ROXANNE QUIMBY FOUNDATION INC: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- ROXANNE QUIMBY FOUNDATION INC (EIN 47-5008812)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-08
- IRS object ID
- 201943129349100039
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-08T12:26:47-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010448006 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALBIN RANDALL & BENNETT | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 445 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120445 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 475008812 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROXANNE QUIMBY FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROXA | BusinessNameControlTxt |
| Phone | 2079632022 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 769 CONGRESS STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04102 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROXANNE QUIMBY | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2079632022 | PhoneNum |
| Signature | 2019-11-05 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL P DOIRON | PreparerPersonNm |
| PTIN | P01206204 | PTIN |
| Phone | 2077721981 | PhoneNum |
| Preparation | 2019-11-05 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 69.49.137.50 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-11-05 | IPDt |
| IP Tm | 11:04:21 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | C7345A2201C60FFD8A46DD6B1B2B91E25A394C12 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 67DC84DCF5C6EDCFD4F84000A6A47560EFCE596F | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-03-31 21:24:44Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $38,979,672 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $160,950 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $160,950 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $586,901 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $586,901 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $919,815 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,510,982 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $919,815 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,667,666 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,667,666 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $7,880 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,940 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $3,940 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $180,901 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $175,901 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $5,000 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $38,500 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $91,804 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $91,610 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $194 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $319,085 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $271,451 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $9,134 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $827,684 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $827,684 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,146,769 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $271,451 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $836,818 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $520,897 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,396,215 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $4,758 | CashBOYAmt |
| Cash EOY | $4,500 | CashEOYAmt |
| Cash EOYFMV | $4,500 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $374,971 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $179,753 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $179,753 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $28,050,477 | CorporateStockBOYAmt |
| Corporate Stock EOY | $30,011,231 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $29,676,433 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,705,822 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,987,934 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,962,158 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $4,636,057 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,109,564 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,156,828 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $37,772,085 | TotalAssetsBOYAmt |
