ROCKEFELLER UNIVERSITY: Form 990, tax year 2017

View the entire original 990 at ProPublica ↗

Organization: ROCKEFELLER UNIVERSITY (EIN 13-1624158)
Tax period: 2017-07-01 to 2018-06-30
Filed: 2019-02-15
IRS object ID: 201940469349301774
Schema version: 2017v2.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule E
Schedule F
Schedule G
Schedule H
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2019-02-15T14:07:42-06:00	ReturnTs
Tax Period End	2018-06-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	366055558	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	Grant Thornton LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	757 Third Avenue	AddressLine1Txt
City	New York	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	100172013	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2017-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	131624158	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE ROCKEFELLER UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	ROCK	BusinessNameControlTxt
Phone	2123278000	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 YORK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	100656307	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	JAMES H LAPPLE	PersonNm
Person Title	VP for Finance, Treasurer	PersonTitleTxt
Phone	2123278301	PhoneNum
Signature	2019-02-15	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
PTIN	P00504182	PTIN
Phone	2125429609	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	129.85.194.156	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2019-02-15	IPDt
IP Tm	15:06:22	IPTm
IP Timezone	ES	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	EF06564EDD3382ABD685F47D6348893FAE1777F7	AtSubmissionCreationDeviceId
At Submission Filing Device Id	EF06564EDD3382ABD685F47D6348893FAE1777F7	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2017	TaxYr
Build TS	2019-02-21 02:37:17Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	Richard P Lifton	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 York Avenue	AddressLine1Txt
City	New York	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10065	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$765,812,399	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	www.rockefeller.edu	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1901	FormationYr
Legal Domicile State	NY	LegalDomicileStateCd
Activity Or Mission	The Rockefeller University (the University) is a world renowned center for research (see schedule O) and graduate education in the biomedical sciences, chemistry, bioinformatics, and physics. The University's 82 laboratories conduct both clinical and basic research and study a diverse range of biological and biomedical problems with the mission of improving the understanding of life for the benefit of humanity. Laboratories are loosely clustered in nine research areas covering a wide spectrum of disciplines in the life sciences, including neuroscience, immunology, genetics, structural biology and bioinformatics. The University does not charge tuition. Its revenues are derived primarily from investment income, government grants and contracts, and private gifts and grants.	ActivityOrMissionDesc
Voting Members Governing Body	49	VotingMembersGoverningBodyCnt
Voting Members Independent	45	VotingMembersIndependentCnt
Total Employee	1852	TotalEmployeeCnt
Total Volunteers	0	TotalVolunteersCnt
Total Gross UBI	-$2,474,702	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	-$1,705,335	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$206,848,072	PYContributionsGrantsAmt
CY Contributions Grants	$298,548,226	CYContributionsGrantsAmt
PY Program Service Revenue	$33,535,170	PYProgramServiceRevenueAmt
CY Program Service Revenue	$34,861,373	CYProgramServiceRevenueAmt
PY Investment Income	$49,863,417	PYInvestmentIncomeAmt
CY Investment Income	$120,679,734	CYInvestmentIncomeAmt
PY Other Revenue	$53,916,896	PYOtherRevenueAmt
CY Other Revenue	$42,337,968	CYOtherRevenueAmt
PY Total Revenue	$344,163,555	PYTotalRevenueAmt
CY Total Revenue	$496,427,301	CYTotalRevenueAmt
PY Grants And Similar Paid	$11,011,340	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$11,768,166	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$181,642,500	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$180,923,713	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$7,328,661	CYTotalFundraisingExpenseAmt
PY Other Expenses	$210,099,611	PYOtherExpensesAmt
CY Other Expenses	$213,057,404	CYOtherExpensesAmt
PY Total Expenses	$402,753,451	PYTotalExpensesAmt
CY Total Expenses	$405,749,283	CYTotalExpensesAmt
PY Revenues Less Expenses	-$58,589,896	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$90,678,018	CYRevenuesLessExpensesAmt
Total Assets BOY	$3,672,198,954	TotalAssetsBOYAmt
Total Assets EOY	$3,908,917,821	TotalAssetsEOYAmt
Total Liabilities BOY	$1,134,995,474	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$1,158,350,452	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$2,537,203,480	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$2,750,567,369	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	The Rockefeller University (the University) is a world renowned center for research and graduate education in the biomedical sciences, chemistry, bioinformatics, and physics. The University's 82 laboratories conduct both clinical and basic research and study a diverse range of biological and biomedical problems with the mission of improving the understanding of life for the benefit of humanity. Laboratories are loosely clustered in nine research areas covering a wide spectrum of disciplines in the life sciences, including neuroscience, immunology, genetics, structural biology and bioinformatics. The University does not charge tuition. Its revenues are derived primarily from investment income, government grants and contracts, and private gifts and grants.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$304,858,569	ExpenseAmt
Grant	$11,768,166	GrantAmt
Desc	RESEARCH EDUCATION - 93 LABORATORIES (11 OF WHICH ARE EMERITI) INCLUDING 88 FACULTY MEMBERS, 248 POST-DOCTORAL SCHOLARS, 206 GRADUATE STUDENTS AND WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY MEDICAL STUDENTS.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$16,418,314	ExpenseAmt
Desc	HOSPITAL - CONSISTS OF 40 BEDS AND SERVES AS A CLINICAL RESEARCH CENTER FOR OUTPATIENTS AND INPATIENTS. THE ROCKEFELLER UNIVERSITY HOSPITAL EXISTS SOLELY TO CONDUCT CLINICAL RESEARCH. THE SPECIALIZED PERSONNEL AND OTHER RESOURCES AVAILABLE AT THE HOSPITAL FACILITATE CLINICAL RESEARCH FOR BOTH THE INVESTIGATOR AND THE RESEARCH PARTICIPANT.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$3,029,948	ExpenseAmt
Desc	LIBRARY CONTAINS 240,933 VOLUMES (OF WHICH 189,696 ARE ON-LINE) AND 6,659 ON-LINE SUBSCRIPTIONS AND IS MAINTAINED ON AN OPEN STOCK POLICY. THE LIBRARY STRIVES TO ADVANCE KNOWLEDGE BY SUPPORTING OUR UNIVERSITY'S WORLD CLASS RESEARCH COMMUNITY WITH TECHNOLOGY, INNOVATION, AND COLLABORATION IN THE FIELD OF SCIENCE INFORMATION AND COMMUNICATION.	Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

Field	Value	IRS element (for citing)
Expense	$35,652,270	ExpenseAmt
Revenue	$10,084,402	RevenueAmt
Desc	AUXILIARY ENTERPRISES-HOUSING ON CAMPUS FOR SINGLE AND MARRIED STUDENTS;OFF CAMPUS HOUSING FOR FACULTY AND OTHER UNIVERSITY PERSONNEL; FOOD SERVICE CONSISTS OF CAFETERIA DINING FACILITIES; PRESS INCLUDES JOURNALS AND SUBSCRIPTIONS.	Desc

