THE GRANTHAM FOUNDATION FOR THE PROTECTION OF THE ENVIRONMENT: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- THE GRANTHAM FOUNDATION FOR THE PROTECTION OF THE ENVIRONMENT (EIN 04-6856456)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-14
- IRS object ID
- 201933189349100143
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-14T11:27:13-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042206126 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAPHAEL AND RAPHAEL LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 52 CHURCH STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02116 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 046856456 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANTHAM FOUNDATION FOR THE PROTECTION | BusinessNameLine1Txt |
| Business Name Line2 | OF THE ENVIRONMENT | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GRAN | BusinessNameControlTxt |
| Phone | 6173467500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O JEREMY GRANTHAM 40 ROWES WHARF | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JEREMY GRANTHAM | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6173467500 | PhoneNum |
| Signature | 2019-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ADAM GORLOVSKY-SCHEPP | PreparerPersonNm |
| PTIN | P00716178 | PTIN |
| Phone | 6172101200 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 50.238.128.106 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-11-14 | IPDt |
| IP Tm | 11:20:30 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 53FEE156EED5565E72F0B9228042CB7CDF9149E3 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-03-31 21:24:44Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $573,944,950 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $550,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $241,743 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $241,743 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,702,999 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,695,334 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $34,451,120 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $102,657,207 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $34,448,818 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$2,643,176 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $135,036 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $36,302,686 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $38,520,931 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $61,693 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $61,693 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $92,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $46,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $46,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $11,070,091 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $9,761,415 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $273,925 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $264,799 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $906,019 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $348,315 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $11,151 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $11,151 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $20,607 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $19,814 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $12,435,486 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $10,440,343 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $118,844 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $26,607,528 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $26,707,529 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $39,043,014 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $10,440,343 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $26,826,373 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,740,328 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $28,080,588 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $15,817,235 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $10,122,251 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $10,122,251 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $200,000 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $0 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $200,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $200,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Corporate Stock BOY | $73,494,485 | CorporateStockBOYAmt |
| Corporate Stock EOY | $54,014,438 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $67,741,321 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $334,950,005 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $339,732,391 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $470,267,610 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $4,771,905 | OtherAssetsBOYAmt |
| Other Assets EOY | $25,613,768 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $25,613,768 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $429,033,630 | TotalAssetsBOYAmt |
