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CDC SMALL BUSINESS FINANCE CORP: Form 990, tax year 2017

View the entire original 990 at ProPublica ↗

Organization
CDC SMALL BUSINESS FINANCE CORP (EIN 95-3512045)
Tax period
2017-10-01 to 2018-09-30
Filed
2019-08-15
IRS object ID
201922279349302542
Schema version
2017v2.3
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2019-08-15T16:23:19-05:00ReturnTs
Tax Period End2018-09-30TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN450250958PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1EIDE BAILLY LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line110681 FOOTHILL BLVD SUITE 300AddressLine1Txt
CityRANCHO CUCAMONGACityNm
State AbbreviationCAStateAbbreviationCd
ZIP91730ZIPCd
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2017-10-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN953512045EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1CDC SMALL BUSINESS FINANCE CORPBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlCDCSBusinessNameControlTxt
Phone6192438600PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line12448 HISTORIC DECATUR NO 200AddressLine1Txt
CitySAN DIEGOCityNm
State AbbreviationCAStateAbbreviationCd
ZIP92106ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonKURT CHILCOTTPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone6192438600PhoneNum
Signature2019-08-12SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonCATHERINE L GRAYPreparerPersonNm
PTINP01294460PTIN
Phone9094664410PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

FieldValueIRS element (for citing)
I Pv4 Address199.247.43.91IPv4AddressTxt
FieldValueIRS element (for citing)
IP2019-08-12IPDt
IP Tm17:38:25IPTm
IP TimezonePDIPTimezoneCd
Filing License TypePFilingLicenseTypeCd
At Submission Creation Device IdDA39A3EE5E6B4B0D3255BFEF95601890AFD80709AtSubmissionCreationDeviceId
At Submission Filing Device IdAFB01DE0CC74786AF10CDFE220491FAFB6575FF0AtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2017TaxYr
Build TS2019-02-21 02:37:17ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerKURT CHILCOTTPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line12448 HISTORIC DECATUR NO 200AddressLine1Txt
CitySAN DIEGOCityNm
State AbbreviationCAStateAbbreviationCd
ZIP92106ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$21,341,520GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501cYes (X)Organization501cInd
Website AddressWWW.CDCLOANS.COMWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1978FormationYr
Legal Domicile StateCALegalDomicileStateCd
Activity Or MissionTO CHAMPION THE GROWTH OF DIVERSE SMALL COMPANIES IN OUR COMMUNITIES BY DRAWING ON OUR UNPARRELLELED EXPERTISE IN DELIVERING UNIQUE CAPITAL SOLUTIONS.ActivityOrMissionDesc
Voting Members Governing Body20VotingMembersGoverningBodyCnt
Voting Members Independent18VotingMembersIndependentCnt
Total Employee129TotalEmployeeCnt
Total Volunteers0TotalVolunteersCnt
Total Gross UBI-$39,927TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm-$29,901NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$0PYContributionsGrantsAmt
CY Contributions Grants$30,250CYContributionsGrantsAmt
PY Program Service Revenue$19,757,135PYProgramServiceRevenueAmt
CY Program Service Revenue$20,782,652CYProgramServiceRevenueAmt
PY Investment Income$0PYInvestmentIncomeAmt
CY Investment Income$0CYInvestmentIncomeAmt
PY Other Revenue-$107,992PYOtherRevenueAmt
CY Other Revenue-$39,927CYOtherRevenueAmt
PY Total Revenue$19,649,143PYTotalRevenueAmt
CY Total Revenue$20,772,975CYTotalRevenueAmt
PY Grants And Similar Paid$0PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$0CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$11,600,593PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$11,804,199CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$0PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$0CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$0CYTotalFundraisingExpenseAmt
PY Other Expenses$5,450,115PYOtherExpensesAmt
CY Other Expenses$4,836,030CYOtherExpensesAmt
PY Total Expenses$17,050,708PYTotalExpensesAmt
CY Total Expenses$16,640,229CYTotalExpensesAmt
PY Revenues Less Expenses$2,598,435PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$4,132,746CYRevenuesLessExpensesAmt
Total Assets BOY$59,403,946TotalAssetsBOYAmt
Total Assets EOY$76,713,993TotalAssetsEOYAmt
Total Liabilities BOY$18,974,134TotalLiabilitiesBOYAmt
Total Liabilities EOY$32,151,435TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$40,429,812NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$44,562,558NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionTO CHAMPION THE GROWTH OF DIVERSE SMALL COMPANIES IN OUR COMMUNITIES BY DRAWING ON OUR UNPARRELLELED EXPERTISE IN DELIVERING UNIQUE CAPITAL SOLUTIONS. WE EXCEED THE EXPECTATIONS OF OUR PARTNERS THROUGH TEAMWORK, INTEGRITY AND CREATIVITY. WE MAKE A DIFFERENCE IN THE COMMUNITUES WE SERVE THROUGH UNWAVERING ADVOCACY AND REINVESTMENT.MissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$14,625,577ExpenseAmt
Revenue$20,782,652RevenueAmt
DescTO PROMOTE ECONOMIC DEVELOPMENT IN THE STATES OF CALIFORNIA, NEVADA AND ARIZONA, PROVIDE ASSISTANCE AND SERVICES FOR THE IMPROVEMENT OF LOCAL ECONOMY IN ALL COUNTIES AND REGIONS WHICH THE SMALL BUSINESS ADMINISTRATION GRANTS AUTHORITY TO OPERATE.Desc
Total Program Service Expenses$14,625,577TotalProgramServiceExpensesAmt
Described In Section501c30DescribedInSection501c3Ind
Schedule B RequiredYes (1)ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised Fund0DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of Art0CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Temp Or Permanent Endowments0TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (1)ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other Assets0ReportOtherAssetsInd
Report Other LiabilitiesYes (1)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (1)IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt0IndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (1)ConsolidatedAuditFinclStmtInd
School Operating0SchoolOperatingInd
Foreign Office0ForeignOfficeInd
Foreign Activities0ForeignActivitiesInd
More Than5000 K To Org0MoreThan5000KToOrgInd
More Than5000 K To Individuals0MoreThan5000KToIndividualsInd
Professional Fundraising0ProfessionalFundraisingInd
Fundraising Activities0FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To Organizations0GrantsToOrganizationsInd
Grants To Individuals0GrantsToIndividualsInd
Schedule J RequiredYes (1)ScheduleJRequiredInd
Tax Exempt Bonds0TaxExemptBondsInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan Outstanding0LoanOutstandingInd
Grant To Related Person0GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam Mem0BusinessRlnWithFamMemInd
Business Rln With Officer Ent0BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri0DeductibleNonCashContriInd
Deductible Art Contribution0DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded Entity0DisregardedEntityInd
