THE WALLACE RESEARCH FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- THE WALLACE RESEARCH FOUNDATION (EIN 42-6540579)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-09-16
- IRS object ID
- 201902599349100800
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-09-16T09:17:36-05:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST STREET SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 426540579 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WALLACE RESEARCH FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O RSM US LLP ATTN CARLEY UMSTEAD | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WALL | BusinessNameControlTxt |
| Phone | 3192985333 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST ST SE NO 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY D WALLACE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3192985333 | PhoneNum |
| Signature | 2019-09-03 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CARLEY UMSTEAD | PreparerPersonNm |
| PTIN | P00982177 | PTIN |
| Phone | 7136253500 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 66.98.98.129 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-09-03 | IPDt |
| IP Tm | 12:40:06 | IPTm |
| IP Timezone | CD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | CFDCB964B1DF4C9A9DAAC3B1488004CEFEDD9B1E | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $80,685,625 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $323 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,908,271 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,908,271 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $5,782,463 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $18,810,404 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $5,782,463 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $7,691,057 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $7,690,734 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $60,088 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $20,163 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $39,925 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $430,342 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $430,342 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $142,783 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $29,783 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $628 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $596 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $633,841 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $480,884 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $39,925 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,025,108 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,025,108 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,658,949 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $480,884 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,065,033 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $3,032,108 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $7,209,850 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $3,324,988 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $7,345,245 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $7,345,245 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $32,897,157 | CorporateStockBOYAmt |
