ARLENE AND MICHAEL ROSEN FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- ARLENE AND MICHAEL ROSEN FOUNDATION (EIN 47-3040686)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-09-26
- IRS object ID
- 201902699349100400
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-09-26T08:40:03-05:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 951777440 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GREEN HASSON & JANKS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10990 WILSHIRE BLVD 16TH FLOOR | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 900243929 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 473040686 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARLENE AND MICHAEL ROSEN FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ARLE | BusinessNameControlTxt |
| Phone | 8668885157 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 377 | AddressLine1Txt |
| City | TIBURON | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94920 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JASON SATTERFIELD | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 8668885157 | PhoneNum |
| Signature | 2019-09-24 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LIZBETH G NEVAREZ | PreparerPersonNm |
| PTIN | P01399868 | PTIN |
| Phone | 3108731600 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 38.186.35.254 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-09-24 | IPDt |
| IP Tm | 14:27:14 | IPTm |
| IP Timezone | PD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 1E5C2E37194314C3A47C760AEAFDC059525B6175 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $15,367,214 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,000,221 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $33 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $80,357 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $423,382 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $333,927 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $447,716 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $10,115,261 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $447,716 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $2,871,352 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $862,000 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $174,714 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $174,714 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $53,750 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $53,750 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $10,700 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $10,700 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $141,260 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $141,260 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $20,092 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $10,046 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $10,046 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $184,404 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $105,552 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $78,852 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $30,803 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,579 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $9,084 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $9,084 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $245 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $245 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $15,978 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $15,978 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $641,030 