THE ROBERTO FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- THE ROBERTO FOUNDATION (EIN 20-1688777)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-12
- IRS object ID
- 201933169349101338
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-12T14:13:58-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 953288054 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WRIGHT FORD YOUNG & CO CPA'S | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 16140 SAND CANYON AVENUE | AddressLine1Txt |
| City | IRVINE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 926183715 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201688777 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ROBERTO FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROBE | BusinessNameControlTxt |
| Phone | 9492096210 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 660 NEWPORT CENTER DRIVE NO 1220 | AddressLine1Txt |
| City | NEWPORT BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92660 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JENNIFER T LAVENSON | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 9492096210 | PhoneNum |
| Signature | 2019-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MARISA E ALVARADO | PreparerPersonNm |
| PTIN | P00202904 | PTIN |
| Phone | 9499102727 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 64.147.13.46 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-11-11 | IPDt |
| IP Tm | 13:52:52 | IPTm |
| IP Timezone | PS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 5F0B551CC5E3A646FF163D3BF86ADC25C93759BB | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 02FB956691996518BA8C0ACA899CF4B29B86E8AD | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-03-31 21:24:44Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $46,150,308 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $3,503,762 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $1,356,014 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,272,100 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,429,358 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,026,030 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,791,451 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $95,967 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $37,446 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $6,385,101 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,100,997 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $154,386 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $38,597 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $115,790 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $17,292 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $17,292 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $219,379 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $194,686 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $24,693 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $43,341 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $14,653 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $4,852 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $4,852 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $3,294 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $279 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,016 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $442,544 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $248,215 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $165,643 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,225,799 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,320,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,668,343 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $248,215 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,485,643 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,716,758 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,852,782 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,794,962 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,949,610 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,949,610 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $23,690,525 | CorporateStockBOYAmt |
| Corporate Stock EOY | $24,194,212 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $24,194,212 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $9,367,026 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $9,458,681 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $9,458,681 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $9,619,849 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $9,400,820 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $9,400,820 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $2,505,135 | OtherAssetsBOYAmt |
| Other Assets EOY | $146,985 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $146,985 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $46,977,497 | TotalAssetsBOYAmt |
| Total Assets EOY | $46,150,308 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $46,150,308 | TotalAssetsEOYFMVAmt |
| Grants Payable BOY | $1,686,931 | GrantsPayableBOYAmt |
| Grants Payable EOY | $592,728 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $85,400 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $94,861 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $1,772,331 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $687,589 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $45,205,166 | UnrestrictedBOYAmt |
| Unrestricted EOY | $45,462,719 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $45,205,166 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $45,462,719 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $46,977,497 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $46,150,308 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $45,205,166 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,716,758 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $49,921,924 | SubtotalAmt |