| Corporate Stock EOY | $33,873,241 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $46,499,386 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,948,826 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,862,449 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,691,273 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $26,570,229 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $24,698,106 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $23,135,808 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $19,646 | OtherAssetsBOYAmt |
| Other Assets EOY | $13,913 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $13,913 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $66,760,846 | TotalAssetsBOYAmt |
| Total Assets EOY | $69,792,954 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $80,685,625 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $66,760,846 | RetainedEarningBOYAmt |
| Retained Earning EOY | $69,792,954 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $66,760,846 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $69,792,954 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $66,760,846 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $69,792,954 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $66,760,846 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $3,032,108 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $69,792,954 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $69,792,954 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $17,438,022 | $11,888,383 | $5,549,639 | $5,549,639 |
| PUBLICLY TRADED SECURITIES | P | $1,110,435 | $1,139,558 | -$29,123 | -$29,123 |
| CAPITAL GAINS DIVIDENDS | P | $261,947 | $261,947 | $261,947 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $5,782,463 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,955,255 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $84,086,779 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.047038 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $4,056,637 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $77,301,079 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.052478 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,929,636 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $81,834,914 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.048019 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,296,223 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $81,700,907 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.040345 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,922,773 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $77,636,385 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.037647 | DistributionYr5Rt |
| Total Distribution | 0.225527 | TotalDistributionRt |
| Average Distribution | 0.045105 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $86,766,667 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,913,611 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $72,099 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,985,710 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,065,033 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $72,099 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $72,099 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $72,099 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $118,989 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $118,989 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $46,890 | OverpaymentAmt |
| Applied To ES Tax | $46,890 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CARLEY UMSTEAD | IndividualWithBooksNm |
| Phone | 3192985333 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST STREET SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY D WALLACE | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | PRESIDENT & SECRETARY | 5.00 | $0 | $0 | $0 |
