SOKA UNIVERSITY OF AMERICA: Form 990, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- SOKA UNIVERSITY OF AMERICA (EIN 95-3909672)
- Tax period
- 2017-07-01 to 2018-06-30
- Filed
- 2019-05-14
- IRS object ID
- 201941349349309369
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule E
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-05-14T17:29:29-05:00 | ReturnTs |
| Tax Period End | 2018-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 910189318 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MOSS ADAMS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4747 EXECUTIVE DRIVE SUITE 1300 | AddressLine1Txt |
| City | SAN DIEGO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2017-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 953909672 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SOKA UNIVERSITY OF AMERICA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SOKA | BusinessNameControlTxt |
| Phone | 9494804000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 UNIVERSITY DRIVE | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ARCHIBALD E ASAWA | PersonNm |
| Person Title | VP FIN & ADM, CFO | PersonTitleTxt |
| Phone | 9494804000 | PhoneNum |
| Signature | 2019-05-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | TRACY S PAGLIA | PreparerPersonNm |
| PTIN | P00366884 | PTIN |
| Phone | 8586271400 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 12.129.7.100 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-05-14 | IPDt |
| IP Tm | 17:20:27 | IPTm |
| IP Timezone | PD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 2BD383AC75DF5EFB87612C79D64EEB82BF8EAADF | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 5AA2B9289D373ED9AECE1682C470BAAD2873C4EE | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | YOSHINOBU HABUKI | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 UNIVERSITY DRIVE | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $290,897,019 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.SOKA.EDU | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1984 | FormationYr |
| Legal Domicile State | CA | LegalDomicileStateCd |
| Activity Or Mission | TO FOSTER A STEADY STREAM OF GLOBAL CITIZENS COMMITTED TO LIVING A CONTRIBUTIVE LIFE. SEE SCH O. | ActivityOrMissionDesc |
| Voting Members Governing Body | 15 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 13 | VotingMembersIndependentCnt |
| Total Employee | 657 | TotalEmployeeCnt |
| Total Volunteers | 195 | TotalVolunteersCnt |
| Total Gross UBI | -$372,109 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | -$1,008,290 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $8,780,570 | PYContributionsGrantsAmt |
| CY Contributions Grants | $90,460,571 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $19,224,548 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $19,578,363 | CYProgramServiceRevenueAmt |
| PY Investment Income | $48,032,649 | PYInvestmentIncomeAmt |
| CY Investment Income | $46,560,034 | CYInvestmentIncomeAmt |
| PY Other Revenue | $904,280 | PYOtherRevenueAmt |
| CY Other Revenue | $1,252,287 | CYOtherRevenueAmt |
| PY Total Revenue | $76,942,047 | PYTotalRevenueAmt |
| CY Total Revenue | $157,851,255 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $14,159,636 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $14,287,567 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $23,948,830 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $25,716,331 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $1,051,443 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $36,809,135 | PYOtherExpensesAmt |
| CY Other Expenses | $37,385,107 | CYOtherExpensesAmt |
| PY Total Expenses | $74,917,601 | PYTotalExpensesAmt |
| CY Total Expenses | $77,389,005 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $2,024,446 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $80,462,250 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $1,547,493,868 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,668,840,643 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $5,444,666 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $8,968,431 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $1,542,049,202 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $1,659,872,212 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | THE MISSION OF SOKA UNIVERSITY OF AMERICA IS TO FOSTER A STEADY STREAM OF GLOBAL CITIZENS COMMITTED TO LIVING A CONTRIBUTIVE LIFE. CONTINUED IN SCHEDULE O. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $49,577,750 | ExpenseAmt |
| Grant | $13,835,977 | GrantAmt |
| Revenue | $18,366,116 | RevenueAmt |
| Desc | BACHELOR OF ARTS DEGREE IN LIBERAL ARTS WITH CONCENTRATIONS IN ENVIRONMENTAL STUDIES, HUMANITIES, INTERNATIONAL STUDIES, AND SOCIAL AND BEHAVIORAL SCIENCES (432 STUDENTS). SEE ADDITIONAL INFORMATION IN SCHEDULE O. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $1,026,533 | ExpenseAmt |
| Grant | $0 | GrantAmt |
| Revenue | $613,947 | RevenueAmt |
| Desc | PACIFIC BASIN RESEARCH CENTER AND ENGLISH AS A SECOND LANGUAGE (ESL) PROGRAM SERVICES (17 STUDENTS). SEE ADDITIONAL INFORMATION IN SCHEDULE O. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $2,149,267 | ExpenseAmt |
| Grant | $451,590 | GrantAmt |
| Revenue | $598,300 | RevenueAmt |
| Desc | MASTERS OF ARTS: GRADUATE PROGRAM IN EDUCATIONAL LEADERSHIP AND SOCIETAL CHANGE (15 STUDENTS). SEE ADDITIONAL INFORMATION IN SCHEDULE O. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expenses | $52,753,550 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | 0 | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | Yes (1) | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Temp Or Permanent Endowments | Yes (1) | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (1) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (1) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | Yes (1) | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | 0 | ConsolidatedAuditFinclStmtInd |
| School Operating | Yes (1) | SchoolOperatingInd |
| Foreign Office | 0 | ForeignOfficeInd |
| Foreign Activities | Yes (1) | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | Yes (1) | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Grants To Individuals | Yes (1) | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | Yes (1) | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | 0 | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | Yes (1) | DeductibleNonCashContriInd |
| Deductible Art Contribution | Yes (1) | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | 0 | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (1) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 110 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 657 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Foreign Financial Account | 0 | ForeignFinancialAccountInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | Yes (1) | QuidProQuoContributionsInd |
| Quid Pro Quo Contri Discl | Yes (1) | QuidProQuoContriDisclInd |
| Form8282 Property Disposed Of | Yes (1) | Form8282PropertyDisposedOfInd |
| Form8282 Filed | 18 | Form8282FiledCnt |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 15 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 13 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (1) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | Yes (1) | MembersOrStockholdersInd |