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $122,177 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $494,629 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $490,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $490,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,131,030 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $122,177 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $984,629 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,740,322 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $739,823 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $905,493 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $341,191 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $341,191 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $8,793,588 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,838,378 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,838,378 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,477,375 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,122,709 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,122,709 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $45,087 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $64,936 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $64,936 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $15,221,543 | TotalAssetsBOYAmt |
| Total Assets EOY | $15,367,214 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $15,367,214 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $1,067 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $708 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $1,067 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $708 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $15,220,476 | UnrestrictedBOYAmt |
| Unrestricted EOY | $15,366,506 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $15,220,476 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,366,506 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $15,221,543 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,367,214 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $15,220,476 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,740,322 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $16,960,798 | SubtotalAmt |
| Other Decreases | $1,594,292 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $15,366,506 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $10,095,668 | $9,667,545 | $428,123 | $428,123 | |
| CAPITAL GAINS DIVIDENDS | $19,593 | $19,593 | $19,593 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $447,716 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $779,824 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $9,538,524 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.081755 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $441,662 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,419,925 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.081489 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $21,209 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,709,483 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.012407 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $236,598 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,422,420 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.043633 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $268,005 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,879,762 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.054922 | DistributionYr5Rt |
| Total Distribution | 0.274206 | TotalDistributionRt |