| LINDA WALLACE-GRAY | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | VP & TREASURER | 20.00 | $0 | $0 | $0 |
| MARSHALL GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| ALEX GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| EAGLE CAPITAL MANAGEMENT | |||||
| 499 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT MGMT | $192,861 |
| MORGAN STANLEY SMITH BARNEY | |||||
| 370 17TH STREET STE 2800 | DENVER | CO | 80202 | INVESTMENT CONSULT'G | $192,148 |
| RSM US LLP | |||||
| 201 FIRST ST SE | CEDAR RAPIDS | IA | 52401 | GRANT ADMIN/ACCT'G | $60,088 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $82,745,396 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $5,342,591 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $88,087,987 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $88,087,987 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,321,320 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $86,766,667 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,338,333 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,338,333 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $72,099 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $72,099 | TotalTaxAmt |
| Distributable Before Adj | $4,266,234 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,266,234 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,266,234 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,065,033 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,065,033 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $72,099 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,992,934 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,266,234 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $3,972,385 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,065,033 | QualifyingDistributionsAmt |
| Applied To Year1 | $3,972,385 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $92,648 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $4,173,586 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (37 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ANIMAL FRIENDS OF THE VALLEYS | ||||||||
| 33571 MISSION TRAIL | WILDOMAR | CA | 92595 | NONE | PC | VETERINARY OUTREACH PROGRAMS IN AND AROUND THE WILDOMAR, CALIFORNIA AREA ($15,000), IN BELIZE ($80,000), AND IN COSTA RICA ($55,000) | $150,000 | |
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | CONTINUED PUBLIC OUTREACH, SITE PROTECTION AND RESEARCH IN REGARDS TO THE GILA RIVER WATERSHED | $200,000 | |
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | CONTRIBUTE TO BUILDING THE CORE ENDOWMENT FUND | $600,000 | |
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | THE PURCHASE OF A 40-ACRE PARCEL IN MARICOPA COUNTY FOR PRESERVATION | $35,000 | |
| ARIZONA GREYHOUND AND ANIMAL RESCUE FUND | ||||||||
| 8987 E TANQUE VERDE RD PMB 309-153 | TUCSON | AZ | 85749 | NONE | PC | USED TO ASSIST WITH COSTS ASSOCIATED WITH THE PURCHASE OF LAND AND CONSTRUCTION OF SOL DOG LODGE AND TRAINING CENTER | $60,000 | |
| ARIZONA STATE UNIVERSITY | ||||||||
| PO BOX 876011 | TEMPE | AZ | 85287 | NONE | PC | SUPPORT COLLECTION OF DATA ABOUT LONG-DISTANCE TRADE IN PREHISPANIC TIMES BETWEEN PEOPLES OF THE US SOUTHWEST AND MEXICO | $30,000 | |
| AT STILL UNIVERSITY OF HEALTH SCIENCES | ||||||||
| 800 W JEFFERSON STREET | KIRKSVILLE | MO | 63501 | NONE | PC | SUPPORT EXPENSES RELATED TO FINALIZING AND ELECTRONICALLY PUBLISHING "INTRODUCTION TO THE FUNCTIONAL PATHOLOGY OF THE MUSCULOSKELETAL SYSTEM" | $25,000 | |