Field	Value	IRS element (for citing)
Total Other Prog Srvc Expense	$35,652,270	TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Revenue	$10,084,402	TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses	$359,959,101	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	0	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	Yes (1)	DonorAdvisedFundInd
Conservation Easements	0	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Temp Or Permanent Endowments	Yes (1)	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (1)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (1)	SchoolOperatingInd
Foreign Office	0	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	0	MoreThan5000KToOrgInd
More Than5000 K To Individuals	0	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	Yes (1)	OperateHospitalInd
Audited Financial Stmt Att	Yes (1)	AuditedFinancialStmtAttInd
Grants To Organizations	0	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	0	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	Yes (1)	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	Yes (1)	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	Yes (1)	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	Yes (1)	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	0	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	0	RelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	Yes (1)	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	559	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	1852	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	VI	ForeignCountryCd
Foreign Country	CJ	ForeignCountryCd
Foreign Country	UK	ForeignCountryCd
Foreign Country	CA	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	0	QuidProQuoContributionsInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	49	GoverningBodyVotingMembersCnt
Independent Voting Member	45	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	0	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	MICHAEL P VITALE	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	2123278704	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 YORK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	100656307	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (67 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	OfficerOfficerInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd
William A Ackman
Trustee	1.00	Yes (X)	$0	$0	$0
Miriam O Adelson MD
Trustee	1.00	Yes (X)	$0	$0	$0
Allen R Adler
Trustee	1.00	Yes (X)	$0	$0	$0
Holly S Andersen MD
Trustee	1.00	Yes (X)	$0	$0	$0
Robert M Bass
Trustee	1.00	Yes (X)	$0	$0	$0
Edward J Benz Jr MD
Trustee	1.00	Yes (X)	$0	$0	$0
Judith Roth Berkowitz
Trustee	1.00	Yes (X)	$0	$0	$0
Scott KH Bessent
Trustee	1.00	Yes (X)	$0	$0	$0
Debra Black
Trustee	1.00	Yes (X)	$0	$0	$0
Russell L Carson
Trustee, Chairman, until 6/2018	1.00	Yes (X)	$0	$0	$0
Anna M Chapman MD
Trustee	1.00	Yes (X)	$0	$0	$0
H Rodgin Cohen Esq
Trustee	1.00	Yes (X)	$0	$0	$0
Andreas C Dracopoulos
Trustee, Vice Chair	1.00	Yes (X)	$0	$0	$0
Katherine Farley
Trustee	1.00	Yes (X)	$0	$0	$0
Michael D Fascitelli
Trustee	1.00	Yes (X)	$0	$0	$0
Peter A Flaherty
Trustee	1.00	Yes (X)	$0	$0	$0
William E Ford
Trustee, Chair, effecitve 6/2018	1.00	Yes (X)	$0	$0	$0
Peter T Grauer
Trustee	1.00	Yes (X)	$0	$0	$0
Evan G Greenberg
Trustee	1.00	Yes (X)	$0	$0	$0
Marlene Hess
Trustee, Vice Chair	1.00	Yes (X)	$0	$0	$0
Michael B Hoffman
Trustee	1.00	Yes (X)	$0	$0	$0
Sandra J Horbach
Trustee	1.00	Yes (X)	$0	$0	$0
William I Huyett Jr
Trustee	1.00	Yes (X)	$0	$0	$0
Ajit Jain
Trustee	1.00	Yes (X)	$0	$0	$0
Welslie R Janeway
Trustee	1.00	Yes (X)	$0	$0	$0
Michael M Kellen
Trustee	1.00	Yes (X)	$0	$0	$0
Henry R Kravis
Trustee, Vice Chair	1.00	Yes (X)	$0	$0	$0
Pablo G Legorreta
Trustee	1.00	Yes (X)	$0	$0	$0
Karen M Levy
Trustee	1.00	Yes (X)	$0	$0	$0
Evelyn G Lipper MD
Trustee	1.00	Yes (X)	$0	$0	$0
Linda R Macaulay
Trustee	1.00	Yes (X)	$0	$0	$0
Thomas Maniatis PhD
Trustee	1.00	Yes (X)	$0	$0	$0
Surya N Mohapatra PhD
Trustee	1.00	Yes (X)	$0	$0	$0
Kathryn Murdoch
Trustee	1.00	Yes (X)	$0	$0	$0
Jeremy Nathans MD PhD
Trustee	1.00	Yes (X)	$0	$0	$0
Jonathan M Nelson
Trustee	1.00	Yes (X)	$0	$0	$0
Robin Chemers Neustein
Trustee, Vice Chair	1.00	Yes (X)	$0	$0	$0
Willard J Overlock Jr
Trustee	1.00	Yes (X)	$0	$0	$0
Marnie S Pillsbury
Trustee, Vice Chair	1.00	Yes (X)	$0	$0	$0
Michael J Price
Trustee	1.00	Yes (X)	$0	$0	$0
Richard E Salomon
Trustee, Vice Chair	1.00	Yes (X)	$0	$0	$0
Lewis A Sanders
Trustee	1.00	Yes (X)	$0	$0	$0
John M Shapiro
Trustee	1.00	Yes (X)	$0	$0	$0
Robert K Steel
Trustee	1.00	Yes (X)	$0	$0	$0
Joan A Steitz PhD
Trustee	1.00	Yes (X)	$0	$0	$0
David Sze
Trustee	1.00	Yes (X)	$0	$0	$0
Lulu C Wang
Trustee	1.00	Yes (X)	$0	$0	$0
Huda Y Zoghbi MD
Trustee	1.00	Yes (X)	$0	$0	$0
Richard P Lifton MD PhD
President	50.00	Yes (X)	$1,088,119	$0	$212,451	Yes (X)
Amy Falls
VP & CIO	50.00		$1,272,775	$0	$341,342	Yes (X)
Barry Coller
VP & Physician-in-Chief	50.00		$627,716	$0	$80,019	Yes (X)
Harriet Rabb to 52017
VP & General Counsel	50.00		$199,281	$0	$46,203	Yes (X)
Maren Imhoff
SVP, Development	50.00		$616,563	$0	$79,996	Yes (X)
Michael Young
VP, Academic Affairs	50.00		$532,293	$0	$79,961	Yes (X)
James Lapple
VP, Finance & Treasurer	50.00		$498,847	$0	$64,331	Yes (X)
Sidney Strickland
VP, Education Affairs	50.00		$422,625	$0	$79,996	Yes (X)
Virginia Huffman
VP, Human Resources	50.00		$474,073	$0	$79,964	Yes (X)
Jane Rendall to June 2017
Corp. Secretary	50.00		$65,218	$0	$26,071	Yes (X)
Roberta Maloney
Asst. VP, Finance	50.00		$279,982	$0	$88,318	Yes (X)
Theresa Desmond
Spec. Asst/Corp Secretary	50.00		$176,793	$0	$34,684	Yes (X)
Timothy O'Connor
Executive Vice President	50.00		$546,949	$0	$63,001	Yes (X)
Deborah Yeoh from 62017
VP & General Counsel	50.00		$396,635	$0	$55,579	Yes (X)
Robert Roeder
Professor, Head of Laborat	50.00		$544,059	$0	$88,676		Yes (X)
Thomas Lenehan
Deputy CIO	50.00		$807,412	$0	$245,673		Yes (X)
Paul Greengard
Professor, Head of Laborat	50.00		$527,729	$0	$79,984		Yes (X)
Ali Hemmati-Brivanlou
Professor, Head of Laborat	50.00		$447,996	$0	$88,649		Yes (X)
Thomas Sakmar
Professor, Head of Laborat	50.00		$487,953	$0	$88,647		Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$10,013,018	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$1,923,545	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	18	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
TURNER CONSTRUCTION CO
375 HUDSON STREET	NEW YORK	NY	10014	CONSTRUCTION SERVICES	$128,902,776
RAFAEL VINOLY ARCHITECTS PC
50 VANDAM STREET	NEW YORK	NY	10013	ARCHITECTURAL SERVICES	$5,731,438
RESTURANT ASSOCIATES CORP
120 WEST 45TH STREET	NEW YORK	NY	10036	FOOD SERVICES	$3,098,410
CALDWELL & WALSH BUILDING
60 EAST 42ND STREET	NEW YORK	NY	10165	CONSTRUCTION SERVICES	$2,310,693
LEHRER LLC
888 SEVENTH AVE - 15TH FLOOR	NEW YORK	NY	10019	CONSTRUCTION SERVICES	$1,402,692