| Total Assets EOY | $429,682,848 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $573,944,950 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $776,659 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $4,166,205 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $776,659 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $4,166,205 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $428,256,971 | RetainedEarningBOYAmt |
| Retained Earning EOY | $425,516,643 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $428,256,971 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $425,516,643 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $429,033,630 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $429,682,848 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $428,256,971 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,740,328 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $425,516,643 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $425,516,643 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (137 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| GMO EMERGING MARKETS FUND VI | $12,228,955 | $10,407,792 | $1,821,163 | $1,821,163 | |
| KENSICO LTD REDEPTION | $25,571,464 | $9,935,923 | $15,635,541 | $15,635,541 | |
| DEEMED SALES ON 1256 FUTURES | $9,570,076 | -$9,570,076 | -$9,570,076 | P | |
| GMO EMERGING DOMESTIC OPPORTUNITIES | $7,600,000 | $9,247,110 | -$1,647,110 | -$1,647,110 | |
| CALL S&P | $5,531,301 | $4,609,789 | $921,512 | $921,512 | P |
| DOUGLAS EMMETT LIQUIDATION | $9,324,846 | $2,978,538 | $6,346,308 | $6,346,308 | |
| CHALKSTREAM LTD REDEMPTIONS | $1,887,594 | $2,383,938 | -$496,344 | -$496,344 | |
| CHALKSTREAM LTD J SHARES REDEMPTION | $2,934,233 | $2,349,999 | $584,234 | $584,234 | |
| CALL S&P | $1,530,943 | $1,489,774 | $41,170 | $41,170 | P |
| CALL POWERSHARES QQQ | $2,425,080 | $888,389 | $1,536,691 | $1,536,691 | P |
| CALL POWERSHARES QQQ | $1,761,129 | $879,935 | $881,194 | $881,194 | P |
| CALL ISHARES MSCI EMERGING MK | $113,605 | $692,020 | -$578,415 | -$578,415 | P |
| CALL SPDR EURO | $3,903 | $53,000 | -$49,097 | -$49,097 | P |
| TELADOC | $125,615 | $38,458 | $87,157 | $87,157 | |
| EDITAS MEDICINE | $292,594 | $36,637 | $255,957 | $255,957 | |
| MULESOFT | $37,980 | $10,598 | $27,382 | $27,382 | |
| $120,576 | $6,773 | $113,803 | $113,803 | ||
| BAUPOST LIMITED PARTNERSHIP | $0 | $0 | P | ||
| SNAP INC | $2,393,329 | $1,245 | $2,392,084 | $2,392,084 | |
| BAUPOST LIMITED PARTNERSHIP | $0 | $0 | P | ||
| ANNAPOLIS ENERGY FUND VI | -$459,114 | -$459,114 | P | ||
| ANNAPOLIS VII | -$17,239 | -$17,239 | P | ||
| ARC ENERGY FUND | -$44,253 | -$44,253 | P | ||
| ARC ENERGY FUND | -$18,807 | -$18,807 | P | ||
| ARCH VENTURES FUND IX | $1,810 | $1,810 | $1,810 | P | |
| ARTIMAN SPECIAL | -$1,294 | -$1,294 | P | ||
| ARTIMAN VENTURES 2014- LTCG | -$881 | -$881 | P | ||
| ATLAS VENTURE FUND IX LP | $3,428 | $3,428 | $3,428 | P | |
| DISCERENE GROUP LP | -$16,057 | -$16,057 | P | ||
| ATLAS VENTURE FUND IX LP | $1,434,255 | $1,434,255 | $1,434,255 | P | |
| ATLAS VENTURE X | $65,665 | $65,665 | $65,665 | P | |
| ATLAS VENTURE X | $609,303 | $609,303 | $609,303 | P | |
| BATTERY VENTURES X AIV I LP | $219,978 | $219,978 | $219,978 | P | |
| CA RESOURCES THIRD ROCK IV | -$24,633 | -$24,633 | P | ||
| BATTERY VENTURES X LP | -$95,633 | -$95,633 | P | ||
| BATTERY VENTURES XI-A LP | $925,047 | $925,047 | $925,047 | P | |
| BATTERY VENTURES XI-A SIDE FUND LP | $4 | $4 | $4 | P | |
| BAUPOST LIMITED PARTNERSHIP | $2,065,243 | $2,065,243 | $2,065,243 | P | |
| BAUPOST LIMITED PARTNERSHIP | $8,475 | $8,475 | $0 | $0 | P |
| BAUPOST LIMITED PARTNERSHIP | $594,457 | $594,457 | $594,457 | P | |
| BAUPOST LIMITED PARTNERSHIP SECTION 1231 | $41,821 | $41,821 | $41,821 | P | |
| BAUPOST LIMITED PARTNERSHIP SECTION 1256 | $419,636 | $419,636 | $419,636 | P | |
| DISCERENE GROUP LP SECTION 1256 | -$28 | -$28 | P | ||
| CALL ISHARES MSCI IDX | -$270,586 | -$270,586 | P | ||
| DENHAM CAPITAL | $2,116 | $2,116 | $2,116 | P | |
| DENHAM CAPITAL | -$378,214 | -$378,214 | P | ||
| DFJ VENTURE XI LP | $29,915 | $29,915 | $29,915 | P | |
| DISCERENE GROUP LP | -$4,681 | -$4,681 | P | ||
| HIGHFIELDS IV CAPITAL SECTION 1231 | $39,669 | $39,669 | $39,669 | P | |
| ICON VENTURES V | -$10,832 | -$10,832 | P | ||
| ENCAP ENERGY CAPITAL FUND IX LP | $4,029 | $4,029 | $4,029 | P | |
| ENCAP ENERGY CAPITAL FUND IX LP | $379,849 | $379,849 | $379,849 | P | |
| ENCAP ENERGY CAPITAL FUND IX LP SECTION 1231 | -$54,716 | -$54,716 | P | ||
| ENCAP FLATROCK MIDSTREAM FUND III LP | $1,912,350 | $1,912,350 | $1,912,350 | P | |
| ENCAP FLATROCK MIDSTREAM FUND III LP SECTION 1231 | $32,217 | $32,217 | $32,217 | P | |
| FIRSTMARK CAPITAL IV LP | -$1,735 | -$1,735 | P | ||
| FORMATION 8 I LP | $2,057 | $2,057 | $2,057 | P | |
| FORMATION 8 I LP | $64,538 | $64,538 | $64,538 | P | |
| FORMATION 8 II LP | $21,911 | $21,911 | $21,911 | P | |
| FOUNDERS FUND 6 | -$454 | -$454 | P | ||
| FOUNDATION CAPITAL | $12,015 | $12,015 | $12,015 | P | |
| FOUNDATION CAPITAL | $319 | $319 | $319 | P | |
| FOUNDERS FUND V LP | -$23,677 | -$23,677 | P | ||
| FOUNDERS FUND V LP | -$18,255 | -$18,255 | P | ||
| GMO EMERGING DOMESTIC OPPORTUNITIES-LTCG REINVESTED | $896,094 | $896,094 | |||
| GREYCROFT III PTRS | $295,559 | $295,559 | $295,559 | P | |
| GREYCROFT III PTRS | -$1,750 | -$1,750 | P | ||
| GREYCROFT IV | -$8,449 | -$8,449 | P | ||
| GREYCROFT IV | -$30 | -$30 | P | ||
| HIGHFIELDS IV CAPITAL | -$454,965 | -$454,965 | P | ||