| BROOKFIELD CRAFT CENTER INC | ||||||||
| PO BOX 122 | BROOKFIELD | CT | 06804 | NONE | PC | RECRUITMENT AND RETENTION OF AN ARTIST IN RESIDENCE/EDUCATION DIRECTOR POSITION TO HELP DEVELOP AND EXPAND THE COURSE CURRICULUM AND ADDITIONAL FUNDS WILL BE USED TO SUPPORT INFRASTRUCTURE IMPROVEMENTS TO HISTORIC BUILDINGS AND EQUIPMENT | $100,000 | |
| CENTER FOR CLIMATE PROTECTION | ||||||||
| PO BOX 3785 | SANTA ROSA | CA | 95402 | NONE | PC | USED TO PLAN, IMPLEMENT, AND EVALUATE THE EXPANSION OF THE CLIMATE ACTION FELLOWSHIP | $75,000 | |
| COMMUNITY FOOD BANK INC | ||||||||
| 3003 S COUNTRY CLUB RD | TUCSON | AZ | 85713 | NONE | PC | SUPPORT PHASE I OF THE CARIDAD COMMUNITY KITCHEN SOLAR SYSTEM INSTALLATION PROJECT | $81,000 | |
| CONQUER CHIARI | ||||||||
| 320 OSPREY CT | WEXFORD | PA | 15090 | NONE | PC | SUPPORT THE RESEARCH PROJECT, "MORPHOMETRIC ANALYSES TO ANSWER CLINICAL AND ETIOLOGICAL QUESTIONS ABOUT CM1" | $49,990 | |
| CORAL RESTORATION FOUNDATION | ||||||||
| 89111 OVERSEAS HIGHWAY | TAVERNIER | FL | 33070 | NONE | PC | TO DEVELOP, DESIGN, AND IMPLEMENT THE FIRST PHASE OF A PLANNED REGISTRY DATABASE, UNDERWRITE A CONFERENCE FOR KEY SCIENTISTS AND RESTORATION PRACTITIONERS, AND GENERATE INTEREST AND FUNDING FOR GENETIC SEQUENCING IN THE CARIBBEAN | $100,000 | |
| CORAL RESTORATION FOUNDATION | ||||||||
| 89111 OVERSEAS HIGHWAY | TAVERNIER | FL | 33070 | NONE | PC | TO OUTPLANT 1,500 STAGHORN AND 1,500 ELKHORN CORALS AT CARYSFORT REEF | $40,000 | |
| DANCING CLASSROOMS INC | ||||||||
| 1350 AVENUE OF THE AMERICAS 2ND | NEW YORK | NY | 10019 | NONE | PC | TO UPGRADE TECHNOLOGY AND BOOST PROFESSIONAL DEVELOPMENT AND EDUCATIONAL OUTREACH | $68,460 | FLOOR |
| DRAPER | ||||||||
| LOCKBOX 3484 | BOSTON | MA | 02241 | NONE | PC | TO FUND SENSOR DEVELOPMENT TO ENABLE A WORLDWIDE PLASTIC PARTICLE POLLUTION INDEX | $130,000 | |
| HAWK MOUNTAIN SANCTUARY ASSOCIATION | ||||||||
| 1700 HAWK MOUNTAIN RD | KEMPTON | PA | 19529 | NONE | PC | STUDY THE MOVEMENT ECOLOGY OF TURKEY VULTURES IN ARIZONA | $44,500 | |
| HOLY CROSS MONASTERY | ||||||||
| PO BOX 99 | WEST PARK | NY | 12493 | NONE | PC | TO INCREASE ENDOWMENT FUNDS TO ENABLE CAPACITY FOR CURRENT MINISTRY AND EXPANSION OF MINISTRY | $250,000 | |
| MASSACHUSETTS AUDUBON SOCIETY | ||||||||
| 208 S GREAT RD | LINCOLN | MA | 01773 | NONE | PC | ENHANCE WILDLIFE CONSERVATION EFFORTS IN BELIZE | $137,000 | |
| RURAL & MIGRANT MINISTRY INC | ||||||||
| PO BOX 4757 | POUGHKEEPSIE | NY | 12602 | NONE | PC | SUPPORT THE COSTS OF A DEVELOPMENT COORDINATOR | $86,000 | |
| SAFINA CENTER | ||||||||
| 80 NORTH COUNTRY ROAD | SETAUKET | NY | 11733 | NONE | PC | DEEPEN UNDERSTANDING ABOUT THE HUMAN RELATIONSHIP WITH THE LIVING WORLD, ESPECIALLY OCEAN ISSUES AND POTENTIAL SOLUTIONS BY FUNDING 6 FELLOWSHIPS | $105,000 | |
| SARSEF | ||||||||
| 3247 N CHRISTMAS AVE | TUCSON | AZ | 85716 | NONE | PC | DEVELOP CRITICAL THINKING SKILLS IN STUDENTS IN ARIZONA SCHOOLS BASED ON DATA AND LEARNING HOW TO FORM CONCLUSIONS BASED ON EVIDENCE | $50,000 | |
| THE NATURE CONSERVANCY - ALASKA | ||||||||
| 715 L ST STE 100 | ANCHORAGE | AK | 99501 | NONE | PC | CONDUCT WILDLIFE THINNING AND STREAM RESTORATION ACTIVITIES IN SOUTHEAST ALASKA | $72,000 | |
| THE NATURE CONSERVANCY - ARIZONA | ||||||||
| 1510 E FORT LOWELL RD | TUCSON | AZ | 85719 | NONE | PC | FUND CAPITAL EXPENSES, FIELD SUPPLIES, AND IMPROVEMENTS FOR THE ARIZONA CHAPTER | $81,000 | |
| THE NATURE CONSERVANCY - ARIZONA | ||||||||
