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AMERICAN MUSEUM OF NATURAL HISTORY: Form 990, tax year 2017

View the entire original 990 at ProPublica ↗

Organization
AMERICAN MUSEUM OF NATURAL HISTORY (EIN 13-6162659)
Tax period
2017-07-01 to 2018-06-30
Filed
2019-05-13
IRS object ID
201911339349304741
Schema version
2017v2.3
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2019-05-13T13:09:02-05:00ReturnTs
Tax Period End2018-06-30TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1GRANT THORNTON LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1757 THIRD AVENUE 4TH FLOORAddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP100172013ZIPCd
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2017-07-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN136162659EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1American Museum of Natural HistoryBusinessNameLine1Txt
FieldValueIRS element (for citing)
In Care Of% MILTON YUENInCareOfNm
Business Name ControlAMERBusinessNameControlTxt
Phone2127695130PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1Central Park West at 79th StAddressLine1Txt
CityNew YorkCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10024ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonELLEN GALLAGHERPersonNm
Person TitleSR. VP & CFOPersonTitleTxt
Phone2127695053PhoneNum
Signature2019-05-13SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer Persondaniel romanoPreparerPersonNm
PTINP00504182PTIN
Phone2125990100PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

FieldValueIRS element (for citing)
I Pv4 Address209.220.136.124IPv4AddressTxt
FieldValueIRS element (for citing)
Federal Original Submission Id26377520191335000003FederalOriginalSubmissionId
Federal Original Submission Id2019-05-13FederalOriginalSubmissionIdDt
Filing License TypePFilingLicenseTypeCd
At Submission Creation Device Id2BAB4EF9BF024FC0BEE22B8C07D19556790AACABAtSubmissionCreationDeviceId
At Submission Filing Device IdA87539D75D44546F9E81755E19BD8DC508F41D5EAtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2017TaxYr
Build TS2019-02-21 02:37:17ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerELLEN V FUTTERPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line1Central Park West at 79th StAddressLine1Txt
CityNew YorkCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10024ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$392,403,601GrossReceiptsAmt
Group Return For AffiliatesfalseGroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website Addresswww.amnh.orgWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1869FormationYr
Legal Domicile StateNYLegalDomicileStateCd
Activity Or MissionNAT HISTORY MUSEUM, PLANETARIUM, COLLECTIONS, LIBRARY, SCIENTIFIC RESEARCH, GRADUATE SCHOOL (PH.D./ COMP BIOLOGY & MAT/EDUCATION), EDUCATION & EXHIBITIONS (SCH O).ActivityOrMissionDesc
Voting Members Governing Body58VotingMembersGoverningBodyCnt
Voting Members Independent56VotingMembersIndependentCnt
Total Employee1641TotalEmployeeCnt
Total Volunteers1087TotalVolunteersCnt
Total Gross UBI$302,431TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$177,613NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$226,280,643PYContributionsGrantsAmt
CY Contributions Grants$131,564,005CYContributionsGrantsAmt
PY Program Service Revenue$32,021,806PYProgramServiceRevenueAmt
CY Program Service Revenue$35,986,559CYProgramServiceRevenueAmt
PY Investment Income$36,959,273PYInvestmentIncomeAmt
CY Investment Income$24,243,331CYInvestmentIncomeAmt
PY Other Revenue$15,068,971PYOtherRevenueAmt
CY Other Revenue$13,592,632CYOtherRevenueAmt
PY Total Revenue$310,330,693PYTotalRevenueAmt
CY Total Revenue$205,386,527CYTotalRevenueAmt
PY Grants And Similar Paid$13,289,727PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$3,498,029CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$115,752,334PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$119,614,551CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$399,444PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$297,304CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$7,860,749CYTotalFundraisingExpenseAmt
PY Other Expenses$84,583,787PYOtherExpensesAmt
CY Other Expenses$91,726,553CYOtherExpensesAmt
PY Total Expenses$214,025,292PYTotalExpensesAmt
CY Total Expenses$215,136,437CYTotalExpensesAmt
PY Revenues Less Expenses$96,305,401PYRevenuesLessExpensesAmt
CY Revenues Less Expenses-$9,749,910CYRevenuesLessExpensesAmt
Total Assets BOY$1,438,414,963TotalAssetsBOYAmt
Total Assets EOY$1,463,348,689TotalAssetsEOYAmt
Total Liabilities BOY$400,041,906TotalLiabilitiesBOYAmt
Total Liabilities EOY$392,686,879TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$1,038,373,057NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$1,070,661,810NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionTHE MUSEUM'S MISSION STATEMENT IS: "TO DISCOVER, INTERPRET, AND DISSEMINATE - THROUGH SCIENTIFIC RESEARCH AND EDUCATION - KNOWLEDGE ABOUT HUMAN CULTURES, THE NATURAL WORLD, AND THE UNIVERSE."MissionDesc
Significant New Program SrvcfalseSignificantNewProgramSrvcInd
Significant ChangefalseSignificantChangeInd
Expense$72,897,771ExpenseAmt
Grant$1,216,233GrantAmt
Revenue$687,510RevenueAmt
DescSCIENCE-SINCE ITS FOUNDING, THE MUSEUM HAS PURSUED A SCIENTIFIC RESEARCH PROGRAM to ADVANCE UNDERSTANDING OF THE BIOLOGICAL, PHYSICAL, AND CULTURAL WORLD. THE MUSEUM'S CURATORS, SCIENTISTS, and POST DOCS NUMBER approx 200 scientists WHO DO RESEARCH IN THE BIOLOGICAL SCIENCES, ASTROPHYSICS, PALEONTOLOGY, EARTH AND PLANETARY SCIENCES, AND ANTHROPOLOGY AND PUBLISH IN PEER-REVIEWED JOURNALS. THROUGH APPROX 100 FIELD EXPEDITION PROJECTS EACH YEAR, THE MUSEUM'S ROBUST COLLECTION OF OVER 34 MILLION SPECIMENS AND ARTIFACTS GROWS. THE MUSEUM CONTINUES ITS PH.D. AND MASTER'S PROGRAMS THROUGH ITS RICHARD GILDER GRADUATE SCHOOL, THE ONLY PH.D. AND MAT GRANTING PROGRAM OF ANY MUSEUM IN THE U.S.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$60,769,058ExpenseAmt
Grant$2,281,796GrantAmt
Revenue$43,058,262RevenueAmt
DescEDUCATION AND OTHER PUBLIC PROGRAMS-THE MUSEUM'S PROFESSIONAL DEVELOPMENT PROGRAM SERVES APPROXIMATELY 4,000 TEACHERS EACH YEAR, WHILE THE MUSEUM'S SIGNATURE SCIENCE EDUCATION PROGRAM, URBAN ADVANTAGE, HAS GROWN TO REACH NEARLY ONE-HALF OF NEW YORK CITY MIDDLE SCHOOLS. THE MUSEUM'S MASTER OF ARTS IN TEACHING PROGRAM HELPS TO AMELIORATE THE CRITICAL SHORTAGE OF QUALIFIED SCIENCE TEACHERS IN NEW YORK STATE, PLACING GRADUATES IN HIGH NEEDS SCHOOLS. APPROXIMATELY FIVE MILLION ON-SITE VISITORS INCLUDING APPROXIMATELY 500,000 SCHOOL AND CAMP GROUP VISITORS EXPERIENCE THE MUSEUM EDUCATION AND PUBLIC PROGRAMS ANNUALLY, INCLUDING ITS EARLY CHILDHOOD PROGRAMS THAT OFFER HANDS-ON SCIENCE EXPLORATION.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$42,743,499ExpenseAmt
DescEXHIBITION-THE MUSEUM IS OPEN TO THE PUBLIC 363 DAYS A YEAR WITH 45 PERMANENT EXHIBITION HALLS, SPECIAL EXHIBITIONS, AND PLANETARIUM SHOWS. THE MUSEUM HAS A ROBUST SCHEDULE OF SPECIAL EXHIBITIONS AND PLANETARIUM SHOWS IT DESIGNS AND PRODUCES, WHICH ALSO TRAVEL TO VENUES AROUND THE U.S. AND INTERNATIONALLY, SUPPLEMENTED WITH EDUCATIONAL CONTENT AND APPS AND OTHER WEB-BASED RESOURCES FOR LEARNING.Desc
FieldValueIRS element (for citing)
Total Program Service Expenses$176,410,328TotalProgramServiceExpensesAmt
Described In Section501c3Yes (true)DescribedInSection501c3Ind
Schedule B RequiredYes (true)ScheduleBRequiredInd
Political Campaign ActyfalsePoliticalCampaignActyInd
Lobbying ActivitiesYes (true)LobbyingActivitiesInd
Subject To Proxy TaxfalseSubjectToProxyTaxInd
Donor Advised FundfalseDonorAdvisedFundInd
Conservation EasementsfalseConservationEasementsInd
Collections Of ArtYes (true)CollectionsOfArtInd
Credit CounselingfalseCreditCounselingInd
Temp Or Permanent EndowmentsYes (true)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (true)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (true)ReportInvestmentsOtherSecInd
Report Program Related InvstfalseReportProgramRelatedInvstInd
Report Other AssetsfalseReportOtherAssetsInd
Report Other LiabilitiesYes (true)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (true)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtfalseIndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (true)ConsolidatedAuditFinclStmtInd
School OperatingfalseSchoolOperatingInd
Foreign OfficefalseForeignOfficeInd
Foreign ActivitiesYes (true)ForeignActivitiesInd
More Than5000 K To OrgfalseMoreThan5000KToOrgInd
More Than5000 K To IndividualsfalseMoreThan5000KToIndividualsInd
Professional FundraisingYes (true)ProfessionalFundraisingInd
Fundraising ActivitiesYes (true)FundraisingActivitiesInd
Gaming ActivitiesfalseGamingActivitiesInd
Operate HospitalfalseOperateHospitalInd
Grants To OrganizationsYes (true)GrantsToOrganizationsInd
Grants To IndividualsYes (true)GrantsToIndividualsInd
Schedule J RequiredYes (true)ScheduleJRequiredInd
Tax Exempt BondsYes (true)TaxExemptBondsInd
Invest Tax Exempt BondsfalseInvestTaxExemptBondsInd
Escrow AccountfalseEscrowAccountInd
On Behalf Of IssuerfalseOnBehalfOfIssuerInd
Engaged In Excess Benefit TransfalseEngagedInExcessBenefitTransInd
PY Excess Benefit TransfalsePYExcessBenefitTransInd
Loan OutstandingfalseLoanOutstandingInd
Grant To Related PersonfalseGrantToRelatedPersonInd
Business Rln With Org MemfalseBusinessRlnWithOrgMemInd
Business Rln With Fam MemfalseBusinessRlnWithFamMemInd
Business Rln With Officer EntYes (true)BusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (true)DeductibleNonCashContriInd
Deductible Art ContributionYes (true)DeductibleArtContributionInd
Terminate OperationsfalseTerminateOperationsInd
Partial LiquidationfalsePartialLiquidationInd
Disregarded EntityfalseDisregardedEntityInd
Related EntityYes (true)RelatedEntityInd
Related Organization Ctrl EntYes (true)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (true)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgfalseTrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted PrtshpfalseActivitiesConductedPrtshpInd
Schedule O RequiredYes (true)ScheduleORequiredInd
IRP Document698IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (true)BackupWthldComplianceInd
Employee1641EmployeeCnt
Employment Tax Returns FiledYes (true)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
Foreign Financial AccountfalseForeignFinancialAccountInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Taxable Party NotificationfalseTaxablePartyNotificationInd
Nondeductible ContributionsfalseNondeductibleContributionsInd
Quid Pro Quo ContributionsYes (true)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (true)QuidProQuoContriDisclInd
Form8282 Property Disposed OffalseForm8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Indoor Tanning ServicesfalseIndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members58GoverningBodyVotingMembersCnt
Independent Voting Member56IndependentVotingMemberCnt
Family Or Business RlnYes (true)FamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesfalseDelegationOfMgmtDutiesInd
Change To Org DocumentsfalseChangeToOrgDocumentsInd
Material Diversion Or MisusefalseMaterialDiversionOrMisuseInd
Members Or StockholdersfalseMembersOrStockholdersInd
Election Of Board MembersfalseElectionOfBoardMembersInd
Decisions Subject To ApprovafalseDecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (true)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (true)MinutesOfCommitteesInd
Officer Mailing AddressfalseOfficerMailingAddressInd
Local ChaptersfalseLocalChaptersInd
Form990 Provided To Gvrn BodyYes (true)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (true)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (true)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (true)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (true)WhistleblowerPolicyInd
Document Retention PolicyYes (true)DocumentRetentionPolicyInd
Compensation Process CEOYes (true)CompensationProcessCEOInd
Compensation Process OtherYes (true)CompensationProcessOtherInd
Investment In Joint VenturefalseInvestmentInJointVentureInd
States Where Copy Of Return Is FldALStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldAZStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldARStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldCAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldCTStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldILStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldKSStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldKYStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMNStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNHStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNJStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNCStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOHStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldORStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldPAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldRIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldSCStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldTNStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldUTStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldVAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWVStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWIStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