| Election Of Board Members | Yes (1) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | Yes (1) | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARCHIBALD ASAWA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9494804000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 UNIVERSITY DRIVE | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 926568081 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (27 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|---|
| STEPHEN S DUNHAM JD | ||||||||
| TRUSTEE-CHAIR | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| SHUNICHI YAMADA MBA | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| GENE O'CONNELL RN MS | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| DAVID P ROSELLE PHD | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| DANIEL NAGASHIMA MBA | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| KAREN K LEWIS PHD | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| KRIS D KNUDSEN JD | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| YOSHIKI TANIGAWA | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $102,622 | $0 | 40.00 | ||
| CLOTHILDE V HEWLETT JD | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| MARIA GUAJARDO PHD | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| LAWRENCE E CARTER SR PHD | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| MATILDA BUCK | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| YOSHIHISA BABA PHD | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| TARIQ HASAN PHD | ||||||||
| TRUSTEE-VICE CHAIR | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| LARRY A HICKMAN PHD | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| HIROKI SAKAI | ||||||||
| CORP SECRETARY | 40.00 | Yes (X) | $121,761 | $0 | $20,175 | |||
| KATHERINE STAPCHUK | ||||||||
| VP HUMAN RESOURCES/RISK MGMT | 40.00 | Yes (X) | $145,200 | $0 | $24,666 | |||
| DAVID M NAKABAYASHI | ||||||||
| CONTROLLER & ASST TREASURER | 40.00 | Yes (X) | $147,225 | $0 | $24,399 | |||
| EDWARD FEASEL | ||||||||
| VP ACAD AFFRS, CAO, DEAN OF FA | 40.00 | Yes (X) | $254,600 | $0 | $37,629 | |||
| TOMOKO TAKAHASHI | ||||||||
| VP INST'L RES & ASSMT/DEAN GR | 40.00 | Yes (X) | $256,520 | $0 | $33,324 | |||
| ARCHIBALD E ASAWA | ||||||||
| VP FIN & ADM/CFO/CH INVEST OFR | 40.00 | Yes (X) | $286,840 | $0 | $36,072 | |||
| YOSHINOBU HABUKI | ||||||||
| PRESIDENT/PROF OF ECONOMICS | 40.00 | Yes (X) | $410,000 | $0 | $47,258 | |||
| JOHN MIN | ||||||||
| DIRECTOR OF IT | 40.00 | $162,287 | $0 | $29,075 | Yes (X) | |||
| MICHAEL WEINER | ||||||||
| ASST DEAN OF FCLTY/PROF E ASIA | 40.00 | $164,984 | $0 | $118,669 | Yes (X) | |||
| ROBERT ALLINSON | ||||||||
| PROFESSOR OF PHILOSOPHY | 40.00 | $171,391 | $0 | $77,081 | Yes (X) | |||
| JAMES MEROD | ||||||||
| PROFESSOR OF AMERICAN LIT | 40.00 | $172,088 | $0 | $27,924 | Yes (X) | |||
| JOHN HEFFRON | ||||||||
| PROFESSOR OF HISTORY & DIRECTOR OF MA PROGRAM | 40.00 | $191,720 | $0 | $31,825 | Yes (X) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $2,484,616 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $102,622 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $508,097 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 49 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| FACILITY SERVICE PARTNERS LLC | |||||
| 19201 WILLOW BROOK LANE | TRABUCO CANYON | CA | 92679 | CAMPUS MAINTENANCE | $4,011,688 |
| CAMBRIDGE ASSOCIATES LLC | |||||
| 100 SUMMER STREET | BOSTON | MA | 021102112 | INVESTMENT MANAGEMENT | $1,966,262 |
| KPMG LLP | |||||
| PO BOX 120001 | DALLAS | TX | 756120966 | ACCOUNTING SERVICES | $352,712 |
| RND DEVELOPMENT COMPANYROGER O'NEAL | |||||
| 7059 VISTA DEL MAR LANE | PLAYA DEL REY | CA | 902937636 | CONSULTANT | $300,000 |
| OPUS 3 ARTISTS LLC | |||||
| 470 PARK AVE S FL 9 NORTH | NEW YORK | NY | 100166819 | PERFORMING ARTISTS MANAGEMENT | $158,811 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 6 | CntrctRcvdGreaterThan100KCnt |
| Fundraising | $855,002 | FundraisingAmt |
| Related Organizations | $80,220,000 | RelatedOrganizationsAmt |
| All Other Contributions | $9,385,569 | AllOtherContributionsAmt |
| Noncash Contributions | $723,023 | NoncashContributionsAmt |
| Total Contributions | $90,460,571 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (3 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| TUITION & FEES | 611710 | $13,944,417 | $13,944,417 |
| HOUSING & FOOD | 721000 | $5,066,751 | $5,066,751 |
| OTHER AUXILLARY | 721000 | $567,195 | $567,195 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $19,578,363 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $14,096,956 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | -$890,403 | UnrelatedBusinessRevenueAmt |
| Exclusion | $14,987,359 | ExclusionAmt |
Gross Rents GrossRentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $744,229 | RealAmt |
Less Rental Expenses LessRentalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $49,155 | RealAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $695,074 | RealAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $695,074 | TotalRevenueColumnAmt |
| Exclusion | $695,074 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $165,192,000 | SecuritiesAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $132,728,922 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $32,463,078 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $32,463,078 | TotalRevenueColumnAmt |
| Exclusion | $32,463,078 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fundraising Gross Income | $160,334 | FundraisingGrossIncomeAmt |
| Contri Rpt Fundraising Event | $855,002 | ContriRptFundraisingEventAmt |
| Fundraising Direct Expenses | $267,687 | FundraisingDirectExpensesAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -$107,353 | TotalRevenueColumnAmt |
| Exclusion | -$107,353 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp (3 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Unrelated Business RevenueUnrelatedBusinessRevenueAmt | ExclusionExclusionAmt |
|---|---|---|---|---|
| PERFORMING ARTS CENTER | 711130 | $518,294 | $518,294 | |
| OTHER REVENUE | 900099 | $144,633 | $144,633 | |
| VENDING REVENUE | 900099 | $1,639 | $1,639 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $664,566 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $157,851,255 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $19,578,363 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | -$372,109 | UnrelatedBusinessRevenueAmt |
| Exclusion | $48,184,430 | ExclusionAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $14,287,567 | TotalAmt |
| Program Services | $14,287,567 | ProgramServicesAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,892,059 | TotalAmt |
| Program Services | $293,030 | ProgramServicesAmt |
| Management And General | $1,599,029 | ManagementAndGeneralAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $16,956,013 | TotalAmt |
| Program Services | $12,342,744 | ProgramServicesAmt |
| Management And General | $4,143,546 | ManagementAndGeneralAmt |
| Fundraising | $469,723 | FundraisingAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,470,922 | TotalAmt |
| Program Services | $984,831 | ProgramServicesAmt |
| Management And General | $437,183 | ManagementAndGeneralAmt |
| Fundraising | $48,908 | FundraisingAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,030,166 | TotalAmt |
| Program Services | $2,011,486 | ProgramServicesAmt |
| Management And General | $1,861,536 | ManagementAndGeneralAmt |
| Fundraising | $157,144 | FundraisingAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,367,171 | TotalAmt |
| Program Services | $922,820 | ProgramServicesAmt |
| Management And General | $409,615 | ManagementAndGeneralAmt |
| Fundraising | $34,736 | FundraisingAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $205,531 | TotalAmt |
