	I	SEBASTIAN LAUGHS: J. S. BACH AS MUSICAL HUMORIST	$30,000
DAVIS MCCOMBS
555 N CATO SPRING ROAD	FAYETTEVILLE	AR	72701	NONE	I	POETRY	$50,000
DEB OLIN UNFERTH
204 WEST 21ST STREET	AUSTIN	TX	78712	NONE	I	FICTION	$10,000
DEBORAH RUDACILLE
1000 HILLTOP CIRCLE	BALTIMORE	MD	21250	NONE	I	THE FAMILY DISEASE: ALCOHOLISM, ADDICTION, AND INHERITANCE	$25,000
DENNIS ADAMS
19 GREENE STREET APT 3F	NEW YORK	NY	10013	NONE	I	FINE ARTS	$50,000
DEREK BOSHIER
1724 KILBOURN STREET	LOS ANGELES	CA	900641944	NONE	I	FINE ARTS	$29,000
DEVIN FORE
203 EAST PYNE BUILDING	PRINCETON	NJ	08544	NONE	I	ALL THE GRAPHS: SOVIET FACTOGRAPHY AND THE EMERGENCE OF AVANT-GARDE DOCUMENTARY	$24,000
DOHEE LEE
365 EUCLID AVE 209	OAKLAND	CA	94610	NONE	I	DRAMA AND PERFORMANCE ART	$20,000
DU YUN
350 EAST 82ND STREET	NEW YORK	NY	10028	NONE	I	MUSIC COMPOSITION	$50,000
DUNYA MIKHAIL
586 PIONEER DRIVE	ROCHESTER	MI	48309	NONE	I	POETRY	$60,000
EDMUND CAMPION
1750 ARCH STREET	BERKELEY	CA	94720	NONE	I	MUSIC COMPOSITION	$20,000
EDRISS S TITI
3368 TAMU	COLLEGE STATION	TX	778433368	NONE	I	MATHEMATICAL ANALYSIS OF CLIMATE MODELS	$17,000
EDWARD DIMENDBERG
4859 1/2 AVOCA STREET	LOS ANGELES	CA	90041	NONE	I	THE LOS ANGELES PROJECT: ARCHITECTURAL AND URBAN THEORIES OF THE CITY OF EXCEPTION	$50,000
EDWARD E BAPTIST
915 CODDINGTON ROAD	ITHACA	NY	14850	NONE	I	PREDATORS AND PREY: GETTING AWAY WITH BEING BLACK, FROM FUGITIVES TO FERGUSON	$50,000
EDWARD WRIGHT-RIOS
VU STATION B 351802	NASHVILLE	TN	37235	NONE	I	DEVOTION IN MOTION: PILGRIMAGE IN MODERN MEXICO	$25,000
EHAB ABOUHEIF
				NONE	I	DARWINS INVISIBLE INK: THE STORAGE AND RELEASE OF ANCESTRAL DEVELOPMENTAL POTENTIAL IN BIOLOGICAL SYSTEMS	$25,000	3445 DRUMMOND STREET APT 705	MONTREAL	CANADA	CA	H3G 1X9
EKATERINA PRAVILOVA
111 DICKINSON HALL	PRINCETON	NJ	08540	NONE	I	POLITICAL MONEY: A HISTORY OF THE RUSSIAN RUBLE, 1768-1917	$40,000
ELANA HERZOG
508 EAST 6TH STREET	NEW YORK	NY	10009	NONE	I	FINE ARTS	$35,000
ELIGA H GOULD
20 ACADEMIC WAY	DURHAM	NH	03824	NONE	I	CRUCIBLE OF PEACE: 1783 AND THE FOUNDING OF THE AMERICAN REPUBLIC	$25,000
ELIZA HITTMAN
402 OCEAN PARKWAY APT 309	BROOKLYN	NY	11218	NONE	I	FILM-VIDEO	$25,000
ELIZABETH LAPENSE
404 WILSON ROAD	EAST LANSING	MI	48824	NONE	I	FINE ARTS	$30,000
ERIC LYON
290 COLLEGE AVENUE	BLACKSBURG	VA	24061	NONE	I	MUSIC COMPOSITION	$55,000
ESPERANZA CORTS
202 FIRST AVENUE APT 3	NEW YORK	NY	10009	NONE	I	FINE ARTS	$27,500
ESTHER ALLEN
15 WEST 11TH STREET APT 4D	NEW YORK	NY	10011	NONE	I	TRANSLATION OF THE SILENTIARY AND THE SUICIDES, TWO NOVELS BY ANTONIO DI BENEDETTO	$25,000
EUGENE BIRMAN
7585 SKYLINE BOULEVARD	OAKLAND	CA	94611	NONE	I	MUSIC COMPOSITION	$27,500
EUGENIO ESPINOZA
2124 NW 14TH AVENUE	GAINESVILLE	FL	32605	NONE	I	FINE ARTS	$29,000
FARANGIS NURULLA
				NONE	I	MUSIC COMPOSITION	$30,000	462 LASALLE	LONGUEUIL	CANADA	CA	J4K 3G3
FELIPE SALLES
FINE ARTS CENTER ROOM 250	AMHERST	MA	010039330	NONE	I	MUSIC COMPOSITION	$25,000
FIONA MAAZEL
282 21ST STREET APT 3B	BROOKLYN	NY	11215	NONE	I	FICTION	$25,000
GIGLIOLA STAFFILANI
37 DANA STREET	CAMBRIDGE	MA	02138	NONE	I	REGULARITY STRUCTURE AND DISPERSIVE PDE	$24,000
GIL EYAL
606 WEST 122ND STREET	NEW YORK	NY	10027	NONE	I	THE SOCIOLOGY OF EXPERTISE	$24,000
GINA PETRA ABATEMARCO
423 COURT STREET APT 2	BROOKLYN	NY	11231	NONE	I	FILM-VIDEO	$27,500
GREGORY PARDLO
432 QUINCY STREET	BROOKLYN	NY	11221	NONE	I	POETRY	$50,000
HANK WILLIS THOMAS
2 WASHINGTON SQUARE VILLAGE	NEW YORK	NY	10012	NONE	I	PHOTOGRAPHY	$27,500
HANS THOMALLA
1901 S CALUMET AVENUE APT 2201	CHICAGO	IL	60616	NONE	I	MUSIC COMPOSITION	$25,000
HARRY DODGE
5148 VINCENT AVENUE	LOS ANGELES	CA	90041	NONE	I	FINE ARTS	$25,000
HEATHER HURST
1245 PEACEABLE STREET	BALLSTON SPA	NY	12020	NONE	I	PIECING TOGETHER THE PAST: ILLUSTRATING ANCIENT MAYA MURALS FROM SAN BARTOLO, GUATEMALA	$25,000
HEATHER KRAVAS
8023 12TH AVE NE	SEATTLE	WA	98115	NONE	I	CHOREOGRAPHY	$20,000
HEIDI TINSMAN
MAIL CODE 3275	IRVINE	CA	92697	NONE	I	CHINESE LABOR AND MASCULINITY IN THE MAKING OF MODERN LATIN AMERICA	$25,000
HIROSHI MOTOMURA
385 CHARLES YOUNG DRIVE EAST	LOS ANGELES	CA	90095	NONE	I	MIGRANTS, REFUGEES, AND CITIZENS	$45,000
HIROYUKI HAMADA
269 THREE MILE HARBOR ROAD	EAST HAMPTON	NY	11937	NONE	I	FINE ARTS	$55,000
HOLLY BRUBACH
2359 RAILROAD STREET APT 3901	PITTSBURGH	PA	15222	NONE	I	A BIOGRAPHY OF TANAQUIL LE CLERCQ	$27,500
IAN VAN COLLER
1113 SOUTH 5TH AVENUE	BOZEMAN	MT	59715	NONE	I	PHOTOGRAPHY	$30,000
ILYA KAMINSKY
99 BATES NE	ATLANTA	GA	30317	NONE	I	POETRY	$50,000
IRENA GRUDZISKA GROSS
164 STATE STREET APT 1	BROOKLYN	NY	11201	NONE	I	ALEXANDER WEISSBERG-CYBULSKI, A BIOGRAPHY	$27,500
J P SNIADECKI
1920 CAMPUS DRIVE	EVANSTON	IL	60208	NONE	I	FILM-VIDEO	$25,000
JAMES LUNA
6539 MULBERRY STREET	SAN DIEGO	CA	92114	NONE	I	FINE ARTS	$29,000
JANET BIGGS
351 SOUTH 3RD STREET	BROOKLYN	NY	11211	NONE	I	FINE ARTS	$55,000
JANET L BEIZER
404 BOYLSTON HALL	CAMBRIDGE	MA	02138	NONE	I	THE HARLEQUIN EATERS: THE PATCHWORK IMAGINARY OF NINETEENTH-CENTURY PARIS	$25,000
JEANNE SILVERTHORNE
41 EAST 28TH ST	NEW YORK	NY	10016	NONE	I	FINE ARTS	$27,500
JEFF TAIN WATTS
223 PORTER STREET	EASTON	PA	18042	NONE	I	MUSIC COMPOSITION	$25,000
JEN LIU
238 WARD AVENUE	STATEN ISLAND	NY	10304	NONE	I	FILM-VIDEO	$35,000
JEN ROSENBLIT
463 LINCOLN PLACE APT 201	BROOKLYN	NY	11238	NONE	I	CHOREOGRAPHY	$55,000
JENNIFER HAIGH
86 GLENDOWER RD	BOSTON	MA	02131	NONE	I	FICTION	$55,000
JEREMY SCHIPPER
1510 CHESTNUT STREET APT 904	PHILADELPHIA	PA	19102	NONE	I	DENMARK VESEYS BIBLE: BIBLICAL INTERPRETATION AND THE TRIAL THAT CHANGED A NATION	$25,000
JERICHO BROWN
1095 LATHAM RD	DECATUR	GA	30033	NONE	I	POETRY	$25,000
JESS ROW
PO BOX 7718	EWING	NJ	08628	NONE	I	FICTION	$33,000
JESSE RIBOT
1301 WEST GREEN STREET	URBANA	IL	61801	NONE	I	CLIMATE OF ANXIETY: AFRICAN EMIGRATION UNDER A CHANGING SKY	$50,000
JESSICA SILBEY
20 COLUMBIA STREET	BROOKLINE	MA	02446	NONE	I	AGAINST PROGRESS: INTELLECTUAL PROPERTY AND JUSTICE IN THE INTERNET AGE	$25,000
JOAN KANE
3850 DELWOOD PLACE	ANCHORAGE	AK	995044429	NONE	I	POETRY	$30,000
JOEL HOFFMAN
56 BENNETT AVE 5E	NEW YORK	NY	10033	NONE	I	MUSIC COMPOSITION	$25,000
JOHN AYLWARD
950 MAIN STREET	WORCESTER	MA	016101477	NONE	I	MUSIC COMPOSITION	$26,000
JOHN E CORT
100 WEST COLLEGE STREET	GRANVILLE	OH	43023	NONE	I	NAKED DEVOTION: THE DEVOTIONAL CULTURE OF THE DIGAMBAR JAINS IN EARLY MODERN NORTH INDIA	$50,000
JOHN HEGINBOTHAM
601 E 19TH STREET	BROOKLYN	NY	11226	NONE	I	CHOREOGRAPHY	$55,000
JOHN HEIL
ONE BROOKINGS DRIVE	ST LOUIS	MO	631304899	NONE	I	APPEARANCE IN REALITY	$25,000
JOHN JEREMIAH SULLIVAN
1901 CHESTNUT STREET	WILMINGTON	NC	28405	NONE	I	FIRST BLUES: ON THE DAWN OF AMERICAN POPULAR MUSIC	$55,000
JOHN W LOVE
