THE ASPEN INSTITUTE INC: Form 990, tax year 2018

View the entire original 990 at ProPublica ↗

Organization: THE ASPEN INSTITUTE INC (EIN 84-0399006)
Tax period: 2018-01-01 to 2018-12-31
Filed: 2019-09-24
IRS object ID: 201932679349300113
Schema version: 2018v3.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule F
Schedule G
Schedule I
Schedule J
Schedule M
Schedule O

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2019-09-24T08:52:30-05:00	ReturnTs
Tax Period End	2018-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	111986323	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	MARCUM LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	1899 L STREET NW SUITE 850	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20036	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2018-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	840399006	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE ASPEN INSTITUTE INC	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	ASPE	BusinessNameControlTxt
Phone	2027365800	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2300 N STREET NW NO 700	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20037	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	NAMITA KHASAT	PersonNm
Person Title	EVP FIN.& ADMIN./CFO/TREASURER	PersonTitleTxt
Phone	2027365800	PhoneNum
Signature	2019-09-24	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	FRANK H SMITH	PreparerPersonNm
PTIN	P00639053	PTIN
Phone	2022274000	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	47.19.127.190	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2019-09-24	IPDt
IP Tm	08:52:25	IPTm
IP Timezone	ED	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	DA39A3EE5E6B4B0D3255BFEF95601890AFD80709	AtSubmissionCreationDeviceId
At Submission Filing Device Id	D0A660CE6712EE0CCB975CEA23282D1665B78CA0	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2018	TaxYr
Build TS	2019-02-21 02:37:17Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	DANIEL R PORTERFIELD	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2300 N STREET NW NO 700	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20037	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$213,187,649	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.ASPENINSTITUTE.ORG	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1949	FormationYr
Legal Domicile State	CO	LegalDomicileStateCd
Activity Or Mission	THE ASPEN INSTITUTE IS A NONPARTISAN FORUM FOR VALUES-BASED LEADERSHIP AND EXCHANGE OF IDEAS.	ActivityOrMissionDesc
Voting Members Governing Body	82	VotingMembersGoverningBodyCnt
Voting Members Independent	81	VotingMembersIndependentCnt
Total Employee	682	TotalEmployeeCnt
Total Volunteers	90	TotalVolunteersCnt
Total Gross UBI	$10,975,638	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$92,261,254	PYContributionsGrantsAmt
CY Contributions Grants	$94,760,517	CYContributionsGrantsAmt
PY Program Service Revenue	$36,392,294	PYProgramServiceRevenueAmt
CY Program Service Revenue	$38,974,610	CYProgramServiceRevenueAmt
PY Investment Income	$341,904	PYInvestmentIncomeAmt
CY Investment Income	-$35,468	CYInvestmentIncomeAmt
PY Other Revenue	$333,734	PYOtherRevenueAmt
CY Other Revenue	$433,053	CYOtherRevenueAmt
PY Total Revenue	$129,329,186	PYTotalRevenueAmt
CY Total Revenue	$134,132,712	CYTotalRevenueAmt
PY Grants And Similar Paid	$17,059,260	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$12,117,066	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$52,723,258	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$59,399,347	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$4,068,568	CYTotalFundraisingExpenseAmt
PY Other Expenses	$67,213,316	PYOtherExpensesAmt
CY Other Expenses	$71,584,303	CYOtherExpensesAmt
PY Total Expenses	$136,995,834	PYTotalExpensesAmt
CY Total Expenses	$143,100,716	CYTotalExpensesAmt
PY Revenues Less Expenses	-$7,666,648	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	-$8,968,004	CYRevenuesLessExpensesAmt
Total Assets BOY	$333,208,129	TotalAssetsBOYAmt
Total Assets EOY	$321,124,300	TotalAssetsEOYAmt
Total Liabilities BOY	$44,332,679	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$42,363,461	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$288,875,450	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$278,760,839	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	THE ASPEN INSTITUTE IS A PEOPLE-SERVING ORGANIZATION THAT WORKS WITH PARTNERS ACROSS THE UNITED STATES AND AROUND THE WORLD TO BUILD A FREE, JUST, AND EQUITABLE SOCIETY. THE INSTITUTE CREATES POSITIVE CHANGE BY INSPIRING INCLUSIVE DIALOGUE AND EMPOWERING LEADERS TO SOLVE SOCIETY'S BIGGEST CHALLENGES. FOR NEARLY 70 YEARS, THE INSTITUTE HAS WORKED TO ADVANCE A MISSION TO CULTIVATE ASPIRATIONAL, VALUES-BASED LEADERS; CONVENE DIVERSE THINKERS AND DOERS AROUND CRITICAL QUESTIONS AND ISSUES; ELEVATE COMPELLING IDEAS AND WORKS OF ART, LITERATURE, AND CULTURE; AND NURTURE A STRONG CIVIL SOCIETY, ACCOUNTABLE INSTITUTIONS, AND EFFECTIVE PROBLEM-SOLVING. IT IS BASED IN WASHINGTON, DC WITH CAMPUSES AND OFFICES IN ASPEN, COLORADO (ITS ORIGINAL HOME), NEW YORK CITY, AND WYE RIVER IN MARYLAND.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$67,095,234	ExpenseAmt
Grant	$11,647,066	GrantAmt
Revenue	$10,783,490	RevenueAmt
Desc	POLICY PROGRAMS: THE INSTITUTE'S 32 POLICY PROGRAMS EXPLORE AND IDENTIFY SOLUTIONS FOR PROBLEMS RANGING FROM ECONOMIC DISTRESS TO EDUCATIONAL OPPORTUNITY, FROM CLIMATE CHANGE TO RACIAL DISPARITIES, IN AN EFFORT TO INFLUENCE LEGISLATORS AND OTHER DECISION-MAKERS AND ADVANCE THE BEST AND MOST INSPIRED PROPOSALS. OUR POLICY PROGRAMS RANGE IN SIZE FROM $100,000 TO $8 MILLION IN ANNUAL REVENUE AND EXPENSES.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$16,949,805	ExpenseAmt
Revenue	$9,996,387	RevenueAmt
Desc	CAMPUS ACTIVITIES: IN ADDITION TO ITS HEADQUARTERS IN WASHINGTON, DC, THE INSTITUTE ALSO CONDUCTS MUCH OF ITS WORK ON TWO CAMPUSES - IN ASPEN, COLORADO AND ON THE WYE RIVER, ON MARYLAND'S EASTERN SHORE. BOTH CAMPUSES PROVIDE NATURAL BEAUTY AND QUIET SURROUNDINGS WHICH ENCOURAGE THOUGHTFUL REFLECTION THAT REFRESHES MIND, BODY AND SPIRIT.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$12,494,496	ExpenseAmt
Grant	$35,000	GrantAmt
Revenue	$14,763,214	RevenueAmt
Desc	PUBLIC PROGRAMS: THE INSTITUTE'S 15 PUBLIC PROGRAMS ARE DESIGNED TO FREELY DISSEMINATE THE ORGANIZATION'S IDEAS, AND TO PROVIDE THE PUBLIC WITH OPPORTUNITIES TO CONVENE INCLUSIVELY AND ENGAGE IN THOUGHTFUL, NONPARTISAN DIALOGUE. OUR MAJOR EVENTS INCLUDE THE ASPEN IDEAS FESTIVAL, SPOTLIGHT HEALTH, THE ASPEN SECURITY FORUM, AND THE ASPEN WORDS PROGRAM. THESE AND OUR OTHER PUBLIC FORUMS ENGAGE OVER 15,000 MEMBERS OF THE GENERAL PUBLIC ANNUALLY.	Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp (4 entries)

ExpenseExpenseAmt	GrantGrantAmt	RevenueRevenueAmt	DescDesc
$7,766,288	$310,000	$1,097,498	LEADERSHIP NETWORK
$3,861,471	$125,000		YOUTH AND ENGAGEMENT
$2,845,132		$1,079,076	OTHER RESTRICTED PROGRAMS
$808,348		$1,294,161	SEMINARS

