WILLIAM L AND EILEEN E AMES CHARITABLE TR: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM L AND EILEEN E AMES CHARITABLE TR (EIN 65-6406252)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-05-03
- IRS object ID
- 201921239349100707
- Schema version
- 2018v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-05-03T07:00:48-05:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 134008324 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PRICEWATERHOUSECOOPERS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 GRANT STREET | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15219 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 656406252 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WILLIAM & ELLEN E AMES CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | AMES | BusinessNameControlTxt |
| Phone | 6092746834 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1501 NJ2-130-03-31 | AddressLine1Txt |
| City | PENNINGTON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 085341501 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | BANK OF AMERICA N A | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6092746834 | PhoneNum |
| Signature | 2019-04-16 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LAWRENCE MCGUIRE | PreparerPersonNm |
| PTIN | P01233953 | PTIN |
| Phone | 4123556000 | PhoneNum |
| Preparation | 2019-04-16 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 155.201.188.32 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 57623ED0AE1821D5CE0A508C54E4C9AF0C12734B | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 57623ED0AE1821D5CE0A508C54E4C9AF0C12734B | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $6,191,718 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $176,698 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $176,698 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $269,035 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,162,114 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $269,035 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $3,822 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $449,555 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $445,733 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $95,093 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $38,037 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $57,056 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $9,514 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,575 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $614 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $614 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $105,221 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $44,226 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $57,056 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $266,331 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $266,331 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $371,552 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $44,226 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $323,387 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $78,003 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $401,507 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,178 | CashBOYAmt |
| Cash EOY | $1,362 | CashEOYAmt |
| Cash EOYFMV | $1,362 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $221,281 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $250,720 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $250,720 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| US Government Obligations BOY | $825,711 | USGovernmentObligationsBOYAmt |
| Corporate Stock BOY | $2,969,785 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,063,954 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,384,895 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $887,125 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,747,042 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,706,624 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $688,790 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $609,082 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $848,117 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $5,593,870 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,672,160 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $6,191,718 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $5,593,870 | CapitalStockBOYAmt |
| Capital Stock EOY | $5,672,160 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $5,593,870 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,672,160 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $5,593,870 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,672,160 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $5,593,870 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $78,003 | ExcessRevenueOverExpensesAmt |
| Other Increases | $474 | OtherIncreasesAmt |
| Subtotal | $5,672,347 | SubtotalAmt |
| Other Decreases | $187 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,672,160 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (319 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| 2. DOWDUPONT INC COM | 2016-11-18 | 2018-01-10 | $148 | $106 | $42 | $42 |
| 49. DOWDUPONT INC COM | 2016-12-12 | 2018-01-10 | $3,624 | $2,856 | $768 | $768 |
| 40. DOWDUPONT INC COM | 2016-12-13 | 2018-01-10 | $2,958 | $2,331 | $627 | $627 |
| 7. LOCKHEED MARTIN CORP | 2016-02-18 | 2018-01-10 | $2,315 | $1,498 | $817 | $817 |
| 2. INVESCO LTD | 2016-05-23 | 2018-01-10 | $73 | $60 | $13 | $13 |
| 49. INVESCO LTD | 2016-05-24 | 2018-01-10 | $1,801 | $1,503 | $298 | $298 |
| 19. LOCKHEED MARTIN CORP | 2016-02-18 | 2018-01-11 | $6,300 | $4,066 | $2,234 | $2,234 |