| Total Assets EOY | $38,292,982 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $38,979,672 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $37,772,085 | RetainedEarningBOYAmt |
| Retained Earning EOY | $38,292,982 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $37,772,085 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $38,292,982 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $37,772,085 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $38,292,982 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $37,772,085 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $520,897 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $38,292,982 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $38,292,982 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $491,676 | $488,143 | $3,533 | $3,533 | |
| PUBLICLY TRADED SECURITIES | $8,643,527 | $8,103,024 | $540,503 | $540,503 | |
| GOLDMAN SACHS DISTRESSED MANAGERS IV | $114,373 | $114,373 | $114,373 | P | |
| CAPITAL GAINS DIVIDENDS | $261,406 | $261,406 | $261,406 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $919,815 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $502,106 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $39,281,272 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.012782 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,120,640 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $31,588,493 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.098790 | DistributionYr2Rt |
| Total Distribution | 0.111572 | TotalDistributionRt |
| Average Distribution | 0.055786 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $40,958,775 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,284,926 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $13,962 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,298,888 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $836,818 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $27,924 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $27,924 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $27,924 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $29,450 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $8,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $37,450 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $9,526 | OverpaymentAmt |
| Applied To ES Tax | $9,526 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | ME | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | DANIEL P DOIRON CPA | IndividualWithBooksNm |
| Phone | 2077721981 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04112 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROXANNE QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | PRESIDENT & DIRECTOR | 0.50 | $0 | $0 | $0 |
| HANNAH QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | SECRETARY & DIRECTOR | 0.10 | $0 | $0 | $0 |
| RACHELLE QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | TREASURER & DIRECTOR | 0.10 | $0 | $0 | $0 |
| LUCAS ST CLAIR | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | DIRECTOR | 0.10 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 HIGH STREET 17TH FLOOR | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MNGMT & ADVICE | ServiceTypeTxt |
| Compensation | $175,901 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $40,956,540 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $625,973 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $41,582,513 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $41,582,513 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $623,738 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $40,958,775 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,047,939 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,047,939 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $27,924 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $27,924 | TotalTaxAmt |