| Management And General | $205,531 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $308,026 | TotalAmt |
| Management And General | $308,026 | ManagementAndGeneralAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $5,171,308 | TotalAmt |
| Management And General | $5,171,308 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $553,461 | TotalAmt |
| Program Services | $129,400 | ProgramServicesAmt |
| Management And General | $339,847 | ManagementAndGeneralAmt |
| Fundraising | $84,214 | FundraisingAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,365,977 | TotalAmt |
| Program Services | $30,534 | ProgramServicesAmt |
| Management And General | $1,335,443 | ManagementAndGeneralAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,192,164 | TotalAmt |
| Program Services | $801,136 | ProgramServicesAmt |
| Management And General | $323,264 | ManagementAndGeneralAmt |
| Fundraising | $67,764 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,074,545 | TotalAmt |
| Program Services | $271,238 | ProgramServicesAmt |
| Management And General | $797,219 | ManagementAndGeneralAmt |
| Fundraising | $6,088 | FundraisingAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $9,031,916 | TotalAmt |
| Program Services | $6,818,415 | ProgramServicesAmt |
| Management And General | $2,201,178 | ManagementAndGeneralAmt |
| Fundraising | $12,323 | FundraisingAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $268,642 | TotalAmt |
| Program Services | $48,318 | ProgramServicesAmt |
| Management And General | $211,541 | ManagementAndGeneralAmt |
| Fundraising | $8,783 | FundraisingAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $337,200 | TotalAmt |
| Program Services | $108,075 | ProgramServicesAmt |
| Management And General | $220,830 | ManagementAndGeneralAmt |
| Fundraising | $8,295 | FundraisingAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $10,149,018 | TotalAmt |
| Program Services | $8,297,657 | ProgramServicesAmt |
| Management And General | $1,838,810 | ManagementAndGeneralAmt |
| Fundraising | $12,551 | FundraisingAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,274,813 | TotalAmt |
| Program Services | $265,444 | ProgramServicesAmt |
| Management And General | $1,009,369 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt | FundraisingFundraisingAmt |
|---|---|---|---|---|
| INTERNSHIP PROGRAM EXPE | $2,077,085 | $2,077,085 | ||
| FOOD SERVICES | $1,750,071 | $1,750,071 | ||
| EVENTS EXPENSE | $1,018,618 | $6,193 | $1,012,425 | $0 |
| ATHLETICS & REC PROGRAM | $501,189 | $501,189 | $0 | $0 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,105,543 | TotalAmt |
| Program Services | $806,317 | ProgramServicesAmt |
| Management And General | $158,312 | ManagementAndGeneralAmt |
| Fundraising | $140,914 | FundraisingAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $77,389,005 | TotalAmt |
| Program Services | $52,753,550 | ProgramServicesAmt |
| Management And General | $23,584,012 | ManagementAndGeneralAmt |
| Fundraising | $1,051,443 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,200 | BOYAmt |
| EOY | $1,200 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $17,882,522 | BOYAmt |
| EOY | $36,385,820 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $679,000 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,897,500 | BOYAmt |
| EOY | $2,771,250 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $218,272 | BOYAmt |
| EOY | $628,417 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $469,946,238 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $158,160,969 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $297,023,613 | BOYAmt |
| EOY | $311,785,269 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $250,051,403 | BOYAmt |
| EOY | $293,786,688 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $971,509,532 | BOYAmt |
| EOY | $1,013,698,098 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,205,509 | BOYAmt |
| EOY | $4,400,584 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,704,317 | BOYAmt |
| EOY | $4,704,317 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,547,493,868 | BOYAmt |
| EOY | $1,668,840,643 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,803,115 | BOYAmt |
| EOY | $8,097,848 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $165,266 | BOYAmt |
| EOY | $115,229 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $476,285 | BOYAmt |
| EOY | $755,354 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,444,666 | BOYAmt |
| EOY | $8,968,431 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $411,008,021 | BOYAmt |
| EOY | $431,231,212 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $325,580,378 | BOYAmt |
| EOY | $421,927,000 | EOYAmt |
Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $805,460,803 | BOYAmt |
| EOY | $806,714,000 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,542,049,202 | BOYAmt |
| EOY | $1,659,872,212 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,547,493,868 | BOYAmt |
| EOY | $1,668,840,643 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $80,462,250 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | $36,470,357 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $890,403 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Separate Basis Fincl Stmt | Yes (X) | SeparateBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | Yes (1) | FederalGrantAuditRequiredInd |
| Federal Grant Audit Performed | Yes (1) | FederalGrantAuditPerformedInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School | Yes (X) | SchoolInd |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $7,941,978 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $6,957,798 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $8,942,479 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $8,780,570 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $90,460,571 | CurrentTaxYearAmt |
| Total | $123,083,396 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $7,941,978 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $6,957,798 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $8,942,479 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $8,780,570 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $90,460,571 | CurrentTaxYearAmt |
| Total | $123,083,396 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantial Contributors Tot | $1,307,241 | SubstantialContributorsTotAmt |
| Public Support Total170 | $121,776,155 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $11,418,955 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $14,260,222 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $10,224,199 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $9,297,572 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $15,731,588 | CurrentTaxYearAmt |
| Total | $60,932,536 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $91,763 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $136,057 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $109,301 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $138,644 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $146,272 | CurrentTaxYearAmt |
| Total | $622,037 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $184,637,969 | TotalSupportAmt |
| Gross Receipts Rltd Activities | $93,805,087 | GrossReceiptsRltdActivitiesAmt |
| Public Support CY170 | 0.65950 | PublicSupportCY170Pct |