| 1510 E FORT LOWELL RD | TUCSON | AZ | 85719 | NONE | PC | FUND CAPITAL EXPENSES, FIELD SUPPLIES, AND IMPROVEMENTS AND EXPENSES FOR THE ARIZONA CHAPTER | $43,500 | |
| THE NATURE CONSERVANCY - TENNESSEE | ||||||||
| 210 25TH AVENUE NORTH STE 810 | NASHVILLE | TN | 37203 | NONE | PC | SUPPORT CAVE AND BAT CONSERVATION, PROTECTION, AND RESEARCH | $70,000 | |
| THERAPEUTIC RANCH FOR ANIMALS AND KIDS | ||||||||
| 3250 E ALLEN ROAD | TUCSON | AZ | 85718 | NONE | PC | FOR ANIMAL ASSISTED LIFE SKILLS AND ACTIVITIES PROGRAM | $20,000 | |
| TOHONO CHUL PARK | ||||||||
| 7366 N PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | SUPPORT TOHONO CHULS GARDENS, FACILITIES, AND CONSERVATION EDUCATION PROGRAMS | $125,000 | |
| TUCSON BOTANICAL GARDENS | ||||||||
| 2150 N ALVERNON WAY | TUCSON | AZ | 85712 | NONE | PC | REPAIR A WATER MAIN PIPE AND HELP WITH RENOVATING THE CHILDRENS DISCOVERY GARDEN | $9,000 | |
| TUCSON BOTANICAL GARDENS | ||||||||
| 2150 N ALVERNON WAY | TUCSON | AZ | 85712 | NONE | PC | PROVIDE ADDITIONAL SECURITY AROUND A RARE PLANT EXHIBIT AND TO SUPPORT HORTICULTURE AND EXHIBITION PROGRAMMING | $75,000 | |
| UNIVERSITY OF ARIZONA | ||||||||
| 1303 E UNIVERSITY BLVD BOX 3 | TUCSON | AZ | 85719 | NONE | PC | FOR FUNDING RESEARCH ON THE LONG-TERM EFFECTS OF URBAN DEVELOPMENT ON REPTILES | $30,000 | |
| UNIVERSITY OF ARIZONA | ||||||||
| 1303 E UNIVERSITY BLVD BOX 3 | TUCSON | AZ | 85719 | NONE | PC | FUNDING THE RESEARCH PROJECT, "A GENETIC APPROACH TO THE SOLUTION OF HYPERMOBILE EHLERS DANLOS SYNDROME" | $299,266 | |
| URBANPROMISE INTERNATIONAL INC | ||||||||
| PO BOX 156 | PENNSAUKEN | NJ | 08110 | NONE | PC | FUND AND EXPAND EXPERIENTIAL LEARNING PROGRAMS FOR INNER CITY YOUTH AND ASSIST IN INITIATING NEW URBANPROMISE SITES IN NEW CITIES | $150,000 | |
| WILD SALMON CENTER | ||||||||
| 721 NW 9TH AVENUE SUITE 300 | PORTLAND | OR | 97209 | NONE | PC | TO SUPPORT THE COLD WATER CONNECTION CAMPAIGN TO ENGINEER AND CORRECT PRIORITY FISH PASSAGE BARRIERS IN AN EFFORT TO RECONNECT 150 RIVER MILES | $150,000 | |
| WILDCOAST | ||||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | SUPPORT CONSERVATION OF COASTAL AND MARINE ECOSYSTEMS AND WILDLIFE ON MEXICOS PACIFIC COAST | $80,000 | |
| WILDLIFE ALLIANCE INC | ||||||||
| 1441 BROADWAY FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | SUPPORT THE LAW ENFORCEMENT AND RESCUE OPERATIONS OF THE WILDLIFE RAPID RESCUE TEAM | $90,000 | |
| YALE UNIVERSITY | ||||||||
| PO BOX 1873 | NEW HAVEN | CT | 06508 | NONE | PC | CONTINUE TO FUND A RESEARCH PROGRAM STARTED IN 2016 TO ADVANCE THE PRACTICE OF ACADEMIC INTEGRATIVE MEDICINE | $99,461 | |
| YALE UNIVERSITY | ||||||||
| PO BOX 1873 | NEW HAVEN | CT | 06508 | NONE | PC | FUND TWO INVESTIGATIONS CENTERED ON THE CLINICAL AND BIOCHEMICAL EFFECTS OF REPEATED DOSING OF PSILOCYBIN IN MIGRAINE HEADACHES AND THE CLINICAL AND NEUROPLASTIC EFFECTS OF DMT IN MAJOR DEPRESSION | $213,931 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,025,108 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,908,271 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $5,782,463 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $7,690,734 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $7,690,734 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $60,088 | Amt |
| Net Investment Income | $20,163 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $39,925 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (42 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMEGEN INC | $254,948 | $251,159 |
| JP MORGAN CHASE & CO | $261,297 | $257,283 |
| GENERAL MILLS INC | $254,279 | $247,990 |