FieldValueIRS element (for citing)
PersonMILTON YUENPersonNm
Phone2127695132PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1CENTRAL PARK WEST AT 79TH STREETAddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10024ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (72 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndOfficerOfficerIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
Lewis W Bernard
Chairman10.00.0Yes (X)Yes (X)$0$0$0
Jackie Bezos
Trustee2.00.0Yes (X)$0$0$0
Scott L Bok
TRUSTEE1.00.0Yes (X)$0$0$0
Tom Brokaw
TRUSTEE2.00.0Yes (X)$0$0$0
Lonnie G Bunch III
TRUSTEE - Start 6/13/181.00.0Yes (X)$0$0$0
Christopher C Davis
Vice Chairman2.00.0Yes (X)Yes (X)$0$0$0
Vivian H Donnelley
TRUSTEE - End 12/6/172.00.0Yes (X)$0$0$0
Cheryl C Effron
TRUSTEE - Start 3/17/181.00.0Yes (X)$0$0$0
Nancy B Fessenden
Trustee2.00.0Yes (X)$0$0$0
Tina Fey
TRUSTEE1.00.0Yes (X)$0$0$0
Louis V Gerstner Jr
VICE CHAIRMAN2.00.0Yes (X)Yes (X)$0$0$0
Richard Gilder
Trustee1.00.0Yes (X)$0$0$0
Joseph H Gleberman
TRUSTEE2.00.0Yes (X)$0$0$0
Sibyl R Golden
TRUSTEE -END 8/12/171.00.0Yes (X)$0$0$0
David S Gottesman
VICE CHAIRMAN2.00.0Yes (X)Yes (X)$0$0$0
MARGARET HAMBURG
TRUSTEE1.00.0Yes (X)$0$0$0
Kathryn Harrison
TRUSTEE - START 6/13/181.00.0Yes (X)$0$0$0
Marlene Hess
TRUSTEE1.00.0Yes (X)$0$0$0
Richard E Jaffe
TRUSTEE - END 12/6/171.00.0Yes (X)$0$0$0
Helene L Kaplan
TRUSTEE1.00.0Yes (X)$0$0$0
KATHERYN P KEMPNER
TRUSTEE - END 12/6/171.03.0Yes (X)$0$0$0
Richard S LeFrak
VICE CHAIRMAN2.00.0Yes (X)Yes (X)$0$0$0
John Lykouretzos
TRUSTEE1.00.0Yes (X)$0$0$0
Linda R Macaulay
VICE CHARIMAN2.00.0Yes (X)Yes (X)$0$0$0
ROGER JUAN MALDONADO
TRUSTEE - START 6/13/181.00.0Yes (X)$0$0$0
Hon Victor Marrero
TRUSTEE1.00.0Yes (X)$0$0$0
Theodore A Mathas
TREASURER3.00.0Yes (X)Yes (X)$0$0$0
Raymond J McGuire
TRUSTEE1.00.0Yes (X)$0$0$0
Rebekah Mercer
TRUSTEE1.00.0Yes (X)$0$0$0
Lorne Michaels
TRUSTEE1.00.0Yes (X)$0$0$0
Roberto A Mignone
VICE CHAIRMAN3.00.0Yes (X)Yes (X)$0$0$0
Alexandra Mondre
TRUSTEE1.00.0Yes (X)$0$0$0
Edwin H Morgens
TRUSTEE1.00.0Yes (X)$0$0$0
Charles H Mott
TRUSTEE1.00.0Yes (X)$0$0$0
Valerie S Peltier
TRUSTEE3.00.0Yes (X)$0$0$0
Charles E Phillips Jr
VICE CHAIRMAN - END 12/6/172.00.0Yes (X)Yes (X)$0$0$0
Virginia Hearst Randt
TRUSTEE1.00.0Yes (X)$0$0$0
Christopher Redlich
TRUSTEE - START 12/6/171.00.0Yes (X)$0$0$0
Shaiza Rizavi
TRUSTEE1.00.0Yes (X)$0$0$0
Theodore Roosevelt IV
TRUSTEE1.00.0Yes (X)$0$0$0
Frank V Sica
TRUSTEE - END 12/6/171.00.0Yes (X)$0$0$0
Laura Baudo Sillerman
TRUSTEE - END 4/18/182.00.0Yes (X)$0$0$0
Anna Deavere Smith
TRUSTEE1.00.0Yes (X)$0$0$0
Peter J Solomon
TRUSTEE2.00.0Yes (X)$0$0$0
Christine A Varney
SECRETARY3.00.0Yes (X)Yes (X)$0$0$0
Kenneth L Wallach
TRUSTEE1.00.0Yes (X)$0$0$0
Laura Whitman
TRUSTEE - START 12/6/171.00.0Yes (X)$0$0$0
Tamsen Ann Ziff
TRUSTEE1.00.0Yes (X)$0$0$0
Hon Bill de Blasio
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
Hon Corey Johnson
EX OFFICIO TRUSTEE - ST.1/3/181.00.0Yes (X)$0$0$0
Hon Melissa Mark-Viverito
EX OFFICIO TRUSTEE -END 1/3/181.00.0Yes (X)$0$0$0
Hon Scott Stringer
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
Hon Gale Brewer
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
Hon Mitchell Silver
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
Hon Tom Finkelpearl
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
Hon Richard Carranza
EX OFFICIO TRUSTEE -ST. 4/2/181.00.0Yes (X)$0$0$0
Hon Carmen Farina
EX OFFICIO TRUSTEE -END 4/2/181.00.0Yes (X)$0$0$0
ELLEN V FUTTER
PRESIDENT & EX OFFICIO TRUSTEE55.00.0Yes (X)Yes (X)$1,073,489$0$681,785
MICHAEL NOVACEK
SR VP AND PROVOST45.00.0Yes (X)$523,368$0$247,588
LISA GUGENHEIM
SR VP INST ADVA/STRAT PLAN/EDU45.00.0Yes (X)$493,118$0$196,741
GERALD SINGER -END 123117
SR VP AND GENERAL COUNSEL45.00.0Yes (X)$464,669$0$60,960
SHEREE CARTER-GALVAN St518
SR VP AND GENERAL COUNSEL45.00.0Yes (X)$0$0$0
ELLEN GALLAGHER
SR VP AND CFO45.00.0Yes (X)$548,965$0$134,423
ANN SIEGEL
SR VP OPERATIONS & CAPITAL PRG45.00.0Yes (X)$362,933$0$130,659
ANNE CANTY
VP COMMUNICATIONS, MARKETING,45.00.0Yes (X)$353,897$0$114,799
JACQUELINE POWERS
Assistant Secretary45.00.0Yes (X)$196,505$0$52,502
DANIEL STODDARD
VP AND CHF INVEST OFFICER40.00.0$387,963$0$85,600Yes (X)
JOHN FLYNN
DEAN OF GRADUATE SCHOOL AND CU35.00.0$355,885$0$98,321Yes (X)
MARK NORELL
CURATOR35.00.0$337,383$0$91,758Yes (X)
WARD WHEELER
CURATOR35.00.0$390,308$0$75,868Yes (X)
DAVID THOMAS
CURATOR35.00.0$372,264$0$78,021Yes (X)
DAVID HARVEY -END 63017
SR VP EXHIBITION45.00.0$189,978$0$10,212Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$6,050,725TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$2,059,237TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K190IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (true)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (true)TotalCompGreaterThan150KInd
Compensation From Other SrcsfalseCompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
RESTAURANT ASSOCIATES
36 WEST 44TH STREETNEW YORKNY10036RESTAURANT MGT$9,994,200
ZUBATKIN OWNER REPRESENTATION LLC
333 WEST 52ND STREET 6TH FLNEW YORKNY10019CONSTRUCTION SERVICE$3,880,592
DAVIS BRODY BOND
ONE NEW YORK PLAZA SUITE 4200NEW YORKNY10004CONSTRUCTION SERVICE$3,666,203
NORTHERN BAY CONTRACTORS INC
9-15 38TH AVENUELONG ISLAND CITYNY11101CONSTRUCTION SERVICE$3,594,931
TURNER CONSTRUCTION COMPANY
375 HUDSON STREETNEW YORKNY10014CONSTRUCTION SERVICE$3,412,039
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K79CntrctRcvdGreaterThan100KCnt
Membership Dues$6,823,450MembershipDuesAmt
Fundraising$5,036,853FundraisingAmt
Government Grants$31,375,240GovernmentGrantsAmt
All Other Contributions$88,328,462AllOtherContributionsAmt
Noncash Contributions$20,402,307NoncashContributionsAmt
Total Contributions$131,564,005TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
SALE OF EDUC MAT611600$7,243,036$7,243,036
SPECIAL EVENTS900099$5,580,252$5,580,252
TICKET SALES900099$16,132,139$16,132,139
TOURING900099$6,975,340$6,975,340
OTHER900099$55,792$55,792
FieldValueIRS element (for citing)
Total Program Service Revenue$35,986,559TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$5,037,105TotalRevenueColumnAmt
Unrelated Business Revenue$91,840UnrelatedBusinessRevenueAmt
Exclusion$4,945,265ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$16,380TotalRevenueColumnAmt
Exclusion$16,380ExclusionAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$0RealAmt
Personal$0PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$171,607,726SecuritiesAmt
Other$29,335,682OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$163,674,609SecuritiesAmt
Other$18,062,573OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$7,933,117SecuritiesAmt
Other$11,273,109OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$19,206,226TotalRevenueColumnAmt
Exclusion$19,206,226ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$348,465FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$5,036,853ContriRptFundraisingEventAmt
Fundraising Direct Expenses$955,921FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$607,456TotalRevenueColumnAmt
Exclusion-$607,456ExclusionAmt
FieldValueIRS element (for citing)
Gaming Gross Income$0GamingGrossIncomeAmt
Gaming Direct Expenses$0GamingDirectExpensesAmt