| INNOVATION WORKS DEVELOPMENT | $277,632 | $277,632 | $277,632 | P | |
| ACCOMPLICE FUND I | $11,869 | $11,869 | $11,869 | P | |
| HILLHOUSE | $11,503 | $11,503 | $11,503 | P | |
| HOLTZBRINK V | -$584,673 | -$584,673 | P | ||
| HOLTZBRINK V | -$53,495 | -$53,495 | P | ||
| HOLTZBRINK VI | $22,781 | $22,781 | $22,781 | P | |
| ICON VENTURES V | -$206,208 | -$206,208 | P | ||
| BATTERY VENTURES X SIDE FUND AIV I LP | $214,479 | $214,479 | $214,479 | P | |
| RENEWABLE ENERGY ASIA FUND | -$8,904 | -$8,904 | P | ||
| HIGHLAND EUROPE TECH GROWTH LP | $2,519,486 | $2,519,486 | $2,519,486 | P | |
| LEGACY VENTURE IV LLC SETION 1256 | -$218 | -$218 | P | ||
| NORTHBRIDGE GROWTH EQUITY II | $1,432,105 | $1,432,105 | $1,432,105 | P | |
| NORTHBRIDGE II AIV I | $5,261 | $5,261 | $5,261 | P | |
| LSVP XI | -$3,881 | -$3,881 | P | ||
| LSVP X | -$94,030 | -$94,030 | P | ||
| LSVP SELECT | $337,222 | $337,222 | $337,222 | P | |
| LSVP IX | $1,633 | $1,633 | $1,633 | P | |
| LSVP IX | -$282,252 | -$282,252 | P | ||
| LONGWOOD FUND III | -$172,141 | -$172,141 | P | ||
| LUX VENTURES III | -$137,511 | -$137,511 | P | ||
| LONGWOOD FUND II LP | -$694,418 | -$694,418 | P | ||
| LONE CASCADE 12146 | $1,212,552 | $1,212,552 | $1,212,552 | P | |
| LONE CASCADE 12146 | -$268,331 | -$268,331 | P | ||
| LEGACY VENTURE IV LLC SECTION 1231 | -$68 | -$68 | P | ||
| PACIFIC ROAD | $388,100 | $388,100 | $388,100 | P | |
| LEGACY VENTURE IV LLC | $2,958 | $2,958 | $2,958 | P | |
| LEGACY VENTURE IV LLC | $528,340 | $528,340 | $528,340 | P | |
| LAKESTAR II LP | $87 | $87 | $87 | P | |
| LONE CASCADE 12146 SECTION 1256 | $5,437 | $5,437 | $5,437 | P | |
| LUX VENTURES III | -$982 | -$982 | P | ||
| LSVP XI | $140,563 | $140,563 | $140,563 | P | |
| LUX VENTURES IV LP | -$2,561 | -$2,561 | P | ||
| MORGAN STANLEY FUTURES 1256 LOSS | $0 | $0 | P | ||
| MISSIONPOINT CAPITAL PARTNERS FUND I | $13 | $13 | $13 | P | |
| MORGAN STANLEY FUTURES -1256 LOSS | -$2,687,642 | -$2,687,642 | |||
| MUCKER CAPITAL III | -$97,487 | -$97,487 | P | ||
| NEW EUROPE PROPERTY FUND | -$8,461 | -$8,461 | P | ||
| ACCOMPLICE FUND I | $393 | $393 | $393 | P | |
| OAKTREE POWER OPPORTUNITIES PFIC GAIN DISTRIBUTION | $888,488 | $888,488 | $888,488 | ||
| OVERLOOK 3G INVESTMENTS | $3,723 | $3,723 | $3,723 | P | |
| WATER STREET PARTNERS SECTION 1256 | $6,935 | $6,935 | $6,935 | P | |
| OVERLOOK PARTNERS | $520,366 | $520,366 | $520,366 | P | |
| OVERLOOK PARTNERS | $2,679 | $2,679 | $2,679 | P | |
| OWL VENTURES | $1,271,556 | $1,271,556 | $1,271,556 | P | |
| LAKESTAR II LP | -$34,447 | -$34,447 | P | ||
| PACIFIC ROAD | $369,382 | $369,382 | $369,382 | P | |
| RENAIISANCE INSTITUTIONAL EQUITIES FUND | $4,100,822 | $4,100,822 | $4,100,822 | P | |
| RENAIISANCE INSTITUTIONAL EQUITIES FUND | -$2,656,588 | -$2,656,588 | P | ||
| RIVA CAPITAL II | -$12,530 | -$12,530 | P | ||
| SBC LATIN PFIC CAPITAL GAIN DISTRIBUTIONS | $75,000 | $75,000 | $75,000 | P | |
| SILVER LAKE KRAFTWERK CAYMAN LP | $2,637,309 | $267,309 | $267,309 | P | |
| SILVER LAKE KRAFTWERK DE AIV | $80,422 | $80,422 | $80,422 | P | |
| SINOVATION WORKS III | $448,229 | $448,229 | $448,229 | P | |
| SINOVATION WORKS III | $148,157 | $148,157 | $148,157 | P | |
| SUSTAINABLE ASSET FUND LP | -$525,103 | -$525,103 | P | ||
| SUSTAINABLE ASSET FUND LP | -$136,162 | -$136,162 | P | ||
| SUSTAINABLE ASSET FUND LP SECTION 1231 | -$251,741 | -$251,741 | P | ||
| TARA INDIA PFIC GAIN DISTRIBUTION | $218,685 | $218,685 | $218,685 | ||
| THIRD ROCK VENTURES | $245,082 | $245,082 | $245,082 | P | |
| THRIVE CAPITAL PARTNERS IV | $56,233 | $56,233 | $56,233 | P | |
| THRIVE CAPITAL PARTNERS V | -$41,662 | -$41,662 | P | ||
| THRIVE PARTNERS III LP | $22,537 | $22,537 | $22,537 | P | |
| TRIBECA FUND I | -$14,742 | -$14,742 | P | ||
| UNDERSCORE VC ASSEMBLE | $22,404 | $22,404 | $22,404 | P | |
| WATER STREET PARTNERS | $1,346,824 | $1,346,824 | $1,346,824 | P | |
| WATER STREET PARTNERS | -$263,494 | -$263,494 | P | ||
| XPV WATER | $11,147 | $11,147 | $11,147 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $34,448,818 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $23,039,006 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $537,135,730 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.042892 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $20,593,910 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $485,933,796 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.042380 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $22,858,679 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $465,848,564 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.049069 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $19,527,739 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $424,357,616 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.046017 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $19,025,024 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $357,721,106 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.053184 | DistributionYr5Rt |
| Total Distribution | 0.233542 | TotalDistributionRt |