929 PLUMSTEAD ROAD	CHARLOTTE	NC	282163152	NONE	I	FINE ARTS	$29,000
JONATHAN BERGER
CCRMA	STANFORD	CA	943058180	NONE	I	MUSIC COMPOSITION	$50,000
JONATHAN H EBEL
27 MONTCLAIR ROAD	URBANA	IL	61801	NONE	I	REFORMING RELIGION: NEW DEAL CALIFORNIA AND THE REDEMPTION OF AMERICA	$50,000
JOSEPH DELAPPE
640 NARSH AVENUE	RENO	WV	89509	NONE	I	FINE ARTS	$25,000
JOYCE E CHAPLIN
ROBINSON HALL	CAMBRIDGE	MA	02138	NONE	I	THE FRANKLIN STOVE: HEAT AND LIFE IN THE LITTLE ICE AGE	$25,000
JULIA A CLANCY-SMITH
4065 EAST LA ESPALDA	TUCSON	AZ	85718	NONE	I	FROM HOUSEHOLD TO SCHOOLROOM: WOMEN, GENDER, AND EDUCATION IN NORTH AFRICA, EUROPE, AND THE MEDITERRANEAN, C. 1900-PRESENT	$25,000
JULIE GUTHMAN
2515 DERBY STREET	BERKELEY	CA	94705	NONE	I	WILTED: VERTICILLIUM DAHLIAE IN THE MAKING AND UNMAKING OF CALIFORNIAS STRAWBERRY INDUSTRY	$24,000
KATE GILMORE
3433 84TH STREET	JACKSON HEIGHTS	NY	11372	NONE	I	FINE ARTS	$27,500
KATHE BURKHART
535 WEST 23RD STREET APT S3P	NEW YORK	NY	10011	NONE	I	FINE ARTS	$29,000
KATHLEEN DUVAL
102 EMERSON DRIVE	CHAPEL HILL	NC	275993195	NONE	I	MASTERS OF THE CONTINENT: HOW AMERICAN INDIAN NATIONS RULED NORTH AMERICA INTO THE NINETEENTH CENTURY	$25,000
KAY ROSEN
6925 INDIAN BOUNDARY	GARY	IN	46403	NONE	I	FINE ARTS	$27,500
KEELY GARFIELD
479 11TH STREET	BROOKLYN	NY	11215	NONE	I	CHOREOGRAPHY	$20,000
KEITH HENNESSY
2842 FOLSOM ST	SAN FRANCISCO	CA	94110	NONE	I	CHOREOGRAPHY	$25,000
KENNETH GONZALES-DAY
2274 HIDALGO AVENUE	LOS ANGELES	CA	90039	NONE	I	PHOTOGRAPHY	$10,000
KEVIN DAVIES
140 HUGUENOT STREET	NEW ROCHELLE	NY	10801	NONE	I	GENOME EDITING: THE CRISPR REVOLUTION	$24,000
KOTA YAMAZAKI
139 HOYT STREET APT 2R	BROOKLYN	NY	11217	NONE	I	CHOREOGRAPHY	$55,000
KRISTINE POTTER
516 CROSSWOOD CT	NASHVILLE	TN	37214	NONE	I	PHOTOGRAPHY	$35,000
LAURA ANN HARRISON
1434 WEST WINNEMAC AVENUE	CHICAGO	IL	60640	NONE	I	FILM-VIDEO	$30,000
LAUREN GROFF
317 NE 3RD AVE	GAINESVILLE	FL	32601	NONE	I	FICTION	$25,000
LAURIE SAN MARTIN
ONE SHIELDS AVENUE	DAVIS	CA	95616	NONE	I	MUSIC COMPOSITION	$25,000
LEE ANNE SCHMITT
24700 MCBEAN PARKWAY	VALENCIA	CA	91355	NONE	I	FILM-VIDEO	$15,000
LESLEY DILL
75 LIVINGSTON STREET	BROOKLYN	NY	11201	NONE	I	FINE ARTS	$29,000
LESLIE WAYNE
555 WEST 52ND ST	NEW YORK	NY	10019	NONE	I	FINE ARTS	$38,000
LIES KRAAL
724 MILWOOD AVENUE	VENICE	CA	90291	NONE	I	FINE ARTS	$27,500
LILY TUCK
1261 MADISON AVENUE 6N	NEW YORK	NY	10128	NONE	I	POSTCARDS FROM MARIANNE	$25,000
LINDA COLLEY
123 DICKINSON HALL	PRINCETON	NJ	08544	NONE	I	THE SWORD AND THE PEN: CONFLICT AND THE MAKING OF CONSTITUTIONS	$25,000
MAHIR CETIZ
2960 BROADWAY	NEW YORK	NY	10027	NONE	I	MUSIC COMPOSITION	$25,000
MAHWISH CHISHTY
731 WEST MAIN STREET APT E	KENT	OH	44240	NONE	I	FINE ARTS	$25,000
MARCI SHORE
192 LIVINGSTON STREET	NEW HAVEN	CT	06511	NONE	I	PHENOMENOLOGICAL ENCOUNTERS: SCENES FROM CENTRAL EUROPE	$25,000
MARGARET COHEN
802 CEDRO WAY	STANFORD	CA	94305	NONE	I	SPECTACLES OF THE UNDERWATER FRONTIER	$24,000
MARGARET STEBER
930 NE 81ST STREET	MIAMI	FL	33138	NONE	I	PHOTOGRAPHY	$29,000
MARGO SAWYER
2300 TRINITY STREET	AUSTIN	TX	78712	NONE	I	FINE ARTS	$40,000
MARIANNE WEEMS
187 EAST 4TH STREET APT 5N	NEW YORK	NY	10009	NONE	I	DRAMA & PERFORMANCE ART	$5,000
MARINA BERIO
171 BEACH 24TH STREET	FAR ROCKAWAY	NY	11691	NONE	I	PHOTOGRAPHY	$25,000
MARISA SILVER
3444 WONDERVIEW DRIVE	LOS ANGELES	CA	90068	NONE	I	FICTION	$25,000
MARK A CHANCEY
9018 ARBORSIDE DRIVE	DALLAS	TX	75243	NONE	I	THE GOOD BOOK AS TEXTBOOK: TEACHING ABOUT THE BIBLE IN AMERICAN PUBLIC SCHOOLS	$25,000
MARK FRANKO
35 WEST 92ND ST	NEW YORK	NY	10025	NONE	I	SERGE LIFAR AND THE CRISIS OF NEOCLASSICISM	$25,000
MARK R BEISSINGER
237 CORWIN HALL	PRINCETON	NJ	085441012	NONE	I	A REVOLUTIONARY WORLD: THE GROWTH AND URBANIZATION OF GLOBAL MASS REVOLT	$24,000
MARSIA ALEXANDER-CLARKE
983 ATHENS STREET	ALTADENA	CA	91001	NONE	I	FILM-VIDEO	$30,000
MARTIN HGGLUND
330 EAST 83RD STREET APT 2-O	NEW YORK	NY	10028	NONE	I	THIS LIFE: SECULAR FAITH AND SPIRITUAL FREEDOM	$50,000
MARTIN PUCHNER
12 QUINCY STREET	CAMBRIDGE	MA	02138	NONE	I	THE ROTWELSCH INHERITANCE: BIOGRAPHY OF A SECRET LANGUAGE	$24,000
MARY DEWHURST LEWIS
34 RANDOLPH STREET	BELMONT	MA	02478	NONE	I	THE FIRST FRENCH DECOLONIZATION: A NEW HISTORY OF NINETEENTH-CENTURY EMPIRE	$25,000
MASHA GESSEN
160 WEST 136TH STREET	NEW YORK	NY	10030	NONE	I	HOW TO DESTROY A DEMOCRACY: 5 LESSONS IN IMAGINING THE WORST (AND SOME NOTES ON RESISTANCE AND RECOVERY)	$18,000
MATTHEA HARVEY
1617 10TH AVENUE	BROOKLYN	NY	11215	NONE	I	POETRY	$50,000
MATTHEW DELMONT
975 S MYRTLE AVENUE	TEMPE	AZ	852873902	NONE	I	TO LIVE HALF AMERICAN: AFRICAN AMERICANS AT HOME AND ABROAD DURING WORLD WAR II	$50,000
MELINDA RING
171 W 79TH ST	NEW YORK	NY	10024	NONE	I	CHOREOGRAPHY	$35,000
MEQUITTA AHUJA
3504 PARKSIDE DRIVE	BALTIMORE	MD	21214	NONE	I	FINE ARTS	$55,000
MICHAEL HARRISON
12 MADELINE PKWY	YONKERS	NY	10705	NONE	I	MUSIC COMPOSITION	$36,000
MICHAEL LUNDGREN
1033 EAST PORTLAND ST	PHOENIX	AZ	85006	NONE	I	PHOTOGRAPHY	$39,000
MICHAEL STREVENS
120 WEST 15TH STREET APT 5K	NEW YORK	NY	10011	NONE	I	UNDERSTANDING, GRASP, AND HUMANISTIC THOUGHT	$24,000
MICHAEL T WOODSIDE
				NONE	I	EXPLORING HOW EVOLUTION SHAPES PROTEIN FOLDING IN SINGLE MOLECULES	$25,000	4704 - 142 STREET NW	EDMONTON	CANADA	CA	T6H4A8
MICHAEL WATERS
2 THE ARBORWAY	OCEAN	NJ	07712	NONE	I	POETRY	$50,000
MICHELLE BOISSEAU
5121 ROCKHILL ROAD	KANSAS CITY	MO	64110	NONE	I	POETRY	$25,000
MICHELLE HUNEVEN
259 E CALAVERAS ST	ALTADENA	CA	91001	NONE	I	FICTION	$27,500
MIKA PELO
ONE SHIELDS AVENUE	DAVIS	CA	95616	NONE	I	MUSIC COMPOSITION	$25,000
MIKE KUCHAR
3434 19TH STREET	SAN FRANCISCO	CA	941101706	NONE	I	FILM-VIDEO	$27,500
MIN JIN LEE
133 WEST 122 STREET	NEW YORK	NY	10027	NONE	I	FICTION	$55,000
NADIA SABLIN
1 HAWK DRIVE	NEW PALTZ	NY	12561	NONE	I	PHOTOGRAPHY	$55,000
NANCY FONER
365 FIFTH AVENUE	NEW YORK	NY	10016	NONE	I	IMMIGRATION AND THE TRANSFORMATION OF AMERICA	$30,000
NANCY ROSE HUNT
PO BOX 115560	GAINESVILLE	FL	32611	NONE	I	IDEATION AS HISTORY: DREAM COLLECTORS AND PICTURE ARCHIVES FROM POST-1968 URBAN CONGO	$25,000
NANDINI SIKAND
2844 ALBRIGHT AVENUE	ALLENTOWN	PA	18104	NONE	I	FILM-VIDEO	$25,000
NAOMI ORESKES
1 OXFORD STREEET	CAMBRIDGE	MA	02138	NONE	I	INVENTING THE MAGIC OF THE MARKETPLACE	$32,500
NATASHA WARIKOO
6 APPIAN WAY 4TH FLOOR	CAMBRIDGE	MA	02138	NONE	I	ASIAN AMERICANS IN SUBURBAN AMERICA: ACADEMIC COMPETITION, YOUTH CULTURE, AND RACIAL CHANGE	$25,000
NICHOLAS A HILL
4676 GRANVIEW ROAD	GRANVILLE	OH	43023	NONE	I	FINE ARTS	$25,000
NICHOLAS MUELLNER
2462 WEST DANBY RD	WEST DANBY	NY	14883	NONE	I	PHOTOGRAPHY	$27,500
NICHOLSON BAKER
1034 OLIVE STREET	VEAZIE	ME	04401	NONE	I	NEED TO KNOW: FREEDOM OF INFORMATION AND THE PATHOLOGY OF SECRECY	$55,000