Field	Value	IRS element (for citing)
Total Other Prog Srvc Expense	$15,281,239	TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant	$435,000	TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue	$3,470,735	TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses	$111,820,774	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	Yes (1)	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Temp Or Permanent Endowments	Yes (1)	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (1)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	Yes (1)	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	0	ConsolidatedAuditFinclStmtInd
School Operating	0	SchoolOperatingInd
Foreign Office	0	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	Yes (1)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (1)	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	0	TaxExemptBondsInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	0	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	0	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	Yes (1)	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	0	DisregardedEntityInd
Related Entity	0	RelatedEntityInd
Related Organization Ctrl Ent	0	RelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
IRP Document	775	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	682	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	0	ForeignFinancialAccountInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (1)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (1)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	0	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	82	GoverningBodyVotingMembersCnt
Independent Voting Member	81	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	0	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	AL	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	AK	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	AZ	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	AR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CO	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CT	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	FL	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	GA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	IL	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	KS	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	KY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	ME	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MD	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MN	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MS	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MO	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NJ	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NM	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	ND	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OK	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	PA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	RI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	SC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	TN	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	UT	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	VA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WV	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WI	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ASPEN INSTITUTENAMITA KHASAT	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	2027362520	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2300 N STREET NW NO 700	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20037	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (95 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Highest Compensated EmployeeHighestCompensatedEmployeeInd
JAMES SCHINE CROWN
CHAIRMAN	0.30	Yes (X)	Yes (X)	$0	$0	$0
WILLIAM E MAYER
CHAIRMAN EMERITUS	0.30	Yes (X)	Yes (X)	$0	$0	$0
MADELEINE K ALBRIGHT
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JEAN-LUC ALLAVENA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
PAUL F ANDERSON
TRUSTEE	0.30	Yes (X)		$0	$0	$0
DONNA BARKSDALE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MERCEDES BASS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MIGUEL MIKE BEZOS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
RICHARD BRADDOCK
TRUSTEE	0.30	Yes (X)		$0	$0	$0
BETH BROOKE-MARCINIAK
TRUSTEE	0.30	Yes (X)		$0	$0	$0
WILLIAM D BUDINGER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
WILLIAM BYNUM
TRUSTEE	0.30	Yes (X)		$0	$0	$0
STEPHEN L CARTER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
TROY CARTER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
CESAR R CONDE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
PENNY COULTER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
KATIE COURIC
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ANDREA CUNNINGHAM
TRUSTEE	0.30	Yes (X)		$0	$0	$0
KENNETH L DAVIS MD
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JOHN DOERR
TRUSTEE	0.30	Yes (X)		$0	$0	$0
THELMA DUGGIN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ARNE DUNCAN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MICHAEL D EISNER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
L BROOKS ENTWISTLE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ALAN FLETCHER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
HENRIETTA HOLSMAN FORE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ANN B FRIEDMAN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JUAN RAMON DE LA FUENTE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
HENRY LOUIS GATES JR
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MIRCEA D GEOANA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ANTONIO GRACIAS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
PATRICK W GROSS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ARJUN GUPTA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JANE HARMAN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
KAYA HENDERSON
TRUSTEE	0.30	Yes (X)		$0	$0	$0
HAYNE HIPP
TRUSTEE	0.30	Yes (X)		$0	$0	$0
IVAN HODAC
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MARK HOPLAMAZIAN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
GERALD D HOSIER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ROBERT HURST
TRUSTEE	0.30	Yes (X)		$0	$0	$0
NATALIE JARESKO
TRUSTEE	0.30	Yes (X)		$0	$0	$0
SALMAN KHAN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
TEISUKE KITAYAMA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MICHAEL KLEIN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
DAVID KOCH
TRUSTEE	0.30	Yes (X)		$0	$0	$0
AMBASSADOR SATINDER K LAMBAH
TRUSTEE	0.30	Yes (X)		$0	$0	$0
LAURA LAUDER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
YO-YO MA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JAMES M MANYIKA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
WILLIAM E MAYER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
BONNIE PALMER MCCLOSKEY
TRUSTEE	0.30	Yes (X)		$0	$0	$0
DAVID MCCORMICK
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ANNE WELSH MCNULTY
TRUSTEE	0.30	Yes (X)		$0	$0	$0
DIANE L MORRIS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
KARLHEINZ MUHR
TRUSTEE	0.30	Yes (X)		$0	$0	$0
CLARE MUNANA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JERRY MURDOCK
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MARC NATHANSON
TRUSTEE	0.30	Yes (X)		$0	$0	$0
WILLIAM A NITZE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
HER MAJESTY QUEEN NOOR
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JACQUELINE NOVOGRATZ
TRUSTEE	0.30	Yes (X)		$0	$0	$0
OLARA A OTUNNU
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ELAINE PAGELS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
CARRIE WALTON PENNER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MARGOT L PRITZKER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
PETER A REILING
TRUSTEE	0.30	Yes (X)		$0	$0	$0
LYNDA RESNICK
TRUSTEE	0.30	Yes (X)		$0	$0	$0
CONDOLEEZZA RICE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JIM ROGERS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
RICARDO SALINAS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
LEWIS SANDERS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ANNA DEAVERE SMITH
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MICHELLE SMITH
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JAVIER SOLANA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ROBERT K STEEL
TRUSTEE	0.30	Yes (X)		$0	$0	$0
SHASHI THAROOR
TRUSTEE	0.30	Yes (X)		$0	$0	$0
LAURIE M TISCH
TRUSTEE	0.30	Yes (X)		$0	$0	$0
GIULIO TREMONTI
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ECKART VON KLAEDEN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
RODERICK K VON LIPSEY
TRUSTEE	0.30	Yes (X)		$0	$0	$0
VIN WEBER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
DANIEL PORTERFIELD
PRESIDENT & CEO - AS OF 06/2018	40.00	Yes (X)	Yes (X)	$442,351	$0	$20,073
WALTER ISAACSON
PRESIDENT & CEO - UNTIL 06/2018	20.00	Yes (X)	Yes (X)	$217,190	$0	$19,617
ELLIOT GERSON
EXECUTIVE VP	40.00		Yes (X)	$409,612	$0	$115,058
ERIC MOTLEY
EVP, CORP SECRETARY	40.00		Yes (X)	$426,004	$0	$53,549
NAMITA KHASAT
CFO/CAO/TREASURER	40.00		Yes (X)	$384,715	$0	$54,313
RAJIV VINNAKOTA
EXECUTIVE VP - UNTIL 08/2018	40.00		Yes (X)	$312,599	$0	$42,456
DAVID LANGSTAFF
EXEC. VICE PRESIDENT	32.00		Yes (X)	$215,458	$0	$26,405
AMY DEMARIA
EVP COMM./MRKTNG - AS OF 06/18	40.00		Yes (X)	$178,510	$0	$6,492
PETER REILING
EXECUTIVE VP - UNTIL 04/2018	40.00		Yes (X)	$165,346	$0	$28,280
CHARLES FIRESTONE
EXECUTIVE DIRECTOR	40.00			$365,041	$0	$66,813	Yes (X)
DAN GLICKMAN
VICE PRESIDENT & EXECUTIVE DIRECTOR	40.00			$340,634	$0	$43,859	Yes (X)
MICKEY EDWARDS
VICE PRESIDENT & PROGRAM DIRECTOR	40.00			$339,465	$0	$53,533	Yes (X)
MARGARET CLARK
VP POLICY PROGRAMS	40.00			$319,683	$0	$64,526	Yes (X)
KATHERINE BOONE
VP & PROGRAM DIRECTOR	40.00			$307,386	$0	$78,975	Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$4,423,994	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$673,949	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	142	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	0	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt	Address Line1ContractorAddress/ForeignAddress/AddressLine1Txt	CityContractorAddress/ForeignAddress/CityNm	CountryContractorAddress/ForeignAddress/CountryCd
SHAW CONSTRUCTION LLC
300 KALAMATH STREET	DENVER	CO	80223	BUILDING RENOVATIONS	$7,201,946
SAFEGUARD WORLD INT'L LTD
				STAFFING AND PAYROLL SERVICES	$1,220,103	FODEN BUS CTR MOSS LN 24/25	SANDBACH	UK
COLORADO AUDIO VISUAL INC
409 AABC	ASPEN	CO	81611	AUDIO VISUAL SERVICES	$1,101,941
MCKINSEY & COMPANY INC
251 LITTLE FALLS DRIVE	WILMINGTON	DE	19808	PROGRAM CONSULTING	$835,280
TRI-TECH COMMUNICATIONS INC
625 LOCUST STREET SUITE 600	GARDEN CITY	NJ	11530	AUDIO VISUAL SERVICES	$700,880

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	15	CntrctRcvdGreaterThan100KCnt
Fundraising	$1,974,447	FundraisingAmt
Government Grants	$4,790,500	GovernmentGrantsAmt
All Other Contributions	$87,995,570	AllOtherContributionsAmt
Noncash Contributions	$6,754,371	NoncashContributionsAmt
Total Contributions	$94,760,517	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (4 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt
CONTRACT REVENUE	900099	$18,001,492	$18,001,492
SEMINAR AND EVENT FEES	900099	$11,015,799	$11,015,799
CONF./FACILITY FEES	531390	$9,943,333		$9,943,333
BOOK SALES	900099	$13,986	$13,986

