PENNER FAMILY FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- PENNER FAMILY FOUNDATION (EIN 81-0831228)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-12
- IRS object ID
- 201913169349102106
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-12T15:06:46-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WALTON ENTERPRISES LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1860 | AddressLine1Txt |
| City | BENTONVILLE | CityNm |
| State Abbreviation | AR | StateAbbreviationCd |
| ZIP | 72712 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 810831228 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PENNER FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % KARI HARRIS | InCareOfNm |
| Business Name Control | PENN | BusinessNameControlTxt |
| Phone | 4794641570 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1860 | AddressLine1Txt |
| City | BENTONVILLE | CityNm |
| State Abbreviation | AR | StateAbbreviationCd |
| ZIP | 72712 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROBERT A SMITH | PersonNm |
| Person Title | ASST. TREASURER | PersonTitleTxt |
| Phone | 4794641500 | PhoneNum |
| Signature | 2019-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KENT C CROUCH | PreparerPersonNm |
| PTIN | P00810750 | PTIN |
| Phone | 4794641500 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 12.16.168.130 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 71504120193165000000 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2019-11-12 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 0738D1C458304AB3DF44B9340126E9ADBB7AEDA6 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | C5CE2CB6658C0656BD6A6450AE8954D5EA3DB667 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-03-31 21:24:44Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $184,747,030 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $5,839,300 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $5,839,300 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$2,001,868 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $18,432,044 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,105,772 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,107,372 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,943,204 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $6,946,672 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $388 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $388 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $76 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $76 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $185,534 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $185,534 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $1,437,133 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $1,437,133 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $315,969 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $290,944 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $25 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,254,039 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,253,792 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $247 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,193,139 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $3,167,479 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $660 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $11,078,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $11,078,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $14,271,139 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $3,167,479 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $11,078,660 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$9,327,935 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,779,193 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $127,489 | CashBOYAmt |
| Cash EOY | $28,828 | CashEOYAmt |
| Cash EOYFMV | $28,828 | CashEOYFMVAmt |
| Acct Rcvbl | $59,368 | AcctRcvblAmt |
| Acct Rcvbl BOY | $51,366 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $59,368 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $59,368 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $192,247,322 | CorporateStockBOYAmt |
| Corporate Stock EOY | $183,010,046 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $184,658,834 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $192,426,177 | TotalAssetsBOYAmt |
| Total Assets EOY | $183,098,242 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $184,747,030 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $192,426,177 | RetainedEarningBOYAmt |