Net Income From Gaming NetIncomeFromGamingGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt
FieldValueIRS element (for citing)
Gross Sales Of Inventory$12,293,775GrossSalesOfInventoryAmt
Cost Of Goods Sold$4,323,971CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$7,969,804TotalRevenueColumnAmt
Related Or Exempt Func Income$7,759,213RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$210,591UnrelatedBusinessRevenueAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtExclusionExclusionAmt
FOOD SALES900099$3,399,255$3,399,255
PARKING812930$2,414,772$2,414,772
OTHER900099$399,877$399,877
FieldValueIRS element (for citing)
Other Revenue Total$6,213,904OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$205,386,527TotalRevenueColumnAmt
Related Or Exempt Func Income$43,745,772RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$302,431UnrelatedBusinessRevenueAmt
Exclusion$29,774,319ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$2,317,781TotalAmt
Program Services$2,317,781ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$1,180,248TotalAmt
Program Services$1,180,248ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Benefits To Members BenefitsToMembersGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$5,786,517TotalAmt
Program Services$1,016,126ProgramServicesAmt
Management And General$4,533,121ManagementAndGeneralAmt
Fundraising$237,270FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$82,508,905TotalAmt
Program Services$67,854,365ProgramServicesAmt
Management And General$10,081,465ManagementAndGeneralAmt
Fundraising$4,573,075FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$11,023,998TotalAmt
Program Services$9,528,406ProgramServicesAmt
Management And General$874,300ManagementAndGeneralAmt
Fundraising$621,292FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$14,050,093TotalAmt
Program Services$11,318,387ProgramServicesAmt
Management And General$1,954,612ManagementAndGeneralAmt
Fundraising$777,094FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$6,245,038TotalAmt
Program Services$4,942,139ProgramServicesAmt
Management And General$960,887ManagementAndGeneralAmt
Fundraising$342,012FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$1,228,625TotalAmt
Program Services$2,000ProgramServicesAmt
Management And General$1,226,625ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$300,000TotalAmt
Program Services$23,316ProgramServicesAmt
Management And General$276,684ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$235,542TotalAmt
Management And General$235,542ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$297,304TotalAmt
Fundraising$297,304FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$1,532,783TotalAmt
Management And General$1,532,783ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$18,230,726TotalAmt
Program Services$15,121,203ProgramServicesAmt
Management And General$3,077,234ManagementAndGeneralAmt
Fundraising$32,289FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$2,225,311TotalAmt
Program Services$208,517ProgramServicesAmt
Management And General$2,007,485ManagementAndGeneralAmt
Fundraising$9,309FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$5,150,065TotalAmt
Program Services$4,283,134ProgramServicesAmt
Management And General$562,737ManagementAndGeneralAmt
Fundraising$304,194FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$77,981TotalAmt
Program Services$77,981ProgramServicesAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$7,712,675TotalAmt
Program Services$7,497,163ProgramServicesAmt
Management And General$169,629ManagementAndGeneralAmt
Fundraising$45,883FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$2,004,191TotalAmt
Program Services$1,902,410ProgramServicesAmt
Management And General$99,817ManagementAndGeneralAmt
Fundraising$1,964FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$276,930TotalAmt
Program Services$250,432ProgramServicesAmt
Management And General$20,849ManagementAndGeneralAmt
Fundraising$5,649FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$9,974,222TotalAmt
Program Services$9,665,021ProgramServicesAmt
Management And General$243,371ManagementAndGeneralAmt
Fundraising$65,830FundraisingAmt

Payments To Affiliates PaymentsToAffiliatesGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$30,855,755TotalAmt
Program Services$29,899,227ProgramServicesAmt
Management And General$752,880ManagementAndGeneralAmt
Fundraising$203,648FundraisingAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$1,447,076TotalAmt
Program Services$14,460ProgramServicesAmt
Management And General$1,292,588ManagementAndGeneralAmt
Fundraising$140,028FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
EVENTS & HOSPITALITY$1,337,801$1,125,598$202,214$9,989
SUPPLIES$5,120,926$4,675,884$365,837$79,205
EQUIP RENTAL AND MAINTENANCE$2,612,493$2,377,926$155,246$79,321
OTHER EXPENSES$1,403,451$1,128,604$239,454$35,393

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$215,136,437TotalAmt
Program Services$176,410,328ProgramServicesAmt
Management And General$30,865,360ManagementAndGeneralAmt
Fundraising$7,860,749FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$16,653,235BOYAmt
EOY$23,306,127EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$116,485,134BOYAmt
EOY$133,166,952EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$172,744,177BOYAmt
EOY$134,333,127EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$5,636,810BOYAmt
EOY$5,383,083EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$1,235,700BOYAmt
EOY$1,313,265EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$13,487,871BOYAmt
EOY$14,998,228EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$930,509,180LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$521,951,907LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$406,313,590BOYAmt
EOY$408,557,273EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$309,994,859BOYAmt
EOY$319,756,467EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$385,705,098BOYAmt
EOY$412,396,598EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Intangible Assets IntangibleAssetsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$10,158,489BOYAmt
EOY$10,137,569EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$1,438,414,963BOYAmt
EOY$1,463,348,689EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$39,883,605BOYAmt
EOY$41,810,843EOYAmt

Grants Payable GrantsPayableGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$9,452,795BOYAmt
EOY$8,692,779EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$179,080,723BOYAmt
EOY$175,820,413EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$95,605,000BOYAmt
EOY$95,605,000EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$76,019,783BOYAmt
EOY$70,757,844EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$400,041,906BOYAmt
EOY$392,686,879EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$290,822,438BOYAmt
EOY$288,303,433EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$514,297,865BOYAmt
EOY$542,226,141EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$233,252,754BOYAmt
EOY$240,132,236EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$1,038,373,057BOYAmt
EOY$1,070,661,810EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$1,438,414,963BOYAmt
EOY$1,463,348,689EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss-$9,749,910ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst$35,424,664NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$6,613,999OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or ReviewfalseAccountantCompileOrReviewInd
FS AuditedYes (true)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (true)AuditCommitteeInd
Federal Grant Audit RequiredYes (true)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (true)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Public Organization170Yes (X)PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$107,059,761CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$190,623,475CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$175,306,156CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$209,933,354CurrentTaxYearMinus1YearAmt
Current Tax Year$121,009,213CurrentTaxYearAmt
Total$803,931,959TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$10,320,919CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$14,320,609CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$15,496,430CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$16,347,289CurrentTaxYearMinus1YearAmt
Current Tax Year$10,554,791CurrentTaxYearAmt
Total$67,040,038TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$117,380,680CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$204,944,084CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$190,802,586CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$226,280,643CurrentTaxYearMinus1YearAmt
Current Tax Year$131,564,004CurrentTaxYearAmt
Total$870,971,997TotalAmt
FieldValueIRS element (for citing)
Substantial Contributors Tot$37,932,166SubstantialContributorsTotAmt
Public Support Total170$833,039,831PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$3,294,309CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$3,102,073CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$3,672,092CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$4,180,792CurrentTaxYearMinus1YearAmt
Current Tax Year$4,945,624CurrentTaxYearAmt
Total$19,194,890TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$167,900CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$471,727CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$252,177CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$207,021CurrentTaxYearMinus1YearAmt
Current Tax Year$91,480CurrentTaxYearAmt
Total$1,190,305TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$541,020CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$580,005CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$417,415CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$294,065CurrentTaxYearMinus1YearAmt
Current Tax Year$348,465CurrentTaxYearAmt
Total$2,180,970TotalAmt
FieldValueIRS element (for citing)
Total Support$893,538,162TotalSupportAmt
Gross Receipts Rltd Activities$248,843,441GrossReceiptsRltdActivitiesAmt
Public Support CY1700.93229PublicSupportCY170Pct
Public Support PY1700.96344PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbyingGrp

Total Direct Lobbying TotalDirectLobbyingGrp

FieldValueIRS element (for citing)
Filing Organizations Total$249,545FilingOrganizationsTotalAmt

Total Lobbying Expend TotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$249,545FilingOrganizationsTotalAmt

Other Exempt Purpose Expend OtherExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$213,056,807FilingOrganizationsTotalAmt

Total Exempt Purpose Expend TotalExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$213,306,352FilingOrganizationsTotalAmt

Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Filing Organizations Total$1,000,000FilingOrganizationsTotalAmt

Grassroots Nontaxable GrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Filing Organizations Total$250,000FilingOrganizationsTotalAmt
FieldValueIRS element (for citing)
Tot Lbbyng Grassroot Mns Non TxTotLbbyngGrassrootMnsNonTxGrp
Tot Lbby Expend Mns Lbbyng Non TxTotLbbyExpendMnsLbbyngNonTxGrp

Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Current Year Minus3$1,000,000CurrentYearMinus3Amt
Current Year Minus2$1,000,000CurrentYearMinus2Amt
Current Year Minus1$1,000,000CurrentYearMinus1Amt
Current Year$1,000,000CurrentYearAmt
Total$4,000,000TotalAmt
FieldValueIRS element (for citing)
Lobbying Ceiling$6,000,000LobbyingCeilingAmt

Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Current Year Minus3$359,461CurrentYearMinus3Amt
Current Year Minus2$303,059CurrentYearMinus2Amt
Current Year Minus1$267,837CurrentYearMinus1Amt
Current Year$249,545CurrentYearAmt
Total$1,179,902TotalAmt

Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Current Year Minus3$250,000CurrentYearMinus3Amt
Current Year Minus2$250,000CurrentYearMinus2Amt
Current Year Minus1$250,000CurrentYearMinus1Amt
Current Year$250,000CurrentYearAmt
Total$1,000,000TotalAmt
FieldValueIRS element (for citing)
Grassroots Ceiling$1,500,000GrassrootsCeilingAmt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Art Public Exhibition AmountsArtPublicExhibitionAmountsGrp
Held Works ArtHeldWorksArtGrp
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets SalefalseSolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$675,766,829BeginningYearBalanceAmt
Contributions$16,736,333ContributionsAmt
Investment Earnings Or Losses$56,069,059InvestmentEarningsOrLossesAmt
Other Expenditures$36,633,422OtherExpendituresAmt
End Year Balance$711,938,799EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$617,234,343BeginningYearBalanceAmt
Contributions$13,488,397ContributionsAmt
Investment Earnings Or Losses$81,554,858InvestmentEarningsOrLossesAmt
Other Expenditures$36,510,769OtherExpendituresAmt
End Year Balance$675,766,829EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$648,069,790BeginningYearBalanceAmt
Contributions$25,198,695ContributionsAmt
Investment Earnings Or Losses-$20,854,068InvestmentEarningsOrLossesAmt
Other Expenditures$35,180,074OtherExpendituresAmt
End Year Balance$617,234,343EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$657,157,255BeginningYearBalanceAmt
Contributions$7,057,018ContributionsAmt
Investment Earnings Or Losses$17,590,696InvestmentEarningsOrLossesAmt
Other Expenditures$33,735,179OtherExpendituresAmt
End Year Balance$648,069,790EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$587,828,476BeginningYearBalanceAmt
Contributions$8,936,171ContributionsAmt
Investment Earnings Or Losses$92,954,092InvestmentEarningsOrLossesAmt
Other Expenditures$32,561,484OtherExpendituresAmt
End Year Balance$657,157,255EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.31000BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.30000PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.39000TermEndowmentBalanceEOYPct
Endowments Held Unrelated OrgfalseEndowmentsHeldUnrelatedOrgInd
Endowments Held Related OrgfalseEndowmentsHeldRelatedOrgInd
LandLandGrp

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$4,066,866OtherCostOrOtherBasisAmt
Depreciation$2,362,004DepreciationAmt
Book Value$1,704,862BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$778,951,948OtherCostOrOtherBasisAmt
Depreciation$442,189,271DepreciationAmt
Book Value$336,762,677BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$84,175,013OtherCostOrOtherBasisAmt
Depreciation$77,400,633DepreciationAmt
Book Value$6,774,380BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$63,315,354OtherCostOrOtherBasisAmt
Book Value$63,315,354BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$408,557,273TotalBookValueLandBuildingsAmt
Financial DerivativesFinancialDerivativesGrp
Closely Held Equity InterestsCloselyHeldEquityInterestsGrp

Other Securities OtherSecuritiesGrp (3 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
MARKETABLE ALT. INVESTMENTS$294,786,977F
NONMARKETABLE ALT. INVESTMENTS$97,292,874F
SHORT-TERM INVESTMENTS$20,316,747F
FieldValueIRS element (for citing)
Total Book Value Securities$412,396,598TotalBookValueSecuritiesAmt
Federal Income Tax Liability$0FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (3 entries)

DescDescAmtAmt
INTEREST RATE EXCHG/CAP AGREEMENT$17,141,162
ACC. POSTRETIREMENT & OTHER BENEFIT$50,838,322
ACCRUED INTEREST PAYABLE$2,778,360
FieldValueIRS element (for citing)
Total Liability$70,757,844TotalLiabilityAmt

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Part III, Line 1A, Part III Line 4The Museum has extensive collections of specimens and artifacts that constitute a record of life on Earth. These valuable, and sometimes irreplaceable, collections have been acquired through field expeditions, contributions and purchases since the Museum's inception and represent one of the largest and most important natural history collections in the world. New collection areas include the Museum's frozen tissue collection of DNA and tissue samples as well as large scientific databases of genomic and astrophysical data. The collections provide a resource for scientists around the world and grow significantly each year. In conformity with accounting policies generally followed by museums, the value of the Museum's collections is not reflected in the consolidated statement of financial position. The Museum's collections policy requires that the proceeds from the sale of collection items be used for acquisitions to the collections. If the assets used to purchase the collection items are from restricted funds, proceeds from the sale of those items are recorded as increases in temporarily restricted net assets in that fund until an acquisition is made.
Part V, Line 4The Museum's endowment funds include both donor-restricted and board of trustees' designated funds. These funds are invested under the oversight of the board's investment committee and are used to support operating, capital and other activities pursuant to appropriation recommended by the board's budget and finance committee and approved by the board of trustees.
PART X, FIN 48 (ASC 740)U.S. GAAP requires that a tax position be recognized or derecognized based on a "more likely than not" threshold. This applies to positions taken or expected to be taken in a tax return. The Museum does not believe its consolidated financial statements include any uncertain tax positions that would have a material adverse effect on its financial conditions.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (19 entries)

RegionRegionTxtType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
Central America and the CaribbeanProgram ServicesSCIENTIFIC RESEARCH$33,133
South AmericaProgram ServicesSCIENTIFIC RESEARCH$59,400
North AmericaProgram ServicesEXHIBITION$157,061
Middle East and North AfricaProgram ServicesSCIENTIFIC RESEARCH$12,118
East Asia and the PacificProgram ServicesEDUC & OTHER$72,261
Europe (Including Iceland and Greenland)Investments$448,573
East Asia and the PacificProgram ServicesSCIENTIFIC RESEARCH$263,378
Europe (Including Iceland and Greenland)Program ServicesEXHIBITION$26,635
Europe (Including Iceland and Greenland)Program ServicesSCIENTIFIC RESEARCH$340,768
Europe (Including Iceland and Greenland)Program ServicesEDUC & OTHER$109,772
Middle East and North AfricaProgram ServicesEXHIBITION$1,626
North AmericaProgram ServicesSCIENTIFIC RESEARCH$106,235
North AmericaProgram ServicesEDUC & OTHER$315,644
South AmericaProgram ServicesEXHIBITION$16,027
South AmericaProgram ServicesEDUC & OTHER$9,049
South AsiaProgram ServicesSCIENTIFIC RESEARCH$8,339
Sub-Saharan AfricaProgram ServicesSCIENTIFIC RESEARCH$75,875
Sub-Saharan AfricaProgram ServicesEDUC & OTHER$23,887
Central America and the CaribbeanInvestments$153,594,150
FieldValueIRS element (for citing)
Subtotal Spent$2,055,894SubtotalSpentAmt
Continuation Spent$153,618,037ContinuationSpentAmt
Total Spent$155,673,931TotalSpentAmt
Transfer To Foreign CorpYes (true)TransferToForeignCorpInd
Interest In Foreign TrustfalseInterestInForeignTrustInd
Foreign Corp OwnershipYes (true)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (true)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (true)ForeignPartnershipInd
Boycott CountriesfalseBoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 2FormAndLineReferenceDesc
ExplanationTHE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES IN RESEARCH COLLABORATION IS MONITORED IN ACCORDANCE WITH THE AMNH SUB-AWARD ADMINISTRATION AND MONITORING POLICY, THE AMNH GRANTS MANUAL AND TITLE 2 U.S. CODE OF FEDERAL REGULATIONS ("CFR") PART 200, UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS ("UNIFORM GUIDANCE")REQUIREMENTS. THE MUSEUM PERFORMS AN ASSESSMENT OF THE GRANTEE'S ABILITY TO PERFORM THE WORK REQUIRED PRIOR TO GRANTING AN AWARD. POST-AWARD RISK BASED MONITORING IS ACCOMPLISHED THROUGH PERIODIC REPORTING FROM GRANTEES REGARDING THE USE OF GRANT FUNDS, FIELD INVESTIGATIONS AND SITE VISITS CONDUCTED BY AMNH STAFF, AND REGULAR CONTACT WITH THE GRANTEE. BECAUSE FOREIGN GRANTEES ARE NOT SUBJECT TO UNIFORM GUIDANCE, IN ACCORDANCE WITH UNIFORM GUIDANCE AMNH UTILIZES ADDITIONAL METHODS OF MONITORING IN THE FORM OF MORE FREQUENT AND EXTENSIVE REPORTING AND REVIEW BY AMNH.ExplanationTxt

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Solicitation Of Non Govt GrantsYes (X)SolicitationOfNonGovtGrantsInd
Solicitation Of Govt GrantsYes (X)SolicitationOfGovtGrantsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising ActyYes (true)AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (2 entries)

