ALLETTA MORRIS MCBEAN CHARITABLE TRUST: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- ALLETTA MORRIS MCBEAN CHARITABLE TRUST (EIN 94-3019660)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-10-23
- IRS object ID
- 201942969349100414
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-10-23T18:17:06-05:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 204519974 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RUBENS PARTNERS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3675 MT DIABLO BLVD SUITE 200 | AddressLine1Txt |
| City | LAFAYETTE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94549 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 943019660 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALLETTA MORRIS MCBEAN CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALLE | BusinessNameControlTxt |
| Phone | 9255166212 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1200 CENTRAL BLVD NO B | AddressLine1Txt |
| City | BRENTWOOD | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94513 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DONALD CHRIST | PersonNm |
| Person Title | TRUSTEE/PRES. | PersonTitleTxt |
| Phone | 9255166212 | PhoneNum |
| Signature | 2019-10-23 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LISA N MARTIN | PreparerPersonNm |
| PTIN | P01222451 | PTIN |
| Phone | 9254444000 | PhoneNum |
| Preparation | 2019-10-23 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 173.164.237.17 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-10-23 | IPDt |
| IP Tm | 16:15:56 | IPTm |
| IP Timezone | PD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 58B549DF3EAC75A0A331CECEF89480999FB2D22A | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 53194797A173F1C3E0EFCBF362305337C92D7EAE | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $56,813,353 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $8,495 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $8,495 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $8,495 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $899,860 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $899,860 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $899,860 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,717,827 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,842,905 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,717,827 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $80,811 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,531 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $3,706,993 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,627,713 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $908,355 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $60,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $20,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $40,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $434,382 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $427,503 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $27,811 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,584 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $3,177 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $21,452 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $10,726 | OccupancyNetInvstIncmAmt |
| Occupancy Adj Net Incm | $0 | OccupancyAdjNetIncmAmt |
| Occupancy Dsbrs Chrtbl | $10,726 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $3,559 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $3,559 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $92,171 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $28,761 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $63,410 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $639,375 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $488,574 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $120,872 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,414,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,414,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,053,375 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $488,574 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,534,872 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$346,382 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,139,139 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $908,355 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $11,339 | CashBOYAmt |
| Cash EOY | $11,597 | CashEOYAmt |
| Cash EOYFMV | $11,597 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,424,064 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,537,130 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,537,130 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $17,739,779 | CorporateStockBOYAmt |