| 61. MICROSOFT CORP COM | 2011-07-07 | 2018-01-11 | $5,360 | $1,643 | $3,717 | $3,717 |
| 121. INVESCO LTD | 2016-05-24 | 2018-01-11 | $4,444 | $3,711 | $733 | $733 |
| 81. MICROSOFT CORP COM | 2011-07-07 | 2018-01-12 | $7,250 | $2,181 | $5,069 | $5,069 |
| 27. INVESCO LTD | 2016-05-24 | 2018-01-12 | $1,015 | $828 | $187 | $187 |
| 119. DEUTSCHE POST AG SHS | 2016-02-18 | 2018-01-18 | $5,848 | $2,851 | $2,997 | $2,997 |
| 31. AETNA INC | 2016-02-18 | 2018-01-22 | $5,863 | $3,268 | $2,595 | $2,595 |
| 49. CHEVRONTEXACO CORP | 2010-06-09 | 2018-01-22 | $6,485 | $3,511 | $2,974 | $2,974 |
| 9. NORTHROP GRUMMAN CORP | 2016-02-18 | 2018-01-22 | $2,832 | $1,734 | $1,098 | $1,098 |
| 42. PRAXAIR INC | 2016-02-18 | 2018-01-22 | $6,735 | $4,390 | $2,345 | $2,345 |
| 6. 3M CO | 2013-03-27 | 2018-01-22 | $1,482 | $631 | $851 | $851 |
| 30. UNITED HEALTH GROUP INC | 2016-02-18 | 2018-01-22 | $7,292 | $3,552 | $3,740 | $3,740 |
| 21. INVESCO LTD | 2016-05-24 | 2018-01-22 | $794 | $644 | $150 | $150 |
| 62. AETNA INC | 2016-02-18 | 2018-01-23 | $11,726 | $6,535 | $5,191 | $5,191 |
| 119. H&R BLOCK INC | 2016-02-18 | 2018-01-23 | $3,280 | $4,087 | -$807 | -$807 |
| 96. CHEVRONTEXACO CORP | 2010-06-09 | 2018-01-23 | $12,615 | $6,878 | $5,737 | $5,737 |
| 14. NORTHROP GRUMMAN CORP | 2016-02-18 | 2018-01-23 | $4,400 | $2,698 | $1,702 | $1,702 |
| 46. PRAXAIR INC | 2016-02-18 | 2018-01-23 | $7,319 | $4,808 | $2,511 | $2,511 |
| 32. 3M CO | 2013-03-27 | 2018-01-23 | $7,880 | $3,367 | $4,513 | $4,513 |
| 133. INVESCO LTD | 2016-05-25 | 2018-01-23 | $5,007 | $4,166 | $841 | $841 |
| 70. H&R BLOCK INC | 2016-02-18 | 2018-01-24 | $1,901 | $2,404 | -$503 | -$503 |
| 19. CHEVRONTEXACO CORP | 2010-06-09 | 2018-01-24 | $2,502 | $1,361 | $1,141 | $1,141 |
| 63. H&R BLOCK INC | 2016-02-18 | 2018-01-25 | $1,684 | $2,164 | -$480 | -$480 |
| 79. H&R BLOCK INC | 2016-02-18 | 2018-01-26 | $2,108 | $2,713 | -$605 | -$605 |
| 84. SANDS CHINA LTD UNSP ADR | 2016-02-18 | 2018-01-26 | $5,073 | $2,923 | $2,150 | $2,150 |
| 49. H&R BLOCK INC | 2016-02-18 | 2018-01-29 | $1,311 | $1,683 | -$372 | -$372 |
| 15. H&R BLOCK INC | 2016-03-29 | 2018-01-29 | $401 | $399 | $2 | $2 |
| 54. CHEVRONTEXACO CORP | 2010-06-09 | 2018-01-29 | $6,955 | $3,869 | $3,086 | $3,086 |
| 23. DR PEPPER SNAPPLE GROUP | 2017-09-06 | 2018-01-29 | $2,759 | $2,117 | $642 | $642 |
| 48. DR PEPPER SNAPPLE GROUP | 2017-09-07 | 2018-01-29 | $5,757 | $4,420 | $1,337 | $1,337 |
| 170. MERCK AND CO INC SHS | 2016-02-18 | 2018-01-29 | $10,486 | $8,622 | $1,864 | $1,864 |
| 103. UNITED PARCEL SVC INC CL B | 2016-02-18 | 2018-01-29 | $13,486 | $10,055 | $3,431 | $3,431 |
| 52. SANDS CHINA LTD UNSP ADR | 2016-02-18 | 2018-01-30 | $3,030 | $1,810 | $1,220 | $1,220 |
| 42. UNITED PARCEL SVC INC CL B | 2016-02-18 | 2018-01-30 | $5,422 | $4,100 | $1,322 | $1,322 |
| 44. SANDS CHINA LTD UNSP ADR | 2016-02-18 | 2018-01-31 | $2,535 | $1,531 | $1,004 | $1,004 |
| 10. SANDS CHINA LTD UNSP ADR | 2016-08-08 | 2018-01-31 | $576 | $395 | $181 | $181 |
| 55000. AT&T INC | 2016-02-18 | 2018-02-01 | $55,000 | $55,000 | ||
| 225. ROCHE HLDG LTD SPONSORED ADR | 2016-02-18 | 2018-02-01 | $6,748 | $7,252 | -$504 | -$504 |
| 49000. GENERAL ELEC CAP CORP | 2016-02-18 | 2018-02-06 | $48,610 | $49,518 | -$908 | -$908 |
| 47. ABBVIE INC SHS | 2016-02-18 | 2018-02-21 | $5,665 | $2,560 | $3,105 | $3,105 |
| 36. H&R BLOCK INC | 2016-03-29 | 2018-02-21 | $962 | $958 | $4 | $4 |
| 166. CISCO SYS INC | 2013-03-27 | 2018-02-21 | $7,310 | $3,441 | $3,869 | $3,869 |
| 25. NORTHROP GRUMMAN CORP | 2016-02-18 | 2018-02-21 | $8,860 | $4,817 | $4,043 | $4,043 |
| 23. 3M CO | 2013-03-27 | 2018-02-21 | $5,441 | $2,420 | $3,021 | $3,021 |
| 69. H&R BLOCK INC | 2016-03-29 | 2018-02-22 | $1,816 | $1,837 | -$21 | -$21 |
| 73. H&R BLOCK INC | 2016-03-29 | 2018-02-23 | $1,943 | $1,943 | ||
| 43. H&R BLOCK INC | 2016-03-29 | 2018-02-26 | $1,159 | $1,145 | $14 | $14 |
| 47. H&R BLOCK INC | 2017-10-20 | 2018-02-26 | $1,266 | $1,211 | $55 | $55 |
| 28. H&R BLOCK INC | 2017-10-20 | 2018-02-27 | $733 | $721 | $12 | $12 |
| 28. H&R BLOCK INC | 2017-10-23 | 2018-02-27 | $733 | $733 | ||
| 53. H&R BLOCK INC | 2017-10-23 | 2018-02-28 | $1,356 | $1,388 | -$32 | -$32 |
| 25. H&R BLOCK INC | 2017-10-23 | 2018-03-01 | $625 | $655 | -$30 | -$30 |
| 70000. COMCAST CORP | 2016-02-18 | 2018-03-01 | $68,638 | $71,954 | -$3,316 | -$3,316 |
| 59000. EUROPEAN INVESTMENT BANK | 2017-03-09 | 2018-03-01 | $58,029 | $58,825 | -$796 | -$796 |
| 43000. U.S. TREASURY NOTE | 2016-02-18 | 2018-03-01 | $40,848 | $43,689 | -$2,841 | -$2,841 |
| 37000. U.S. TREASURY NOTE | 2016-07-26 | 2018-03-01 | $35,534 | $38,838 | -$3,304 | -$3,304 |
| 12000. U.S. TREASURY NOTE | 2017-03-09 | 2018-03-01 | $11,525 | $11,715 | -$190 | -$190 |
| 264. KEYCORP NEW COM | 2016-09-26 | 2018-03-12 | $5,767 | $3,171 | $2,596 | $2,596 |
| 19. LOCKHEED MARTIN CORP | 2016-02-18 | 2018-03-12 | $6,345 | $4,066 | $2,279 | $2,279 |
| 44. NEXTERA ENERGY INC SHS | 2016-02-18 | 2018-03-12 | $6,789 | $5,032 | $1,757 | $1,757 |
| 30. QUEST DIAGNOSTICS INC | 2016-02-18 | 2018-03-12 | $3,179 | $1,973 | $1,206 | $1,206 |
| 52. KEYCORP NEW COM | 2016-09-26 | 2018-03-13 | $1,114 | $625 | $489 | $489 |
| 36. QUEST DIAGNOSTICS INC | 2016-02-18 | 2018-03-13 | $3,784 | $2,368 | $1,416 | $1,416 |
| 13. QUEST DIAGNOSTICS INC | 2016-02-18 | 2018-03-14 | $1,375 | $855 | $520 | $520 |
| 93. ABBVIE INC SHS | 2016-02-18 | 2018-03-15 | $10,717 | $5,066 | $5,651 | $5,651 |
| 32. SANDS CHINA LTD UNSP ADR | 2016-08-08 | 2018-04-06 | $1,692 | $1,265 | $427 | $427 |
| 36. SANDS CHINA LTD UNSP ADR | 2016-08-08 | 2018-04-09 | $1,914 | $1,423 | $491 | $491 |
| 59. SANDS CHINA LTD UNSP ADR | 2016-08-08 | 2018-04-10 | $3,251 | $2,332 | $919 | $919 |