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	59	CntrctRcvdGreaterThan100KCnt
Government Grants	$87,231,396	GovernmentGrantsAmt
All Other Contributions	$211,316,830	AllOtherContributionsAmt
Noncash Contributions	$92,415,531	NoncashContributionsAmt
Total Contributions	$298,548,226	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	ExclusionExclusionAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
Housing	532000	$22,005,966	$22,005,966
Press operations	511120	$10,084,402		$10,084,402
Food Service	722210	$2,771,005	$2,771,005

Field	Value	IRS element (for citing)
Total Program Service Revenue	$34,861,373	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,879,273	TotalRevenueColumnAmt
Exclusion	$3,879,273	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$35,547,095	TotalRevenueColumnAmt
Exclusion	$35,547,095	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$5,560,597	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$0	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$5,560,597	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$5,560,597	TotalRevenueColumnAmt
Exclusion	$5,560,597	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$385,692,107	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$268,891,646	SecuritiesAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$116,800,461	SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$116,800,461	TotalRevenueColumnAmt
Unrelated Business Revenue	-$2,474,702	UnrelatedBusinessRevenueAmt
Exclusion	$119,275,163	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$119,775	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$3,919,731	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$493,452	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$373,677	TotalRevenueColumnAmt
Exclusion	-$373,677	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	ExclusionExclusionAmt
Other	900099	$836,399	$836,399
Mortgage Interest	900099	$344,693	$344,693
Reimbursement of Costs	900099	$249,826	$249,826

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$173,035	TotalRevenueColumnAmt
Exclusion	$173,035	ExclusionAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$1,603,953	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$496,427,301	TotalRevenueColumnAmt
Related Or Exempt Func Income	$10,084,402	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	-$2,474,702	UnrelatedBusinessRevenueAmt
Exclusion	$190,269,375	ExclusionAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$11,768,166	TotalAmt
Program Services	$11,768,166	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$6,373,883	TotalAmt
Program Services	$1,363,959	ProgramServicesAmt
Management And General	$4,432,424	ManagementAndGeneralAmt
Fundraising	$577,500	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$116,100	TotalAmt
Program Services	$116,100	ProgramServicesAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$122,310,557	TotalAmt
Program Services	$106,293,661	ProgramServicesAmt
Management And General	$12,506,318	ManagementAndGeneralAmt
Fundraising	$3,510,578	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$10,969,991	TotalAmt
Program Services	$9,250,161	ProgramServicesAmt
Management And General	$1,310,536	ManagementAndGeneralAmt
Fundraising	$409,294	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$32,923,334	TotalAmt
Program Services	$27,049,764	ProgramServicesAmt
Management And General	$4,785,424	ManagementAndGeneralAmt
Fundraising	$1,088,146	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$8,229,848	TotalAmt
Program Services	$7,045,168	ProgramServicesAmt
Management And General	$930,932	ManagementAndGeneralAmt
Fundraising	$253,748	FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$3,331,560	TotalAmt
Program Services	$30,516	ProgramServicesAmt
Management And General	$3,301,044	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$410,952	TotalAmt
Program Services	$69,324	ProgramServicesAmt
Management And General	$341,628	ManagementAndGeneralAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$1,990,272	TotalAmt
Management And General	$1,990,272	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$24,037,027	TotalAmt
Program Services	$23,049,298	ProgramServicesAmt
Management And General	$899,393	ManagementAndGeneralAmt
Fundraising	$88,336	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$1,364,892	TotalAmt
Program Services	$892,936	ProgramServicesAmt
Management And General	$327,738	ManagementAndGeneralAmt
Fundraising	$144,218	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$57,701,852	TotalAmt
Program Services	$56,782,108	ProgramServicesAmt
Management And General	$859,770	ManagementAndGeneralAmt
Fundraising	$59,974	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$2,920,833	TotalAmt
Program Services	$1,785,386	ProgramServicesAmt
Management And General	$785,446	ManagementAndGeneralAmt
Fundraising	$350,001	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$20,815,958	TotalAmt
Program Services	$20,815,958	ProgramServicesAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$10,714,217	TotalAmt
Program Services	$10,136,048	ProgramServicesAmt
Management And General	$556,270	ManagementAndGeneralAmt
Fundraising	$21,899	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$1,437,424	TotalAmt
Program Services	$1,328,562	ProgramServicesAmt
Management And General	$101,025	ManagementAndGeneralAmt
Fundraising	$7,837	FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$2,156,136	TotalAmt
Program Services	$1,992,843	ProgramServicesAmt
Management And General	$151,538	ManagementAndGeneralAmt
Fundraising	$11,755	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$26,926,310	TotalAmt
Program Services	$26,575,503	ProgramServicesAmt
Management And General	$350,807	ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$43,678,198	TotalAmt
Program Services	$40,089,936	ProgramServicesAmt
Management And General	$2,782,887	ManagementAndGeneralAmt
Fundraising	$805,375	FundraisingAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$2,738,887	TotalAmt
Program Services	$690,818	ProgramServicesAmt
Management And General	$2,048,069	ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp

Field	Value	IRS element (for citing)
Desc	Subcontracts	Desc
Total	$12,832,886	TotalAmt
Program Services	$12,832,886	ProgramServicesAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$405,749,283	TotalAmt
Program Services	$359,959,101	ProgramServicesAmt
Management And General	$38,461,521	ManagementAndGeneralAmt
Fundraising	$7,328,661	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$40,645	BOYAmt
EOY	$38,695	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$77,670,872	BOYAmt
EOY	$69,757,641	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$438,217,446	BOYAmt
EOY	$430,476,366	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$5,934,625	BOYAmt
EOY	$6,229,130	EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

Field	Value	IRS element (for citing)
BOY	$6,347,917	BOYAmt
EOY	$3,453,827	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$25,137,070	BOYAmt
EOY	$29,620,951	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$704,636	BOYAmt
EOY	$795,899	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$5,509,314	BOYAmt
EOY	$3,117,671	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$1,737,604,398	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$608,255,046	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$1,006,297,055	BOYAmt
EOY	$1,129,349,352	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$1,295,701,138	BOYAmt
EOY	$1,285,686,835	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$781,867,397	BOYAmt
EOY	$919,378,856	EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

Field	Value	IRS element (for citing)
BOY	$3,919,370	BOYAmt
EOY	$4,584,480	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$24,851,469	BOYAmt
EOY	$26,428,118	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$3,672,198,954	BOYAmt
EOY	$3,908,917,821	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$63,537,783	BOYAmt
EOY	$73,094,969	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$4,696,696	BOYAmt
EOY	$3,636,226	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$709,263,325	BOYAmt
EOY	$709,782,645	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$25,000,000	BOYAmt
EOY	$25,000,000	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
EOY	$36,242,943	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$332,497,670	BOYAmt
EOY	$310,593,669	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,134,995,474	BOYAmt
EOY	$1,158,350,452	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$467,653,916	BOYAmt
EOY	$545,177,982	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$1,744,249,177	BOYAmt
EOY	$1,871,794,949	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$325,300,387	BOYAmt
EOY	$333,594,438	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$2,537,203,480	BOYAmt
EOY	$2,750,567,369	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$3,672,198,954	BOYAmt
EOY	$3,908,917,821	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$90,678,018	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$91,159,461	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$31,526,410	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$197,291,706	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$455,059,063	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$227,522,929	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$206,848,072	CurrentTaxYearMinus1YearAmt
Current Tax Year	$298,548,226	CurrentTaxYearAmt
Total	$1,385,269,996	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$197,291,706	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$455,059,063	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$227,522,929	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$206,848,072	CurrentTaxYearMinus1YearAmt
Current Tax Year	$298,548,226	CurrentTaxYearAmt
Total	$1,385,269,996	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$126,009,189	SubstantialContributorsTotAmt
Public Support Total170	$1,259,260,807	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$31,701,357	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$39,582,063	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$34,602,350	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$55,723,012	CurrentTaxYearMinus1YearAmt
Current Tax Year	$44,986,965	CurrentTaxYearAmt
Total	$206,595,747	TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$898,851	CurrentTaxYearMinus4YearsAmt
Total	$898,851	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$2,921,222	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$3,085,845	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$3,953,251	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$4,452,216	CurrentTaxYearMinus1YearAmt
Current Tax Year	$3,919,731	CurrentTaxYearAmt
Total	$18,332,265	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$1,611,096,859	TotalSupportAmt
Gross Receipts Rltd Activities	$165,302,794	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.78160	PublicSupportCY170Pct
Public Support PY170	0.74690	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Donor Advised Funds Held	112	DonorAdvisedFundsHeldCnt
Donor Advised Funds Contri	$3,370,758	DonorAdvisedFundsContriAmt
Disclosed Org Leg Ctrl	0	DisclosedOrgLegCtrlInd
Disclosed For Charitable Prps	0	DisclosedForCharitablePrpsInd