NICOLS PEREDA
567 FORT WASHINGTON AVENUE APT 6F	NEW YORK	NY	10033	NONE	I	FILM-VIDEO	$25,000
NICOLAS TACKETT
3229 DWINELLE HALL	BERKELEY	CA	947202550	NONE	I	THE RISE OF THE CHINESE MERITOCRACY: THE TRANSFORMATION OF ELITE CULTURE IN TENTH-CENTURY CHINA	$50,000
NICOLE MILLER
5065 1/2 BRIGHTON AVENUE	SAN DIEGO	CA	92107	NONE	I	FINE ARTS	$20,000
NORA CHIPAUMIRE
596 EAST 22ND STREET 2A	BROOKLYN	NY	12226	NONE	I	CHOREOGRAPHY	$55,000
OSCAR BETTISON
135 HIGHLAND AVENUE	JERSEY CITY	NJ	07306	NONE	I	MUSIC COMPOSITION	$25,000
PAMELA K GILBERT
912 NW 36TH ROAD	GAINESVILLE	FL	326092105	NONE	I	VICTORIAN SKIN: SURFACE, SUBJECTIVITY, AFFECT	$25,000
PARVEZ SHARMA
700 RIVERSIDE DRIVE APT 4B	NEW YORK	NY	10031	NONE	I	FILM-VIDEO	$55,000
PATRICK ROSAL
311 N 5TH ST	CAMDEN	NJ	08102	NONE	I	POETRY	$50,000
PAUL O'KEEFFE
3035 SOMERTON	CLEVELAND HEIGHTS	OH	44118	NONE	I	FINE ARTS	$25,000
PETER BURR
163 NASSAU AVENUE APT 2	BROOKLYN	NY	11222	NONE	I	FILM-VIDEO	$55,000
PETER J KALLINEY
1215 PATTERSON TOWER	LEXINGTON	KY	40506	NONE	I	BANDUNG GENERATION: LITERATURE, DECOLONIZATION, AND THE AESTHETIC COLD WAR	$25,000
PHILLIP CHEN
3908 GREENWOOD DR	DES MOINES	IA	50312	NONE	I	CULTURAL DISCOURSE IN PRINT MEDIA	$25,000
PRADIP MALDE
292 OLD FARM ROAD	SEWANEE	TN	37375	NONE	I	PHOTOGRAPHY	$50,000
PRAMILA VASUDEVAN
4524 44TH AV S	MINNEAPOLIS	MN	55406	NONE	I	CHOREOGRAPHY	$55,000
RACHEL CUSK
				NONE	I	FICTION	$55,000	60 WEKKS ROAD STIFFKEY	NORFOLK	UNITED KINGDOM	UK	NR23 1AJ
RANEE RAMASWAMY
4312 ZENITH AVE SOUTH	MINNEAPOLIS	MN	55410	NONE	I	CHOREOGRAPHY	$45,000
RANIA MATAR
143 TAPPAN STREET	BROOKLINE	MA	02445	NONE	I	PHOTOGRAPHY	$27,500
REBECCA JORDAN-YOUNG
1009 PRESIDENT STREET	BROOKLYN	NY	11225	NONE	I	T: THE UNAUTHORIZED BIOGRAPHY	$50,000
REGINALD DWAYNE BETTS
386 PROSPECT STREET APT E1	NEW HAVEN	CT	06511	NONE	I	POETRY	$23,000
RICHARD FLEISCHNER
224 WILLIAMS STREET	PROVIDENCE	RI	02906	NONE	I	FINE ARTS	$55,000
RITA COPELAND
201 COHEN HALL	PHILADELPHIA	PA	19104	NONE	I	EMOTION AND THE HISTORY OF RHETORIC IN THE MIDDLE AGES	$50,000
ROBERT ARONOWITZ
249 SOUTH 36TH STREET	PHILADELPHIA	PA	191046304	NONE	I	MEDICAL EFFICACY IN A HIGHLY INTERVENED-IN WORLD	$24,000
ROBERT FINCH
95 PHEASANT RUN	WELLFLEET	MA	02667	NONE	I	"SUMMERS IN SQUID TICKLE"--A NARRATIVE OF A NEWFOUNDLAND OUTPORT	$27,500
ROBERT L LOBE
54 GREENE STREET	NEW YORK	NY	10013	NONE	I	FINE ARTS	$45,000
ROBIN BROAD
214 TULIP AVENUE	TAKOMA PARK	MD	209124202	NONE	I	WHEN POORER PEOPLE AND THEIR GOVERNMENTS DEFEND THE ENVIRONMENT	$50,000
RODRIGO REYES
327 SONORA AVENUE	MERCED	CA	95340	NONE	I	FILM-VIDEO	$22,000
ROGELIO MARTINEZ
4 HAWKS NEST ROAD	STONY BROOK	NY	11790	NONE	I	DRAMA & PERFORMANCE ART	$25,000
ROY THURSTON
3039 EAST 12TH STREET	LOS ANGELES	CA	90023	NONE	I	FINE ARTS	$18,000
SALLY HASLANGER
77 MASS AVE	CAMBRIDGE	MA	021394307	NONE	I	DOING JUSTICE TO THE SOCIAL	$25,000
SALLY KEITH
4400 UNIVERSITY DRIVE 3E4	FAIRFAX	VA	22030	NONE	I	POETRY	$25,000
SAMANTHA HUNT
33 CLAY HILL	TIVOLI	NY	12583	NONE	I	FICTION	$25,000
SAMUEL OTTER
WHEELER HALL	BERKELEY	CA	94720	NONE	I	MELVILLE'S FORMS	$25,000
SANDEEP MUKHERJEE
530 SOUTH HEWITT STREET	LOS ANGELES	CA	90013	NONE	I	FINE ARTS	$25,000
SARA SKRABALAK
800 EAST KIRKWOOD AVENUE	BLOOMINGTON	IN	47405	NONE	I	IN SITU MONITORING OF INTERFACE-CONTROLLED PHASE TRANSFORMATIONS IN NANOMATERIALS	$50,000
SARAH WAGNER
2737 DEVONSHIRE PLACE NW APT 328	WASHINGTON	DC	20008	NONE	I	BRINGING THEM HOME: THE IDENTIFICATION AND COMMEMORATION OF VIETNAM WAR MIAS	$26,000
SCOTT JOHNSON
1608 ELMHURST AVENUE	OKLAHOMA CITY	OK	73120	NONE	I	SYRIAC: A CULTURAL BIOGRAPHY	$50,000
SHALINI SHANKAR
544A 16TH STREET	BROOKLYN	NY	11215	NONE	I	THE REAL GENERATION Z: IMMIGRANT IMPACT ON A MAJOR GENERATIONAL COHORT	$50,000
SHARI HUHNDORF
411 BOYNTON AVENUE	BERKELEY	CA	94707	NONE	I	INDIGENEITY AND THE POLITICS OF SPACE: GENDER, GEOGRAPHY, CULTURE	$25,000
SHARI MENDELSON
319 BEDFORD AVENUE	BROOKLYN	NY	11211	NONE	I	FINE ARTS	$26,000
SHARON MARCUS
256 WEST 10TH STREET APT 1B	NEW YORK	NY	10014	NONE	I	THE DRAMA OF CELEBRITY	$24,000
SHAUN OBOYLE
30 SOUTH CARSON AVENUE	DALTON	MA	01226	NONE	I	PHOTOGRAPHY	$20,000
SHEVAUN MIZRAHI
190 DALTON ROAD	CHELMSFORD	MA	01824	NONE	I	FILM-VIDEO	$27,500
SIENNA R CRAIG
3 TUCK DRIVE	HANOVER	NH	03755	NONE	I	THE ENDS OF KINSHIP: CARE AND BELONGING BETWEEN NEPAL AND NEW YORK CITY	$25,000
SRIKANTH REDDY
935 EAST 60TH STREET	CHICAGO	IL	60637	NONE	I	POETRY	$50,000
STACY WOLF
122 ALEXANDER STREET	PRINCETON	NJ	08544	NONE	I	BEYOND BROADWAY: AMATEUR MUSICAL THEATRE IN THE U.S.	$24,000
STEFAN HELMREICH
168 LAKE VIEW AVENUE	CAMBRIDGE	MA	02138	NONE	I	THE BOOK OF WAVES: AN ANTHROPOLOGIST READS PHYSICAL OCEANOGRAPHY	$50,000
STEFAN-LUDWIG HOFFMANN
3215 DWINELLE HALL	BERKELEY	CA	947202550	NONE	I	METROPOLIS IN RUINS: BERLIN IN THE 1940S	$25,000
STELLA NAIR
10724 WILSHIRE BLVD 303	LOS ANGELES	CA	90024	NONE	I	SHELTER, SHRINE, AND PRISON: THE ACLLAUASI AND OTHER SPACES FOR WOMEN IN THE INCA EMPIRE	$25,000
STEPHEN HAYES
3705 SE 11TH AVE	PORTLAND	OR	97202	NONE	I	FINE ARTS	$27,500
STEVEN SUBOTNICK
228 GANO STREET	PROVIDENCE	RI	02906	NONE	I	FILM-VIDEO	$27,500
SUSAN FALUDI
38 MAIN STREET	NORTHAMPTON	MA	01060	NONE	I	LEFT IN THE WILDERNESS	$25,000
SUZANNE STEWART-STEINBERG
172 MEETING STREET	PROVIDENCE	RI	02912	NONE	I	GROUNDS FOR RECLAMATION	$25,000
TERESA K WOODRUFF
1139 W LUNT	CHICAGO	IL	60626	NONE	I	GLOBAL GERM CELL METALLOME	$25,000
THEO DAVIS
23 HASLET STREET APT 2	ROSLINDALE	MA	02131	NONE	I	SENSATIONS OF FREEDOM: SOMATICS AND PERSONAL DEVELOPMENT IN AMERICAN LITERATURE	$25,000
THILDE JENSEN
4211 STATE ROUTE 13	TRUXTON	NY	13158	NONE	I	PHOTOGRAPHY	$29,000
THOMAS K HUBBARD
2210 SPEEDWAY	AUSTIN	TX	78712	NONE	I	COMPETITIVE MASCULINITY AND THE SEXUAL OUTLAW IN GREEK ANTIQUITY AND BEYOND	$25,000
THOMAS MILLER KLUBOCK
435 THIRD STREET NE	CHARLOTTESVILLE	VA	22902	NONE	I	NATION OF RIVERS: A HISTORY OF WATER AND WATER WARS IN MODERN SOUTH AMERICA	$50,000
THOMAS S MULLANEY
450 SERRA MALL	PALO ALTO	CA	94305	NONE	I	HOT METAL EMPIRE: TYPE DESIGN, SCRIPT, AND COLONIALISM IN ASIA, AFRICA, AND THE MIDDLE EAST	$50,000
TIMOTHY SNYDER
1037 CHAPEL STREET	NEW HAVEN	CT	065208324	NONE	I	BROTHERLANDS: A FAMILY HISTORY OF THE EAST EUROPEAN NATIONS	$24,000
TODD GRAY
4213 DON ARELLANES DRIVE	LOS ANGELES	CA	90008	NONE	I	FINE ARTS	$29,000
TOM GRIFFITHS
1097 CRESTON ROAD	BERKELEY	CA	94708	NONE	I	THE MATHEMATICS OF THE MIND	$25,000
TSAR FEDORSKY
35 LEVERETT STREET	GLOUCESTER	MA	01930	NONE	I	PHOTOGRAPHY	$20,000
TYEHIMBA JESS
BUILDING 2S ROOM 122	STATEN ISLAND	NY	10314	NONE	I	POETRY	$25,000
VALERIE TRAUB
435 S STATE STREET	ANN ARBOR	MI	481091003	NONE	I	MAPPING EMBODIMENT IN THE EARLY MODERN WEST: ANATOMY, CARTOGRAPHY, AND THE PREHISTORY OF NORMALITY	$25,000