| Average Distribution | 0.054841 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $16,563,779 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $908,374 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $7,398 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $915,772 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $984,629 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $7,398 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $7,398 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $7,398 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $24,532 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $24,532 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $17,134 | OverpaymentAmt |
| Applied To ES Tax | $17,134 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | Yes (1) | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | AMROSENFOUNDATION.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JASON SATTERFIELD | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8668885157 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 377 | AddressLine1Txt |
| City | TIBURON | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94920 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| TOBI TRAVIS | ||||||||
| PO BOX 377 | TIBURON | CA | 94920 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| SEAN HALEEN | ||||||||
| PO BOX 377 | TIBURON | CA | 94920 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| CARMEN SUAREZ | ||||||||
| PO BOX 377 | TIBURON | CA | 94920 | FORMER EXECUTIVE DIRECTOR | 35.00 | $111,667 | $5,732 | $0 |
| JASON SATTERFIELD | ||||||||
| PO BOX 377 | TIBURON | CA | 94920 | EXECUTIVE DIRECTOR | 40.00 | $54,570 | $2,745 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| JP MORGAN | |||||
| 2029 CENTURY PARK EAST 39TH FLOOR | LOS ANGELES | CA | 90067 | INVESTMENT MANAGMENT FEES | $100,450 |
| STEPHEN JACKSON | |||||
| 639 DIAMOND STREET | SAN FRANCISCO | CA | 94114 | CONSULTING | $75,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,361,454 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $454,565 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,816,019 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $16,816,019 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $252,240 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,563,779 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $828,189 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $828,189 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $7,398 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $7,398 | TotalTaxAmt |
| Distributable Before Adj | $820,791 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $820,791 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $820,791 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $984,629 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $984,629 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $7,398 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $977,231 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $820,791 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr2 | $112,576 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $357,292 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $469,868 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $984,629 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $820,791 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $163,838 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $633,706 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $633,706 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $112,576 | ExcessFromYear2Amt |