| 3. ANTA SPORTS PROD-UNSPON | 2016-12-14 | 2018-04-17 | $434 | $210 | $224 | $224 |
| 31. ANTA SPORTS PROD-UNSPON | 2016-12-16 | 2018-04-17 | $4,480 | $2,252 | $2,228 | $2,228 |
| 85. CITIZENS FINL GROUP INC | 2016-02-18 | 2018-04-19 | $3,551 | $1,637 | $1,914 | $1,914 |
| 1329. LLOYDS TSB GROUP PLC | 2016-02-18 | 2018-04-20 | $4,960 | $4,810 | $150 | $150 |
| 889. LLOYDS TSB GROUP PLC | 2016-03-04 | 2018-04-20 | $3,318 | $3,757 | -$439 | -$439 |
| 476. LLOYDS TSB GROUP PLC | 2016-08-05 | 2018-04-20 | $1,777 | $1,367 | $410 | $410 |
| 771. LLOYDS TSB GROUP PLC | 2016-08-05 | 2018-04-23 | $2,882 | $2,215 | $667 | $667 |
| 125000. U.S. TREASURY NOTE | 2018-02-09 | 2018-04-27 | $122,695 | $124,356 | -$1,661 | -$1,661 |
| 45. CHEVRONTEXACO CORP | 2010-06-09 | 2018-05-08 | $5,640 | $3,224 | $2,416 | $2,416 |
| 5. CHEVRONTEXACO CORP | 2016-08-08 | 2018-05-08 | $627 | $506 | $121 | $121 |
| 224. HALLIBURTON COMPANY COM | 2017-07-20 | 2018-05-08 | $11,491 | $10,200 | $1,291 | $1,291 |
| 166. J P MORGAN CHASE & CO | 2009-08-31 | 2018-05-08 | $18,362 | $7,110 | $11,252 | $11,252 |
| 150. HALLIBURTON COMPANY COM | 2017-07-20 | 2018-05-09 | $7,962 | $6,831 | $1,131 | $1,131 |
| 41. HALLIBURTON COMPANY COM | 2017-07-21 | 2018-05-09 | $2,176 | $1,852 | $324 | $324 |
| 63. DBS GROUP HLDGS LTD | 2016-02-18 | 2018-05-14 | $5,519 | $2,507 | $3,012 | $3,012 |
| 251. ROCHE HLDG LTD SPONSORED ADR | 2016-02-18 | 2018-05-18 | $7,043 | $8,090 | -$1,047 | -$1,047 |
| 222. ROCHE HLDG LTD SPONSORED ADR | 2017-09-01 | 2018-05-18 | $6,230 | $7,042 | -$812 | -$812 |
| 114. ROYAL DUTCH SHELL PLC | 2017-05-04 | 2018-05-22 | $8,371 | $5,974 | $2,397 | $2,397 |
| 114. ROYAL DUTCH SHELL PLC | 2017-05-05 | 2018-05-22 | $8,371 | $6,150 | $2,221 | $2,221 |
| 114. ROYAL DUTCH SHELL PLC | 2017-05-08 | 2018-05-22 | $8,371 | $6,203 | $2,168 | $2,168 |
| 14. ROYAL DUTCH SHELL PLC | 2017-05-09 | 2018-05-22 | $1,028 | $762 | $266 | $266 |
| 58. ROYAL DUTCH SHELL PLC | 2017-06-22 | 2018-05-22 | $4,259 | $3,034 | $1,225 | $1,225 |
| 481. TOTAL FINA ELF S.A. ADR | 2016-02-18 | 2018-05-22 | $30,659 | $21,253 | $9,406 | $9,406 |
| 101. ALTRIA GROUP INC | 2016-02-18 | 2018-05-25 | $5,612 | $6,105 | -$493 | -$493 |
| 56. ALTRIA GROUP INC | 2016-02-18 | 2018-05-25 | $3,111 | $3,385 | -$274 | -$274 |
| 41. BRITISH AMERICAN TOBACCO | 2016-02-18 | 2018-05-25 | $2,099 | $2,270 | -$171 | -$171 |
| 22. IMPERIAL BRANDS PLC | 2016-02-18 | 2018-05-25 | $816 | $1,177 | -$361 | -$361 |
| 109. PHILIP MORRIS INTL INC | 2016-02-18 | 2018-05-25 | $8,762 | $9,981 | -$1,219 | -$1,219 |
| 14. ROGERS COMMUNICATIONS INC CL B | 2016-02-18 | 2018-05-25 | $669 | $506 | $163 | $163 |
| 155. BRITISH AMERICAN TOBACCO | 2016-02-18 | 2018-05-29 | $7,801 | $8,581 | -$780 | -$780 |
| 110. GIVAUDAN SA UNSP ADR | 2016-02-18 | 2018-05-29 | $4,912 | $4,118 | $794 | $794 |
| 103. IMPERIAL BRANDS PLC | 2016-02-18 | 2018-05-29 | $3,720 | $5,511 | -$1,791 | -$1,791 |
| 25. ROGERS COMMUNICATIONS INC CL B | 2016-02-18 | 2018-05-29 | $1,179 | $904 | $275 | $275 |
| 253. JAPAN TOBACCO INC JPY50000 ORDS | 2016-02-18 | 2018-05-29 | $6,780 | $10,160 | -$3,380 | -$3,380 |
| 158. GIVAUDAN SA UNSP ADR | 2016-02-18 | 2018-05-30 | $7,067 | $5,916 | $1,151 | $1,151 |
| 85. IMPERIAL BRANDS PLC | 2016-02-18 | 2018-05-30 | $3,050 | $4,548 | -$1,498 | -$1,498 |
| 18. ROGERS COMMUNICATIONS INC CL B | 2016-02-18 | 2018-05-30 | $855 | $651 | $204 | $204 |
| 126. JAPAN TOBACCO INC JPY50000 ORDS | 2016-02-18 | 2018-05-30 | $3,367 | $5,060 | -$1,693 | -$1,693 |
| 55. JAPAN TOBACCO INC JPY50000 ORDS | 2016-08-08 | 2018-05-30 | $1,470 | $2,173 | -$703 | -$703 |
| 151. GIVAUDAN SA UNSP ADR | 2016-02-18 | 2018-05-31 | $6,775 | $5,653 | $1,122 | $1,122 |
| 92. GIVAUDAN SA UNSP ADR | 2017-01-18 | 2018-05-31 | $4,128 | $3,312 | $816 | $816 |
| 39. IMPERIAL BRANDS PLC | 2016-02-18 | 2018-05-31 | $1,406 | $2,087 | -$681 | -$681 |
| 67. JAPAN TOBACCO INC JPY50000 ORDS | 2016-08-08 | 2018-05-31 | $1,803 | $2,647 | -$844 | -$844 |
| 18. JAPAN TOBACCO INC JPY50000 ORDS | 2017-07-28 | 2018-05-31 | $484 | $630 | -$146 | -$146 |
| 79000. U.S. TREASURY NOTE | 2018-03-01 | 2018-06-08 | $78,290 | $78,636 | -$346 | -$346 |
| 42000. U.S. TREASURY NOTE | 2017-10-25 | 2018-06-08 | $41,029 | $42,144 | -$1,115 | -$1,115 |
| 20. ROYAL DUTCH SHELL PLC | 2017-06-22 | 2018-06-11 | $1,409 | $1,046 | $363 | $363 |
| 41. ROYAL DUTCH SHELL PLC | 2017-06-23 | 2018-06-11 | $2,889 | $2,156 | $733 | $733 |
| 11. ROYAL DUTCH SHELL PLC | 2017-07-20 | 2018-06-11 | $775 | $599 | $176 | $176 |
| 32. ROYAL DUTCH SHELL PLC | 2017-07-21 | 2018-06-11 | $2,255 | $1,739 | $516 | $516 |
| 51. ROYAL DUTCH SHELL PLC | 2017-07-21 | 2018-06-12 | $3,545 | $2,772 | $773 | $773 |
| 41. ROYAL DUTCH SHELL PLC | 2017-07-24 | 2018-06-12 | $2,850 | $2,206 | $644 | $644 |
| 86. MICROSOFT CORP COM | 2011-07-07 | 2018-06-13 | $8,723 | $2,316 | $6,407 | $6,407 |
| 42. ROYAL DUTCH SHELL PLC | 2017-07-24 | 2018-06-13 | $2,884 | $2,260 | $624 | $624 |
| 52. ROYAL DUTCH SHELL PLC | 2017-07-25 | 2018-06-13 | $3,571 | $2,836 | $735 | $735 |
| 27. ROYAL DUTCH SHELL PLC | 2017-10-27 | 2018-06-13 | $1,854 | $1,652 | $202 | $202 |
| 41. ROYAL DUTCH SHELL PLC | 2017-10-30 | 2018-06-13 | $2,816 | $2,546 | $270 | $270 |
| 32. PRUDENTIAL FINL INC | 2016-02-18 | 2018-06-14 | $3,165 | $2,105 | $1,060 | $1,060 |
| 282. BRITISH AMERICAN TOBACCO | 2016-02-18 | 2018-06-15 | $13,888 | $15,612 | -$1,724 | -$1,724 |
| 47. PRUDENTIAL FINL INC | 2016-02-18 | 2018-06-15 | $4,589 | $3,092 | $1,497 | $1,497 |
| 64. DIAGEO PLC SPON ADR NEW | 2016-02-18 | 2018-06-18 | $9,305 | $6,694 | $2,611 | $2,611 |
| 37. PRUDENTIAL FINL INC | 2016-02-18 | 2018-06-18 | $3,611 | $2,434 | $1,177 | $1,177 |
| 10. PRUDENTIAL FINL INC | 2018-03-12 | 2018-06-18 | $976 | $1,100 | -$124 | -$124 |