Related EntityYes (1)RelatedEntityInd
Related Organization Ctrl EntYes (1)RelatedOrganizationCtrlEntInd
Transaction With Control Ent0TransactionWithControlEntInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
IRP Document43IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (1)BackupWthldComplianceInd
Employee129EmployeeCnt
Employment Tax Returns FiledYes (1)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (1)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (1)Form990TFiledInd
Foreign Financial Account0ForeignFinancialAccountInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible Contributions0NondeductibleContributionsInd
Quid Pro Quo Contributions0QuidProQuoContributionsInd
Form8282 Property Disposed Of0Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services0IndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members20GoverningBodyVotingMembersCnt
Independent Voting Member18IndependentVotingMemberCnt
Family Or Business Rln0FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or Stockholders0MembersOrStockholdersInd
Election Of Board Members0ElectionOfBoardMembersInd
Decisions Subject To Approva0DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint Venture0InvestmentInJointVentureInd
States Where Copy Of Return Is FldCAStatesWhereCopyOfReturnIsFldCd
OtherYes (X)OtherInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1CATHERINE RIDDLEBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone6192438600PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line12448 HISTORIC DECATUR RD 200AddressLine1Txt
CitySAN DIEGOCityNm
State AbbreviationCAStateAbbreviationCd
ZIP92106ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (30 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtOfficerOfficerIndKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeInd
TYLER ORION
DIRECTOR1.00Yes (X)$0$0$0
JOAN EARHART
DIRECTOR1.00Yes (X)$0$0$0
JULIE HUSTON
CHAIR1.00Yes (X)$0$0$0
KEVIN PALMER
TREASURER1.00Yes (X)$0$0$0
THOMAS TOPUZES
VICE CHAIR1.00Yes (X)$0$0$0
RICK BENITO
DIRECTOR1.00Yes (X)$0$0$0
SHERYL CAMERON
SECRETARY1.00Yes (X)$0$0$0
KRISTINE CHUNG
DIRECTOR1.00Yes (X)$0$0$0
STEVE DOSS
DIRECTOR1.00Yes (X)$0$0$0
GEORGIA DUTRO
DIRECTOR1.00Yes (X)$0$0$0
HEATHER ENDRESEN
DIRECTOR1.00Yes (X)$0$0$0
CRUZ GONZALEZ
DIRECTOR1.00Yes (X)$0$0$0
ERIK CALDWELL
ASST SECRETARY1.00Yes (X)$0$0$0
OMAR PASSONS
DIRECTOR1.00Yes (X)$0$0$0
FRANK ROBINSON
DIRECTOR1.00Yes (X)$0$0$0
WAYNE SCHELL
DIRECTOR1.00Yes (X)$0$0$0
JERRY A SCHNEIDER
DIRECTOR1.00Yes (X)$0$0$0
BILL SOMMER
DIRECTOR1.00Yes (X)$0$0$0
MIKE STULL
DIRECTOR1.00Yes (X)$0$0$0
STEVE STULTZ
DIRECTOR1.00Yes (X)$0$0$0
KURT CHILCOTT
PRESIDENT AND CEO40.00$841,953$0$34,481Yes (X)
MICHAEL OWEN
CCO40.00$478,861$0$38,218Yes (X)
KIM BUTTEMER
COO30.00$361,785$0$48,865Yes (X)
CATHERINE RIDDLE
CFO & CTO40.00$314,174$0$17,453Yes (X)
ROBERT VILLARREAL
EVP1.00$178,794$0$18,568Yes (X)
DEAN ALOE
LOAN OFFICER40.00$359,060$0$32,695Yes (X)
ARMEN MADATYAN
LOAN OFFICER40.00$334,166$0$30,455Yes (X)
TUYEN SAM
LOAN OFFICER40.00$205,864$0$7,946Yes (X)
KELLY RYAN
LOAN OFFICER40.00$204,526$0$19,011Yes (X)
TOM BRUNE
PROGRAMMER ANALYST40.00$209,142$0$24,679Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$3,488,325TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$272,371TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K34IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed0FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (1)TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
TODD E KOBERNICK
2448 HISTORIC DECATUR RD SUITE 220SAN DIEGOCA92106LEGAL SERVICES$398,550
SYNOPTEK
412 E PARKCENTER BLVD SUITE 300BOISEID83706IT SERVICES$252,377
CAMELBACK LAW OFFICES
5045 N 12TH ST SUITE 110PHOENIXAZ85014LEGAL SERVICES$199,275
NEXTSTREET FINANCIAL LLC
75 BROAD STREET SUITE 702NEW YORKNY10004CONSULTING$183,962
PAETECWINDSTREAM
P O BOX 9001013LOUISVILLEKY40290COMMUNICATIONS$128,869
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K5CntrctRcvdGreaterThan100KCnt
All Other Contributions$30,250AllOtherContributionsAmt
Total Contributions$30,250TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (2 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
LOAN INCOME522100$18,779,291$18,779,291
LOAN ESCROW INTEREST525990$2,003,361$2,003,361
FieldValueIRS element (for citing)
Total Program Service Revenue$20,782,652TotalProgramServiceRevenueAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$528,618RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$568,545RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real-$39,927RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column-$39,927TotalRevenueColumnAmt
Unrelated Business Revenue-$39,927UnrelatedBusinessRevenueAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$20,772,975TotalRevenueColumnAmt
Related Or Exempt Func Income$20,782,652RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue-$39,927UnrelatedBusinessRevenueAmt
Exclusion$0ExclusionAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$1,990,711TotalAmt
Program Services$1,306,898ProgramServicesAmt
Management And General$683,813ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$6,823,364TotalAmt
Program Services$6,823,364ProgramServicesAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$1,103,548TotalAmt
Program Services$1,103,548ProgramServicesAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$1,035,361TotalAmt
Program Services$1,035,361ProgramServicesAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$851,215TotalAmt
Program Services$851,215ProgramServicesAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$615,965TotalAmt
Program Services$615,965ProgramServicesAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$324,366TotalAmt
Program Services$324,366ProgramServicesAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$33,021TotalAmt
Management And General$33,021ManagementAndGeneralAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$526,041TotalAmt
Program Services$453,862ProgramServicesAmt
Management And General$72,179ManagementAndGeneralAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$622,713TotalAmt
Program Services$622,713ProgramServicesAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$272,619TotalAmt
Program Services$272,619ProgramServicesAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$240,080TotalAmt
Management And General$240,080ManagementAndGeneralAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$47,055TotalAmt
Management And General$47,055ManagementAndGeneralAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$436,810TotalAmt
Management And General$436,810ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$261,060TotalAmt
Management And General$261,060ManagementAndGeneralAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$143,074TotalAmt
Program Services$143,074ProgramServicesAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmt
LENDING COSTS$563,827$563,827
PROVISION FOR LOAN LOSS$348,557$348,557
DUES & MEMBERSHIPS$161,469$161,469
PROPERTY TAX$160,208$160,208