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Assets Included	$877,839	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Solicited Assets Sale	0	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$1,913,005,463	BeginningYearBalanceAmt
Contributions	$24,492,167	ContributionsAmt
Investment Earnings Or Losses	$208,529,824	InvestmentEarningsOrLossesAmt
Other Expenditures	$101,736,530	OtherExpendituresAmt
End Year Balance	$2,045,998,544	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$1,766,474,995	BeginningYearBalanceAmt
Contributions	$6,779,012	ContributionsAmt
Investment Earnings Or Losses	$225,832,477	InvestmentEarningsOrLossesAmt
Other Expenditures	$86,081,021	OtherExpendituresAmt
End Year Balance	$1,913,005,463	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$1,801,930,543	BeginningYearBalanceAmt
Contributions	$12,189,791	ContributionsAmt
Investment Earnings Or Losses	-$13,109,097	InvestmentEarningsOrLossesAmt
Other Expenditures	$34,536,242	OtherExpendituresAmt
End Year Balance	$1,766,474,995	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$1,836,421,241	BeginningYearBalanceAmt
Contributions	$4,128,022	ContributionsAmt
Investment Earnings Or Losses	$111,496,070	InvestmentEarningsOrLossesAmt
Other Expenditures	$150,114,790	OtherExpendituresAmt
End Year Balance	$1,801,930,543	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$1,642,492,685	BeginningYearBalanceAmt
Contributions	$2,774,814	ContributionsAmt
Investment Earnings Or Losses	$287,158,774	InvestmentEarningsOrLossesAmt
Other Expenditures	$96,005,032	OtherExpendituresAmt
End Year Balance	$1,836,421,241	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.20700	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.15300	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.64000	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	0	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	0	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$22,991,999	OtherCostOrOtherBasisAmt
Book Value	$22,991,999	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$1,617,825,892	OtherCostOrOtherBasisAmt
Depreciation	$544,914,721	DepreciationAmt
Book Value	$1,072,911,171	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$424,726	OtherCostOrOtherBasisAmt
Depreciation	$424,726	DepreciationAmt
Book Value	$0	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$94,728,705	OtherCostOrOtherBasisAmt
Depreciation	$62,162,631	DepreciationAmt
Book Value	$32,566,074	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$1,633,076	OtherCostOrOtherBasisAmt
Depreciation	$752,968	DepreciationAmt
Book Value	$880,108	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$1,129,349,352	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (5 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
Alt Inv-Private-Buyout funds	$227,838,895	F
Alt Inv-Private-Natural resources/other	$252,904,369	F
Alt Inv-Private-Real estate funds	$65,165,205	F
Alt Inv-Private-Venture capital funds	$237,327,824	F
Cash Equivalents	$136,142,563	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$919,378,856	TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (4 entries)

DescDesc	AmtAmt
Amounts held for others	$117,196,179
Conditional asset retirement obligation	$8,675,777
Obligation under derivative instruments	$117,634,713
Postretirement benefit obligation	$67,087,000

Field	Value	IRS element (for citing)
Total Liability	$310,593,669	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd
Total Rev Etc Audited Fincl Stmt	$594,696,394	TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst	$91,159,461	NetUnrealizedGainsInvstAmt
Other Revenue	$29,422,410	OtherRevenueAmt
Revenue Not Reported	$120,581,871	RevenueNotReportedAmt
Revenue Subtotal	$474,114,523	RevenueSubtotalAmt
Investment Expenses Not Incld	$1,990,272	InvestmentExpensesNotIncldAmt
Other Revenues Not Included	$20,322,506	OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt	$22,312,778	RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990	$496,427,301	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$381,464,800	TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included	-$1,478,253	OtherExpensesIncludedAmt
Expenses Not Reported	-$1,478,253	ExpensesNotReportedAmt
Expenses Subtotal	$382,943,053	ExpensesSubtotalAmt
Investment Expenses Not Incld2	$1,990,272	InvestmentExpensesNotIncld2Amt
Other Expenses Not Included	$20,815,958	OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt	$22,806,230	ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990	$405,749,283	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Part III, Line 4:	Works of art are displayed in various locations throughout the campus.
Part V, Line 4:	The primary role of the endowment is to advance the research mission of the University through support of the annual operating budget. The Investment Committee of the Board of Trustees is responsible for overseeing the endowment. With the support of the Office of Investments, the Committee is responsible for establishing the endowments investment policy and asset allocation; retaining and overseeing external investment managers; and monitoring the implementation and performance of the investment program. The endowments assets are invested in marketable securities, including U.S. and non-U.S. equity and fixed income securities, and private investments, including venture capital, private equity and real assets. The assets are invested by external investment managers through separate accounts or through commingled vehicles, including funds, trusts and limited partnerships.
Part X, Line 2:	The University is exempt from federal income taxes under the provisions of Section 501(c)(3) of the Internal Revenue Code. The University follows the guidance of ASC 740 10, Accounting for Income Taxes Overall, which addresses accounting for uncertainties in income taxes recognized in an enterprises financial statements. The University utilizes a threshold of more likely-than not for recognition and derecognition of tax positions taken or expected to be taken in a tax return.
Part XI, Line 2d - Other Adjustments:	Unrealized Net Gain on Derivative Instruments - 29,422,410
Part XI, Line 4b - Other Adjustments:	Fundraising expenses - (493,452) Royalty payments (netted in Financials) - 20,815,958
Part XII, Line 2d - Other Adjustments:	RU Faculty & Students Club, Inc. - NET LOSS - 132,295 Postretirement related changes - (2,104,000) Fundraising expenses - 493,452
Part XII, Line 4b - Other Adjustments:	Royalty payments (netted in Financials) - 20,815,958

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (1)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (1)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (1)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (1)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (1)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (1)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (1)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	0	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	0	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	0	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	0	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	0	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	0	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	0	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (1)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	0	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (1)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

Schedule E, Part I, Line 3

It is the policy of The Rockefeller University to support equality of educational and employment opportunity. No individual shall be discriminated against with respect to admission, access, or employment in or to any University program or activity on the basis of race, color, national origin, religion, sex (including gender, gender identity, gender expression, pregnancy, and sexual harassment), disability, age, citizenship status, military status, marital or partnership status, sexual orientation, genetic information, or any other characteristic protected by law. The Rockefeller University is committed to the maintenance of affirmative action programs that will assure the continuation of such equality of opportunity.

Schedule E, Part I, Line 6

The University receives financial assistance from the State of New York under the Bundy Aid Program.