| Public Support PY170 | 0.34680 | PublicSupportPY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Form990 Schedule A Part VI Form990ScheduleAPartVIGrp (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: | REFUNDS REBATES - 2013 AMOUNT: $ 64,708. 2014 AMOUNT: $ 111,677. 2015 AMOUNT: $ 84,213. 2016 AMOUNT: $ 124,813. VENDING REVENUE - 2013 AMOUNT: $ 1,225. 2014 AMOUNT: $ 1,457. 2015 AMOUNT: $ 1,777. 2016 AMOUNT: $ 1,406. 2017 AMOUNT: $ 1,639. ALL OTHER REVENUE - 2013 AMOUNT: $ 25,830. 2014 AMOUNT: $ 11,399. 2015 AMOUNT: $ 13,420. 2016 AMOUNT: $ 4,846. 2017 AMOUNT: $ 144,633. FEES FINES - 2014 AMOUNT: $ 11,524. 2015 AMOUNT: $ 9,891. 2016 AMOUNT: $ 7,579. |
| SUPPORT SCHEDULE | FORM 990, SCHEDULE A, PART II SOKA UNIVERSITY IS A SCHOOL DESCRIBED IN SECTION 170(B)(1)(A)(II). HOWEVER, IT IS COMPLETING PART II TO DEMONSTRATE THAT IT QUALIFIES FOR THE SPECIAL RULES ALLOWED ON SCHEDULE B AND MEETS THE 33 1/3% SUPPORT TEST OF THE REGULATIONS UNDER SECTIONS 509(A)(1) ON 170(B)(1)(A)(VI). THUS SOKA UNIVERSITY IS CONSIDERED TO BE NORMALLY 33 1/3% PUBLICLY SUPPORTED UNDER REGULATION SECTION 1.170A(F)(4)(I). |
Schedule B IRS990ScheduleB
Schedule D IRS990ScheduleD
Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Revenues Included | $0 | RevenuesIncludedAmt |
| Assets Included | $4,704,317 | AssetsIncludedAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Collection Used Pub Exhibition | Yes (X) | CollectionUsedPubExhibitionInd |
| Coll Used Scholarly Rsrch | Yes (X) | CollUsedScholarlyRsrchInd |
| Collection Used Preservation | Yes (X) | CollectionUsedPreservationInd |
| Coll Used Loan Or Exch Prog | Yes (X) | CollUsedLoanOrExchProgInd |
| Solicited Assets Sale | Yes (1) | SolicitedAssetsSaleInd |
CY Endwmt Fund CYEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $1,239,053,176 | BeginningYearBalanceAmt |
| Contributions | $9,719,450 | ContributionsAmt |
| Investment Earnings Or Losses | $83,809,520 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $5,900,000 | GrantsOrScholarshipsAmt |
| Other Expenditures | $45,700,000 | OtherExpendituresAmt |
| Administrative Expenses | $5,171,308 | AdministrativeExpensesAmt |
| End Year Balance | $1,275,810,838 | EndYearBalanceAmt |
CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $1,161,267,272 | BeginningYearBalanceAmt |
| Contributions | $8,803,228 | ContributionsAmt |
| Investment Earnings Or Losses | $118,091,982 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $5,800,000 | GrantsOrScholarshipsAmt |
| Other Expenditures | $38,600,000 | OtherExpendituresAmt |
| Administrative Expenses | $4,709,306 | AdministrativeExpensesAmt |
| End Year Balance | $1,239,053,176 | EndYearBalanceAmt |
CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $1,221,435,031 | BeginningYearBalanceAmt |
| Contributions | $8,967,786 | ContributionsAmt |
| Investment Earnings Or Losses | -$24,986,035 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $5,300,000 | GrantsOrScholarshipsAmt |
| Other Expenditures | $34,200,000 | OtherExpendituresAmt |
| Administrative Expenses | $4,649,510 | AdministrativeExpensesAmt |
| End Year Balance | $1,161,267,272 | EndYearBalanceAmt |
CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $1,249,759,935 | BeginningYearBalanceAmt |
| Contributions | $6,954,959 | ContributionsAmt |
| Investment Earnings Or Losses | $4,971,565 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $5,100,000 | GrantsOrScholarshipsAmt |
| Other Expenditures | $30,000,000 | OtherExpendituresAmt |
| Administrative Expenses | $5,151,428 | AdministrativeExpensesAmt |
| End Year Balance | $1,221,435,031 | EndYearBalanceAmt |
CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $1,117,424,441 | BeginningYearBalanceAmt |
| Contributions | $7,940,578 | ContributionsAmt |
| Investment Earnings Or Losses | $164,679,940 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $4,800,000 | GrantsOrScholarshipsAmt |
| Other Expenditures | $30,761,283 | OtherExpendituresAmt |
| Administrative Expenses | $4,723,741 | AdministrativeExpensesAmt |
| End Year Balance | $1,249,759,935 | EndYearBalanceAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated Balance EOY | 0.08850 | BoardDesignatedBalanceEOYPct |
| Prmnnt Endowment Balance EOY | 0.63230 | PrmnntEndowmentBalanceEOYPct |
| Term Endowment Balance EOY | 0.27920 | TermEndowmentBalanceEOYPct |
| Endowments Held Unrelated Org | 0 | EndowmentsHeldUnrelatedOrgInd |
| Endowments Held Related Org | 0 | EndowmentsHeldRelatedOrgInd |
Land LandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $44,634,547 | OtherCostOrOtherBasisAmt |
| Book Value | $44,634,547 | BookValueAmt |
Buildings BuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $369,946,510 | OtherCostOrOtherBasisAmt |
| Depreciation | $136,218,982 | DepreciationAmt |
| Book Value | $233,727,528 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $18,193,113 | OtherCostOrOtherBasisAmt |
| Depreciation | $16,302,644 | DepreciationAmt |
| Book Value | $1,890,469 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $37,172,068 | OtherCostOrOtherBasisAmt |
| Depreciation | $5,639,343 | DepreciationAmt |
| Book Value | $31,532,725 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $311,785,269 | TotalBookValueLandBuildingsAmt |
Other Securities OtherSecuritiesGrp (6 entries)
| DescDesc | Book ValueBookValueAmt | Method ValuationMethodValuationCd |
|---|---|---|
| U.S. EQUITY SEC. FUNDS | $172,768,822 | F |
| GLOBAL EQUITY FUNDS | $125,303,270 | F |
| EMERGING MARKET FUNDS | $59,924,152 | F |
| BOND FUNDS | $175,736,681 | F |
| HEDGE FUNDS | $417,636,154 | F |
| INFLATION PROTECTION FUNDS | $62,329,019 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $1,013,698,098 | TotalBookValueSecuritiesAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PURCHASING CARD AND SELF INSURANCE ACCRUALS | Desc |
| Amt | $755,354 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $755,354 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $176,114,000 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | $36,470,357 | NetUnrealizedGainsInvstAmt |
| Donated Services And Use Fclts | $7,128 | DonatedServicesAndUseFcltsAmt |
| Other Revenue | $315,213 | OtherRevenueAmt |
| Revenue Not Reported | $36,792,698 | RevenueNotReportedAmt |
| Revenue Subtotal | $139,321,302 | RevenueSubtotalAmt |
| Investment Expenses Not Incld | $5,132,789 | InvestmentExpensesNotIncldAmt |
| Other Revenues Not Included | $13,397,164 | OtherRevenuesNotIncludedAmt |
| Revenue Not Reported Fincl Stmt | $18,529,953 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $157,851,255 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $58,291,000 | TotExpnsEtcAuditedFinclStmtAmt |
| Donated Services Use Fclts | $7,128 | DonatedServicesUseFcltsAmt |
| Other Expenses Included | $315,223 | OtherExpensesIncludedAmt |
| Expenses Not Reported | $322,351 | ExpensesNotReportedAmt |
| Expenses Subtotal | $57,968,649 | ExpensesSubtotalAmt |
| Investment Expenses Not Incld2 | $5,132,789 | InvestmentExpensesNotIncld2Amt |
| Other Expenses Not Included | $14,287,567 | OtherExpensesNotIncludedAmt |
| Expenses Not Rpt Fincl Stmt | $19,420,356 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $77,389,005 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (7 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART III, LINE 4: | A VARIETY OF PAINTING, SCULPTURES AND RARE BOOKS ARE AVAILABLE FOR RESEARCH AND LOANING AS A PUBLIC BENEFIT. |
| PART V, LINE 4: | THE ENDOWMENT PROCEEDS FUND SCHOLARSHIPS, UNIVERSITY OPERATIONS, CAPITAL RENEWAL, ACADEMIC RESEARCH AND SUPPORT FOR CLASSROOMS. |