| Excess From Year1 | $357,292 | ExcessFromYear1Amt |
| Excess From Current Year | $163,838 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CARON FOUNDATION | |||||||
| PO BOX 150 | WERNERSVILLE | PA | 19565 | NONE | PC | SUPPORT FOR THE VETERANS HEALING THROUGH CONNECTION PROGRAM, WHICH PROVIDES ADDICTION TREATMENT SERVICES | $60,000 |
| JP MORGAN CHARITABLE GIVING FUND | |||||||
| 11455 CHANDLER BLVD | JENKINTOWN | PA | 19046 | NONE | PC | ADDICTION TREATMENT PURPOSE | $430,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $490,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $33 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $423,382 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $447,716 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $871,131 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $871,131 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AGR TRUST CO STAN RUBIN TRUSTEE (LOEB & LOEB) | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10100 SANTA MONICA BLVD SUITE 2200 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $2,000,221 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | DONATED SECURITIES | NoncashPropertyDesc |
| Fair Market Value | $2,000,221 | FairMarketValueAmt |
| Received | 2018-03-31 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $20,092 | Amt |
| Net Investment Income | $10,046 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,046 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (114 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 31,269 SIX CIRCLES ULTRA SHORT DURATION FUND | $311,755 | $311,755 |
| 1,367 ISHARES BARCLAYS TIPS BOND FUND | $149,700 | $149,700 |
| 23,069.75 DODGE & COX INCOME FD | $305,905 | $305,905 |
| 3,902 VANGUARD SHORT-TERM BOND ETF | $306,580 | $306,580 |
| 15,876.24 JPM UNCONSTRAINED DEBT - R6 | $150,189 | $150,189 |
| 45,447.25 DOUBLELINE TOTL RET BND - I | $473,560 | $473,560 |
| 18,063.31 PIMCO FD PAC INV MGMT SERIES | $149,564 | $149,564 |
| 14,181.52 PIMCO INCOME FD-INS | $167,484 | $167,484 |
| 41,402.64 VANGUARD TOTAL INTL BND-ADM | $898,023 | $898,023 |
| 11,364.78 MFS EMERGING MKTS DEBT FD R6 | $155,470 | $155,470 |
| 20,000 TOYOTA MOTOR CREDIT CORP MTN | $20,001 | $20,001 |
| 40,000 NOVARTIS SECS INVEST LTD | $40,080 | $40,080 |
| 10,000 CATERPILLAR FINACIAL SE | $10,046 | $10,046 |
| 25,000 CISCO SYSTEMS INC | $24,965 | $24,965 |
| 45,000 SANTANDER UK PLC | $44,950 | $44,950 |
| 25,000 BNP PARIBAS MTN | $24,971 | $24,971 |
| 40,000 US BANCORP SR NOTES MTN | $39,912 | $39,912 |
| 25,000 PRUDENTIAL FINANCIAL INC | $25,453 | $25,453 |
| 30,000 CATERPILLAR FINL SERVICE MTN | $29,940 | $29,940 |
| 40,000 TOYOTA MOTOR CREDIT CORP | $39,518 | $39,518 |
| 25,000 CHEVRON CORP | $24,746 | $24,746 |
| 15,000 FIFTH THIRD BANCORP | $14,907 | $14,907 |
| 45,000 BANK OF NY MELLON CORP MTN | $44,696 | $44,696 |
| 35,000 TORONTO-DOMINION BK | $35,075 | $35,075 |
| 20,000 NATIONAL RURAL UTIL COOP | $19,710 | $19,710 |
| 45,000 MEAD JOHNSON NUTRITION C | $44,859 | $44,859 |
| 10,000 VISA INC | $9,889 | $9,889 |
| 55,000 GENERAL ELEC CAP CORP | $55,140 | $55,140 |
| 10,000 OCCIDENTAL PETROLEUM COR | $10,172 | $10,172 |
| 45,000 CANADIAN IMPERIAL BANK | $44,543 | $44,543 |
| 10,000 NATIONAL RURAL UTIL COOP | $9,954 | $9,954 |
| 60,000 BANK OF NOVA SCOTIA | $58,969 | $58,969 |
| 30,000 PEPSICO INC | $29,401 | $29,401 |
| 15,000 WESTPAC BANKING CORP | $14,591 | $14,591 |
| 5,000 COVENTRY HEALTH CARE INC | $5,177 | $5,177 |
| 40,000 SUMITOMO MITSUI FINL GRP | $38,737 | $38,737 |
| 35,000 RABOBANK NEDERLAND UTREC | $35,385 | $35,385 |
| 75,000 APPLE INC | $73,121 | $73,121 |
| 40,000 MICROSOFT CORP | $39,526 | $39,526 |