Schedule F IRS990ScheduleF

Account Activities Outside US AccountActivitiesOutsideUSGrp (12 entries)

RegionRegionTxt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
Europe (Including Iceland & Greenland) -	Investments	$20,266,706
Central America & Caribbean	Investments	$875,227,935
North America	Investments	$15,306,891
Central America & Caribbean	Travel	$3,880
East Asia and the Pacific - Australia, Brunei, Burma, Cambodia,	Travel	$184,260
Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium	Travel	$833,578
Middle East and North Africa - Algeria, Bahrain, Djibouti, Egypt,	Travel	$32,250
North America - Canada and Mexico, but not the United States	Travel	$69,321
Russia and Neighboring States - Armenia, Azerbijan, Belarus,	Travel	$1,745
South America - Argentina, Bolivia, Brazil, Chile, Columbia, Ecuador,	Travel	$36,816
South Asia - Afghanistan, Bangladesh, Bhutan, India, Maldives, Nepal,	Travel	$6,730
Sub-Saharan Africa - Angola, Benin, Botswana, Burkina Faso,	Travel	$2,059

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	0	SubtotalEmployeesCnt
Continuation Total Office	0	ContinuationTotalOfficeCnt
Continuation Total Employee	0	ContinuationTotalEmployeeCnt
Total Office	0	TotalOfficeCnt
Total Employee	0	TotalEmployeeCnt
Subtotal Spent	$911,924,821	SubtotalSpentAmt
Continuation Spent	$47,350	ContinuationSpentAmt
Total Spent	$911,972,171	TotalSpentAmt
Transfer To Foreign Corp	Yes (1)	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	Yes (1)	PassiveForeignInvestmestCoInd
Foreign Partnership	Yes (1)	ForeignPartnershipInd
Boycott Countries	0	BoycottCountriesInd

Schedule G IRS990ScheduleG

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	Women & Science Luncheon	Event1Nm
Gross Receipts Event1	$1,766,949	GrossReceiptsEvent1Amt
Charitable Contri Event1	$1,732,574	CharitableContriEvent1Amt
Gross Revenue Event1	$34,375	GrossRevenueEvent1Amt
Rent Facility Costs Event1	$60,971	RentFacilityCostsEvent1Amt
Food And Beverage Event1	$47,871	FoodAndBeverageEvent1Amt
Other Direct Expenses Event1	$11,068	OtherDirectExpensesEvent1Amt
Event2	Parents & Science Benefit	Event2Nm
Gross Receipts Event2	$2,129,132	GrossReceiptsEvent2Amt
Charitable Contri Event2	$2,062,632	CharitableContriEvent2Amt
Gross Revenue Event2	$66,500	GrossRevenueEvent2Amt
Rent Facility Costs Event2	$132,808	RentFacilityCostsEvent2Amt
Food And Beverage Event2	$81,708	FoodAndBeverageEvent2Amt
Other Direct Expenses Event2	$52,034	OtherDirectExpensesEvent2Amt
Other Events Total	1	OtherEventsTotalCnt
Gross Receipts Other Events	$143,425	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$124,525	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$18,900	GrossRevenueOtherEventsAmt
Rent Fclty Costs Other Events	$51,452	RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events	$29,177	FoodAndBeverageOtherEventsAmt
Entertainment Other Events	$2,389	EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events	$23,975	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$4,039,506	GrossReceiptsTotalAmt
Charitable Contributions Tot	$3,919,731	CharitableContributionsTotAmt
Gross Revenue Total Events	$119,775	GrossRevenueTotalEventsAmt
Rent Fclty Costs Total Events	$245,231	RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events	$158,756	FoodAndBeverageTotalEventsAmt
Entertainment Total Events	$2,389	EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events	$87,077	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$493,453	DirectExpenseSummaryEventsAmt
Net Income Summary	-$373,678	NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

Form 990, Schedule G, Part II, Fundraising Events

The Women & Science program is an important outreach and fundraising initiative of The Rockefeller University. Comprised of a wide circle of friends and benefactors, Women & Science provides support for education and career advancement of scientists in biomedical research and related fields. One component of this initiative is the annual Women & Science Lecture and Luncheon.

Form 990, Schedule G, Part II, Fundraising Events

The Parents & Science program is an important outreach and fundraising initiative of The Rockefeller University. Parents & Science sponsors events that feature distinguished Rockefeller University scientists and eminent guest speakers from such fields as psychology, medicine, education, and the social sciences. A major focus is emerging discoveries and biomedical breakthroughs that are improving the health and well-being of children. Two components of this initiative are the annual Celebrating Science Benefit and Science Saturday, a community building event which enables parents to bring their children to the University. The "Other Events" listed in Column C in Part II is the Parents and Science Saturday program.

Schedule H IRS990ScheduleH

Field	Value	IRS element (for citing)
Financial Assistance Policy	0	FinancialAssistancePolicyInd
Annual Community Bnft Report	Yes (1)	AnnualCommunityBnftReportInd
Report Publically Available	Yes (1)	ReportPublicallyAvailableInd

Research ResearchGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$16,418,314	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$5,852,255	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$10,566,059	NetCommunityBenefitExpnsAmt
Total Expense	0.02600	TotalExpensePct

Total Other Benefits TotalOtherBenefitsGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$16,418,314	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$5,852,255	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$10,566,059	NetCommunityBenefitExpnsAmt
Total Expense	0.02600	TotalExpensePct

Total Community Benefits TotalCommunityBenefitsGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$16,418,314	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$5,852,255	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$10,566,059	NetCommunityBenefitExpnsAmt
Total Expense	0.02600	TotalExpensePct

Field	Value	IRS element (for citing)
Bad Debt Expense Reported	0	BadDebtExpenseReportedInd
Written Debt Collection Policy	0	WrittenDebtCollectionPolicyInd
Hospital Facilities	1	HospitalFacilitiesCnt

Hospital Facilities HospitalFacilitiesGrp

Field	Value	IRS element (for citing)
Facility	1	FacilityNum

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	The Rockefeller University Hospital	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 York Avenue	AddressLine1Txt
City	New York	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10065	ZIPCd

Field	Value	IRS element (for citing)
Website Address	www.rucares.org	WebsiteAddressTxt
Licensed Hospital	Yes (X)	LicensedHospitalInd
Research Facility	Yes (X)	ResearchFacilityInd

Hospital Fclty Policies Prctc HospitalFcltyPoliciesPrctcGrp

Hospital Facility Name HospitalFacilityName

Field	Value	IRS element (for citing)
Business Name Line1	The Rockefeller University Hospital	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Facility	1	FacilityNum
First Licensed CY Or PY	0	FirstLicensedCYOrPYInd
Tax Exempt Hospital CY Or PY	0	TaxExemptHospitalCYOrPYInd
CHNA Conducted	Yes (1)	CHNAConductedInd
Community Definition	Yes (X)	CommunityDefinitionInd
Community Demographics	Yes (X)	CommunityDemographicsInd
Existing Resources	Yes (X)	ExistingResourcesInd
How Data Obtained	Yes (X)	HowDataObtainedInd
Community Health Needs	Yes (X)	CommunityHealthNeedsInd
Other Health Issues	Yes (X)	OtherHealthIssuesInd
Community Hlth Needs Id Process	Yes (X)	CommunityHlthNeedsIdProcessInd
Consulting Process	Yes (X)	ConsultingProcessInd
Prior CHNA Impact	Yes (X)	PriorCHNAImpactInd
CHNA Conducted	16	CHNAConductedYr
Take Into Account Others Input	Yes (1)	TakeIntoAccountOthersInputInd
CHNA Conducted With Other Fclts	0	CHNAConductedWithOtherFcltsInd
CHNA Conducted With Non Fclts	0	CHNAConductedWithNonFcltsInd
CHNA Report Widely Available	Yes (1)	CHNAReportWidelyAvailableInd
Rpt Available On Own Website	Yes (X)	RptAvailableOnOwnWebsiteInd
Own Website URL	www.rucares.org	OwnWebsiteURLTxt
Paper Copy Public Inspection	Yes (X)	PaperCopyPublicInspectionInd
Implementation Strategy Adopt	Yes (1)	ImplementationStrategyAdoptInd
Implementation Strategy Adpt	16	ImplementationStrategyAdptYr
Strategy Posted Website	Yes (1)	StrategyPostedWebsiteInd
Strategy Website URL	www.rucares.org	StrategyWebsiteURLTxt
Organization Incur Excise Tax	0	OrganizationIncurExciseTaxInd
Elig Criteria Explained	0	EligCriteriaExplainedInd
Explained Basis	0	ExplainedBasisInd
App Financial Asst Expln	0	AppFinancialAsstExplnInd
Includes Publicity Measures	0	IncludesPublicityMeasuresInd
FAP Actions On Nonpayment	0	FAPActionsOnNonpaymentInd
Collection Activities	0	CollectionActivitiesInd
Nondis Emergency Care Policy	0	NondisEmergencyCarePolicyInd
Other Reason	Yes (X)	OtherReasonInd
Amounts Generally Billed	0	AmountsGenerallyBilledInd
Gross Charges	0	GrossChargesInd