| Corporate Stock EOY | $20,600,329 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $52,562,037 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,264,312 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,000,747 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,095,100 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $4,627,936 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,568,655 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,598,249 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $6,650 | OtherAssetsBOYAmt |
| Other Assets EOY | $9,240 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $9,240 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $25,074,080 | TotalAssetsBOYAmt |
| Total Assets EOY | $24,727,698 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $56,813,353 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $25,074,080 | CapitalStockBOYAmt |
| Capital Stock EOY | $24,727,698 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $25,074,080 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $24,727,698 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $25,074,080 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $24,727,698 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $25,074,080 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$346,382 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $24,727,698 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $24,727,698 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (123 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 3,205 SHS ABBVIE INC #7/MS | P | 2018-05-30 | 2018-07-27 | $290,538 | $328,575 | -$38,037 | -$38,037 |
| 4,300 SHS AERIE PHARMACEUTICALS #1/MS | P | 2018-06-25 | 2018-10-30 | $220,592 | $293,297 | -$72,705 | -$72,705 |
| 5,655 SHS AERIE PHARMACEUTICALS #2/MS | P | 2018-08-28 | 2018-10-30 | $290,105 | $358,997 | -$68,892 | -$68,892 |
| 5,068 SHS AERIE PHARMACEUTICALS #3/MS | P | 2018-09-28 | 2018-10-31 | $269,745 | $312,177 | -$42,432 | -$42,432 |
| 152 SHS AERIE PHARMACEUTICALS #3/MS_SLD#1 | P | 2018-09-28 | 2018-10-30 | $7,798 | $9,363 | -$1,565 | -$1,565 |
| 2,667 SHS ALDER BIOPHARMACEUTICALS #1/MS | P | 2018-06-08 | 2018-11-15 | $34,751 | $45,237 | -$10,486 | -$10,486 |
| 15,574 SHS ALDER BIOPHARMACEUTICALS #2/MS | P | 2018-06-11 | 2018-11-15 | $202,928 | $256,662 | -$53,734 | -$53,734 |
| 710 SHS ALDER BIOPHARMACEUTICALS #3/MS | P | 2018-11-02 | 2018-11-16 | $9,385 | $10,115 | -$730 | -$730 |
| 6,143 SHS ALDER BIOPHARMACEUTICALS #3/MS_SLD#1 | P | 2018-11-02 | 2018-11-15 | $80,043 | $87,516 | -$7,473 | -$7,473 |
| 3,986 SHS ALDER BIOPHARMACEUTICALS #4/MS | P | 2018-11-05 | 2018-11-16 | $52,687 | $56,617 | -$3,930 | -$3,930 |
| 200 SHS ANAPLAN INC | P | 2018-10-12 | 2018-10-12 | $4,284 | $3,400 | $884 | $884 |
| 200 SHS ARCO PLATFORM LTD | P | 2018-09-26 | 2018-09-26 | $4,771 | $3,500 | $1,271 | $1,271 |
| 300 SHS AXON ENTERPRISE INC | P | 2018-05-17 | 2018-06-07 | $19,344 | $15,900 | $3,444 | $3,444 |
| 200 SHS AXONICS MODULATION TECH | P | 2018-10-31 | 2018-10-31 | $3,294 | $3,000 | $294 | $294 |
| 200 SHS BJS WHSL CLUB HLDGS #1 | P | 2018-06-28 | 2018-06-28 | $4,204 | $3,400 | $804 | $804 |
| 400 SHS BJS WHSL CLUB HLDGS #2 | P | 2018-09-27 | 2018-11-26 | $9,084 | $10,400 | -$1,316 | -$1,316 |
| 300 SHS BLOOM ENERGY CORP | P | 2018-07-25 | 2018-07-25 | $5,694 | $4,500 | $1,194 | $1,194 |
| 200 SHS BRIGHTVIEW HLDGS | P | 2018-06-28 | 2018-06-28 | $4,254 | $4,400 | -$146 | -$146 |
| 300 SHS CADENCE BANCORPORATION | P | 2018-05-23 | 2018-05-29 | $8,623 | $8,400 | $223 | $223 |
| 2,000 SHS CALLON PETROLEUM CO | P | 2018-05-25 | 2018-11-28 | $17,794 | $23,600 | -$5,806 | -$5,806 |
| 200 SHS CANGO INC ADR | P | 2018-07-26 | 2018-07-26 | $2,694 | $2,200 | $494 | $494 |
| 400 SHS CATALENT INC #3 | P | 2018-07-25 | 2018-07-25 | $16,514 | $16,096 | $418 | $418 |
| 500 SHS CENTERPOINT ENERGY_SLD#1 | P | 2018-09-26 | 2018-09-26 | $13,669 | $13,625 | $44 | $44 |
| 1,000 SHS CHERRY HILL MTG INVT CORP_SLD#1 | P | 2018-05-31 | 2018-06-04 | $17,777 | $18,050 | -$273 | -$273 |
| 800 SHS CUSHMAN & WAKEFIELD LTD | P | 2018-08-02 | 2018-08-02 | $14,074 | $13,600 | $474 | $474 |
| 400 SHS DOCUSIGN INC | P | 2018-09-14 | 2018-09-25 | $20,946 | $22,000 | -$1,054 | -$1,054 |
| 400 SHS DOMO INC COM | P | 2018-06-29 | 2018-06-29 | $8,994 | $8,400 | $594 | $594 |
| 700 SHS ELANCO ANIMAL HEALTH | P | 2018-09-20 | 2018-09-20 | $23,008 | $16,800 | $6,208 | $6,208 |
| 200 SHS ENDAVA PLC ADR | P | 2018-07-27 | 2018-07-27 | $4,927 | $4,000 | $927 | $927 |
| 100 SHS FIRST REPUBLIC BANK | P | 2018-09-12 | 2018-09-21 | $10,013 | $10,200 | -$187 | -$187 |
| 300 SHS GALAPAGOS NV ADR | P | 2018-09-13 | 2018-09-13 | $35,096 | $34,950 | $146 | $146 |