| PART X, LINE 2: | THE UNIVERSITY IS EXEMPT FROM TAXATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE AND IS GENERALLY NOT SUBJECT TO FEDERAL AND STATE INCOME TAXES. HOWEVER, THE UNIVERSITY IS SUBJECT TO INCOME TAXES ON ANY NET INCOME THAT IS DERIVED FROM A TRADE OR BUSINESS REGULARLY CARRIED ON, AND NOT IN FURTHERANCE OF THE PURPOSES FOR WHICH IT WAS GRANTED EXEMPTION. NO INCOME TAX PROVISION HAS BEEN RECORDED AS THE NET INCOME, IF ANY, FROM ANY UNRELATED TRADE OR BUSINESS, IN THE OPINION OF MANAGEMENT, IS NOT MATERIAL TO THE FINANCIAL STATEMENTS TAKEN AS A WHOLE. THE UNIVERSITY FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS; NO UNCERTAIN TAX POSITIONS WERE IDENTIFIED AS OF JUNE 30, 2018 AND 2017. |
| PART XI, LINE 2D - OTHER ADJUSTMENTS: | RENTAL EXPENSE 49,155. SPECIAL EVENT EXPENSES 267,687. ROUNDING -1,629. |
| PART XI, LINE 4B - OTHER ADJUSTMENTS: | STUDENT FINANCIAL AID 14,287,567. K-1 PASSTHROUGH -890,403. |
| PART XII, LINE 2D - OTHER ADJUSTMENTS: | RENTAL EXPENSE 49,155. SPECIAL EVENT EXPENSE 267,687. ROUNDING -1,619. |
| PART XII, LINE 4B - OTHER ADJUSTMENTS: | STUDENT FINANCIAL AID 14,287,567. |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | Yes (1) | NondiscriminatoryPolicyStmtInd |
| Policy Stmt In Brochures Etc | Yes (1) | PolicyStmtInBrochuresEtcInd |
| Plcy Pblczd Via Broadcast Media | Yes (1) | PlcyPblczdViaBroadcastMediaInd |
| Maintain Racial Comp Recs | Yes (1) | MaintainRacialCompRecsInd |
| Maintain Scholarships Recs | Yes (1) | MaintainScholarshipsRecsInd |
| Maintain Cpy Of Brochures Etc | Yes (1) | MaintainCpyOfBrochuresEtcInd |
| Maintain Cpy Of All Sol | Yes (1) | MaintainCpyOfAllSolInd |
| Discriminate Race Stdnts Rghts | 0 | DiscriminateRaceStdntsRghtsInd |
| Discriminate Race Admiss Plcy | 0 | DiscriminateRaceAdmissPlcyInd |
| Discriminate Race Emplm Fculty | 0 | DiscriminateRaceEmplmFcultyInd |
| Discriminate Race Schs | 0 | DiscriminateRaceSchsInd |
| Discriminate Race Educ Plcy | 0 | DiscriminateRaceEducPlcyInd |
| Discriminate Race Use Of Fclts | 0 | DiscriminateRaceUseOfFcltsInd |
| Discriminate Race Athlt Prog | 0 | DiscriminateRaceAthltProgInd |
| Discriminate Race Other Acty | 0 | DiscriminateRaceOtherActyInd |
| Government Financial Aid Rcvd | Yes (1) | GovernmentFinancialAidRcvdInd |
| Government Financial Aid Rvkd | 0 | GovernmentFinancialAidRvkdInd |
| Compliance With Rev Proc7550 | Yes (1) | ComplianceWithRevProc7550Ind |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| SCHEDULE E, PART I, LINE 3 | SOKA UNIVERSITY PUBLISHES ITS NONDISCRIMINATORY POLICY IN THE NEWSPAPER IN ORDER TO MAKE THE POLICY KNOWN TO ALL PARTS OF THE GENERAL COMMUNITY IT SERVES. |
| SCHEDULE E, PART I, LINE 6 | U.S. DEPARTMENT OF EDUCATION FEDERAL PELL GRANT PROGRAM, FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, AND FEDERAL WORK STUDY. |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp (9 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Specific Services ProvidedSpecificServicesProvidedTxt | Region Total ExpendituresRegionTotalExpendituresAmt |
|---|---|---|---|---|---|
| EAST ASIA AND THE PACIFIC | 0 | 0 | PROGRAM SERVICES | FACULTY LED TRAVEL | $48,948 |
| NORTH AMERICA | 0 | 0 | PROGRAM SERVICES | FACULTY LED TRAVEL | $8,640 |
| SUB-SAHARAN AFRICA | 0 | 0 | PROGRAM SERVICES | FACULTY LED TRAVEL | $27,000 |
| EUROPE (INCLUDING ICELAND & GREENLAND) | 0 | 0 | PROGRAM SERVICES | STUDY ABROAD | $681,043 |
| EAST ASIA AND THE PACIFIC | 0 | 0 | PROGRAM SERVICES | STUDY ABROAD | $498,890 |
| SOUTH AMERICA | 0 | 0 | PROGRAM SERVICES | STUDY ABROAD | $301,608 |
| SUB-SAHARAN AFRICA | 0 | 0 | PROGRAM SERVICES | STUDY ABROAD | $84,250 |
| CENTRAL AMERICA AND THE CARIBBEAN | 0 | 0 | PROGRAM SERVICES | STUDY ABROAD | $29,325 |
| CENTRAL AMERICA AND THE CARIBBEAN | INVESTMENTS | $422,758,079 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 0 | SubtotalOfficesCnt |
| Subtotal Employees | 0 | SubtotalEmployeesCnt |
| Continuation Total Office | 0 | ContinuationTotalOfficeCnt |
| Continuation Total Employee | 0 | ContinuationTotalEmployeeCnt |
| Total Office | 0 | TotalOfficeCnt |
| Total Employee | 0 | TotalEmployeeCnt |
| Subtotal Spent | $1,679,704 | SubtotalSpentAmt |
| Continuation Spent | $422,758,079 | ContinuationSpentAmt |
| Total Spent | $424,437,783 | TotalSpentAmt |
| Transfer To Foreign Corp | Yes (1) | TransferToForeignCorpInd |
| Interest In Foreign Trust | 0 | InterestInForeignTrustInd |
| Foreign Corp Ownership | Yes (1) | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | Yes (1) | PassiveForeignInvestmestCoInd |
| Foreign Partnership | Yes (1) | ForeignPartnershipInd |
| Boycott Countries | 0 | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | FORM 990, SCHEDULE F, PART I LINE 3, COLUMN (F) | FormAndLineReferenceDesc |
| Explanation | METHOD OF ACCOUNTING THE EXPENSES REPORTED ON PART I WERE COMPILED ON THE ACCRUAL BASIS OF ACCOUNTING. | ExplanationTxt |
Schedule G IRS990ScheduleG
Fundraising Event Information FundraisingEventInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Event1 | PEACE GALA | Event1Nm |
| Gross Receipts Event1 | $1,015,336 | GrossReceiptsEvent1Amt |
| Charitable Contri Event1 | $855,002 | CharitableContriEvent1Amt |
| Gross Revenue Event1 | $160,334 | GrossRevenueEvent1Amt |
| Rent Facility Costs Event1 | $91,559 | RentFacilityCostsEvent1Amt |
| Food And Beverage Event1 | $81,771 | FoodAndBeverageEvent1Amt |
| Entertainment Event1 | $27,132 | EntertainmentEvent1Amt |
| Other Direct Expenses Event1 | $67,225 | OtherDirectExpensesEvent1Amt |
| Gross Receipts Total | $1,015,336 | GrossReceiptsTotalAmt |
| Charitable Contributions Tot | $855,002 | CharitableContributionsTotAmt |
| Gross Revenue Total Events | $160,334 | GrossRevenueTotalEventsAmt |
| Rent Fclty Costs Total Events | $91,559 | RentFcltyCostsTotalEventsAmt |
| Food And Beverage Total Events | $81,771 | FoodAndBeverageTotalEventsAmt |
| Entertainment Total Events | $27,132 | EntertainmentTotalEventsAmt |
| Oth Direct Expnss Total Events | $67,225 | OthDirectExpnssTotalEventsAmt |
| Direct Expense Summary Events | $267,687 | DirectExpenseSummaryEventsAmt |
| Net Income Summary | -$107,353 | NetIncomeSummaryAmt |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (8 entries)
| Grant TypeGrantTypeTxt | RecipientRecipientCnt | Cash GrantCashGrantAmt |
|---|---|---|
| INSTITUTIONAL GRANT | 382 | $8,711,936 |
| INSTITUTIONAL GRANT - MERIT SCHOLARSHIP | 429 | $4,908,523 |
| INSTITUTIONAL GRANT - RESIDENTIAL AWARDS | 10 | $121,660 |
| FEDERAL WORK STUDY | 27 | $44,734 |
| FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT | 35 | $34,550 |
| FEDERAL PELL GRANT PROGRAM | 93 | $442,780 |
| GI BILL | 1 | $1,945 |
| FWS & FSEOG (UNIVERSITY MATCHING) | 41 | $21,439 |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 2: | FormAndLineReferenceDesc |
| Explanation | IN THE UNITED STATES SOKA UNIVERSITY OF AMERICA SERVES AS A CONDUIT TO RECEIVE AND DISBURSE STUDENT AID FUNDS FROM GOVERNMENTAL AGENCIES SUCH AS THE DEPARTMENT OF EDUCATION UNDER THE FOLLOWING PROGRAMS: - FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT - FEDERAL PELL AWARD GRANT PROGRAM - FEDERAL WORK STUDY - GI BILL INSTITUTIONAL GRANTS ARE AWARDED BY SOKA UNIVERSITY OF AMERICA TO ELIGIBLE STUDENTS WHO MEET SPECIFIC ACADEMIC AND ACHIEVEMENT CRITERIA. THE PURPOSES OF THESE GRANTS ARE CLEARLY COMMUNICATED TO THE RECIPIENTS AND ARE INTERNALLY USED FOR EDUCATIONAL PURPOSES. NUMBER OF RECIPIENTS FORM 990, SCHEDULE I, PART III, COLUMN (B) THE NUMBER OF RECIPIENTS REPORTED IN COLUMN (B) IS DETERMINED BY REVIEWING THE EXACT NUMBER OF STUDENTS WHO RECEIVED THE TYPE OF AID INDICATED. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Form990 Of Other Organizations | Yes (X) | Form990OfOtherOrganizationsInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | 0 | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | 0 | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | 0 | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (11 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KATHERINE STAPCHUK | ||||||||||||||