Supplemental Information SupplementalInformationGrp (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

Part V, Section A:

The Rockefeller University Hospital exists solely to conduct clinical research. The specialized personnel and other resources available at the Hospital facilitate clinical research for both the investigator and the research participant. The Hospital's facilities include a licensed 40 bed inpatient unit (14 beds are active) which operates 24 hours a day, 365 days a year. All patient rooms are single occupancy, private accommodations. Specialized facilities include a four-room procedure suite, suitable for endoscopy and biopsy procedures; and an inpatient wireless telemetry system that can remotely monitor any 4 beds at a time. The Robert & Harriet Heilbrunn Outpatient Research Center opened in January 2003 and includes 9 exam rooms, 2 consultation rooms, and 2 phlebotomy rooms, as well as other patient and staff facilities. The Outpatient Research Center is open weekdays from 7AM to 5PM. A state-of-the-art digital radiology suite opened in Spring 2003. The Rockefeller University Hospital and Center for Clinical and Translational Science is particularly suitable to conducting studies involving moderate and low acuity patients, as well as high-intensity, high-complexity protocols such as pharmacokinetics and metabolic studies. The Hospital's strengths include a specialized Research Bionutrition Department, an on-site Research Pharmacy, and facilities to support long-stay inpatient studies, including a recreation area which offers participants video and computer activities in a safe and comfortable environment. Full clinical laboratory services are provided via contract with Memorial-Sloan Kettering Cancer Center; Radiology and EKG interpretations are provided by arrangement with New York-Presbyterian Hospital; on-site apheresis services are provided by contract. The Hospital is accredited by The Joint Commission (TJC) and licensed by the State of New York.

The Rockefeller University Hospital

Part V, Section B, Line 21d: See Part V, Section A Explanation

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Part II, Community Building Activities:	The Rockefeller University Hospital is located on the Upper East Side of Manhattan in Community District 8. The Rockefeller University Hospital is a unique institution. As an institution solely committed to conducting clinical research our community/service area is defined as the New York Metropolitan Area. The Rockefeller University Hospital has provided an array of clinical research and patient care services since its founding in 1910. The Rockefeller University Hospital community served/service area is determined based on research being conducted. Principal Investigators identify an area of interest and submit a protocol for review and approval by our institutional review board. If and when the protocol is approved, our recruitment office works with the investigator to develop and submit advertisements in local newspapers, magazines and online. Identification of lucrative places to advertise is determined by current trends in readership among local newspapers, magazines and visits to particular websites such as Craigslist and Facebook. Research participants are culled from all over New York City as well as through collaborations with neighboring hospitals, Universities, and clinics. As a result, our enrolled research participant demographics are similar to those of New York City overall. In calendar year 2018 15% of research participants identified as Hispanic, 34% identified as Black or African-American and 42% identified as white (RUH subject race and ethnicity report 2018), which is similar to the geographic makeup of New York City (42.8% white, 24.3% Black or African-American, and 29.1% Hispanic) https://www.census.gov/quickfacts/fact/table/newyorkcitynewyork,US/PST045218.
Part III, Line 9b:	THE ROCKEFELLER UNIVERSITY HOSPITAL DOES NOT HAVE ANY NET PATIENT SERVICE REVENUE AS IT DOES NOT CHARGE ITS PATIENTS. THE PATIENTS ARE SUBJECT VOLUNTEERS WHO GET PAID A STIPEND FOR CERTAIN CLINICAL TRIALS THAT ARE PERFORMED ON A ROUTINE BASIS.
Part VI, Line 2:	Volunteers (patients) who consent to participate in research studies (protocols) are treated without charge. Unlike most hospitals, the Rockefeller University Hospital does not routinely provide standard diagnostic and treatment services. Admission is selective; research participants (patients) are enrolled in studies by hospital Licensed Independent Practitioners (LIP's) solely because they meet the inclusion criteria of the illness or condition being studied, or because they are healthy volunteers and are also needed for study. Thus, all research participants are volunteers, and as such are important partners in the research process. Without volunteers, significant advances in biomedical knowledge could not otherwise be achieved.
Part VI, Line 3:	See Part VI, Line 2 explanation
Part VI, Line 5:	The Rockefeller University Hospital exists solely to conduct clinical research, at no charge to the research participants.

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
FELLOWSHIPS	146	$5,432,066
RESEARCH STIPENDS	171	$6,336,100