| 22,920 SHS GENERAL ELECTRIC CO #5/MS | P | 2018-10-05 | 2018-10-30 | $231,567 | $302,622 | -$71,055 | -$71,055 |
| 21,190 SHS GENERAL ELECTRIC CO #6/MS | P | 2018-10-11 | 2018-10-30 | $214,088 | $278,413 | -$64,325 | -$64,325 |
| 1,000 SHS GILEAD SCIENCES INC #14/MS | P | 2018-07-25 | 2018-11-15 | $69,716 | $78,235 | -$8,519 | -$8,519 |
| 500 SHS GREENSKY INC | P | 2018-05-24 | 2018-05-24 | $11,543 | $11,500 | $43 | $43 |
| 11,755.971 SHS GUGGENHEIM TOTAL RETURN BD #1/MS | P | 2018-01-05 | 2018-05-14 | $314,942 | $319,292 | -$4,350 | -$4,350 |
| 21.246 SHS GUGGENHEIM TOTAL RETURN BD #2/MS | P | 2018-01-31 | 2018-05-14 | $569 | $575 | -$6 | -$6 |
| 24.835 SHS GUGGENHEIM TOTAL RETURN BD #3/MS | P | 2018-02-28 | 2018-05-14 | $665 | $667 | -$2 | -$2 |
| 29.208 SHS GUGGENHEIM TOTAL RETURN BD #4/MS | P | 2018-03-29 | 2018-05-14 | $782 | $787 | -$5 | -$5 |
| 28.412 SHS GUGGENHEIM TOTAL RETURN BD #5/MS | P | 2018-04-30 | 2018-05-14 | $761 | $762 | -$1 | -$1 |
| 100 SHS GW PHARMA PLC | P | 2018-10-03 | 2018-11-26 | $12,942 | $15,800 | -$2,858 | -$2,858 |
| 300 SHS HDFC BANK LTD ADR | P | 2018-07-31 | 2018-09-21 | $28,168 | $31,200 | -$3,032 | -$3,032 |
| 8,515 SHS HESS CORP #1/MS | P | 2018-10-01 | 2018-12-03 | $474,896 | $631,429 | -$156,533 | -$156,533 |
| 10,795 SHS HESS CORP #2/MS | P | 2018-10-31 | 2018-12-14 | $549,385 | $620,839 | -$71,454 | -$71,454 |
| 700 SHS IMMUNOMEDICS | P | 2018-06-13 | 2018-09-13 | $16,094 | $16,800 | -$706 | -$706 |
| 250 SHS INTERNATIONAL FLAVORS & FRAGRANCES | P | 2018-09-13 | 2018-09-13 | $34,197 | $32,563 | $1,634 | $1,634 |
| 250 SHS INTERNATIONAL FLAVORS & FRAGRANCES_SLD#1 | P | 2018-09-13 | 2018-09-13 | $33,656 | $32,563 | $1,093 | $1,093 |
| 4,100 SHS JOHNSON & JOHNSON #3/MS | P | 2017-05-18 | 2018-05-08 | $501,563 | $520,065 | -$18,502 | -$18,502 |
| 3,300 SHS KODIAK SCIENCES INC | P | 2018-10-04 | 2018-10-04 | $33,158 | $33,000 | $158 | $158 |
| 200 SHS LAIX INC ADR | P | 2018-09-27 | 2018-09-27 | $2,594 | $2,500 | $94 | $94 |
| 150 SHS LOXO ONCOLOGY INC | P | 2018-07-10 | 2018-11-28 | $21,144 | $27,150 | -$6,006 | -$6,006 |
| 100 SHS LOXO ONCOLOGY INC_SLD#1 | P | 2018-07-10 | 2018-07-25 | $17,094 | $18,100 | -$1,006 | -$1,006 |
| 100 SHS LOXO ONCOLOGY INC_SLD#2 | P | 2018-07-10 | 2018-09-21 | $15,994 | $18,100 | -$2,106 | -$2,106 |
| 1,205 SHS LYONDELLBASELL INDUSTRIES NV #7/MS | P | 2018-03-07 | 2018-05-07 | $125,908 | $131,394 | -$5,486 | -$5,486 |
| 1,000 SHS MFA FINANCIAL INC | P | 2018-08-02 | 2018-12-13 | $7,010 | $7,780 | -$770 | -$770 |
| 2,500 SHS MFA FINANCIAL INC_SLD#1 | P | 2018-08-02 | 2018-10-09 | $18,150 | $19,450 | -$1,300 | -$1,300 |
| 1,500 SHS MFA FINANCIAL INC_SLD#2 | P | 2018-08-02 | 2018-11-26 | $10,647 | $11,670 | -$1,023 | -$1,023 |
| 250 SHS NEON THERAPEUTICS INC | P | 2018-06-27 | 2018-06-27 | $3,746 | $4,000 | -$254 | -$254 |
| 1,000 SHS PAGSEGURO DIGITAL LTD | P | 2018-06-22 | 2018-07-12 | $26,444 | $29,250 | -$2,806 | -$2,806 |
| 400 SHS PAGSEGURO DIGITAL LTD_SLD#1 | P | 2018-06-22 | 2018-07-03 | $10,854 | $11,700 | -$846 | -$846 |
| 3,309 SHS PIONEER NATURAL RESOURCES CO #1/MS | P | 2018-01-04 | 2018-10-29 | $480,562 | $586,564 | -$106,002 | -$106,002 |
| 564 SHS PIONEER NATURAL RESOURCES CO #2/MS | P | 2018-04-20 | 2018-10-29 | $81,909 | $109,707 | -$27,798 | -$27,798 |
| 1,927 SHS PIONEER NATURAL RESOURCES CO #3/MS | P | 2018-04-25 | 2018-10-29 | $279,855 | $380,107 | -$100,252 | -$100,252 |
| 1,200 SHS PIONEER NATURAL RESOURCES CO #4/MS | P | 2018-05-07 | 2018-10-29 | $174,275 | $234,921 | -$60,646 | -$60,646 |
| 500 SHS REALPAGE INC | P | 2018-05-24 | 2018-06-06 | $29,325 | $28,500 | $825 | $825 |
| 1,000 SHS RISE EDUCATION CAYMAN LTD | P | 2018-06-07 | 2018-07-17 | $13,194 | $14,750 | -$1,556 | -$1,556 |
| 100 SHS RISE EDUCATION CAYMAN LTD_SLD#1 | P | 2018-06-07 | 2018-07-01 | $1,375 | $1,475 | -$100 | -$100 |
| 900 SHS RISE EDUCATION CAYMAN LTD_SLD#2 | P | 2018-06-07 | 2018-07-12 | $12,334 | $13,275 | -$941 | -$941 |
| 100 SHS RUBIUS THERAPEUTICS INC | P | 2018-07-18 | 2018-07-19 | $2,444 | $2,300 | $144 | $144 |
| 900 SHS SAILPOINT TECHNOLOGIES HOLDING #2 | P | 2018-05-24 | 2018-06-22 | $22,513 | $20,250 | $2,263 | $2,263 |
| 3,500 SHS SCHLUMBERGER LTD #12MS | P | 2018-01-16 | 2018-03-13 | $234,315 | $270,396 | -$36,081 | -$36,081 |
| 3,000 SHS SCHLUMBERGER LTD #13/MS | P | 2018-05-07 | 2018-08-16 | $188,116 | $207,750 | -$19,634 | -$19,634 |
| 1,630 SHS SCHLUMBERGER LTD #14/MS | P | 2018-05-09 | 2018-08-16 | $102,209 | $116,040 | -$13,831 | -$13,831 |
| 100 SHS SI BONE INC | P | 2018-10-17 | 2018-10-17 | $2,044 | $1,500 | $544 | $544 |
| 300 SHS SONOS INC | P | 2018-08-02 | 2018-08-02 | $4,704 | $4,500 | $204 | $204 |
| 100 SHS STONECO LTD | P | 2018-10-25 | 2018-10-25 | $3,094 | $2,400 | $694 | $694 |