| 10. PRUDENTIAL FINL INC | 2018-03-12 | 2018-06-19 | $971 | $1,100 | -$129 | -$129 |
| 24. PRUDENTIAL FINL INC | 2018-03-13 | 2018-06-19 | $2,331 | $2,655 | -$324 | -$324 |
| 7. PRUDENTIAL FINL INC | 2018-03-14 | 2018-06-19 | $680 | $768 | -$88 | -$88 |
| 30. UNILEVER NV NY SHARE F NEW | 2016-02-18 | 2018-07-05 | $1,683 | $1,294 | $389 | $389 |
| 4. DOWDUPONT INC COM | 2016-12-13 | 2018-07-12 | $265 | $233 | $32 | $32 |
| 107. DOWDUPONT INC COM | 2017-01-06 | 2018-07-12 | $7,086 | $6,151 | $935 | $935 |
| 56. DOWDUPONT INC COM | 2017-02-01 | 2018-07-12 | $3,709 | $3,360 | $349 | $349 |
| 66. MICROSOFT CORP COM | 2011-07-07 | 2018-07-12 | $6,876 | $1,777 | $5,099 | $5,099 |
| 167. PHILIP MORRIS INTL INC | 2016-02-18 | 2018-07-12 | $13,854 | $15,292 | -$1,438 | -$1,438 |
| 4. KEURIG DR PEPPER INC | 2017-09-07 | 2018-07-13 | $97 | $71 | $26 | $26 |
| 52. KEURIG DR PEPPER INC | 2017-09-08 | 2018-07-13 | $1,259 | $907 | $352 | $352 |
| 52. KEURIG DR PEPPER INC | 2017-09-11 | 2018-07-13 | $1,259 | $927 | $332 | $332 |
| 28. KEURIG DR PEPPER INC | 2017-09-12 | 2018-07-13 | $678 | $502 | $176 | $176 |
| 9. KEURIG DR PEPPER INC | 2017-12-20 | 2018-07-13 | $218 | $192 | $26 | $26 |
| 105. SANOFI-SYNTHELABO | 2016-02-18 | 2018-07-13 | $4,392 | $4,137 | $255 | $255 |
| 132. SGS SOC GEN SRVLLNCE ADR | 2016-02-18 | 2018-07-13 | $3,488 | $2,633 | $855 | $855 |
| 11. KEURIG DR PEPPER INC | 2017-12-20 | 2018-07-16 | $274 | $235 | $39 | $39 |
| 20. KEURIG DR PEPPER INC | 2017-12-21 | 2018-07-16 | $497 | $435 | $62 | $62 |
| 19. KEURIG DR PEPPER INC | 2017-12-22 | 2018-07-16 | $472 | $414 | $58 | $58 |
| 197. KROGER COMPANY COMMON | 2016-02-18 | 2018-07-16 | $5,493 | $7,431 | -$1,938 | -$1,938 |
| 133. SGS SOC GEN SRVLLNCE ADR | 2016-02-18 | 2018-07-16 | $3,503 | $2,653 | $850 | $850 |
| 174. INTERPUBLIC GROUP OF COMPANIES INC | 2017-10-10 | 2018-07-17 | $3,903 | $3,686 | $217 | $217 |
| 111. KROGER COMPANY COMMON | 2016-02-18 | 2018-07-17 | $3,157 | $4,187 | -$1,030 | -$1,030 |
| 151. SGS SOC GEN SRVLLNCE ADR | 2016-02-18 | 2018-07-17 | $3,963 | $3,012 | $951 | $951 |
| 2. SGS SOC GEN SRVLLNCE ADR | 2016-04-28 | 2018-07-17 | $52 | $44 | $8 | $8 |
| 144. INTERPUBLIC GROUP OF COMPANIES INC | 2017-10-10 | 2018-07-18 | $3,238 | $3,051 | $187 | $187 |
| 213. EXELON CORP | 2016-02-18 | 2018-08-02 | $9,010 | $6,702 | $2,308 | $2,308 |
| 20. KROGER COMPANY COMMON | 2016-02-18 | 2018-08-02 | $589 | $754 | -$165 | -$165 |
| 17. CHEVRONTEXACO CORP | 2016-08-08 | 2018-08-03 | $2,106 | $1,720 | $386 | $386 |
| 101. EXELON CORP | 2016-02-18 | 2018-08-03 | $4,285 | $3,178 | $1,107 | $1,107 |
| 226. KROGER COMPANY COMMON | 2016-02-18 | 2018-08-03 | $6,768 | $8,525 | -$1,757 | -$1,757 |
| 93. KROGER COMPANY COMMON | 2016-08-08 | 2018-08-03 | $2,785 | $3,006 | -$221 | -$221 |
| 37. KROGER COMPANY COMMON | 2016-08-09 | 2018-08-03 | $1,108 | $1,202 | -$94 | -$94 |
| 73. KROGER COMPANY COMMON | 2016-08-25 | 2018-08-03 | $2,186 | $2,390 | -$204 | -$204 |
| 50. ROYAL DUTCH SHELL PLC | 2017-10-30 | 2018-08-03 | $3,311 | $3,105 | $206 | $206 |
| 20. CHEVRONTEXACO CORP | 2016-08-08 | 2018-08-06 | $2,485 | $2,024 | $461 | $461 |
| 63. CHEVRONTEXACO CORP | 2016-08-25 | 2018-08-06 | $7,828 | $6,413 | $1,415 | $1,415 |
| 5. CHEVRONTEXACO CORP | 2017-09-18 | 2018-08-06 | $621 | $576 | $45 | $45 |
| 102. KROGER COMPANY COMMON | 2016-08-25 | 2018-08-06 | $3,062 | $3,340 | -$278 | -$278 |
| 14. ROYAL DUTCH SHELL PLC | 2017-10-30 | 2018-08-06 | $927 | $869 | $58 | $58 |
| 111. ROYAL DUTCH SHELL PLC | 2017-10-31 | 2018-08-06 | $7,349 | $6,972 | $377 | $377 |
| 95. ROYAL DUTCH SHELL PLC | 2017-11-01 | 2018-08-06 | $6,290 | $5,979 | $311 | $311 |
| 183. NIELSEN HOLDINGS PLC SHS | 2017-09-22 | 2018-08-06 | $4,079 | $7,485 | -$3,406 | -$3,406 |
| 34. CHEVRONTEXACO CORP | 2017-09-18 | 2018-08-07 | $4,266 | $3,914 | $352 | $352 |
| 67. CHEVRONTEXACO CORP | 2017-10-24 | 2018-08-07 | $8,407 | $7,997 | $410 | $410 |
| 300. NIELSEN HOLDINGS PLC SHS | 2017-09-22 | 2018-08-07 | $6,535 | $12,271 | -$5,736 | -$5,736 |
| 215. PFIZER INC COM | 2009-08-31 | 2018-08-16 | $8,868 | $3,584 | $5,284 | $5,284 |
| 41. ALTRIA GROUP INC | 2016-02-18 | 2018-08-17 | $2,502 | $2,478 | $24 | $24 |
| 70. ALTRIA GROUP INC | 2016-02-18 | 2018-08-20 | $4,281 | $4,232 | $49 | $49 |
| 34000. US BANCORP | 2016-02-18 | 2018-08-23 | $33,945 | $34,124 | -$179 | -$179 |
| 47000. U.S. TREASURY NOTE | 2017-09-20 | 2018-08-23 | $45,412 | $47,504 | -$2,092 | -$2,092 |
| 33000. WELLS FARGO & COMPANY | 2016-02-23 | 2018-08-23 | $32,957 | $33,049 | -$92 | -$92 |
| 27. MICROSOFT CORP COM | 2011-07-07 | 2018-08-30 | $3,034 | $727 | $2,307 | $2,307 |
| 10. MICROSOFT CORP COM | 2013-03-27 | 2018-08-30 | $1,124 | $283 | $841 | $841 |
| 42000. U.S. TREASURY NOTE | 2017-11-20 | 2018-09-12 | $42,366 | $42,795 | -$429 | -$429 |
| 71000. VISA INC | 2016-02-18 | 2018-09-12 | $69,802 | $71,544 | -$1,742 | -$1,742 |
| 64. CARDINAL HEALTH INC COM | 2018-01-11 | 2018-09-14 | $3,371 | $4,392 | -$1,021 | -$1,021 |
| 16. CARDINAL HEALTH INC COM | 2018-01-12 | 2018-09-14 | $843 | $1,133 | -$290 | -$290 |
| 234. ORACLE CORPORATION | 2013-03-27 | 2018-09-14 | $11,529 | $7,492 | $4,037 | $4,037 |
| 48. CARDINAL HEALTH INC COM | 2018-01-12 | 2018-09-17 | $2,512 | $3,399 | -$887 | -$887 |
| 78. KEYCORP NEW COM | 2016-09-26 | 2018-09-17 | $1,550 | $937 | $613 | $613 |
| 513. KEYCORP NEW COM | 2016-09-27 | 2018-09-17 | $10,193 | $6,206 | $3,987 | $3,987 |
| 10. UNILEVER NV NY SHARE F NEW | 2016-02-18 | 2018-09-17 | $563 | $431 | $132 | $132 |
| 119. UNILEVER NV NY SHARE F NEW | 2016-02-18 | 2018-09-18 | $6,695 | $5,134 | $1,561 | $1,561 |
| 20. JOHNSON & JOHNSON COM | 2009-08-31 | 2018-09-20 | $2,837 | $1,206 | $1,631 | $1,631 |
| 124. PFIZER INC COM | 2009-08-31 | 2018-09-20 | $5,425 | $2,067 | $3,358 | $3,358 |