| VP HUMAN RESOURCES/RISK MGMT | $145,200 | $0 | $0 | $0 | $0 | $0 | $14,520 | $0 | $10,146 | $0 | $169,866 | $0 | $0 | $0 |
| DAVID M NAKABAYASHI | ||||||||||||||
| CONTROLLER & ASST TREASURER | $147,225 | $0 | $0 | $0 | $0 | $0 | $14,723 | $0 | $9,676 | $0 | $171,624 | $0 | $0 | $0 |
| EDWARD FEASEL | ||||||||||||||
| VP ACAD AFFRS, CAO, DEAN OF FA | $254,600 | $0 | $0 | $0 | $0 | $0 | $25,460 | $0 | $12,169 | $0 | $292,229 | $0 | $0 | $0 |
| TOMOKO TAKAHASHI | ||||||||||||||
| VP INST'L RES & ASSMT/DEAN GR | $256,520 | $0 | $0 | $0 | $0 | $0 | $25,652 | $0 | $7,672 | $0 | $289,844 | $0 | $0 | $0 |
| ARCHIBALD E ASAWA | ||||||||||||||
| VP FIN & ADM/CFO/CH INVEST OFR | $286,840 | $0 | $0 | $0 | $0 | $0 | $28,684 | $0 | $7,388 | $0 | $322,912 | $0 | $0 | $0 |
| YOSHINOBU HABUKI | ||||||||||||||
| PRESIDENT/PROF OF ECONOMICS | $410,000 | $0 | $0 | $0 | $0 | $0 | $41,000 | $0 | $6,258 | $0 | $457,258 | $0 | $0 | $0 |
| JOHN MIN | ||||||||||||||
| DIRECTOR OF IT | $162,287 | $0 | $0 | $0 | $0 | $0 | $16,229 | $0 | $12,846 | $0 | $191,362 | $0 | $0 | $0 |
| MICHAEL WEINER | ||||||||||||||
| ASST DEAN OF FCLTY/PROF E ASIA | $164,984 | $0 | $0 | $0 | $0 | $0 | $16,498 | $0 | $102,171 | $0 | $283,653 | $0 | $0 | $0 |
| ROBERT ALLINSON | ||||||||||||||
| PROFESSOR OF PHILOSOPHY | $171,391 | $0 | $0 | $0 | $0 | $0 | $17,139 | $0 | $59,942 | $0 | $248,472 | $0 | $0 | $0 |
| JAMES MEROD | ||||||||||||||
| PROFESSOR OF AMERICAN LIT | $172,088 | $0 | $0 | $0 | $0 | $0 | $17,209 | $0 | $10,715 | $0 | $200,012 | $0 | $0 | $0 |
| JOHN HEFFRON | ||||||||||||||
| PROFESSOR OF HISTORY & DIRECTOR OF M | $191,720 | $0 | $0 | $0 | $0 | $0 | $19,172 | $0 | $12,653 | $0 | $223,545 | $0 | $0 | $0 |
Schedule L IRS990ScheduleL
Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (2 entries)
| Relationship DescriptionRelationshipDescriptionTxt | TransactionTransactionAmt | TransactionTransactionDesc | Sharing Of RevenuesSharingOfRevenuesInd |
|---|---|---|---|
| RUBY NAGASHIMA | |||
| FAMILY MEMBER OF TRUSTEE | $59,149 | SALARY AND BENEFITS | 0 |
| JIMMY KING | |||
| FAMILY MEMBER OF OFFICER | $92,617 | SALARY AND BENEFITS | 0 |
Schedule M IRS990ScheduleM
Works Of Art WorksOfArtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 9 | ContributionCnt |
| Noncash Contributions Rpt F990 | $4,650 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | RETAIL VALUE | MethodOfDeterminingRevenuesTxt |
Clothing And Household Goods ClothingAndHouseholdGoodsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Noncash Contributions Rpt F990 | $2,935 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | RETAIL VALUE | MethodOfDeterminingRevenuesTxt |
Other Non Cash Contri Table OtherNonCashContriTableGrp (6 entries)
| Non Cash CheckboxNonCashCheckboxInd | DescDesc | ContributionContributionCnt | Noncash Contributions Rpt F990NoncashContributionsRptF990Amt | Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt |
|---|---|---|---|---|
| Yes (X) | PLEDGES | 1 | $679,000 | FMV |
| Yes (X) | GIFT CARDS & CERTIFICATES | 63 | $15,677 | RETAIL VALUE |
| Yes (X) | COLLECTIBLES | 12 | $9,039 | RETAIL VALUE |
| Yes (X) | WINE & BEVERAGES | 53 | $4,756 | RETAIL VALUE |
| Yes (X) | JEWLERY/ACCESSORIES | 22 | $4,130 | RETAIL VALUE |
| Yes (X) | ELECTRONICS/TOYS/GIFT BASKET | 14 | $2,836 | RETAIL VALUE |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form8283 Received | 0 | Form8283ReceivedCnt |
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | 0 | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | 0 | ThirdPartiesUsedInd |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (14 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART I, LINE 1, CONTINUED | ORGANIZATION'S SIGNIFICANT ACTIVITIES SOKA UNIVERSITY OF AMERICA (SOKA) IS A PRIVATE, FOUR-YEAR LIBERAL ARTS COLLEGE AND GRADUATE SCHOOL IN ALISO VIEJO, CALIFORNIA. SOKA IS RANKED IN THE TOP 40 LIBERAL ARTS COLLEGES IN THE NATION BY U.S. NEWS AND WORLD REPORT'S "BEST COLLEGES 2018." FOUNDED UPON THE BUDDHIST PRINCIPLES OF PEACE, HUMAN RIGHTS AND THE SANCTITY OF LIFE, SOKA IS OPEN TO TOP STUDENTS OF ALL NATIONALITIES AND BELIEFS. ABOUT 60% OF SOKA'S STUDENTS COME FROM THE U.S. AND 40% HAVE COME FROM MORE THAN 45 OTHER COUNTRIES TO EXPERIENCE SOKA'S OUTSTANDING NON-SECTARIAN LIBERAL ARTS CURRICULUM. ADMITTED STUDENTS WHOSE ANNUAL FAMILY INCOME IS $60,000 OR LESS MAY BE ELIGIBLE FOR SOKA OPPORTUNITY SCHOLARSHIPS WHICH COVER FULL TUITION. ADDITIONAL SCHOLARSHIP OPPORTUNITIES ARE AVAILABLE FOR HIGHER INCOME LEVELS. A PROUD HERITAGE SOKA EDUCATION HAS ITS ORIGINS IN THE WORK OF TSUNESABURO MAKIGUCHI, A JAPANESE EDUCATOR AND BUDDHIST LEADER. DURING WORLD WAR II, MAKIGUCHI WAS ARRESTED AS A "THOUGHT CRIMINAL" BY JAPANESE MILITARY AUTHORITIES FOR HIS OPPOSITION TO THE WAR AND FOR HIS DEFENSE OF RELIGIOUS AND EDUCATIONAL FREEDOM. HE DIED IN PRISON IN 1944. HIS PROTEGE, JOSEI TODA, WHO WAS ALSO IMPRISONED WITH MAKIGUCHI DURING THE WAR AND WAS LATER RELEASED, CARRIED ON MAKIGUCHI'S DREAM TO PROMOTE EDUCATION FOR THE SAKE OF THE HAPPINESS OF THE LEARNER. AFTER MR. TODA'S PASSING IN 1958, HIS SUCCESSOR, DAISAKU IKEDA, AN EDUCATOR, AUTHOR, AND THE CURRENT PRESIDENT OF THE BUDDHIST LAY ORGANIZATION, SOKA GAKKAI INTERNATIONAL (SGI), ESTABLISHED AN ENTIRE SOKA SCHOOLS SYSTEM, WHICH RANGES FROM KINDERGARTEN TO THE 7,800-STUDENT SOKA UNIVERSITY IN JAPAN. HELPING STUDENTS LEARN HOW TO CREATE VALUE IN THEIR LIVES, THEIR COMMUNITIES AND THE WORLD IS A CENTRAL TENET OF THE SOKA SCHOOLS FOUNDED BY DAISAKU IKEDA. THE SOKA SCHOOLS HAVE ESTABLISHED A TRADITION OF HUMANISTIC LEARNING AND SCHOLARSHIP WHERE THE FOCUS IS ON EACH STUDENT'S GROWTH AND DEVELOPMENT. SOKA MEANS "TO CREATE VALUE." BACKGROUND ON SOKA UNIVERSITY OF AMERICA IN FEBRUARY 1987, A BRANCH CAMPUS OF SOKA UNIVERSITY IN JAPAN WAS ESTABLISHED AS SOKA UNIVERSITY LOS ANGELES IN CALABASAS, CALIFORNIA, TO PROVIDE ENGLISH LANGUAGE INSTRUCTION FOR STUDENTS VISITING FROM JAPAN. IN 1994, THE UNIVERSITY RECEIVED DEGREE-GRANTING APPROVAL FROM THE BUREAU FOR PRIVATE POSTSECONDARY AND VOCATIONAL EDUCATION (BPPVE) FROM THE STATE OF CALIFORNIA. AFTER RECEIVING THIS APPROVAL, THE UNIVERSITY RE-ESTABLISHED ITSELF AS AN INDEPENDENT INSTITUTION AND CHANGED ITS NAME TO SOKA UNIVERSITY OF AMERICA AND BEGAN ITS GRADUATE SCHOOL. IN 1995, SOKA ACQUIRED A 103-ACRE SITE IN ALISO VIEJO AND A NEW UNDERGRADUATE CAMPUS WAS ESTABLISHED. THE ALISO VIEJO CAMPUS WAS DEDICATED ON MAY 3, 2001, AND IN AUGUST OF THAT SAME YEAR, SOKA BEGAN ITS BACHELOR OF ARTS (BA) IN LIBERAL ARTS PROGRAM, WITH AN ENROLLMENT OF 120 STUDENTS FROM 18 COUNTRIES AND 18 STATES. THE CALABASAS CAMPUS CONTINUED TO FUNCTION AS THE SOLE CAMPUS FOR GRADUATE STUDY INSTRUCTION. SOKA MAINTAINED TWO CAMPUSES UNTIL 2005, WHEN THE DECISION WAS MADE TO CLOSE THE CALABASAS LOCATION IN 2007. ON MAY 22, 2005, THE UNDERGRADUATE PROGRAM HELD ITS FIRST COMMENCEMENT AND SOKA UNIVERSITY RECEIVED ITS ACCREDITATION FROM THE ACCREDITING COMMISSION FOR SENIOR COLLEGES AND UNIVERSITIES OF THE WESTERN ASSOCIATION OF SCHOOLS AND COLLEGES (WASC.) IN APRIL 2007, THE GRADUATE SCHOOL WAS TRANSFERRED TO THE ALISO VIEJO CAMPUS. THE SOKA PERFORMING ARTS CENTER THE SOKA PERFORMING ARTS CENTER IS A 1,000 SEAT PERFORMANCE HALL WITH ACOUSTICS BY FAMED WALT DISNEY CONCERT HALL ACOUSTICIAN YASUHISA TOYOTA. THE SOKA PERFORMING ARTS CENTER AND THE ADJACENT WANGARI MAATHAI HALL ARE BOTH LEED GOLD-CERTIFIED BUILDINGS. THE SOKA PERFORMING ARTS CENTER DEDICATION TOOK PLACE ON MAY 27, 2011 WITH THE COMMENCEMENT OF THE CLASS OF 2011-PART OF SOKA'S 10TH ANNIVERSARY CELEBRATION. EVERY CONCERT SEASON, THE SOKA PERFORMING ARTS CENTER BRINGS SOME OF THE WORLD'S FINEST ARTISTS TO SOKA'S CAMPUS ENRICHING SOKA'S STUDENTS AND COMMUNITY WITH CULTURE. FROM CLASSICAL ARTISTS YO-YO MA AND EMANUEL AX TO ACADEMY OF ST. MARTIN IN THE FIELDS, TO JAZZ LEGENDS BENNY GOLSON AND KENNY BARRON, TO TALENTED LOCAL HIGH SCHOOL ORCHESTRAS AND PERFORMING GROUPS, THE VALUES AND COMMITMENT OF SOKA ARE PLAYED, SUNG AND DANCED WITH PASSION AT SOKA'S WORLD CLASS PERFORMING ARTS CENTER. |