| Retained Earning EOY | $183,098,242 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $192,426,177 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $183,098,242 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $192,426,177 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $183,098,242 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $192,426,177 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$9,327,935 | ExcessRevenueOverExpensesAmt |
| Subtotal | $183,098,242 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $183,098,242 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$2,001,868 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $8,685,640 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $174,789,432 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049692 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,650,235 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $41,409,885 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.064 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $0 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,446,616 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.0 | DistributionYr3Rt |
| Total Distribution | 0.113692 | TotalDistributionRt |
| Average Distribution | 0.037897 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $198,312,962 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $7,515,466 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $37,792 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $7,553,258 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $11,078,660 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $37,792 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $37,792 | SubtotalAmt |
| Tax Based On Investment Income | $37,792 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $208,363 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $208,363 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $170,571 | OverpaymentAmt |
| Applied To ES Tax | $170,571 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KARI HARRIS | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4794641570 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 2030 | AddressLine1Txt |
| City | BENTONVILLE | CityNm |
| State Abbreviation | AR | StateAbbreviationCd |
| ZIP | 72712 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CARRIE W PENNER | ||||||||
| PO BOX 1860 | BENTONVILLE | AR | 72712 | DIRECTOR;PRESIDENT | 2.0 | $0 | $0 | $0 |
| GREGORY B PENNER | ||||||||
| PO BOX 1860 | BENTONVILLE | AR | 72712 | DIRECTOR; V.P. SECRETARY/TREAS | 2.0 | $0 | $0 | $0 |
| RICHARD D CHAPMAN | ||||||||
| PO BOX 1860 | BENTONVILLE | AR | 72712 | ASS'T SECRETARY | 1.0 | $0 | $0 | $0 |
| ROBERT A SMITH | ||||||||
| PO BOX 1860 | BENTONVILLE | AR | 72712 | ASS'T TREASURER | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 71 SOUTH WACKER DRIVE SUITE 500 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENTS | ServiceTypeTxt |
| Compensation | $148,166 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $194,553,913 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $6,779,043 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $201,332,956 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $201,332,956 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,019,994 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $198,312,962 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $9,915,648 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $9,915,648 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $37,792 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $37,792 | TotalTaxAmt |
| Distributable Before Adj | $9,877,856 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $9,877,856 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $9,877,856 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $11,078,660 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $11,078,660 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $37,792 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $11,040,868 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $9,877,856 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2016 | PriorYear1Yr |
| Prior Year2 | 2015 | PriorYear2Yr |
| Prior Year3 | 2014 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $2,038,046 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,228,806 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,266,852 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $11,078,660 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $9,877,856 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,200,804 | RemainingDistriFromCorpusAmt |
| Total Corpus | $5,467,656 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $5,467,656 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $2,038,046 | ExcessFromYear2Amt |
| Excess From Year1 | $2,228,806 | ExcessFromYear1Amt |