| 55. PROCTER & GAMBLE CO COM | 2011-07-07 | 2018-09-20 | $4,702 | $3,578 | $1,124 | $1,124 |
| 98. TAIWAN SEMICONDUCTOR ADR | 2016-04-14 | 2018-09-20 | $4,345 | $2,477 | $1,868 | $1,868 |
| 9. TAIWAN SEMICONDUCTOR ADR | 2016-04-19 | 2018-09-20 | $399 | $228 | $171 | $171 |
| 35. ANHEUSER-BUSCH INBEV ADR | 2016-02-18 | 2018-09-26 | $3,147 | $4,089 | -$942 | -$942 |
| 75. ANHEUSER-BUSCH INBEV ADR | 2016-02-18 | 2018-09-27 | $6,630 | $8,763 | -$2,133 | -$2,133 |
| 13. ANHEUSER-BUSCH INBEV ADR | 2017-05-26 | 2018-09-28 | $1,137 | $1,539 | -$402 | -$402 |
| 12. ANHEUSER-BUSCH INBEV ADR | 2017-05-30 | 2018-09-28 | $1,050 | $1,401 | -$351 | -$351 |
| 24. GARRETT MOTION INC | 2010-06-09 | 2018-10-04 | $390 | $103 | $287 | $287 |
| 59. HESS CORP | 2016-02-18 | 2018-10-04 | $4,271 | $2,481 | $1,790 | $1,790 |
| 42. SUNTRUST BANKS INC | 2016-02-18 | 2018-10-04 | $2,821 | $1,427 | $1,394 | $1,394 |
| 116. ASTRAZENECA PLC SPONS ADR | 2016-02-18 | 2018-10-05 | $4,535 | $3,460 | $1,075 | $1,075 |
| 71. CISCO SYS INC | 2013-03-27 | 2018-10-05 | $3,416 | $1,472 | $1,944 | $1,944 |
| 94. HESS CORP | 2016-02-18 | 2018-10-05 | $6,800 | $3,953 | $2,847 | $2,847 |
| 138. SUNTRUST BANKS INC | 2016-02-18 | 2018-10-05 | $9,240 | $4,690 | $4,550 | $4,550 |
| 110. SUNTRUST BANKS INC | 2016-02-18 | 2018-10-08 | $7,340 | $3,738 | $3,602 | $3,602 |
| 21. HESS CORP | 2016-02-18 | 2018-10-11 | $1,379 | $883 | $496 | $496 |
| 18. SUNTRUST BANKS INC | 2016-02-18 | 2018-10-11 | $1,146 | $612 | $534 | $534 |
| 70. HESS CORP | 2016-02-18 | 2018-10-12 | $4,608 | $2,943 | $1,665 | $1,665 |
| 204. INTERPUBLIC GROUP OF COMPANIES INC | 2017-10-10 | 2018-10-12 | $4,364 | $4,322 | $42 | $42 |
| 72. SUNTRUST BANKS INC | 2016-02-18 | 2018-10-12 | $4,468 | $2,447 | $2,021 | $2,021 |
| 336. INTERPUBLIC GROUP OF COMPANIES INC | 2017-10-10 | 2018-10-15 | $7,235 | $7,118 | $117 | $117 |
| 32. INTERPUBLIC GROUP OF COMPANIES INC | 2017-10-10 | 2018-10-16 | $706 | $678 | $28 | $28 |
| 23. QUEST DIAGNOSTICS INC | 2016-02-18 | 2018-10-16 | $2,348 | $1,513 | $835 | $835 |
| 49. QUEST DIAGNOSTICS INC | 2016-02-18 | 2018-10-17 | $5,016 | $3,223 | $1,793 | $1,793 |
| 39. QUEST DIAGNOSTICS INC | 2016-02-18 | 2018-10-18 | $4,001 | $2,565 | $1,436 | $1,436 |
| 44. QUEST DIAGNOSTICS INC | 2016-02-18 | 2018-10-22 | $4,550 | $2,894 | $1,656 | $1,656 |
| 16. CDW CORP | 2018-02-05 | 2018-11-05 | $1,404 | $1,205 | $199 | $199 |
| 54. DOWDUPONT INC COM | 2017-02-01 | 2018-11-05 | $3,107 | $3,240 | -$133 | -$133 |
| 56. DOWDUPONT INC COM | 2017-02-21 | 2018-11-05 | $3,222 | $3,422 | -$200 | -$200 |
| 3. DOWDUPONT INC COM | 2017-02-22 | 2018-11-05 | $173 | $191 | -$18 | -$18 |
| 202. GENERAL ELECTRIC CO | 2009-08-31 | 2018-11-05 | $1,890 | $2,801 | -$911 | -$911 |
| 269. MORGAN STANLEY DEAN WITTER & CO | 2016-02-18 | 2018-11-05 | $12,327 | $6,446 | $5,881 | $5,881 |
| 45. NEXTERA ENERGY INC SHS | 2016-02-18 | 2018-11-05 | $7,674 | $5,146 | $2,528 | $2,528 |
| 110. PROCTER & GAMBLE CO COM | 2011-07-07 | 2018-11-05 | $10,012 | $7,156 | $2,856 | $2,856 |
| 128. PUBLIC SERVICE ENTERPRISE GROUP INC | 2016-02-18 | 2018-11-05 | $6,808 | $5,484 | $1,324 | $1,324 |
| 40. RESIDEO TECHNOLOGIES INC | 2010-06-09 | 2018-11-05 | $996 | $282 | $714 | $714 |
| 78. US BANCORP DEL | 2016-02-18 | 2018-11-05 | $4,086 | $3,089 | $997 | $997 |
| 35. CDW CORP | 2018-02-05 | 2018-11-06 | $3,061 | $2,637 | $424 | $424 |
| 909. GENERAL ELECTRIC CO | 2009-08-31 | 2018-11-06 | $8,589 | $12,603 | -$4,014 | -$4,014 |
| 285. GENERAL ELECTRIC CO | 2018-01-19 | 2018-11-06 | $2,693 | $4,637 | -$1,944 | -$1,944 |
| 452. GENERAL ELECTRIC CO | 2018-02-21 | 2018-11-06 | $4,271 | $6,594 | -$2,323 | -$2,323 |
| 454. GENERAL ELECTRIC CO | 2018-09-14 | 2018-11-06 | $4,290 | $5,723 | -$1,433 | -$1,433 |
| 80. PUBLIC SERVICE ENTERPRISE GROUP INC | 2016-02-18 | 2018-11-06 | $4,238 | $3,427 | $811 | $811 |
| 136. US BANCORP DEL | 2016-02-18 | 2018-11-06 | $7,123 | $5,385 | $1,738 | $1,738 |
| 28. CDW CORP | 2018-02-05 | 2018-11-07 | $2,518 | $2,109 | $409 | $409 |
| 88. NOVARTIS AG SPNSRD ADR | 2009-08-31 | 2018-11-08 | $7,866 | $4,072 | $3,794 | $3,794 |
| 48. PEPSICO INC | 2013-03-27 | 2018-11-08 | $5,555 | $3,756 | $1,799 | $1,799 |
| 233. ASTRAZENECA PLC SPONS ADR | 2016-02-18 | 2018-11-15 | $9,559 | $6,950 | $2,609 | $2,609 |
| 277. PG&E CORP | 2017-03-10 | 2018-11-15 | $4,975 | $18,138 | -$13,163 | -$13,163 |
| 65. PG&E CORP | 2017-05-03 | 2018-11-15 | $1,168 | $4,336 | -$3,168 | -$3,168 |
| 86. PG&E CORP | 2017-05-04 | 2018-11-15 | $1,545 | $5,747 | -$4,202 | -$4,202 |
| 83. PG&E CORP | 2017-11-02 | 2018-11-15 | $1,491 | $4,724 | -$3,233 | -$3,233 |
| 117. PG&E CORP | 2017-11-08 | 2018-11-15 | $2,102 | $6,601 | -$4,499 | -$4,499 |
| 108. PG&E CORP | 2017-11-21 | 2018-11-15 | $1,940 | $5,810 | -$3,870 | -$3,870 |
| 111. AETNA INC | 2016-02-18 | 2018-11-29 | $23,601 | $11,700 | $11,901 | $11,901 |
| 41. AETNA INC | 2016-08-08 | 2018-11-29 | $8,718 | $4,853 | $3,865 | $3,865 |
| 31. AETNA INC | 2016-11-15 | 2018-11-29 | $6,591 | $3,849 | $2,742 | $2,742 |
| 118. COCA-COLA CO USD | 2016-02-18 | 2018-11-29 | $5,804 | $5,140 | $664 | $664 |
| 62. NESTLE S A SPONSORED ADR | 2016-02-18 | 2018-11-29 | $5,296 | $4,450 | $846 | $846 |
| .32 CVS CORP | 2018-11-30 | 2018-12-06 | $25 | $26 | -$1 | -$1 |
| 27. BRIGHTHOUSE FINL INC REG | 2016-02-18 | 2018-12-10 | $897 | $1,269 | -$372 | -$372 |
| 12. CDW CORP | 2018-02-05 | 2018-12-10 | $1,089 | $904 | $185 | $185 |
| 149. COMCAST CORP NEW CL A | 2013-03-27 | 2018-12-10 | $5,556 | $3,089 | $2,467 | $2,467 |
| 60. HONEYWELL INTL INC | 2010-06-09 | 2018-12-10 | $8,276 | $2,347 | $5,929 | $5,929 |
| 61. J P MORGAN CHASE & CO | 2009-08-31 | 2018-12-10 | $6,192 | $2,613 | $3,579 | $3,579 |
| 40. MCKESSON CORPORATION | 2017-06-22 | 2018-12-10 | $4,903 | $6,646 | -$1,743 | -$1,743 |