ActivityActivityTxtFundraiser Control Of FundsFundraiserControlOfFundsIndGross ReceiptsGrossReceiptsAmtRetained By ContractorRetainedByContractorAmtNet To OrganizationNetToOrganizationAmt
MR Strategic Services Inc
FUNDRAISING COUNSELfalse$2,844,693$242,418$2,602,275
SD A TELESERVICES INC
Phone solicitatiofalse$193,150$54,886$138,264
FieldValueIRS element (for citing)
Total Gross Receipts$3,037,843TotalGrossReceiptsAmt
Total Retained By Contractors$297,304TotalRetainedByContractorsAmt
Total Net To Organization$2,740,539TotalNetToOrganizationAmt
Licensed StatesALLicensedStatesCd
Licensed StatesAZLicensedStatesCd
Licensed StatesARLicensedStatesCd
Licensed StatesCALicensedStatesCd
Licensed StatesCTLicensedStatesCd
Licensed StatesILLicensedStatesCd
Licensed StatesKSLicensedStatesCd
Licensed StatesKYLicensedStatesCd
Licensed StatesMDLicensedStatesCd
Licensed StatesMALicensedStatesCd
Licensed StatesMILicensedStatesCd
Licensed StatesMNLicensedStatesCd
Licensed StatesNHLicensedStatesCd
Licensed StatesNJLicensedStatesCd
Licensed StatesNYLicensedStatesCd
Licensed StatesNCLicensedStatesCd
Licensed StatesOHLicensedStatesCd
Licensed StatesOKLicensedStatesCd
Licensed StatesORLicensedStatesCd
Licensed StatesPALicensedStatesCd
Licensed StatesRILicensedStatesCd
Licensed StatesSCLicensedStatesCd
Licensed StatesTNLicensedStatesCd
Licensed StatesUTLicensedStatesCd
Licensed StatesVALicensedStatesCd
Licensed StatesWALicensedStatesCd
Licensed StatesWVLicensedStatesCd
Licensed StatesWILicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Event1MUSEUM GALAEvent1Nm
Gross Receipts Event1$2,833,176GrossReceiptsEvent1Amt
Charitable Contri Event1$2,705,776CharitableContriEvent1Amt
Gross Revenue Event1$127,400GrossRevenueEvent1Amt
Other Direct Expenses Event1$315,822OtherDirectExpensesEvent1Amt
Event2CORP DINNEREvent2Nm
Gross Receipts Event2$1,330,250GrossReceiptsEvent2Amt
Charitable Contri Event2$1,288,425CharitableContriEvent2Amt
Gross Revenue Event2$41,825GrossRevenueEvent2Amt
Other Direct Expenses Event2$91,595OtherDirectExpensesEvent2Amt
Other Events Total4OtherEventsTotalCnt
Gross Receipts Other Events$1,221,892GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$1,042,652CharitableContriOtherEventsAmt
Gross Revenue Other Events$179,240GrossRevenueOtherEventsAmt
Oth Direct Expnss Other Events$548,504OthDirectExpnssOtherEventsAmt
Gross Receipts Total$5,385,318GrossReceiptsTotalAmt
Charitable Contributions Tot$5,036,853CharitableContributionsTotAmt
Gross Revenue Total Events$348,465GrossRevenueTotalEventsAmt
Oth Direct Expnss Total Events$955,921OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$955,921DirectExpenseSummaryEventsAmt
Net Income Summary-$607,456NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePart I, Column (V)FormAndLineReferenceDesc
ExplanationAmount paid to M&R Strategic Services, Inc. ($242,418) is only for fees for professional fundraising consulting services per our agreement. Amount paid to SD & A TELESERVICES, INC ($54,886) includes both payment of fees for professional fundraising services and also fundraising expenses.ExplanationTxt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Recipient Table RecipientTable (22 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtNon Cash AssistanceNonCashAssistanceAmtValuation Method UsedValuationMethodUsedDescNon Cash AssistanceNonCashAssistanceDesc
Adler Planetarium
1300 S Lake Shore DriveChicagoIL60605366210902501(c)3$22,731Collaborative Research
Brooklyn Botanic Garden Corp
1000 Washington AvenueBrooklynNY11225112417338501(C)3$18,736URBAN ADVANTAGE
New York Botanical Garden
200TH ST SOUTHERN BOULEVARDBRONXNY10458131693134501(c)3$23,762URBAN ADVANTAGE
New York Hall of Science
47-01 11TH STREETCORONANY11368112104059501(c)3$154,094URBAN ADVANTAGE
NEW YORK UNIVERSITY
105 E 17TH STREET 4TH FLNEW YORKNY10003135562308501(c)3$420,020COLLABORATIVE RESEARCH
California Academy of Sciences
55 Music Concourse DrSan FranCA94118941156258501(c)3$24,927COLLABORATIVE RESEARCH
Queens Botanical Gardens
43-50 MAIN STREETFLUSHINGNY11355111635083501(C)3$17,690URBAN ADVANTAGE
Regents of the University of California
1111 FRANKLIN ST 12TH FLOOAKLANDCA94607956006144501(C)3$93,898COLLABORATIVE RESEARCH
Staten Island Zoo
614 BROADWAYSTATEN ISLANDNY10310135680691501(C)3$48,862URBAN ADVANTAGE
University of North Carolina at Charlotte
9201 Univ City BlvdCHARLOTTENC28223560791228501(c)3$248,859COLLABORATIVE RESEARCH
University of Connecticut
438 Whitney RdStorrsCT06269060772160115(1)$146,254Collaborative Research
University of Utah
201 Presidents CirSalt Lake CityUT84112876000525501(c)3$237,733Collaborative Research
University of Southern Maine
16 Central StBangorME04401016000769501(C)3$208,766Education
Wildlife Conservation Society-Bronx Zoo
2300 Southern BLVDBronxNY10460131740011501(c)3$298,460Urban Advantage
Wested
730 HARRISON STREETSAN FRANCISCOCA94107943233542115(1)$45,700URBAN ADVANTAGE
Friend's of the North Carolina Museum
415 S Madison StreetWhitevilleNC28472562182809501(c)3$17,901Collaborative Research
Houston Musuem of Natural Science
5555 Hermann Park DriveHoustonTX77030741036131501(c)3$13,230Collaborative Research
American Museum of Natural History PA
CPW at 79th StreetNew YOrkNY10024131628143501(c)3Maintain Planetarium$99,865CostMaintenance Support
SRI International
333 Ravenswood AveMenlo ParkCA94025941160950501(c)3$128,181Collaborative Research
BRUCE MUSEUM
1 MUSEUM DRIVEGREENWHICHCT06830237105904501(c)3$7,984Collaborative Research
Denver Musuem of Nature and Science
2001 Colorado BlvdDenverCO80205840518447501(c)3$15,920Collaborative Research
Research Foundation of CUNY
230 W 41st Street 7New YorkNY10036131988190501(c)3$22,837Collaborative Research
FieldValueIRS element (for citing)
Total501c3 Org22Total501c3OrgCnt
Total Other Org0TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmt
Research131$875,929
Scholarship113$304,319

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePart I, LINE 2FormAndLineReferenceDesc
ExplanationTHE USE OF GRANT FUNDS IN THE UNITED STATES IS MONITORED IN ACCORDANCE WITH THE AMNH SUB-AWARD ADMINISTRATION AND MONITORING POLICY, THE AMNH GRANTS MANUAL, AND TITLE 2 U.S. CODE OF FEDERAL REGULATIONS ("CFR") PART 200, UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS ("UNIFORM GUIDANCE") REQUIREMENTS. THE MUSEUM PERFORMS AN ASSESSMENT ON THE CANDIDATE'S ABILITY TO PERFORM THE WORK REQUIRED PRIOR TO GRANTING AN AWARD. POST-AWARD RISK BASED MONITORING IS ACCOMPLISHED THROUGH PERIODIC REPORTING FROM GRANTEES REGARDING THE USE OF GRANT FUNDS, FIELD INVESTIGATIONS AND SITE VISITS CONDUCTED BY AMNH STAFF, AND REGULAR CONTACT WITH THE GRANTEE.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Written Policy Ref T And E ExpnssYes (true)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (true)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Written Employment ContractYes (X)WrittenEmploymentContractInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentfalseSeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (true)SupplementalNonqualRtrPlanInd
Equity Based Comp ArrngmfalseEquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgfalseCompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related OrgsfalseCompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng OrgfalseCompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd OrgsfalseCompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (true)AnyNonFixedPaymentsInd
Initial Contract ExceptionfalseInitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (14 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtBonus Filing OrganizationBonusFilingOrganizationAmountOther Compensation Filing OrgOtherCompensationFilingOrgAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt
ELLEN V FUTTER
PRESIDENT & EX OFFICIO TRUSTEE$984,752$72,149$16,588$530,547$0$151,238$0$1,755,274$0
MICHAEL NOVACEK
SR VP AND PROVOST$487,981$35,387$0$239,885$0$7,703$0$770,956$0
LISA GUGENHEIM
SR VP INST ADVA/STRAT PLAN/EDU$458,867$34,251$0$176,317$0$20,424$0$689,859$0
GERALD SINGER -END 123117
SR VP AND GENERAL COUNSEL$433,281$31,388$0$53,256$0$7,704$0$525,629$0
ELLEN GALLAGHER
SR VP AND CFO$405,759$30,243$112,963$125,664$0$8,759$0$683,388$0$97,259
ANN SIEGEL
SR VP OPERATIONS & CAPITAL PRG$338,127$24,806$110,235$0$20,424$0$493,592$0
ANNE CANTY
VP COMMUNICATIONS, MARKETING,$328,614$24,806$477$94,375$0$20,424$0$468,696$0
DAVID HARVEY -END 63017
SR VP EXHIBITION$89,152$0$100,826$0$0$10,212$0$200,190$0
JACQUELINE POWERS
Assistant Secretary$196,505$0$0$32,113$0$20,389$0$249,007$0
DANIEL STODDARD
VP AND CHF INVEST OFFICER$387,963$0$0$77,897$0$7,703$0$473,563$0
JOHN FLYNN
DEAN OF GRADUATE SCHOOL AND CU$353,385$0$2,500$77,897$0$20,424$0$454,206$0
MARK NORELL
CURATOR$337,383$0$0$71,334$0$20,424$0$429,141$0
WARD WHEELER
CURATOR$330,484$0$59,824$55,444$0$20,424$0$466,176$0
DAVID THOMAS
CURATOR$302,134$0$70,130$57,597$0$20,424$0$450,285$0

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Part II Column (B) (II)All amounts represent awards under the Variable Compensation Plan, which were approved by the Museum's Board of Trustees. (See part I, 7)
Part II Column (B) (III)FOR E. FUTTER THIS INCLUDES THE PAYMENT OF LIFE INSURANCE PREMIUMS AND A PAYMENT TO REIMBURSE THE TAX IMPACT OF LIFE INSURANCE PREMIUMS IN PRIOR YEARS. FOR E. GALLAGHER THIS INCLUDES THE PAYMENT FOR WAIVING MEDICAL INSURANCE COVERAGE, AND THE PAYMENT OF THE SUM OF MULTI-YEAR ACCUMULATED DEFERRED COMPENSATION, DISCLOSED IN PRIOR YEARS, WHICH BECAME PAYABLE UPON MEETING SPECIFIED REQUIREMENTS (PART I, 4B). FOR A. CANTY THIS IS THE PAYMENT OF LIFE INSURANCE PREMIUMS. FOR D. HARVEY THIS IS THE PAYMENT OF PREVIOUSLY ACCRUED AND ACCUMULATED UNUSED VACATION AND SICK TIME. FOR J. FLYNN THIS IS A PAYMENT FOR INSTRUCTING A COURSE. FOR W. WHEELER THIS IS THE PAYMENT OF SUMMER SALARY. FOR D. THOMAS THIS THE PAYMENT OF SUMMER SALARY.
Part II Column CTHIS IS THE SUM OF CONTRIBUTIONS TO RETIREMENT PLANS. IT ALSO INCLUDES CURRENT YEAR ACCRUALS FOR DEFERRED COMPENSATION, WHICH IS CONTINGENT UPON MEETING SPECIFIED REQUIREMENTS, AND COULD BE PAYABLE IN THE FUTURE (SEE PART I, 4B and 7). FOR E. FUTTER $392,397, FOR M. NOVACEK $140,556, FOR L. GUGENHEIM $86,622, FOR E. GALLAGHER $39,977, FOR A. SIEGEL $13,399, FOR A. CANTY $9,368).
Part II Column DALL AMOUNTS ARE FOR EITHER INDIVIDUAL OR FAMILY MEDICAL BENEFITS AND OTHER INSURANCE BENEFITS. FOR E. FUTTER IT ALSO INCLUDES THE VALUE OF MUSEUM OWNED HOUSING WHERE THE PRESIDENT IS REQUIRED TO RESIDE FOR THE CONVENIENCE OF THE MUSEUM (SEE PART 1, 1a)
Part I, Question 1aThe Museum paid for international airfare at first class for a single trip for one scientist.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (3 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
TRUST FOR CULTURAL RESOURCES OF THE CITY OF NY
A911882413649717NR22008-06-24$174,630,000REFUNDING,$13,485,000 Outstandingfalsefalsefalse
TRUST FOR CULTURAL RESOURCES OF THE CITY OF NY
B911882413649717QD02009-07-10$19,638,830REFUNDING,$8,925,000 Outstandingfalsefalsefalse
TRUST FOR CULTURAL RESOURCES OF THE CITY OF NY
C911882413649717SW62014-06-05$156,019,278REFUNDING,$149,490,000 Outstandingfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (3 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$161,145,000$0$174,795,941$0$0$0$1,297,772$6,197$0$0$173,491,972$0Yes (true)falseYes (true)Yes (true)
B$9,015,000$0$19,640,887$0$0$0$351,001$0$0$0$19,289,886$0Yes (true)falseYes (true)Yes (true)
C$0$0$156,020,669$0$0$0$1,600$0$0$0$156,019,069$0Yes (true)falseYes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (3 entries)