| 15,000 WALT DISNEY COMPANY/THE | $14,759 | $14,759 |
| 30,000 MITSUBISHI UFJ FIN GRP | $29,578 | $29,578 |
| 45,000 PNC FUNDING CORP | $44,898 | $44,898 |
| 50,000 JOHN DEERE CAPITAL CORP | $49,234 | $49,234 |
| 35,000 MEDTRONIC INC | $34,864 | $34,864 |
| 10,000 MEDTRONIC INC | $9,972 | $9,972 |
| 70,000 HSBC HOLDINGS PLC | $70,908 | $70,908 |
| 15,000 TD AMERITRADE HOLDING CO | $14,838 | $14,838 |
| 15,000 LOWE'S COMPANIES INC | $14,741 | $14,741 |
| 10,000 BP CAPITAL MARKETS PLC | $9,913 | $9,913 |
| 10,000 ABB FINANCE USA INC | $9,846 | $9,846 |
| 30,000 PROGRESS ENERGY CAROLINA | $29,593 | $29,593 |
| 30,000 UNITEDHEALTH GROUP INC | $30,136 | $30,136 |
| 45,000 AMERICAN EXPRESS CO | $43,431 | $43,431 |
| 30,000 TRANS-CANADA PIPELINES | $28,789 | $28,789 |
| 15,000 ALTRIA GROUP INC | $14,399 | $14,399 |
| 15,000 PHILIP MORRIS INTL INC | $14,415 | $14,415 |
| 30,000 PHILIP MORRIS INTL INC | $28,831 | $28,831 |
| 10,000 AETNA INC | $9,593 | $9,593 |
| 21,000 BANK OF AMERICA CORP MTN | $20,681 | $20,681 |
| 25,000 STATOIL ASA | $24,289 | $24,289 |
| 25,000 SUMITOMO MITSUI FINL GRP | $24,522 | $24,522 |
| 14,000 BANK OF AMERICA CORP | $13,764 | $13,764 |
| 15,000 TOTAL CAPITAL INTL SA | $14,652 | $14,652 |
| 10,000 QUALCOMM INC | $9,623 | $9,623 |
| 85,000 WELLS FARGO & COMPANY | $83,212 | $83,212 |
| 5,000 BURLINGTN NORTH SANTA FE | $4,964 | $4,964 |
| 15,000 ALTRIA GROUP INC | $14,268 | $14,268 |
| 5,000 ABBVIE INC | $4,818 | $4,818 |
| 15,000 ALLSTATE CORP | $14,980 | $14,980 |
| 75,000 BANK OF AMERICA CORP | $72,541 | $72,541 |
| 45,000 METLIFE INC | $46,326 | $46,326 |
| 60,000 ORACLE CORP | $57,574 | $57,574 |
| 15,000 SCHLUMBERGER INVESTMENT | $15,070 | $15,070 |
| 15,000 INVESCO FINANCE PLC | $14,975 | $14,975 |
| 10,000 VIRGINIA ELEC & POWER CO | $9,992 | $9,992 |
| 115,000 GOLDMAN SACHS GROUP INC | $113,470 | $113,470 |
| 45,000 GILEAD SCIENCES INC | $44,921 | $44,921 |
| 10,000 TOTAL CAPITAL INTL SA | $10,112 | $10,112 |
| 55,000 BP CAP MARKETS AMER | $53,844 | $53,844 |
| 25,000 INTEL CORP | $24,387 | $24,387 |
| 15,000 STRYKER CORP | $14,935 | $14,935 |
| 85,000 CITIGROUP INC | $84,397 | $84,397 |
| 50,000 SIMON PROPERTY GROUP LP | $48,916 | $48,916 |
| 10,000 AMERIPRISE FINANCIAL INC | $9,995 | $9,995 |
| 45,000 BB&T CORPORATION MTN | $43,231 | $43,231 |
| 15,000 DOMINION GAS HLDGS LLC | $14,899 | $14,899 |
| 15,000 BERKSHIRE HATHAWAY ENERG | $14,880 | $14,880 |
| 20,000 MUFG AMERICAS HLDGS CORP | $19,188 | $19,188 |
| 20,000 COMCAST CORP | $19,597 | $19,597 |
| 29,000 ONCOR ELECTRIC DELIVERY | $28,253 | $28,253 |
| 40,000 SHELL INTERNATIONAL FIN | $39,459 | $39,459 |
| 30,000 AVALONBAY COMMUNITIES | $29,517 | $29,517 |
| 10,000 PRECISION CASTPARTS CORP | $9,827 | $9,827 |
| 110,000 MORGAN STANLEY | $108,569 | $108,569 |
| 45,000 STATE STREET CORP | $44,908 | $44,908 |
| 15,000 LOWE'S COS INC | $14,241 | $14,241 |
| 7,000 COMCAST CORP | $7,086 | $7,086 |
| 30,000 ANHEUSER-BUSCH INBEV FIN | $28,332 | $28,332 |
| 7,000 COMCAST CORP | $6,701 | $6,701 |
| 30,000 MANULIFE FINANCIAL CORP | $30,314 | $30,314 |
| 60,000 WESTPAC BNKG CORP | $55,792 | $55,792 |
| 30,000 BALTIMORE GAS & ELECTRIC | $27,460 | $27,460 |
| 15,000 AMERIPRISE FINANCIAL INC | $13,975 | $13,975 |
| 30,000 ERP OPERATING LP | $28,213 | $28,213 |
| 10,000 COMCAST CORP | $8,950 | $8,950 |
| 30,000 REALTY INCOME CORP | $27,908 | $27,908 |
| 30,000 GULF POWER CO | $29,110 | $29,110 |
| 30,000 ORIX CORP | $28,965 | $28,965 |
| 30,000 ENTERGY LOUISIANA LLC | $28,647 | $28,647 |
| 20,000 TEXAS INSTRUMENTS INC | $18,971 | $18,971 |
| 15,000 EDISON INTERNATIONAL | $14,205 | $14,205 |