| 97. US BANCORP DEL | 2016-02-18 | 2018-12-10 | $4,904 | $3,841 | $1,063 | $1,063 |
| 48. ALTRIA GROUP INC | 2016-02-18 | 2018-12-11 | $2,581 | $2,902 | -$321 | -$321 |
| 28. ANTHEM INC | 2016-02-18 | 2018-12-11 | $7,703 | $3,594 | $4,109 | $4,109 |
| 143. ASTRAZENECA PLC SPONS ADR | 2016-02-18 | 2018-12-11 | $5,502 | $4,266 | $1,236 | $1,236 |
| 8. ASTRAZENECA PLC SPONS ADR | 2016-04-06 | 2018-12-11 | $308 | $237 | $71 | $71 |
| 3000. BB&T CORPORATION | 2017-10-25 | 2018-12-11 | $2,841 | $2,987 | -$146 | -$146 |
| 19. BRIGHTHOUSE FINL INC REG | 2016-02-18 | 2018-12-11 | $623 | $893 | -$270 | -$270 |
| 1. BRIGHTHOUSE FINL INC REG | 2017-01-10 | 2018-12-11 | $33 | $65 | -$32 | -$32 |
| 6. BRIGHTHOUSE FINL INC REG | 2017-01-11 | 2018-12-11 | $197 | $390 | -$193 | -$193 |
| 8. BRIGHTHOUSE FINL INC REG | 2017-06-22 | 2018-12-11 | $262 | $504 | -$242 | -$242 |
| 2. BRIGHTHOUSE FINL INC REG | 2017-06-23 | 2018-12-11 | $66 | $126 | -$60 | -$60 |
| 54. CDW CORP | 2018-02-05 | 2018-12-11 | $4,905 | $4,068 | $837 | $837 |
| 4000. FEDERAL NATL MTG ASSOC | 2017-06-13 | 2018-12-11 | $3,769 | $3,913 | -$144 | -$144 |
| 51. FIRSTENERGY CORP | 2017-07-21 | 2018-12-11 | $2,015 | $1,612 | $403 | $403 |
| 6000. GLAXOSMITHKLINE CAPITAL | 2018-06-08 | 2018-12-11 | $5,951 | $5,993 | -$42 | -$42 |
| 15. GOLDMAN SACHS GROUP INC | 2016-02-18 | 2018-12-11 | $2,640 | $2,216 | $424 | $424 |
| 608. ISHARES S&P 500 GROWTH ETF | 2016-02-18 | 2018-12-11 | $96,146 | $65,899 | $30,247 | $30,247 |
| 66. ISHARES CORE S&P MID-CAP ETF | 2004-03-02 | 2018-12-11 | $11,613 | $4,051 | $7,562 | $7,562 |
| 185. ISHARES CORE S&P SMALL-CAP ETF | 2016-02-18 | 2018-12-11 | $13,617 | $9,406 | $4,211 | $4,211 |
| 20. J P MORGAN CHASE & CO | 2009-08-31 | 2018-12-11 | $2,007 | $857 | $1,150 | $1,150 |
| 15. JOHNSON & JOHNSON COM | 2009-08-31 | 2018-12-11 | $2,189 | $904 | $1,285 | $1,285 |
| 22. LOWES COMPANIES INC COM | 2017-09-18 | 2018-12-11 | $1,961 | $1,714 | $247 | $247 |
| 11. MARSH & MCLENNAN COS INC | 2016-08-09 | 2018-12-11 | $917 | $738 | $179 | $179 |
| 13. MARSH & MCLENNAN COS INC | 2016-08-10 | 2018-12-11 | $1,083 | $872 | $211 | $211 |
| 24. MOTOROLA SOLUTIONS INC | 2016-02-18 | 2018-12-11 | $3,110 | $1,562 | $1,548 | $1,548 |
| 38. ROGERS COMMUNICATIONS INC CL B | 2016-02-18 | 2018-12-11 | $1,988 | $1,374 | $614 | $614 |
| 84. TAIWAN SEMICONDUCTOR ADR | 2016-04-19 | 2018-12-11 | $3,064 | $2,128 | $936 | $936 |
| 4000. U.S. TREASURY BOND | 2018-03-01 | 2018-12-11 | $3,907 | $3,900 | $7 | $7 |
| 6000. U.S. TREASURY NOTE | 2018-04-27 | 2018-12-11 | $5,946 | $5,893 | $53 | $53 |
| 3000. U.S. TREASURY NOTE | 2018-03-01 | 2018-12-11 | $2,986 | $2,999 | -$13 | -$13 |
| 4000. U.S. TREASURY NOTE | 2018-04-27 | 2018-12-11 | $3,966 | $3,973 | -$7 | -$7 |
| 3000. U.S. TREASURY NOTE | 2018-06-08 | 2018-12-11 | $3,016 | $2,999 | $17 | $17 |
| 11000. U.S. TREASURY NOTE | 2018-09-12 | 2018-12-11 | $11,012 | $10,945 | $67 | $67 |
| 3000. U.S. TREASURY NOTE | 2017-03-09 | 2018-12-11 | $2,896 | $2,929 | -$33 | -$33 |
| 4000. U.S. TREASURY NOTE | 2017-09-20 | 2018-12-11 | $3,865 | $4,042 | -$177 | -$177 |
| 4000. U.S. TREASURY NOTE | 2017-10-25 | 2018-12-11 | $3,865 | $3,977 | -$112 | -$112 |
| 5000. U.S. TREASURY NOTE | 2018-08-23 | 2018-12-11 | $4,987 | $5,001 | -$14 | -$14 |
| 7000. WALMART INC | 2018-08-23 | 2018-12-11 | $7,016 | $7,089 | -$73 | -$73 |
| 23. MEDTRONIC PLC SHS | 2017-10-26 | 2018-12-11 | $2,189 | $1,848 | $341 | $341 |
| 19. CDW CORP | 2018-02-05 | 2018-12-13 | $1,708 | $1,431 | $277 | $277 |
| 70. J P MORGAN CHASE & CO | 2009-08-31 | 2018-12-13 | $7,069 | $2,998 | $4,071 | $4,071 |
| 78. JOHNSON & JOHNSON COM | 2009-08-31 | 2018-12-13 | $11,517 | $4,701 | $6,816 | $6,816 |
| 173. PFIZER INC COM | 2009-08-31 | 2018-12-13 | $7,675 | $2,884 | $4,791 | $4,791 |
| 138. SUNTRUST BANKS INC | 2016-02-18 | 2018-12-13 | $7,317 | $4,690 | $2,627 | $2,627 |
| 134. US BANCORP DEL | 2016-02-18 | 2018-12-13 | $6,582 | $5,306 | $1,276 | $1,276 |
| 14. CDW CORP | 2018-02-05 | 2018-12-14 | $1,243 | $1,055 | $188 | $188 |
| 22. CDW CORP | 2018-02-21 | 2018-12-14 | $1,953 | $1,576 | $377 | $377 |
| 80. SUNTRUST BANKS INC | 2016-02-18 | 2018-12-14 | $4,203 | $2,719 | $1,484 | $1,484 |
| 12. CDW CORP | 2018-02-21 | 2018-12-17 | $1,038 | $860 | $178 | $178 |
| 122. US BANCORP DEL | 2016-02-18 | 2018-12-20 | $5,602 | $4,831 | $771 | $771 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $269,035 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $297,747 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $6,518,220 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.045679 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $298,484 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $6,133,074 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.048668 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $303,441 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $6,311,210 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.04808 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $255,803 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $6,372,167 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.040144 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $163,238 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $5,769,490 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.028293 | DistributionYr5Rt |
| Total Distribution | 0.210864 | TotalDistributionRt |