VANESSA R SCHWARTZ
3501 TROUSDALE PARKWAY	LOS ANGELES	CA	900890351	NONE	I	JET-AGE AESTHETICS: MEDIA AND THE GLAMOUR OF MOTION	$45,000
VIET THANH NGUYEN
3501 TROUSDALE PARKWAY	LOS ANGELES	CA	900890354	NONE	I	FICTION	$24,000
WAI-YEE LI
129 FAYERWEATHER STREET	CAMBRIDGE	MA	02138	NONE	I	THE PARADOXES OF THINGS: LIFE AND ART IN LATE IMPERIAL CHINA	$25,000
WALTER SCHEIDEL
450 SERRA MALL	STANFORD	CA	943052145	NONE	I	THE GREAT LEVELER: VIOLENCE AND THE GLOBAL HISTORY OF INEQUALITY	$25,000
WENDY BROWN
1027 MERCED STREET	BERKELEY	CA	94707	NONE	I	THIS VALE OF TEARS: MARX'S CRITIQUE OF RELIGION	$24,000
WILFREDO PRIETO GARCIA
				NONE	I	THIS VALE OF TEARS: MARX'S CRITIQUE OF RELIGION	$4,000	ISSAC PERAL 7 LHOSPITAL DE LOBREGAT	BARCELONA	SPAIN	SP
WILL DICHTEL
208 GOLF TERRACE	WILMETTE	IL	60091	NONE	I	PRECISE CONTROL OF POLYMERIZATION IN TWO DIMENSIONS	$50,000
WILL RAWLS
348 MARCUS GARVEY BVLD	BROOKLYN	NY	11221	NONE	I	CHOREOGRAPHY	$34,000
WILLIAM D CABALLERO
4627 FINLEY AVENUE APT 101	LOS ANGELES	CA	90027	NONE	I	FILM-VIDEO	$40,000
WU TSANG
1920 HILLHURST AVENUE APT 220	LOS ANGELES	CA	90027	NONE	I	FILM-VIDEO	$30,000
YOSHIAKI ONISHI
14 ALBANY DRIVE	COLUMBIA	MO	65201	NONE	I	MUSIC COMPOSITION	$30,000
YVONNE MEIER
726 LORIMER STREET	NEW YORK	NY	11211	NONE	I	CHOREOGRAPHY	$22,000
ZACKARY CANEPARI
201 UNIVERSITY AVENUE SLIP H005	BERKELEY	CA	94710	NONE	I	FILM-VIDEO	$30,000
ZINADU SARO-WIWA
636 FRANKLIN AVENUE APT 3	BROOKLYN	NY	11238	NONE	I	FINE ARTS	$25,000
ZOE STRAUSS
1120 DICKINSON ST	PHILADELPHIA	PA	19147	NONE	I	PHOTOGRAPHY	$28,000
ZRINKA STAHULJAK
212 ROYCE HALL	LOS ANGELES	CA	900951550	NONE	I	MEDIEVAL FIXERS: TRANSLATION IN THE MEDITERRANEAN (1250-1500)	$20,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$9,188,000	TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (157 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line1RecipientForeignAddress/AddressLine1Txt	CityRecipientForeignAddress/CityNm	Province Or StateRecipientForeignAddress/ProvinceOrStateNm	CountryRecipientForeignAddress/CountryCd	Foreign PostalRecipientForeignAddress/ForeignPostalCd
ADA FERRER
1 WASHINGTON SQUARE VILLAGE APT 6A	NEW YORK	NY	10012	NONE	I	CUBA: AN AMERICAN HISTORY	$50,000
ADELA PINCH
435 S STATE STREET	ANN ARBOR	MI	48109	NONE	I	VICTORIAN FICTION AND THE LOCATION OF EXPERIENCE	$50,000
ALEXEY FEDOROV
210 WHITNEY AVENUE	NEW HAVEN	CT	06511	NONE	I	SOLVING THE MYSTERIES OF PLIOCENE WARMTH: RETHINKING THE GLOBAL OCEAN CONVEYOR	$23,000
AMY FELDMAN
16 VAN DYKE STREET	BROOKLYN	NY	11231	NONE	I	FINE ARTS	$15,000
AMY GERSTLER
2151 PRINCETON AVENUE	LOS ANGELES	CA	90026	NONE	I	POETRY	$50,000
AMY PLEASANT
634 39TH ST SOUTH	BIRMINGHAM	AL	35222	NONE	I	FINE ARTS	$27,500
ANDREA G MCDOWELL
ONE NEWARK CENTER	NEWARK	NJ	07102	NONE	I	WE THE MINERS: SELF-GOVERNMENT IN THE CALIFORNIA GOLD RUSH	$50,000
ANDREW SEAN GREER
93 WEBSTER STREET	SAN FRANCISCO	CA	94117	NONE	I	FICTION	$50,000
ANIRUDDH D PATEL
70 CLARK ROAD	BROOKLINE	MA	02445	NONE	I	EVOLUTIONARY MUSIC COGNITION	$50,000
ANNA WEBBER
23-52 37TH STREET	ASTORIA	NY	11105	NONE	I	MUSIC COMPOSITION	$50,000
ANNIE GOSFIELD
301 EAST 12 STREET APT 3D	NEW YORK	NY	10003	NONE	I	MUSIC COMPOSITION	$45,000
ANTHONY HERNANDEZ
746 EAST 250 NORTH	FAIRFIELD	ID	83327	NONE	I	PHOTOGRAPHY	$27,500
ARCHANA VENKATESAN
4001 MARTIS STREET	WEST SACRAMENTO	CA	95691	NONE	I	POETRY MAKES THE WORLD: THE FESTIVAL OF RECITATION AT VI??U TEMPLES IN TAMIL NADU	$30,000
BART D EHRMAN
CB 3225	CHAPEL HILL	NC	27599	NONE	I	THE INVENTION OF HEAVEN AND HELL	$50,000
BISSERA V PENTCHEVA
355 ROTH WAY	STANFORD	CA	94305	NONE	I	ANIMATION IN MEDIEVAL ART	$25,000
BRANDEN W JOSEPH
613 SCHERMERHORN HALL	NEW YORK	NY	10027	NONE	I	FORMS OF LIFE: KATHY ACKER, JACK SMITH, LEE LOZANO, AND CAROLEE SCHNEEMANN	$25,000
BRETT STORY
				NONE	I	FILM-VIDEO	$25,000	184 RUSHOLME RD APT 2	TORONTO	CANADA	CA	M6H 2Y7
BROOKE HOLMES
469 WEST 152ND STREET	NEW YORK	NY	10031	NONE	I	THE TISSUE OF THE WORLD: SYMPATHY AND THE IDEA OF NATURE IN GRECO-ROMAN ANTIQUITY	$50,000
C JEAN CAMPBELL
1489 IVERSON STREET NE	ATLANTA	GA	30307	NONE	I	PISANELLO'S PARARGA: IMITATIVE PRACTICE AND PICTORIAL PRACTICE IN FIFTEENTH-CENTURY ITALY	$50,000
CARL ELLIOTT
410 CHURCH STREET SE	MINNEAPOLIS	MN	554550346	NONE	I	LONESOME WHISTLE: EXPOSING WRONGDOING IN RESEARCH ON HUMAN SUBJECTS	$50,000
CARL SCHIMMEL
1138 ELM STREET	GRINNELL	IA	50112	NONE	I	MUSIC COMPOSITION	$27,500
CAROL ANDERSON
207 CANDLER LIBRARY	ATLANTA	GA	30322	NONE	I	THE SECOND: RACE, GUNS & A MOST DEADLY DOUBLE-STANDARD AT THE CORE OF OUR FUNDAMENTAL RIGHTS	$25,000
CAROL DYSINGER
223 CONGRESS STREET APT 4L	BROOKLYN	NY	11201	NONE	I	FILM-VIDEO	$30,000
CHARLES L BOSK
121 CHESTNUT AVENUE	NARBERTH	PA	19072	NONE	I	MISTAKES WERE CHANGED: MEDICAL ERROR OVER FOUR DECADES	$25,000
CHARLES YUEN
52 3RD AVE	BROOKLYN	NY	11217	NONE	I	FINE ARTS	$30,000
CHARLIE HAILEY
2115 NW 7TH PLACE	GAINESVILLE	FL	32603	NONE	I	PLACES BUILT OF AIR: PORCH STORIES FROM STOOP TO STOA	$25,000
CHRIS LARSON
1195 BURNS AVENUE	ST PAUL	MN	55106	NONE	I	FINE ARTS	$27,500
CHRISTIAN LEE NOVETZKE
2575 NE 85TH STREET	SEATTLE	WA	98115	NONE	I	DEVOTION, DEMOCRACY, AND DISSENT: RELIGION AND A VERNACULAR PUBLIC ETHICS IN INDIA	$50,000
CHRISTOPHER A BAIL
103 BUCKEYE LANE	CHAPEL HILL	NC	27516	NONE	I	DISRUPTING SOCIAL MEDIA ECHO CHAMBERS	$25,000
CHRISTY L HAYNES
4948 THOMAS AVENUE SOUTH	MINNEAPOLIS	MN	55410	NONE	I	CHARACTERIZATION OF THE MOLECULAR CORONA ACQUIRED BY TECHNOLOGICALLY RELEVANT ENGINEERED NANOPARTICLES IN ENVIRONMENTAL MATRICES	$25,000
CINDY COX
3142 SYLVAN AVE	OAKLAND	CA	94602	NONE	I	MUSIC COMPOSITION	$25,000
CRAIG DRENNEN
PO BOX 4107	ATLANTA	GA	303024107	NONE	I	FINE ARTS	$25,000
DAVE HARDY
466 HUMBOLDT STREET	BROOKLYN	NY	11211	NONE	I	FINE ARTS	$27,500
DAVE HULLFISH BAILEY
13552 ERWIN ST	VAN NUYS	CA	91401	NONE	I	FINE ARTS	$30,000
DAVID BLEI
2828 BROADWAY APT 8B	NEW YORK	NY	10025	NONE	I	EXPRESSIVE PROBABILISTIC MODELS: DESIGN, INFERENCE, AND CRITICISM	$38,000
DAVID LEVINE
226 CLIFTON PLACE APT 4E	BROOKLYN	NY	11216	NONE	I	DRAMA AND PERFORMANCE ART	$55,000
DAVID MAISEL
100 EBBTIDE AVENUE SUITE 320	SAUSALITO	CA	94965	NONE	I	PHOTOGRAPHY	$30,000
DAVID YEARSLEY
256 EAST AVENUE	ITHACA	NY	14853	NONE	I	SEBASTIAN LAUGHS: J. S. BACH AS MUSICAL HUMORIST	$20,000
DEB OLIN UNFERTH
204 WEST 21ST STREET	AUSTIN	TX	78712	NONE	I	FICTION	$45,000
DEBORAH COEN
1037 CHAPEL STREET	NEW HAVEN	CT	065208324	NONE	I	CLIMATES OF EMPIRE: SCIENCE AND THE SPATIAL IMAGINATION IN NINETEENTH-CENTURY EUROPE	$49,000
DEREK R PETERSON
435 SOUTH STATE STREET	ANN ARBOR	MI	48109	NONE	I	THE INFRASTRUCTURE OF POLITICS IN POST-COLONIAL UGANDA	$50,000