| 20,000 IN MI PWR | $20,125 | $20,125 |
| 15,000 CONS EDISON CO O | $15,382 | $15,382 |
| 15,000 HOME DEPOT INC | $15,374 | $15,374 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (195 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 49,870.13 FIDELITY 500 INDEX FD-AI | $4,343,688 | $4,343,688 |
| 48,603.39 SIX CIRCLES U.S. UNCONSTRAINED | $439,861 | $439,861 |
| 30,927.111 FIDELITY INTERNATIONAL INDEX FUND | $1,124,200 | $1,124,200 |
| 6,840 JPMORGAN BETABUILDERS CANADA ETF | $141,314 | $141,314 |
| 26,495.98 SIX CIRCLES INTERNATIONAL | $219,917 | $219,917 |
| 12,915 JPMORGAN BETABUILDERS JAPAN - ETF | $272,765 | $272,765 |
| 163 ABBOTT LABORATORIES | $11,790 | $11,790 |
| 8 ALPHABET INC/CA-CL-A | $8,360 | $8,360 |
| 132 AMERICAN INTERNATIONAL GROUP | $5,202 | $5,202 |
| 18 APPLE INC | $2,839 | $2,839 |
| 104 AXALTA COATING SYSTEMS LTD | $2,436 | $2,436 |
| 41 BERKSHIRE HATHAWAY INC-CL-B | $8,371 | $8,371 |
| 129 BORGWARNER INC | $4,481 | $4,481 |
| 30 BRIGHTHOUSE FINL INC COM | $914 | $914 |
| 13 CHARTER COMMUNICATIONS INC-A | $3,705 | $3,705 |
| 65 CIMAREX ENERGY CO | $4,007 | $4,007 |
| 191 CITIGROUP INC | $9,943 | $9,943 |
| 127 COMCAST CORP-CLASS A | $4,324 | $4,324 |
| 93 CVS HEALTH CORP | $6,093 | $6,093 |
| 174 DEVON ENERGY CORP | $3,922 | $3,922 |
| 120 DISCOVER FINANCIAL SERVICES | $7,078 | $7,078 |
| 41 EASTMAN CHEMICAL CO | $2,998 | $2,998 |
| 34 FACEBOOK INC-A | $4,457 | $4,457 |
| 37 FIRST REPUBLIC BANK/CA | $3,215 | $3,215 |
| 107 GENERAL MOTORS CO | $3,579 | $3,579 |
| 43 GILEAD SCIENCES INC | $2,690 | $2,690 |
| 126 GOODYEAR TIRE & RUBBER CO | $2,572 | $2,572 |
| 152 HANESBRANDS INC | $1,905 | $1,905 |
| 85 HARTFORD FINANCIAL SVCS GRP | $3,778 | $3,778 |
| 31 HONEYWELL INTERNATIONAL INC | $4,096 | $4,096 |
| 61 JPMORGAN CHASE CO. | $5,955 | $5,955 |
| 37 KIMBERLY-CLARK CORP | $4,216 | $4,216 |
| 23 LINDE PLC | $3,589 | $3,589 |
| 99 LOEWS CORP | $4,506 | $4,506 |
| 44 MARSH & MCLENNAN COS | $3,509 | $3,509 |
| 70 MEDTRONIC PLC | $6,367 | $6,367 |
| 188 METLIFE INC | $7,719 | $7,719 |
| 60 MICROSOFT CORP | $6,094 | $6,094 |
| 101 MORGAN STANLEY | $4,005 | $4,005 |
| 56 NOBLE ENERGY INC | $1,051 | $1,051 |
| 2 NVR INC | $4,874 | $4,874 |
| 33 PARKER HANNIFIN CORP | $4,922 | $4,922 |
| 52 PEPSICO INC | $5,745 | $5,745 |
| 153 PFIZER INC | $6,678 | $6,678 |
| 86 PHILIP MORRIS INTERNATIONAL | $5,741 | $5,741 |
| 30 PNC FINANCIAL SERVICES GROUP | $3,507 | $3,507 |
| 65 PROCTER & GAMBLE CO/THE | $5,975 | $5,975 |
| 133 TEGNA INC | $1,446 | $1,446 |
| 42 TEXAS INSTRUMENTS INC | $3,969 | $3,969 |
| 20 THERMO FISHER SCIENTIFIC INC | $4,476 | $4,476 |
| 151 TJX COMPANIES INC | $6,756 | $6,756 |
| 45 UNITED CONTINENTAL HOLDINGS | $3,768 | $3,768 |
| 62 UNITED TECHNOLOGIES CORP | $6,602 | $6,602 |
| 16 VERISK ANALYTICS INC | $1,745 | $1,745 |
| 33 VF CORP | $2,354 | $2,354 |
| 34 WALT DISNEY CO/THE | $3,728 | $3,728 |
| 56 WORLDPAY INC CL A | $4,280 | $4,280 |
| 92 ALIBABA GROUP HOLDING-SP ADR | $12,610 | $12,610 |
| 7 ALPHABET INC/CA-CL-C | $7,249 | $7,249 |
| 7 ALPHABET INC/CA-CL A | $7,315 | $7,315 |
| 11 AMAZON.COM INC | $16,522 | $16,522 |
| 30 AMERICAN EXPRESS CO | $2,860 | $2,860 |
| 25 AMGEN INC | $4,867 | $4,867 |
| 79 AUTODESK INC | $10,160 | $10,160 |
| 18 AUTOMATIC DATA PROCESSING | $2,360 | $2,360 |
| 95 CERNER CORP | $4,982 | $4,982 |
| 172 CISCO SYSTEMS INC | $7,453 | $7,453 |
| 147 COCA-COLA CO/THE | $6,960 | $6,960 |
| 81 COLGATE-PALMOLIVE CO | $4,821 | $4,821 |
| 494 DANONE-SPONS ADR | $6,906 | $6,906 |
| 48 DEERE & CO | $7,160 | $7,160 |
| 111 EXPEDITORS INTL WASH INC | $7,558 | $7,558 |
| 95 FACEBOOK INC-A | $12,454 | $12,454 |
| 22 FACTSET RESEARCH SYSTEMS INC | $4,403 | $4,403 |