| Distributable Before Adj | $2,020,015 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,020,015 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,020,015 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $836,818 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $836,818 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $836,818 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,020,015 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr2 | $771,897 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $771,897 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $836,818 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $836,818 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $771,897 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $771,897 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $411,300 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ROXANNE QUIMBY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| 317 MAIN STREET COMMUNITY MUSIC | |||||||
| 317 MAIN STREET | YARMOUTH | ME | 04096 | N/A | PC | MAKE MORE MUSIC CAPITAL CAMPAIGN | $5,000 |
| AVIAN HAVEN | |||||||
| 418 N PALERMO ROAD | FREEDOM | ME | 04941 | N/A | PC | OPERATIONAL SUPPORT | $4,000 |
| COALITION TO PROT AMERICA'S NAT'L PARKS | |||||||
| 5625 NORTH WILMOT ROAD | TUCSON | AZ | 85750 | N/A | PC | OPERATIONAL SUPPORT | $25,000 |
| FRIENDS OF LINCOLN PARK | |||||||
| 168 YORK STREET | PORTLAND | ME | 04101 | N/A | PC | OPERATIONAL SUPPORT | $2,500 |
| ILLUSTRATION INSTITUTE | |||||||
| 2 UNION STREET 400 | PORTLAND | ME | 04101 | N/A | PC | FASHION ILLUSTRATION CLASSES | $20,000 |
| MAINE 4-H FOUNDATION | |||||||
| 5741 LIBBY HALL | ORONO | ME | 04469 | N/A | PC | LEAD GIFT FOR ACQUISTITION OF CAMPGROUD IN WASHINGTON COUNTY | $50,000 |
| MAINE ACADEMY OF MODERN MUSIC | |||||||
| 125 PRESUMPSCOT ST BLDG 14 | PORTLAND | ME | 04103 | N/A | PC | OPERATIONAL SUPPORT | $3,600 |
| MAINE COLLEGE OF ART | |||||||
| 522 CONGRESS STREET | PORTLAND | ME | 04101 | N/A | PC | SALT INSTITUTE OF DOCUMENTARY STUDIES | $200,000 |
| MAINE STATE SOCIETY FOR THE PROTECTION OF ANIMALS | |||||||
| PO BOX 10 | SOUTH WINDHAM | ME | 04082 | N/A | PC | OPERATIONAL SUPPORT | $25,000 |
| PLANNED PARENTHOOD OF NORTHERN NEW ENGLAND | |||||||
| 443 CONGRESS STREET 3RD FLOOR | PORTLAND | ME | 04101 | N/A | PC | OPERATIONAL SUPPORT | $2,500 |
| SCHOODIC INSTITUTE | |||||||
| PO BOX 277 | WINTER HARBOR | ME | 04693 | N/A | PC | SCHOODIC MARINE CENTER SUPPORT | $12,084 |
| ST LAWRENCE ARTS CENTER | |||||||
| 76 CONGRESS STREET | PORTLAND | ME | 04101 | N/A | PC | RESTORATION AND OPERATIONS OF PARISH HALL THEATER | $500 |
| THE CHILDEREN & NATURE NETWORK | |||||||
| 808 14TH AVE SE | MINNEAPOLIS | MN | 55414 | N/A | PC | OPERATIONAL SUPPORT | $2,500 |
| THE EVERGLADES FOUNDATION | |||||||
| 18001 OLD CUTLER ROAD STE 625 | PALMETTO BAY | FL | 33157 | N/A | PC | NATHANIEL P REED EVERGLADES STEWARDSHIP FUND | $10,000 |
| TIDES INSTITUTE & MUSEUM OF ART | |||||||
| 43 WATER STREET | EASTPORT | ME | 04631 | N/A | PC | OPERATIONAL SUPPORT | $65,000 |
| UC BERKELEY FOUNDATION | |||||||
| 1995 UNIVERSITY AVE STE 401 | BERKELEY | CA | 94704 | N/A | PC | SUPPORT FOR PARKS PEOPLE & BIODIVERSITY | $50,000 |
| NATIONAL PARK FOUNDATION | |||||||
| 1110 VERMONT AVE NW STE 200 | WASHINGTON | DC | 20005 | N/A | PC | KATAHDIN WOODS AND WATER NATIONAL MONUMENT | $350,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $827,684 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $160,950 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $586,901 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $919,815 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,667,666 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,667,666 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $7,880 | Amt |
| Net Investment Income | $3,940 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,940 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (37 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALABAMA POWER CO 2.45% 03/30/2022 USD SER 17A SR LIEN | $149,877 | $146,957 |
| APPLE INC. 2.25% 02/23/2021 USD SR LIEN | $176,153 | $174,349 |
| BANK OF MONTREAL MTN 3.1% 04/13/2021 USD SER D SR LIEN | $124,854 | $125,777 |
| BANK OF NY MELLON CORP MTN 3.5% 04/28/2023 USD SR LIEN | $199,782 | $201,825 |
| BERKSHIRE HATHAWAY INC. 2.75% 03/15/2023 USD SR LIEN | $101,652 | $98,978 |