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$79,165TotalAmt
Management And General$79,165ManagementAndGeneralAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$16,640,229TotalAmt
Program Services$14,625,577ProgramServicesAmt
Management And General$2,014,652ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$796,724BOYAmt
EOY$11,701,193EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$14,236,164BOYAmt
EOY$7,533,365EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$13,215,821BOYAmt
EOY$5,925,942EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$21,248,069BOYAmt
EOY$31,408,541EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$380,968BOYAmt
EOY$340,361EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$12,957,529LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$6,191,326LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$6,738,357BOYAmt
EOY$6,766,203EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$2,787,843BOYAmt
EOY$13,038,388EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$59,403,946BOYAmt
EOY$76,713,993EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$3,068,235BOYAmt
EOY$4,056,745EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$316,767BOYAmt
EOY$168,095EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$12,807,889BOYAmt
EOY$25,545,121EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$2,781,243BOYAmt
EOY$2,381,474EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$18,974,134BOYAmt
EOY$32,151,435EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$40,429,812BOYAmt
EOY$44,532,308EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
EOY$30,250EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$40,429,812BOYAmt
EOY$44,562,558EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$59,403,946BOYAmt
EOY$76,713,993EOYAmt
FieldValueIRS element (for citing)
Reconcilation Revenue Expnss$4,132,746ReconcilationRevenueExpnssAmt
Other Changes In Net Assets$0OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS AuditedYes (1)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (1)AuditCommitteeInd
Federal Grant Audit Required0FederalGrantAuditRequiredInd