| 43 MERCK & CO. OMC | $3,286 | $3,286 |
| 84 MICROSOFT CORP | $8,532 | $8,532 |
| 165 MONSTER BEVERAGE CO | $8,121 | $8,121 |
| 56 NOVARTIS AG-SPONSORED ADR | $4,805 | $4,805 |
| 158 NOVO-NORDISK A/S-SPONS ADR | $7,279 | $7,279 |
| 271 ORACLE CORP | $12,236 | $12,236 |
| 82 PROCTER & GAMBLE CO/THE | $7,537 | $7,537 |
| 125 QUALCOMM INC | $7,114 | $7,114 |
| 23 REGENERON PHARMACEUTICALS | $8,591 | $8,591 |
| 113 SCHLUMBERGER LTD | $4,077 | $4,077 |
| 115 SEI INVESTMENTS COMPANY | $5,313 | $5,313 |
| 123 STARBUCKS CORP | $7,921 | $7,921 |
| 25 UNITED PARCEL SERVICE-CL B | $2,438 | $2,438 |
| 40 VARIAN MEDICAL SYSTEMS INC | $4,532 | $4,532 |
| 120 VISA INC-CLASS A SHARES | $15,833 | $15,833 |
| 90 YUM CHINA HOLDINGS INC | $3,018 | $3,018 |
| 54 YUM BRANDS INC | $4,964 | $4,964 |
| 796 ABB LTD-SPON ADR | $15,132 | $15,132 |
| 647 ALLIANZ SE-SPON ADR | $13,031 | $13,031 |
| 2,769 BANCO SANTANDER SA-SPON ADR | $12,405 | $12,405 |
| 427 BP PLC-SPONS ADR | $16,192 | $16,192 |
| 389 CHINA MOBILE LTD-SPON ADR | $18,672 | $18,672 |
| 1,860 CK HUTCHISON HOLDIN-UNSP ADR | $17,633 | $17,633 |
| 2,004 COMPAGNIE DE SAINT-UNSP ADR | $13,206 | $13,206 |
| 1,296 DAIMLER AG UNSPONSORED ADR | $16,991 | $16,991 |
| 688 DEUTSCHE TELEKOM AG-SPON ADR | $11,682 | $11,682 |
| 3,582 ENEL SPA - UNSPON ADR | $20,811 | $20,811 |
| 574 ENI SPA-SPONSORED ADR | $18,081 | $18,081 |
| 299 FUJIFILM HOLDINGS-UNSP ADR | $11,649 | $11,649 |
| 474 GLAXOSMITHKLINE PLC-SPON ADR | $18,112 | $18,112 |
| 728 HONDA MOTOR CO LTD-SPONS ADR | $19,256 | $19,256 |
| 671 IBERDROLA SA-SPONSORED ADR | $21,529 | $21,529 |
| 225 ISUZU MOTORS LTD-UNSPON ADR | $3,098 | $3,098 |
| 2,525 KINGFISHER PLC-SPONS ADR | $13,180 | $13,180 |
| 602 KONINKLIJKE AHOLD DELHAIZE N.V. | $15,188 | $15,188 |
| 6,580 LLOYDS BANKING GROUP PLC-ADR | $16,845 | $16,845 |
| 566 MITSUBISHI ELECTRIC-UNSP ADR | $12,446 | $12,446 |
| 191 NATIONAL GRID PLC SPON ADR EACH REP | $9,164 | $9,164 |
| 178 NOVARTIS AG-SPONSORED ADR | $15,274 | $15,274 |
| 223 NTT DOCOMO INC-SPON ADR | $4,962 | $4,962 |
| 2,747 PROCEEDS FROM PENDING SALES | $2,746 | $2,746 |
| 1,331 QBE INSURANCE GROUP-SPN ADR | $9,344 | $9,344 |
| 279 ROYAL DUTCH SHELL-SPON ADR-B | $16,723 | $16,723 |
| 419 SANOFI-ADR | $18,189 | $18,189 |
| 417 SINGAPORE TELECOMMUNICAT-ADR | $8,966 | $8,966 |
| 773 SSE PLC-SPN ADR | $10,644 | $10,644 |
| 486 TAIWAN SEMICONDUCTOR-SP ADR | $17,938 | $17,938 |
| 1,005 TAKEDA PHARMACEUTIC-SP ADR | $16,904 | $16,904 |
| 1,366 TELEFONICA SA-SPON ADR | $11,556 | $11,556 |
| 2,221 TELIASONERA AB-UNSPON ADR | $20,911 | $20,911 |
| 2,215 TESCO PLC-SPONSORED ADR | $16,214 | $16,214 |
| 401 TOKIO MARINE HOLDINGS-ADR | $19,015 | $19,015 |
| 477 UNITED OVERSEAS BANK-SP ADR | $17,229 | $17,229 |
| 575 WH GROUP LIMITED ADR | $8,832 | $8,832 |
| 227 WPP PLC-SPONSORED ADR | $12,440 | $12,440 |
| 504 ZURICH INSURANCE GROUP-ADR | $15,022 | $15,022 |
| 149 ACCENTURE PLC-CL A | $21,010 | $21,010 |
| 165 ADIDAS AG-SPONSORED ADR | $17,216 | $17,216 |
| 784 AIA GROUP LTD-SP ADR | $25,778 | $25,778 |
| 159 AMADEUS IT GROUP, S.A. | $11,132 | $11,132 |
| 65 ASML HOLDING NV-NY REG SHS | $10,115 | $10,115 |
| 535 ATLAS COPCO AB-SPONS ADR A | $12,803 | $12,803 |
| 122 CANADIAN PACIFIC RAILWAY LTD | $21,670 | $21,670 |
| 364 CHR HANSEN HOLDING -SPON ADR | $16,149 | $16,149 |
| 159 CHUBB LTD | $20,540 | $20,540 |
| 918 COMPASS GROUP PLC ADR | $19,186 | $19,186 |
| 128 CORE LABORATORIES N.V. | $7,636 | $7,636 |
| 400 CSL LTD-SPONSORED ADR | $25,884 | $25,884 |
| 562 DSV A S UNSPONSORED | $18,518 | $18,518 |
| 335 ESSILORLUXOTTICA-UNSPONSORED ADR | $21,159 | $21,159 |
| 1,045 EXPERIAN PLC-SPONS ADR | $25,242 | $25,242 |
