THE NORMAN AND SADIE LEE FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- THE NORMAN AND SADIE LEE FOUNDATION (EIN 95-3333368)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-15
- IRS object ID
- 201913199349103126
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-15T12:32:08-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 410746749 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK E 16TH FLOOR | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 953333368 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NORMAN & SADIE LEE FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O CLIFTONLARSONALLEN LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NORM | BusinessNameControlTxt |
| Phone | 3102732501 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK EAST 16TH FL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PAUL A JAMES | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3102732501 | PhoneNum |
| Signature | 2019-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KURT KILWEIN | PreparerPersonNm |
| PTIN | P00109165 | PTIN |
| Phone | 3102732501 | PhoneNum |
| Preparation | 2019-11-14 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 67.137.57.251 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-11-14 | IPDt |
| IP Tm | 17:13:45 | IPTm |
| IP Timezone | PS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | EB14D97C979C4436D100C663A9528401E18238A8 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-04-17 16:48:07Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $36,984,369 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,498,775 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,498,775 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,004,060 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,043,749 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,004,060 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $2,502,835 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,502,835 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $33,865 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $16,933 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $16,932 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $167,757 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $24,757 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $27,000 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $13,500 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $13,500 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $36,034 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $18,017 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $18,017 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $213,013 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $185,521 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,311 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $477,669 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $258,728 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $49,760 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,900,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,900,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,377,669 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $258,728 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,949,760 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $125,166 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,244,107 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $945,268 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $822,662 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $822,662 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,134,378 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,047,976 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,025,816 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $12,863,511 | CorporateStockBOYAmt |
| Corporate Stock EOY | $13,082,277 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,687,182 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $22,420,315 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $22,633,526 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $21,532,181 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,509,557 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,283,642 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $858,542 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $29,327 | OtherAssetsBOYAmt |
| Other Assets EOY | $57,986 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $57,986 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $38,902,356 | TotalAssetsBOYAmt |
| Total Assets EOY | $38,928,069 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $36,984,369 | TotalAssetsEOYFMVAmt |
| Loans From Officers BOY | $101,343 | LoansFromOfficersBOYAmt |
| Loans From Officers EOY | $2,209 | LoansFromOfficersEOYAmt |
| Total Liabilities BOY | $101,343 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,209 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $38,801,013 | RetainedEarningBOYAmt |
| Retained Earning EOY | $38,925,860 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $38,801,013 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $38,925,860 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $38,902,356 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $38,928,069 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $38,801,013 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $125,166 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $38,926,179 | SubtotalAmt |