DEVIN FORE
203 EAST PYNE BUILDING	PRINCETON	NJ	08544	NONE	I	ALL THE GRAPHS: SOVIET FACTOGRAPHY AND THE EMERGENCE OF AVANT-GARDE DOCUMENTARY	$24,000
DEVONEY LOOSER
1102 S MCALLISTER AVENUE	TEMPE	AZ	852871401	NONE	I	SISTER NOVELISTS BEFORE THE BRONTS: THE MISSES PORTER, FAME, AND MISFORTUNE IN EARLY NINETEENTH-CENTURY BRITAIN	$50,000
DOHEE LEE
365 EUCLID AVE 209	OAKLAND	CA	94610	NONE	I	DRAMA AND PERFORMANCE ART	$35,000
EDRISS S TITI
3368 TAMU	COLLEGE STATION	TX	778433368	NONE	I	MATHEMATICAL ANALYSIS OF CLIMATE MODELS	$33,000
EDWARD JACOBS
302 AJ FLETCHER MUSIC CENTER	GREENVILLE	NC	27858	NONE	I	MUSIC COMPOSITION	$55,000
EDWARD WRIGHT-RIOS
VU STATION B 351802	NASHVILLE	TN	37235	NONE	I	DEVOTION IN MOTION: PILGRIMAGE IN MODERN MEXICO	$25,000
EKATERINA PRAVILOVA
111 DICKINSON HALL	PRINCETON	NJ	08540	NONE	I	POLITICAL MONEY: A HISTORY OF THE RUSSIAN RUBLE, 1768-1917	$10,000
ELEANOR KAUFMAN
827 LEVERING AVENUE APT 803	LOS ANGELES	CA	90024	NONE	I	STRUCTURE: A COUNTERHISTORY OF TWENTIETH-CENTURY FRENCH PHILOSOPHY	$50,000
ELIGA H GOULD
20 ACADEMIC WAY	DURHAM	NH	03824	NONE	I	CRUCIBLE OF PEACE: 1783 AND THE FOUNDING OF THE AMERICAN REPUBLIC	$25,000
ELIZA HITTMAN
402 OCEAN PARKWAY APT 309	BROOKLYN	NY	11218	NONE	I	FILM-VIDEO	$25,000
ELIZABETH LAPENSE
404 WILSON ROAD	EAST LANSING	MI	48824	NONE	I	FINE ARTS	$20,000
ESPERANZA CORTS
202 FIRST AVENUE APT 3	NEW YORK	NY	10009	NONE	I	FINE ARTS	$27,500
ESTHER ALLEN
15 WEST 11TH STREET APT 4D	NEW YORK	NY	10011	NONE	I	TRANSLATION OF THE SILENTIARY AND THE SUICIDES, TWO NOVELS BY ANTONIO DI BENEDETTO	$25,000
EUGENE BIRMAN
7585 SKYLINE BOULEVARD	OAKLAND	CA	94611	NONE	I	MUSIC COMPOSITION	$27,500
FARANGIS NURULLA
				NONE	I	MUSIC COMPOSITION	$30,000	462 LASALLE	LONGUEUIL	CANADA	CA	J4K 3G3
FEI XU
913 ADAMS STREET APT B	ALBANY	CA	94706	NONE	I	RATIONAL CONSTRUCTIVISM: A NEW APPROACH TO COGNITIVE DEVELOPMENT	$50,000
FELIPE SALLES
FINE ARTS CENTER ROOM 250	AMHERST	MA	010039330	NONE	I	MUSIC COMPOSITION	$25,000
GINA PETRA ABATEMARCO
423 COURT STREET APT 2	BROOKLYN	NY	11231	NONE	I	FILM-VIDEO	$27,500
HANK WILLIS THOMAS
2 WASHINGTON SQUARE VILLAGE	NEW YORK	NY	10012	NONE	I	PHOTOGRAPHY	$27,500
HEATHER KRAVAS
8023 12TH AVE NE	SEATTLE	WA	98115	NONE	I	CHOREOGRAPHY	$35,000
HEIDI TINSMAN
MAIL CODE 3275	IRVINE	CA	92697	NONE	I	CHINESE LABOR AND MASCULINITY IN THE MAKING OF MODERN LATIN AMERICA	$25,000
IAN VAN COLLER
1113 SOUTH 5TH AVENUE	BOZEMAN	MT	59715	NONE	I	PHOTOGRAPHY	$25,000
IRENA GRUDZISKA GROSS
164 STATE STREET APT 1	BROOKLYN	NY	11201	NONE	I	ALEXANDER WEISSBERG-CYBULSKI, A BIOGRAPHY	$27,500
ISHION HUTCHINSON
209 COBB STREET	ITHACA	NY	14850	NONE	I	POETRY	$50,000
J P SNIADECKI
1920 CAMPUS DRIVE	EVANSTON	IL	60208	NONE	I	FILM-VIDEO	$25,000
JANE KAMENSKY
3 JAMES STREET	CAMBRIDGE	MA	02138	NONE	I	CANDIDA ROYALLE AND THE SEXUAL REVOLUTION: A HISTORY FROM BELOW	$50,000
JEFFERSON PINDER
36 S WABASH AVENUE	CHICAGO	IL	60603	NONE	I	FINE ARTS	$50,000
JEREMY SCHIPPER
1510 CHESTNUT STREET APT 904	PHILADELPHIA	PA	19102	NONE	I	DENMARK VESEYS BIBLE: BIBLICAL INTERPRETATION AND THE TRIAL THAT CHANGED A NATION	$25,000
JESSE RODIN
541 LASUEN MALL	STANFORD	CA	94305	NONE	I	GIVING FORM TO FIFTEENTH-CENTURY MUSIC	$50,000
JESSICA SILBEY
20 COLUMBIA STREET	BROOKLINE	MA	02446	NONE	I	AGAINST PROGRESS: INTELLECTUAL PROPERTY AND JUSTICE IN THE INTERNET AGE	$25,000
JOAN KANE
3850 DELWOOD PLACE	ANCHORAGE	AK	995044429	NONE	I	POETRY	$30,000
JOCHEN HELLBECK
122 WEST STREET APT 6G	BROOKLYN	NY	11222	NONE	I	SOVIET SUFFERING UNDER NAZI RULE: A FORGOTTEN HISTORY	$48,000
JOEL F HARRINGTON
2301 VANDERBILT PLACE	NASHVILLE	TN	37235	NONE	I	HANS STADEN AND THE GERMAN COUNTER-NARRATIVE OF NEW WORLD CANNIBALISM	$50,000
JOHN HEIL
ONE BROOKINGS DRIVE	ST LOUIS	MO	631304899	NONE	I	APPEARANCE IN REALITY	$25,000
JORGE IGNACIO CORTIAS
PO BOX 5000	ANNANDALEONHUDSON	NY	12504	NONE	I	DRAMA AND PERFORMANCE ART	$55,000
JOYCE E CHAPLIN
ROBINSON HALL	CAMBRIDGE	MA	02138	NONE	I	THE FRANKLIN STOVE: HEAT AND LIFE IN THE LITTLE ICE AGE	$25,000
JULIA CHRISTENSEN
158 SOUTH PROSPECT STREET	OBERLIN	OH	44074	NONE	I	FINE ARTS	$50,000
KATE GILMORE
3433 84TH STREET	JACKSON HEIGHTS	NY	11372	NONE	I	FINE ARTS	$27,500
KATHE BURKHART
535 WEST 23RD STREET APT S3P	NEW YORK	NY	10011	NONE	I	FINE ARTS	$29,000
KATHLEEN DUVAL
102 EMERSON DRIVE	CHAPEL HILL	NC	275993195	NONE	I	MASTERS OF THE CONTINENT: HOW AMERICAN INDIAN NATIONS RULED NORTH AMERICAINTO THE NINETEENTH CENTURY	$25,000
KRISTINE POTTER
516 CROSSWOOD CT	NASHVILLE	TN	37214	NONE	I	PHOTOGRAPHY	$20,000
LAUREN GROFF
317 NE 3RD AVE	GAINESVILLE	FL	32601	NONE	I	FICTION	$25,000
LEE ANNE SCHMITT
24700 MCBEAN PARKWAY	VALENCIA	CA	91355	NONE	I	FILM-VIDEO	$35,000
LENORE A GRENOBLE
1115 EAST 58TH STREET	CHICAGO	IL	60637	NONE	I	LIVING THE GOOD LIFE? LANGUAGE VITALITY, URBANIZATION, AND WELL-BEING IN THE ARCTIC	$50,000
LIES KRAAL
724 MILWOOD AVENUE	VENICE	CA	90291	NONE	I	FINE ARTS	$27,500
LILY TUCK
1261 MADISON AVENUE 6N	NEW YORK	NY	10128	NONE	I	POSTCARDS FROM MARIANNE	$25,000
LISA RANDALL
13 CLEVELAND STREET	CAMBRIDGE	MA	02138	NONE	I	BLACK HOLE MERGERS AND THEIR ENVIRONMENT.	$50,000
LUKAS FELZMANN
1539 TREAT AVENUE	SAN FRANCISCO	CA	94110	NONE	I	PHOTOGRAPHY	$55,000
MARCI SHORE
192 LIVINGSTON STREET	NEW HAVEN	CT	06511	NONE	I	PHENOMENOLOGICAL ENCOUNTERS: SCENES FROM CENTRAL EUROPE	$25,000
MARGO SAWYER
2300 TRINITY STREET	AUSTIN	TX	78712	NONE	I	FINE ARTS	$15,000
MARK FATHI MASSOUD
501 RANCH VIEW ROAD	SANTA CRUZ	CA	95064	NONE	I	THE STRUGGLE FOR ISLAMIC LAW AND HUMAN RIGHTS	$50,000
MARK FRANKO
35 WEST 92ND ST	NEW YORK	NY	10025	NONE	I	SERGE LIFAR AND THE CRISIS OF NEOCLASSICISM	$25,000
MARSIA ALEXANDER-CLARKE
983 ATHENS STREET	ALTADENA	CA	91001	NONE	I	FILM-VIDEO	$25,000
MARTHA HODES
50 PARK AVENUE APT 4B	NEW YORK	NY	10016	NONE	I	HOSTAGE IN THE DESERT: AN INQUIRY INTO HISTORY AND MEMORY	$50,000
MARY DEWHURST LEWIS
34 RANDOLPH STREET	BELMONT	MA	02478	NONE	I	THE FIRST FRENCH DECOLONIZATION: A NEW HISTORY OF NINETEENTH-CENTURY EMPIRE	$25,000
MEGHANN RIEPENHOFF
7810 SPRINGRIDGE ROAD NE	BAINBRIDGE ISLAND	WA	98110	NONE	I	PHOTOGRAPHY	$55,000
MICHAEL DAVID-FOX
236 10TH STREET SE	WASHINGTON	DC	20003	NONE	I	SMOLENSK UNDER NAZI AND SOVIET RULE	$50,000
MICHAEL HARRISON
12 MADELINE PKWY	YONKERS	NY	10705	NONE	I	MUSIC COMPOSITION	$24,000
MICHAEL T WOODSIDE
				NONE	I	EXPLORING HOW EVOLUTION SHAPES PROTEIN FOLDING IN SINGLE MOLECULES	$25,000	4704 - 142 STREET NW	EDMONTON	CANADA	CA	T6H4A8
MICHELLE R WARREN
2 CHAMBERS CIRCLE	WEST LEBANON	NH	03784	NONE	I	LIVES OF A MEDIEVAL BOOK IN THE DIGITAL DARK AGES,1220-2020	$50,000
MIKA PELO
ONE SHIELDS AVENUE	DAVIS	CA	95616	NONE	I	MUSIC COMPOSITION	$25,000