| Other Decreases | $4,459,205 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $45,462,719 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (11 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| FIDELITY 9623 | P | 2018-12-31 | $1,302,127 | $1,015,939 | $286,188 | $286,188 |
| GOLDMAN SACHS 2559 | P | 2018-12-31 | $3,640,984 | $3,285,813 | $355,171 | $355,171 |
| GOLDMAN SACHS 6910 | P | 2018-12-31 | $2,381,737 | $1,227,657 | $1,154,080 | $1,154,080 |
| GOLDMAN SACHS 8281 | P | 2018-12-31 | $557,601 | $695,556 | -$137,955 | -$137,955 |
| PIMCO COMMODITY ALPHA FUND, LTD | P | 2018-12-31 | $0 | $0 | ||
| PIMCO CLO OPPORTUNITIES FUND | P | 2018-12-31 | $1,216 | $1,216 | $0 | $0 |
| ADVANCED GROUP | P | 2018-12-31 | $5 | -$5 | -$5 | |
| PIMCO CORPORATE OPPORTUNITIES FUND II | P | 2018-12-31 | $1,096 | $1,096 | $0 | $0 |
| PIMCO BRAVO FUND III | P | 2018-12-31 | $9,447 | $4,679 | $4,768 | $4,768 |
| LOSS ON DISPOSAL OF ASSET | P | 2018-12-31 | $2,618 | -$2,618 | -$2,618 | |
| CAPITAL GAINS DIVIDENDS | P | $131,822 | $131,822 | $131,822 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,791,451 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,704,175 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $44,374,661 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.038404 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,578,096 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $39,729,360 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.064891 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,044,912 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $38,745,445 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.052778 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,489,635 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $33,046,572 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.045077 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $953,662 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $31,306,360 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.030462 | DistributionYr5Rt |
| Total Distribution | 0.231612 | TotalDistributionRt |
| Average Distribution | 0.046322 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $47,470,733 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,198,939 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $28,528 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,227,467 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,485,643 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $28,528 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $28,528 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $28,528 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $70,218 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $80,218 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $51,690 | OverpaymentAmt |
| Applied To ES Tax | $51,690 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JENNIFER T LAVENSON | IndividualWithBooksNm |
| Phone | 9492096210 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 660 NEWPORT CENTER DRIVE 1220 | AddressLine1Txt |
| City | NEWPORT BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92660 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | Yes (1) | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES F MUZZY | ||||||||
| 610 NEWPORT CENTER DRIVESTE 1220 | NEWPORT BEACH | CA | 92660 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| PAMELA B MUZZY | ||||||||
| 610 NEWPORT CENTER DRIVESTE 1220 | NEWPORT BEACH | CA | 92660 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| STEPHEN MUZZY | ||||||||
| 610 NEWPORT CENTER DRIVESTE 1220 | NEWPORT BEACH | CA | 92660 | TRUSTEE | 35.00 | $144,000 | $0 | $5,317 |
| RYAN MUZZY | ||||||||
| 610 NEWPORT CENTER DRIVESTE 1220 | NEWPORT BEACH | CA | 92660 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| MICHAEL MUZZY | ||||||||
| 610 NEWPORT CENTER DRIVESTE 1220 | NEWPORT BEACH | CA | 92660 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $45,178,063 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,015,575 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $48,193,638 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $48,193,638 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $722,905 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $47,470,733 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,373,537 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,373,537 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $28,528 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $28,528 | TotalTaxAmt |
| Distributable Before Adj | $2,345,009 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,345,009 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,345,009 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,485,643 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,485,643 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $28,528 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,457,115 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,345,009 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr2 | $286,836 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $286,836 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,485,643 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,345,009 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $140,634 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $427,470 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $427,470 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $286,836 | ExcessFromYear2Amt |
| Excess From Current Year | $140,634 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JAMES F MUZZY | ContributingManagerNm |
| Contributing Manager | PAMELA B MUZZY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (14 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ESOPHAGEAL CANCER ACTION NETWORK | ||||||||