| Other Decreases | $319 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $38,925,860 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (13 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt |
|---|---|---|---|---|---|
| MORGAN STANLEY BASIS ADJUSTMENT | P | $95,628 | -$95,628 | -$95,628 | |
| MORGAN STANLEY #3852 | P | $665,725 | $84,543 | $84,543 | $750,268 |
| MORGAN STANLEY #3855 | P | $229,741 | $54,467 | $54,467 | $284,208 |
| MORGAN STANLEY #3856 | P | $3,594,485 | $380,457 | $380,457 | $3,974,942 |
| MORGAN STANLEY #3859 | P | $2,367,850 | -$95,279 | -$95,279 | $2,272,571 |
| MORGAN STANLEY #4100 | P | $255,953 | -$6,804 | -$6,804 | $249,149 |
| MORGAN STANLEY #4103 | P | $363,661 | -$23,143 | -$23,143 | $340,518 |
| MORGAN STANLEY #4893 | P | $869,837 | $276,976 | $276,976 | $1,146,813 |
| MORGAN STANLEY #6408 | P | $2,522,561 | $86,737 | $86,737 | $2,609,298 |
| MORGAN STANLEY #7003 | P | $885,477 | $33,253 | $33,253 | $918,730 |
| MORGAN STANLEY #7006 | P | $188,771 | $99,352 | $99,352 | $288,123 |
| K-1 CAPITAL GAINS | P | $81,719 | $81,719 | $81,719 | |
| CAPITAL GAINS DIVIDENDS | P | $127,410 | $127,410 | $127,410 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,004,060 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,899,389 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $40,397,601 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.047017 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,020,303 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $38,965,276 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.051849 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,001,825 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $39,639,688 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.050501 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,996,687 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $41,021,568 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.048674 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,018,502 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $41,246,970 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.048937 | DistributionYr5Rt |
| Total Distribution | 0.246978 | TotalDistributionRt |
| Average Distribution | 0.049396 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $40,163,000 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,983,892 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $22,441 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,006,333 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,949,760 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $44,882 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $44,882 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $44,882 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $55,093 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $35,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $90,093 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $45,211 | OverpaymentAmt |
| Applied To ES Tax | $12,000 | AppliedToESTaxAmt |
| Refund | $33,211 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CLIFTONLARSONALLEN LLP | IndividualWithBooksNm |
| Phone | 3102732501 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK EAST 16TH FL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| PAUL A JAMES | ||||||||
| 712 27TH STREET | MANHATTAN BEACH | CA | 90266 | DIR/PRESIDENT/TREAS/SEC | 1.00 | $0 | $0 | $0 |
| BRYAN ISAACS | ||||||||
| 80915 WEISKOPF | LA QUINTA | CA | 92253 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 NEW YORK PLAZA 12TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $181,860 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $39,760,367 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,014,252 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $40,774,619 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $40,774,619 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $611,619 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $40,163,000 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,008,150 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,008,150 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $44,882 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $14,243 | IncomeTaxAmt |
| Total Tax | $59,125 | TotalTaxAmt |
| Distributable Before Adj | $1,949,025 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,949,025 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,949,025 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,949,760 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,949,760 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,949,760 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,949,025 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,871,961 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,949,760 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,871,961 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $77,799 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,871,226 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (31 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| 1736 FAMILY CRISIS CENTER | |||||||
| 2116 ARLINGTON AVE | LOS ANGELES | CA | 90018 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| AMERICAN RIVER CONSERVANCY | |||||||
| 348 CA-49 | COLOMA | CA | 95613 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,000 |
| BEIT T'SHUVAH | |||||||
| 8831 VENICE BLVD | LOS ANGELES | CA | 90034 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| BOYS TOWN JERUSALEM FOUNDATION OF AMERICA | |||||||
| 1 PENNSYLVANIA PLAZA 9 | NEW YORK | NY | 10119 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $25,000 |
| BURN INSTITUTE | |||||||