Bond ReferenceBondReferenceCdPrivate Bus Use By OthersPrivateBusUseByOthersPct
A0
B0
C0

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (3 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndBusiness Name Line1GICProviderName/BusinessNameLine1TxtGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
AfalsefalseYes (true)Yes (true)Yes (true)falsefalse0falseYes (true)
0
BfalsefalsefalseYes (true)falsefalsefalse0falseYes (true)
0
CfalseYes (true)Yes (true)Yes (true)Yes (true)falsefalse0falseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (3 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART I, (F)ROW A, PART I, (F): THE BONDS REFUND THE BORROWER'S WACHOVIA LOAN (DATED 5/21/08), SERIES 2004B (ISSUED 06/15/2004) AND SERIES 2004C (ISSUED 06/15/2004). ROW B, PART I, (F): THE BONDS REFUND THE BORROWER'S SERIES 1993A (ISSUED 12/09/1993). ROW C, PART I, (F): THE BONDS REFUND THE BORROWER'S SERIES 2004A (ISSUED 06/03/2004), SERIES 2008B1 (ISSUED 06/24/2008), AND SERIES 2008B2 (ISSUED 06/24/2008).
PART II, LINE 3COLUMN A, B, C, PART II, LINE 3: THE DIFFERENCE BETWEEN PART I (E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS.
PART IV, LINE 2 (C)COLUMN A,C, PART IV, LINE 2(C): THE ISSUE QUALIFIES FOR A SPENDING EXCEPTION TO REBATE. NO REBATE CALCULATION HAS BEEN OR EVER WILL BE MADE, BEFORE OR AFTER THE DUE DATE OF AN 8038-T. COLUMN B, PART IV, LINE 2(C): THE REBATE COMPUTATION WAS PERFORMED AS OF SEPTEMBER 2,2014.

Schedule L IRS990ScheduleL

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp

Name Of Interested NameOfInterested

FieldValueIRS element (for citing)
PersonDAVIDSON KEMPNERPersonNm
FieldValueIRS element (for citing)
Transaction$542,995TransactionAmt
TransactionMANAGEMENT FEETransactionDesc
Sharing Of RevenuesYes (true)SharingOfRevenuesInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART IVFormAndLineReferenceDesc
ExplanationThomas Kempner is the Executive Managing Member and Co-Founder of Davidson Kempner. Thomas Kempner is married to a current Trustee, Katheryn Kempner.ExplanationTxt

Schedule M IRS990ScheduleM

FieldValueIRS element (for citing)
Works Of ArtWorksOfArtGrp
Art Historical TreasuresArtHistoricalTreasuresGrp
Art Fractional InterestArtFractionalInterestGrp
Books And PublicationsBooksAndPublicationsGrp
Clothing And Household GoodsClothingAndHouseholdGoodsGrp
Cars And Other VehiclesCarsAndOtherVehiclesGrp
Boats And PlanesBoatsAndPlanesGrp
Intellectual PropertyIntellectualPropertyGrp

Securities Publicly Traded SecuritiesPubliclyTradedGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution26ContributionCnt
Noncash Contributions Rpt F990$20,402,307NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE SUPPLEMENTAL INFMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Securities Closely Held StockSecuritiesCloselyHeldStockGrp
Secur Prtnrshp Trust IntrstsSecurPrtnrshpTrustIntrstsGrp
Securities MiscellaneousSecuritiesMiscellaneousGrp
Qualified Contrib Hist StructQualifiedContribHistStructGrp
Qualified Contrib OtherQualifiedContribOtherGrp
Real Estate ResidentialRealEstateResidentialGrp
Real Estate CommercialRealEstateCommercialGrp
Real Estate OtherRealEstateOtherGrp
CollectiblesCollectiblesGrp
Food InventoryFoodInventoryGrp
Drugs And Medical SuppliesDrugsAndMedicalSuppliesGrp
TaxidermyTaxidermyGrp
Historical ArtifactsHistoricalArtifactsGrp

Scientific Specimens ScientificSpecimensGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution95ContributionCnt
Noncash Contributions Rpt F990$0NoncashContributionsRptF990Amt

Archaeological Artifacts ArchaeologicalArtifactsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution8ContributionCnt
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PART I LINE 9THE REVENUE IS VALUED BASED ON THE AVERAGE OF THE MARKET SALE PRICES ON THE DATE OF THE CONTRIBUTION.
PART I LINE 23THE MUSEUM RECEIVED 95 CONTRIBUTIONS OF SCIENTIFIC SPECIMENS, CONSISTING OF 23,378 ITEMS.
PART I LINE 24THE MUSEUM RECEIVED 8 CONTRIBUTIONS OF ARCHEOLOGICAL ARTIFACTS, CONSISTING OF 145 ITEMS.
PART I LINE 33THE MUSEUM HAS EXTENSIVE COLLECTIONS OF SPECIMENS AND ARTIFACTS THAT CONSTITUTE A RECORD OF LIFE ON EARTH. THESE VALUABLE, AND SOMETIMES IRREPLACEABLE, COLLECTIONS HAVE BEEN ACQUIRED THROUGH FIELD EXPEDITIONS, CONTRIBUTIONS AND PURCHASES SINCE THE MUSEUM'S INCEPTION AND REPRESENT ONE OF THE LARGEST AND MOST IMPORTANT NATURAL HISTORY COLLECTIONS IN THE WORLD. NEW COLLECTION AREAS INCLUDE THE MUSEUM'S FROZEN TISSUE COLLECTION OF DNA AND TISSUE SAMPLES AS WELL AS LARGE SCIENTIFIC DATABASES OF GENOMIC AND ASTROPHYSICAL DATA. THE COLLECTIONS PROVIDE A RESOURCE FOR SCIENTISTS AROUND THE WORLD AND GROW SIGNIFICANTLY EACH YEAR. IN CONFORMITY WITH ACCOUNTING POLICIES GENERALLY FOLLOWED BY MUSEUMS, THE VALUE OF THE MUSEUM'S COLLECTIONS IS NOT REFLECTED IN THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. THE MUSEUM'S COLLECTIONS POLICY REQUIRES THAT THE PROCEEDS FROM THE SALE OF COLLECTION ITEMS BE USED FOR ACQUISITIONS TO THE COLLECTIONS. IF THE ASSETS USED TO PURCHASE THE COLLECTION ITEMS ARE FROM RESTRICTED FUNDS, PROCEEDS FROM THE SALE OF THOSE ITEMS ARE RECORDED AS INCREASES IN TEMPORARILY RESTRICTED NET ASSETS IN THAT FUND UNTIL AN ACQUISITION IS MADE.