| FORM 990, PART 3. LINE 1, CONTINUED | ORGANIZATION'S MISSION EMPHASIZING A NON-SECTARIAN AND HUMANISTIC CURRICULUM, THE UNIVERSITY STRIVES TO: - FOSTER LEADERS OF CULTURE IN THE COMMUNITY. - FOSTER LEADERS OF HUMANISM IN SOCIETY. - FOSTER LEADERS OF PACIFISM IN THE WORLD. - FOSTER LEADERS FOR THE CREATIVE COEXISTENCE OF NATURE AND HUMANITY. BASED ON THE SOKA EDUCATIONAL PRINCIPLES, EDUCATION IS VIEWED AS AN INTEGRATING PROCESS IN WHICH STUDENTS GAIN AN AWARENESS OF THE INTERDEPENDENCE OF THEMSELVES, OTHERS AND THE ENVIRONMENT. WISDOM, COURAGE AND COMPASSION--VALUES TREASURED BY THE UNIVERSITY-- DO NOT EXIST IN ISOLATION. THEY EMERGE IN INDIVIDUALS AS THEY LEARN THE IMPORTANCE OF SERVICE TO OTHERS, TO THE NATURAL WORLD AROUND THEM, AND TO THE GREAT CAUSE OF PEACE AND FREEDOM. |
| FORM 990, PART 3. LINE 4A, CONTINUED | THE UNDERGRADUATE PROGRAM OF SOKA UNIVERSITY OF AMERICA OFFERS A BA IN LIBERAL ARTS WITH A CONCENTRATION IN ENVIRONMENTAL STUDIES, HUMANITIES, INTERNATIONAL STUDIES, OR SOCIAL AND BEHAVIORAL SCIENCES. IN ADDITION TO ITS EMPHASIS ON LEADERSHIP AND CONTRIBUTIVE CITIZENSHIP, SOKA'S UNDERGRADUATE PROGRAM FEATURES THE FOLLOWING: - WITH A 8:1 STUDENT/FACULTY RATIO (AVERAGE CLASS SIZE OF 13), SOKA'S FACULTY CAN WORK INDIVIDUALLY WITH STUDENTS TO SEE HOW FAR THEY CAN GO IN EXPLORING NEW CONCEPTS AND LEARNING OPPORTUNITIES. - SOKA'S OUTSTANDING FACULTY IS OF THE HIGHEST CALIBER AND ENJOYS WORKING CLOSELY WITH STUDENTS. - MULTIPLE PERSPECTIVES ARE OFFERED TO DRAW ON DIVERSE CULTURES, TRADITIONS, AND POINTS OF VIEW WITH SPECIAL ATTENTION GIVEN TO EASTERN AND WESTERN THOUGHT AND PRACTICE, WITH AN EMPHASIS ON THE PACIFIC RIM. - A GENERAL EDUCATION PROGRAM THAT INTRODUCES STUDENTS TO INTERDISCIPLINARY KNOWLEDGE AND PERSPECTIVES, AS WELL AS TO CRITICAL AND CREATIVE THINKING AND TO THE COMMUNICATION SKILLS NECESSARY FOR LIFE-LONG LEARNING. - A CORE CURRICULUM THAT REFLECTS THE VALUES THAT INSPIRED THE CREATION OF SOKA THROUGH THE STUDY OF THE GREAT WORKS OF THE HUMAN MIND. - STUDENTS STUDY A NON-NATIVE LANGUAGE, AND EXPERIENCE A SEMESTER OF STUDY ABROAD IN A COUNTRY WHERE THAT LANGUAGE IS SPOKEN. THE JUNIOR YEAR SEMESTER ABROAD IS A REQUIREMENT FOR GRADUATION AND THE COST IS INCLUDED IN TUITION. - LEARNING CLUSTERS THAT ORGANIZE SMALL TEAMS OF STUDENTS AND FACULTY TO CONDUCT INTERDISCIPLINARY RESEARCH AND DEVELOP PROPOSALS AND SOLUTIONS FOR ISSUES OF LOCAL, REGIONAL, OR GLOBAL SIGNIFICANCE FOR THREE-AND-A-HALF WEEK BLOCKS, CALLED CORE AND LEARNING CLUSTER CLASSES. RECENT LEARNING CLUSTERS HAVE RECEIVED GRANTS TO VISIT BRAZIL, CHINA, SINGAPORE AND MALAYSIA. - A CAPSTONE EXPERIENCE THAT IS REQUIRED OF ALL CONCENTRATIONS IN THE SENIOR YEAR, DRAWING UPON THE RESEARCH AND ACADEMIC SKILLS AND EXPERIENCE THAT STUDENTS HAVE DEVELOPED DURING THEIR CAREERS AT SOKA. - ALL UNDERGRADUATE STUDENTS RECEIVE A LAPTOP COMPUTER WHICH IS INCLUDED IN TUITION. OVER 80% OF SOKA'S UNDERGRADUATE STUDENTS GRADUATE IN FOUR YEARS (COMPARED TO A NATIONAL AVERAGE OF 61% AT PRIVATE COLLEGES), AND OVER 30% OF SOKA'S GRADUATES HAVE BEEN ACCEPTED TO GRADUATE SCHOOLS AT MANY PRESTIGIOUS UNIVERSITIES INCLUDING HARVARD, YALE, OXFORD, STANFORD, USC, UCLA, UC BERKELEY, UCI, GEORGETOWN, COLUMBIA TEACHER'S COLLEGE, UC DAVIS LAW, CORNELL, DUKE, BOSTON, NYU, CAMBRIDGE AND LONDON SCHOOL OF ECONOMICS. EVERY UNDERGRADUATE AT SOKA GRADUATES WITH A BACHELOR OF ARTS IN LIBERAL ARTS, WHICH HAS QUALIFIED SOKA'S STUDENTS FOR GRADUATE SCHOOL IN SUCH DIVERSE FIELDS AS LAW, EDUCATION, ECONOMICS, STATISTICS, URBAN PLANNING, PSYCHOLOGY, DIPLOMACY, ENVIRONMENTAL STUDIES, MATHEMATICAL FINANCE, INTERNATIONAL DEVELOPMENT STUDIES, INTERNATIONAL EDUCATION POLICY, INTERNATIONAL STUDIES, CONFLICT ANALYSIS AND RESOLUTION, JAPANESE LANGUAGE AND LITERATURE, LATIN AMERICAN POLITICS AND HUMAN RIGHTS, ENVIRONMENTAL LEGAL STUDIES, HISTORY, PEACE STUDIES, EAST ASIA REGIONAL STUDIES, PUBLIC AFFAIRS, SOCIOLOGY, ANTHROPOLOGY, ENTERTAINMENT INDUSTRY MANAGEMENT, SECOND AND FOREIGN LANGUAGE EDUCATION (TESOL), CREATIVE WRITING, SCREENWRITING, LITERATURE, GLOBAL AFFAIRS, ART EDUCATION, AND MEDICINE (WITH EXTRA SCIENCE CLASSES). |
| FORM 990, PART 3. LINE 4B, CONTINUED | THE PACIFIC BASIN RESEARCH CENTER (PBRC) CONDUCTS RESEARCH ON THE HUMANE AND PEACEFUL DEVELOPMENT OF THE ASIA-PACIFIC REGION, INCLUDING THE LATIN AMERICAN BORDER-STATES. TOWARD THIS END IT SUPPORTS RESEARCHERS STUDYING PUBLIC POLICY INTERACTIONS IN THE PACIFIC RIM IN SUCH AREAS AS INTERNATIONAL SECURITY, ECONOMIC AND SOCIAL DEVELOPMENT, EDUCATIONAL AND CULTURAL REFORM, ENVIRONMENTAL PROTECTION AND HUMAN RIGHTS. IN KEEPING WITH THE EDUCATIONAL MISSION OF SOKA UNIVERSITY OF AMERICA, THE CENTER ALSO SPONSORS CAMPUS CONFERENCES, OCCASIONAL LECTURE SERIES, AND STUDENT SEMINARS THAT EXTEND AND SUPPORT ITS RESEARCH ACTIVITIES. FROM THE OUTSET, PBRC HAS EMBRACED SEVERAL DISTINCT OBJECTIVES: PBRC'S WORK IS TO CARRY OUT AN EXTENSIVE RESEARCH PROGRAM, BUT WITHOUT A RESIDENT STAFF FOR THAT PURPOSE; IT CONFINES ITS GEOGRAPHICAL SCOPE TO ASIA AND THE PACIFIC BASIN, YET THE SUBJECTS STUDIED ARE OF GLOBAL SIGNIFICANCE; IT IS A FREE-STANDING AND INDEPENDENT UNIT FOCUSING ON DEVELOPING AND DIFFUSING KNOWLEDGE, BUT IT DOES NOT ENGAGE IN DIRECT CLASSROOM TEACHING. THE PBRC HOPES TO REAFFIRM SOME OF THE FUNDAMENTAL VALUES THAT ARE ESPOUSED BY THE UNIVERSITY, ESPECIALLY IN TERMS OF PROVIDING RESEARCH AIMED AT CREATING VALUE. |
| FORM 990, PART 3. LINE 4C, CONTINUED | SOKA OFFERS A GRADUATE PROGRAM IN EDUCATIONAL LEADERSHIP AND SOCIETAL CHANGE. THE MASTER OF ARTS (MA) PROGRAM ANSWERS THE NEED FOR GLOBAL LEADERS WITH THE PRACTICAL SKILLS AND EXPERIENCE, FOUNDATIONAL KNOWLEDGE, AND ETHICAL COMMITMENTS NECESSARY TO ACHIEVE LASTING AND EFFECTIVE SOCIETAL CHANGE WITHIN THE FIELD OF EDUCATION, INCLUDING BUT NOT LIMITED TO THE CLASSROOM LEARNING ENVIRONMENT. EDUCATION TAKES PLACE ACROSS A MULTIPLICITY OF INSTITUTIONS - SOCIAL, CULTURAL, POLITICAL, AND ECONOMIC - ALL OF WHICH HAVE A PROFOUND BEARING ON SOKA'S SCHOOLS AND THE TYPE OF FUTURE CITIZENS THEY PRODUCE. THE PROGRAM TAKES AN ECOLOGICAL APPROACH TO EDUCATION, ONE THAT, AS LAWRENCE CREMIN WROTE OVER THIRTY YEARS AGO, "VIEWS EDUCATIONAL INSTITUTIONS AND CONFIGURATIONS IN RELATION TO ONE ANOTHER AND TO THE LARGER SOCIETY THAT SUSTAINS THEM AND IS IN TURN AFFECTED BY THEM." AS SUCH, THE MA PROGRAM IS GLOBAL IN SCOPE INTRODUCING STUDENTS TO THE COMPARATIVE AND INTERNATIONAL DIMENSIONS OF EDUCATION. STUDENTS STUDY AND CONDUCT RESEARCH INTO THE HISTORICAL ROOTS OF EDUCATIONAL POLICIES AND PROBLEMS AS WELL AS ON THE RELATIONSHIP BETWEEN EDUCATIONAL PHILOSOPHIES AND PRACTICES AND CONTEMPORARY SOCIAL, POLITICAL, ECONOMIC AND CULTURAL DEVELOPMENTS. RELATED AREAS OF STUDY INCLUDE COMPARATIVE AND INTERNATIONAL EDUCATION, MULTICULTURAL EDUCATION, EDUCATIONAL PSYCHOLOGY, GENDER AND EDUCATION, SCHOOL ADMINISTRATION POLICY AND PRACTICE, AND EDUCATIONAL LAW. COURSES INCLUDE A FIELDWORK COMPONENT, PROVIDING HANDS-ON OPPORTUNITIES TO SHADOW ADMINISTRATORS, ANALYZE ORGANIZATIONAL DYNAMICS, AND EVALUATE CURRICULUM. UNDER THE SUPERVISION OF A PRINCIPAL PROFESSOR, STUDENTS INTEGRATE THEIR FIELDWORK AND EDUCATIONAL RESEARCH TO PRODUCE A MASTER'S THESIS FOR GRADUATION. THE PROGRAM IS DESIGNED TO PREPARE STUDENTS FOR ADVANCED DEGREES (E.G., PHD OR EDD) AND FOR LEADERSHIP ROLES IN PUBLIC AND PRIVATE SCHOOLING, GOVERNMENTAL AND NON-GOVERNMENTAL ORGANIZATIONS, AND IN THE ENTREPRENEURIAL SECTOR, PARTICULARLY IN THE GROWING AREA OF EDUCATIONAL PUBLISHING AND OTHER MEDIA. GRADUATES ARE IN EXCELLENT POSITIONS TO INITIATE LEADERSHIP IN K-12 CLASSROOM SETTINGS, IN MANAGERIAL POSITIONS AS PRINCIPALS AND VICE PRINCIPALS OR AS ADMINISTRATORS AT THE DISTRICT-LEVEL, AND IN PUBLIC POLICY INSTITUTIONS AROUND THE WORLD. |
