WEILL FAMILY FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- WEILL FAMILY FOUNDATION (EIN 13-6223609)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-15
- IRS object ID
- 201823199349101317
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Contractor Compensation Expln
- Depreciation Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-15T08:55:10-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Independent Family Office LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 677 Broadway 7th Floor | AddressLine1Txt |
| City | Albany | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12207 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136223609 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE WEILL FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % INDEPENDENT FAMILY OFFICE L | InCareOfNm |
| Business Name Control | WEIL | BusinessNameControlTxt |
| Phone | 2127938888 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 10879 | AddressLine1Txt |
| City | Albany | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12201 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SANFORD I WEILL | PersonNm |
| Person Title | CHAIRMAN | PersonTitleTxt |
| Phone | 2127938888 | PhoneNum |
| Signature | 2018-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Viju P Rajan | PreparerPersonNm |
| PTIN | P01063393 | PTIN |
| Phone | 5184528050 | PhoneNum |
| Preparation | 2018-11-14 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 67.252.11.149 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 14293720183195000000 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2018-11-15 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 56B991C7A9C9C80B9D669ED606E83BDEBD92A67D | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 56B991C7A9C9C80B9D669ED606E83BDEBD92A67D | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $246,295,289 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $59,228,870 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $343,084 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $343,084 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,086,452 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,086,452 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $8,539,831 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $56,121,043 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $20,037,837 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $2,698,935 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $147,756 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $72,897,172 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $22,615,129 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $18,363 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $69,323 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $175,850 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $50,850 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $7,625 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $7,625 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $287,160 | TaxesRevAndExpnssAmt |
| Trav Conf Meeting Rev And Expnss | $2,892 | TravConfMeetingRevAndExpnssAmt |
| Printing And Pub Rev And Expnss | $155 | PrintingAndPubRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $178,357 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $178,174 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $739,725 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $236,649 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $13,882,446 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $13,882,446 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $14,622,171 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $236,649 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $13,882,446 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $58,275,001 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $22,378,480 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $348,975 | CashBOYAmt |
| Cash EOY | $47,792 | CashEOYAmt |
| Cash EOYFMV | $47,792 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $52,149,221 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $77,635,198 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $77,635,198 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $48,295,928 | CorporateStockBOYAmt |
| Corporate Stock EOY | $80,669,733 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $84,905,729 | CorporateStockEOYFMVAmt |
| Other Assets BOY | $67,538,630 | OtherAssetsBOYAmt |
| Other Assets EOY | $68,255,032 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $83,706,570 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $168,332,754 | TotalAssetsBOYAmt |