Schedule B IRS990ScheduleB

Schedule D IRS990ScheduleD

Land LandGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$2,300,000InvestmentCostOrOtherBasisAmt
Book Value$2,300,000BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$69,197InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$6,341,581OtherCostOrOtherBasisAmt
Depreciation$2,185,867DepreciationAmt
Book Value$4,224,911BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$4,246,751OtherCostOrOtherBasisAmt
Depreciation$4,005,459DepreciationAmt
Book Value$241,292BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$6,766,203TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp

FieldValueIRS element (for citing)
DescINVESTMENTSDesc
Book Value$13,038,388BookValueAmt
Method ValuationFMethodValuationCd
FieldValueIRS element (for citing)
Total Book Value Securities$13,038,388TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (6 entries)

DescDescAmtAmt
LOAN LOSS PROVISIONS$1,454,672
DEFERRED DEPOSITS$56,412
PARTICIPATION FEE COLLECTION$676,703
TENANTS RESERVE$54,131
CAPITAL LEASE$14,448
DUE TO SMALL BUSINESS ADMINISTRATION$125,108
FieldValueIRS element (for citing)
Total Liability$2,381,474TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART X, LINE 2:FormAndLineReferenceDesc
ExplanationTHE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUED ACCOUNTING STANDARDS CODIFICATION NO 740-10, ACCOUNTING FOR UNCERTAINTIES IN INCOME TAX, WHICH SETS A MINIMUM THRESHOLD FOR FINANCIAL STATEMENT RECOGINTION OF THE BENEFIT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. CDC HAS REVIEWED ITS POSITIONS FOR ALL OPEN TAX YEARS AND HAS DETERMINED THAT NO PROVISION FOR INCOME TAX POSITIONS IS REQUIRED.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Written Employment ContractYes (X)WrittenEmploymentContractInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance Payment0SeverancePaymentInd
Supplemental Nonqual Rtr Plan0SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm0EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org0CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs0CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org0CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs0CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments0AnyNonFixedPaymentsInd
Initial Contract Exception0InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (10 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
KURT CHILCOTT
PRESIDENT AND CEO$841,953$0$0$0$0$0$21,000$0$13,481$0$876,434$0$0$0
MICHAEL OWEN
CCO$478,861$0$0$0$0$0$18,000$0$20,218$0$517,079$0$0$0
KIM BUTTEMER
COO$361,785$0$0$0$0$0$18,000$0$30,865$0$410,650$0$0$0
CATHERINE RIDDLE
CFO & CTO$314,174$0$0$0$0$0$14,400$0$3,053$0$331,627$0$0$0
ROBERT VILLARREAL
EVP$178,794$0$0$0$0$0$7,291$0$11,277$0$197,362$0$0$0
DEAN ALOE
LOAN OFFICER$359,060$0$0$0$0$0$19,000$0$13,695$0$391,755$0$0$0
ARMEN MADATYAN
LOAN OFFICER$334,166$0$0$0$0$0$12,559$0$17,896$0$364,621$0$0$0
TUYEN SAM
LOAN OFFICER$205,864$0$0$0$0$0$1,750$0$6,196$0$213,810$0$0$0
KELLY RYAN
LOAN OFFICER$204,526$0$0$0$0$0$58$0$18,953$0$223,537$0$0$0
TOM BRUNE
PROGRAMMER ANALYST$209,142$0$0$0$0$0$5,600$0$19,079$0$233,821$0$0$0