| 298 GEBERIT AG - UNSP ADR | $11,720 | $11,720 |
| 202 HDFC BANK LTD-ADR | $20,925 | $20,925 |
| 409 HEXAGON AB | $19,141 | $19,141 |
| 123 ICON PLC | $15,893 | $15,893 |
| 399 INDITEX-UNSPON ADR | $5,071 | $5,071 |
| 330 LVMH MOET HENNESSY-UNSP ADR | $19,292 | $19,292 |
| 32 METTLER-TOLEDO INTERNATIONAL | $18,099 | $18,099 |
| 248 NESTLE SA-SPONS ADR | $20,078 | $20,078 |
| 110 NEW STERIS LTD | $11,754 | $11,754 |
| 539 PERNOD-RICARD SA-UNSPON ADR | $17,647 | $17,647 |
| 110 RESMED INC | $12,526 | $12,526 |
| 99 RYANAIR HLDGS PLC | $7,063 | $7,063 |
| 136 SHOPIFY INC - CLASS A | $18,829 | $18,829 |
| 562 TAIWAN SEMICONDUCTOR-SP ADR | $20,743 | $20,743 |
| 543 TENCENT HOLDINGS LTD-UNS ADR | $21,432 | $21,432 |
| 548 WALMART DE MEXICO-SPON ADR V | $13,947 | $13,947 |
| 386 ACTIVISION BLIZZARD INC | $17,976 | $17,976 |
| 234 AGILENT TECHNOLOGIES INC | $15,786 | $15,786 |
| 669 AIA GROUP LTD-SP ADR | $21,997 | $21,997 |
| 14 AMAZON.COM INC | $21,028 | $21,028 |
| 296 AMPHENOL CORP-CL A | $23,982 | $23,982 |
| 550 ATLAS COPCO AB-SPONS ADR A | $13,162 | $13,162 |
| 794 BOSTON SCIENTIFIC CORP | $28,060 | $28,060 |
| 292 CANADIAN NATL RAILWAY CO | $21,640 | $21,640 |
| 140 CHUBB LTD | $18,085 | $18,085 |
| 948 COMPASS GROUP PLC ADR | $19,813 | $19,813 |
| 113 COOPER COS INC/THE | $28,759 | $28,759 |
| 145 COSTCO WHOLESALE CORP | $29,538 | $29,538 |
| 198 CROWN CASTLE INTL CORP | $21,509 | $21,509 |
| 159 ECOLAB INC | $23,429 | $23,429 |
| 309 ESSILORLUXOTTICA-UNSPONSORED ADR | $19,516 | $19,516 |
| 284 FIRST REPUBLIC BANK/CA | $24,680 | $24,680 |
| 349 GRACO INC | $14,606 | $14,606 |
| 271 HDFC BANK LTD-ADR | $28,073 | $28,073 |
| 48 ILLUMINA INC | $14,397 | $14,397 |
| 72 MERCADOLIBRE INC | $21,085 | $21,085 |
| 41 METTLER-TOLEDO INTERNATIONAL | $23,189 | $23,189 |
| 243 NEW STERIS LTD | $25,965 | $25,965 |
| 895 PERNOD-RICARD SA-UNSPON ADR | $29,302 | $29,302 |
| 235 SCHLUMBERGER LTD | $8,479 | $8,479 |
| 402 SCHWAB (CHARLES) CORP | $16,695 | $16,695 |
| 38 SHERWIN-WILLIAMS CO/THE | $14,951 | $14,951 |
| 160 SHOPIFY INC - CLASS A | $22,152 | $22,152 |
| 125 STRYKER CORP | $19,594 | $19,594 |
| 1,233 SYMRISE AG-UNSPON ADR | $22,841 | $22,841 |
| 595 TAIWAN SEMICONDUCTOR-SP ADR | $21,961 | $21,961 |
| 619 TENCENT HOLDINGS LTD-UNS ADR | $24,432 | $24,432 |
| 215 VERISK ANALYTICS INC | $23,444 | $23,444 |
| 225 VISA INC-CLASS A SHARES | $29,687 | $29,687 |
| 233 WEST PHARMACEUTICAL SERVICES | $22,841 | $22,841 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 25,000 TORONTO-DOMINION BANK MTN | FMV | $25,001 | $25,001 |
| 5,000 TORONTO-DOMINION BANK | FMV | $5,001 | $5,001 |
| 20,000 ROYAL BANK OF CANADA | FMV | $19,963 | $19,963 |
| 15,000 BANK OF MONTREAL MTN | FMV | $14,971 | $14,971 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $141,260 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $141,260 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS | Desc |
| Amt | $1,594,292 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INSURANCE | $9,582 | $0 | $9,582 |
| MEMBERSHIPS, BOOKS, SUBSCRIPTIONS, REFERENCE | $1,725 | $0 | $1,725 |
| WEBSITE | $515 | $0 | $515 |
| MARKETING & ADVERTISING | $154 | $0 | $154 |
| OFFICE EXPENSES | $4,002 | $0 | $4,002 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OUTSIDE CONTRACT SERVICES | $75,000 | $0 | $75,000 |
| INVESTMENT MANAGEMENT FEES | $100,450 | $100,450 | $0 |
| FINANCIAL ADVISOR FEES | $5,102 | $5,102 | $0 |
| PAYROLL PROCESSING FEES | $3,852 | $0 | $3,852 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| IRS TAXES | $23,989 | $0 | $0 |
| FOREIGN TAX WITHHELD | $6,579 | $6,579 | $0 |
| FILING FEES | $235 | $0 | $0 |