| BRISTOL-MYERS SQUIBB COMPANY 1.6% 02/27/2019 USD SR LIEN | $99,831 | $100,324 |
| CANADIAN NATL RAILWAY 2.4% 02/03/2020 USD SR LIEN | $99,604 | $100,464 |
| CHARLES SCHWAB CORPORATION (TH 3.85% 05/21/2025 USD SR LIEN | $174,883 | $179,252 |
| CISCO SYSTEMS INC 2.2% 02/28/2021 USD SR LIEN | $49,904 | $49,713 |
| COCA-COLA COMPANY (THE) 3.15% 11/15/2020 USD SR LIEN | $200,605 | $202,177 |
| COMCAST CORP 2.75% 03/01/2023 USD SR LIEN | $197,573 | $196,487 |
| DUKE ENERGY FLORIDA LLC 1.85% 01/15/2020 USD SR LIEN | $199,772 | $199,546 |
| ESTEE LAUDER CO INC 1.7% 05/10/2021 USD SR LIEN | $121,845 | $121,875 |
| GENERAL DYNAMICS CORP 2.375% 11/15/2024 SR LIEN | $124,000 | $118,844 |
| GILEAD SCIENCES INC 2.55% 09/01/2020 USD SR LIEN | $199,530 | $200,082 |
| INVESCO FINANCE PLC 3.125% 11/30/2022 USD SR LIEN | $175,616 | $171,980 |
| JOHN DEERE CAPITAL CORPORATION MTN 2.65% 01/06/2022 USD SR LIEN | $74,979 | $74,532 |
| JOHNSON & JOHNSON 2.25% 03/03/2022 USD SR LIEN | $147,083 | $147,427 |
| JPMORGAN CHASE & CO. HYBRID 04/25/2023 USD SR LIEN CPN 04/25/17 2.776% | $100,000 | $97,474 |
| LOWE'S COMPANIES INC 3.75% 04/15/2021 USD SR LIEN | $204,116 | $202,759 |
| MERCK & CO., INC. 3.875% 01/15/2021 USD SR LIEN | $51,497 | $51,918 |
| MICROSOFT CORPORATION 2.65% 11/03/2022 USD SR LIEN | $100,271 | $99,599 |
| NOVARTIS SECURITIES INVESTMENT 5.125% 02/10/2019 SR LIEN | $200,656 | $204,388 |
| ORACLE SYSTEMS CORPORATION FRN 10/08/2019 USD USLIB 3MO +51.00BP SR LIEN CPN | $100,309 | $100,841 |
| SALESFORCE.COM INC 3.25% 04/11/2023 USD SR LIEN | $124,925 | $126,545 |
| SIMON PROPERTY GROUP, L.P. 2.5% 07/15/2021 USD SER 5YR SR LIEN | $101,571 | $99,573 |
| STARBUCKS CORP 3.1% 03/01/2023 USD SR LIEN | $49,984 | $49,764 |
| STATE STREET CORPORATION 3.1% 05/15/2023 USD SRSUB LIEN | $101,185 | $98,659 |
| THE HOME DEPOT, INC. 4.4% 04/01/2021 USD SR LIEN | $180,568 | $182,149 |
| THE TJX COMPANIES, INC. 2.75% 06/15/2021 USD SR LIEN | $50,143 | $49,670 |
| TOYOTA MOTOR CREDIT CORP MTN 2.6% 01/11/2022 USD SR LIEN | $149,798 | $149,454 |
| UNILEVER CAPITAL CORPORATION 1.8% 05/05/2020 USD SR LIEN | $124,601 | $123,490 |
| UNITED PARCEL SERVICE, INC. 2.8% 11/15/2024 SR LIEN | $124,559 | $120,318 |
| VISA INC. 2.15% 09/15/2022 USD SER 5YR SR LIEN | $149,547 | $146,139 |
| WALT DISNEY COMPANY (THE) MTN 2.3% 02/12/2021 USD SR LIEN | $174,830 | $174,374 |
| WELLS FARGO & COMPANY MTN 4.125% 08/15/2023 USD SER M SUB LIEN | $180,857 | $178,761 |
| XILINX INC 2.95% 06/01/2024 USD SR LIEN | $100,974 | $95,694 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (321 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M COMPANY CMN | $56,436 | $52,589 |
| ABBOTT LABORATORIES CMN | $42,192 | $59,021 |
| ABBVIE INC CMN | $53,334 | $65,271 |
| ACCENTURE PLC CMN | $40,056 | $42,303 |
| ADOBE INC CMN | $36,640 | $52,035 |
| ADVANCE AUTO PARTS, INC. CMN | $5,727 | $5,356 |
| AES CORP. CMN | $3,710 | $4,859 |
| AFLAC INCORPORATED CMN | $14,169 | $15,627 |
| AGILENT TECHNOLOGIES, INC. CMN | $9,816 | $10,211 |
| AIR PRODUCTS & CHEMICALS INC CMN | $15,090 | $16,598 |
| AKAMAI TECHNOLOGIES, INC. CMN | $3,731 | $4,764 |
| ALASKA AIR GROUP INC(DEL HLDG) CMN | $4,032 | $3,286 |
| ALBEMARLE CORP CMN | $5,559 | $4,102 |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | $6,824 | $6,275 |
| ALLERGAN PLC CMN | $34,645 | $20,316 |
| ALLIANCE DATA SYSTEMS CORPORAT CMN | $4,961 | $3,302 |
| ALLIANT ENERGY CORPORATION CMN | $5,222 | $5,070 |
| ALLSTATE CORPORATION COMMON STOCK | $14,613 | $13,376 |
| ALPHABET INC. CMN CLASS A | $134,975 | $146,294 |
| ALPHABET INC. CMN CLASS C | $137,171 | $149,128 |
| AMAZON.COM INC CMN | $199,328 | $288,378 |
| AMEREN CORPORATION CMN | $7,084 | $7,762 |
| AMERICAN AIRLINES GROUP INC CMN | $8,497 | $6,294 |
| AMERICAN ELECTRIC POWER INC CMN | $17,940 | $18,461 |
| AMERICAN EXPRESS CO. CMN | $28,500 | $31,551 |
| AMERICAN INTL GROUP, INC. CMN | $25,214 | $16,473 |
| AMERICAN TOWER CORPORATION CMN | $30,631 | $32,919 |
| AMERIPRISE FINANCIAL, INC. CMN | $11,774 | $8,871 |
| AMGEN INC. CMN | $53,889 | $58,985 |
| ANTHEM, INC. CMN | $24,194 | $31,778 |
| AON PLC CMN | $17,212 | $15,990 |
| APPLE INC. CMN | $352,785 | $339,141 |
| APPLIED MATERIALS INC CMN | $21,162 | $15,355 |
| APTIV PLC CMN | $9,904 | $7,573 |