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FORM 990, PART VI, SECTION B, LINE 11BTHE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS THE RETURN PRIOR TO FILING.
FORM 990, PART VI, SECTION B, LINE 12CTHE HUMAN RESOURCES MANAGER ANNUALLY REGULATES AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. ANNUALLY, EACH MEMBER OF THE BOARD OF DIRECTORS SIGNS A FORM DISCLOSING AND CONFLICTS OF INTEREST OR INDICATING THAT NO CONFLICT OF INTEREST EXISTS.
FORM 990, PART VI, SECTION B, LINE 15THE BOARD APPROVES THE COMPENSATION FOR THE CEO AND TOP MANAGEMENT EVERY YEAR. THE BOARD ALSO APPROVES THE COMPENSATION OF KEY EMPLOYEES EVERY YEAR.
FORM 990, PART VI, SECTION C, LINE 19THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST AT THE CORPORATE OFFICE.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp

Disregarded Entity Name DisregardedEntityName

FieldValueIRS element (for citing)
Business Name Line1SAN DIEGO REGION SMALL BUSINESS DEVELOPMENTBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line12448 HISTORIC DECATUR RD 200AddressLine1Txt
CitySAN DIEGOCityNm
State AbbreviationCAStateAbbreviationCd
ZIP92106ZIPCd
FieldValueIRS element (for citing)
EIN330845173EIN
Primary ActivitiesPROVIDE ECONOMIC DEVELOPMENT TO SMALL BUSINESSES IN SAN DIEGOPrimaryActivitiesTxt
Legal Domicile StateCALegalDomicileStateCd
Exempt Code Section501(C)(3)ExemptCodeSectionTxt
Public Charity StatusLINE 11PublicCharityStatusTxt

Direct Controlling Entity Name DirectControllingEntityName

FieldValueIRS element (for citing)
Business Name Line1CDC SMALL BUSINESS FINANCE CORPBusinessNameLine1Txt
FieldValueIRS element (for citing)
Controlled OrganizationYes (1)ControlledOrganizationInd

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtEntity TypeEntityTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctControlled OrganizationControlledOrganizationInd
CDC VENTURES
2448 HISTORIC DECATUR RD 200SAN DIEGOCA92106330918531SOFTWARECACDC SMALL BUSINESS FINANCEC$1,299,075$963,4081.00000Yes (1)
CDC DIRECT CAPITAL
2448 HISTORIC DECATUR RD 200SAN DIEGOCA92106201904046COMMERCIAL FINANCECACDC SMALL BUSINESS FINANCEC$1,142,788$4,384,4101.00000Yes (1)
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts Rylts0ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org0GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org0GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other OrgYes (1)LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org0LoansOrGuaranteesFromOthOrgInd
Div Related Organization0DivRelatedOrganizationInd
Asset Sale To Other Org0AssetSaleToOtherOrgInd
Asset Purchase From Other Org0AssetPurchaseFromOtherOrgInd
Asset Exchange0AssetExchangeInd
Rental Of Facilities To Oth Org0RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org0RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org0PerformOfServicesForOthOrgInd
Perform Of Services By Other Org0PerformOfServicesByOtherOrgInd
Sharing Of Facilities0SharingOfFacilitiesInd
Paid Employees Sharing0PaidEmployeesSharingInd
Reimbursement Paid To Other Org0ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org0ReimbursementPaidByOtherOrgInd
Transfer To Other Org0TransferToOtherOrgInd
Transfer From Other Org0TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (3 entries)

Transaction TypeTransactionTypeTxtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
SAN DIEGO REGION SMALL BUSINESS DEV
DACTUAL AMOUNT
CDC VENTURES INC
DACTUAL AMOUNT
CDC DIRECT CAPITAL
DACTUAL AMOUNT