| FORM 990, PART VI, SECTION A, LINE 2 | TARIQ HASAN, CLOTHILDE V. HEWLETT, GENE O'CONNELL AND DANIEL NAGASHIMA HAVE A BUSINESS RELATIONSHIP. |
| FORM 990, PART VI, SECTION A, LINE 6 | THE ORGANIZATION IS INCORPORATED IN THE STATE OF CALIFORNIA AS A 501(C)(3) NON-PROFIT PUBLIC BENEFIT CORPORATION WITH A SOLE MEMBER, THE SOKA GAKKAI, A RELIGIOUS CORPORATION. |
| FORM 990, PART VI, SECTION A, LINE 7A | THE ORGANIZATION'S SOLE MEMBER HAS THE RIGHT TO VOTE FOR THE ELECTION OR REMOVAL OF THE MEMBERS OF THE GOVERNING BODY. |
| FORM 990, PART VI, SECTION A, LINE 7B | DECISIONS OF THE GOVERNING BODY REGARDING THE DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE ORGANIZATION, MERGER OR DISSOLUTION OF THE ORGANIZATION, AND ANY AMENDMENTS TO THE ARTICLES OF INCORPORATION AND MOST AMENDMENTS TO THE BYLAWS ARE SUBJECT TO APPROVAL BY THE SOLE MEMBER. |
| FORM 990, PART VI, SECTION B, LINE 11B | THE BOARD OF TRUSTEES HAS DELEGATED THE REVIEW OF THE FORM 990 TO THE AUDIT COMMITTEE. THE ORGANIZATION'S CHIEF FINANCIAL OFFICER WORKS CLOSELY WITH THE OUTSIDE ACCOUNTING FIRM IT ENGAGES TO REVIEW THE RETURN; AND THE FINAL VERSION OF THE FORM 990 RETURN IS ALSO REVIEWED BY THE CONTROLLER PRIOR TO PROVIDING THE RETURN TO THE AUDIT COMMITTEE. IN ADDITION TO CONSULTING WITH THE CONTROLLER AND CHIEF FINANCIAL OFFICER, THE AUDIT COMMITTEE MAY AT ITS DISCRETION MEET WITH ANY OTHER UNIVERSITY PERSONNEL INVOLVED WITH THE PREPARATION OF THE FORM 990. THE AUDIT COMMITTEE ALSO MET WITH THE ACCOUNTING FIRM HIRED TO PREPARE THE FORM 990. SUBSEQUENT TO ITS REVIEW, THE AUDIT COMMITTEE REPORTS BACK TO THE BOARD REGARDING ITS OVERSIGHT OF THE FORM 990 AND THE FINALIZED RETURN IS PROVIDED TO ALL OF THE VOTING MEMBERS OF THE BOARD BEFORE THE RETURN IS FILED. |
| FORM 990, PART VI, SECTION B, LINE 12C | THE BOARD SECRETARY IS CHARGED WITH MONITORING PROPOSED OR ONGOING TRANSACTIONS FOR CONFLICTS OF INTEREST AND ADDRESSING ANY POTENTIAL OR ACTUAL CONFLICTS. PURSUANT TO THE CONFLICT OF INTEREST POLICY, AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE, AIMED AT DETERMINING ANY FAMILY AND BUSINESS RELATIONSHIPS AND TRANSACTIONS OR OTHER TRANSACTIONS THAT MAY POSE A POTENTIAL CONFLICT, IS DISTRIBUTED TO ALL COVERED PERSONS (I.E., BOARD MEMBERS, OFFICERS AND EXECUTIVE LEADERSHIP OR KEY EMPLOYEES). COVERED PERSONS ARE REQUIRED TO DISCLOSE REAL OR POTENTIAL CONFLICTS AT THE TIME WHEN SUCH CONFLICTS ARISE. WHEN SOMEONE BECOMES A COVERED PERSON AND ANNUALLY THEREAFTER, EACH COVERED PERSON IS REQUIRED TO SIGN A STATEMENT AFFIRMING THAT HE/SHE: (1) HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY; (2) HAS READ THE POLICY AND UNDERSTANDS SAID POLICY; AND (3) AGREES TO COMPLY WITH ALL REQUIREMENTS OF THE POLICY, INCLUDING COMPLETING THE CONFLICT OF INTEREST QUESTIONNAIRE. THE COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE BOARD SECRETARY AND ANY PERSONS WITH ACTUAL OR POTENTIAL CONFLICTS ARE INFORMED VIA WRITTEN COMMUNICATION. THE PROCEDURES FOR ADDRESSING ANY CONFLICT OF INTEREST INCLUDES, BUT IS NOT LIMITED TO, THE FOLLOWING: (1) THE CONFLICTING INTEREST IS FULLY DISCLOSED TO THE BOARD; (2) THE INTERESTED PERSON RESPONDS TO FACTUAL QUESTIONS RELATED TO THE SUBSTANCE OF THE TRANSACTION OR ARRANGEMENT BEING CONSIDERED, AFTER WHICH HE/SHE SHALL LEAVE THE MEETING; (3) THE PERSON WITH THE CONFLICT OF INTEREST IS EXCLUDED FROM THE DISCUSSION AND APPROVAL OR DISAPPROVAL OF SUCH TRANSACTION; (4) ALTERNATIVES TO THE PROPOSED TRANSACTION ARE INVESTIGATED, COMPETITIVE BIDS OR COMPARABLE VALUATIONS ARE OBTAINED; (5) ANY CONFLICTING ISSUES DURING THE COURSE OF A BOARD MEETING WHICH CANNOT BE RESOLVED IS REFERRED TO THE EXECUTIVE COMMITTEE; AND (6) THE TRANSACTION OR ACTION MUST BE APPROVED BY A MAJORITY OF DISINTERESTED PERSONS. |
| FORM 990, PART VI, SECTION B, LINE 15 | COMPENSATION ARRANGEMENTS INVOLVING ANY OF THE ORGANIZATION'S OFFICERS ARE ESTABLISHED PURSUANT TO A PROCESS THAT SATISFIES THE REBUTTABLE PRESUMPTION OF REASONABLENESS AS PROVIDED FOR IN IRC SEC. 4958 (EXCESS BENEFIT TRANSACTION TAX). THIS PROCESS REQUIRES A REVIEW OF COMPENSATION DETERMINATIONS BY DISINTERESTED PERSONS, THE USE OF COMPARABILITY DATA, AND CONTEMPORANEOUS DOCUMENTATION OF THE DECISION MAKING PROCESS. THE BOARD REVIEWS THE ANNUAL PERFORMANCE OF OFFICERS AND DETERMINES APPROPRIATE COMPENSATION LEVELS BASED UPON EXTERNAL SALARY DATA. THEIR REVIEW INCLUDES BENCHMARKING DATA FOR THE TOTAL COMPENSATION AND BENEFITS PACKAGES OF OFFICERS, INCLUDING TOTAL ECONOMIC BENEFITS PAID BY ORGANIZATIONS WHICH THE GOVERNING BODY BELIEVES ARE SIMILARLY SITUATED FOR SIMILAR JOB RESPONSIBILITIES, AS OBTAINED FROM INDEPENDENT THIRD-PARTY SOURCES. THE OFFICERS FOR WHOM THIS PROCESS IS PERFORMED ANNUALLY INCLUDE THE PRESIDENT, VICE PRESIDENT FOR FINANCE AND ADMINISTRATION & CHIEF FINANCIAL OFFICER AND CHIEF INVESTMENT OFFICER, VICE PRESIDENT FOR ACADEMIC AFFAIRS AND CHIEF ACADEMIC OFFICER, AND THE DEAN OF STUDENTS. THE BOARD'S WRITTEN RECORDS INCLUDE THE (1) TERMS OF THE ARRANGEMENT WITH THE DISQUALIFIED PERSON (INCLUDING THE DATE THE ARRANGEMENT WAS APPROVED); (2) A LIST OF TRUSTEES PRESENT DURING THE DEBATE ON THE TRANSACTION (AND HOW THE MEMBERS VOTED WHEN IT WAS APPROVED); AND(3) A DESCRIPTION OF THE COMPARABLE DATA RELIED ON BY THE COMMITTEE. KEY DELIBERATIONS, A DESCRIPTION OF THE COMPARABILITY DATA, HOW IT WAS OBTAINED, THE MEMBERS PRESENT AND HOW THEY VOTED, WAS DOCUMENTED IN THE MAY 25, 2017 BOARD MEETING MINUTES FOR THE FISCAL YEAR ENDING JUNE 30, 2018 COMPENSATION PACKAGES, AND COMPARABLE DATA ARE KEPT WITH THE MINUTES OF THE MEETING OR WITH THE BOARD SECRETARY. |
| FORM 990, PART VI, SECTION C, LINE 19 | THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. |
| FORM 990, PART XI, LINE 9: | K-1 PASSTHROUGH 890,403. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Controlled OrganizationControlledOrganizationInd | Address Line1ForeignAddress/AddressLine1Txt | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd | Direct Controlling NADirectControllingNACd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LUIS & LINDA NIEVES FAMILY FOUNDATION | |||||||||||||||
| 1174 MONTICELLO ROAD | NAPA | CA | 94558 | 202054708 | SUPPORTING | CA | 501(C)(3) | 12A | SOKA UNIVERSITY OF AMERICA | Yes (1) | |||||
| SOKA GAKKAI | |||||||||||||||
| RELIGIOUS | 0 | 32 SHINANO-MACHI SHINJUKU-KU | TOKYO | JA | JA | N/A | |||||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | 0 | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | Yes (1) | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | 0 | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | 0 | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | 0 | SharingOfFacilitiesInd |
| Paid Employees Sharing | 0 | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (2 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| LUIS & LINDA NIEVES FAMILY FOUNDATION | ||
| C | $220,000 | CASH |
| SOKA GAKKAI | ||
| C | $80,000,000 | CASH |