| 300 SHS TENABLE HLDGS | P | 2018-07-26 | 2018-07-26 | $8,857 | $6,900 | $1,957 | $1,957 |
| 600 SHS UXIN LIMITED ADR | P | 2018-06-27 | 2018-06-27 | $5,400 | $5,400 | $0 | $0 |
| 1,000 SHS VIOMI TECHNOLOGY CO LTD | P | 2018-09-25 | 2018-09-25 | $10,044 | $9,000 | $1,044 | $1,044 |
| 50 SHS AMAZON.COM INC #2/MS_SLD#1 | P | 2009-08-24 | 2018-03-15 | $79,146 | $4,238 | $74,908 | $74,908 |
| 300 SHS AMAZON.COM INC #2/MS_SLD#2 | P | 2009-08-24 | 2018-04-26 | $456,839 | $25,427 | $431,412 | $431,412 |
| 350 SHS AMAZON.COM INC #2/MS_SLD#3 | P | 2009-08-24 | 2018-07-26 | $632,764 | $29,665 | $603,099 | $603,099 |
| 50 SHS AMAZON.COM INC #3/MS | P | 2009-10-02 | 2018-02-01 | $71,558 | $4,509 | $67,049 | $67,049 |
| 400 SHS AMAZON.COM INC #3/MS_SLD#3 | P | 2009-10-02 | 2018-01-26 | $559,104 | $36,076 | $523,028 | $523,028 |
| 100 SHS AMAZON.COM INC #3/MS_SLD#4 | P | 2009-10-02 | 2018-01-30 | $142,441 | $9,019 | $133,422 | $133,422 |
| 50 SHS AMAZON.COM INC #3/MS_SLD#5 | P | 2009-10-02 | 2018-01-31 | $72,699 | $4,510 | $68,189 | $68,189 |
| 5,000 SHS AMERICAN INTERNATIONAL GROUP #1/MS | P | 2012-10-19 | 2018-06-29 | $265,223 | $179,529 | $85,694 | $85,694 |
| 5,000 SHS AMERICAN INTERNATIONAL GROUP #1/MS_SLD#1 | P | 2012-10-19 | 2018-05-14 | $263,765 | $179,529 | $84,236 | $84,236 |
| 1,000 SHS AMERICAN INTERNATIONAL GROUP #1/MS_SLD#2 | P | 2012-10-19 | 2018-05-15 | $53,246 | $35,906 | $17,340 | $17,340 |
| 4,000 SHS AMERICAN INTERNATIONAL GROUP #2/MS | P | 2012-11-02 | 2018-06-29 | $212,178 | $131,637 | $80,541 | $80,541 |
| 5,000 SHS AMERICAN INTERNATIONAL GROUP #3/MS | P | 2012-12-06 | 2018-06-29 | $265,223 | $167,248 | $97,975 | $97,975 |
| 500 SHS AMERICAN TOWER #3/MS_SLD#3 | P | 2009-06-03 | 2018-01-18 | $67,767 | $15,482 | $52,285 | $52,285 |
| 1,500 SHS BRISTOL MYERS SQUIBB #1/MS_SLD#3 | P | 2011-09-08 | 2018-01-18 | $92,043 | $45,004 | $47,039 | $47,039 |
| 1,166 SHS BROADCOM INC/MS | P | 2017-04-19 | 2018-05-01 | $265,750 | $249,194 | $16,556 | $16,556 |
| 5,000 SHS CELGENE CORPORATION #11/MS_SLD#1 | P | 2007-12-10 | 2018-03-02 | $433,990 | $122,234 | $311,756 | $311,756 |
| 3,059 SHS CONSTELLATION BRANDS #1/MS | P | 2016-06-10 | 2018-12-31 | $490,473 | $469,339 | $21,134 | $21,134 |
| 3,003 SHS CONSTELLATION BRANDS #2/MS | P | 2016-06-21 | 2018-12-31 | $481,494 | $465,314 | $16,180 | $16,180 |
| 2,983 SHS CONSTELLATION BRANDS #3/MS | P | 2016-06-24 | 2018-12-31 | $478,287 | $460,908 | $17,379 | $17,379 |
| 42,412.818 SHS DOUBLELINE TOTAL RETURN 1 #2/MS | P | 2017-02-01 | 2018-05-14 | $441,093 | $450,000 | -$8,907 | -$8,907 |
| 250 SHS FACEBOOK INC #6/MS | P | 2013-04-29 | 2018-11-13 | $35,999 | $6,743 | $29,256 | $29,256 |
| 3,000 SHS FACEBOOK INC #6/MS_SLD#5 | P | 2013-04-29 | 2018-04-25 | $478,687 | $80,915 | $397,772 | $397,772 |
| 500 SHS FACEBOOK INC #6/MS_SLD#6 | P | 2013-04-29 | 2018-04-26 | $87,958 | $13,486 | $74,472 | $74,472 |
| 250 SHS FACEBOOK INC #6/MS_SLD#7 | P | 2013-04-29 | 2018-07-25 | $54,334 | $6,743 | $47,591 | $47,591 |
| 5,000 SHS GILEAD SCIENCES INC #13/MS | P | 2017-06-26 | 2018-11-15 | $348,578 | $356,286 | -$7,708 | -$7,708 |
| 305 SHS HOME DEPOT INC #2/MS_SLD#1 | P | 2012-02-15 | 2018-10-18 | $55,243 | $14,000 | $41,243 | $41,243 |
| 295 SHS HOME DEPOT INC #2/MS_SLD#2 | P | 2012-02-15 | 2018-11-13 | $52,340 | $13,541 | $38,799 | $38,799 |
| 1,500 SHS HOME DEPOT INC #3/MS | P | 2012-02-21 | 2018-10-18 | $271,686 | $70,515 | $201,171 | $201,171 |
| 87,696.919 SHS MS GLOBAL FIXED INCOME OPP #1/MS | P | 2017-05-02 | 2018-12-31 | $478,825 | $491,980 | -$13,155 | -$13,155 |
| 19,828.524 SHS MS GLOBAL FIXED INCOME OPP #1/MS_SLD#1 | P | 2017-05-02 | 2018-12-19 | $110,445 | $111,238 | -$793 | -$793 |
| 100,794.965 SHS MS GLOBAL FIXED INCOME OPP #1/MS_SLD#2 | P | 2017-05-02 | 2018-12-21 | $550,341 | $565,460 | -$15,119 | -$15,119 |
| 546.546 SHS MS GLOBAL FIXED INCOME OPP #2/MS | P | 2017-05-31 | 2018-12-19 | $3,044 | $3,083 | -$39 | -$39 |
| 542.832 SHS MS GLOBAL FIXED INCOME OPP #3/MS | P | 2017-06-23 | 2018-12-19 | $3,024 | $3,072 | -$48 | -$48 |
| 551.568 SHS MS GLOBAL FIXED INCOME OPP #4/MS | P | 2017-07-31 | 2018-12-19 | $3,072 | $3,138 | -$66 | -$66 |
| 562.578 SHS MS GLOBAL FIXED INCOME OPP #5/MS | P | 2017-08-31 | 2018-12-19 | $3,134 | $3,201 | -$67 | -$67 |
| 67,734.559 SHS MS GLOBAL FIXED INCOME OPP #6/MS | P | 2017-09-08 | 2018-12-19 | $377,281 | $386,764 | -$9,483 | -$9,483 |
| 107,396.79 SHS MS GLOBAL FIXED INCOME OPP #6/MS_SLD#1 | P | 2017-09-08 | 2018-11-28 | $599,274 | $613,236 | -$13,962 | -$13,962 |
| 26,337.96 SHS NUVEEN HI YLD MUNI BOND I/MS | P | 2013-10-02 | 2018-12-18 | $443,531 | $407,185 | $36,346 | $36,346 |
| 6,003.567 SHS NUVEEN HI YLD MUNI BOND I/MS_SLD#1 | P | 2013-10-02 | 2018-12-17 | $100,980 | $92,815 | $8,165 | $8,165 |