| ARCHER-DANIELS-MIDLAND COMPANY CMN | $11,192 | $10,529 |
| ARCONIC INC CMN | $5,012 | $3,338 |
| ARTISAN INTERNATIONAL FUND INV MUTUAL FUND CLASS I SHARES | $1,969,627 | $1,918,816 |
| AT&T INC CMN | $124,294 | $96,722 |
| AUTODESK INC CMN | $12,167 | $13,375 |
| AVALONBAY COMMUNITIES INC CMN | $12,622 | $11,935 |
| AVERY DENNISON CORPORATION CMN | $4,398 | $3,503 |
| BAKER HUGHES,A GE CO CMN | $7,512 | $5,074 |
| BALL CORPORATION CMN | $6,357 | $7,219 |
| BANK OF AMERICA CORP CMN | $104,993 | $108,046 |
| BAXTER INTERNATIONAL INC CMN | $14,395 | $15,182 |
| BECTON, DICKINSON AND COMPANY CMN | $25,422 | $28,165 |
| BEST BUY CO INC CMN | $6,186 | $6,037 |
| BIOGEN INC. CMN | $30,036 | $28,587 |
| BLACKROCK, INC. CMN | $27,093 | $25,140 |
| BNP PARIBAS LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DUE 03/ | $120,000 | $100,332 |
| BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE | $338,000 | $316,064 |
| BOFA FINANCE LLC LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 1997.73 STRUCTURE | $142,000 | $127,573 |
| BOFA FINANCE LLC LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA, 47.01 STRUC | $93,000 | $82,686 |
| BORGWARNER INC. CMN | $4,848 | $3,509 |
| BOSTON PROPERTIES, INC. COMMON STOCK | $9,922 | $9,307 |
| BOSTON SCIENTIFIC CORP. COMMON STOCK | $19,000 | $22,971 |
| BRISTOL-MYERS SQUIBB COMPANY CMN | $46,842 | $40,285 |
| BROOKFIELD PROPERTY REIT INC. CMN | $2,415 | $1,916 |
| BROWN FORMAN CORP CL B CMN CLASS B | $3,298 | $3,629 |
| CAMPBELL SOUP CO CMN | $3,835 | $2,738 |
| CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, | $423,000 | $375,129 |
| CAPITAL ONE FINANCIAL CORP CMN | $18,420 | $17,386 |
| CARDINAL HEALTH, INC. CMN | $9,836 | $6,581 |
| CARMAX, INC. CMN | $5,372 | $5,018 |
| CARNIVAL CORPORATION CMN | $12,919 | $9,170 |
| CATERPILLAR INC (DELAWARE) CMN | $34,443 | $36,469 |
| CAUSEWAY INTERNATIONAL VALUE I MUTUAL FUND CLASS INST SHARES | $1,930,364 | $1,868,870 |
| CBOE GLOBAL MARKETS, INC CMN | $5,893 | $5,381 |
| CBRE GROUP, INC. CMN CLASS A | $5,351 | $5,886 |
| CELGENE CORPORATION CMN | $46,820 | $21,598 |
| CHARLES SCHWAB CORPORATION CMN | $25,976 | $26,413 |
| CHIPOTLE MEXICAN GRILL, INC. CMN | $5,141 | $4,750 |
| CHUBB LTD CMN | $31,160 | $28,840 |
| CIGNA CORPORATION CMN | $20,836 | $21,651 |
| CISCO SYSTEMS, INC. CMN | $68,966 | $92,596 |
| CITIGROUP INC. CMN | $81,891 | $62,576 |
| CITIGROUP INC. LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2091.69 STRUCTU | $217,000 | $222,208 |
| CLOROX CO (THE) (DELAWARE) CMN | $8,302 | $9,094 |
| CMS ENERGY CORPORATION CMN | $7,503 | $7,497 |
| COCA-COLA COMPANY (THE) CMN | $81,551 | $84,851 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CLASS A | $19,064 | $17,076 |
| COLGATE-PALMOLIVE CO CMN | $29,642 | $24,760 |
| COMCAST CORPORATION CMN CLASS A VOTING | $86,511 | $73,274 |
| COMERICA INCORPORATED CMN | $5,419 | $5,335 |
| CONAGRA BRANDS INC CMN | $6,543 | $4,336 |
| CREDIT SUISSE AG LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 2002.23 STRUCTURE | $140,000 | $125,006 |
| CSX CORPORATION CMN | $19,127 | $23,672 |
| CUMMINS INC COMMON STOCK | $11,299 | $9,488 |
| CVS HEALTH CORP CMN | $47,917 | $40,295 |
| D.R. HORTON, INC. CMN | $6,976 | $5,719 |
| DARDEN RESTAURANTS, INC. CMN | $6,096 | $5,392 |
| DAVITA INC CMN | $3,623 | $3,191 |
| DEERE & COMPANY CMN | $22,922 | $22,489 |
| DELTA AIR LINES, INC. CMN | $14,016 | $14,820 |
| DIGITAL REALTY TRUST, INC. CMN | $11,220 | $10,326 |
| DOMINION ENERGY INC CMN | $24,320 | $22,153 |
| DOWDUPONT INC. CMN | $74,457 | $58,079 |
| DREYFUS GLOBAL STOCK MUTUAL FUND CLASS I SHARES MUTUAL FUND CLASS I SHARES | $1,495,170 | $1,623,524 |
| DTE ENERGY COMPANY CMN | $9,271 | $9,456 |
| DUKE ENERGY CORPORATION CMN | $29,921 | $29,946 |
| DUKE REALTY CORPORATION CMN | $4,529 | $4,066 |
| DXC TECHNOLOGY COMPANY CMN | $10,163 | $7,150 |
| EASTMAN CHEMICAL COMPANY CMN | $6,577 | $4,571 |
| EATON CORP PLC CMN | $13,705 | $13,732 |
| ECOLAB INC. CMN | $14,956 | $16,555 |
| EDWARDS LIFESCIENCES CORP CMN | $11,482 | $15,164 |
| ELI LILLY & CO CMN | $35,131 | $51,495 |
| EMERSON ELECTRIC CO. CMN | $20,892 | $17,686 |
| ENTERGY CORPORATION CMN | $7,900 | $8,435 |
| EQUITY RESIDENTIAL CMN | $17,117 | $13,397 |
| EQUITY RESIDENTIAL CMN | $11,919 | $11,846 |