MONICA PRASAD
1810 CHICAGO AVENUE	EVANSTON	IL	60208	NONE	I	STARVING THE BEAST: THE ORIGINS OF THE AMERICAN ANTITAX MOVEMENT	$50,000
MONICA YOUN
150 NASSAU ST	NEW YORK	NY	10038	NONE	I	POETRY	$55,000
MOON DUCHIN
33 ROYAL AVENUE APT 1	CAMBRIDGE	MA	02138	NONE	I	GEOMETRY OF GERRYMANDERING	$50,000
NANCY ROSE HUNT
PO BOX 115560	GAINESVILLE	FL	32611	NONE	I	IDEATION AS HISTORY: DREAM COLLECTORS AND PICTURE ARCHIVES FROM POST-1968 URBAN CONGO	$25,000
NANDINI SIKAND
2844 ALBRIGHT AVENUE	ALLENTOWN	PA	18104	NONE	I	FILM-VIDEO	$25,000
NAOMI ORESKES
1 OXFORD STREEET	CAMBRIDGE	MA	02138	NONE	I	INVENTING THE MAGIC OF THE MARKETPLACE	$32,500
NICHOLAS MUELLNER
2462 WEST DANBY RD	WEST DANBY	NY	14883	NONE	I	PHOTOGRAPHY	$27,500
NICOLS PEREDA
567 FORT WASHINGTON AVENUE APT 6F	NEW YORK	NY	10033	NONE	I	FILM-VIDEO	$25,000
NICOLE MILLER
5065 1/2 BRIGHTON AVENUE	SAN DIEGO	CA	92107	NONE	I	FINE ARTS	$30,000
NILE GREEN
1831 PROSSER AVENUE APT 215	LOS ANGELES	CA	90025	NONE	I	GLOBAL ISLAM: WHAT IS IT AND WHERE DID IT COME FROM?	$50,000
PAOLO SQUATRITI
807 W LIBERTY STREET	ANN ARBOR	MI	48103	NONE	I	PLEASING PLANTS AND WORRISOME WEEDS: BOTANICAL CHANGE IN EARLY MEDIEVAL EUROPE	$50,000
PAUL FRIEDLAND
150 VAUGHAN STREET	PORTLAND	ME	04102	NONE	I	A WORLD WITHOUT RACE: THE DREAM OF A UNIVERSAL REPUBLIC IN THE REVOLUTIONARY FRENCH CARIBBEAN, 1794-1802	$50,000
PETER A HALL
27 KIRKLAND STREET	CAMBRIDGE	MA	02138	NONE	I	RENEGOTIATING THE SOCIAL CONTRACT: THE POLITICS OF ECONOMIC GROWTH AND DECLINE	$50,000
PETER J KALLINEY
1215 PATTERSON TOWER	LEXINGTON	KY	40506	NONE	I	BANDUNG GENERATION: LITERATURE, DECOLONIZATION, AND THE AESTHETIC COLD WAR	$25,000
PHILIP BOHLMAN
1010 E 59TH STREET	CHICAGO	IL	60637	NONE	I	MUSIC AFTER NATIONALISM	$42,000
PHILLIP CHEN
3908 GREENWOOD DR	DES MOINES	IA	50312	NONE	I	CULTURAL DISCOURSE IN PRINT MEDIA	$25,000
RANEE RAMASWAMY
4312 ZENITH AVE SOUTH	MINNEAPOLIS	MN	55410	NONE	I	CHOREOGRAPHY	$15,000
RANIA MATAR
143 TAPPAN STREET	BROOKLINE	MA	02445	NONE	I	PHOTOGRAPHY	$27,500
REGINALD DWAYNE BETTS
386 PROSPECT STREET APT E1	NEW HAVEN	CT	06511	NONE	I	POETRY	$32,000
RITA CHIN
1602 GRANGER AVENUE	ANN ARBOR	MI	48104	NONE	I	INVISIBLE LABOR: A HISTORY OF FEMALE MIGRANT DOMESTICS IN POSTCOLONIAL EUROPE	$50,000
ROBERT B JACKSON
473 VIA ORTEGA ROOM 140	STANFORD	CA	94305	NONE	I	A GLOBAL PICTURE OF PLANTS, SOILS, AND RESOURCE UPTAKE BY DEPTH	$50,000
ROBERT FINCH
95 PHEASANT RUN	WELLFLEET	MA	02667	NONE	I	"SUMMERS IN SQUID TICKLE"--A NARRATIVE OF A NEWFOUNDLAND OUTPORT	$27,500
ROBERT G MORRISON
44 LEONARD STREET	PORTLAND	ME	04103	NONE	I	AN ECONOMY OF KNOWLEDGE IN THE EASTERN MEDITERRANEAN	$50,000
ROBERT J SAMPSON
33 KIRKLAND STREET	CAMBRIDGE	MA	02138	NONE	I	BECOMING MARKED: NAVIGATING THE SOCIAL TRANSFORMATION OF CRIME AND PUNISHMENT IN AMERICA	$50,000
ROBERT L LOBE
54 GREENE STREET	NEW YORK	NY	10013	NONE	I	FINE ARTS	$10,000
ROBIN FROHARDT
169 SPENCER STREET	BROOKLYN	NY	11205	NONE	I	DRAMA AND PERFORMANCE ART	$60,000
ROXANE GAY
936 SOUTH OLIVE STREET APT 411	LOS ANGELES	CA	900153493	NONE	I	TV GUIDE	$50,000
SABINE HYLAND
				NONE	I	HIDDEN TEXTS OF THE ANDES: DECIPHERING THE CORD WRITING ('KHIPU') OF PERU	$55,000	6 MELVILLE TERRACE	ANSTRUTHER FIFE	UNITED KINGDOM	UK	KY1D 3EW
SAIDIYA HARTMAN
445 RIVERSIDE DRIVE APT 61	NEW YORK	NY	10027	NONE	I	WAYWARD LIVES, BEAUTIFUL EXPERIMENTS	$50,000
SALLY HASLANGER
77 MASS AVE	CAMBRIDGE	MA	021394307	NONE	I	DOING JUSTICE TO THE SOCIAL	$25,000
SALLY KEITH
4400 UNIVERSITY DRIVE 3E4	FAIRFAX	VA	22030	NONE	I	POETRY	$25,000
SERGUEI OUSHAKINE
116 AARON BURR HALL	PRINCETON	NJ	08544	NONE	I	DISOWNED HISTORY: SOVIET PASTS IN THE AFTERLIVES OF EMPIRE	$48,000
SHARI HUHNDORF
411 BOYNTON AVENUE	BERKELEY	CA	94707	NONE	I	INDIGENEITY AND THE POLITICS OF SPACE: GENDER, GEOGRAPHY, CULTURE	$25,000
SHARI MENDELSON
319 BEDFORD AVENUE	BROOKLYN	NY	11211	NONE	I	FINE ARTS	$26,000
SHELLEY HIRSCH
114 JAVA STREET	BROOKLYN	NY	11222	NONE	I	MUSIC COMPOSITION	$58,000
SHEVAUN MIZRAHI
190 DALTON ROAD	CHELMSFORD	MA	01824	NONE	I	FILM-VIDEO	$27,500
SHRI KULKARNI
1200 EAST CALIFORNIA BLVD	PASADENA	CA	91125	NONE	I	EXOTIC COSMOLOGICAL EXPLOSIONS	$50,000
SIENNA R CRAIG
3 TUCK DRIVE	HANOVER	NH	03755	NONE	I	THE ENDS OF KINSHIP: CARE AND BELONGING BETWEEN NEPAL AND NEW YORK CITY	$25,000
STEFANIA TUTINO
135 BROOKS AVENUE	VENICE	CA	90291	NONE	I	A FAKE SAINT, AN AMBITIOUS JURIST, AND THE TRUE CHURCH: STORY OF A FORGERY IN SEVENTEENTH-CENTURY ITALY	$50,000
STEPHEN HAYES
3705 SE 11TH AVE	PORTLAND	OR	97202	NONE	I	FINE ARTS	$27,500
STEVEN SUBOTNICK
228 GANO STREET	PROVIDENCE	RI	02906	NONE	I	FILM-VIDEO	$27,500
STRATIS PAPAIOANNOU
48 COLLEGE STREET	PROVIDENCE	RI	02912	NONE	I	A HISTORY OF BYZANTINE LITERATURE	$50,000
SUSAN FALUDI
38 MAIN STREET	NORTHAMPTON	MA	01060	NONE	I	LEFT IN THE WILDERNESS	$25,000
TEJU COLE
12 QUINCY STREET	CAMBRIDGE	MA	02138	NONE	I	RADIO LAGOS	$55,000
THEO DAVIS
23 HASLET STREET APT 2	ROSLINDALE	MA	02131	NONE	I	SENSATIONS OF FREEDOM: SOMATICS AND PERSONAL DEVELOPMENT IN AMERICAN LITERATURE	$25,000
THOMAS CHRISTENSEN
5401 SOUTH GREENWOOD AVENUE	CHICAGO	IL	60615	NONE	I	FETIS AND THE TONAL IMAGINATION: DISCOURSES OF TONALITY IN NINETEENTH-CENTURY FRANCE	$50,000
TODD GRAY
4213 DON ARELLANES DRIVE	LOS ANGELES	CA	90008	NONE	I	FINE ARTS	$26,000
TONIA KO
1215 E HYDE PARK BLVD	CHICAGO	IL	60615	NONE	I	MUSIC COMPOSITION	$60,000
TSAR FEDORSKY
35 LEVERETT STREET	GLOUCESTER	MA	01930	NONE	I	PHOTOGRAPHY	$30,000
TYEHIMBA JESS
BUILDING 2S ROOM 122	STATEN ISLAND	NY	10314	NONE	I	POETRY	$25,000
ULRIKE MALMENDIER
EVANS HALL	BERKELEY	CA	94720	NONE	I	THE ROLE OF LIFETIME EXPERIENCES IN ECONOMIC DECISION-MAKING	$45,000
VIVIEN A SCHMIDT
154 BAY STATE ROAD ROOM 303	BOSTON	MA	02215	NONE	I	THE RHETORIC OF DISCONTENT: A TRANSATLANTIC INQUIRY INTO THE WEST'S CRISIS OF DEMOCRATIC CAPITALISM	$50,000
WAI-YEE LI
129 FAYERWEATHER STREET	CAMBRIDGE	MA	02138	NONE	I	THE PARADOXES OF THINGS: LIFE AND ART IN LATE IMPERIAL CHINA	$25,000
WILLIAM D CABALLERO
4627 FINLEY AVENUE APT 101	LOS ANGELES	CA	90027	NONE	I	FILM-VIDEO	$15,000
YOSHIAKI ONISHI
14 ALBANY DRIVE	COLUMBIA	MO	65201	NONE	I	MUSIC COMPOSITION	$30,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Apprv Fut	$5,617,500	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$1,977,119	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$36,357,074	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDesc	ExclusionExclusionCd	ExclusionExclusionAmt	BusinessBusinessCd	Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt
OTHER INVESTMENT LOSSES PASSED THROUGH FROM INVESTMENTS IN LP'S	14	-$3,530
UNRELATED BUSINESS INCOME (LOSSES) PASSED THROUGH FROM INVESTMENTS IN LP'S			900000	-$25,697