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	Part I, Line 2:	FormAndLineReferenceDesc
Explanation	Stipends and research fellowships are funds paid to offset living expenses for trainees while they further their education at Rockefeller. These amounts are not considered salary or wages given in consideration for specific job duties nor are they grants given in anticipation of specific scientific achievements on the individuals parts. There is no restriction on the use of the funds once they are received by the trainees.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	Yes (1)	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	Yes (1)	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (18 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
Richard P Lifton MD PhD
President	$922,500	$0	$0	$0	$165,619	$0	$46,714	$0	$165,737	$0	$1,300,570	$0	$0	$0
Amy Falls
VP & CIO	$558,250	$0	$562,543	$0	$151,982	$0	$299,271	$0	$42,071	$0	$1,614,117	$0	$287,543	$0
Barry Coller
VP & Physician-in-Chief	$565,465	$0	$0	$0	$62,251	$0	$46,674	$0	$33,345	$0	$707,735	$0	$0	$0
Harriet Rabb to 52017
VP & General Counsel	$198,446	$0	$0	$0	$835	$0	$32,309	$0	$13,894	$0	$245,484	$0	$0	$0
Maren Imhoff
SVP, Development	$563,750	$0	$0	$0	$52,813	$0	$46,651	$0	$33,345	$0	$696,559	$0	$0	$0
Michael Young
VP, Academic Affairs	$482,495	$0	$0	$0	$49,798	$0	$46,616	$0	$33,345	$0	$612,254	$0	$0	$0
James Lapple
VP, Finance & Treasurer	$454,775	$0	$0	$0	$44,072	$0	$46,702	$0	$17,629	$0	$563,178	$0	$0	$0
Sidney Strickland
VP, Education Affairs	$391,415	$0	$0	$0	$31,210	$0	$46,651	$0	$33,345	$0	$502,621	$0	$0	$0
Virginia Huffman
VP, Human Resources	$407,750	$0	$0	$0	$66,323	$0	$46,619	$0	$33,345	$0	$554,037	$0	$0	$0
Roberta Maloney
Asst. VP, Finance	$269,500	$0	$0	$0	$10,482	$0	$46,247	$0	$42,071	$0	$368,300	$0	$0	$0
Theresa Desmond
Spec. Asst/Corp Secretary	$179,400	$0	$0	$0	-$2,607	$0	$17,188	$0	$17,496	$0	$211,477	$0	$0	$0
Timothy O'Connor
Executive Vice President	$517,650	$0	$0	$0	$29,299	$0	$29,656	$0	$33,345	$0	$609,950	$0	$0	$0
Deborah Yeoh from 62017
VP & General Counsel	$367,250	$0	$0	$0	$29,385	$0	$29,571	$0	$26,008	$0	$452,214	$0	$0	$0
Robert Roeder
Professor, Head of Laborat	$461,525	$0	$0	$0	$82,534	$0	$46,605	$0	$42,071	$0	$632,735	$0	$0	$0
Thomas Lenehan
Deputy CIO	$353,250	$0	$362,664	$0	$91,498	$0	$203,602	$0	$42,071	$0	$1,053,085	$0	$188,664	$0
Paul Greengard
Professor, Head of Laborat	$491,250	$0	$0	$0	$36,479	$0	$46,639	$0	$33,345	$0	$607,713	$0	$0	$0
Ali Hemmati-Brivanlou
Professor, Head of Laborat	$279,900	$0	$0	$0	$168,096	$0	$46,578	$0	$42,071	$0	$536,645	$0	$0	$0
Thomas Sakmar
Professor, Head of Laborat	$370,915	$0	$0	$0	$117,038	$0	$46,576	$0	$42,071	$0	$576,600	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Part I, Line 1a	The University provides a residence for the President on campus. The residence is a condition of employment as stated in the President's appointment letter. The house is provided to enable the President to be on campus 24/7 in order to respond to emergent situations that may arise and for other business purposes.
Part I, Line 4b	The University maintains a 457(b) deferred compensation plan for executive level employees. This plan was developed consistent with the 2001 Economic Growth and Tax Relief Reconciliation Act (EGTRRA). The University does not contribute to the plan (employee contributions only). 2017 employee contributions (not included in column B): Paul Greengard $15,000 Virginia Huffman $18,000 Maren Imhoff $18,000 James Lapple $18,000 Richard Lifton $24,000 Roberta Maloney $18,000 Timothy O'Connor $18,000 Harriet Rabb $7,500 Robert Roeder $18,000 Sidney Strickland $18,000 Michael Young $18,000 Deborah Yeoh $18,000
Part I, Line 5	The University maintains a bonus plan for the Chief Investment Officer and the Deputy Chief Investment Officer which is partially based upon the fiscal year return of the University's endowment in addition to other quantitative and qualitative measures. The plan was approved by the University's Compensation Committee of the Board of Trustees. The plan was developed using comparative data from similar institutions. For retention purposes, a portion of the annual bonus is deferred and paid in subsequent years.
Part I, Line 7	The University maintains a policy to provide recruitment and retention supplements to faculty as necessary. The purpose of this supplement is to provide an incentive for a candidate to join the University and for incumbent faculty to make Rockefeller their professional home, recognizing the high cost of living in the New York metropolitan area over the course of a whole career. The decision whether to grant a supplement and its size will turn on the exceptional quality of the faculty member's research and the strategic needs of the University, and will be made by the President in the exercise of his discretion. No such payments were made to interested persons in 2017.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
Dormitory Authority of the State of New York (issue date 013108)
A	146000293	649903YA3	2008-01-31	$103,215,000	Const. & renov. of campus	0	0	0
Dormitory Authority of the State of New York (issue date 040809)
B	146000293	649905BE5	2009-04-08	$62,119,152	Current Refunding	0	0	0
Dormitory Authority of the State of New York (issue date 081209)
C	146000293	649905PN0	2009-08-12	$101,554,000	Const. & renov. of campus	0	0	0
Dormitory Authority of the State of New York (issue date 090110)
D	146000293	6499053H7	2010-09-01	$53,818,500	Const. & renov. of campus	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceedsAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Capital ExpendituresCapitalExpendituresAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd	Other Spent ProceedsOtherSpentProceedsAmt
A	$104,734,474	$641,319	$104,093,155	2012	0	Yes (1)	Yes (1)
B	$62,119,152	$528,854	$440,098	1998	Yes (1)	Yes (1)	Yes (1)	$61,150,200
C	$101,954,676	$836,150	$101,118,526	2012	0	Yes (1)	Yes (1)
D	$53,949,167	$553,621	$53,395,546	2012	0	Yes (1)	Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	Yes (1)	Yes (1)	Yes (1)
B	Yes (1)	Yes (1)	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)
D	Yes (1)	Yes (1)	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	Yes (1)	Yes (1)	Yes (1)	0	Yes (1)
B	Yes (1)	Yes (1)	0	0	Yes (1)
C	0	Yes (1)	0	Yes (1)	Yes (1)
D	0	Yes (1)	0	Yes (1)	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)
C	Yes (1)
D	Yes (1)

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Date Rebate Computation Performed	Issuer Name: Dormitory Authority of the State of New York (issue date 01/31 Date the Rebate Computation was Performed: 02/01/2011 Issuer Name: Dormitory Authority of the State of New York (issue date 04/08 Date the Rebate Computation was Performed: 09/27/2013 Issuer Name: Dormitory Authority of the State of New York (issue date 08/12 Date the Rebate Computation was Performed: 11/15/2013 Issuer Name: Dormitory Authority of the State of New York (issue date 09/01 Date the Rebate Computation was Performed: 11/15/2013 Issuer Name: Dormitory Authority of the State of New York (issue date 03/08 Date the Rebate Computation was Performed: 09/27/2013 Issuer Name: Dormitory Authority of the State of New York (issue date 04/04 Date the Rebate Computation was Performed: 09/27/2013 Issuer Name: Dormitory Authority of the State of New York (issue date 05/20 Date the Rebate Computation was Performed: 02/28/2017
Part II - line 3 - Total Proceeds (Issue date 1/31/2008)	Total Proceeds includes issue price ($103,215,000) + investment income ($1,519,474)
Part II - line 3 - Total Proceeds (Issue date 8/12/2009)	Total proceeds include issue price ($101,554,000)+ investment income ($400,676)
Part II - line 3 - Total Proceeds (Issue date 9/1/2010)	Total proceeds consists of issue price ($53,818,500) + investment income ($130,667).
Part II - line 3 - Total Proceeds (Issue date 5/20/2015)	Total proceeds include issue price ($163,190,000) plus investment income ($183,239)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
Dormitory Authority of the State of New York (issue date 030812)
A	146000293	649906RZ9	2012-03-08	$30,018,979	Current Refunding	0	0	0
Dormitory Authority of the State of New York (issue date 040412)
B	146000293	649906SB1	2012-04-04	$56,441,595	Current Refunding	0	0	0
Dormitory Authority of the State of New York (issue date 052015)
C	146000293	11111111a	2015-05-20	$163,190,000	Current Refunding & const & renov of campus	0	0	0
dormitory Authority of the State of New York (issue date 08317)
D	146000293	11111111b	2017-08-03	$100,445,000	Current Refunding	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceedsAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Capital ExpendituresCapitalExpendituresAmt	Other Spent ProceedsOtherSpentProceedsAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$30,018,979	$390,846	$257,954	$29,370,179	1998	Yes (1)	Yes (1)	Yes (1)
B	$56,441,595	$321,511	$465,580	$55,654,504	2002	Yes (1)	Yes (1)	Yes (1)
C	$163,373,239	$445,000	$100,258,239	$62,650,000		Yes (1)	0	Yes (1)
D	$100,445,000	$320,000	$125,000	$100,000,000	2012	Yes (1)	Yes (1)	Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	Yes (1)	Yes (1)	Yes (1)
B	Yes (1)	Yes (1)	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)
D	Yes (1)	Yes (1)	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	Yes (1)	Yes (1)	Yes (1)	0	Yes (1)
B	Yes (1)	Yes (1)	Yes (1)	0	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)	Yes (1)	Yes (1)
D	Yes (1)	Yes (1)	Yes (1)	Yes (1)	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)
C	Yes (1)
D	Yes (1)