| PO BOX 243 | STEVENSON | MD | 21153 | NONE | PUBLIC | GENERAL SUPPORT | $100,000 | |
| HOAG HOSPITAL FOUNDATION | ||||||||
| 330 PLACENTIA AVE STE 100 | NEWPORT BEACH | CA | 92663 | NONE | PUBLIC | GENERAL SUPPORT | $200,000 | |
| MEDIA4GOOD | ||||||||
| 209 ANACAPA STREET | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL SUPPORT | $100,000 | |
| MISSION HOSPITAL FOUNDATION | ||||||||
| 27700 MEDICAL CENTER ROAD | MISSION VIEJO | CA | 92691 | NONE | PUBLIC | GENERAL SUPPORT | $50,000 | |
| MOXI (FKACHILDREN'S MUSEUM OF SANTA BARBARA) | ||||||||
| 924 ANACAPA STREET | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL SUPPORT | $200,000 | |
| ORANGE COUNTY CATHOLIC FOUNDATION | ||||||||
| 13280 CHAPMAN AVENUE | GARDEN GROVE | CA | 92840 | NONE | PUBLIC | GENERAL SUPPORT | $200,000 | |
| SANTA BARBARA COTTAGE HOSPITAL FOUNDATION | ||||||||
| PO BOX 689 | SANTA BARBARA | CA | 93102 | NONE | PUBLIC | GENERAL SUPPORT | $50,000 | |
| SANTA BARBARA FOUNDATION | ||||||||
| 1111 CHAPALA ST 200 | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL SUPPORT | $150,000 | |
| TALLER SAN JOSE HOPE BUILDERS | ||||||||
| 801 N BROADWAY | SANTA ANA | CA | 92701 | NONE | PUBLIC | GENERAL SUPPORT | $325,000 | |
| UNIVERSITY OF ARIZONA FOUNDATION | ||||||||
| 1111 NORTH CHERRY AVENUE | TUCSON | AZ | 85721 | NONE | PUBLIC | GENERAL SUPPORT | $335,000 | |
| BRACKEN'S KITCHEN | ||||||||
| 13941 NAUTILUS DRIVE | GARDEN GROVE | CA | 92708 | NONE | PUBLIC | GENERAL SUPPORT | $170,000 | |
| BOYS AND GIRLS CLUBS - CENTRAL ORANGE COAST | ||||||||
| 17701 COWAN STE 110 | IRVINE | CA | 92614 | NONE | PUBLIC | GENERAL SUPPORT | $190,000 | |
| CASA TERESA | ||||||||
| PO BOX 429 | ORANGE | CA | 92856 | NONE | PUBLIC | GENERAL SUPPORT | $100,000 | |
| GOALS | ||||||||
| C/O 660 NEWPORT CENTER DRIVE STE | NEWPORT BEACH | CA | 92660 | NONE | PUBLIC | GENERAL SUPPORT | $150,000 | 1220 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,320,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (4 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| HOAG HOSPITAL FOUNDATION | |||||||
| 330 PLACENTIA AVE STE 100 | NEWPORT BEACH | CA | 92663 | NONE | PUBLIC | GENERAL SUPPORT | $200,000 |
| ORANGE COUNTY CATHOLIC FOUNDATION | |||||||
| 13280 CHAPMAN AVENUE | GARDEN GROVE | CA | 92840 | NONE | PUBLIC | GENERAL SUPPORT | $200,000 |
| SANTA BARBARA COTTAGE HOSPITAL FOUNDATION | |||||||
| PO BOX 689 | SANTA BARBARA | CA | 93102 | NONE | PUBLIC | GENERAL SUPPORT | $100,000 |
| MISSION HOSPITAL FOUNDATION | |||||||
| 27700 MEDICAL CENTER ROAD | MISSION VIEJO | CA | 92691 | NONE | PUBLIC | GENERAL SUPPORT | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $600,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,356,014 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $56,567 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,429,358 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED TAX BENEFIT | Desc |
| Related Or Exempt Function Incm | $39,400 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,841,939 | ExclusionAmt |
| Related Or Exempt Function Incm | $39,400 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,881,339 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 11A | LineNumberTxt |
| Relationship Statement | DEFERRED TAX BENEFITS | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| JAMES AND PAMELA MUZZY | |||||||
| 1 | 660 NEWPORT CENTER DRIVE STE 1220 | NEWPORT BEACH | CA | 92660 | $1,500,000 | Yes (X) | |
| JAMES AND PAMELA MUZZY | |||||||
| 2 | 660 NEWPORT CENTER DRIVE STE 1220 | NEWPORT BEACH | CA | 92660 | $2,003,762 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 2 | ContributorNum |
| Noncash Property | 7175 SHARES SPDR S&P 500 ETF TRUST UNIT SER | NoncashPropertyDesc |
| Fair Market Value | $2,003,762 | FairMarketValueAmt |
| Received | 2018-01-19 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $17,292 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $17,292 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | INVESTMENT IN CORPORATE BONDS | BondNm |
| EOY Book Value | $9,458,681 | EOYBookValueAmt |
| EOYFMV | $9,458,681 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | INVESTMENT IN CORPORATE STOCK | StockNm |
| EOY Book Value | $24,194,212 | EOYBookValueAmt |
| EOYFMV | $24,194,212 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| INVESTMENT IN MUTUAL FUNDS | FMV | $6,708,061 | $6,708,061 |
| ALTERNATIVE INVESTMENTS | AT COST | $2,692,759 | $2,692,759 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (4 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DIVIDEND RECEIVABLE | $42,797 | $56,434 | $56,434 |
| FEDERAL EXCISE TAX RECEIVABLE | $28,218 | $90,551 | $90,551 |
| OTHER ASSETS | $2,618 | $0 | $0 |
| OTHER RECEIVABLE | $2,431,502 | $0 | $0 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $4,459,205 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| POSTAGE AND DELIVERY | $22 | $0 | $22 |
| PAYROLL PROCESSING FEES | $1,114 | $279 | $836 |
| INSURANCE | $1,478 | $0 | $1,478 |
| MISCELLANEOUS | $680 | $0 | $680 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME FROM DRAKES LANDING ASSOCIATES, LP | $0 | $517 | $0 |
| OTHER INCOME FROM ADVANCED GROUP | -$1,655 | -$1,655 | -$1,655 |
| OTHER INCOME FROM PIMCO CLO OPPORTUNITIES FUND | $5,699 | $0 | $5,699 |
| OTHER INCOME FROM PIMCO COMMODITY ALPHA FUND LTD-PFIC | $13,670 | $0 | $13,670 |
| OTHER INCOME FROM PIMCO BRAVO FUND III | $11,825 | $20,135 | $11,825 |
| OTHER INCOME FROM PIMCO CORP OPP FUND ON SHORE | $27,028 | $18,492 | $27,028 |
| OTHER INCOME FROM PIMCO CORP OPP FUND OFF SHORE | $0 | -$43 | $0 |
| DEFERRED TAX BENEFIT | $39,400 | $39,400 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED EXCISE TAX LIABILITY | $85,400 | $46,000 |
| TAX PAYABLE | $0 | $48,861 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEE | $194,686 | $194,686 | $0 |
| CONSULTING FEES | $24,693 | $0 | $24,693 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $14,653 | $14,653 | $0 |
| TAXES - (NOT UBIT) | $28,688 | $0 | $0 |