| CVS HEALTH CORP | $257,072 | $248,285 |
| HARLEY-DAVIDSON INC | $255,030 | $238,853 |
| CELGENE CORP | $253,325 | $240,665 |
| GMAC CAP TRUST I 8.125% TO 2/1/16 FLOATS AFTER | $132,363 | $132,555 |
| CITIGROUP CAPT XIII 7.875% FIX ED 10/30/15 FLOATS AFTER | $39,444 | $40,226 |
| HARTFORD FINL SVC GRP 7.875% TO 4/15/22 FLOATS AFTER | $46,364 | $41,654 |
| REINSURANCE GROUP AMERICA INC | $63,472 | $56,895 |
| APOLLO INVESTMENT CORP 6.875% | $31,738 | $30,789 |
| QWEST CORP 6.875% | $68,863 | $53,271 |
| AMTRUST FINANCIAL SERVICES INC 7.50% | $21,880 | $17,330 |
| QWEST CORP 6.625% | $23,504 | $18,077 |
| AMERICAN FINANCIAL GROUP | $10,526 | $10,143 |
| TELEPHONE & DATA SYSTEMS | $62,743 | $58,224 |
| UNITED STATE CELLULAR CORP 7.25% | $9,496 | $8,643 |
| UNITED STATES CELLULAR CORP 7.25% | $20,143 | $19,030 |
| ASSURED GUARNITY MUNI HLDGS INC NT MTY | $31,585 | $31,601 |
| ANHEUSER-BUSCH INBEV FIN | $255,180 | $243,088 |
| BANK OF AMERICA CORP | $234,642 | $228,067 |
| PACKAGING CORP OF AMERICA | $229,025 | $221,099 |
| ALLSTATE CORP 5.1 FIXED TO 01/23 THEN FLOATS | $60,483 | $55,237 |
| EBAY INC 6 | $40,878 | $40,997 |
| BERKLEY CORP | $20,575 | $18,686 |
| WR BERKLEY CORP | $9,668 | $8,654 |
| REINSURANCE GRP OF AMERICA | $96,031 | $85,887 |
| TORCHMARK CORP | $21,818 | $21,754 |
| WESTERN ALLIANCE BANCORPORATION 6.25 | $20,506 | $20,545 |
| QWEST CORP 6.5 | $71,395 | $54,365 |
| NUSTAR LOGISTICS LP 7.625% | $21,271 | $19,668 |
| GLOBAL INDEMNITY LIMITED 7.875% | $30,076 | $29,159 |
| STIFEL FINANCIAL CORP 5.2% | $10,454 | $8,557 |
| AMTRUST FINANCIAL SERVICES INC 7.25% | $11,116 | $8,420 |
| AT&T INC 5.35% | $31,790 | $30,217 |
| ENBRIDGE INC 6.375% | $62,504 | $58,285 |
| DUKE ENERGY CORP 5.625% | $10,569 | $10,067 |
| CMS ENERGY CORP 5.875% | $10,631 | $10,298 |
| ALGONQUIN POWER & UTILITIES CORP 6.875% | $10,336 | $10,238 |
| STATE BANK IND NEW YORK CITY NY CD | $250,000 | $250,013 |
| CITIBANK | $245,000 | $245,370 |
| PRUDENTIAL FINANCIAL INC 5.625% | $10,429 | $9,929 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (134 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AERCAP HOLDINGS NV | $329,261 | $250,470 |
| FIRST TR EXCHANGE TRADED FD VI | $690,424 | $623,408 |
| FIRST TRUST AMEX BIOTECH | $1,327,708 | $2,021,976 |
| SPDR S&P DIVIDEND | $2,820,220 | $3,759,840 |
| SPDR S&P MIDCAP 400 ETF TRUST | $2,119,110 | $5,538,861 |
| VANGUARD HEALTH CARE ETF | $2,432,482 | $3,944,175 |
| VANGUARD RUSSELL 1000 | $2,970,541 | $4,004,305 |
| AEGON NV 6.3750% SERIES | $40,954 | $40,231 |
| AEGON NV SERIES 1 | $19,546 | $16,240 |
| ALLSTATE CORP 6.625%-E | $27,524 | $25,572 |
| ALLSTATE CORP DEP SHS 1/1000 | $10,797 | $10,120 |
| ASPEN INSURANCE HLDG LTD | $41,847 | $36,661 |
| BANK OF AMERICA CORP 6.5%-Y | $43,295 | $41,496 |
| BANK OF AMERICAN 6.625%-W | $41,845 | $41,594 |
| BK OF AMERICA CO 5.875% | $10,567 | $10,428 |
| CAPITAL ONE FINL CORP 6.70%-D | $55,058 | $52,348 |
| CHS INC | $84,088 | $77,329 |
| CHS INC | $85,278 | $76,341 |
| CITIGROUP INC 6.875%-K | $125,803 | $120,088 |
| CITIGRP INC 7.125% | $29,826 | $28,521 |
| DIGITAL REALITY TRUST 7.375%-H | $44,880 | $41,798 |
| F N B CORP FLA DEP SHS REPSTG | $40,095 | $37,080 |
| FIFTH THIRD BANCORP 6.625%-I | $61,590 | $58,958 |
| GOLDMAN SACHS GROUP PFD D | $30,908 | $26,338 |
| GOLDMAN SACHS GRP INC 5.50%-J | $41,828 | $38,889 |
| GOLDMAN SACHS GRP INC 6.375%-K | $73,682 | $71,323 |
| JP MORGAN CHASE & CO 6.1%-Y | $19,892 | $20,074 |
| JPMORGAN CHASE & CO 6.125%-T | $9,208 | $9,227 |
| MORGAN STANLEY 6.375%-I | $82,394 | $77,330 |