| ESTEE LAUDER COS INC CL-A CMN CLASS A | $11,152 | $13,530 |
| EVERSOURCE ENERGY CMN | $8,992 | $9,171 |
| EXELON CORPORATION CMN | $16,878 | $20,024 |
| EXPEDIA GROUP INC CMN | $8,160 | $6,196 |
| EXPEDITORS INTERNATIONAL OF WA CMN | $4,205 | $4,902 |
| FEDERAL RLTY INVT TR SBI CMN | $4,494 | $4,643 |
| FEDEX CORP CMN | $24,949 | $18,789 |
| FIFTH THIRD BANCORP CMN | $8,493 | $7,719 |
| FLOWSERVE CORPORATION CMN | $2,470 | $2,129 |
| FMC CORPORATION CMN | $5,709 | $4,908 |
| FORD MOTOR COMPANY CMN | $19,847 | $13,762 |
| FRANKLIN RESOURCES INC CMN | $8,560 | $5,924 |
| FREEPORT-MCMORAN INC CMN | $10,038 | $7,011 |
| GAP INC CMN | $2,562 | $2,782 |
| GARMIN LTD. CMN | $2,612 | $3,166 |
| GENERAL ELECTRIC CO CMN | $96,777 | $30,858 |
| GENERAL MILLS INC CMN | $14,622 | $10,786 |
| GENERAL MOTORS COMPANY CMN | $22,396 | $20,538 |
| GQG PARTNERS EMERGING MARKETS EQUITY FUND INSTITUTIONAL | $930,007 | $916,413 |
| GS SHORT DURATION INCOME FUND CLASS P | $2,536,655 | $2,527,090 |
| GS TACTICAL TILT OVERLAY FUND CLASS P | $1,720,333 | $1,642,937 |
| H & R BLOCK INC. CMN | $2,488 | $2,434 |
| HALLIBURTON COMPANY CMN | $16,566 | $11,137 |
| HANESBRANDS INC. CMN | $3,955 | $2,042 |
| HARLEY-DAVIDSON INC CMN | $3,601 | $2,593 |
| HARTFORD FINANCIAL SRVCS GROUP CMN | $9,030 | $7,473 |
| HASBRO, INC. CMN | $4,950 | $4,225 |
| HCA HEALTHCARE, INC CMN | $9,833 | $15,556 |
| HCP, INC. CMN | $6,669 | $6,368 |
| HENRY SCHEIN INC COMMON STOCK | $5,849 | $5,496 |
| HEWLETT PACKARD ENTERPRISE CO CMN | $9,739 | $9,219 |
| HILTON WORLDWIDE HOLDINGS INC. CMN | $10,391 | $10,267 |
| HOLLYFRONTIER CORP CMN | $4,949 | $3,783 |
| HORMEL FOODS CORPORATION CMN | $3,474 | $4,823 |
| HOST HOTELS & RESORTS INC CMN | $6,234 | $5,820 |
| HP INC. CMN | $14,064 | $15,197 |
| HUMANA INC. CMN | $16,598 | $18,367 |
| HUNTINGTON BANCSHARES INCORPOR CMN | $7,609 | $5,753 |
| IHS MARKIT LTD CMN | $7,889 | $7,963 |
| INCYTE CORPORATION CMN | $7,181 | $5,278 |
| INGERSOLL-RAND PLC CMN | $9,308 | $9,944 |
| INTEL CORPORATION CMN | $75,997 | $100,759 |
| INTERNATIONAL PAPER CO. CMN | $10,680 | $8,032 |
| INTERPUBLIC GROUP COS CMN | $3,711 | $3,693 |
| INTL BUSINESS MACHINES CORP CMN | $61,946 | $48,992 |
| INTL.FLAVORS & FRAGRANCE CMN | $6,032 | $5,940 |
| INVESCO LTD. CMN | $8,826 | $4,604 |
| IRON MOUNTAIN INCORPORATED CMN | $5,289 | $4,557 |
| ISHARES RUSSELL 2000 ETF | $2,177,924 | $2,069,826 |
| ISHARES TRUST-ISHARES CURRENCY HEDGED MSCI EAFE ETF | $1,107,344 | $1,152,934 |
| J. M. SMUCKER COMPANY (THE) CMN | $5,343 | $4,768 |
| JOHNSON & JOHNSON CMN | $166,101 | $161,958 |
| JOHNSON CONTROLS INTERNATIONAL CMN | $17,222 | $12,929 |
| JPMORGAN CHASE & CO CMN | $143,479 | $153,849 |
| JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED W BUF | $680,000 | $615,808 |
| JPMORGAN CHASE & CO. LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 2033.83 STRUC | $155,000 | $137,144 |
| JPMORGAN CHASE & CO. LINKED TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCT | $95,000 | $89,452 |
| JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX UPSIDE LEVERED CAPPED W BUFFER | $500,000 | $479,550 |
| KELLOGG COMPANY CMN | $8,189 | $7,126 |
| KEYCORP CMN | $8,592 | $7,301 |
| KIMBERLY-CLARK CORPORATION CMN | $20,151 | $18,849 |
| KIMCO REALTY CORPORATION CMN | $4,522 | $3,523 |
| KLA-TENCOR CORPORATION CMN | $6,746 | $6,354 |
| KOHL'S CORP (WISCONSIN) CMN | $3,103 | $5,175 |
| L BRANDS, INC. CMN | $4,370 | $2,798 |
| LAM RESEARCH CORPORATION CMN | $12,817 | $10,349 |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES MUTUAL FUND CLASS INS | $260,055 | $211,985 |
| LINCOLN NATL.CORP.INC. CMN | $7,550 | $5,695 |
| LINDE PLC CMN | $40,701 | $39,478 |
| LOWES COMPANIES INC CMN | $28,366 | $35,189 |
| MACERICH COMPANY CMN | $2,640 | $2,207 |
| MACY'S INC. CMN | $3,490 | $4,433 |
| MARATHON PETROLEUM CORPORATION CMN | $17,546 | $18,588 |
| MARRIOTT INTERNATIONAL, INC CMN CLASS A | $13,984 | $14,656 |
| MARSH & MCLENNAN CO INC CMN | $18,037 | $18,422 |
| MATTEL, INC. CMN | $2,546 | $1,538 |
| MC DONALDS CORP CMN | $57,755 | $64,103 |
| MCCORMICK & CO NON VTG SHRS CMN | $5,354 | $7,550 |
| MCKESSON CORPORATION CMN | $14,035 | $10,421 |
| MEDTRONIC PUBLIC LIMITED COMPA CMN | $51,209 | $57,831 |
| MERCK & CO., INC. CMN | $79,206 | $95,507 |