Field	Value	IRS element (for citing)
Total Program Service Revenue	$38,974,610	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$70,334	TotalRevenueColumnAmt
Unrelated Business Revenue	$779,334	UnrelatedBusinessRevenueAmt
Exclusion	-$709,000	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$145,584	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$99,579	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$46,005	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$46,005	TotalRevenueColumnAmt
Exclusion	$46,005	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$78,236,525	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$78,342,327	SecuritiesAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	-$105,802	SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$105,802	TotalRevenueColumnAmt
Exclusion	-$105,802	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$131,254	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$1,974,447	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$613,031	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$481,777	TotalRevenueColumnAmt
Exclusion	-$481,777	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	ExclusionExclusionAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt
OTHER INCOME	900099	$443,054	$443,054
ADVERTISING INCOME	541800	$252,971		$252,971
SUBLEASE INCOME	900099	$172,800	$172,800

Field	Value	IRS element (for citing)
Other Revenue Total	$868,825	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$134,132,712	TotalRevenueColumnAmt
Related Or Exempt Func Income	$29,031,277	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$10,975,638	UnrelatedBusinessRevenueAmt
Exclusion	-$634,720	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$10,124,396	TotalAmt
Program Services	$10,124,396	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$421,100	TotalAmt
Program Services	$421,100	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$1,571,570	TotalAmt
Program Services	$1,571,570	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$3,081,979	TotalAmt
Program Services	$131,360	ProgramServicesAmt
Management And General	$2,710,844	ManagementAndGeneralAmt
Fundraising	$239,775	FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$45,372,897	TotalAmt
Program Services	$33,189,556	ProgramServicesAmt
Management And General	$10,310,000	ManagementAndGeneralAmt
Fundraising	$1,873,341	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$3,731,029	TotalAmt
Program Services	$3,295,996	ProgramServicesAmt
Management And General	$250,146	ManagementAndGeneralAmt
Fundraising	$184,887	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$4,177,253	TotalAmt
Program Services	$3,694,673	ProgramServicesAmt
Management And General	$280,947	ManagementAndGeneralAmt
Fundraising	$201,633	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$3,036,189	TotalAmt
Program Services	$2,576,339	ProgramServicesAmt
Management And General	$299,626	ManagementAndGeneralAmt
Fundraising	$160,224	FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$14,949,917	TotalAmt
Program Services	$14,949,917	ProgramServicesAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$163,546	TotalAmt
Management And General	$163,546	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$171,020	TotalAmt
Management And General	$171,020	ManagementAndGeneralAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$1,084,131	TotalAmt
Management And General	$1,084,131	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$11,026,394	TotalAmt
Program Services	$9,752,403	ProgramServicesAmt
Management And General	$1,273,991	ManagementAndGeneralAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$87,423	TotalAmt
Program Services	$73,040	ProgramServicesAmt
Management And General	$8,369	ManagementAndGeneralAmt
Fundraising	$6,014	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$5,249,952	TotalAmt
Program Services	$4,320,244	ProgramServicesAmt
Management And General	$641,742	ManagementAndGeneralAmt
Fundraising	$287,966	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$2,641,243	TotalAmt
Program Services	$1,150,694	ProgramServicesAmt
Management And General	$1,290,562	ManagementAndGeneralAmt
Fundraising	$199,987	FundraisingAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$5,876,990	TotalAmt
Program Services	$3,190,353	ProgramServicesAmt
Management And General	$2,543,392	ManagementAndGeneralAmt
Fundraising	$143,245	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$14,506,676	TotalAmt
Program Services	$13,103,685	ProgramServicesAmt
Management And General	$952,263	ManagementAndGeneralAmt
Fundraising	$450,728	FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

Field	Value	IRS element (for citing)
Total	$481,812	TotalAmt
Program Services	$481,812	ProgramServicesAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$3,182,269	TotalAmt
Program Services	$3,154,238	ProgramServicesAmt
Management And General	$28,031	ManagementAndGeneralAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$1,283	TotalAmt
Management And General	$1,283	ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$3,691,581	TotalAmt
Management And General	$3,691,581	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$389,017	TotalAmt
Management And General	$389,017	ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
REPAIRS AND MAINTENANCE	$2,181,499	$1,654,070	$525,911	$1,518
AUDIO/VISUAL	$1,968,126	$1,452,259	$450,356	$65,511
PUBLICATIONS	$1,606,924	$1,524,218	$61,420	$21,286
PARTNER REIMBURSEMENTS	$1,543,428	$1,543,428

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$781,072	TotalAmt
Program Services	$465,423	ProgramServicesAmt
Management And General	$83,196	ManagementAndGeneralAmt
Fundraising	$232,453	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$143,100,716	TotalAmt
Program Services	$111,820,774	ProgramServicesAmt
Management And General	$27,211,374	ManagementAndGeneralAmt
Fundraising	$4,068,568	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$2,379	BOYAmt
EOY	$2,324	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$4,944,620	BOYAmt
EOY	$7,904,527	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$45,288,286	BOYAmt
EOY	$34,216,522	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$6,153,822	BOYAmt
EOY	$15,568,800	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$109,042	BOYAmt
EOY	$148,115	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$1,913,560	BOYAmt
EOY	$1,919,126	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$115,551,396	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$49,573,814	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$62,166,500	BOYAmt
EOY	$65,977,582	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$33,158,991	BOYAmt
EOY	$26,305,789	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$175,862,442	BOYAmt
EOY	$165,467,450	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$3,608,487	BOYAmt
EOY	$3,614,065	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$333,208,129	BOYAmt
EOY	$321,124,300	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$16,623,759	BOYAmt
EOY	$12,673,023	EOYAmt

Grants Payable GrantsPayableGrp

Field	Value	IRS element (for citing)
BOY	$6,910,597	BOYAmt
EOY	$4,908,602	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$6,531,509	BOYAmt
EOY	$5,708,367	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$14,266,814	BOYAmt
EOY	$19,073,469	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$44,332,679	BOYAmt
EOY	$42,363,461	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$100,483,643	BOYAmt
EOY	$109,870,989	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$129,740,987	BOYAmt
EOY	$109,025,842	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$58,650,820	BOYAmt
EOY	$59,864,008	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$288,875,450	BOYAmt
EOY	$278,760,839	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$333,208,129	BOYAmt
EOY	$321,124,300	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	-$8,968,004	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	-$14,713	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	-$1,131,894	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Separate Basis Fincl Stmt	Yes (X)	SeparateBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Public Organization170	Yes (X)	PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$68,633,372	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$111,928,714	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$85,321,334	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$92,261,254	CurrentTaxYearMinus1YearAmt
Current Tax Year	$94,760,517	CurrentTaxYearAmt
Total	$452,905,191	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$68,633,372	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$111,928,714	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$85,321,334	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$92,261,254	CurrentTaxYearMinus1YearAmt
Current Tax Year	$94,760,517	CurrentTaxYearAmt
Total	$452,905,191	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$45,938,847	SubstantialContributorsTotAmt
Public Support Total170	$406,966,344	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$133,656	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$894,214	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$190,413	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$759,709	CurrentTaxYearMinus1YearAmt
Current Tax Year	-$390,616	CurrentTaxYearAmt
Total	$1,587,376	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$190,216	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$395,329	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$489,228	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$434,052	CurrentTaxYearMinus1YearAmt
Current Tax Year	$443,054	CurrentTaxYearAmt
Total	$1,951,879	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$456,444,446	TotalSupportAmt
Gross Receipts Rltd Activities	$129,944,984	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.89160	PublicSupportCY170Pct
Public Support PY170	0.89370	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME:	FormAndLineReferenceDesc
Explanation	OTHER INCOME - 2014 AMOUNT: $ 190,216. 2015 AMOUNT: $ 395,329. 2016 AMOUNT: $ 489,228. 2017 AMOUNT: $ 434,052. 2018 AMOUNT: $ 443,054.	ExplanationTxt

Schedule B IRS990ScheduleB

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	VolunteersInd
Paid Staff Or Management	Yes (1)	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$1,877	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	0	OtherActivitiesInd
Total Lobbying Expenditures	$1,877	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART II-B, LINE 1:	FormAndLineReferenceDesc
Explanation	ALLOCATED SALARY EXPENSE FROM COMMUNICATION WITH LEGISLATORS REGARDING PENDING LEGISLATION.	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Protection Natural Habitat	Yes (X)	ProtectionNaturalHabitatInd
Total Easements	2	TotalEasementsCnt
Total Acreage	263.88	TotalAcreageCnt
States Easements Held	2	StatesEasementsHeldCnt
Written Policy Monitoring	Yes (1)	WrittenPolicyMonitoringInd

