HENRY T NICHOLAS III FOUNDATION: Form 990PF, tax year 2017
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- Organization
- HENRY T NICHOLAS III FOUNDATION (EIN 20-7201390)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-15
- IRS object ID
- 201813199349103341
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-15T14:06:52-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 331197384 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANDERSEN TAX LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 SOUTH HOPE STREET SUITE 1000 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90071 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 207201390 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HENRY T NICHOLAS III FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NICH | BusinessNameControlTxt |
| Phone | 9494484300 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE NO 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY T NICHOLAS III | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 9494484300 | PhoneNum |
| Signature | 2018-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ALEXANDER ARONSOHN | PreparerPersonNm |
| PTIN | P02017240 | PTIN |
| Phone | 2135932300 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 38.104.76.234 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-11-14 | IPDt |
| IP Tm | 18:33:28 | IPTm |
| IP Timezone | PS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 9D77D5089F6CFDFA10E33FA204CA8B8BB51CC565 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 5D9F48D552B520B2386016971BC58EBB7C5BCF28 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $33,039,267 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $11,904,741 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $2,006 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $2,006 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $210,640 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $210,640 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $63,828 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $577,870 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $76,976 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $12,181,215 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $289,622 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $9,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,750 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $4,750 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $2,105 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $2,105 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $259,610 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $139 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $160 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $13,745 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $13,729 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $16 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $284,960 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $20,723 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,926 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,273,199 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,273,199 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,558,159 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $20,723 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,278,125 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $8,623,056 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $268,899 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $3,852,796 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,409,661 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,409,661 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses EOY | $3,438 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $3,438 | PrepaidExpensesEOYFMVAmt |
| Other Investments BOY | $20,659,800 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $31,618,540 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $31,618,540 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $5,760 | OtherAssetsBOYAmt |
| Other Assets EOY | $7,628 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $7,628 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $24,518,356 | TotalAssetsBOYAmt |
| Total Assets EOY | $33,039,267 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $33,039,267 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $217,199 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $454,190 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $217,199 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $454,190 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $15,882,010 | CapitalStockBOYAmt |
| Capital Stock EOY | $15,882,010 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $8,419,147 | RetainedEarningBOYAmt |
| Retained Earning EOY | $16,703,067 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $24,301,157 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $32,585,077 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $24,518,356 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $33,039,267 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $24,301,157 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $8,623,056 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $32,924,213 | SubtotalAmt |
| Other Decreases | $339,136 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $32,585,077 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (7 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| NORTHERN TRUST #26-90549 | P | 2017-01-01 | 2017-12-31 | $2 | $2 | $2 | |
| RCP III | P | 2017-01-01 | 2017-12-31 | $5,546 | $5,546 | $5,546 | |
| RCP IV | P | 2017-01-01 | 2017-12-31 | $7,680 | $7,680 | $7,680 | |
| RCP IV | P | 2017-01-01 | 2017-12-31 | $54,940 | $54,940 | $54,940 | |
| PUBLICLY TRADED SECURITIES | D | 2017-01-01 | 2017-12-31 | $509,546 | $9,817 | $9,817 | $499,729 |
| MARATHON INDIA REAL ESTATE - GAIN/LOSS FROM DISPOSITION | P | 2017-01-01 | 2017-12-31 | -$1,165 | -$1,165 | $1,165 | |
| RCP III - GAIN/LOSS FROM DISPOSITION | P | 2017-01-01 | 2017-12-31 | $156 | $156 | $156 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $76,976 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,113,141 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $15,950,515 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.195175 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,432,529 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $13,086,808 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.185876 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,678,609 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $9,781,698 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.273839 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,458,340 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $3,983,953 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.617060 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,536,427 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $5,212,833 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.294739 | DistributionYr5Rt |
| Total Distribution | 1.566689 | TotalDistributionRt |
| Average Distribution | 0.313338 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $24,209,064 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $7,585,620 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,689 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $7,588,309 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,278,125 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $5,378 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $5,378 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $5,378 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $17,253 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $17,253 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $11,875 | OverpaymentAmt |