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	-$25,697	UnrelatedBusinessTaxblIncmAmt
Exclusion	$38,330,663	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$38,304,966	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp (18 entries)

ContributorContributorNum	Address Line1ContributorUSAddress/AddressLine1Txt	CityContributorUSAddress/CityNm	State AbbreviationContributorUSAddress/StateAbbreviationCd	ZIPContributorUSAddress/ZIPCd	Total ContributionsTotalContributionsAmt	Person ContributionPersonContributionInd
THE DOROTHY TAPPER GOLDMAN FOUNDATION
1	1070 PARK AVENUE	NEW YORK	NY	10128	$50,000	Yes (X)
ESTATE OF PHILIP ROTH
2	46 WEST STREET PO BOX 278	LITCHFIELD	CT	06759	$670,214	Yes (X)
MARIELLA M & ROBERT J ZIOBRO
3	6 ROTHSCHILD COURT	GRAITHERSBURG	MD	20878	$66,150	Yes (X)
ESTATE OF NORBERTO PALLERONI
4	33 CLINTON ROAD - 100	WEST CALDWELL	NJ	07006	$50,000	Yes (X)
THE AARON COPLAND FUND FOR MUSIC
5	254 WEST 31ST STREET 15TH FLOOR	NEW YORK	NY	10001	$35,625	Yes (X)
THE TAYLOR FAMILY FOUNDATION
6	100 CRESCENT COURT SUITE 525	DALLAS	TX	75201	$15,000	Yes (X)
DEBORAH E HARKNESS
7	1080 DARBY ROAD	SAN MARINO	CA	91108	$10,000	Yes (X)
SANDRA WIJNBERG
8	16 WEST 77TH STREET - 10E	NEW YORK	NY	10024	$20,000	Yes (X)
ESTATE OF PETER HAIDU
9	161 ATLANTIC AVENUE 201	BROOKLYN	NY	11201	$20,000	Yes (X)
THE RICHARD AMD NATALIE JACOFF FOUNDATION INC
10	SEVEN TIMES SQUARE 46TH FLOOR	NEW YORK	NY	10036	$10,000	Yes (X)
ROGER A SCHMITZ
11	16865 LONDONBERRY LANE	SOUTH BEND	IN	46635	$40,000	Yes (X)
ERIC SCHWARTZ
12	120 EAST END AVENUE APT 17B	NEW YORK	NY	10028	$20,000	Yes (X)
WALTER HAMADY
13	201 NORTH HAY HOLLOW ROAD	MOUNT HOREB	WI	58572	$10,000	Yes (X)
ERIC MASKIN
14	HARVARD UNIVERSITY - LITTAUER 312	CAMBRIDGE	MA	02138	$8,000	Yes (X)
JERRY SEBAG
15	7677 CENTER AVENUE STE 400	HUNTINGTON BEACH	CA	92647	$5,000	Yes (X)
DWIGHT LEE
16	434 WEST 20TH STREET 3	NEW YORK	NY	10011	$7,500	Yes (X)
WILLIAM KELLY
17	425 RIVERSIDE DRIVE	NEW YORK	NY	10025	$5,000	Yes (X)
STEPHEN COHEN
18	340 RIVERSIDE DRIVE 8B	NEW YORK	NY	10025	$5,000	Yes (X)