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (8 entries)

Relationship With OrgRelationshipWithOrgTxt	Loan PurposeLoanPurposeTxt	Loan From OrganizationLoanFromOrganizationInd	Original PrincipalOriginalPrincipalAmt	Balance DueBalanceDueAmt	DefaultDefaultInd	Board Or Committee ApprovalBoardOrCommitteeApprovalInd	Written AgreementWrittenAgreementInd
Virginia Huffman
Officer	Mortgage Loan	Yes (X)	$234,000	$215,815	0	Yes (1)	Yes (1)
Maren I Imhoff
Officer	Mortgage Loan	Yes (X)	$300,000	$113,707	0	Yes (1)	Yes (1)
James Lapple
Officer	Mortgage Loan	Yes (X)	$1,100,000	$1,087,609	0	Yes (1)	Yes (1)
Roberta Maloney
Officer	Mortgage Loan	Yes (X)	$502,932	$221,024	0	Yes (1)	Yes (1)
Harriet Rabb
Officer	Mortgage Loan	Yes (X)	$300,000	$181,313	0	Yes (1)	Yes (1)
Sidney Strickland
Officer	Mortgage Loan	Yes (X)	$197,528	$146,208	0	Yes (1)	Yes (1)
Michael Young
Officer	Mortgage Loan	Yes (X)	$1,238,068	$1,004,874	0	Yes (1)	Yes (1)
Thomas Sakmar
Employee	Mortgage Loan	Yes (X)	$599,000	$483,277	0	Yes (1)	Yes (1)

Field	Value	IRS element (for citing)
Total Balance Due	$3,453,827	TotalBalanceDueAmt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (3 entries)

Relationship DescriptionRelationshipDescriptionTxt	TransactionTransactionAmt	TransactionTransactionDesc	Sharing Of RevenuesSharingOfRevenuesInd
Anthony Evnin
RU Trustee	$681,718	The Rockefeller University's endowment is an investor in several partnerships where Anthony Evnin (RU Trustee) is General Partner or Member of the General Partner. Anthony Evnin is not and has never been a member of the Rockefeller University Investment Committee, which means that he does not participate in the University's investment decisions. All transactions are conducted at arms length and at FMV.	0
David Sze
RU Trustee	$180,091	The Rockefeller University's endowment is an investor in several partnerships where David Sze (RU Trustee) is General Partner or Member of the General Partner. David Sze is not and has never been a member of the Rockefeller University Investment Committee, which means that he does not participate in the University's investment decisions. All transactions are conducted at arms length and at FMV.	0
Katherine Farley
RU Trustee	$23,923,908	Rockefeller University has a busniess relationship with Turner Construction -- which serves as a general contractor for major capital building projects. Ms. Farley's brother-in-law is President and CEO of Turner Construction. Ms. Farley did not participate in the selection of Turner Construction nor has input into its ongoing fees/compensation. Fees paid to Turner construction in FY 2018 is $23,923,908.	0

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	28	ContributionCnt
Noncash Contributions Rpt F990	$8,941,363	NoncashContributionsRptF990Amt
Method Of Determining Revenues	Fair Market Value	MethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Desc	Pledges	Desc
Contribution	34	ContributionCnt
Noncash Contributions Rpt F990	$83,474,168	NoncashContributionsRptF990Amt
Method Of Determining Revenues	Net Present Value	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (1)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Part I, Column (b):	Contributions receivable are pledges made in the current fiscal year by donors where the cash has not been received as of June 30, 2018.
Part I, Line 32b:	The University utilizes a third party to sell gifts of stock that it receives during the fiscal year.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Form 990, Part VI, Section B, line 11b	The Organization made available to the governing Board of Trustees the completed form 990 on a restricted website prior to submission. Any comments or questions pertaining to the form 990 were sent to the Vice President, Finance or a member of the Audit Committee of the Board of Trustees. The Audit Committee of the Board of Trustee reviewed and approved the form 990 prior to its submission.
Form 990, Part VI, Section B, line 12c	All members of the University community are covered by the applicable University conflict of interest policies. Trustees, Officers, and Key Employees are covered by the Policy on Business Conflict of Interest and Family/Business Relationships. All other members of the University community are covered by the Conflict of Interest Policy Governing Business Practices. (a) For trustees (including the President), the conflict of interest disclosure form is submitted to the Executive Committee of the Board of Trustees. The Executive Committee, with help from others it may designate, investigates any conflicts or potential conflicts of interest and implements management plans where conflicts or potential conflicts are found to exist. Trustees having made disclosures of current or potential conflict of interest situations may participate in the information-gathering stage of the Executive Committee's review of the disclosures, but will be asked to excuse themselves during the Executive Committee discussion, consideration and vote on the matters in question. (b) For officers and key employees, the conflict of interest disclosure form is submitted to the President. The President, with the help from others he may designate, investigates any conflicts or potential conflicts of interest, and implements management plans where conflicts are found to exist. (c) For heads of laboratory, the conflict of interest disclosure form is submitted to the Vice President for Academic Affairs. The Vice President for Academic Affairs, with help from others he may designate, investigates any conflicts or potential conflicts of interest, and implements management plans where conflicts are found to exist. (d) For all other members of the University community, the conflict of interest disclosure form is submitted to the Vice President for Human Resources. The Vice President for Human Resources, with help from others she may designate, investigates any conflicts or potential conflicts of interest, and implements management plans where conflicts are found to exist.
Form 990, Part VI, Section B, line 15	Compensation for the President and Officers is established and approved by the Compensation Committee of the Board of Trustees. Such compensation is established through review of comparability data and contemporaneous documentation of the deliberation and decision. The process includes use of an independent compensation consultant, compensation survey of peer institutions and review of other Form 990s. Specific reviews occur on an annual basis.
Form 990, Part VI, Section C, line 19	Conflict of interest policy and financial statements are available to the public through the University's website.
Form 990, Part XI, line 9:	Unrealized Gain on Derivatives - $29,422,410 29,422,410. Postretirement related changes - $ 2,104,000 2,104,000.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	The Rockefeller University Faculty & Students Club Inc	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 York Avenue	AddressLine1Txt
City	New York	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10065	ZIPCd

Field	Value	IRS element (for citing)
Primary Activities	Social Club	PrimaryActivitiesTxt
Legal Domicile State	NY	LegalDomicileStateCd
Exempt Code Section	501(c)(7)	ExemptCodeSectionTxt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	The Rockefeller University	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Controlled Organization	0	ControlledOrganizationInd

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	0	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	0	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	0	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	Yes (1)	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (1)	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (1)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	0	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (3 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
THE ROCKEFELLER UNIVERSITY FACULTY & STUDENTS CLUB INC
M	$279,395	Actual
THE ROCKEFELLER UNIVERSITY FACULTY & STUDENTS CLUB INC
N	$107,718	Actual
THE ROCKEFELLER UNIVERSITY FACULTY & STUDENTS CLUB INC
A	-$254,818	Actual

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	Form 990, Schedule R, Part V, #2	FormAndLineReferenceDesc
Explanation	The Rockefeller University Faculty and Students Club, Inc. (the Club) is a 501(c)(7) organization that operates a social Club on the campus of The Rockefeller University. The purpose of the Club is to encourage the friendly association of its members and their guests for scientific and other intellectual discourse, and/or pleasure and recreation. The books and records of the Club are maintained by the University. The University collects annual Club dues on behalf of the Club. The Club also relies on certain University systems in order to operate. The Club has a liability to the University which represents the University's subsidized portion of the Club's operations in the amount of $2,429,327 as of June 30, 2018.	ExplanationTxt