| Average Distribution | 0.042173 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $6,689,302 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $282,108 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $4,015 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $286,123 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $323,387 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $4,015 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,015 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,015 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,939 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $3,939 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $76 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UST-ML A DIVISION OF BANK OF AMERICA NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6092746834 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1300 MERRILL LYNCH DRIVE | AddressLine1Txt |
| City | PENNINGTON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 085341501 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UST-ML A DIVISION OF BANK OF AMERI | BusinessNameLine1Txt |
| Business Name Line2 | CA NA | BusinessNameLine2Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 1501 NJ2-130-03-31 | AddressLine1Txt |
| City | Pennington | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 085341501 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 2 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $95,093 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $6,596,320 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $194,850 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $6,791,170 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $6,791,170 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $101,868 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $6,689,302 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $334,465 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $334,465 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,015 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,015 | TotalTaxAmt |
| Distributable Before Adj | $330,450 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $330,450 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $330,450 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $323,387 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $323,387 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $4,015 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $319,372 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $330,450 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $266,330 | UndistributedIncomePYAmt |
| Prior Year1 | 2016 | PriorYear1Yr |
| Prior Year2 | 2015 | PriorYear2Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $323,387 | QualifyingDistributionsAmt |
| Applied To Year1 | $266,330 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $57,057 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $273,393 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| WORCESTER POLYTECHNIC INST | |||||||
| 100 INSTITUTE ROAD | WORCESTER | MA | 016092247 | NONE | PC | GENERAL OPERATING | $88,777 |
| MYSTIC SEAPORT INC | |||||||
| 75 GREENMANVILLE AVENUE | MYSTIC | CT | 063550990 | NONE | PC | GENERAL OPERATING | $88,777 |
| MYSTIC AND NOANK LIBRARY | |||||||
| 40 LIBRARY STREET | MYSTIC | CT | 063552418 | NONE | PC | GENERAL OPERATING | $88,777 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $266,331 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $176,698 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $269,035 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FED TAX REFUND | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $3,822 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $449,555 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $449,555 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (27 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 78011DAG9 USD ROYAL BK CANADA | $37,260 | $36,798 |
| 822582AJ1 SHELL INTERNATIONAL | $61,729 | $61,564 |
| 035242AL0 ANHEUSER-BUSCH INBEV | $80,751 | $78,760 |
| 912810QU5 U.S. TREASURY BOND 3 | $117,087 | $108,509 |
| 9128284X5 U.S. TREASURY NOTE | $118,405 | $120,334 |
| 949746SA0 WELLS FARGO & COMPAN | $41,015 | $39,720 |
| 17275RAE2 CISCO SYSTEMS INC | $60,244 | $60,127 |
| 912810FT0 U.S. TREASURY BOND | $73,205 | $67,792 |
| 9128283W8 U.S. TREASURY NOTE | $63,842 | $65,335 |
| 9128284R8 U.S. TREASURY NOTE | $41,992 | $42,724 |
| 05531FBB8 BB&T CORPORATION | $77,649 | $74,940 |
| 912828Y46 U.S. TREASURY NOTE | $51,008 | $51,062 |
| 06406FAD5 BANK OF NY MELLON CO | $38,836 | $37,032 |
| 3135G0K36 FEDERAL NATL MTG ASS | $75,334 | $73,343 |
| 68389XBM6 ORACLE CORP | $75,026 | $70,434 |
| 912810RQ3 U.S. TREASURY BOND | $77,149 | $67,711 |
| 912828ND8 U.S. TREASURY NOTE | $63,842 | $62,773 |
| 9128284G2 U.S. TREASURY NOTE | $56,613 | $56,858 |
| 037833CJ7 APPLE INC | $76,788 | $74,054 |
| 172967FT3 CITIGROUP INC | $37,390 | $36,782 |
| 46625HJX9 JPMORGAN CHASE & CO | $75,353 | $73,507 |
| 912828M56 U.S. TREASURY NOTE | $38,074 | $38,139 |
| 377372AL1 GLAXOSMITHKLINE CAPI | $75,907 | $76,290 |
| 912810SA7 U.S. TREASURY BOND | $36,072 | $36,802 |
| 912828X88 U.S. TREASURY NOTE | $82,530 | $81,262 |
| 9128284A5 U.S. TREASURY NOTE | $36,984 | $37,188 |
| 931142EK5 WALMART INC | $76,957 | $76,784 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (103 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 682680103 ONEOK INC | $31,655 | $25,950 |
| 717081103 PFIZER INC COM | $74,821 | $130,383 |
| 718172109 PHILIP MORRIS INTL I | $35,847 | $25,169 |
| 882508104 TEXAS INSTRUMENTS IN | $9,613 | $9,261 |
| 88579Y101 3M CO | $41,184 | $50,493 |
| 913017109 UNITED TECHNOLOGIES | $23,211 | $24,597 |
| 969457100 WILLIAMS CO INC | $49,178 | $39,800 |
| G51502105 JOHNSON CTLS INTL PL | $27,142 | $22,089 |
| J27869106 JAPAN TOBACCO INC JP | $18,399 | $12,735 |
| 054561105 AXA EQUITABLE HLDGS | $11,931 | $11,392 |
| 17275R102 CISCO SYS INC | $40,688 | $58,409 |