| 40,193 SHS NUVEEN SH DUR HI YLD MUN BD I #1/MS_SLD#1 | P | 2013-05-24 | 2018-12-17 | $407,155 | $406,351 | $804 | $804 |
| 500 SHS PHILLIPS 66 WI #4/MS_SLD#3 | P | 2013-01-09 | 2018-05-07 | $57,772 | $25,740 | $32,032 | $32,032 |
| 2,000 SHS WELLS FARGO COMPANY #1/MS_SLD#3 | P | 2002-12-30 | 2018-01-18 | $128,426 | $47,300 | $81,126 | $81,126 |
| 4,000 SHS WELLS FARGO COMPANY #1/MS_SLD#4 | P | 2002-12-30 | 2018-10-08 | $213,996 | $94,600 | $119,396 | $119,396 |
| CAPITAL GAINS DIVIDENDS | P | $221 | $221 | $221 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,717,827 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$1,070,442 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,270,849 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $59,497,701 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.054974 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,343,659 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $52,762,395 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.044419 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,095,250 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $55,504,140 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.055766 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,125,049 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $53,897,746 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.057981 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,420,247 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $47,550,375 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.050899 | DistributionYr5Rt |
| Total Distribution | 0.264039 | TotalDistributionRt |
| Average Distribution | 0.052808 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $66,130,275 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,492,208 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $31,391 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,523,599 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,534,872 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $31,391 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $31,391 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $31,391 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $39,957 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $39,957 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $8,566 | OverpaymentAmt |
| Applied To ES Tax | $8,566 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | ALLETTAMCBEANCHARITABLETRUST.ORG | WebsiteAddressTxt |
| Individual With Books | CHARLENE KLEINER | IndividualWithBooksNm |
| Phone | 9255166212 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1200 CENTRAL BLVD SUITE B | AddressLine1Txt |
| City | BRENTWOOD | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94513 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Exempt Interest | $0 | TaxExemptInterestAmt |
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DORIENNE FARZAN | ||||||||
| 38 LEDGE ROAD | NEWPORT | RI | 02840 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| DONALD CHRIST | ||||||||
| 125 BROAD STREET | NEW YORK | NY | 10004 | TRUSTEE/PRES. | 3.00 | $0 | $0 | $0 |
| WALTER G D REED | ||||||||
| PO BOX 540 | NEWPORT | RI | 02840 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| GLADYS V SZAPARY | ||||||||
| 63 WEST LANE | POUND RIDGE | NY | 10576 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| CHARLENE KLEINER | ||||||||
| 1200 CENTRAL BLVD B | BRENTWOOD | CA | 94513 | ASSISTENT SEC. | 10.00 | $60,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 555 CALIFORNIA STREET | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94104 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | ASSET MANAGEMENT | ServiceTypeTxt |
| Compensation | $434,382 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $65,522,127 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,615,208 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $67,137,335 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $67,137,335 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,007,060 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $66,130,275 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,306,514 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,306,514 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $31,391 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $31,391 | TotalTaxAmt |