| Excess From Current Year | $1,200,804 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CARRIE W PENNER | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (25 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ASPEN COUNTRY DAY SCHOOL | ||||||
| 85 COUNTRY DAY WAY | ASPEN | CO | 81611 | PC | EDUCATION | $25,000 |
| BROWN UNIVERSITY | ||||||
| PO BOX 1877 | PROVIDENCE | RI | 02912 | PC | EDUCATION | $60,000 |
| CALmatters | ||||||
| 1017 L STREET 261 | SACRAMENTO | CA | 95814 | PC | COMMUNITY SERVICCES | $300,000 |
| CHARLES ARMSTRONG SCHOOL | ||||||
| 1405 SOLANA DRIVE | BELMONT | CA | 94002 | PC | EDUCATION | $5,000 |
| ECOFLIGHT | ||||||
| 307 L AABC | ASPEN | CO | 81611 | PC | ENVIRONMENT | $5,000 |
| FULLER THEOLOGICAL SEMINARY | ||||||
| 135 N OAKLAND AVENUE | PASADENA | CA | 91182 | PC | EDUCATION | $2,500,000 |
| GEORGETOWN UNIVERSITY | ||||||
| 37TH O STREETS NW | WASHINGTON | DC | 20057 | PC | EDUCATION | $2,045,000 |
| GOVENOR DUMMER ACADEMY | ||||||
| 1 ELM STREET | BYFIELD | MA | 01922 | PC | EDUCATION | $25,000 |
| HONORED FOUNDATION | ||||||
| 1645 31ST STREET NW | WASHINGTON | DC | 20007 | PC | EDUCATION | $25,000 |
| KIPP FOUNDATION | ||||||
| 135 MAIN STREET SUITE 1700 | SAN FRANCISCO | CA | 94105 | PC | EDUCATION | $80,000 |
| MENLO SCHOOL | ||||||
| 50 VALPARAISO | ATHERTON | CA | 94027 | PC | EDUCATION | $10,000 |
| NEW YORK ROAD RUNNERS | ||||||
| 156 W56TH STREET 3RD FLOOR | NEW YORK | NY | 10019 | PC | COMMUNITY SERVICES | $10,000 |
| PENINSULA ARTS GUILD | ||||||
| 314 LYTTON AVENUE SUITE 200 | PALO ALTO | CA | 94301 | PC | ARTS & CULTURE | $1,000,000 |
| PHILLIPS BROOKS SCHOOL | ||||||
| 2245 AVY AVENUE | MENLO PARK | CA | 94025 | PC | EDUCATION | $5,000 |
| POSITIVE COACHING ALLIANCE | ||||||
| 1001 N RENGSLORFF AVENUE SUITE 10 | MOUNTAIN VIEW | CA | 94043 | PC | YOUTH DEVELOPMENT | $5,000 |
| SACRED HEART SCHOOL ATHERTON | ||||||
| 150 VALPARAISO AVENUE | ATHERTON | CA | 94027 | PC | EDUCATION | $50,000 |
| ST PAUL'S SCHOOL | ||||||
| 325 PLEASANT STRRET | CONCORD | NH | 03301 | PC | EDUCATION | $883,000 |
| STAR ROCK MINISTRIES | ||||||
| PO BOX 966 | SAN CLEMENTE | CA | 92674 | PC | COMMUNITY SERVICES | $20,000 |
| TEACH FOR AMERICA | ||||||
| 940 HOWARD STREET | SAN FRANCISCO | CA | 94103 | PC | EDUCATION | $25,000 |
| THE ASPEN INSTITUTE | ||||||
| 1 DUPONT CIRCLE NW | WASHINGTON | DC | 20036 | PC | COMMUNITY DEVELOPMENT | $90,000 |
| LELAND STANFORD JUNIOR UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | EDUCATION | $2,550,000 |
| THE NUEVA SCHOOL | ||||||
| 6565 SKYLINE BLVD | HILLSBOROUGH | CA | 94010 | PC | EDUCATION | $10,000 |
| THE OPPORTUNITY TRUST | ||||||
| 4880 MARYLAND AVENUE 260 | ST LOUIS | MO | 63108 | PC | EDUCATION | $250,000 |
| TRUSTEES OF DEERFIELD ACADEMY | ||||||
| 7 BOYDEN LANE | DEERFIELD | MA | 01342 | PC | EDUCATION | $1,050,000 |
| USA WATER POLO INC | ||||||
| 2124 MAIN STREET SUITE 240 | HUNTINGTON BEACH | CA | 92648 | PC | YOUTH DEVELOPMENT | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $11,078,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,839,300 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523999 | BusinessCd |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,105,772 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$2,001,868 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $4,943,204 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,943,204 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES - NT | CategoryTxt |
| Amt | $76 | Amt |
| Net Investment Income | $76 | NetInvestmentIncomeAmt |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (5 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| NORTHERN TRUST INVESTMENTS | $137,135,956 | $141,584,674 |
| NORTHERN TRUST R1000 | $5,601,584 | $5,454,259 |
| GOLDMAN SACH'S BROKERAGE ACCT | ||
| GOLDMAN SACH'S PUTS ACCOUNT | $22,104,768 | $21,495,488 |
| GOLDMMAN SACH'S CALLS ACCOUNT | $18,167,738 | $16,124,413 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $388 | LegalFeesAmt |
| Disbursements Charitable Prps | $388 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| CT CORP FEES | $247 | $247 | |
| PASS THROUGH OTHER DEDUCTIONS | $1,253,412 | $1,253,412 | |
| PASS THROUGH ROYALTY EXPENSE | $375 | $375 | |
| MISCELLANEOUS EXPENSE | $5 | $5 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| PASS THROUGH ROYALTIES | $4,794 | $4,794 |
| PASS THROUGH OTHER INCOME | $925,823 | $927,423 |
| PASS THROUGH SECTION 988 GAIN | $48,927 | $48,927 |
| PASS THROUGH SUBPART F INCOME | $126,761 | $126,761 |
| PASS THROUGH RENTS | -$533 | -$533 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | CategoryTxt |
| Amt | $185,534 | Amt |
| Net Investment Income | $185,534 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAX | $25,000 | ||
| NT FOREIGN TAXES | $77,409 | $77,409 | |
| PASS THROUGH FOREIGN TAXES | $213,535 | $213,535 | |
| FRANCHISE TAX | $25 | $25 |