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Revenues Included	$900	RevenuesIncludedAmt
Assets Included	$1,072,980	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Solicited Assets Sale	0	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$119,077,203	BeginningYearBalanceAmt
Contributions	$3,995,266	ContributionsAmt
Investment Earnings Or Losses	-$4,694,709	InvestmentEarningsOrLossesAmt
Other Expenditures	$3,279,083	OtherExpendituresAmt
End Year Balance	$115,098,677	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$99,879,276	BeginningYearBalanceAmt
Contributions	$12,665,941	ContributionsAmt
Investment Earnings Or Losses	$10,999,814	InvestmentEarningsOrLossesAmt
Other Expenditures	$4,467,828	OtherExpendituresAmt
End Year Balance	$119,077,203	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$95,232,540	BeginningYearBalanceAmt
Contributions	$4,756,855	ContributionsAmt
Investment Earnings Or Losses	$4,078,477	InvestmentEarningsOrLossesAmt
Other Expenditures	$4,188,596	OtherExpendituresAmt
End Year Balance	$99,879,276	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$80,203,349	BeginningYearBalanceAmt
Contributions	$16,298,057	ContributionsAmt
Investment Earnings Or Losses	$1,451,696	InvestmentEarningsOrLossesAmt
Other Expenditures	$2,720,562	OtherExpendituresAmt
End Year Balance	$95,232,540	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$75,351,962	BeginningYearBalanceAmt
Contributions	$4,417,778	ContributionsAmt
Investment Earnings Or Losses	$2,668,734	InvestmentEarningsOrLossesAmt
Other Expenditures	$2,235,125	OtherExpendituresAmt
End Year Balance	$80,203,349	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.28780	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.51020	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.20200	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	0	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	0	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$10,627,664	OtherCostOrOtherBasisAmt
Book Value	$10,627,664	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$78,756,973	OtherCostOrOtherBasisAmt
Depreciation	$36,422,406	DepreciationAmt
Book Value	$42,334,567	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$9,927,593	OtherCostOrOtherBasisAmt
Depreciation	$782,977	DepreciationAmt
Book Value	$9,144,616	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$6,004,681	OtherCostOrOtherBasisAmt
Depreciation	$4,947,270	DepreciationAmt
Book Value	$1,057,411	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$10,234,485	OtherCostOrOtherBasisAmt
Depreciation	$7,421,161	DepreciationAmt
Book Value	$2,813,324	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$65,977,582	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (2 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
INVESTMENT CONTRACT	$759,159	F
LIMITED PARTNERSHIPS	$164,708,291	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$165,467,450	TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (3 entries)

DescDesc	AmtAmt
CAPITAL LEASE OBLIGATIONS	$182,173
DEFERRED COMPENSATION	$4,630,776
DEFERRED RENT AND LEASE INCENTIVE	$14,260,520

Field	Value	IRS element (for citing)
Total Liability	$19,073,469	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd
Total Rev Etc Audited Fincl Stmt	$133,870,391	TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst	-$14,713	NetUnrealizedGainsInvstAmt
Donated Services And Use Fclts	$123,913	DonatedServicesAndUseFcltsAmt
Revenue Not Reported	$109,200	RevenueNotReportedAmt
Revenue Subtotal	$133,761,191	RevenueSubtotalAmt
Investment Expenses Not Incld	$1,084,131	InvestmentExpensesNotIncldAmt
Other Revenues Not Included	-$712,610	OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt	$371,521	RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990	$134,132,712	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$142,735,002	TotExpnsEtcAuditedFinclStmtAmt
Donated Services Use Fclts	$123,913	DonatedServicesUseFcltsAmt
Other Expenses Included	-$118,106	OtherExpensesIncludedAmt
Expenses Not Reported	$5,807	ExpensesNotReportedAmt
Expenses Subtotal	$142,729,195	ExpensesSubtotalAmt
Investment Expenses Not Incld2	$1,084,131	InvestmentExpensesNotIncld2Amt
Other Expenses Not Included	-$712,610	OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt	$371,521	ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990	$143,100,716	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (8 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART II, LINE 5:	THE INSTITUTE CONTINUES TO COMPLY WITH TERMS OF CONTRACT GOVERNING THE CONSERVATION EASEMENT HELD, WHICH INCLUDES PROTECTION OF NATURAL HABITAT.
PART II, LINE 9:	THE INSTITUTE HOLDS A CONSERVATION EASEMENT ON THE BALANCE SHEET AND THE CONTRIBUTED PARCEL OF LAND WAS BOOKED AS REVENUE FOR THE YEAR IT WAS GIFTED.
PART III, LINE 4:	AT OUR ASPEN MEADOWS CAMPUS, ASPEN, COLORADO, WE HAVE A LARGE COLLECTION OF ART THAT IS ON DISPLAY BOTH IN GALLERIES AND PUBLIC SPACES. IT IS ENJOYED BY GUESTS WHO VISIT AND STAY AT OUR RESORT. THIS ART COLLECTION IS MADE UP OF PHOTOS FROM FRANZ BERKO, OFFICIAL PHOTOGRAPHER FOR THE INSTITUTE, AS WELL AS ART IN VARIOUS MEDIUMS BY HERBERT BAYER. BAYER WAS THE ARCHITECT FOR OUR CAMPUS, AND ALSO DESIGNED SEVERAL OF THE LAND FORMS THROUGHOUT OUR PROPERTY. ONE GALLERY ON PROPERTY IS DEDICATED SOLELY TO THE WORK OF BAYER. ALTHOUGH THE ARTWORK IS HELD ON THE BOOKS AT COST, IT HAS AN INSURED FAIR VALUE OF $3.1 MILLION.
PART V, LINE 4:	4.5% OF A 12 QUARTER ROLLING AVERAGE OF THE FUNDS ARE USED TO FUND PROGRAMMATIC WORK OF THE INSTITUTE.
PART X, LINE 2:	MANAGEMENT OF THE INSTITUTE BELIEVES THAT IT HAS NO MATERIAL UNCERTAINTY IN INCOME TAXES AND, ACCORDINGLY, IT WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAXES IN ITS FINANCIAL STATEMENTS.
PART XI, LINE 4B - OTHER ADJUSTMENTS:	SPECIAL EVENT EXPENSES -613,031. RENTAL EXPENSES -99,579.
PART XII, LINE 2D - OTHER ADJUSTMENTS:	RETURN OF GRANT FUNDS -118,106.
PART XII, LINE 4B - OTHER ADJUSTMENTS:	SPECIAL EVENT EXPENSES -613,031. RENTAL EXPENSES -99,579.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (7 entries)

RegionRegionTxt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
EUROPE	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$1,904,835
SUB-SAHARAN AFRICA	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$1,052,375
NORTH AMERICA	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$655,809
SOUTH AMERICA	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$263,851
CENTRAL AMERICA AND THE CARIBBEAN	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$42,671
SOUTH ASIA	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$13,748
EAST ASIA AND THE PACIFIC	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$10,180

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	0	SubtotalEmployeesCnt
Continuation Total Office	0	ContinuationTotalOfficeCnt
Continuation Total Employee	0	ContinuationTotalEmployeeCnt
Total Office	0	TotalOfficeCnt
Total Employee	0	TotalEmployeeCnt
Subtotal Spent	$3,943,469	SubtotalSpentAmt
Continuation Spent	$0	ContinuationSpentAmt
Total Spent	$3,943,469	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (18 entries)

RegionRegionTxt	Purpose Of GrantPurposeOfGrantTxt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
SUB-SAHARAN AFRICA	SUPPORT CHAPTER OPERATIONS IN AFRICA	$99,382	WIRE TRANSFER
MIDDLE EAST AND NORTH AFRICA	STEVENS INITIATIVE CULTURAL EXCHANGE	$100,000	WIRE TRANSFER
SOUTH AMERICA	SUPPORT CHAPTER OPERATIONS IN BRAZIL	$93,113	WIRE TRANSFER
MIDDLE EAST AND NORTH AFRICA	STEVENS INITIATIVE CULTURAL EXCHANGE	$108,455	WIRE TRANSFER
SOUTH AMERICA	SUPPORT THE "IMPACT THESIS ON FINANCIAL SERVICES FOR THE BOP IN BRAZIL" PROPOSAL	$50,000	WIRE TRANSFER
SOUTH AMERICA	CHAPTER OPERATIONS SUPPORT	$5,752	WIRE TRANSFER
SOUTH AMERICA	CHAPTER OPERATIONS SUPPORT	$40,520	WIRE TRANSFER
NORTH AMERICA	SUPPORT CHAPTER OPERATIONS IN MEXICO	$106,729	WIRE TRANSFER
SUB-SAHARAN AFRICA	SUPPORT THE "STRENGTHENING IMPACT MEASUREMENT IN EAST AFRICA" PROPOSAL	$18,000	WIRE TRANSFER
NORTH AMERICA	SUPPORT THE "NEW VENTURES INVESTMENTS" PROPOSAL	$50,000	WIRE TRANSFER
NORTH AMERICA	SUPPORT THE "EFFECTIVENESS OF EVALUATION METHODS IN SOCIAL ENTERPRISES IN SUB-SAHARAN AFRICA" PROPOSAL	$30,000	WIRE TRANSFER
SUB-SAHARAN AFRICA	SUPPORT THE "MAPPING LANDSCAPE FOR IMPACT MEASUREMENT IN SOUTH AFRICA" PROPOSAL	$39,953	WIRE TRANSFER
SUB-SAHARAN AFRICA	SUPPORT CHAPTER OPERATIONS IN AFRICA	$314,364	WIRE TRANSFER
MIDDLE EAST AND NORTH AFRICA	STEVENS INITIATIVE CULTURAL EXCHANGE MENA	$308,118	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	CHAPTER OPERATIONS SUPPORT	$73,000	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	CHAPTER OPERATIONS SUPPORT	$44,735	WIRE TRANSFER
SOUTH ASIA	SUPPORT CHAPTER OPERATIONS IN INDIA	$12,339	WIRE TRANSFER
NORTH AMERICA	SUPPORT THE "SIMPLIFI: MOBILE RECORDKEEPING FOR SMALL & GROWING BUSINESSES" PROPOSAL	$33,410	WIRE TRANSFER