| Distributable Before Adj | $3,275,123 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,275,123 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,275,123 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,534,872 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,534,872 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $31,391 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,503,481 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,275,123 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $90,480 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $459,848 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $345,151 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $330,057 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,225,536 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,534,872 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $3,275,123 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $259,749 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,485,285 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $90,480 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,394,805 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $459,848 | ExcessFromYear4Amt |
| Excess From Year3 | $345,151 | ExcessFromYear3Amt |
| Excess From Year1 | $330,057 | ExcessFromYear1Amt |
| Excess From Current Year | $259,749 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | CHARLENE KLEINER | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1200 CENTRAL BLVD SUITE B | AddressLine1Txt |
| City | BRENTWOOD | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94513 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 9255166212 | RecipientPhoneNum |
| Form And Info And Materials | WRITTEN REQUEST WITH SPECIFIC PROJECT IDENTIFIED | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | FEBRUARY 28 AND JULY 31 | SubmissionDeadlinesTxt |
| Restrictions On Awards | NEWPORT AND AQUIDNECK ISLAND, RI | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (25 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|
| AMERICAN RED CROSS | |||||
| PO BOX 37839 | BOONE | IA | 500370839 | DISASTER RELIEF FOR THE VICTIMS OF HURRICANE FLORENCE | $50,000 |
| AMERICAN RED CROSS NORTHERN CALIFORNIA COASTAL REGION | |||||
| 1663 MARKET STREET | SAN FRANCISCO | CA | 94103 | DISASTER RELIEF FOR THE VICTIMS OF THE CALIFORNIA WILDFIRES | $50,000 |
| BRADLEY HOSPITAL FOUNDATION | |||||
| PO BOX H | PROVIDENCE | RI | 02901 | ENHANCING THE OUTDOOR LEARNING PROGRAM AT THE BRADLEY SCHOOL PORTSMOUTH | $56,000 |
| COMMUNITY MUSICWORKS | |||||
| 1392 WESTMINSTER STREET | PROVIDENCE | RI | 02909 | NEWPORT STRING PROJECT | $30,000 |
| GIRL SCOUTS OF SOUTHEASTERN NEW ENGLAND | |||||
| 500 GREENWICH AVENUE | WARWICK | RI | 02886 | GSSNE COMMUNITY OUTREACH & EXTENDED LEARNING PROGRAMS ON AQUIDNECK ISLAND/GSSNE CAMP ROCKY FARM IN NEWPORT | $26,000 |
| NEWPORT COUNTY CHAPTER FOR RETARDED CITIZENS | |||||
| 120 HILLSIDE AVENUE | NEWPORT | RI | 02840 | PURCHASE OF A 12 PASSENGER FORD TRANSPORT WHEELCHAIR ACCESSIBLE VAN | $49,000 |
| THE MARTIN LUTHER KING COMMUNITY CENTER INC | |||||
| 20 DR MARCUS F WHEATLAND BLVD | NEWPORT | RI | 02840 | EXTERIOR BUILDING IMPROVEMENTS | $61,000 |
| LA FARGE RESTORATION FUND AT NEWPORT CONGREGATIONAL CHURCH | |||||
| 73 PELHAM ST | NEWPORT | RI | 02840 | ADAPTIVE RE-USE OF THE FORMER CHURCH'S SANCTUARY | $75,000 |
| LA FARGE RESTORATION FUND AT NEWPORT CONGREGATIONAL CHURCH | |||||
| 73 PELHAM ST | NEWPORT | RI | 02840 | CAPITAL FUND-RAISING FEASIBILITY & IMPLEMENTATION PROJECT | $120,000 |
| RI MENTORING PARTNERSHIP INC | |||||
| 2065 WARWICK AVENUE UNIT 1 | WARWICK | RI | 02889 | NEWPORT MENTOR PROGRAM | $21,000 |
| THE NEWPORT ART MUSEUM AND ART ASSOCIATION | |||||
| 76 BELLEVUE AVENUE | NEWPORT | RI | 02840 | WATERPROOFING/ROOF REPLACEMENT OF THE CUSHING GALLERY - TO MATCH A GRANT FROM THE RHODE ISLAND HISTORIC PRESERVATION AND HERITAGE COMMISSION | $50,000 |
| NEWPORT COMMUNITY SCHOOL | |||||
| 55 BROADWAY | NEWPORT | RI | 02840 | PURCHASE A 15 PASSENGER VAN | $38,000 |
| NEWPORT HISTORICAL SOCIETY | |||||
| 82 TOURO STREET | NEWPORT | RI | 02840 | COMPLETION OF THE CHALLENGING THE FUTURE CAMPAIGN/A CHALLENGE GRANT TO ENHANCE THE ENDOWMENT | $600,000 |
| NEWPORT HOSPITAL FOUNDATION INC | |||||
| 11 FRIENDSHIP STREET | NEWPORT | RI | 02840 | BEYOND THE BUILDING CAPITAL CAMPAIGN | $500,000 |
| RHODE ISLAND ARTS FOUNDATION AT NEWPORT INC | |||||
| 26 VALLEY ROAD SUITE 103 | MIDDLETOWN | RI | 02842 | A PATH TO SUSTAINABILITY ELIMINATION OF REMAINING DEBT | $285,000 |
| NEWPORT PERFORMING ARTS CENTER | |||||
| PO BOX 234 | NEWPORT | RI | 02840 | CONTINUED RESTORATION OF THE NEWPORT OPERA HOUSE | $250,000 |
| THE NORMAN BIRD SANCTUARY TRUST | |||||
| 583 THIRD BEACH ROAD | MIDDLETOWN | RI | 02842 | PROTECTING PARADISE ENDOWMENT CAPITAL CAMPAIGN - A MATCHING CHALLENGE GRANT | $100,000 |
| PORTSMOUTH FREE PUBLIC LIBRARY ASSOCIATION | |||||
| 2658 EAST MAIN ROAD | PORTSMOUTH | RI | 02871 | LIGHTING UPGRADE THROUGHOUT THE LIBRARY/IMPROVING THE SPEED AND CONNECTIVITY OF COMPUTERS AND WIFI | $51,000 |