| Average Distribution | 0.046708 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $586,011,392 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $27,371,420 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $280,806 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $27,652,226 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $26,826,373 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $561,612 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $561,612 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $561,612 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $134,801 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $470,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $604,801 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $4,987 | EsPenaltyAmt |
| Overpayment | $38,202 | OverpaymentAmt |
| Applied To ES Tax | $38,202 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.GRANTHAMFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | JEREMY GRANTHAM | IndividualWithBooksNm |
| Phone | 6173467500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 40 ROWES WHARF | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JEREMY GRANTHAM | ||||||||
| C/O GMO 40 ROWES WHARF | BOSTON | MA | 02110 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| HANNELORE GRANTHAM | ||||||||
| 71 MT VERNON STREET | BOSTON | MA | 02108 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| OLIVER GRANTHAM | ||||||||
| 1644 GREAT HIGHWAY | SAN FRANCISCO | CA | 94122 | TRUSTEE | 0.10 | $0 | $0 | $0 |
| RUPERT GRANTHAM | ||||||||
| 16N MULLEN HILL ROAD | WESTPORT | MA | 02790 | TRUSTEE | 0.10 | $0 | $0 | $0 |
| ISABEL GRANTHAM RAPPOPORT | ||||||||
| 42 IVALOO STREET | SOMERVILLE | MA | 02143 | TRUSTEE | 0.10 | $0 | $0 | $0 |
| RAMSAY RAVENEL | ||||||||
| C/O GMO 40 ROWES WHARF | BOSTON | MA | 02110 | EXECUTIVE DIRECTOR | 40.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| CAMBRIDGE ASSOCIATES | |||||
| 100 SUMMER STREET | BOSTON | MA | 02110 | CONSULTING | $1,260,153 |
| RAPHAEL AND RAPHAEL LLP | |||||
| 52 CHURCH STREET | BOSTON | MA | 02116 | BOOKKEEPING AND TAX PREPARATION | $92,000 |
| ROPES AND GRAY | |||||
| 800 BOYLSTON STREET | BOSTON | MA | 02199 | LEGAL | $61,693 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $28,863,808 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $29,897,233 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $536,174,382 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $594,935,423 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $594,935,423 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $8,924,031 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $586,011,392 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $29,300,570 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $29,300,570 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $561,612 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $561,612 | TotalTaxAmt |
| Distributable Before Adj | $28,738,958 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $100,000 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $28,838,958 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $28,838,958 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $26,826,373 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $26,826,373 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $26,826,373 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $28,838,958 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $24,986,742 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $26,826,373 | QualifyingDistributionsAmt |
| Applied To Year1 | $24,986,742 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,839,631 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $26,999,327 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JEREMY GRANTHAM | ContributingManagerNm |
| Contributing Manager | HANNELORE GRANTHAM | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (50 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | Address Line2RecipientForeignAddress/AddressLine2Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd | Address Line2RecipientUSAddress/AddressLine2Txt | Province Or StateRecipientForeignAddress/ProvinceOrStateNm |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 350 ORG | ||||||||||||||
| 20 JAY STREET SUITE 732 | BROOKLYN | NY | 11201 | N/A | PC | TO SUPPORT 350.ORG'S EFFORTS TO LEAD ONLINE CAMPAIGNS, ORGANIZE WORKSHOPS ANDGLOBAL MOBILIZATIONS DESIGNED TO STRENGTHEN THE GROWING GRASSROOTS MOVEMENT WORKING FORNATIONAL AND INTERNATIONAL ACTION ON CLIMATE CHANGE | $350,000 | |||||||
| ACADIA CENTER | ||||||||||||||
| 8 SUMMER STREET | ROCKPORT | ME | 04856 | N/A | PC | GENERAL SUPPORT | $10,000 | |||||||
| AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE | ||||||||||||||
| 1200 NEW YORK AVE NW | WASHINGTON | DC | 20005 | N/A | PC | GRASSROOTS | $200,000 | |||||||
| BURN DESIGN LAB | ||||||||||||||
| 18850 103RD AVE SW SUITE 220 | VASHON | WA | 98070 | N/A | PC | RESIDENTIAL COOKSTOVES | $255,050 | |||||||
| CALIFORNIA INSTITUTE OF TECHNOLOGY | ||||||||||||||
| 1200 E CALIFORNIA BLVD | PASADENA | CA | 91125 | N/A | PC | METHANE | $1,440,974 | |||||||
| CARBON TRACKER INITIATIVE | ||||||||||||||
| 300 PARK AVENUE 12TH FLOOR | NEW YORK | NY | 10022 | N/A | PC | PROJECT SUPPORT FOR CLIMATE WORK | $500,000 | |||||||
| CERES INC | ||||||||||||||
| 99 CHAUNCY STREET 6TH FLOOR | BOSTON | MA | 02111 | N/A | PC | CA100 CAMPAIGN | $100,000 | |||||||
| CLIMATE AND HEALTH RESEARCH NETWORK | ||||||||||||||