| MORGAN STANLEY 6.875%-F | $84,325 | $79,228 |
| MORGAN STANLEY 7.125%-E | $41,442 | $38,368 |
| MORGAN STANLEY SER-A | $17,344 | $16,628 |
| PARTNERRE LTD 7.25% | $84,517 | $78,265 |
| PNC FINL P 6.125% FLTS 5/01/22 | $104,138 | $98,713 |
| PUBLIC STORAGE 6% | $10,509 | $10,020 |
| REGIONS FINANCIAL CO 6.375%-B | $32,164 | $28,856 |
| STATE ST CO 5.90-D FXD-TO-FLT | $63,795 | $58,703 |
| SYNOVUS FIN CP 7.875 PFD | $10,501 | $9,880 |
| US BANCORP-F 6.5% FLTS 1/15/22 | $39,150 | $35,854 |
| US BANCORP - 5.5% | $10,508 | $10,370 |
| VALLEY NATL BANCORP SER-A | $20,249 | $18,912 |
| VEREIT INC PFD SER F | $56,673 | $54,300 |
| WELLS FARGO & COMPANY 6.625%-R | $160,661 | $149,691 |
| WINTRUST FINANCIAL CORP | $49,880 | $48,142 |
| ZIONS BANCORP 6.30% | $64,613 | $60,203 |
| HARTFORD FIN SER6.0% | $10,408 | $10,475 |
| ALPHABET INC CL C | $940,947 | $1,771,929 |
| AMAZON COM INC | $227,292 | $1,147,505 |
| AON PLC SHS CL-A | $206,578 | $611,820 |
| BARCLAY PLC ADR | $450,807 | $307,187 |
| BANK OF AMERICA CORP 6% | $20,625 | $20,708 |
| BERKSHIRE HATHAWAY CL-B NEW | $826,857 | $1,557,893 |
| CITIGROUP INC NEW | $1,193,938 | $1,158,179 |
| COMCAST CORP (NEW) CLASS A | $644,294 | $654,611 |
| DISH NETWORK CLASS A | $750,063 | $394,526 |
| ECOLAB INC | $158,184 | $491,265 |
| FACEBOOK INC CL-A | $630,754 | $524,360 |
| GCI LIBERTY INC CL A | $679,147 | $646,418 |
| GOLDMAN SACHS GRP INC | $802,477 | $846,275 |
| HILTON WORLDWIDE HLDGS INC | $225,772 | $244,120 |
| LIBERTY GLOBAL PLC CL C NEW | $351,268 | $727,271 |
| LIBERTY TRIPADVISOR HLDGS INC | $44,621 | $76,669 |
| MICROSOFT CORP | $442,359 | $1,599,829 |
| MOHAWK INDUSTRIES INC | $796,797 | $473,688 |
| MORGAN STANLEY | $416,232 | $478,774 |
| ORACLE CORP | $638,114 | $878,168 |
| TWENTY-FIRST CENTURY FOX CL B | $783,577 | $1,127,608 |
| UNITED PARCEL SER INC CL-B | $441,479 | $392,558 |
| UNITEDHEALTH GP INC | $127,669 | $1,079,437 |
| AMER HOMES 4 RENT 6.35 SER-E | $22,302 | $19,802 |
| AMERICAN HMS 4 RENT PFD D 6.5 | $10,880 | $9,684 |
| AMERICAN HOMES 4 RENT 6.25 | $10,550 | $9,377 |
| AMTRUST FINL SERV INC 6.95 S-F | $27,582 | $15,652 |
| ARCH CAP GROUP LTD 5.25 | $22,783 | $18,578 |
| ASPEN INSURANCE HOLDING 5.625 | $45,210 | $36,606 |
| BANK OF AMERICA CORP 6.2 CC | $67,530 | $66,292 |
| CHARLES SCHWAB CORP 5.95 D | $44,269 | $42,125 |
| CHS INC/RED PFD CL BS4 | $44,360 | $40,315 |
| CITIGROUP INC 6.3 | $19,892 | $19,992 |
| HUNTINGTON BANCSHARES 6.25 | $32,938 | $31,497 |
| JP MORGAN CHASE & CO 6.3 | $20,938 | $19,763 |
| KEYCORP 6.125 SER-E | $60,520 | $60,574 |
| KIMCO REALTY CORP 6% | $10,467 | $10,052 |
| PEOPLES UNITED FIN INC SER A | $74,547 | $63,654 |
| SANTANDER FINANCE PRF SA FLR | $19,348 | $16,523 |
| SCE TRUST IV 5.375 | $10,987 | $8,709 |
| SCE TRUST V 5.45 | $20,593 | $16,641 |
| STIFEL FINANCIAL CORP 6.25 | $20,385 | $19,059 |
| WELLS FARGO & CO 5.7 SER-2 | $10,795 | $9,901 |
| MARRIOTT INTL INC NEW CL A | $673,162 | $880,856 |
| FIRST TRUST WATER ETF (FIW) | $668,045 | $790,380 |
| VANGUARD TOTAL INTL STOCK ETF | $3,065,492 | $2,657,589 |
| MB FINANCIAL INC NEW SER C | $10,473 | $9,450 |
| AEGON NE 6.5000 SERIES | $20,757 | $19,807 |
| AGNC INVESTMENT CORP 7% | $10,377 | $10,567 |
| ANNALY CAP MGMNT 6.95% | $10,447 | $10,399 |
| ARCH CAP GROUP LTD 5.45% | $22,054 | $18,114 |
| CAPITAL ONE FINL CORP 6.20%-F | $10,496 | $9,881 |
| COLONY NORTHSTAR INC 7.125%-J | $28,924 | $21,420 |
| COLONY NORTHSTAR INC 8.75% | $10,398 | $8,978 |
| DIGITAL RLTY TR INC RED SER C | $14,106 | $14,273 |
| ENSTAR GROUP LTD 7% | $31,306 | $28,993 |
| FARMLAND PARTNERS INC 6% | $24,248 | $17,066 |