| SAIL NEWPORT INC | |||||
| 72 FORT ADAMS DRIVE | NEWPORT | RI | 02840 | ENDOWMENT SUPPORT A MATCHING GIFT CHALLENGE | $80,000 |
| SAIL NEWPORT INC | |||||
| 72 FORT ADAMS DRIVE | NEWPORT | RI | 02840 | PURCHASE OF ONE ZODIAC PRO RIB AND FOUR ENGINES | $62,000 |
| SAVE THE BAY INC | |||||
| 100 SAVE THE BAY DRIVE | PROVIDENCE | RI | 029054207 | SUPPORT DOWNTOWN BOAT DOCKING FOR THE M/V ALLETTA MORRIS | $10,000 |
| ST JOHN THE EVANGELIST | |||||
| 61 POPLAR STREET | NEWPORT | RI | 02840 | ZABRISKIE MEMORIAL CHURCH ROOF RESTORATION/REPLACEMENT | $500,000 |
| ST MARY'S EPISCOPAL CHURCH | |||||
| 324 EAST MAIN ROAD | PORTSMOUTH | RI | 02871 | PHASES II AND III OF EXTERIOR AND INTERIOR RESTORATION OF THE CHURCH | $200,000 |
| STAR KIDS SCHOLARSHIP PROGRAM | |||||
| PO BOX 6214 | MIDDLETOWN | RI | 02842 | COLLEGE READINESS & SUPPORT INITIATIVE FOR LOCAL 10TH, 11TH AND 12TH GRADE STUDENTS - A THREE YEAR COMMITMENT | $100,000 |
| VISITING NURSE HOME AND HOSPICE | |||||
| 1184 EAST MAIN ROAD | PORTSMOUTH | RI | 02871 | CHARITABLE CARE IN NEWPORT AND ON AQUIDNECK ISLAND | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,414,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $8,495 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $899,860 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 15 | ExclusionCd |
| Exclusion | $1,547 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,717,827 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TAX-EXEMPT INTEREST | Desc |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $79,264 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,706,993 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,706,993 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (5 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ISHARES BARCLAYS TIPS 1IMS | $150,135 | $164,265 |
| ISHARES BARCLAVS TIPS 21MS | $149,798 | $164,265 |
| ISHARES BARCLAYS TIPS 31MS | $145,725 | $164,265 |
| ISHARES BARCLAYS TIPS 5IMS | $51,148 | $54,755 |
| ISHARES BARCLAVS TIPS SIMS | $503,941 | $547,550 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (119 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC #1/MS | $269,806 | $549,913 |
| ABBVIE INC #2/MS | $208,279 | $434,215 |
| ABBVIE INC #4/MS | $142,735 | $306,532 |
| AERIE PHARMACEUTICALS #4/MS | $52,382 | $46,136 |
| AERIE PHARMACEUTICALS #5/MS | $229,678 | $199,343 |
| ALPHABET INC CL A#2/MS | $25,865 | $287,364 |
| ALPHABET INC CL A#3/MS | $105,450 | $1,201,704 |
| ALPHABET INC CLA#13/MS | $25,959 | $78,372 |
| ALPHABET INC CLASS C #2/MS | $25,783 | $284,793 |
| ALPHABET INC CLASS C #3/MS | $105,101 | $1,194,058 |
| ALPHABET INC CLASS C #13/MS | $25,876 | $78,706 |
| AMAZON.COM INC #1/MS | $224,276 | $4,505,910 |
| AMAZON.COM INC #2/MS | $25,427 | $450,591 |
| AMERICAN TOWER #1/MS | $208,513 | $1,265,520 |
| AMERICAN TOWER #3/MS | $30,963 | $158,190 |
| AMERICAN TOWER #7/MS | $298,730 | $316,380 |
| APPLE INC #2/MS | $90,630 | $788,700 |
| APPLE INC #3/MS | $63,124 | $552,090 |
| APPLE INC #7/MS | $138,810 | $1,656,270 |
| BAIDU.COM INC #4/MS | $3,773 | $63,440 |
| BAIDU.COM INC #5/MS | $70,186 | $1,189,500 |
| BERKSHIRE HATHWY CLB #2/MS | $348,522 | $1,225,080 |
| BERKSHIRE HATHWY CLB #3/MS | $30,413 | $102,090 |
| BERKSHIRE HATHWY CLB #5/MS | $263,889 | $918,810 |
| BLACKROCK INC #1MS | $372,727 | $844,563 |
| BLACKROCK INC #2/MS | $143,727 | $310,328 |
| BLACKROCK INC #3/MS | $137,897 | $290,687 |
| BLACKROCK INC #5/MS | $220,012 | $518,522 |
| BRISTOL MYERS SQUIBB #1/MS | $75,007 | $129,950 |
| BRISTOL MYERS SQUIBB #2/MS | $204,500 | $363,860 |
| BRISTOL MYERS SQUIBB #3/MS | $145,855 | $259,900 |
| CELGENE CORPORATION #1/MS | $116,877 | $384,540 |
| CELGENE CORPORATION #2/MS | $23,439 | $64,090 |
| CELGENE CORPORATION #3/MS | $21,750 | $64,090 |
| CELGENE CORPORATION #4/MS | $41,682 | $128,180 |
| CELGENE CORPORATION #5/MS | $42,079 | $128,180 |
| CELGENE CORPORATION #11/MS | $73,340 | $192,270 |
| CENTRAL JERSEY IND/T | $99 | $99 |
| CISCO SYSTEMS INC #1/MS | $2,152 | $43,330 |
| COCA COLA CO #SIMS | $556,453 | $568,437 |
| CROWN CASTLE INTL #1/MS | $73,848 | $543,150 |
| CROWN CASTLE !NTL #4/MS | $55,497 | $380,205 |
| CROWN CASTLE !NTL #5/MS | $88,951 | $597,465 |
| DELTEC HOLDINGS INC/T | $76 | $76 |
| FACEBOOK INC #2/MS | $228,593 | $1,245,355 |
| FACEBOOK INC #3/MS | $207,075 | $1,376,445 |
| FACEBOOK INC #7/MS | $96,973 | $524,360 |
| FEDEX CORP #1/MS | $131,450 | $645,320 |
| FEDEX CORP #2/MS | $135,075 | $645,320 |
| FEDEX CORP #3/MS | $29,448 | $80,665 |
| GILEAD SCIENCES INC #1/MS | $95,056 | $375,300 |
| GILEAD SCIENCES INC #3/MS | $62,587 | $250,200 |
| GILEAD SCIENCES INC#15/MS | $116,402 | $116,969 |
| HOME DEPOT INC #1/MS | $381,952 | $1,460,470 |
| HOME DEPOT INC #2/MS | $179,014 | $670,098 |