| 269 WHITE ROAD | BOWDOWNHAM | ME | 04008 | PC | PROJECT SUPPORT FOR CARBON LIMITS | $250,000 | ||||||||
| CLIMATE SCIENCE LEGAL DEFENSE FUND | ||||||||||||||
| 475 RIVERSIDE DRIVE SUITE 244 | NEW YORK | NY | 10115 | N/A | PC | PROGRAM SUPPORT | $50,000 | |||||||
| CLIMATEWORKS FOUNDATION | ||||||||||||||
| 235 MONTGOMERY ST STE 1300 | SAN FRANCISCO | CA | 94104 | N/A | PC | GENERAL SUPPORT AND FUNDERS TABLE | $450,000 | |||||||
| COMMUNITY FOUNDATION OF SOUTHEASTERN MASSACHUSETTS INC (DAF) | ||||||||||||||
| 128 UNION STREET SUITE 403 | NEW BEDFORD | MA | 02740 | N/A | PC | SUPPORT OF SE MASS ENVIRONMENTAL PROGRAMS | $75,000 | |||||||
| CONSERVATION LAW FOUNDATION | ||||||||||||||
| 62 SUMMER STREET | BOSTON | MA | 02110 | N/A | PC | CORPORATE ACCOUNTABILITY | $250,000 | |||||||
| ENVIRONMENTAL DEFENSE FUND INCORPORATED | ||||||||||||||
| 257 PARK AVENUE SOUTH 17TH FLOOR | NEW YORK | NY | 10010 | N/A | PC | CHINA, MOM'S CLEAN AIR FORCE, METHANE | $1,353,000 | |||||||
| ENVIRONMENTAL LEAGUE OF MASSACHUSETTS INC | ||||||||||||||
| 15 COURT SQUARE SUITE 1000 | BOSTON | MA | 02108 | N/A | PC | PROGRAM SUPPORT TO BOSTON YOUTH INVOLVED IN CLIMATE | $80,000 | |||||||
| GREENPEACE FUND INC | ||||||||||||||
| 702 H STREET NW SUITE 300 | WASHINGTON | DC | 20001 | N/A | PC | PROGRAM SUPPORT | $190,000 | |||||||
| HEALTH IN HARMONY INC | ||||||||||||||
| 3804 SE BELMONT STREET | PORTLAND | OR | 97214 | N/A | PC | TRAIN FARMERS IN SUSTAINABLE ORGANIC AGRICULTURE | $10,000 | |||||||
| IMPERIAL COLLEGE | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | GRANTHAM INSTITUTE | $2,217,976 | SOUTH KENSINGTON CAMPUS EXHIBITION | ROAD | LONDON | UK | SW7 2AZ | ||||||
| INNOVATION NETWORK FOR COMMUNITIES (BOSTON GREEN RIBBON) | ||||||||||||||
| 156 GROVER LANCE | TAMWORTH | NH | 03886 | N/A | PC | GREEN RIBBON COMMISSION | $150,000 | |||||||
| LINDEN TRUST FOR CONSERVATION | ||||||||||||||
| 156 WEST 56TH STREET SUITE 1100 | NEW YORK | NY | 10019 | N/A | POF | CARBON REMOVAL | $655,000 | |||||||
| LIVING ON EARTH | ||||||||||||||
| PO BOX 990007 PRUDENTIAL STATION | BOSTON | MA | 02199 | N/A | PC | RADIO PROGRAM | $70,000 | |||||||
| LONDON SCHOOL OF ECONOMICS | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | GRANTHAM INSTITUTE | $2,347,330 | HOUGHTON STREET | LONDON | UK | WC2A 2AE | |||||||
| LOST LIGHTS PROJECTS INC | ||||||||||||||
| 16 COURT STREET SUITE 2307 | BROOKLYN | NY | 11241 | N/A | PC | REPORTING NETWORK AND JOURNALISM | $500,000 | |||||||
| MASSACHUSETTS INSTITUTE OF TECH | ||||||||||||||
| 77 MASSACHUSETTS AVE 49-3 | CAMBRIDGE | MA | 02139 | N/A | PC | BIOINSTURMENTATION LAB | $406,000 | |||||||
| METAFOUNDATION | ||||||||||||||
| 8726 S SEPULVEDA BOULEVARD SUITE D | LOS ANGELES | CA | 90045 | N/A | PC | CLIMATE CHANGE | $100,000 | 612 | ||||||
| NEW ENGLAND FORESTRY FOUNDATION INC | ||||||||||||||
| 32 FOSTER STREET | LITTLETON | MA | 01460 | N/A | PC | BUILD IT WITH WOOD PROJECT | $120,000 | |||||||
| NEXTGEN CLIMATE AMERICA INC | ||||||||||||||
| 111 SUTTER STREET 10TH FLOOR | SAN FRANCISCO | CA | 94104 | N/A | PC | CLIMATE | $500,000 | |||||||
| OXFAM AMERICA INC | ||||||||||||||
| 226 CAUSEWAY STREET 5TH FLOOR | BOSTON | MA | 02114 | N/A | PC | ENERGY AND CLIMATE CHANGE | $200,000 | |||||||
| PENNSYLVANIA STATE UNIVERSITY | ||||||||||||||
| ONE OLD MAIN | UNIVERSITY PARK | PA | 16802 | N/A | PC | DAIRY NUTRITION PROGRAM SUPPORT | $149,331 | |||||||
| PENNSYLVANIA STATE UNIVERSITY | ||||||||||||||
| ONE OLD MAIN | UNIVERSITY PARK | PA | 16802 | PC | DAIRY NUTRITION PROGRAM SUPPORT | $10,000 | ||||||||
| RAINFOREST ACTION NETWORK | ||||||||||||||
| 425 BUSH STREET STE 300 | SAN FRANCISCO | CA | 94108 | N/A | PC | CLIMATE CHANGE | $25,000 | |||||||
| RENSSELEAR POLYTECHNIC INSTITUTE | ||||||||||||||
| 110 8TH ST | TROY | NY | 12180 | PC | MOLECULAR MODELING | $507,908 | ||||||||
| ROCKEFELLER FAMILY FUND (DAF) | ||||||||||||||
| 475 RIVERSIDE DRIVE SUITE 900 | NEW YORK | NY | 10115 | N/A | PC | CLIMATE EDUCATION FUND | $1,000,000 | |||||||
| ROCKY MOUNTAIN INSTITUTE | ||||||||||||||
| 2490 JUNCTION PLACE SUITE 200 | BOULDER | CO | 80302 | N/A | PC | TRANSFORMATIVE MOBILITY SOLUTION | $2,250,000 | |||||||
| RODALE INSTITUTE | ||||||||||||||
| 611 SIEGFRIEDALE RD | KUTZTOWN | PA | 19530 | N/A | PC | EVALUATING LONG TERM ORGANIC AND CONVENTIONAL FARMING EFFECTS ON NUTRIENT DENSITY OF SMALL GRAINS | $20,000 | |||||||
| S CAROLINA COASTAL CONSERVATION LEAGUE | ||||||||||||||
| 131 SPRING STREET | CHARLESTON | SC | 29403 | N/A | PC | GENERAL SUPPORT | $10,000 | |||||||
| SAVANNA INSTITUTE | ||||||||||||||
| 1360 REGENT ST 124 | MADISON | WI | 53715 | N/A | PC | HAZELNUT PROJECT | $160,000 | |||||||
| SIERRA CLUB | ||||||||||||||
| 2101 WEBSTER STREET SUITE 1300 | OAKLAND | CA | 94612 | N/A | PC | SUPPORT ENDING USE OF COAL TO GENERATE ELECTRICITY | $150,000 | |||||||
| STICHTING EUROPEAN CLIMATE FOUNDATION | ||||||||||||||
| N/A | FOREIGN CHARITY | GSCC CORE SUPPORT | $3,000,000 | RIVIERVISMARKT 52513 AM | DEN HAAG | NL | 2513 AM | |||||||
| SUSTAINABLE MARKETS FOUNDATION | ||||||||||||||
| JAY R HALFON 45 W 36TH ST 6TH FLOOR | NEW YORK | NY | 10018 | N/A | PC | CLIMATE CHANGE | $170,000 | |||||||
| THE CENTER FOR CARBON REMOVAL (CARBON 180) | ||||||||||||||
| 1111 BROADWAY FLOOR 3 | OAKLAND | CA | 94607 | PC | TO ADVANCE SOLUTIONS THAT TRANSFORM CARBON FROM A POLLUTANT TO A RESOURCE. | $50,000 | ||||||||
| THE CENTER FOR PUBLIC INTEGRITY | ||||||||||||||
| 910 17TH STREET NW 7TH FLOOR | WASHINGTON | DC | 20006 | N/A | PC | INVESTIGATIVE JOURNALISM | $500,000 | |||||||
| THE CLIMATE FOUNDATION | ||||||||||||||
| 3 LITTLE HARBOR ROAD | WOODS HOLE | MA | 02543 | N/A | PC | MARINE PERMACULTURE | $250,000 | |||||||
| THE ENERGY FOUNDATION | ||||||||||||||
| 301 BATTERY STREET 5TH FLOOR | SAN FRANCISCO | CA | 94111 | N/A | PC | RE-GRANTING | $2,327,778 | |||||||
| UNION OF CONCERNED SCIENTISTS INC | ||||||||||||||
| 2 BRATTLE SQUARE 6TH FLOOR | CAMBRIDGE | MA | 02138 | N/A | PC | SUPPORT CLIMATE ACCOUNTABILITY CAMPAIGN; FOOD AND ENVIRONMENT PROGRAM | $900,000 | |||||||
| UNIVERSITY OF MICHIGAN | ||||||||||||||
| 500 S STATE ST | ANN ARBOR | MI | 48109 | N/A | PC | GLOBAL CO2 | $40,000 | |||||||
| UNIVERSITY OF SHEFFIELD | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | GRANTHAM INSTITUTE | $1,738,688 | WESTERN BANK | SHEFFIELD | UK | S10 2TN | SOUTH YORKSHIRE | ||||||
| WGBH EDUCATIONAL FOUNDATION | ||||||||||||||
| ONE GUEST STREET | BOSTON | MA | 02135 | N/A | PC | THE WORLD DESK PROGRAM | $125,000 | |||||||
| WILD AID | ||||||||||||||
| 44 MONTGOMERY STREET SUITE 300 | SAN FRANCISCO | CA | 94111 | N/A | PC | PROGRAM SUPPORT FOR CHINA ENERGY AND AFRICAN WILDLIFE | $400,000 | |||||||
| WOODS HOLE RESEARCH CENTER INC | ||||||||||||||
| 149 WOODS HOLE ROAD | FALMOUTH | MA | 02540 | N/A | PC | GENERAL SUPPORT FOR WOODS HOLE RESEARCH CENTER | $25,000 | |||||||
| YALE UNIVERSITY | ||||||||||||||
| POBOX 2038 | NEW HAVEN | CT | 06521 | N/A | PC | SPAGNUM CARBON PROJECT | $62,500 | |||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $26,701,535 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $241,743 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Unrelated Business Taxbl Incm | $7,508 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,695,491 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $135,036 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Unrelated Business Taxbl Incm | $2,302 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $34,448,818 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd |
|---|---|---|---|
| UBTI FROM PASSTHROUGHTS | 900000 | -$2,778,212 | |
| OTHER INCOME FROM PASSTHROUGHS | 14 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$2,768,402 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $38,521,088 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $35,752,686 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ARJUN DIVECHA | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1612 BRET HARTE ROAD | AddressLine1Txt |
| City | BERKELEY | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94708 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $300,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES - TAX AND BOOKKEEPING | CategoryTxt |
| Amt | $92,000 | Amt |
| Net Investment Income | $46,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $46,000 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (6 entries)
| Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt | Address Line2ForeignAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|---|
| LONDON SCHOOL OF ECONOMICS | ||||||||||
| HOUGHTON STREET | LONDON | UK | EC2A 2AE | 2018-10-30 | $2,347,330 | GENERAL SUPPORT FOR THE GRANTHAM RESEARCH INSTITUTE ON CLIMATE CHANGE | NONE | 04/2/2019 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THERE | |
| IMPERIAL COLLEGE | ||||||||||
| SOUTH KENSINGTON CAMPUS EXHIBITION | LONDON | UK | SW7 2AZ | 2018-05-25 | $2,217,976 | TO CARRY OUT MULTIDISCIPLINARY RESEARCH ON CLIMATE CHANGE AND ITS IMPACT; INFLUENCING PUBLIC AND PRIVATE POLICY GLOBALLY, BY THE ACTIVE ENGAGEMENT OF THE COLLEGE'S EXISTING CENTRE FOR ENVIRONMENTAL POLICY; PROVIDE TRAINING FOR PHD STUDENTS THAT WILL ENHANCE UK LEVELS OF TECHNICAL EXPERTISE IN CLIMATE CHANGE | NONE | 04/1/2019 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | ROAD |
| UNIVERSITY OF SHEFFIELD | ||||||||||
| WESTERN BANK | SHEFFIELD | UK | S10 2TN | 2018-09-06 | $1,738,688 | TO CREATE THE CENTRE FOR SUSTAINABLE FUTURES UNDER THE UMBRELLA OF PROJECT SUNSHINE AND TWO COHORTS OF GRANTHAM SCHOLARS. THE SCHOLARS WILL FOLLOW A PHD PROGRAM FOCUSED ON RESEARCH PROJECTS THAT TACKLE CHALLENGES ON SUSTAINABILITY IN INNOVATIVE WAYS. | NONE | 04/04/2019 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THERE | |
| STICHTING EUROPEAN CLIMATE | ||||||||||
| RIVIERVISMARKT 5 | DEN HAAG | NL | 2513 AM | 2018-07-27 | $100,000 | GENERAL SUPPORT FOR PIE PROGRAM AND PROGRAM SUPPORT | NONE | 09/20/2019 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
| STICHTING EUROPEAN CLIMATE | ||||||||||
| RIVIERVISMARKT 5 | DEN HAAG | NL | 2513 AM | 2018-09-07 | $2,000,000 | GENERAL SUPPORT FOR PIE PROGRAM AND PROGRAM SUPPORT | NONE | 09/20/2019 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
| STICHTING EUROPEAN CLIMATE | ||||||||||
| RIVIERVISMARKT 5 | DEN HAAG | NL | 2513 AM | 2018-12-20 | $900,000 | GENERAL SUPPORT FOR PIE PROGRAM AND PROGRAM SUPPORT | NONE | 09/20/2019 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (19 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BERKELEY ENERGY WIND MAURITIUS LTD | $2,452,453 | $1,619,508 |
| CHALKSTREAM INVESTMENT FUND (INTERNATIONAL),LTD | $1,972,886 | $2,961,968 |
| CHALKSTREAM INVESTMENT FUND (INTL),LTD-CLASS J SHARES | $2,350,001 | $2,516,765 |
| ELLIOTT INTERNATIONAL LIMITED | $11,384,557 | $25,259,200 |
| KENSICO OFFSHORE FUND LTD | $64,077 | $6,264 |
| LONE PINON, LTD. | $422,000 | $2,655,346 |
| LONE SAVIN, LTD. | $5,000,000 | $5,921,271 |
| NUCLEUS SCIENTIFIC | $6,064,219 | $6,064,219 |
| OAKTREE POWER OPPORTUNITIES FUND III (CAYMAN), L.P. | $1,720,944 | $823,766 |
| ORION MINE FINANCE (BERMUDA) FUND I LP | $6,003,870 | $7,182,029 |
| SBC CAYMAN FUND II, LP | $4,718,493 | $3,756,860 |
| SNAP INC | $63,699 | $958,817 |
| SUN VALLEY GOLD INTERNATIONAL, LTD. | $6,000,000 | $2,875,305 |
| TELADOC INC | $45,717 | $223,511 |
| ZOOX INC | $1,000,000 | $1,000,000 |
| CALL ISHARES MSCI EMERGING | $356,164 | $356,164 |
| CALL STANDARD & POORS | $314,570 | $314,570 |
| CALL ISHARES MSCI CHINA ETF | $3,992,230 | $3,157,200 |
| CALL POWERSHARES QQQ TR | $88,558 | $88,558 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (121 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCOMPLICE FUND I LP | AT COST | $3,334,408 | $3,991,848 |
| AFRICA FORESTRY FUND II LIMITED | AT COST | $23,822 | $329 |
| AFRICA SUSTAINABLE FORESTRY PARTNERS II LLC | AT COST | $3,403 | $3,403 |
| AIRDRIE PARTNERS I LP | AT COST | $16,218,433 | $1,491,472 |
| ALEPH LP | AT COST | $2,875,634 | $4,358,920 |
| ALEPH II LP | AT COST | $1,069,296 | $1,063,569 |
| ALPINA PARTNERS FUND LP | AT COST | $1,135,342 | $1,984,394 |
| ANNAPOLIS INVESTMENT (US) LIMITED PARTNERSHIP VI | AT COST | $7,493,534 | $6,166,923 |
| ANNAPOLIS INVESTMENT (US) LIMITED PARTNERSHIP VII | AT COST | $2,220,795 | $3,533,814 |
| ARC ENERGY FUND 7 US LIMITED PARTNERSHIP | AT COST | $6,693,851 | $5,955,267 |
| ARCH VENTURE FUND IX LP | AT COST | $2,222,348 | $3,935,935 |
| ARCH VENTURE FUND X LP | AT COST | $27,958 | $26,528 |
| ARCH VENTURE FUND X OVERAGE LP | AT COST | $13,695 | $12,676 |
| ARTIMAN VENTURES 2014 LP | AT COST | $2,431,643 | $2,499,451 |
| ARTIMAN VENTURES SELECT 2014 LP | AT COST | $1,853,890 | $1,091,748 |
| ARTIMAN VENTURES SPECIAL OPPORTUNITIES FUND LP | AT COST | $3,407,313 | $1,189,141 |
| ASF BELGIUM SPRL | AT COST | $5,627,245 | $6,229,236 |
| ATLAS VENTURE FUND IX LP | AT COST | $3,860,859 | $6,894,816 |
| ATLAS VENTURE FUND X LP | AT COST | $3,631,577 | $9,901,570 |
| BATTERY VENTURES X LP | AT COST | $3,023,570 | $2,855,586 |
| BATTERY VENTURES X AIV I LP | AT COST | $211,828 | $358,014 |
| BATTERY VENTURES X SIDE FUND LP | AT COST | $1,107,823 | $944,272 |
| BATTERY VENTURES X SIDE FUND AIV I LP | AT COST | $7,868 | $149,309 |
| BATTERY VENTURES XI-A LP | AT COST | $2,484,379 | $2,486,311 |
| BATTERY VENTURES XI-A SIDE FUND AIV LP | AT COST | $323,560 | $323,560 |
| BATTERY VENTURES XI-A AIV LP | AT COST | $826,697 | $826,697 |
| BATTERY VENTURES XI-A SIDE FUND LP | AT COST | $868,948 | $869,495 |
| BAUPOST VALUE PARTNERS, L.P. - III | AT COST | $18,047,001 | $17,869,247 |
| CRITERION AFRICA PARTNERS | AT COST | $1,000,033 | $1,000,033 |
| DENHAM COMMODITY PARTNERS FUND VI-A LP | AT COST | $4,608,259 | $4,817,772 |
| DFJ VENTURE XI, L.P. | AT COST | $2,151,066 | $3,712,571 |
| DFJ VENTURE XII, L.P. | AT COST | $1,682,924 | $2,141,619 |
| DISCERNE FUND LP | AT COST | $1,052,104 | $1,052,340 |
| ECLIPSE CONTINUITY FUND I, LP | AT COST | $648,390 | $754,463 |
| ECLIPSE FUND II, LP | AT COST | $1,019,264 | $2,187,784 |
| ENCAP ENERGY CAPITAL FUND IX, LP | AT COST | $4,815,785 | $5,194,245 |
| ENCAP FLATROCK MIDSTREAM FUND III, LP | AT COST | $4,386,144 | $6,715,342 |
| FIRST MARK CAPITAL III LP | AT COST | $3,952,255 | $6,561,592 |
| FIRST MARK CAPITAL IV LP | AT COST | $679,226 | $766,604 |
| FIRSTMARK CAPITAL OF II, LP | AT COST | $1,235,449 | $1,220,521 |
| FLAGSHIP VENTURES FUND V, L.P. | AT COST | $4,331,898 | $12,431,507 |
| FLAGSHIP PIONEERING FUND VI LP | AT COST | $1,113,793 | $1,403,344 |
| FORMATION8 PARTNERS FUND I LP | AT COST | $2,934,846 | $9,164,679 |
| FORMATION8 PARTNERS FUND II LP | AT COST | $3,775,458 | $5,220,564 |
| FOUNDATION CAPITAL VIII LP | AT COST | $2,036,470 | $3,473,094 |
| THE FOUNDERS FUND V, LP | AT COST | $4,105,597 | $10,138,659 |
| THE FOUNDERS FUND VI, LP | AT COST | $2,233,264 | $2,419,701 |
| GEF AFRICA SUSTAINABLE FORESTRY FUND, LP | AT COST | $1,939,403 | $2,066,876 |
| GENAGRO LTD | AT COST | $249,478 | $135,135 |
| GMO MUTUAL FUNDS | AT COST | $6,232,637 | $5,659,553 |
| GREYCROFT PARTNERS III, LP | AT COST | $2,279,926 | $3,498,862 |
| GREYCROFT PARTNERS IV, LP | AT COST | $2,510,497 | $2,877,254 |
| HIGHFIELDS CAPITAL IV LP | AT COST | $239,426 | $188,856 |
| HIGHLAND EUROPE TECHNOLOGY GROWTH LP | AT COST | $4,684,277 | $8,099,625 |
| HIGHLAND EUROPE TECHNOLOGY GROWTH II LP | AT COST | $4,488,678 | $5,899,261 |
| HIGHLAND EUROPE TECHNOLOGY GROWTH III LP | AT COST | $429,714 | $369,976 |
| HILLHOUSE FUND IV LP | AT COST | $101,147 | $108,736 |
| HV HOLTZBRINCK VENTURES FUND VII FEEDER LIMITED | AT COST | $185,080 | $183,712 |
| HV HOLTZBRINCK VENTURES FUND V FEEDER LIMITED | AT COST | $3,325,328 | $5,443,844 |
| HV HOLTZBRINCK VENTURES CO-INVEST I FEEDER LIMITED | AT COST | $971,200 | $1,055,555 |
| HV HOLTZBRINCK VENTURES FUND VI SCS | AT COST | $2,707,472 | $2,038,821 |
| ICON VENTURES V, L.P. | AT COST | $2,531,534 | $2,541,846 |
| INTELLIA | AT COST | $87,335 | $505,937 |
| INNOVATION WORKS DEVELOPMENT FUND II, L.P. | AT COST | $3,594,740 | $11,349,873 |
| LAKESTAR II LP | AT COST | $4,059,019 | $4,606,140 |
| LEGACY VENTURE IV, LLC | AT COST | $3,666,538 | $8,007,937 |
| LIGHTSPEED VENTURE PARTNERS XI LP | AT COST | $2,339,536 | $2,835,445 |
| LIGHTSPEED VENTURE PARTNERS IX, L.P | AT COST | $5,290,061 | $11,078,149 |
| LIGHTSPEED VENTURE PARTNERS SELECT, L.P. | AT COST | $1,393,074 | $2,034,428 |
| LIGHTSPEED VENTURE PARTNERS X, LP | AT COST | $4,324,991 | $6,764,489 |
| LIGHTSPEED VENTURE PARTNERS SELECT II, L.P | AT COST | $869,724 | $1,124,804 |
| LONE CASCADE LP | AT COST | $2,539,457 | $1,808,473 |
| LONG WOOD FUND III LP | AT COST | $1,406,190 | $1,311,535 |
| LONGWOOD FUND II LP | AT COST | $1,056,400 | $1,946,465 |
| LUX VENTURES III, LP | AT COST | $2,185,016 | $4,556,044 |
| LUX VENTURES IV LP | AT COST | $3,552,143 | $7,457,022 |
| LUX VENTURES V LP | AT COST | $1,006,666 | $1,233,568 |
| MISSIONPOINT AEROFARMS COINVEST FUND, LP | AT COST | $466,350 | $1,272,796 |
| MISSIONPOINT CAPITAL PARTNERS FUND I, L.P. | AT COST | $94,312 | $166,940 |
| MISSIONPOINT RE COMMUNITY COINVEST FUND, LP | AT COST | $123,048 | $108,354 |
| MP STARLING IMPACT HOLDINGS LLC | AT COST | $100,260 | $100,260 |
| MUCKER III, L.P. | AT COST | $2,290,514 | $6,122,897 |
| MYOCARDIA | AT COST | $24,244 | $322,329 |
| NCH NEW EUROPE PROPERTY FUND II, L.P. | AT COST | $11,327,181 | $6,884,838 |
| NBGE II (ER) AIV I LP | AT COST | $271,092 | $266,686 |
| NORTH BRIDGE GROWTH EQUITY II, LP | AT COST | $5,369,376 | $8,753,647 |
| OLDFIELD PARTNERS DODDINGTON EMERGING MARKETS | AT COST | $5,000,000 | $5,000,000 |
| OVERLOOK 3G INVESTMENTS, L.P. | AT COST | $2,417,161 | $2,853,961 |
| THE OVERLOOK PARTNERS FUND L.P. | AT COST | $10,768,154 | $12,181,441 |
| OWL VENTURES | AT COST | $4,825,513 | $7,738,094 |
| PACIFIC ROAD RESOURCES FUND II L.P. | AT COST | $3,011,446 | $3,026,603 |
| PATAGONIA SUR LLC | AT COST | $115,007 | $115,007 |
| RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC | AT COST | $9,972,565 | $25,837,535 |
| RENEWABLE ENERGY ASIA FUND LP | AT COST | $1,315,366 | $1,389,645 |
| RENEWABLE ENERGY ASIA FUND II LP | AT COST | $2,074,272 | $2,878,327 |
| RINCON VENTURE PARTNERS III, L.P. | AT COST | $2,823,365 | $4,866,371 |
| RIVA CAPITAL PARTNERS II LP | AT COST | $139,533 | $161,568 |
| SALESFORCE.COM | AT COST | $99,313 | $112,178 |
| SINOVATION FUND III, L.P. | AT COST | $2,539,582 | $5,203,941 |
| SINOVATION FUND IV, L.P. | AT COST | $1,156,697 | $1,214,744 |
| SILVER LAKE KRAFTWERK FUND, L.P. | AT COST | $3,731,600 | $4,049,738 |
| SILVER LAKE KRAFTWERK FUND CAYMAN, L.P. | AT COST | $2,083,012 | $2,017,866 |
| 6A SILVER LAKE KRAFTWERK DE AIV, L.P. | AT COST | $976,258 | $1,191,902 |
| SPOTIFY TECHNOLOGY | AT COST | $72,067 | $332,328 |
| SUSA VENTURES II, L.P. | AT COST | $1,970,943 | $2,300,701 |
| SUSTAINABLE ASSET FUND, LP &II, LP | AT COST | $25,727,500 | $41,001,678 |
| TARA INDIA FUND III, LLC | AT COST | $7,513,378 | $2,567,354 |
| TECHNOLOGY IMPACT FUND LP | AT COST | $885,446 | $1,444,854 |
| THE ENGINE ACCELERATOR FUND I, L.P. | AT COST | $329,553 | $326,091 |
| THIRD ROCK VENTURES III, L.P. | AT COST | $3,441,669 | $5,446,545 |
| CA RESOURCES FUND (US TAX EXEMPT) LP THIRD ROCK IV | AT COST | $2,584,084 | $3,119,499 |
| THRIVE CAPITAL PARTNERS III, L.P. | AT COST | $2,294,245 | $11,485,163 |
| THRIVE CAPITAL PARTNERS IV AND SUPPLEMENTAL FUND, LP | AT COST | $2,769,255 | $6,091,208 |
| THRIVE CAPITAL PARTNERS V, L.P. | AT COST | $1,908,031 | $4,198,067 |
| TRIBECA VENTURE FUND I, L.P. | AT COST | $2,066,388 | $3,921,397 |
| TRIBECA VENTURE FUND II, L.P. | AT COST | $1,570,050 | $3,991,755 |
| UNDERSCORE.VC FUND I, L.P. | AT COST | $1,765,162 | $2,148,768 |
| VOYAGER | AT COST | $123,632 | $273,446 |
| WATER STREET PARTNERS, LTD. | AT COST | $854,324 | $968,316 |
| XPV WATER FUND II LIMITED PARTNERSHIP | AT COST | $1,626,860 | $2,243,819 |
| ZSCALER INC | AT COST | $58,951 | $390,767 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | CategoryTxt |
| Legal Fees | $61,693 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $61,693 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DISTRIBUTION RECEIVABLE FROM LIMITED PARTNERSHIPS | $4,770,905 | $25,612,768 | $25,612,768 |
| RECEIVABLE FROM RELATED PARTY | $1,000 | $1,000 | $1,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISCELLANEOUS | $793 | $0 | $0 |
| NONDEDUCTIBLE EXPENSES FROM PASSTHROUGH ENTITIES | $19,804 | $19,804 | $0 |
| SECTION 179 EXPENSE | $10 | $10 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME FROM PASSTHROUGH ENTITIES | $133,537 | $133,537 | $133,537 |
| UBI FROM PASSTHROUGH ENTITIES | $0 | $0 | $0 |
| MISCELLANEOUS INCOME | $1,499 | $1,499 | $1,499 |
| UBTI FROM PASSTHROUGHTS | -$2,778,212 | -$2,778,212 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| CAPITAL CONTRIBUTION PAYABLE | $4,952 | $4,952 |
| RELATED PARTY PAYABLE | $15,244 | $1,479,508 |
| OPEN TRADE EQUITY -FUTURES ACCOUNTS | $756,463 | $2,681,745 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADVISORY FEES | $1,297,443 | $1,297,443 | $0 |
| PORTFOLIO FEES FROM K-1 INVESTMENTS | $9,772,648 | $8,463,972 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE TAX EXPENSE | $7,704 | $0 | $0 |
| FOREIGN TAXES FROM PASSTHROUGH ENTITIES | $343,008 | $343,008 | $0 |
| FEDERAL EXCISE TAXES | $550,000 | $0 | $0 |
| FOREIGN TAXES | $5,307 | $5,307 | $0 |