Field	Value	IRS element (for citing)
Total501c3 Org	0	Total501c3OrgCnt
Total Other Org	18	TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (6 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
AWARDS	MIDDLE EAST AND NORTH AFRICA	1	$35,000	WIRE
HONORARIUM	NORTH AMERICA	1	$3,750	WIRE
AWARDS	EAST ASIA AND THE PACIFIC	1	$1,500	WIRE
AWARDS	EUROPE (INCLUDING ICELAND & GREENLAND)	1	$1,500	WIRE
SCHOLARSHIP	SOUTH AMERICA	1	$1,200	WIRE
HONORARIUM	NORTH AMERICA	3	$750	WIRE

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	Yes (1)	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	0	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	0	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART I, LINE 2:	THE INSTITUTE PERIODICALLY ENGAGES OTHER ENTITIES TO FURTHER THE OBJECTIVES SET FORTH IN OUR GRANT AGREEMENTS. THIS IS TYPICALLY DONE VIA SUB-AWARDS OR RE-GRANTS THAT RUN CONCURRENTLY WITH THE PRIME AWARD IN WHICH THE SUB RECIPIENTS ARE ADVISED OF ALL APPLICABLE LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS FROM THE PRIME AGREEMENT. ALL SUB GRANTEES OR SERVICE PROVIDERS MUST ALSO CERTIFY THAT THEY DO NOT AND WILL NOT KNOWINGLY PROVIDE MATERIAL SUPPORT OR RESOURCES TO ANY INDIVIDUAL OR ENTITY INVOLVED WITH TERRORISM (INCLUDING ANY INDIVIDUALS, ENTITIES, OR GROUPS SUBJECT TO OFAC SANCTIONS) OR TO ANYONE WHO ACTS AS AN AGENT FOR SUCH AN INDIVIDUAL OR ENTITY. ANY VIOLATION OF THIS CERTIFICATION MUST BE GROUNDS FOR IMMEDIATE TERMINATION OF THE LETTER OF AGREEMENT AND RETURN OF ALL GRANT FUNDS. THE FREQUENCY AND SCOPE OF THE RESEARCH PROGRAM'S MONITORING PROCEDURES ARE DETERMINED JOINTLY BY THE RESPONSIBLE PROGRAM MANAGER AND RESPECTIVE GRANT ADMINISTRATOR/FINANCIAL ANALYST. THIS INCLUDES THE ROUTINE RECEIPT AND REVIEW OF THE NARRATIVE AND FINANCIAL REPORTS, A REVIEW OF EXPENSES TO BUDGET, THE OPTION TO PERFORM AUDITS, AND ALLOWS FOR THE PERFORMANCE OF SITE VISITS IF NECESSARY. THE INSTITUTE IS NOTIFIED WHENEVER PROBLEMS, DELAYS OR OTHER CONDITIONS DEVELOP WHICH WOULD HAVE SIGNIFICANT IMPACT UPON THE PROJECT. BUDGET REVISIONS ARE ALLOWED WITHIN THE PARAMETERS SET FORTH IN EACH SUB AWARD. THE PAYMENT SCHEDULE AND THE DEGREE OF FLEXIBILITY OFFERED MAY DEPEND ON PREVIOUS EXPERIENCE WITH THE RECIPIENT, THE DEGREE OF EXTERNAL OVERSIGHT BY OTHER PARTIES, AND THE SOPHISTICATION OF THE RECIPIENT'S ADMINISTRATIVE SYSTEMS. PARTICIPANTS ARE EXPECTED TO COMPLY WITH ALL RELEVANT U.S. LAWS. PRIOR TO ISSUING AWARDS TO FOREIGN ENTITIES, THE PROGRAMS ARE BEING ASKED TO COMPLETE A DUE DILIGENCE CHECKLIST, WHICH INCLUDES ADDITIONAL INFORMATION ABOUT THE SUB RECIPIENT INCLUDING: ANY REASONABLY AVAILABLE HISTORICAL INFORMATION ABOUT THE GRANTEE THAT ASSURES THE INSTITUTE OF THE GRANTEE'S IDENTITY AND INTEGRITY SUCH AS THE JURISDICTION IN WHICH A GRANTEE ORGANIZATION IS INCORPORATED OR FORMED; COPIES OF INCORPORATING OR OTHER GOVERNING INSTRUMENTS; INFORMATION ON THE INDIVIDUALS WHO FORMED AND OPERATE THE ORGANIZATION; AND INFORMATION RELATING TO THE GRANTEE'S OPERATING HISTORY; THE GRANTEE OR SERVICE PROVIDER'S NAME IN ENGLISH, AND THE LANGUAGE OF ORIGIN, AND ANY ACRONYM OR OTHER NAMES USED TO IDENTIFY THE GRANTEE; THE JURISDICTIONS IN WHICH A GRANTEE OR SERVICE PROVIDER MAINTAINS A PHYSICAL PRESENCE; THE GRANTEE OR SERVICE PROVIDER'S POSTAL, EMAIL AND WEBSITE ADDRESSES AND PHONE NUMBERS FOR EACH PLACE OF BUSINESS. THE INSTITUTE ALSO CONDUCTS A REASONABLE SEARCH OF PUBLICLY AVAILABLE INFORMATION TO DETERMINE WHETHER THE GRANTEE OR SERVICE PROVIDER IS SUSPECTED OF ACTIVITY RELATING TO TERRORISM, INCLUDING TERRORIST FINANCING OR OTHER SUPPORT.
PART I, LINE 3:	THE ACCRUAL METHOD OF ACCOUNTING WAS USED TO ACCOUNT FOR FOREIGN EXPENDITURES.
PART III, COL (C):	THIS COLUMN REPRESENTS THE ACTUAL NUMBER OF RECIPIENTS, NOT THE ESTIMATED NUMBER OF RECIPIENTS.
PART II, LINE 1	THE ACCRUAL METHOD OF ACCOUNTING WAS USED TO ACCOUNT FOR FOREIGN GRANTS TO ORGANIZATIONS.
PART III	THE ACCRUAL METHOD OF ACCOUNTING WAS USED TO ACCOUNT FOR FOREIGN GRANTS TO INDIVIDUALS.

Schedule G IRS990ScheduleG

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	ANNUAL AWARDS DINNER	Event1Nm
Gross Receipts Event1	$1,105,200	GrossReceiptsEvent1Amt
Charitable Contri Event1	$1,037,450	CharitableContriEvent1Amt
Gross Revenue Event1	$67,750	GrossRevenueEvent1Amt
Rent Facility Costs Event1	$5,650	RentFacilityCostsEvent1Amt
Food And Beverage Event1	$4,297	FoodAndBeverageEvent1Amt
Other Direct Expenses Event1	$243,042	OtherDirectExpensesEvent1Amt
Event2	SUMMER CELEBRATION	Event2Nm
Gross Receipts Event2	$550,338	GrossReceiptsEvent2Amt
Charitable Contri Event2	$542,498	CharitableContriEvent2Amt
Gross Revenue Event2	$7,840	GrossRevenueEvent2Amt
Rent Facility Costs Event2	$11,992	RentFacilityCostsEvent2Amt
Food And Beverage Event2	$7,679	FoodAndBeverageEvent2Amt
Other Direct Expenses Event2	$171,094	OtherDirectExpensesEvent2Amt
Other Events Total	2	OtherEventsTotalCnt
Gross Receipts Other Events	$450,163	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$394,499	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$55,664	GrossRevenueOtherEventsAmt
Rent Fclty Costs Other Events	$3,358	RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events	$2,779	FoodAndBeverageOtherEventsAmt
Oth Direct Expnss Other Events	$163,140	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$2,105,701	GrossReceiptsTotalAmt
Charitable Contributions Tot	$1,974,447	CharitableContributionsTotAmt
Gross Revenue Total Events	$131,254	GrossRevenueTotalEventsAmt
Rent Fclty Costs Total Events	$21,000	RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events	$14,755	FoodAndBeverageTotalEventsAmt
Oth Direct Expnss Total Events	$577,276	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$613,031	DirectExpenseSummaryEventsAmt
Net Income Summary	-$481,777	NetIncomeSummaryAmt