| METLIFE, INC. CMN | $22,480 | $19,709 |
| METTLER-TOLEDO INTL CMN | $6,885 | $6,221 |
| MGM RESORTS INTERNATIONAL CMN | $7,742 | $5,822 |
| MICROCHIP TECHNOLOGY INCORPORA CMN | $8,814 | $7,264 |
| MICRON TECHNOLOGY, INC. CMN | $19,832 | $17,134 |
| MICROSOFT CORPORATION CMN | $272,316 | $363,925 |
| MOHAWK INDUSTRIES INC COMMON STOCK | $7,461 | $3,509 |
| MOLSON COORS BREWING CO CMN CLASS B | $7,575 | $4,774 |
| MONDELEZ INTERNATIONAL, INC. CMN | $28,384 | $28,082 |
| MOODY'S CORPORATION CMN | $11,782 | $12,043 |
| MORGAN STANLEY CMN | $32,967 | $28,508 |
| MORGAN STANLEY LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DUE | $175,000 | $151,393 |
| MOSAIC COMPANY (THE) CMN | $3,357 | $4,907 |
| MOTOROLA SOLUTIONS INC CMN | $6,378 | $8,208 |
| NASDAQ INC. CMN | $4,500 | $4,813 |
| NEWELL BRANDS INC CMN | $8,287 | $3,495 |
| NEWMONT GOLDCORP CORP CMN | $9,371 | $8,524 |
| NEWS CORPORATION CMN CLASS A | $2,555 | $2,122 |
| NEWS CORPORATION CMN CLASS B | $1,013 | $728 |
| NEXTERA ENERGY, INC. CMN | $32,864 | $37,893 |
| NIELSEN HLDGS PLC CMN | $6,368 | $3,873 |
| NIKE CLASS-B CMN CLASS B | $32,170 | $44,839 |
| NISOURCE INC. CMN | $4,371 | $4,259 |
| NORDSTROM, INC. CMN | $2,454 | $2,564 |
| NORFOLK SOUTHERN CORP CMN | $15,547 | $19,291 |
| NORTHERN TRUST CORP CMN | $11,582 | $10,770 |
| NORWEGIAN CRUISE LINE HLDG LTD CMN | $5,238 | $3,985 |
| NRG ENERGY, INC. CMN | $3,471 | $5,544 |
| NVIDIA CORPORATION CMN | $49,450 | $37,914 |
| OMNICOM GROUP CMN | $7,671 | $7,975 |
| ONEOK INC CMN | $10,114 | $10,089 |
| ORACLE CORPORATION CMN | $66,485 | $59,733 |
| PEPSICO, INC. CMN | $76,694 | $73,975 |
| PERRIGO CO PLC CMN | $4,692 | $2,325 |
| PFIZER INC. CMN | $119,856 | $118,728 |
| PHILLIPS 66 CMN | $16,846 | $17,058 |
| PIMCO INCOME FUND INSTITUTIONAL | $1,273,090 | $1,238,394 |
| PINNACLE WEST CAPITAL CORP CMN | $4,589 | $4,345 |
| PNC FINANCIAL SERVICES GROUP, CMN | $27,212 | $25,369 |
| PPG INDUSTRIES, INC. CMN | $11,684 | $11,450 |
| PRINCIPAL FINANCIAL GROUP, INC CMN | $7,780 | $5,521 |
| PROCTER & GAMBLE COMPANY (THE) CMN | $107,507 | $107,363 |
| PROLOGIS INC CMN | $19,257 | $17,675 |
| PRUDENTIAL FINANCIAL INC CMN | $20,796 | $16,636 |
| PUBLIC-SVC ENTERPRISE GROUP HOLDING CO | $10,867 | $12,076 |
| PVH CORP CMN | $4,736 | $3,532 |
| QUALCOMM INC CMN | $34,238 | $37,276 |
| QUEST DIAGNOSTICS INCORPORATED CMN | $6,393 | $4,913 |
| RALPH LAUREN CORP CMN CLASS A | $2,197 | $2,602 |
| REGENCY CENTERS CORPORATION CMN | $5,066 | $4,636 |
| REGENERON PHARMACEUTICAL INC CMN | $17,701 | $13,446 |
| REGIONS FINANCIAL CORPORATION CMN | $8,885 | $6,179 |
| REPUBLIC SERVICES INC CMN | $6,292 | $6,957 |
| ROCKWELL AUTOMATION INC CMN | $9,749 | $8,878 |
| ROSS STORES,INC CMN | $10,157 | $14,394 |
| ROYAL BANK OF CANADA LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA, 33.99 S | $94,000 | $92,853 |
| ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 | $9,861 | $7,781 |
| S&P GLOBAL INC. CMN | $19,329 | $21,073 |
| SALESFORCE.COM, INC CMN | $36,744 | $48,761 |
| SCHLUMBERGER LTD CMN | $40,770 | $23,555 |
| SEAGATE TECHNOLOGY PLC CMN | $3,910 | $4,848 |
| SEMPRA ENERGY CMN | $14,411 | $13,417 |
| SIMON PROPERTY GROUP INC CMN | $23,505 | $25,199 |
| SL GREEN REALTY CORP CMN | $4,434 | $3,677 |
| SOCIETE GENERALE LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DU | $132,000 | $124,806 |
| SOCIETE GENERALE LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOT | $363,000 | $362,964 |
| SOCIETE GENERALE LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCTURED N | $92,000 | $85,293 |
| SOUTHWEST AIRLINES CO CMN | $12,566 | $11,240 |
| SPDR S&P 500 ETF TRUST | $1,339,346 | $1,535,028 |
| STANLEY BLACK & DECKER, INC. CMN | $10,323 | $8,621 |
| STARBUCKS CORP. CMN | $34,838 | $40,894 |
| STATE STREET CORPORATION (NEW) CMN | $18,461 | $12,708 |
| SUNTRUST BANKS INC CMN | $11,275 | $10,239 |
| SYMANTEC CORPORATION CMN | $8,583 | $5,480 |
| T. ROWE PRICE GROUP, INC. CMN | $11,022 | $12,002 |
| TAPESTRY, INC. CMN | $5,683 | $4,489 |
| TARGET CORPORATION CMN | $13,626 | $16,390 |
| TE CONNECTIVITY LTD CMN | $12,974 | $12,252 |
| TECHNIPFMC PLC CMN | $5,063 | $3,838 |
| TEXAS INSTRUMENTS INC. CMN | $37,505 | $42,431 |
| THE BANK OF NOVA SCOTIA LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 2089.16 ST | $150,000 | $126,885 |