| ILLUMINA INC #1/MS | $346,759 | $389,909 |
| ILLUMINA INC #2/MS | $223,706 | $242,943 |
| ILLUMINA INC #3/MS | $106,586 | $104,976 |
| ILLUMINA INC #4/MS | $129,711 | $131,969 |
| ILLUMINA INC #5/MS | $137,642 | $142,467 |
| ILLUMINA INC #6/MS | $240,937 | $259,439 |
| JPMORGAN CHASE & CO #3/MS | $157,305 | $439,290 |
| JPMORGAN CHASE & CO #4/MS | $345,848 | $976,200 |
| LOCKHEED MARTIN CORP #1/MS | $450,350 | $493,045 |
| LOCKHEED MARTIN CORP #2/MS | $475,062 | $486,761 |
| LOCKHEED MARTIN CORP #3/MS | $538,494 | $588,354 |
| LOCKHEED MARTIN CORP #4/MS | $142,996 | $133,800 |
| LYONDELLBASELL INDUSTRIES NV #1/MS | $190,971 | $299,376 |
| LYONDELLBASELL INDUSTRIES NV #2/MS | $285,677 | $523,908 |
| LYONDELLBASELL INDUSTRIES NV #3/MS | $134,932 | $216,216 |
| LYONDELLBASELL INDUSTRIES NV #4/MS | $82,264 | $124,740 |
| LYONDELLBASELL INDUSTRIES NV #6/MS | $58,760 | $83,160 |
| MCDONALDS CORP #1/MS | $813,664 | $815,934 |
| MCDONALDS CORP #2/MS | $300,211 | $289,439 |
| MCDONALDS CORP #3/MS | $156,650 | $152,710 |
| MICROSOFT CORP #2/MS | $11,125 | $406,280 |
| MICROSOFT CORP #3/MS | $21,821 | $40,120 |
| MICROSOFT CORP #4/MS | $236,634 | $436,345 |
| MICROSOFT CORP #5/MS | $341,880 | $660,103 |
| MICROSOFT CORP #6/MS | $202,725 | $403,233 |
| MICROSOFT CORP #7/MS | $104,465 | $209,234 |
| MICROSOFT CORP #8/MS | $245,441 | $480,426 |
| NETFLIX INC #1/MS | $279,278 | $428,256 |
| NETFLIX INC #2/MS | $93,445 | $80,298 |
| NETFLIX INC #3/MS | $32,629 | $26,766 |
| NETFLIX INC #4/MS | $224,694 | $169,964 |
| NETFLIX INC #5/MS | $95,974 | $74,945 |
| NETFLIX INC #6/MS | $179,710 | $151,228 |
| NETFLIX INC #7/MS | $193,224 | $169,964 |
| NETFLIX INC #8/MS | $127,040 | $127,139 |
| NETFLIX INC #9/MS | $186,773 | $184,685 |
| NVIDIA CORPORATION #1/MS | $258,653 | $239,633 |
| NVIDIA CORPORATION #2/MS | $52,791 | $27,368 |
| NVIDIA CORPORATION #3/MS | $491,003 | $400,500 |
| PAYPAL HLDGS INC #1/MS | $41,822 | $252,270 |
| PAYPAL HLDGS INC #2/MS | $179,900 | $1,177,260 |
| PAYPAL HLDGS INC #3/MS | $355,713 | $771,358 |
| PAYPAL HLDGS INC #4/MS | $365,786 | $914,647 |
| PAYPAL HLDGS INC #5/MS | $43,129 | $98,890 |
| PHILLIPS 66 WI #2/MS | $377,817 | $654,740 |
| PHILLIPS 66 WI #3/MS | $183,840 | $310,140 |
| PHILLIPS 66 WI #4/MS | $41,184 | $68,920 |
| SCHLUMBERGER LTD #3/MS | $222,387 | $360,800 |
| SCHLUMBERGER LTD #4/MS | $46,219 | $72,160 |
| THERMO FISHER SCIENTIFIC #1/MS | $609,476 | $576,259 |
| THERMO FISHER SCIENTIFIC #2/MS | $185,499 | $166,724 |
| THERMO FISHER SCIENTIFIC #3/MS | $417,166 | $399,465 |
| THERMO FISHER SCIENTIFIC #4/MS | $82,963 | $85,040 |
| UNITED TECHNOLOGIES #1/MS | $151,916 | $532,400 |
| UNITED TECHNOLOGIES #2/MS | $30,645 | $106,480 |
| VISA INC CL A #1/MS | $479,408 | $1,189,571 |
| VISA INC CL A #2/MS | $385,890 | $921,469 |
| VISA INC CL A #3/MS | $153,707 | $273,644 |
| VISA INC CL A #4/MS | $178,784 | $254,116 |
| WELLS FARGO COMPANY #1/MS | $94,600 | $184,320 |
| WELLS FARGO COMPANY #4/MS | $64,035 | $230,400 |
| WELLS FARGO COMPANY #5/MS | $73,500 | $230,400 |
| CENTERPOINT ENERGY | $27,250 | $28,230 |
| CHERRY HILL MTG INVT CORP | $36,100 | $35,080 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MSIF ULTRA-SHORT INCOME IR #1/MS | AT COST | $478,825 | $478,826 |
| NUVEEN SH DUR HI YLD MUN BO I #1IMS | AT COST | $68,649 | $68,920 |
| NUVEEN SH DUR HI YLD MUN BO I #21MS | AT COST | $500,000 | $529,197 |
| CHEVRON ROYALTY | AT COST | $22,500 | $22,500 |
| PREMIER PHARMA 1 LP | AT COST | $498,681 | $498,806 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDEND RECEIVABLE | Desc |
| BOY Book Value | $6,650 | BOYBookValueAmt |
| EOY Book Value | $9,240 | EOYBookValueAmt |
| EOYFMV | $9,240 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ADMINISTRATIVE CHARGE | $50,000 | $0 | $0 | $50,000 |
| TRUSTEE MEETING EXPENSES | $2,815 | $0 | $0 | $2,815 |
| COMPUTER AND SOFTWARE EXPENSES | $12,755 | $6,378 | $0 | $6,377 |
| INSURANCE | $1,060 | $530 | $0 | $530 |
| TELEPHONE | $3,199 | $1,599 | $0 | $1,600 |
| REGISTRATION FEE | $150 | $0 | $0 | $150 |
| TAX PREPARATION FEE | $4,790 | $4,790 | $0 | $0 |
| OFFICE EXPENSE | $3,877 | $1,939 | $0 | $1,938 |
| AUDIT FEE | $12,750 | $12,750 | $0 | $0 |
| LOUISIANA SEVERANCE TAX | $191 | $191 | $0 | $0 |
| PASS-THROUGH EXPENSE FROM K-1 | $584 | $584 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ROYALTIES | $1,531 | $1,531 | $0 |
| OTHER INVESTMENT INCOME | $16 | $0 | $0 |
| TAX-EXEMPT INTEREST | $79,264 | $0 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $434,382 | Amt |
| Net Investment Income | $427,503 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| EXCISE TAX | $23,050 | $0 | $0 | $0 |
| PAYROLL TAXES | $4,751 | $1,584 | $0 | $3,167 |
| FILING FEE | $10 | $0 | $0 | $10 |