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Part I, Question 1, Part III Question 1OVERVIEW The American Museum of Natural History ("AMNHthe "Museum") is one of the largest and most complex natural history museums in the world. It is a diverse scientific, educational and cultural organization that includes a research enterprise of approximately 200 full time scientists; the Richard Gilder Graduate School, which confers the Ph.D. in Comparative Biology and the Master of Arts in Teaching in Earth science; collections of more than 34 million specimens and artifacts that constitute an invaluable record of life on Earth; one of the largest natural history libraries in the world, 45 permanent exhibition halls, special exhibition galleries which display award-winning exhibitions, as well as the Rose Center for Earth and Space, which houses the Hayden Planetarium where planetarium shows are shown. The Museum also has a major digital enterprise and online presence, and distributes its scientific and educational content, special exhibitions and planetarium shows to venues in Approximately 25 countries. The Museum was founded as a nonprofit corporation in 1869 by a special act of the Legislature of the State of New York and is chartered as an educational institution with its scientific research, educational programs and exhibitions under the auspices of the Board of Regents of the State of New York. The AMNH mission, which reflects a close integration of science and education, is "to discover, interpret and disseminate -- through scientific research and education -- knowledge about human cultures, the natural world, and the universe." The Museum is located on approximately 18 acres in Theodore Roosevelt Park across from Central Park in the borough of Manhattan in New York City, the largest city in the United States with a growing and diverse population of 8.6 million and the highest tourism of any city in the United States, with approximately 63 million foreign and domestic tourists a year. The premises of the Museum open to the public include 45 permanent exhibition halls and its special exhibition galleries, the Rose Center for Earth and Space including the Hayden Planetarium, theaters for symposia and public programs, and the library. Other parts of the premises house research laboratories, collections, classrooms, and the Richard Gilder Graduate School. In December 2017, New York City Department of Parks & Recreation approved the Museum's plans for the new Richard Gilder Center for Science, Education, and Innovation. The project includes a five-story, approximately 190,000-gross-square-foot addition, approximately 40,000 gross square feet of renovations to existing space, and alterations to an approximately 75,000-square-foot adjacent area of Theodore Roosevelt Park. The Gilder Center will include new exhibition and learning spaces with state-of-the-art technology and the Museum's world-class collections, expanding access to a broader range of the Museum's resources for students, teachers, and families, offering new learning opportunities, and inviting all visitors to share in the excitement of discovery. The Museum is open to the public 363 days a year, and admission to the permanent halls and the Rose Center for Earth and Space is on a "suggested" basis. Last year the museum's overall attendance was approximately 5 million. AMNH is publicly supported by operating and capital funds from the City of New York and by grants from the City, State, and Federal governments. Additional support comes from individual donations, grants from foundations and corporations, as well as admissions revenue, endowment yield, and ancillary activities. RESEARCH AMNH scientific research is carried out with a full-time scientific staff of approximately 200 who work in biological sciences, paleontology, astrophysics, earth and planetary sciences, and anthropology. AMNH scientists conduct more than 100 expeditions each year around the world and publish their research in peer-reviewed journals at the rate of about 450 publications in FY 2018. The science effort is led currently by 40 tenured or tenure track curators whose research publications have attracted over 200,000 citations. Senior curators have an average citation index (H-index) of 45, regarded as an indication of "outstanding" impact characteristic of only top research institutions. Research facilities utilized by AMNH include the Museum's collections, a natural history library and state-of-the-art laboratories as well as other research facilities off site which are available through university consortiums in which AMNH participates. AMNH also owns over 100 acres in the Chiricahua Mountains in Southeastern Arizona with research laboratories and temporary housing for researchers, as well as the 17-acre Great Gull Island, a conservation area located at the eastern end of Long Island Sound in New York State. The work of scientists at the Museum is partially funded by federal agencies including the National Science Foundation, the National Aeronautics and Space Administration and the National Institutes of Health. AMNH's cross-disciplinary research centers include an institute for comparative genomics ("the institute"), which advances basic research in molecular biology. The institute includes a number of science facilities including three genomics laboratories; the Monell Collection for Molecular and Microbial Research (a frozen tissue repository of DNA and tissue specimens); and a parallel computing facility. It also supports the Museum's comparative genomics research program and education laboratory. The genomics research programs are complemented by the effort of Museum scientist in phenomics research- the investigation of cell and tissue structure, anatomy, physiology and other complex features of organism and species that are influenced by genes. Thus, the Museum's research mission in comparative biology embraces both genomics and phenomics. Research programs in comparative biology are complemented by educational programs and facilities, including the Education Laboratory, that help convey the critical scientific concepts to diverse audiences. Another research program is the Center for Biodiversity and Conservation (CBC), which surveys and studies biological diversity, provides educational and training programs and strives to mitigate threats to the Earth's ecosystems. CBC's projects in the Bahamas, the Solomon Islands, British Columbia, Bolivia, Argentina, and Vietnam, integrate multidisciplinary research and the Museum's collections and technology for training and collaborative problem solving. CBC is also working to develop tools to support the professionalization of the global protected area workforce and to incorporate indigenous and local knowledge into biodiversity assessments. COLLECTIONS and LIBRARY The Museum's collections number over 34 million specimens and artifacts and are among the largest and most comprehensive in the world. The collections constitute an invaluable record of life on Earth and are maintained to facilitate the study and understanding of 4.5 billion years of change in Earth's geology, climate, and the 3.5-billion-year history of its habitats and life forms. The collections typically increase by between fifty and one hundred thousand specimens and artifacts each year. New collections and facilities include the Museum's frozen tissue collection of DNA with tissue samples that form a repository for research at AMNH and other institutions, often including specimens of endangered species such as those deposited by researchers under permit from the National Park Service. Other new forms of collections include large scientific digital databases of genomic and astrophysical data. The collections and research assets are enriched by continued exploration of such diverse areas as Mongolia, Kenya, British Columbia, Argentina, South Africa, Guatemala, Congo, Costa Rica, China, Belize, Bahamas, Arctic islands, Antarctica, Vanuatu, Thailand, Myanmar, Laos, India, Chile, Brazil, Columbia, Peru, Australia, Indonesia, New Guinea, Romania, and many others. AMNH provides research material for other institutions, typically with loans of hundreds of thousands of specimens outstanding at any given time. Its collections are also made available for study on site to research scientists and students annually, to more than 1,000 researchers in FY 2018. The Library of the American Museum of Natural History was established in 1869 with the founding of the Museum. Since that time, the Library has grown into one of the largest natural history libraries in the world, with a collection that is rich in retrospective materials, some going back to the 15th century.
Part I, Question 1, Part III Question 1(Continued)The Library's holdings comprise a research collection with topics that span the full range of the natural sciences, special collections (which consist of archival material relating to the history of the Museum, its scientists and staff, scientific expeditions and research, Museum exhibitions and educational offerings), and digital collections. It also includes an astronomy collection, which consists of over 8,000 volumes, 55 journal titles, over 10,000 photographs, and archives dating back to 1934, one year before the opening of the original Hayden Planetarium. The Library's primary function is to serve and support the work of the Museum's scientific staff; however, it also serves local students, faculty, researchers, and the general public, as well as scholars nationally and internationally. EDUCATION THE RICHARD GILDER SCHOOL ("RGGS"GRADUATE SCHOOL") is accredited by the New York State Board of Regents and confers the degrees of Doctor of PHILOSOPHY ("PH.D.") IN COMPARATIVE BIOLOGY AND MASTER OF ARTS ("M.A.") In teaching earth and planetary science, the first and only museum in the United States authorized to do so. The Graduate School's students publish papers in leading academic journals during or based on work from their studies at the Graduate School. RGGS students continue to be highly successful in securing distinguished grants, awards, and post-graduate positions. This year, 5 RGGS Ph.D. graduates began tenure or career-track faculty positions and 1 was hired as a 3-year visiting professor; while a current doctoral student was awarded an extremely competitive 3-year NSF Graduate Research Fellowship. In addition, 4 RGGS Alumni were awarded postdoctoral fellowships, 1 was appointed Executive Director of a state-level NGO, and 1 was awarded a 2-year AAAS Science Technology Policy Fellowship for an appointment through the NSF Director's Office (in External Affairs in the Office of Legislative and Public Affairs). Two RGGS-Columbia collaborative Ph.D. program alumni received prestigious awards: The Geological Society of America's Donath Medal (Young Scientist Award) and the Royal Society of Edinburgh's Sir Thomas Makdougall Brisbane Medal (early career prize in Physical, Engineering & Informatic Sciences). Eight years ago, the New York State Board of Regents selected AMNH to pilot a Master of Arts in Teaching program for K-12 science teachers with conferral of the degree by the Board of Regents, the first freestanding master's degree program offered by a U.S. museum to prepare science teachers. The Regents' pilot program was completed in August 2016, and the Regents approved an amendment of the AMNH charter authorizing AMNH itself to confer the degree of Master of Arts in Teaching. The Master of Arts in Teaching program now resides in the Graduate School along with the Ph.D. program. Now in its seventh year, the Museum's innovative Master of Arts in Teaching Earth Science (MAT) program has a nearly 100 percent job placement rate, and 94 graduates are currently teaching in high-needs schools, reaching nearly 8,400 students annually. To further advance training of the next generation of scientists, the Graduate School also conducts a doctoral training program in collaboration with four universities: Cornell, Columbia, New York University, and the City University of New York, and maintains an active post-doctoral program. The Graduate School also offers an undergraduate training program, which provides a select group of undergraduate students with intensive research experience in such subjects as evolutionary biology, earth and planetary sciences, and astrophysics. For K-12 teachers, the Museum has extensive professional development programs that annually train more than 4,600 pre- and in-service K-12 science teachers through a varied suite of onsite and online professional development offerings that are aligned with current curricular standards and designed to familiarize educators with rigorous scientific content, effective teaching practices, and the Museum's own rich resources. Many of the programs offered to teachers are graduate credit bearing, furthering pursuit of advanced degrees in science education through the City University of New York and other universities. In addition, organized school and camp groups with approximately 400,000 students and teachers visit the Museum's permanent halls and special exhibitions each year, and many participate in the Museum's after-school programs. Among the Museum's signature education programs for middle school students is the Urban Advantage initiative, which is now in its 15th year. Urban Advantage is a middle school science enrichment program developed by the Museum with the NYC Department of Education and operated by the Museum and seven other science institutions of New York City. The program has grown to annually reach over 295 middle schools, 879 teachers and over 90,000 students throughout all five boroughs of New York City in FY 2018. Now reaching over 45% of New York City's public middle schools, in 2017 - 2018, UA is continuing to pilot an expansion into the third, fourth, and fifth grades, which is now reaching 3,150 students and 45 teachers in 21 elementary schools in New York City. Each year, the Museum's Science and Research Mentoring Program (SRMP) provides 60 under-resourced high school students with a year of focused training in science practices and laboratory skills, as well as the invaluable opportunity to pursue research projects under the mentorship of a Museum scientist. This year, in teams, SRMP students conducted 26 research projects across anthropology, genomics, astrophysics, and biodiversity conservation in Fiscal Year 2018. All 60 students successfully graduated from the program, continuing the program's remarkable retention rate