| THE BANK OF NY MELLON CORP CMN | $26,194 | $23,582 |
| THE GOODYEAR TIRE & RUBBER CO. CMN | $3,545 | $2,388 |
| THE HERSHEY COMPANY CMN | $7,177 | $7,395 |
| THE HOME DEPOT, INC. CMN | $80,665 | $91,924 |
| THE TRAVELERS COMPANIES, INC CMN | $15,027 | $14,849 |
| THERMO FISHER SCIENTIFIC INC CMN | $35,521 | $42,104 |
| TIFFANY & CO CMN | $4,690 | $3,972 |
| TJX COMPANIES INC (NEW) CMN | $21,126 | $26,039 |
| TORONTO DOMINION BANK LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2644.69 | $371,000 | $360,464 |
| TORONTO DOMINION BANK LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA, 46.42 | $105,000 | $92,432 |
| TRACTOR SUPPLY COMPANY CMN | $4,863 | $4,506 |
| TRIPADVISOR, INC. CMN | $2,440 | $2,589 |
| TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A | $21,723 | $23,579 |
| TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B | $9,656 | $10,512 |
| U.S. BANCORP CMN | $36,387 | $32,710 |
| UBS AG LINKED TO BASKET OF INDICES UPSIDE LEVERED NO CAP W BUFFER STRUCTURED | $475,000 | $442,938 |
| UBS AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2748.23 STRUCTURED NOTE | $360,000 | $336,852 |
| UNION PACIFIC CORP. CMN | $36,329 | $47,689 |
| UNITED CONTINENTAL HOLDING INC CMN | $6,537 | $9,210 |
| UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK | $37,822 | $32,282 |
| UNITED RENTALS, INC. CMN | $4,712 | $4,101 |
| UNITEDHEALTH GROUP INCORPORATE CMN | $90,721 | $112,353 |
| UNUM GROUP CMN | $5,046 | $3,114 |
| VALERO ENERGY CORPORATION CMN | $13,655 | $14,994 |
| VANGUARD SHORT-TERM INFLATION PROTECTED SECURITIES INDEX FD ETF | $1,040,956 | $1,014,323 |
| VARIAN MEDICAL SYSTEMS INC CMN | $4,563 | $4,759 |
| VENTAS, INC. CMN | $11,631 | $10,273 |
| VERIZON COMMUNICATIONS, INC. CMN | $93,073 | $108,673 |
| VF CORP CMN | $9,679 | $10,772 |
| VIACOM INC CMN CLASS B | $5,180 | $4,144 |
| VISA INC. CMN CLASS A | $86,979 | $110,038 |
| W.W. GRAINGER INC CMN | $3,414 | $5,930 |
| WALMART INC CMN | $52,367 | $62,569 |
| WALT DISNEY COMPANY (THE) CMN | $70,736 | $77,260 |
| WASTE MANAGEMENT INC CMN | $14,360 | $16,463 |
| WEC ENERGY GROUP, INC. CMN | $9,476 | $10,043 |
| WELLS FARGO & CO (NEW) CMN | $103,201 | $92,989 |
| WELLS FARGO & COMPANY LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURE | $101,000 | $104,323 |
| WELLTOWER INC. CMN | $12,778 | $12,286 |
| WESTROCK COMPANY CMN | $7,052 | $4,682 |
| WEYERHAEUSER COMPANY CMN | $11,117 | $7,476 |
| WHIRLPOOL CORP. CMN | $5,664 | $3,527 |
| WILLIS TOWERS WATSON PLC CMN | $8,789 | $8,988 |
| WYNN RESORTS, LIMITED CMN | $6,319 | $4,451 |
| XCEL ENERGY INC. CMN | $11,670 | $11,668 |
| XEROX CORPORATION CMN | $3,001 | $1,861 |
| XYLEM INC. CMN | $4,842 | $5,204 |
| YUM BRANDS, INC. CMN | $11,293 | $13,512 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (12 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BROAD STREET REAL ESTATE CREDIT PARTNER III OFFSHORE LP | AT COST | $44,442 | $43,750 |
| BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P. | AT COST | $8,782 | $68,177 |
| DISTRESSED MANAGERS IV OFFSHORE LP (II, C, G) | AT COST | $0 | $207,079 |
| GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. / GSCP VINSTITUTIONAL AIV, L.P. | AT COST | $0 | $9,367 |
| HEDGE FUND MANAGERS (DIVERSIFIED) (IRELAND) TRANCHE B SERIES 1 | AT COST | $1,495 | $94,630 |
| HEDGE FUND OPPORTUNITIES LTD CLASS A SERIES 1 (II) | AT COST | $1,500,000 | $1,438,642 |
| PRIVATE EQUITY MANAGERS (IMPACT 2018) OFFSHORE LP (II, C) | AT COST | $143,377 | $134,804 |
| PRIVATE EQUITY MANAGERS (2017) OFFSHORE SCSP | AT COST | $130,166 | $150,523 |
| PRIVATE EQUITY MANAGERS (IMPACT) OFFSHORE LP | AT COST | $450,269 | $449,846 |
| U.S. REAL PROPERTY INCOME FUND, L.P. | AT COST | $435,608 | $599,860 |
| VINTAGE VI OFFSHORE HOLDINGS LP | AT COST | $144,843 | $658,905 |
| VINTAGE VII OFFSHORE HOLDINGS LP | AT COST | $250,582 | $301,245 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $194 | $0 | $194 |
| OTHER INVESTMENT EXPENSES | $91,610 | $91,610 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $175,901 | $175,901 | $0 |
| OTHER CONSULTING | $5,000 | $0 | $5,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ESTIMATED INVESTMENT INCOME TAX | CategoryTxt |
| Amt | $38,500 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |