THE GRANTHAM FOUNDATION FOR THE PROTECTION OF THE ENVIRONMENT: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- THE GRANTHAM FOUNDATION FOR THE PROTECTION OF THE ENVIRONMENT (EIN 04-6856456)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-15
- IRS object ID
- 201813199349105161
- Schema version
- 2017v2.3
- Note
- A later return for the same period supersedes this one.
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-15T17:20:12-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042206126 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAPHAEL AND RAPHAEL LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 52 CHURCH STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02116 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 046856456 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANTHAM FOUNDATION FOR THE PROTECTION | BusinessNameLine1Txt |
| Business Name Line2 | OF THE ENVIRONMENT | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GRAN | BusinessNameControlTxt |
| Phone | 6173467500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O JEREMY GRANTHAM 40 ROWES WHARF | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JEREMY GRANTHAM | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6173467500 | PhoneNum |
| Signature | 2018-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ADAM GORLOVSKY-SCHEPP | PreparerPersonNm |
| PTIN | P00716178 | PTIN |
| Phone | 6172101200 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 173.9.101.9 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-11-15 | IPDt |
| IP Tm | 16:34:24 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 8919E0DA442ED95E75F81FC008DBF006655AA61C | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $582,338,767 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $3,300,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $9,147 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $9,147 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,967,936 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,958,503 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $36,406,670 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $53,771,622 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $36,146,758 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$2,927,016 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $14,899 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $40,756,737 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $40,129,307 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $61,357 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $61,357 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $82,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $41,250 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $41,250 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $9,912,132 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $9,041,475 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $379,588 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $379,588 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $318,917 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $262,876 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $2,012 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $4,179 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $4,179 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $23,738 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $23,738 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $10,782,411 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $9,369,339 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $488,386 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $22,550,620 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $22,550,620 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $33,333,031 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $9,369,339 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $23,039,006 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $7,423,706 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $30,759,968 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $23,390,291 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $15,817,235 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $15,817,235 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl BOY | $2,000,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $0 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $0 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Corporate Stock BOY | $64,680,379 | CorporateStockBOYAmt |
| Corporate Stock EOY | $70,874,186 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $111,434,751 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $328,728,387 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $334,950,005 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $450,314,876 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $936,553 | OtherAssetsBOYAmt |
| Other Assets EOY | $4,771,905 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $4,771,905 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $419,735,610 | TotalAssetsBOYAmt |
| Total Assets EOY | $426,413,331 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $582,338,767 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $1,522,644 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $776,659 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $1,522,644 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $776,659 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $30,215,296 | RetainedEarningBOYAmt |
| Retained Earning EOY | $37,639,002 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $418,212,966 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $425,636,672 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $419,735,610 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $426,413,331 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $418,212,966 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $7,423,706 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $425,636,672 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $425,636,672 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (132 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | SoldSoldDt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| GMO EMERGING MARKETS FUND VI | $12,679,931 | $12,430,129 | $249,802 | $249,802 | |||
| EDITAS MEDICINE | $132,120 | $13,993 | $118,127 | $118,127 | 2014-07-29 | 2017-03-13 | |
| EDITAS MEDICINE | $46,421 | $4,917 | $41,504 | $41,504 | 2014-07-29 | 2017-03-13 | |
| ABBVIE INC | $967,304 | $875,937 | $91,367 | $91,367 | 2016-12-01 | 2017-03-13 | |
| CALITHERA BIOSCIENCES | $248,458 | $156,109 | $92,349 | $92,349 | 2013-10-28 | 2017-03-13 | |
| CALITHERA BIOSCIENCES | $21,706 | $13,638 | $8,068 | $8,068 | 2013-10-28 | 2017-03-13 | |
| INTELLIA THERAPEUTICS | $131,648 | $1,896 | $129,752 | $129,752 | |||
| INTELLIA THERAPEUTICS | $31,925 | $450 | $31,475 | $31,475 | |||
| INTELLIA THERAPEUTICS | $25,635 | $356 | $25,279 | $25,279 | |||
| TELADOC INC | $78,378 | $38,458 | $39,920 | $39,920 | |||
| VOYAGER THERAPEUTICS INC | $82,302 | $30,812 | $51,490 | $51,490 | 2016-12-20 | 2017-03-17 | |
| SNAP INC | $2,984,602 | $2,241 | $2,982,361 | $2,982,361 | |||
| EDITAS MEDICINE | $317,899 | $37,817 | $280,082 | $280,082 | 2014-11-10 | 2017-09-19 | |
| EDITAS MEDICINE | $317,921 | $46,958 | $270,963 | $270,963 | 2015-06-09 | 2017-09-19 | |
| SNAP INC | $1,815,709 | $1,245 | $1,814,464 | $1,814,464 | |||
| VOYAGER THERAPEUTICS INC | $151,653 | $37,914 | $113,739 | $113,739 | |||
| VISION OPPORTUNITY FUND | $83,208 | $83,208 | $83,208 | P | |||
| ELLIOTT INTERNATIONAL FUND LTD | $624,333 | $624,333 | $624,333 | P | |||
| COPPER RIVER PARTNERS LP | $37,567 | $37,567 | $37,567 | P | |||
| BATTERY VENTURES X SIDE FUND AIV LP | $22,110 | $22,110 | $22,110 | P | |||
| BATTERY VENTURES X AIV FUND | $21,799 | $21,799 | $21,799 | P | |||
| LONE CASCADE LP | $730,984 | $730,984 | $730,984 | P | |||
| CHALKSTREAM INVESTMENT FUND INTL LTD | $85,106 | $85,106 | $85,106 | P | |||
| RENAISSANCE INTL EQUITIES FUND | $510,794 | $510,794 | $510,794 | P | |||
| ARTIMAN VENTURES SPECIAL OPPORTUNITIES FUND | -$660,850 | -$660,850 | P | ||||
| WATER STREET | $213,373 | $213,373 | $213,373 | P | |||
| LONE CASCADE LP | $147,678 | $147,678 | $147,678 | P | |||
| HIGHLAND EUROPE TECH GROWTH LP | $103,110 | $103,110 | $103,110 | P | |||
| OVERLOOK PARTNERS | $101,325 | $101,325 | $101,325 | P | |||
| SUSTAINABLE ASSET FUND LP | $74,918 | $74,918 | $74,918 | P | |||
| GREYCROFT IV | $69,614 | $69,614 | $69,614 | P | |||
| ENCAP ENERGY CAPITAL FUND IX LP | $68,441 | $68,441 | $68,441 | P | |||
| LONE CASCADE LP | $61,944 | $61,944 | $61,944 | P | |||
| BATTERY VENTURES X LP | $30,816 | $30,816 | $30,816 | P | |||
| FORMATION8 PARTNERS FUND I | $28,269 | $28,269 | $28,269 | P | |||
| BAUPOST LIMITED PARTNERSHIP | $25,585 | $25,585 | $25,585 | P | |||
| ATLAS VENTURE IX | $21,319 | $21,319 | $21,319 | P | |||
| FOUNDERS FUND V LP | $17,563 | $17,563 | $17,563 | P | |||
| ACCOMPLICE FUND I | -$899 | -$899 | P | ||||
| GREYCROFT III LP | $11,954 | $11,954 | $11,954 | P | |||
| DISCERENE GROUP LP | $6,581 | $6,581 | $6,581 | P | |||
| THIRD ROCK VENTURES | $2,095 | $2,095 | $2,095 | P | |||
| DENHAM CAPITAL | $1,821 | $1,821 | $1,821 | P | |||
| INNOVATION WORKS III LP | $505 | $505 | $505 | P | |||
| LIGHTSPEED VENTURES PARTNERS XI LP | -$1 | -$1 | P | ||||
| LIGHTSPEED VENTURES PARTNERS IX LP | -$893 | -$893 | P | ||||
| LAKESTAR II LP | -$1,506 | -$1,506 | P | ||||
| FLAGSHIP VENTURES | -$2,635 | -$2,635 | P | ||||
| LEGACY VENTURE IV LP | -$5,851 | -$5,851 | P | ||||
| ARTIMAN VENTURES IX | -$16,109 | -$16,109 | P | ||||
| HOLTZBRINCK VENTURES V LP | -$19,988 | -$19,988 | P | ||||
| TRIBECA III LP | -$23,066 | -$23,066 | P | ||||
| FIRSTMARK CAPITAL III LP | -$35,112 | -$35,112 | P | ||||
| FOUNDATION CAPITAL | -$44,737 | -$44,737 | P | ||||
| ATLAS VENTURE X LP | $353,985 | $353,985 | $353,985 | P | |||
| RENAISSANCE INTL EQUITIES FUND | $4,768,616 | $4,768,616 | $4,768,616 | P | |||
| MISSIONPOINT RE COMMUNITY CO INVEST | -$800,158 | -$800,158 | P | ||||
| ATLAS VENTURE X LP | $2,609,081 | $2,609,081 | $2,609,081 | P | |||
| BAUPOST LIMITED PARTNERSHIP | $2,376,622 | $2,376,622 | $2,376,622 | P | |||
| HIGHLAND EUROPE TECH GROWTH LP | $1,957,599 | $1,957,599 | $1,957,599 | P | |||
| OVERLOOK PARTNERS | $1,284,689 | $1,284,689 | $1,284,689 | P | |||
| LIGHTSPEED VENTURE PARTNERS IX LP | $1,270,513 | $1,270,513 | $1,270,513 | P | |||
| LEGACY VENTURE IV LP | $979,474 | $979,474 | $979,474 | P | |||
| INNOVATION WORKS III LP | $793,777 | $793,777 | $793,777 | P | |||
| LONE CASCADE LP | $495,627 | $495,627 | $495,627 | P | |||
| GREYCROFT IV LP | $378,266 | $378,266 | $378,266 | P | |||
| FOUNDERS FUND V LP | $299,709 | $299,709 | $299,709 | P | |||
| BATTERY VENTURE X LP | $258,973 | $258,973 | $258,973 | P | |||
| THIRD ROCK VENTURES | $247,252 | $247,252 | $247,252 | P | |||
| BATTERY VENTURES X SIDE FUND LP | $243,319 | $243,319 | $243,319 | P | |||
| ENCAP ENERGY CAPITAL FUND IX LP | $214,036 | $214,036 | $214,036 | P | |||
| LONE CASCADE LP | $204,009 | $204,009 | $204,009 | P | |||
| HOLTZBRINCK VENTURES V LP | $180,381 | $180,381 | $180,381 | P | |||
| DENHAM CAPITAL | $101,853 | $101,853 | $101,853 | P | |||
| ALEPH PARTNERS | $92,489 | $92,489 | $92,489 | P | |||
| ENCAP FLATROCK MIDSTREAM LP | $82,960 | $82,960 | $82,960 | P | |||
| FORMATION8 PARTNERS FUND II | $79,539 | $79,539 | $79,539 | P | |||
| GREYCROFT III LP | $65,355 | $65,355 | $65,355 | P | |||
| FIRSTMARK CAPITAL III LP | $62,745 | $62,745 | $62,745 | P | |||
| ICON VENTURES | $56,247 | $56,247 | $56,247 | P | |||
| NORTHBRIDGE II AIV I LP | $55,575 | $55,575 | $55,575 | P | |||
| RIVA CAPITAL II LP | $52,557 | $52,557 | $52,557 | P | |||
| OVERLOOK 3G PARTNERS | $49,415 | $49,415 | $49,415 | P | |||
| DISCERENE GROUP LP | $47,768 | $47,768 | $47,768 | P | |||
| BATTERY VENTURES XI-A LP | $39,036 | $39,036 | $39,036 | P | |||
| BATTERY VENTURES XI-A SIDE FUND LP | $32,356 | $32,356 | $32,356 | P | |||
| FLAGSHIP PIONERING FUND VI LP | $29,628 | $29,628 | $29,628 | P | |||
| HIGHFIELDS IV CAPITAL LP | $22,707 | $22,707 | $22,707 | P | |||
| XPV WATER LP | $17,069 | $17,069 | $17,069 | P | |||
| SUSTAINABLE ASSET FUND LP | $7,255 | $7,255 | $7,255 | P | |||
| SAF HOLDINGS LLC | $5,380 | $5,380 | $5,380 | P | |||
| THRIVE CAPITAL PARTNERS | $3,159 | $3,159 | $3,159 | P | |||
| AIRDRIE PARTNERS LP | $2,752 | $2,752 | $2,752 | P | |||
| TRIBECA FUND I LP | $301 | $301 | $301 | P | |||
| MUCKER CAPITAL LP | $300 | $300 | $300 | P | |||
| ANNAPOLIS VII LP | -$316 | -$316 | P | ||||
| WATER STREET | $3,443,953 | $3,443,953 | $3,443,953 | P | |||
| BATTERY VENTURES X SIDE FUND AIV LP | -$2,489 | -$2,489 | P | ||||
| BATTERY VENTURES X AIV I LP | -$2,553 | -$2,553 | P | ||||
| NEW EUROPE PROPERTY FUND | -$5,492 | -$5,492 | P | ||||
| ACCOMPLICE FUND I | -$21,347 | -$21,347 | P | ||||
| ARTIMAN SELECT OPPORTUNITIES FUND | -$23,716 | -$23,716 | P | ||||
| ATLAS VENTURE IX | -$80,192 | -$80,192 | P | ||||
| LIGHTSPEED VENTURE PARTNERS X LP | -$37,412 | -$37,412 | P | ||||
| LAKESTAR II LP | -$57,794 | -$57,794 | P | ||||
| DFJ VENTURE XI LP | -$60,554 | -$60,554 | P | ||||
| FLAGSHIP VENTURES | -$72,639 | -$72,639 | P | ||||
| LONGWOOD II LP | -$72,717 | -$72,717 | P | ||||
| FOUNDATION CAPITAL | -$77,163 | -$77,163 | P | ||||
| MISSIONPOINT CAPITAL PARTNERS FUND I | -$83,050 | -$83,050 | P | ||||
| TRIBECA II LP | -$110,718 | -$110,718 | P | ||||
| LUX VENTURES III LP | -$144,599 | -$144,599 | P | ||||
| ARTIMAN SPECIAL | -$382,428 | -$382,428 | P | ||||
| ACCOMPLICE FUND I | $15,932 | $15,932 | $0 | $0 | P | ||
| BAUPOST LIMITED PARTNERSHIP | $2,020 | $2,020 | $0 | $0 | P | ||
| BAUPOST LIMITED PARTNERSHIP | $59,897 | $59,897 | $0 | $0 | P | ||
| WATER STREET | $737 | $737 | $0 | $0 | P | ||
| LEGACY VENTURE IV LP | $1,718 | $1,718 | $0 | $0 | P | ||
| ATLAS VENTURE IX | $42,830 | $42,830 | $0 | $0 | P | ||
| SUSTAINABLE ASSET FUND LP- SECTION 1231 | $575,953 | $575,953 | $575,953 | P | |||
| ENCAP ENERGY CAPITAL FUND IX LP- SECTION 1231 | $275,528 | $275,528 | $275,528 | P | |||
| BAUPOST LIMITED PARTNERSHIP- SECTION 1231 | $118,026 | $118,026 | $118,026 | P | |||
| ENCAP FLATROCK MIDSTREAM LP- SECTION 1231 | $2,141 | $2,141 | $2,141 | P | |||
| BAUPOST LIMITED PARTNERSHIP- SECTION 1231 | $135,921 | $135,921 | $0 | $0 | P | ||
| RIVA CAPITAL II LP- SECTION 1231 | $857 | $857 | $0 | $0 | P | ||
| DISCERENE GROUP LP- SECTION 1256 | -$215 | -$215 | P | ||||
| BAUPOST LP- SECTION 1256 | -$404,262 | -$404,262 | P | ||||
| WATER STREET- SECTION 1256 | -$14,377 | -$14,377 | P | ||||
| MORGAN STANLEY FUTURES- 1256 GAIN | $5,653,060 | $5,653,060 | $5,653,060 | P | |||
| SBC LATIN PFIC CAPITAL GAIN DISTRIBUTION | $295,000 | $295,000 | $295,000 | P | |||
| OAKTREE POWER OPPORTUNITIES PFIC CAPITAL GAIN DISTRIBUTION | $189,251 | $189,251 | $189,251 | P | |||
| INNOVATION WORKS III- PFIC DISPOSITIONS | -$406,244 | -$406,244 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $36,146,758 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $20,593,910 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $485,933,796 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.042380 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $22,858,679 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $465,848,564 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.049069 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $19,527,739 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $424,357,616 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046017 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $19,025,024 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $357,721,106 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.053184 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $20,390,998 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $369,786,521 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.055143 | DistributionYr5Rt |
| Total Distribution | 0.245793 | TotalDistributionRt |
| Average Distribution | 0.049159 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $537,135,730 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $26,405,055 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $307,600 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $26,712,655 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $23,039,006 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $615,199 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $615,199 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $615,199 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $200,000 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $550,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $750,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $134,801 | OverpaymentAmt |
| Applied To ES Tax | $134,801 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.GRANTHAMFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | JEREMY GRANTHAM | IndividualWithBooksNm |
| Phone | 6173467500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 40 ROWES WHARF | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JEREMY GRANTHAM | ||||||||
| C/O GMO 40 ROWES WHARF | BOSTON | MA | 02110 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| HANNELORE GRANTHAM | ||||||||
| 71 MT VERNON STREET | BOSTON | MA | 02108 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| OLIVER GRANTHAM | ||||||||
| 1262 46TH AVENUE | SAN FRANCISCO | CA | 94122 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| RUPERT GRANTHAM | ||||||||
| 16N MULLEN HILL ROAD | WESTPORT | MA | 02790 | TRUSTEE | 0.10 | $0 | $0 | $0 |
| ISABEL GRANTHAM RAPPOPORT | ||||||||
| 42 IVALOO STREET | SOMERVILLE | MA | 02143 | TRUSTEE | 0.10 | $0 | $0 | $0 |
| RAMSAY RAVENEL | ||||||||
| C/O GMO 40 ROWES WHARF | BOSTON | MA | 02110 | EXECUTIVE DIRECTOR | 40.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| CAMBRIDGE ASSOCIATES | |||||
| 100 SUMMER STREET | BOSTON | MA | 02110 | CONSULTING | $916,935 |
| RAPHAEL AND RAPHAEL LLP | |||||
| 52 CHURCH STREET | BOSTON | MA | 02116 | BOOKKEEPING AND TAX PREPARATION | $82,500 |
| ROPES AND GRAY | |||||
| 800 BOYLSTON STREET | BOSTON | MA | 02199 | LEGAL | $58,891 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $24,349,653 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $21,899,917 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $499,065,892 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $545,315,462 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $545,315,462 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $8,179,732 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $537,135,730 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $26,856,787 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $26,856,787 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $615,199 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $615,199 | TotalTaxAmt |
| Distributable Before Adj | $26,241,588 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $6,000 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $26,247,588 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $26,247,588 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $23,039,006 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $23,039,006 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $23,039,006 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $26,247,588 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $21,830,566 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $23,039,006 | QualifyingDistributionsAmt |
| Applied To Year1 | $21,830,566 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,208,440 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $25,039,148 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JEREMY GRANTHAM | ContributingManagerNm |
| Contributing Manager | HANNELORE GRANTHAM | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (49 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | Address Line2RecipientForeignAddress/AddressLine2Txt | CityRecipientForeignAddress/CityNm | Province Or StateRecipientForeignAddress/ProvinceOrStateNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 350 ORG | ||||||||||||||
| 20 JAY STREET SUITE 1010 | BROOKLYN | NY | 11201 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $450,000 | |||||||
| ACADIA CENTER | ||||||||||||||
| 8 SUMMER STREET | ROCKPORT | ME | 04856 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $25,000 | |||||||
| AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE | ||||||||||||||
| 1200 NEW YORK AVE NW | WASHINGTON | DC | 20005 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $100,000 | |||||||
| AZUERO EARTH PROJECT | ||||||||||||||
| 962 SPRINGS FIREPLACE RD | EAST HAMPTON | NY | 11937 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $10,000 | |||||||
| CARBON TRACKER INITIATIVE | ||||||||||||||
| 300 PARK AVENUE 12TH FLOOR | NEW YORK | NY | 10022 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $500,000 | |||||||
| CENTER FOR PUBLIC INTEGRITY | ||||||||||||||
| 910 17TH STREET NW SUITE 700 | WASHINGTON | DC | 20006 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $750,000 | |||||||
| CERES INC | ||||||||||||||
| 99 CHAUNCY STREET | BOSTON | MA | 02111 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $50,000 | |||||||
| CLIMATE AND HEALTH RESEARCH | ||||||||||||||
| 269 WHITE ROAD | BOWDOINHAM | ME | 04008 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $30,000 | |||||||
| CLIMATE FOUNDATION | ||||||||||||||
| 3 LITTLE HARBOR ROAD | WOODS HOLE | MA | 02543 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $400,000 | |||||||
| CO2 SCIENCES | ||||||||||||||
| 5855 RUSTIC KNOLLS DRIVE | BOULDER | CO | 80301 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $40,000 | |||||||
| COLUMBIA UNIVERSITY | ||||||||||||||
| 2910 BROADWAY HOGAN HALL MC 3277 | NEW YORK | NY | 10025 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $200,000 | |||||||
| COMMUNITY FOUNDATION OF SOUTHEASTERN MASSACHUSETTS INC (DAF) | ||||||||||||||
| 63 UNION STREET | NEW BEDFORD | MA | 02740 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $100,000 | |||||||
| CONSERVATION LAW FOUNDATION | ||||||||||||||
| 62 SUMMER STREET | BOSTON | MA | 02110 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $250,000 | |||||||
| CONSERVATION X LABS INC | ||||||||||||||
| 1342 FLORIDA AVENUE NW | WASHINGTON | DC | 20009 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $133,000 | |||||||
| DIVECHA CENTRE FOR CLIMATE CHANGE | ||||||||||||||
| N/A | GOV | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $600,000 | 2DN FLOOR CAOS BUILDING INDIAN | INSTITUTE FOR SCIENCE | BENGALURU | KARNATAKA | IN | 560012 | |||||
| DONATION EXPENSE FROM PASSTHROUGHS | ||||||||||||||
| 40 ROWES WHARF | BOSTON | MA | 02110 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $8,484 | |||||||
| EARTH INNOVATION INSTITUTE | ||||||||||||||
| 98 BATTERY STREET SUITE 250 | SAN FRANCISCO | CA | 94111 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $10,000 | |||||||
| ENVIRONMENTAL DEFENSE FUND INCORPORATED | ||||||||||||||
| 1875 CONNECTICUT AVE NW SUITE 600 | WASHINGTON | DC | 20009 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $1,806,666 | |||||||
| ENVIRONMENTAL LEAGUE OF MASSACHUSETTS INC | ||||||||||||||
| 14 BEACON STREET SUITE 714 | BOSTON | MA | 02108 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $80,000 | |||||||
| GREENPEACE FUND INC | ||||||||||||||
| 702 H STREET NW SUITE 300 | WASHINGTON | DC | 20001 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $190,000 | |||||||
| HEALTH IN HARMONY INC | ||||||||||||||
| 107 SE WASHINGTON STREET SUITE 480 | PORTLAND | OR | 97214 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $10,000 | |||||||
| IMPERIAL COLLEGE | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $2,015,500 | SOUTH KENSINGTON CAMPUS EXHIBITION | ROAD | LONDON | UK | SW7 2AZ | ||||||
| INNOVATION NETWORK FOR COMMUNITIES (BOSTON GREEN RIBBON) | ||||||||||||||
| 1625 K STREET NW SUITE 1050 | WASHINGTON | DC | 20006 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $150,000 | |||||||
| LEAGUE OF CONSERVATION | ||||||||||||||
| 1920 L ST NW SUITE 800 | WASHINGTON | DC | 20036 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $750,000 | |||||||
| LINDEN TRUST FOR CONSERVATION | ||||||||||||||
| 156 WEST 56TH STREET SUITE 1100 | NEW YORK | NY | 10019 | N/A | POF | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $450,000 | |||||||
| LONDON SCHOOL OF ECONOMICS | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $2,266,183 | HOUGHTON STREET | LONDON | UK | WC2A 2AE | |||||||
| LOST LIGHTS PROJECTS INC | ||||||||||||||
| 16 COURT STREET SUITE 2307 | BROOKLYN | NY | 11241 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $400,000 | |||||||
| METAFOUNDATION | ||||||||||||||
| 8726 S SEPULVEDA BOULEVARD SUITE D | LOS ANGELES | CA | 90045 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $120,000 | 612 | ||||||
| NEW ENGLAND FORESTRY FOUNDATION INC | ||||||||||||||
| 32 FOSTER STREET | LITTLETON | MA | 01460 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $100,000 | |||||||
| OXFAM AMERICA INC | ||||||||||||||
| 226 CAUSEWAY ST 5TH FLOOR | BOSTON | MA | 02114 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $264,000 | |||||||
| PRINCE OF WALES'S CHARITABLE FOUNDATION | ||||||||||||||
| N/A | FOREIGN CHARITY | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $200,000 | CLARENCE HOUSE | LONDON | UK | SW1A 1BA | |||||||
| RAINFOREST ACTION NETWORK | ||||||||||||||
| 221 PINE STREET 500 | SAN FRANCISCO | CA | 94104 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $25,000 | |||||||
| RETHINKING ECONOMICS | ||||||||||||||
| N/A | FOREIGN CHARITY | ENVIRONMENTAL EDUCATION | $25,000 | 22A BESWICK STREET | MANCHESTER | UK | M4 7HR | |||||||
| ROCKEFELLER FAMILY FUND | ||||||||||||||
| 475 RIVERSIDE DRIVE SUITE 900 | NEW YORK | NY | 10115 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $900,000 | |||||||
| ROCKY MOUNTAIN INSTITUTE | ||||||||||||||
| 2490 JUNCTION PLACE SUITE 200 | BOULDER | CO | 80302 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $1,000,000 | |||||||
| SIERRA CLUB | ||||||||||||||
| 2101 WEBSTER STREET SUITE 1250 | OAKLAND | CA | 94612 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $150,000 | |||||||
| SOUTH CAROLINA COASTAL CONSERVATION | ||||||||||||||
| 328 EAST BAY STREET PO BOX 1765 | CHARLESTON | SC | 29402 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $10,000 | |||||||
| STICHTING EUROPEAN CLIMATE FOUNDATION | ||||||||||||||
| N/A | FOREIGN CHARITY | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $2,750,000 | RIVIERVISMARKT 52513 AM | DEN HAAG | NL | 2513 AM | |||||||
| SUSTAINABILITY ACCOUNTING STANDARDS BOARD | ||||||||||||||
| 1045 SANSOME ST SUITE 450 | SAN FRANCISCO | CA | 94111 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $25,000 | |||||||
| THE ENERGY FOUNDATION | ||||||||||||||
| 301 BATTERY STREET 5TH FLOOR | SAN FRANCISCO | CA | 94111 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $1,561,111 | |||||||
| UNION OF CONCERNED SCIENTISTS INC | ||||||||||||||
| 2 BRATTLE SQUARE | CAMBRIDGE | MA | 02138 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $900,000 | |||||||
| UNIVERSITY COLLEGE OF LONDON | ||||||||||||||
| 601 PENNSYLVANIA AVE NW STE 900 | WASHINGTON | WA | 20004 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $290,069 | |||||||
| UNIVERSITY OF COLORADO | ||||||||||||||
| 2055 REGENT DRIVE | BOULDER | CO | 80309 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $61,063 | |||||||
| UNIVERSITY OF READING | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $116,614 | WHITEKNIGHTS PO BOX 217 | READING | BERKSHIRE | UK | RG6 6AJ | ||||||
| UNIVERSITY OF SHEFFIELD | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | TO CREATE THE CENTRE FOR SUSTAINABLE FUTURES UNDER THE UMBRELLA OF PROJECT SUNSHINE AND TWO COHORTS OF GRANTHAM SCHOLARS. | $1,627,929 | WESTERN BANK | SHEFFIELD | SOUTH YORKSHIRE | UK | S10 2TN | ||||||
| WGBH EDUCATIONAL FOUNDATION | ||||||||||||||
| ONE GUEST STREET | BOSTON | MA | 02135 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $125,000 | |||||||
| WILD AID | ||||||||||||||
| 44 MONTGOMERY STREET SUITE 300 | SAN FRANCISCO | CA | 94111 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $400,000 | |||||||
| WOODS HOLE RESEARCH CENTER INC | ||||||||||||||
| 149 WOODS HOLE ROAD | WOODS HOLE | MA | 02540 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $25,000 | |||||||
| WORLD RESOURCES INSTITUTE | ||||||||||||||
| 10 G ST NE SUITE 800 | WASHINGTON | DC | 20002 | N/A | PC | FOR THE PROTECTION OF THE ENVIRONMENT; FURTHERANCE OF RELATED RESEARCH, AWARENESS AND POLICY | $100,000 | |||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $22,550,619 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $9,147 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Unrelated Business Taxbl Incm | $9,433 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,958,503 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $14,899 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Unrelated Business Taxbl Incm | $259,912 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $36,146,758 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| UBTI FROM PASSTHROUGHTS | 900000 | -$2,319,433 | ||
| OTHER INCOME FROM PASSTHROUGHS | 14 | -$622,482 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$2,050,088 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $39,506,825 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $37,456,737 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| JEREMY AND HANNELORE GRANTHAM | ||||||
| 1 | C/O GMO 40 ROWES WHARF | BOSTON | MA | 02110 | $3,000,000 | Yes (X) |
| ARJUN DIVECHA | ||||||
| 2 | 1612 BRET HARTE ROAD | BERKELEY | CA | 94708 | $300,000 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $82,500 | Amt |
| Net Investment Income | $41,250 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $41,250 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (9 entries)
| Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt | Address Line2ForeignAddress/AddressLine2Txt | Province Or StateForeignAddress/ProvinceOrStateNm |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LONDON SCHOOL OF ECONOMICS | |||||||||||
| HOUGHTON STREET | LONDON | UK | EC2A 2AE | 2017-02-03 | $2,266,183 | GENERAL SUPPORT FOR THE GRANTHAM RESEARCH INSTITUTE ON CLIMATE CHANGE | NONE | 04/11/2018 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THERE | ||
| IMPERIAL COLLEGE | |||||||||||
| SOUTH KENSINGTON CAMPUS EXHIBITION | LONDON | UK | SW7 2AZ | 2017-12-13 | $2,015,500 | TO CARRY OUT MULTIDISCIPLINARY RESEARCH ON CLIMATE CHANGE AND ITS IMPACT; INFLUENCING PUBLIC AND PRIVATE POLICY GLOBALLY, BY THE ACTIVE ENGAGEMENT OF THE COLLEGE'S EXISTING CENTRE FOR ENVIRONMENTAL POLICY; PROVIDE TRAINING FOR PHD STUDENTS THAT WILL ENHANCE UK LEVELS OF TECHNICAL EXPERTISE IN CLIMATE CHANGE | NONE | 04/12/2018 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | ROAD | |
| UNIVERSITY OF READING | |||||||||||
| WHITEKNIGHTS PO BOX 217 | READING | UK | RG6 6AH | 2017-12-13 | $116,614 | UNIVERSITY OF READING WILL FUND A CHAIR IN CLIMATE SYSTEM SCIENCE IN THE DEPARTMENT OF METEOROLOGY. | NONE | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | BERKSHIRE | ||
| INDIAN INSTITUE OF SCIENCE DIVECHA CENTER | |||||||||||
| 2ND FLOOR CAOS BUILDING | BENGALURU | IN | 560012 | 2017-12-04 | $600,000 | FUND ACTIVITIES OF THE CENTER, INCLUDING THE MANAGEMENT OF THE RESEARCH PROGRAMS AND POLICY INITIATIVES. | NONE | 01/17/2018 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | KARNATAKA | |
| UNIVERSITY OF SHEFFIELD | |||||||||||
| WESTERN BANK | SHEFFIELD | UK | S10 2TN | 2017-11-03 | $1,627,929 | TO CREATE THE CENTRE FOR SUSTAINABLE FUTURES UNDER THE UMBRELLA OF PROJECT SUNSHINE AND TOW COORTS OF GRANTHAM SCHOLARS. THE SCHOLARS WILL FOLLOW A PHD PROGRAM FOCUSED ON RESEARCH PROJECTS THAT TACKLE CHALLENGES ON SUSTAINABILITY IN INNOVATIVE WAYS. | NONE | 05/04/2018 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THERE | ||
| STICHTING EUROPEAN CLIMATE | |||||||||||
| RIVIERVISMARKT 5 | DEN HAAG | NL | 2513 AM | 2017-02-10 | $1,000,000 | GENERAL SUPPORT FOR PIE PROGRAM AND PROGRAM SUPPORT | NONE | 03/12/2018 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | ||
| STICHTING EUROPEAN CLIMATE | |||||||||||
| RIVIERVISMARKT 5 | DEN HAAG | NL | 2513 AM | 2017-05-15 | $1,000,000 | GENERAL SUPPORT FOR PIE PROGRAM AND PROGRAM SUPPORT | NONE | 03/12/2018 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | ||
| STICHTING EUROPEAN CLIMATE | |||||||||||
| RIVIERVISMARKT 5 | DEN HAAG | NL | 2513 AM | 2017-12-28 | $750,000 | GENERAL SUPPORT FOR PIE PROGRAM AND PROGRAM SUPPORT | NONE | 03/12/2018 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | ||
| PRINCE OF WALES CHARITABLE FOUNDATION | |||||||||||
| CLARENCE HOUSE | LONDON | UK | SW1A 1BA | 2017-12-12 | $200,000 | PROTECT AND IMPROVE GLOBAL ENVIRONMENT CONSISTENT WITH THE FOUNDATION'S MISSION. GRANTEE SHALL REPAY TO THE FOUNDATION ANY PORTION OF GRANTS NOT USED FOR THE PURPOSE | NONE | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |||
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (22 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BERKELEY ENERGY WIND MAURITIUS | $2,452,453 | $2,275,456 |
| CHALKSTREAM | $4,076,766 | $4,880,834 |
| CHALKSTREAM CLASS J SHARES | $4,980,058 | $6,346,785 |
| ELLIOTT INTERNATIONAL | $11,384,557 | $24,612,098 |
| FACEBOOK INC | $6,773 | $121,757 |
| KENSICO | $10,000,000 | $28,782,654 |
| LONE PINON FUND | $422,000 | $2,819,891 |
| LONE SAVIN | $5,000,000 | $6,154,548 |
| MULESOFT INC | $10,598 | $37,728 |
| OAKTREE POWER OPPORTUNITIES | $1,629,425 | $1,376,677 |
| ORION MINE FINANCE | $5,926,030 | $8,267,530 |
| SBC LATIN | $4,718,493 | $4,271,438 |
| SNAP INC | $415 | $606,286 |
| SUN VALLEY GOLD INTERNATIONAL | $6,000,000 | $3,900,254 |
| TELADOC INC | $38,458 | $132,186 |
| ZOOX INC | $1,000,000 | $1,000,000 |
| CALL ISHARES MSCI EMERGING | $974,687 | $912,970 |
| CALL SPDR EURO STOCK | $662,190 | $343,228 |
| CALL STANDARD & POORS | $3,025,171 | $6,099,562 |
| CALL ISHARES MSCI CHINA ETF | $3,992,230 | $3,992,400 |
| CALL POWERSHARES QQQ TR | $509,663 | $436,250 |
| NUCLEUS SCIENTIFIC | $4,064,219 | $4,064,219 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (101 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCOMPLICE FUND I LP | FMV | $2,852,036 | $3,262,318 |
| AIRDRIE PARTNERS I LP | FMV | $16,218,020 | $1,443,277 |
| ALEPH LP | FMV | $2,611,136 | $3,979,222 |
| ALEPH II LP | FMV | $119,078 | $113,069 |
| ALPINA PARTNERS FUND | FMV | $1,322,296 | $1,598,552 |
| ANNAPOLIS INVESTMENT LP VI | FMV | $8,322,737 | $7,949,930 |
| ANNAPOLIS INVESTMENT LP VII | FMV | $2,055,673 | $2,625,215 |
| ARC ENERGY FUND 7 UNITED STATES | FMV | $5,425,458 | $4,819,981 |
| ARCH VENTURE FUND IX LP | FMV | $1,096,511 | $1,125,008 |
| ARTIMAN VENTURES 2014 LP | FMV | $1,611,909 | $1,570,608 |
| ARTIMAN VENTURES SELECT 2014 LP | FMV | $1,501,349 | $965,965 |
| ARTIMAN VENTURES SPECIAL OPPORTUNITIES FUND LP | FMV | $3,155,931 | $2,474,298 |
| ASF BELGIUM SPRL | FMV | $5,629,504 | $6,308,508 |
| ATLAS VENTURE IX LP | FMV | $4,119,679 | $8,600,168 |
| ATLAS VENTURE X LP | FMV | $2,189,202 | $6,818,589 |
| BATTERY VENTURES X LP | FMV | $2,818,175 | $3,445,307 |
| BATTERY VENTURES X SIDE FUND | FMV | $1,133,905 | $1,656,199 |
| BATTERY VENTURES XI-A LP | FMV | $1,739,566 | $2,629,757 |
| BATTERY VENTURES XI-A SIDE FUND AIV | FMV | $220,665 | $0 |
| BATTERY VENTURES XI-A AIV LP | FMV | $507,536 | $0 |
| BATTERY VENTURES XI-A SIDE FUND LP | FMV | $701,928 | $1,111,890 |
| BAUPOST LIMITED PARTNERSHIP | FMV | $23,874,826 | $26,363,235 |
| CRITERION AFRICA PARTNERS | FMV | $583,333 | $583,333 |
| DENHAM CAPITAL | FMV | $4,576,606 | $4,227,821 |
| DFJ VENTURES XI | FMV | $1,795,811 | $2,610,231 |
| DFJ VENTURES XII | FMV | $879,401 | $1,068,051 |
| DISCERNE FUND LP | FMV | $1,076,855 | $1,068,206 |
| DOUGLAS EMMETT FUND X | FMV | $3,072,077 | $10,961,098 |
| ECLIPSE I | FMV | $404,963 | $470,397 |
| ECLIPSE II | FMV | $343,355 | $407,810 |
| ENCAP ENERGY CAPITAL FUND | FMV | $5,686,900 | $5,870,367 |
| ENCAP FLATROCK MIDSTREAM FUND II | FMV | $2,623,106 | $5,931,574 |
| FIRST MARK CAPITAL III LP | FMV | $3,677,252 | $5,275,508 |
| FIRST MARK CAPITAL IV LP | FMV | $235,485 | $232,416 |
| FLAGSHIP VENTURES | FMV | $3,693,925 | $6,826,935 |
| FLAGSHIP PIONEERING FUND VI LP | FMV | $167,811 | $161,206 |
| FORMATION 8 | FMV | $2,925,621 | $9,369,854 |
| FORMATION 8 FUND II LP | FMV | $3,369,973 | $4,443,889 |
| FOUNDATION CAPITAL FUND VIII | FMV | $1,405,616 | $1,949,738 |
| FOUNDERS FUND V | FMV | $4,155,942 | $9,078,711 |
| FOUNDERS FUND VI | FMV | $349,499 | $457,994 |
| GEF AFRICA | FMV | $1,960,375 | $2,413,136 |
| GENAGRO LTD | FMV | $249,478 | $135,135 |
| GMO MUTUAL FUNDS | FMV | $22,181,827 | $25,528,231 |
| GREYCROFT | FMV | $2,582,221 | $4,080,038 |
| GREYCROFT IV | FMV | $1,853,761 | $2,568,270 |
| HIGHFIELDS CAPITAL IV LP | FMV | $755,960 | $354,423 |
| HIGHLAND EUROPE | FMV | $5,983,121 | $9,654,718 |
| HIGHLAND EUROPE TECHNOLOGY GROWTH | FMV | $3,190,540 | $3,771,156 |
| HV HOLTZBRINCK | FMV | $3,874,093 | $5,804,652 |
| HV HOLTZBRINCK VENTURES CO-INVEST FEEDER | FMV | $849,425 | $952,087 |
| HV HOLTZBRINCK VENTURES VI | FMV | $2,232,018 | $1,929,217 |
| ICON VENTURES | FMV | $2,669,556 | $2,801,493 |
| INNOVATION WORKS | FMV | $3,323,219 | $9,862,582 |
| LAKESTAR | FMV | $2,731,369 | $2,916,055 |
| LEGACY VENTURE | FMV | $4,606,150 | $9,872,345 |
| LIGHTSPEED VENTURE PARTNERS XI LP | FMV | $1,446,491 | $1,443,789 |
| LIGHTSPEED VENTURE PTRS IX LP | FMV | $5,855,031 | $11,952,537 |
| LIGHTSPEED VENTURE PTRS SELECT | FMV | $1,477,270 | $1,768,226 |
| LIGHTSPEED VENTURE PTRS X LP | FMV | $4,105,089 | $4,869,480 |
| LIGHTSPEED VP SELECT II | FMV | $592,837 | $597,506 |
| LONE CASCADE LP | FMV | $1,596,009 | $4,485,925 |
| LONG WOOD FUND III LP | FMV | $1,059,232 | $760,775 |
| LONGWOOD FUND II LP | FMV | $1,731,769 | $1,628,255 |
| LUX VENTURES III | FMV | $2,208,836 | $4,249,481 |
| LUX VENTURES IV LP | FMV | $3,457,954 | $6,514,141 |
| LUX VENTURES V LP | FMV | $262,659 | $258,663 |
| MISSIONPOINT AERO FARMS | FMV | $464,779 | $1,268,166 |
| MISSIONPOINT CAPITAL PARTNERS FUND CORP | FMV | $96,303 | $168,895 |
| MISSIONPOINT RE COMMUNITY COINVEST | FMV | $130,584 | $138,885 |
| MUCKER CAPITAL | FMV | $1,833,882 | $2,715,014 |
| NCH NEW EUROPE PROPERTY FUND | FMV | $11,192,238 | $7,416,376 |
| NORTH BRIDGE II AIV I LP | FMV | $265,831 | $266,260 |
| NORTH BRIDGE TECHNOLOGY | FMV | $4,432,756 | $6,829,516 |
| OVERLOOK 3G INVESTMENTS | FMV | $2,327,963 | $2,890,232 |
| OVERLOOK PARTNERS | FMV | $13,670,392 | $17,614,933 |
| OWL VENTURES | FMV | $3,110,157 | $5,559,197 |
| PACIFIC ROAD RESOURCES | FMV | $2,766,144 | $2,047,032 |
| PATAGONIA SUR LLC | FMV | $120,391 | $120,387 |
| RENAISSANCE INSTITUTIONAL EQUITIES FUND | FMV | $11,990,993 | $27,304,386 |
| RENEWABLE ENERGY ASIA FUND LP | FMV | $1,326,286 | $1,626,569 |
| RENEWABLE ENERGY ASIA FUND II LP | FMV | $1,733,665 | $2,380,701 |
| RINCON VENTURES | FMV | $2,073,687 | $2,994,639 |
| RIVA CAPITAL PARTNERS II LP | FMV | $180,530 | $191,750 |
| SILVER LAKE KRAFTWERK | FMV | $5,135,683 | $5,230,663 |
| SILVER LAKE KRAFTWERK CAYMAN | FMV | $1,983,208 | $1,853,353 |
| SILVER LAKE KRAFTWERK DE AIV LP | FMV | $1,301,844 | $1,506,790 |
| SINOVATION WORKS FUND III LP | FMV | $2,693,395 | $3,731,233 |
| SUSA VENTURES | FMV | $839,532 | $834,697 |
| SUSTAINABLE ASSET FUND | FMV | $23,302,551 | $31,745,420 |
| TARA INDIA FUND LLC | FMV | $7,535,350 | $3,680,004 |
| THIRD ROCK | FMV | $3,511,167 | $6,708,184 |
| CA RESOURCES FUND (US TAX EXEMPT) LP THIRD ROCK IV | FMV | $1,130,210 | $1,288,664 |
| THRIVE CAPITAL III | FMV | $2,397,796 | $10,609,741 |
| THRIVE CAPITAL PTRS IV | FMV | $2,564,509 | $4,055,146 |
| THRIVE V | FMV | $1,152,960 | $1,313,746 |
| TRIBECA VENTURE FUND I | FMV | $2,288,261 | $4,331,653 |
| TRIBECA VENTURE FUND II | FMV | $1,225,915 | $2,033,801 |
| UNDERSCORE. VC FUND I LP | FMV | $1,156,727 | $1,231,565 |
| WATER STREET | FMV | $4,792,342 | $6,178,031 |
| XPV WATER | FMV | $1,135,033 | $1,420,696 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | CategoryTxt |
| Legal Fees | $61,357 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $61,357 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCRUED INTEREST RECEIVABLE- NUCLEUS NOTE | $48,219 | $0 | $0 |
| DISTRIBUTION RECEIVABLE FROM LIMITED PARTNERSHIPS | $16,334 | $4,770,905 | $4,770,905 |
| RECEIVABLE FROM RELATED PARTY | $872,000 | $1,000 | $1,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISCELLANEOUS | $2,680 | $2,680 | $0 |
| NONDEDUCTIBLE EXPENSES FROM PASSTHROUGH ENTITIES | $21,028 | $21,028 | $0 |
| SECTION 179 EXPENSE | $30 | $30 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME FROM PASSTHROUGH ENTITIES | $0 | $0 | $0 |
| UBI FROM PASSTHROUGH ENTITIES | $0 | $0 | $0 |
| UNREALIZED APPRECIATION IN INVESTMENTS - MARKED TO MARKET | $5,072 | $5,072 | $5,072 |
| MISCELLANEOUS INCOME | $9,827 | $9,827 | $9,827 |
| UBTI FROM PASSTHROUGHTS | -$2,319,433 | -$2,319,433 | |
| OTHER INCOME FROM PASSTHROUGHS | -$622,482 | -$622,482 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| CAPITAL CONTRIBUTION PAYABLE | $304,904 | $4,952 |
| RELATED PARTY PAYABLE | $14,650 | $15,244 |
| OPEN TRADE EQUITY -FUTURES ACCOUNTS | $1,203,090 | $756,463 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADVISORY FEES | $926,935 | $926,935 | $0 |
| PORTFOLIO FEES FROM K-1 INVESTMENTS | $8,985,197 | $8,114,540 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE TAX EXPENSE | $81,748 | $79,736 | $2,012 |
| FOREIGN TAXES FROM PASSTHROUGH ENTITIES | $183,140 | $183,140 | $0 |
| FEDERAL EXCISE TAXES | $25,072 | $0 | $0 |
| FEDERAL WITHHOLDING TAX | $28,957 | $0 | $0 |