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (48 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Purpose Of GrantPurposeOfGrantTxt	Address Line2USAddress/AddressLine2Txt
EMORY UNIVERSITY
1599 CLIFTON ROAD NE 4TH FLOOR	ATLANTA	GA	30322	580566256	501(C)(3)	$731,996	TO SUPPORT GALI GLOBAL ACCELERATOR LEARNING INITIATIVE
CAPITAL FOR GOOD USA
1536 E LANCASTER AVENUE	PAOLI	PA	19301	270915757	501(C)(3)	$555,556	COLLABORATE IN FINANCING ALLIANCE FOR HEALTH INITIATIVE
ITHAKA HARBORS INC
2 RECTOR STREET	NEW YORK	NY	10006	133857105	501(C)(3)	$476,361	COLLABORATION IN THE AMERICAN TALENT INITIATIVE
JOHNS HOPKINS UNIVERSITY
3400 N CHARLES STREET	BALTIMORE	MD	21218	520595110	501(C)(3)	$349,323	STEVENS INITIATIVE CULTURAL EXCHANGE
THE WILLIAM DAVIDSON INSTITUTE AT THE UNIVERSITY OF MICHIGAN
724 E UNIVERSITY AVENUE	ANN ARBOR	MI	48109	383048086	501(C)(3)	$342,322	STEVENS INITIATIVE CULTURAL EXCHANGE
BALL STATE UNIVERSITY
2000 UNIVERSITY AVENUE	MUNCIE	IN	47306	356000221	501(C)(3)	$323,124	STEVENS INITIATIVE CULTURAL EXCHANGE
KARAM FOUNDATION NFP
230 NORTHGATE STREET SUITE 742	LAKE FOREST	IL	60045	371548241	501(C)(3)	$300,415	STEVENS INITIATIVE CULTURAL EXCHANGE
BUILD COMMONWEALTH INC
114 WESTERN AVENUE 2ND FLOOR	ALLSTON	MA	02134	043540147	501(C)(3)	$275,000	COLLABORATION ON EMPLOYEE HARDSHIP PROJECT
INTERNATIONAL RESEARCH AND EXCHANGES BOARD INC
1275 K STREET NW SUITE 600	WASHINGTON	DC	20005	223087809	501(C)(3)	$256,718	STEVENS INITIATIVE CULTURAL EXCHANGE
YOUTHBUILD USA INC
58 DAY STREET	SOMERVILLE	MA	02144	223076454	501(C)(3)	$250,000	COLLABORATE LAUNCH OF GLOBAL OPPORTUNITY YOUTH INITIATIVE
WGBH EDUCATIONAL FOUNDATION
ONE GUEST STREET	BOSTON	MA	02135	042104397	501(C)(3)	$223,746	STEVENS INITIATIVE CULTURAL EXCHANGE
EQUAL MEASURE
1528 WALNUT STREET SUITE 805	PHILADELPHIA	PA	19102	232694572	501(C)(3)	$210,991	EVALUATION WORK ON COMMUNITY SOLUTIONS
UNIVERSITY OF NEBRASKA-LINCOLN
401 CANFIELD ADMINISTRATION	LINCOLN	NE	68588	470049123	501(C)(3)	$208,619	STEVENS INITIATIVE CULTURAL EXCHANGE	BUILDING PO BOX 880439
UNIVERSITY OF TEXAS AT AUSTIN
110 INNER CAMPUS DRIVE STOP K5300	AUSTIN	TX	78712	746000203	501(C)(3)	$200,000	LEAD THE DESIGN AND IMPLEMENTATION OF ACTIVITIES OF THE MEMBERSHIP OF THE URBAN MATHEMATICS LEADERSHIP NETWORK
GLOBAL NOMADS GROUP
132 NASSAU STREET SUITE 822	NEW YORK	NY	10038	752750127	501(C)(3)	$199,856	STEVENS INITIATIVE CULTURAL EXCHANGE
JOBS FOR THE FUTURE INC
88 BROAD STREET 8TH FLOOR	BOSTON	MA	02110	061164568	501(C)(3)	$172,000	SUPPORT PARTICIPATION OF GLOBAL OPPORTUNITY YOUTH FORUM
GLOBAL DEVELOPMENT INCUBATOR INC
1634 I STREET NW SUITE 300	WASHINGTON	DC	20006	141945286	501(C)(3)	$150,000	DEVELOPMENT OF GLOBAL OPPORTUNITY YOUTH INITIATIVE
FSG INC
20 PARK PLAZA SUITE 320	BOSTON	MA	02116	202776974	501(C)(3)	$150,000	PHILANTHROPIC FEASIBILITY IN AFCS
VIRGINIA COMMUNITY COLLEGE SYSTEM
300 ARBORETUM PLACE SUITE 200	RICHMOND	VA	23236	540759063	501(C)(3)	$150,000	COLLABORATION IN THE SCHEV TACKLING TRANSFER PROJECT
CORPORATION FOR A SKILLED WORKFORCE
1100 VICTORS WAY SUITE 10	ANN ARBOR	MI	48108	382991143	501(C)(3)	$135,617	COLLABORATION ON ECONOMIC OPPORTUNITIES PROGRAM REIMAGINE RETAIL PROJECT
SAN DIEGO WORKFORCE PARTNERSHIP INC
3910 UNIVERSITY AVENUE SUITE 400	SAN DIEGO	CA	92105	330660504	501(C)(3)	$134,082	COLLABORATION ON ECONOMIC OPPORTUNITIES PROGRAM REIMAGINE RETAIL PROJECT
REGENTS OF THE UNIVERSITY OF CALIFORNIA
2150 SHATTUCK AVENUE SUITE 300	BERKELEY	CA	94704	946002123	501(C)(3)	$122,659	STEVENS INITIATIVE CULTURAL EXCHANGE
INSTITUTE OF INTERNATIONAL EDUCATION
809 UNITED NATIONS PLAZA	NEW YORK	NY	10017	131624046	501(C)(3)	$119,246	STEVENS INITIATIVE CULTURAL EXCHANGE
PHILADELPHIA YOUTH NETWORK
400 MARKET STREET SUITE 200	PHILADELPHIA	PA	19106	232993155	501(C)(3)	$104,300	COLLABORATION ON ECONOMIC OPPORTUNITIES PROGRAM REIMAGINE RETAIL PROJECT
CHICAGO WORKFORCE FUNDER ALLIANCE (CCF)
225 N MICHIGAN AVENUE SUITE 2200	CHICAGO	IL	60601	363432023	501(C)(3)	$100,000	COLLABORATION ON ECONOMIC OPPORTUNITIES PROGRAM REIMAGINE RETAIL PROJECT
ALLEGHENY CONFERENCE ON COMMUNITY DEVELOPMENT
11 STANWIX STREET 17TH FLOOR	PITTSBURGH	PA	15222	250965213	501(C)(3)	$89,500	COLLABORATION ON ECONOMIC OPPORTUNITIES PROGRAM REIMAGINE RETAIL PROJECT
PACIFIC COMMUNITY VENTURES INC
51 FEDERAL STREET SUITE 100	SAN FRANCISCO	CA	94107	770485877	501(C)(3)	$75,000	COLLABORATION ON ECONOMIC OPPORTUNITIES PROGRAM REIMAGINE RETAIL PROJECT
ARIZONA STATE UNIVERSITY
PO BOX 876011	TEMPE	AZ	85287	860196696	501(C)(3)	$53,512	STEVENS INITIATIVE CULTURAL EXCHANGE
VILCAP INC
829 7TH STREET NW 2ND FLOOR	WASHINGTON	DC	20001	274059343	501(C)(3)	$50,000	SUPPORT THE "PATHWAYS TO SCALE FOR FINANCIAL INCLUSION IN LATIN AMERICA" PROPOSAL
NATAKALLAM LLC
2 COLUMBUS AVENUE APARTMENT 24A	NEW YORK	NY	10023	455372578	501(C)(3)	$47,500	ASSIST IN SYRIAN REFUGEES LIVELIHOOD PROGRAM
PARTNERS IN FOOD SOLUTIONS
201 GENERAL MILLS BLVD BC 140	MINNEAPOLIS	MN	55426	275097190	501(C)(3)	$30,000	SUPPORT THE "FROM MEASUREMENT TO MANAGEMENT" PROPOSAL
CAPITALPLUS EXCHANGE CORPORATION
8001 LINCOLN AVENUE SUITE 202	SKOKIE	IL	60077	300199985	501(C)(3)	$30,000	SUPPORT THE "EMBEDDING IMPACT MEASUREMENT IN FINANCIAL SERVICES" PROPOSAL
CENTER FOR THE FUTURE OF ARIZONA
541 E VAN BUREN SUITE B5	PHOENIX	AZ	85004	820538372	501(C)(3)	$25,000	COLLABORATION ON ECONOMIC OPPORTUNITIES PROGRAM REIMAGINE RETAIL PROJECT
SISTER CITIES INTERNATIONAL INC
915 15TH STREET NW 4TH FLOOR	WASHINGTON	DC	20005	520859021	501(C)(3)	$22,799	STEVENS INITIATIVE CULTURAL EXCHANGE
PORTLAND STATE UNIVERSITY
PO BOX 751-SPA	PORTLAND	OR	97207	364776757	501(C)(3)	$22,461	COLLABORATION ON ECONOMIC OPPORTUNITIES PROGRAM CWFA REGIONAL MANUFACTURING PROJECT
NORTHWESTERN UNIVERSITY
750 N LAKE SHORE DRIVE 7TH FLOOR	CHICAGO	IL	60611	362167817	501(C)(3)	$21,827	STEAMUSEUM PROJECT
UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
104 AIRPORT DRIVE BOX 1220	CHAPEL HILL	NC	27599	566001393	501(C)(3)	$20,216	COLLABORATION ON ECONOMIC OPPORTUNITIES PROGRAM CWFA REGIONAL MANUFACTURING PROJECT
ACUMEN FUND INC
40 WORTH STREET SUITE 303	NEW YORK	NY	10013	134166228	501(C)(3)	$20,000	SUPPORT THE "STRENGTHENING IMPACT MEASUREMENT IN EAST AFRICA" PROPOSAL
CENTRAL NEW MEXICO COMMUNITY COLLEGE FOUNDATION INC
525 BUENA VISTA SE	ALBUQUERQUE	NM	87106	850338623	501(C)(3)	$10,000	PARTICIPATION IN ASPEN FAMILY PROSPERITY FUND COHORT
THE FAMILY PARTNERSHIP
414 8TH STREET S	MINNEAPOLIS	MN	55404	410693858	501(C)(3)	$10,000	PARTICIPATION IN ASPEN FAMILY PROSPERITY FUND COHORT
SUNRISE OPPORTUNITIES
26 HADLEY LAKE ROAD	MACHIAS	ME	04654	010407276	501(C)(3)	$10,000	PARTICIPATION IN ASPEN FAMILY PROSPERITY FUND COHORT
UNITED WAY OF GREATER CINCINNATI
2400 READING ROAD	CINCINNATI	OH	45202	310537502	501(C)(3)	$10,000	PARTICIPATION IN ASPEN FAMILY PROSPERITY FUND COHORT
SPRINGBOARD TO OPPORTUNITIES
3000 OLD CANTON ROAD SUITE 470	JACKSON	MS	39216	461917760	501(C)(3)	$10,000	PARTICIPATION IN ASPEN FAMILY PROSPERITY FUND COHORT
UTEC INC
15 WARREN STREET SUITE 3	LOWELL	MA	01852	383669532	501(C)(3)	$10,000	PARTICIPATION IN ASPEN FAMILY PROSPERITY FUND COHORT
WASHINGTON STATE BUDGET AND POLICY CENTER
1402 3RD AVENUE SUITE 1215	SEATTLE	WA	98101	721612982	501(C)(3)	$10,000	PARTICIPATION IN ASPEN FAMILY PROSPERITY FUND COHORT
WEST MICHIGAN CENTER FOR ARTS AND TECHNOLOGY
98 E FULTON STREET SUITE 202	GRAND RAPIDS	MI	49503	743120354	501(C)(3)	$10,000	PARTICIPATION IN ASPEN FAMILY PROSPERITY FUND COHORT
ALL OUR KIN INC
414A CHAPEL STREET SUITE 100	NEW HAVEN	CT	06511	061539280	501(C)(3)	$10,000	PARTICIPATION IN ASPEN FAMILY PROSPERITY FUND COHORT
YALE UNIVERSITY
2 WHITNEY AVENUE 6TH FLOOR	NEW HAVEN	CT	06510	060646973	501(C)(3)	$10,000	PARTICIPATION IN ASPEN FAMILY PROSPERITY FUND COHORT