| 8825 AERO DR 200 | SAN DIEGO | CA | 92123 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,000 |
| CENTER THEATRE GROUP | |||||||
| 601 W TEMPLE ST | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $200,000 |
| CENTRAL VALLEY CHRISTIAN CAMPING ASSOCIATION | |||||||
| 49716 CA-180 | MIRAMONTE | CA | 93641 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| CITY OF HOPE | |||||||
| 1500 E DUARTE RD | DUARTE | CA | 91010 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $220,000 |
| DISABLED SPORTS EASTERN SIERRA | |||||||
| 1 MINARET RD | MAMMOTH LAKES | CA | 93546 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| DOWNTOWN EMERGENCY SERVICE CENTER | |||||||
| 515 THIRD AVE | SEATTLE | WA | 98104 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| GIRLS INC OF GREATER LOS ANGELES | |||||||
| 9800 S LA CIENEGA BLVD 410 | INGLEWOOD | CA | 90301 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| GLOBAL LYME ALLIANCE | |||||||
| 1290 E MAIN ST 3RD FLOOR | STAMFORD | CT | 06902 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| GRAY AREA GRAND THEATER | |||||||
| 2665 MISSION ST | SAN FRANCISCO | CA | 94110 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| GREATER LOS ANGELES ZOO ASSOCIATION | |||||||
| 5333 ZOO DR | LOS ANGELES | CA | 90027 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,500 |
| INDIA DEVELOPMENT RELIEF FUND | |||||||
| 5821 MOSSROCK DRIVE | NORTH BETHESDA | MD | 20852 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| ISRAEL CANCER RESEARCH FUND | |||||||
| 52 VANDERBILT AVE SUITE 1510 | NEW YORK | NY | 10017 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $25,000 |
| LAURA'S HOUSE | |||||||
| 999 CORPORATE DR 225 | LADERA RANCH | CA | 92694 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| LOS ANGELES MUSEUM OF THE HOLOCAUST | |||||||
| 100 THE GROVE DR | LOS ANGELES | CA | 90036 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| LOS ANGELES OPERA | |||||||
| 135 N GRAND AVE | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $160,000 |
| LOS ANGELES PHILHARMONIC | |||||||
| 111 S GRAND AVE | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $608,600 |
| MORGAN STANLEY GLOBAL IMPACT FUNDING TRUST | |||||||
| 1999 AVE OF THE STARS SUITE 2400 | LOS ANGELES | CA | 90067 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $280,900 |
| PREVENT DROWNING FOUNDATION OF SAN DIEGO | |||||||
| PO BOX 90622 | SAN DIEGO | CA | 92169 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $3,000 |
| PROJECT HEAL | |||||||
| 38-18 WEST DR | DOUGLASTON | NY | 11363 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| REEL RECOVERY | |||||||
| 160 BROOKSIDE RD | NEEDHAM | MA | 02492 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $3,000 |
| SAN FRANCISCO PARKS ALLIANCE | |||||||
| 1074 FOLSOM ST | SAN FRANCISCO | CA | 94103 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| SKIRBALL CULTURAL CENTER | |||||||
| 2701 N SEPULVEDA BLVD | LOS ANGELES | CA | 90049 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $55,000 |
| THE ELI AND EDYTHE BROAD STAGE | |||||||
| 1310 11TH ST | SANTA MONICA | CA | 90401 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $10,000 |
| THE UCLA FOUNDATION | |||||||
| 10920 WILSHIRE BLVD 900 | LOS ANGELES | CA | 90024 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $45,000 |
| USC ASSOCIATES | |||||||
| 1150 S OLIVE ST SUITE 2000 | LOS ANGELES | CA | 90015 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $151,500 |
| VENICE FAMILY CLINIC | |||||||
| 604 ROSE AVE | VENICE | CA | 90291 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $60,000 |
| WOMEN AND YOUTH SUPPORTING EACH OTHER | |||||||
| 9602 RICHEON AVE | DOWNEY | CA | 90240 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,900,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,498,775 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,004,060 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,502,835 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,502,835 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $33,865 | Amt |
| Net Investment Income | $16,933 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $16,932 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | MORGAN STANLEY BROKERAGE ACCOUNTS | BondNm |
| EOY Book Value | $22,633,526 | EOYBookValueAmt |
| EOYFMV | $21,532,181 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | MORGAN STANLEY BROKERAGE ACCOUNTS | StockNm |
| EOY Book Value | $13,082,277 | EOYBookValueAmt |
| EOYFMV | $12,687,182 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,047,976 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,025,816 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | OTHER INVESTMENTS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $1,283,642 | BookValueAmt |
| EOYFMV | $858,542 | EOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DECLARED DIVIDENDS | $29,327 | $38,275 | $38,275 |
| INTEREST RECEIVABLES | $0 | $19,711 | $19,711 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADJ. FOR K-1 KKR 2017 FINAL | Desc |
| Amt | $319 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $182,554 | $182,554 | $0 |
| DIRECT LENDING FUND I-BWM, LP | $12,901 | $0 | $0 |
| OAKTREE RE OPPORTUNITIES FUND VI, L.P. | $10,969 | $0 | $0 |
| OAKTREE RE OPPORTUNITIES FUND VI AIF (CAYMAN), L.P. | $1,000 | $0 | $0 |
| BANK FEE | $15 | $15 | $0 |
| MEALS | $2,622 | $0 | $1,311 |
| FOREIGN EXCHANGE LOSS | $2,952 | $2,952 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAXES | $132,000 | $0 | $0 |
| FEDERAL CREDIT | $51 | $51 | $0 |
| STATE INCOME TAXES | $11,000 | $0 | $0 |
| FOREIGN TAXES PAID | $24,706 | $24,706 | $0 |