of virtually 100 percent. Notably, the research of seven SRMP alumni and their mentors was published in peer-reviewed scientific journals this past year. Since 2013, the Museum has also led the New York City Science Research Mentoring Consortium, a partnership of local academic, research, and cultural institutions committed to providing mentored research experiences modeled on SRMP's proven success, while sharing resources, consolidating common activities, and identifying best practices. The Consortium now includes 22 partner sites--including the Lamont-Doherty Earth Observatory at Columbia University, the NOAA Center for Remote Sensing and Earth Systems (CREST) at City College, and Wave Hill--and reaches nearly 400 students each year. With support from the Helen Gurley Brown Trust in FY 2018, the Museum continued its Bridge Up: STEM program, a youth learning program for high school aged girls in computational science. Focused on supporting young women and youth from low-resources and low-income communities the program serves 50 high school girls annually in a two-year, intensive program that teaches programming skills aligned to scientific research. The program continues to engage and energize its participants and imbue them with confidence in their new skills and knowledge, and program retention has been almost 100 percent. The Museum also produces and distributes curricula, lesson plans, and resource materials for classroom use, as well as for use in libraries and community organizations, to support science teaching and learning in New York City. These materials are widely available online to communities throughout the State of New York, the U.S., and the world, through the Museum's continued investment in digital media. The Museum further extends the reach of its educational programs through after-hours public programs, including the monthly SciCaf series, which features popular presentations by Museum curators, and the annual Isaac Asimov Debate. The Museum also convenes international conferences and convenings on scientific, environmental, cultural, and educational topics, including the annual Margaret Mead Film Festival, the longest running showcase for international documentary films in anthropology. EXHIBITIONS The Museum creates and mounts its award-winning exhibitions, science video bulletin displays, and planetarium shows for display at AMNH and distribution to museums, science centers, and planetaria in numerous venues in approximately 25 countries. Opening in FY 2018, the exhibition Our Senses: An Immersive Experience (Fall 2017) was an exhibition that explored how we use our sense organs to gather up vital information-and more importantly, how our brains interpret sensory data and enable us to perceive the world around us. We get to know our world through some or all of our senses-including sight, smell, hearing, touch and taste-but they're just parts of a much larger puzzle. The highly experiential exhibition Our Senses delved into how our brains work with sensory organs to shape our perceptions and reveals how, until recently in our evolutionary history, humans have been oblivious to nature's other crucia
Part I, Question 1, Part III Question 1(Continued)Unseen Oceans (Spring 2018), an exhibition that explored the vast, dynamic and still-mysterious world ocean from a variety of perspectives. Fossils, models and live specimens introduced the charismatic creatures that inhabit the global ocean, and visitors encountered our blue planet's defining feature-the world ocean-as revealed through 21st-century technology. Robotics, satellite monitoring, miniaturization and high-definition imaging are enabling ocean scientists to tackle once undreamed-of questions. Inside You (Summer 2017), a panel version of the popular traveling exhibition introduced visitors to the idea that our bodies are home to approximately 100 trillion bacteria living inside us and on us-along with even more viruses and other microorganisms. Pueblo Bonito: Trading Treasure, Trading Ideas (Spring 2018) was an exhibition in conjunction with students from the Columbia University Graduate Program in Museum Anthropology and the AMNH Anthropology Department to install a case with objects that highlight new research on archaeological collections from Pueblo Bonito, Chaco Canyon, New Mexico. In addition to the exhibitions on display at the Museum listed above, exhibitions travelling to other venues or available for travel included the following: -The Secret World Inside You explores the rapidly evolving science that is revealing complexities of the human microbiome and redefining our notions of human health. -Cuba! is a bilingual exhibition about the Caribbean island nation. It highlights the country's vibrant culture as well as its extraordinary biodiversity across its remote forests, mysterious caves, expansive wetlands and dazzling reefs. -Life at the Limits reveals a glimpse of the breathtaking diversity of the natural world and the power of natural selection to shape exceptional responses to the challenges, and opportunities, of life on Earth. -Pterosaurs: Flight in the Age of Dinosaurs explores the ancient winged reptiles known as pterosaurs and what incredible new discoveries are revealing about this extraordinary group of animals. -The Power of Poison explores poison's roles in nature, myth, and human health-as a defense against predators, a source of strength, or a lethal weapon-turned-lifesaving treatment. -Our Global Kitchen: Food, Nature, Culture focuses on the complex and intricate food system that brings what we eat from farm to fork and illuminates the myriad ways in which food is produced and consumed throughout the world. -Beyond Planet Earth: The Future of Space Exploration transports visitors to the moon, asteroids, Mars, and beyond through fully immersive environments, models, and engaging interactives. It allows visitors to find out what experts think the future will hold for us beyond planet Earth. -Creatures of Light: Nature's Bioluminescence takes visitors to such fascinating places as the far depths of the ocean, explains why and how certain animals create "living light", and helps us all better understand vast and glorious ecosystem of which we are a part. -World's Largest Dinosaurs reveals how a uniquely super-sized group of dinosaurs - the long-necked and long-tailed sauropods - lived, breathed, ate, moved, and survived by illuminating how size and scale related to basic biological functions. -Brain: The Inside Story provides visitors with the latest information in neuroscience, highlighting the brain's surprising ability to rewire itself in response to experience, disability, or trauma. It also showcases new technologies that researchers use to study the brain and treat conditions such as Alzheimer's and Parkinson's. -Race to the End of the Earth focuses on the unique challenges that confronted two competing explorers, Norwegian Roald Amundsen and Captain Robert Falcon Scot of the British Royal Navy, as they undertook their 1,800-mile journeys from the edge of the Ross Ice Shelf to the South Pole and back in 1911-1912. The exhibition also examines the legacy of the heroic age of Antarctic exploration by linking these expeditions with past and present research on this unique continent. -Traveling the Silk Road: Ancient Pathway to the Modern World brings to life the most celebrated trade route in human history through evocative sights, sounds, and artifacts. Visitors embark on an unparalleled journey exploring commerce, communication, and cultural exchange in cities and empires of central and west Asia from 600 to 1200. -Mythic Creatures: Dragons, Unicorns & Mermaids traces the cultural and natural history roots of the world's most captivating mythological creatures. -Countdown to Zero: Defeating Disease focused on the efforts to achieve eradication of Guinea worm disease and other global afflictions. Created in collaboration with The Carter Center, Countdown to Zero used photographs, artifacts and video to tell the story of the steep reduction of Guinea worm disease over the past 30 years. This parasitic infection is caused by a roundworm found in stagnant drinking water. The exhibition also explored the ongoing efforts to eliminate illnesses including river blindness, lymphatic filariasis, polio and malaria. -Darwin presents an extensive and in-depth array of material related to Charles Darwin's life and contributions to science, including a copy of his seminal work, The Origin of Species. -Dinosaur Discoveries: Ancient Fossils, New Ideas is an adapted, small-scale (1,500 sq. ft.) version of the Museum's full-scale exhibition Dinosaurs, Ancient Fossils, New Discoveries, suitable for travel to venues with smaller exhibition galleries and budgets. -Opulent Oceans was inspired by the book Opulent Oceans: Extraordinary Rare Book Selections from the American Museum of Natural History Library, by Dr. Melanie L.J. Stiassny, the Axelrod Research Curator and Curator in the Department of Ichthyology, the exhibition includes 46 striking, large-format reproductions from 32 rare and beautifully illustrated scientific works from the Museum's Library. -Picturing Science: Museum Scientists and Imaging Technologies is an exhibition with more than 20 sets of images are displayed in large format, giving visitors a sense of the wide range of research topics under investigation at AMNH as well as the various optical tools in use here. -Natural Histories was inspired by the book Natural Histories: Extraordinary Rare Book Selections from the American Museum of Natural History Library, published in October 2012, by Thomas Baione, Harold Boeschenstein Director, Department of Library Services. This exhibition includes 50 striking, large-format reproductions from more than 25 rare and beautifully illustrated scientific works from the Museum Library's Rare Book collection. DIGITAL MEDIA/COMMUNICATIONS The Museum maintains a dynamic digital media presence, anchored by the amnh.org website, which offers online ticketing and visitor information; extensive coverage of and resources for the Museum's permanent and temporary exhibitions; information about the Museum's educational offerings, including onsite programs for students beginning in pre-school through graduate school, and resources and professional development for teachers; information about the Museum's research programs and collections; and more. In FY 2018, the Museum redesigned its website, which launched early in the following fiscal year in November 2018. The design update was the latest in a series of updates that have included mobile optimization (2015) and implementation of technical features for website accessibility (2016). The 2018 update improved the visual design and readability of the site, and included changes to raise the discoverability of AMNH.org pages in search engines. Together, these improvements help a growing digital audience around the world find and digitally access the Museum's exhibitions, scientific research, events and programs, and other online resources. Also, in FY 2018, The Museum continued to leverage its robust social media platforms, including Twitter, Facebook, Instagram, and YouTube, to engage directly with the public and to promote exhibitions, programs, and scientific research. New social media initiatives in FY18 included launching a Facebook group, Dino Detective, dedicated to offering the Museum's Facebook fans an opportunity to hear directly from Museum paleontologists working on the Howe Quarry project. The Museum was honored with a 2018 Webby Award for its YouTube 360 video featuring Sir David Attenborough discussing the importance of Museum collections, which was filmed in the ichthyology collections in 2017, and with a 2018 Bronze MUSE award in the "Online Presence" category from the American Alliance of Museum for the online coverage of the solar eclipse in August 2017.
PART VI, SECTION A, QUESTION 2TRUSTEE RICHARD GILDER AND TRUSTEE SHAIZA RIZAVI - BUSINESS RELATIONSHIP TRUSTEE ROBERTO MIGNONE AND TRUSTEE CHRISTOPHER DAVIS - FAMILY RELATIONSHIP TRUSTEE LORNE MICHAELS AND TRUSTEE TINA FEY - BUSINESS RELATIONSHIP
PART VI, SECTION B, QUESTION 11ATHE RETURN IS INITIATED BY THE MUSEUM'S OFFICE OF THE CONTROLLER AND THE MATERIAL IS REVIEWED BY RELEVANT OFFICERS OF THE MUSEUM, INCLUDING ITS CHIEF FINANCIAL OFFICER AND its internal and external LEGAL COUNSEL, AND then PREPARED AND FILED BY GRANT THORNTON, AN INDEPENDENT ACCOUNTING FIRM. THE RETURN IS MADE AVAILABLE TO ALL MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING WITH THE INTERNAL REVENUE SEVICE.
PART VI, SECTION B, QUESTION 12CTHE MUSEUM ANNUALLY DISTRIBUTES TO ITS TRUSTEES THE MUSEUM'S GOVERNANCE POLICY AS WELL AS THE MUSEUM'S CONFLICT OF INTEREST POLICY and the museum also HAS SPECIFIC CONFLICTS POLICIES IN ITS INVESTMENT COMMITTEE CHARTER, AS WELL AS ITS PURCHASING MANUAL AND NOTIFIES ALL SUPPLIERS OF THE CONFLICT OF INTEREST POLICIES IN ITS SUPPLIER AUTHORIZATION SUBMITTAL AND IN STANDARD SUPPLIER AGREEMENTS. THE MUSEUM'S EMPLOYEE HANDBOOK INCLUDES THE CONFLICTS POLICY FOR EMPLOYEES AND APPOINTS AN ETHICS OFFICER TO ADVISE AND CONSULT WITH EMPLOYEES WHO HAVE ANY RELATED ETHICS QUESTIONS. On an annual basis, the Museum requires its Trustees, Officers of the Board, members of Committees of the Board and Committees of the Museum, and Key Persons to disclose any personal or professional interest in the outcome of a situation involving the Museum. Upon encountering or becoming aware of such a situation, these individuals are advised to disclose it to the Chair of the Audit Committee, through the Museum's General Counsel.
PART VI, SECTION B, QUESTION 15THE MUSEUM'S PROCESS FOR DETERMINING COMPENSATION OF THE PRESIDENT AND OFFICERS OF THE MUSEUM INCLUDES 1) GUIDANCE BY INDEPENDENT OUTSIDE LEGAL COUNSEL, 2) PRESENTATION OF COMPARABILITY DATA BY AN INDEPENDENT OUTSIDE COMPENSATION CONSULTANT, UPDATED EVERY OTHER YEAR, AND 3) CONSIDERATION AND APPROVAL BY THE INDEPENDENT EXECUTIVE COMPENSATION COMMITTEE AND THE INDEPENDENT OFFICERS COMMITTEE OF THE BOARD OF TRUSTEES.
PART VI, SECTION C, QUESTION 19THE MUSEUM MAKES ITS GOVERNANCE POLICY, AND ITS CONFLICT OF INTEREST POLICY, AS WELL AS THE MUSEUM'S AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE MUSEUM'S WEBSITE, LOCATED AT WWW.AMNH.ORG/ABOUT-THE-MUSEUM.
PART XI, QUESTION 9CHANGE IN VALUE OF INTEREST RATE EXCHANGE AGREEMENTS OF $5,985,177, PLUS OTHER PENSION RELATED ACTIVITIES OF $628,822 EQUALS $6,613,999.

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