| 80105N105 SANOFI-SYNTHELABO | $36,472 | $37,897 |
| 857477103 STATE ST CORP COM | $26,224 | $20,056 |
| 902973304 US BANCORP DEL | $26,175 | $29,979 |
| 907818108 UNION PACIFIC CORP | $9,755 | $17,002 |
| 911312106 UNITED PARCEL SVC IN | $12,300 | $12,289 |
| 92343V104 VERIZON COMMUNICATIO | $80,454 | $101,477 |
| 110448107 BRITISH AMERICAN TOB | $51,100 | $26,571 |
| 23304Y100 DBS GROUP HLDGS LTD | $9,510 | $16,664 |
| 58155Q103 MCKESSON CORPORATION | $30,217 | $21,652 |
| 620076307 MOTOROLA SOLUTIONS I | $12,955 | $22,893 |
| 713448108 PEPSICO INC | $54,620 | $59,770 |
| 744573106 PUBLIC SERVICE ENTER | $24,901 | $29,825 |
| 87971M103 TELUS CORP | $37,781 | $42,220 |
| 89417E109 TRAVELERS COS INC | $21,670 | $22,513 |
| 037833100 APPLE COMPUTER INC C | $11,515 | $11,357 |
| 126650100 CVS CORP | $18,498 | $15,528 |
| 438516106 HONEYWELL INTL INC | $7,040 | $23,782 |
| 565849106 MARATHON OIL CORP | $18,048 | $11,874 |
| 58933Y105 MERCK AND CO INC SHS | $36,512 | $54,022 |
| 775109200 ROGERS COMMUNICATION | $33,181 | $43,417 |
| 89151E109 TOTAL FINA ELF S.A. | $15,870 | $16,489 |
| 91324P102 UNITED HEALTH GROUP | $13,143 | $27,652 |
| 036752103 ANTHEM INC | $28,332 | $56,991 |
| 046353108 ASTRAZENECA PLC SPON | $53,098 | $69,238 |
| 12514G108 CDW CORP | $10,395 | $11,428 |
| 20030N101 COMCAST CORP NEW CL | $25,087 | $37,046 |
| 256677105 DOLLAR GENERAL CORP | $13,792 | $19,022 |
| 337932107 FIRSTENERGY CORP | $29,187 | $34,959 |
| 372460105 GENUINE PARTS CO | $35,875 | $37,736 |
| 539830109 LOCKHEED MARTIN CORP | $15,428 | $17,020 |
| 548661107 LOWES COMPANIES INC | $17,143 | $20,319 |
| 56585A102 MARATHON PETROLEUM C | $14,988 | $23,663 |
| 609207105 MONDELEZ INTERNATION | $19,500 | $17,973 |
| 66987V109 NOVARTIS AG SPNSRD A | $62,937 | $75,770 |
| 949746101 WELLS FARGO & CO NEW | $122,723 | $116,675 |
| 02209S103 ALTRIA GROUP INC | $80,762 | $62,083 |
| 032511107 ANADARKO PETE CORP | $17,852 | $11,004 |
| 14149Y108 CARDINAL HEALTH INC | $11,790 | $7,270 |
| 172967424 CITIGROUP INC COM NE | $58,020 | $74,550 |
| 38141G104 GOLDMAN SACHS GROUP | $25,622 | $25,058 |
| 42809H107 HESS CORP | $16,266 | $14,297 |
| 45262P102 IMPERIAL BRANDS PLC | $52,610 | $34,488 |
| 487836108 KELLOGG COMPANY COMM | $20,105 | $18,357 |
| 571748102 MARSH & MCLENNAN COS | $15,145 | $17,944 |
| 594918104 MICROSOFT CORP COM | $19,524 | $70,083 |
| 65339F101 NEXTERA ENERGY INC S | $14,981 | $22,770 |
| 68389X105 ORACLE CORPORATION | $48,044 | $60,050 |
| 759530108 RELX PLC | $13,009 | $13,010 |
| 808513105 SCHWAB CHARLES CORP | $18,839 | $17,401 |
| 867224107 SUNCOR ENERGY INC NE | $51,135 | $47,689 |
| G5960L103 MEDTRONIC PLC SHS | $47,985 | $54,485 |
| 02341R302 AMCOR LTD ADR NEW | $45,593 | $36,377 |
| 03634M208 ANSELL LTD-SPON | $10,268 | $12,552 |
| 055622104 BP P L C SPONS ADR | $52,286 | $44,101 |
| 12626K203 CRH PLC ADR | $18,923 | $14,282 |
| 174610105 CITIZENS FINL GROUP | $5,687 | $7,878 |
| 25157Y202 DEUTSCHE POST AG SHS | $32,762 | $28,615 |
| 26078J100 DOWDUPONT INC COM | $19,917 | $17,167 |
| 478160104 JOHNSON & JOHNSON CO | $21,227 | $35,876 |
| 577081102 MATTEL INC | $13,598 | $6,973 |
| 641069406 NESTLE S A SPONSORED | $33,987 | $38,132 |
| 500472303 KONINKLIJKE PHILIPS | $59,558 | $59,547 |
| 59156R108 METLIFE INC | $49,330 | $48,533 |
| 617446448 MORGAN STANLEY DEAN | $24,345 | $40,284 |
| 670100205 NOVO NORDISK A/S ADR | $40,315 | $38,975 |
| 704326107 PAYCHEX INC COM | $13,550 | $12,639 |
| 86959C103 SVENSKA HANDELSBANKE | $22,087 | $19,741 |
| 904784709 UNILEVER NV NY SHARE | $58,024 | $61,816 |
| 00287Y109 ABBVIE INC SHS | $20,156 | $24,891 |
| 05523R107 BAE SYS PLC | $23,405 | $19,603 |
| 191216100 COCA-COLA CO USD | $39,241 | $42,710 |
| 460146103 INTERNATIONAL PAPER | $37,105 | $36,445 |
| 423012301 HEINEKEN N V | $15,371 | $17,236 |
| 444859102 HUMANA INC COM | $26,003 | $25,783 |
| 192446102 COGNIZANT TECHNOLOGY | $24,208 | $20,250 |
| 25179M103 DEVON ENERGY CORPORA | $21,246 | $12,194 |
| 46625H100 J P MORGAN CHASE & C | $42,686 | $94,984 |
| 55261F104 M & T BK CORP | $13,762 | $18,178 |
| 666807102 NORTHROP GRUMMAN COR | $13,873 | $17,633 |
| 83546A203 SONIC HEALTHCARE LTD | $15,891 | $17,404 |
| 867914103 SUNTRUST BANKS INC | $8,768 | $13,014 |
| X4551T105 KONE OYJ | $35,902 | $36,177 |
| 026874784 AMERICAN INTERNATION | $58,126 | $42,405 |
| 03662P107 ANTA SPORTS PROD-UNS | $7,620 | $12,223 |
| 25243Q205 DIAGEO PLC SPON ADR | $35,277 | $46,794 |
| 363576109 GALLAGHER ARTHUR J & | $12,502 | $12,898 |
| 37733W105 GLAXO SMITHKLINE PLC | $32,587 | $30,644 |
| 742718109 PROCTER & GAMBLE CO | $41,940 | $47,523 |
| 747525103 QUALCOMM INC | $26,885 | $26,463 |
| 80687P106 SCHNEIDER ELEC SA | $21,726 | $17,116 |
| 818800104 SGS SOC GEN SRVLLNCE | $12,681 | $11,512 |
| 874039100 TAIWAN SEMICONDUCTOR | $43,752 | $53,741 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 09260B382 BLACKROCK STRATEGIC | AT COST | $108,640 | $108,787 |
| 464287309 ISHARES S&P 500 GROW | AT COST | $320,390 | $445,381 |
| 464287507 ISHARES CORE S&P MID | AT COST | $72,371 | $147,129 |
| 464287804 ISHARES CORE S&P SMA | AT COST | $107,681 | $146,820 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND TIMING DIFFERENCE | $8 |
| PURCHASE OF ACCRUED INTEREST C/O TO NEXT | $179 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INVESTMENT EXPENSES | Desc |
| Revenue And Expenses Per Books | $614 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $614 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Revenue And Expenses Per Books | $3,822 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| PURCHASE OF ACCRUED INTEREST C/O FROM PY | $322 |
| COST BASIS ADJUSTMENT | $152 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $5,575 | $5,575 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $3,939 | $0 | $0 |