| Applied To ES Tax | $11,875 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | GOSHA ZANDT | IndividualWithBooksNm |
| Phone | 9494484300 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE SUITE 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY T NICHOLAS III | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE SUITE 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE - HRS DEVOTED AS N | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 0.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $21,481,939 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,976,398 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $119,393 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $24,577,730 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $24,577,730 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $368,666 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $24,209,064 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,210,453 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,210,453 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $5,378 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $5,378 | TotalTaxAmt |
| Distributable Before Adj | $1,205,075 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,205,075 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,205,075 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,278,125 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,278,125 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,278,125 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,205,075 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,277,483 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,259,142 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,378,232 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,783,859 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,328,264 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $10,026,980 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,278,125 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,205,075 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,073,050 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $12,100,030 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,277,483 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $10,822,547 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,259,142 | ExcessFromYear4Amt |
| Excess From Year3 | $2,378,232 | ExcessFromYear3Amt |
| Excess From Year2 | $1,783,859 | ExcessFromYear2Amt |
| Excess From Year1 | $2,328,264 | ExcessFromYear1Amt |
| Excess From Current Year | $2,073,050 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HENRY T NICHOLAS III | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HENRY T NICHOLAS EDUCATIONAL FOUNDATION | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 412 W 4TH STREET 1ST FLOOR | AddressLine1Txt |
| City | SANTA ANA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92701 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | POF | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | YOUTH EDUCATION PROGRAMS ADVANCING STUDENT ACADEMICS | GrantOrContributionPurposeTxt |
| Amt | $3,273,199 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,273,199 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,006 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $210,640 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $63,828 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $276,474 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $276,474 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HENRY T NICHOLAS III | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE STE 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $11,904,741 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp (10 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 3,571 SHS ALLERGAN PLC (AGN) | $599,517 | 2017-12-20 |
| 1 | 6,196 SHS ARTHUR J GALLAGHER & CO (AJG) | $399,456 | 2017-12-20 |
| 1 | 10,550 SHS AUTOZONE INC (AZO) | $7,403,304 | 2017-12-20 |
| 1 | 4,131 SHS DANAHER CORP (DHR) | $391,392 | 2017-12-20 |
| 1 | 4,019 SHS ELECTRONIC ARTS INC (EA) | $434,092 | 2017-12-20 |
| 1 | 4,878 SHS LOWES COMPANIES INC (LOW) | $438,703 | 2017-12-20 |
| 1 | 7,022 SHS NETAPP INC (NTAP) | $404,889 | 2017-12-20 |
| 1 | 5,687 SHS NVIDIA CORP (NVDA) | $1,116,415 | 2017-12-20 |
| 1 | 7,232 SHS ORACLE CORPORATION (ORCL) | $346,557 | 2017-12-20 |
| 1 | 4,472 SHS EXXON MOBIL CORP (XOM) | $370,416 | 2017-12-20 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TAX COMPLIANCE FEES | $5,500 | $2,750 | $2,750 |
| AUDIT FEES | $4,000 | $2,000 | $2,000 |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt |
|---|---|---|---|---|---|---|---|---|---|
| HENRY T NICHOLAS EDUCATION FOUNDATION INC | |||||||||
| 412 W 4TH STREET | SANTA ANA | CA | 92701 | 2016-12-31 | $3,105,540 | (A) WORK STUDY AWARDS FOR STUDENTS(B) TO ASSIST STUDENTS TO DEVELOP THE NECESSARY ACADEMIC SKILLS THAT INCREASE THE QUALITY OF THEIR ACADEMIC PERFORMANCE WITH THE NICHOLAS ACADEMIC CENTER I AND NICHOLAS ACADEMIC CENTER II | $3,105,540 | NONE | 10/24/18 |
| HENRY T NICHOLAS EDUCATION FOUNDATION INC | |||||||||
| 412 W 4TH STREET | SANTA ANA | CA | 92701 | 2017-12-31 | $3,273,199 | (A) WORK STUDY AWARDS FOR STUDENTS(B) TO ASSIST STUDENTS TO DEVELOP THE NECESSARY ACADEMIC SKILLS THAT INCREASE THE QUALITY OF THEIR ACADEMIC PERFORMANCE WITH THE NICHOLAS ACADEMIC CENTER I AND NICHOLAS ACADEMIC CENTER II | $2,861,397 | NONE | 10/24/18 |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | FORM 990-PF PART VII-B; QUESTIONS 1A(3) | FormAndLineReferenceDesc |
| Medium Explanation | PURSUANT TO I.R.C. SECTION 4941(D)(2)(C) THE FURNISHING OF GOODS, SERVICES, OR FACILITIES BY A DISQUALIFIED PERSON TO A PRIVATE FOUNDATION IS NOT AN ACT OF SELF-DEALING SINCE THE FURNISHING IS WITHOUT CHARGE AND THE GOODS, SERVICES, OR FACILITIES SO FURNISHED ARE USED BY THE FOUNDATION EXCLUSIVELY FOR PURPOSES SPECIFIED IN SECTION 501(C)(3). | MediumExplanationTxt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| GS MEZZANINE PARTNERS 2006 | FMV | $3,135 | $3,135 |
| RCP FUND IV, L.P. | FMV | $116,258 | $116,258 |
| CREDIT SUISSE #3165 | FMV | $31,498,970 | $31,498,970 |
| HTN III FNDN - 2690549 | FMV | $177 | $177 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INTEREST RECEIVABLE | Desc |
| BOY Book Value | $5,760 | BOYBookValueAmt |
| EOY Book Value | $7,628 | EOYBookValueAmt |
| EOYFMV | $7,628 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAINS | $299,223 |
| BOOK TO TAX DIFFERENCE | $32,713 |
| PRIOR PERIOD ADJUSTMENT | $7,200 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT CUSTODY FEES | $1,688 | $1,688 | $0 |
| CHARITABLE CONTRIBUTIONS - FROM K-1 | $16 | $0 | $16 |
| BANK CHARGES | $182 | $182 | $0 |
| LOSS FROM ALTERNATIVE INVESTMENTS | $11,859 | $11,859 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED EXCISE TAX PAYABLE | Desc |
| BOY Book Value | $217,199 | BOYBookValueAmt |
| EOY Book Value | $454,190 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISC PROF FEES FROM K-1 (RCP FUND III, LP) | $185 | $185 | $0 |
| MISC PROF FEES FROM K-1 (RCP FUND IV, LP) | $1,422 | $1,422 | $0 |
| MISC PROF FEES FROM K-1 (MARATHON INDIA REAL ESTATE FUND, LP) | $498 | $498 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PROVISION FOR FEDERAL EXCISE TAX | $19,741 | $0 | $0 |
| PROVISION FOR STATE INCOME TAX | $160 | $0 | $160 |
| FOREIGN TAXES | $139 | $139 | $0 |
| DEFERRED FEDERAL EXCISE TAX | $239,570 | $0 | $0 |