| GLOBAL NET LEASE INC PFD SER A | $6,217 | $6,219 |
| GOLDMAN SACHS GROUP INC 6.3% | $22,741 | $21,226 |
| INVESCO MTG CAP INC 7.75% | $10,416 | $10,404 |
| MORGAN STANLEY 5.85% | $20,397 | $19,545 |
| NATIONAL RETAIL PROP 5.70$ | $23,748 | $21,459 |
| NATIONAL STORAGE AFFILIA 6% | $10,392 | $9,339 |
| NEW YORK CMNTY BC INC SER A | $62,352 | $55,042 |
| NISOURCE INC 6.5% SER B | $20,352 | $20,483 |
| STATE STREET CORP 5.350% | $53,775 | $47,951 |
| TCF FINANCIAL CORPN 5.70 | $10,433 | $9,479 |
| TWO HARBORS INVESTM 7.625% | $10,423 | $10,201 |
| TWO HARBORS INVSTMNT C 7.25% | $20,631 | $19,703 |
| URSTADT BIDDLE PPTYS INC SER H | $6,256 | $5,827 |
| VALLEY NATL BANCRP 5.50% | $10,208 | $8,880 |
| WELLS FARGO & COMPANY 6% | $4,145 | $3,917 |
| WELLS FARGO 5.85-Q FIXD | $42,900 | $39,730 |
| GENERAL MTRS CO | $575,212 | $559,451 |
| TRIPADVISOR INC COM | $280,708 | $467,930 |
| WELLS FARGO & CO NEW | $1,030,286 | $898,790 |
| ALPHABET INC CL C | $5,271 | $7,249 |
| APPLE INC | $7,779 | $9,622 |
| BERKSHIRE HATHAWAY CL-B NEW | $658 | $2,654 |
| BOEING CO | $3,220 | $8,063 |
| CISCO SYS INC | $2,809 | $6,066 |
| CME GROUP INC | $1,084 | $3,386 |
| JP MORGAN CHASE & CO | $1,995 | $4,295 |
| MICROSOFT CORP | $2,046 | $9,751 |
| THERMO FISHER SCIENTIFIC | $552 | $3,804 |
| UNITEDHEALTH GP INC | $0 | $7,474 |
| JP MORGAN CHASE & CO. 5.75% | $10,567 | $10,588 |
| BRIGHTSPHERE INVT GROUP LLC NT | $47,128 | $39,862 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (18 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| JP MORGAN STRAT INC OPP SEL | AT COST | $2,933,731 | $2,800,479 |
| LOOMIS SAYLES STRATEGIX INC Y | AT COST | $4,219,161 | $3,554,639 |
| LORD ABBETT SHT DURATION INC F | AT COST | $4,486,608 | $4,163,830 |
| MAINSTAY HI YLD CORP BOND I | AT COST | $3,046,785 | $3,318,677 |
| MATTHEWS ASIA DIVIDEND INV | AT COST | $2,727,835 | $2,458,894 |
| ARTISAN FUNDS INC MID CAP VALUE FD INV SHS ARTQX | AT COST | $27,967 | $24,334 |
| ARTISAN FDS INC INTERNAITIONAL FUND INV ARTIX | AT COST | $28,206 | $34,995 |
| DIAMOND HILL LONG-SHORT FUND CL I DHLSX | AT COST | $41,793 | $57,974 |
| DODGE & COX INCOME FD DODIX | AT COST | $104,592 | $105,598 |
| HARRIS ASSOC INVT TR OAKMARK INTL FUND CL I OAKIX | AT COST | $25,114 | $34,725 |
| JPMORGAN MID CAP VALUE FUND CL I FLMVX | AT COST | $20,042 | $28,248 |
| ROYCE FUND PENNSYLVANIA MUTUAL FD INVESTMENT CL PENNX | AT COST | $49,182 | $42,542 |
| PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD RD INSTL CL PEBIX | AT COST | $15,091 | $13,430 |
| PRINICIPAL FUNDS INC PREFERRED SECURITIES INSTAL CLASS PPSIX | AT COST | $32,609 | $30,561 |
| TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL TGBAX | AT COST | $14,683 | $13,276 |
| TWEEDY BROWNE FD INC GLOBAL VALUE FD TBGVX | AT COST | $20,283 | $24,928 |
| VANGUARD GNMA FD CL I VFIIX | AT COST | $20,354 | $19,977 |
| FIRST EAGLE OVERSEAS 1 | AT COST | $6,884,070 | $6,408,701 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDEND RECEIVABLE | Desc |
| BOY Book Value | $19,646 | BOYBookValueAmt |
| EOY Book Value | $13,913 | EOYBookValueAmt |
| EOYFMV | $13,913 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BANK SERVICE CHARGES | Desc |
| Revenue And Expenses Per Books | $628 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $596 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| SB INVEST CONSULTING FEES | $192,148 | $192,148 | $0 |
| INVESTMENT MANAGEMENT FEES | $238,194 | $238,194 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $29,783 | $29,783 | $0 |
| EXCISE TAXES | $113,000 | $0 | $0 |