Field	Value	IRS element (for citing)
Total501c3 Org	48	Total501c3OrgCnt
Total Other Org	0	TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (3 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
HONORARIA	124	$324,250
EVENT PARTICIPATION STIPEND	16	$75,950
AWARDS	45	$20,900

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	THE INSTITUTE PERIODICALLY ENGAGES OTHER ENTITIES TO FURTHER THE OBJECTIVES SET FORTH IN OUR GRANT AGREEMENTS. THIS IS TYPICALLY DONE VIA SUB-AWARDS OR RE-GRANTS THAT RUN CONCURRENTLY WITH THE PRIME AWARD IN WHICH THE SUB RECIPIENTS ARE ADVISED OF ALL APPLICABLE LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS FROM THE PRIME AGREEMENT. ALL SUB GRANTEES OR SERVICE PROVIDERS MUST ALSO CERTIFY THAT IT DOES NOT AND WILL NOT KNOWINGLY PROVIDE MATERIAL SUPPORT OR RESOURCES TO ANY INDIVIDUAL OR ENTITY INVOLVED WITH TERRORISM (INCLUDING ANY INDIVIDUALS ENTITIES OR GROUPS SUBJECT TO OFAC SANCTIONS) OR TO ANYONE WHO ACTS AS AN AGENT FOR SUCH AN INDIVIDUAL OR ENTITY, ANY VIOLATION OF THIS CERTIFICATION MUST BE GROUNDS FOR IMMEDIATE TERMINATION OF THE LETTER OF AGREEMENT AND RETURN OF ALL GRANT FUNDS. THE FREQUENCY AND SCOPE OF RESEARCH PROGRAM'S MONITORING PROCEDURES ARE DETERMINED JOINTLY BY THE RESPONSIBLE PROGRAM MANAGER AND RESPECTIVE GRANT ADMINISTRATOR/FINANCIAL ANALYST. THIS INCLUDES THE ROUTINE RECEIPT AND REVIEW OF THE NARRATIVE AND FINANCIAL REPORTS, A REVIEW OF EXPENSES TO BUDGET, THE OPTION TO PERFORM AUDITS, AND ALLOWS FOR THE PERFORMANCE OF SITE VISITS IF NECESSARY. THE INSTITUTE IS NOTIFIED WHENEVER PROBLEMS DELAYS OR OTHER CONDITIONS DEVELOP WHICH WOULD HAVE SIGNIFICANT IMPACT UPON THE PROJECT. BUDGET REVISIONS ARE ALLOWED WITHIN THE PARAMETERS SET FORTH IN EACH SUB AWARD. THE PAYMENT SCHEDULE AND THE DEGREE OF FLEXIBILITY OFFERED MAY DEPEND ON PREVIOUS EXPERIENCE WITH THE RECIPIENT, THE DEGREE OF EXTERNAL OVERSIGHT BY OTHER PARTIES, AND THE SOPHISTICATION OF THE RECIPIENT'S ADMINISTRATIVE SYSTEMS.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Travel For Companions	Yes (X)	TravelForCompanionsInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	Yes (1)	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	0	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	0	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (14 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
DANIEL PORTERFIELD
PRESIDENT & CEO - AS OF 06/2018	$318,231	$0	$84,300	$0	$39,820	$0	$0	$0	$20,073	$0	$462,424	$0	$0	$0
WALTER ISAACSON
PRESIDENT & CEO - UNTIL 06/2018	$214,289	$0	$0	$0	$2,901	$0	$19,038	$0	$579	$0	$236,807	$0	$0	$0
ELLIOT GERSON
EXECUTIVE VP	$402,754	$0	$0	$0	$6,858	$0	$77,300	$0	$37,758	$0	$524,670	$0	$0	$0
ERIC MOTLEY
EVP, CORP SECRETARY	$365,194	$0	$60,000	$0	$810	$0	$41,250	$0	$12,299	$0	$479,553	$0	$0	$0
NAMITA KHASAT
CFO/CAO/TREASURER	$382,393	$0	$0	$0	$2,322	$0	$28,769	$0	$25,544	$0	$439,028	$0	$0	$0
RAJIV VINNAKOTA
EXECUTIVE VP - UNTIL 08/2018	$210,383	$0	$0	$0	$102,216	$0	$17,321	$0	$25,135	$0	$355,055	$0	$0	$0
DAVID LANGSTAFF
EXEC. VICE PRESIDENT	$212,991	$0	$0	$0	$2,467	$0	$0	$0	$26,405	$0	$241,863	$0	$0	$0
AMY DEMARIA
EVP COMM./MRKTNG - AS OF 06/18	$177,985	$0	$0	$0	$525	$0	$0	$0	$6,492	$0	$185,002	$0	$0	$0
PETER REILING
EXECUTIVE VP - UNTIL 04/2018	$148,845	$0	$0	$0	$16,501	$0	$15,711	$0	$12,569	$0	$193,626	$0	$0	$0
CHARLES FIRESTONE
EXECUTIVE DIRECTOR	$353,917	$0	$0	$0	$11,124	$0	$41,250	$0	$25,563	$0	$431,854	$0	$0	$0
DAN GLICKMAN
VICE PRESIDENT & EXECUTIVE DIRECTOR	$324,454	$0	$0	$0	$16,180	$0	$41,250	$0	$2,609	$0	$384,493	$0	$0	$0
MICKEY EDWARDS
VICE PRESIDENT & PROGRAM DIRECTOR	$336,613	$0	$0	$0	$2,852	$0	$41,250	$0	$12,283	$0	$392,998	$0	$0	$0
MARGARET CLARK
VP POLICY PROGRAMS	$316,119	$0	$0	$0	$3,564	$0	$41,250	$0	$23,276	$0	$384,209	$0	$0	$0
KATHERINE BOONE
VP & PROGRAM DIRECTOR	$303,822	$0	$0	$0	$3,564	$0	$41,250	$0	$37,725	$0	$386,361	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART I, LINE 1A	THE ASPEN INSTITUTE FOLLOWS A POLICY GOVERNING EXPENSE REIMBURSEMENT AND COMPLIES WITH TRAVEL GUIDELINES APPLICABLE TO ALL EMPLOYEES.
PART I, LINE 4A	DURING THE YEAR ENDED DECEMBER 31, 2018, RAJIV VINNAKOTA, EXECUTIVE VP, RECEIVED A SEVERANCE PAYMENT OF $86,145.