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	AUDIT & TAXES	CategoryTxt
Amt	$53,832	Amt
Net Investment Income	$24,226	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$29,606	DisbursementsCharitablePrpsAmt

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (4 entries)

PropertyPropertyDesc	AcquiredAcquiredDt	Cost Or Other BasisCostOrOtherBasisAmt	Prior Year DepreciationPriorYearDepreciationAmt	Computation MethodComputationMethodTxt	LifeLifeRt	Current Year ExpenseCurrentYearExpenseAmt	Net Investment IncomeNetInvestmentIncomeAmt
COMPUTER EQUIPMENT	2005-01-01	$150,138	$150,138	SL	3.000000000000	$0	$0
LEASEHOLD IMPROVEMENTS	2008-07-01	$588,709	$104,662	SL	7.000000000000	$39,248	$0
OFFICE FURNITURE	2008-07-01	$246,094	$93,750	SL	5.000000000000	$35,156	$0
WEBSITE DEVELOPMENT	2008-07-01	$828,172	$810,172	SL	3.000000000000	$0	$0

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

Field	Value	IRS element (for citing)
Stock	NEUBERGER BERMAN - PUBLICLY TRADED EQUITIES	StockNm
EOY Book Value	$1,402	EOYBookValueAmt
EOYFMV	$1,402	EOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (31 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
SHORT-TERM INVESTMENTS	FMV	$14,718	$14,718
DAVIDSON KEMPNER DISTRESSED OPP INT'L, LTD.	FMV	$14,062,846	$14,062,846
HHR ATLAS FUND	FMV	$14,071,278	$14,071,278
KING STREET CAPITAL, LTD.	FMV	$6,015,766	$6,015,766
ODYSSEY INVESTMENT PARTNERS FUND III	FMV	$100,758	$100,758
OWL CREEK OVERSEAS FUND	FMV	$19,061,383	$19,061,383
ROCKEFELLER ACCESS FUND 06-I, LLC	FMV	$437,254	$437,254
BOSTWICK COMPOUND OFFSHORE, LTD.	FMV	$23,551,218	$23,551,218
PAULSON RE RECOVERY, LP	FMV	$2,777,841	$2,777,841
VIKING LONG FUND III, LTD.	FMV	$17,549,460	$17,549,460
SPDR S & P ETF TRUST	FMV	$2,553,932	$2,553,932
JPM MANAGED INCOME FUND	FMV	$671,364	$671,364
COATUE LONG ONLY OFFSHORE FUND	FMV	$8,620,485	$8,620,485
VENBIO SELECT FUND, LTD.	FMV	$15,584,223	$15,584,223
TIGER GLOBAL LONG OPPORTUNITIES, LTD.	FMV	$7,420,497	$7,420,497
VALUEACT CAPITAL INTERNATIONAL	FMV	$10,256,557	$10,256,557
BRIARWOOD CAPITAL MANAGEMENT	FMV	$2,499,282	$2,499,282
CASDIN PARTNERS OFFSHORE	FMV	$7,935,984	$7,935,984
AEOLUS PROPERTY	FMV	$3,000,000	$3,000,000
PHOENIX FUND	FMV	$20,000,000	$20,000,000
JPM - TRACKERS MSCI JAPAN HEDGE	FMV	$4,407,982	$4,407,982
JPM - ISHARES CORE MSCI EMERGING	FMV	$10,142,059	$10,142,059
PARTNERS HARRIER FUND	FMV	$5,926,629	$5,926,629
HUNT IANE CAPITAL FUND	FMV	$6,404,224	$6,404,224
ISHANA CAPITAL OFFSHORE FUND	FMV	$7,005,880	$7,005,880
PALESTRA CAPITAL OFFSHORE FUND, LTD	FMV	$3,560,611	$3,560,611
AKO EUROPEAN LONG-ONLY FUND	FMV	$10,444,800	$10,444,800
WMQS GLOBAL EQUITY OFFSHORE FUND, LTD.	FMV	$9,409,978	$9,409,978
THE CHILDRENS INVESTMENT FUND	FMV	$8,110,800	$8,110,800
FINANCIAL OPPORTUNITY FUND, LTD.	FMV	$6,076,166	$6,076,166
CAPULA TAIL RISK FUND, LTD.	FMV	$7,163,324	$7,163,324

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (4 entries)

Category Or ItemCategoryOrItemTxt	Cost Or Other BasisCostOrOtherBasisAmt	Accumulated DepreciationAccumulatedDepreciationAmt	Book ValueBookValueAmt
COMPUTER EQUIPMENT	$150,138	$150,138	$0
LEASEHOLD IMPROVEMENTS	$588,709	$143,910	$444,799
OFFICE FURNITURE	$246,094	$128,906	$117,188
WEBSITE DEVELOPMENT	$828,172	$810,172	$18,000

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	LEGAL FEES	CategoryTxt
Legal Fees	$11,725	LegalFeesAmt
Net Investment Income	$0	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$11,725	DisbursementsCharitablePrpsAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
PREPAID FEDERAL EXCISE TAXES	$222,960	$161,037	$161,037
DUE FROM BROKER	$284,058	$15,145,290	$15,145,290

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail (2 entries)

DescDesc	AmtAmt
UNREALIZED LOSS ON INVESTMENTS	$42,563,135
NON TAXABLE LOSSES PER K-1'S FROM PARTNERSHIPS	$858,978

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
SMALL OFFICE EQUIPMENT	$321,041	$40,130	$280,911
TELEPHONE	$20,394	$1,211	$19,183
POSTAGE, STATIONARY	$29,726	$2,974	$27,164
INSURANCE	$31,765	$1,729	$30,036
MISCELLANEOUS	$108,446	$0	$116,262
ANNUITY PAYMENTS	$19,896	$0	$19,896
OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S	$537,370	$537,370	$0
PENSION AND POSTRETIREMENT BENEFIT CHANGES OTHER THAN PERIODIC BENEFIT COSTS	$951,234	$56,503	$0
FEDERAL UNRELATED BUSINESS INCOME TAX BENEFIT	-$60,944	$0	$0
NYS UNRELATED BUSINESS INCOME TAX BENEFIT	-$1,941	$0	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
OTHER INVESTMENT LOSSES PASSED THROUGH FROM INVESTMENTS IN LP'S	-$3,530	-$3,530	-$3,530
UNRELATED BUSINESS INCOME (LOSSES) PASSED THROUGH FROM INVESTMENTS IN LP'S	-$25,697		-$25,697

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail (2 entries)

DescDesc	AmtAmt
DEFERRED FEDERAL EXCISE TAX	$851,262
ADJUSTMENT TO REALIZED GAINS PER BOOKS - STEEL PARTNERS HOLDINGS	$277,741

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail (4 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt
DEFERRED EXCISE TAX LIABILITY	$1,948,716	$1,097,454
POSTRETIREMENT BENEFIT LIABILITY	$3,874,519	$3,678,945
DEFERRED LEASE INCENTIVE	$1,037,381	$1,030,442
PENSION ACCOUNT LIABILITY	$1,892,604	$2,483,944

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT CUSTODY AND ADVISORY FEES	$463,083	$463,083	$0
ACTUARY FEES	$21,800	$1,295	$20,505
MISCELLANEOUS	$93,552	$0	$93,552

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FEDERAL EXCISE TAX	$401,923	$0	$0
FOREIGN TAX WITHHELD	$72,809	$72,809	$0