Schedule M IRS990ScheduleM

Books And Publications BooksAndPublicationsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$1,767	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	36	ContributionCnt
Noncash Contributions Rpt F990	$6,695,054	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (3 entries)

Non Cash CheckboxNonCashCheckboxInd	DescDesc	ContributionContributionCnt	Noncash Contributions Rpt F990NoncashContributionsRptF990Amt	Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)	TRAVEL VOUCH.	2	$54,150	FMV
Yes (X)	FIXTURES	1	$2,500	FMV
Yes (X)	TEA SET	1	$900	FMV

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	0	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART I, COLUMN (B):	THIS COLUMN REPRESENTS THE NUMBER OF ACTUAL CONTRIBUTIONS, NOT THE NUMBERS OF ITEMS CONTRIBUTED.
PART I, LINE 32B:	THE INSTITUTE HAS A WRITTEN GIFT ACCEPTANCE POLICY. IF A DONOR WANTS TO GIVE A GIFT OUTSIDE OF THAT POLICY, IT WILL BE REVIEWED BY SENIOR MANAGEMENT AND, IF NECESSARY, REFERRED TO THE BOARD OF TRUSTEES.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART VI, SECTION B, LINE 11B	THE FEDERAL FORM 990 OF THE INSTITUTE IS PREPARED BY AN EXTERNAL ACCOUNTING FIRM USING INFORMATION OBTAINED FROM INSTITUTE'S STAFF. ONCE THE INITIAL DRAFT IS PREPARED, IT IS REVIEWED BY SR. FINANCE/ACCOUNTING STAFF. IF NECESSARY, CHANGES ARE MADE AND ANOTHER DRAFT IS ISSUED. THE SECOND DRAFT FORM 990 IS REVIEWED BY AN APPOINTED MEMBER OF THE AUDIT COMMITTEE ALONG WITH THE EVP FINANCE & ADMINISTRATION AND VP OF FINANCE. IF NECESSARY, CHANGES ARE MADE AND ANOTHER DRAFT IS ISSUED. THE FINAL DRAFT FORM 990 IS PROVIDED TO ALL MEMBERS OF THE AUDIT COMMITTEE. ONCE APPROVED, COPIES ARE THEN DISTRIBUTED TO ALL BOARD MEMBERS BEFORE THE RETURN IS FILED WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C	ALL ASPEN INSTITUTE TRUSTEES AND EMPLOYEES ARE REQUIRED ANNUALLY TO COMPLETE AND SIGN A DISCLOSURE AND ACKNOWLEDGEMENT FORM RELATED TO THE INSTITUTE'S CONFLICT OF INTEREST POLICY. SPECIFICALLY, ALL TRUSTEES AND EMPLOYEES ARE REQUIRED TO ACKNOWLEDGE THAT THEY HAVE READ, UNDERSTOOD, AND ARE COMMITTED TO ABIDING BY THE INSTITUTE'S CONFLICT OF INTEREST POLICY, AND TO MAKE CERTAIN DISCLOSURES ABOUT THEIR ACTIVITIES OUTSIDE OF WORK AND FINANCES TO HELP IDENTIFY POSSIBLE CONFLICTS OF INTEREST. ALL EMPLOYEE FORMS ARE SUBMITTED TO THE HUMAN RESOURCES DEPARTMENT, WHICH REVIEWS THEM AND HAS DISCRETION, IN COORDINATION WITH THE GENERAL COUNSEL AND SENIOR MANAGEMENT, TO MAKE RECOMMENDATIONS OR RAISE CONCERNS WITH AFFECTED INDIVIDUALS AS APPROPRIATE. ALL TRUSTEE FORMS ARE SUBMITTED TO THE OFFICE OF THE CORPORATE SECRETARY, WHICH REVIEWS THEM ALONG WITH THE GENERAL COUNSEL. MAJOR CONFLICT OF INTEREST ISSUES INVOLVING TRUSTEES AND/OR SENIOR MANAGEMENT ARE REFERRED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES FOR RESOLUTION. THE CORPORATE SECRETARY, GENERAL COUNSEL AND SENIOR MANAGEMENT REGULARLY CONFER WITH THE CHAIR OF THE AUDIT COMMITTEE REGARDING THE INSTITUTE'S CONFLICT OF INTEREST POLICY AND ANY CONFLICT OF INTEREST ISSUES.
FORM 990, PART VI, SECTION B, LINE 15	THE INSTITUTE CONTRACTS WITH AN EXTERNAL COMPENSATION FIRM TO PERFORM A MARKET ANALYSIS TO SET THE SALARY RANGES FOR ALL OF OUR POSITIONS ANNUALLY. THE COMPENSATION FIRM ANALYZES SALARIES FROM LIKE ORGANIZATIONS TO DETERMINE THE APPROPRIATE SALARY RANGE FOR EACH POSITION IN THE INSTITUTE. THE INSTITUTE'S COMPENSATION PHILOSOPHY IS THAT WE GENERALLY TARGET THE 50TH PERCENTILE OF THE MARKET FOR OUR POSITIONS. IN ADDITION TO THE ANNUAL MARKET ANALYSIS FOR ALL POSITIONS, WE CONTRACT WITH AN EXTERNAL COMPENSATION CONSULTANT BI-ANNUALLY TO CONDUCT AN IN-DEPTH ANALYSIS FOR OUR PRESIDENT/CEO AND EACH OF OUR EXECUTIVE OFFICERS. EACH EXECUTIVE'S TOTAL COMPENSATION IS BENCHMARKED AGAINST SIMILAR POSITIONS IN COMPARABLE ORGANIZATIONS IN LABOR MARKETS IN WHICH THE INSTITUTE COMPETES FOR EXECUTIVE TALENT. THE RECOMMENDATIONS OF THE CONSULTANT ARE PRESENTED TO THE EXECUTIVE COMMITTEE OF THE BOARD FOR THEIR REVIEW AND ENDORSEMENT. THE PRESIDENT/CEO'S SALARY IS THEN PRESENTED TO THE FULL BOARD FOR FINAL APPROVAL.
FORM 990, PART VI, SECTION C, LINE 19	THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FEDERAL FORM 1023 ARE MADE AVAILABLE UPON REQUEST. THE FEDERAL FORM 990 AND THE AUDITED FINANCIAL STATEMENTS ARE MADE PUBLIC ON THE INSTITUTE'S WEBSITE.
FORM 990, PART XI, LINE 9:	RETURN OF GRANT FUNDS 118,106. CHANGE IN DONOR INTENT -1,250,000.