| Total Assets EOY | $226,607,755 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $246,295,289 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $168,332,754 | RetainedEarningBOYAmt |
| Retained Earning EOY | $226,607,755 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $168,332,754 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $226,607,755 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $168,332,754 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $226,607,755 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $168,332,754 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $58,275,001 | ExcessRevenueOverExpensesAmt |
| Subtotal | $226,607,755 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $226,607,755 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (49 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| TEGEAN OFFSHORE FUND, LTD. | P | 2013-02-01 | 2017-03-31 | $1,095,102 | $905,269 | $189,833 | $189,833 |
| MILLENNIUM INTERNATIONAL, LTD. | P | 2013-02-01 | 2017-09-30 | $5,122,040 | $3,750,000 | $1,372,040 | $1,372,040 |
| MILLENNIUM INTERNATIONAL, LTD. | P | 2013-02-01 | 2017-12-31 | $5,201,643 | $3,750,000 | $1,451,643 | $1,451,643 |
| 50,000 SHARES C | D | 2016-01-19 | 2017-09-27 | $3,623,011 | $2,142,202 | $1,480,809 | $1,480,809 |
| 25,000 SHARES MSFT | D | 2016-02-05 | 2017-08-14 | $1,836,875 | $1,247,239 | $589,636 | $589,636 |
| 25,000 SHARES MSFT | D | 2016-02-24 | 2017-08-14 | $1,836,875 | $1,262,305 | $574,570 | $574,570 |
| 25,000 SHARES MSFT | D | 2016-02-05 | 2017-12-15 | $2,172,922 | $1,264,211 | $908,711 | $908,711 |
| 50,000 SHARES SCHW | D | 2016-01-28 | 2017-09-27 | $2,198,288 | $1,247,013 | $951,275 | $951,275 |
| 27,996 SHARES SCHW | D | 2016-01-28 | 2017-10-03 | $1,244,412 | $698,228 | $546,184 | $546,184 |
| 22,004 SHARES SCHW | D | 2016-01-28 | 2017-10-06 | $978,302 | $548,786 | $429,516 | $429,516 |
| 50,000 SHARES SCHW | D | 2016-02-02 | 2017-11-29 | $2,411,243 | $1,226,960 | $1,184,283 | $1,184,283 |
| 25,000 SHARES SCHW | D | 2016-02-02 | 2017-12-04 | $1,276,150 | $610,611 | $665,539 | $665,539 |
| 25,000 SHARES SCHW | D | 2016-02-02 | 2017-12-04 | $1,268,864 | $610,611 | $658,253 | $658,253 |
| 25,000 SHARES SCHW | D | 2016-02-03 | 2017-12-15 | $1,278,464 | $585,643 | $692,821 | $692,821 |
| 14,000 SHARES SCHW | D | 2016-02-03 | 2017-12-21 | $732,471 | $327,960 | $404,511 | $404,511 |
| 200 SHARES AON | P | 2017-08-02 | 2017-12-19 | $27,503 | $27,787 | -$284 | -$284 |
| 800 SHARES PEP | P | 2017-08-02 | 2017-12-21 | $95,058 | $92,475 | $2,583 | $2,583 |
| 50,000 SHARES TEVA | P | 2016-12-15 | 2017-01-31 | $1,611,565 | $1,838,535 | -$226,970 | -$226,970 |
| 3,800 SHARES C | D | 2016-02-02 | 2017-10-03 | $282,152 | $154,944 | $127,208 | $127,208 |
| 46,200 SHARES C | D | 2016-02-02 | 2017-10-04 | $3,434,978 | $1,883,796 | $1,551,182 | $1,551,182 |
| 100,000 SHARES SAN | D | 2015-12-10 | 2017-04-25 | $655,986 | $509,974 | $146,012 | $146,012 |
| 100,000 SHARES SAN | D | 2015-12-10 | 2017-04-25 | $656,486 | $509,974 | $146,512 | $146,512 |
| 50,000 SHARES SAN | D | 2015-12-10 | 2017-04-25 | $331,003 | $254,987 | $76,016 | $76,016 |
| 50,000 SHARES SAN | D | 2015-12-10 | 2017-04-25 | $331,003 | $255,004 | $75,999 | $75,999 |
| 34,200 SHARES SAN | D | 2016-04-12 | 2017-04-25 | $226,399 | $143,979 | $82,420 | $82,420 |
| 43,100 SHARES SAN | D | 2016-04-12 | 2017-04-25 | $285,747 | $181,447 | $104,300 | $104,300 |
| 15,800 SHARES SAN | D | 2016-04-12 | 2017-04-25 | $104,595 | $66,516 | $38,079 | $38,079 |
| 100,000 SHARES SAN | D | 2016-04-12 | 2017-04-25 | $660,286 | $424,000 | $236,286 | $236,286 |
| 100,000 SHARES SAN | D | 2016-04-12 | 2017-04-25 | $660,176 | $425,040 | $235,136 | $235,136 |
| 6,900 SHARES SAN | D | 2016-04-12 | 2017-05-01 | $45,335 | $29,048 | $16,287 | $16,287 |
| 0.59 SHARES SAN | P | 2017-11-13 | 2017-11-13 | $4 | $4 | ||
| GAVEA FUND PLUS, LTD. | P | 2016-09-30 | 2017-12-31 | $472,121 | $464,853 | $7,268 | $7,268 |
| 30,000 SHARES AAPL | P | 2015-12-04 | 2017-04-07 | $4,319,816 | $3,570,750 | $749,066 | $749,066 |
| 63,940 SHARES BAM | D | 2014-01-08 | 2017-07-26 | $2,505,175 | $1,584,852 | $920,323 | $920,323 |
| 2,810 SHARES BAM | D | 2014-01-08 | 2017-07-27 | $110,299 | $69,650 | $40,649 | $40,649 |
| 6,420 SHARES BAM | D | 2014-01-08 | 2017-07-27 | $251,999 | $158,989 | $93,010 | $93,010 |
| 1,830 SHARES BAM | D | 2014-01-08 | 2017-08-01 | $71,478 | $45,319 | $26,159 | $26,159 |
| 559 SHARES BAM | D | 2014-01-09 | 2017-08-01 | $21,834 | $13,874 | $7,960 | $7,960 |
| 1,278 SHARES BAM | D | 2014-01-09 | 2017-08-01 | $49,918 | $31,719 | $18,199 | $18,199 |
| 23,163 SHARES BAM | D | 2014-01-09 | 2017-08-16 | $904,661 | $574,881 | $329,780 | $329,780 |
| 50,000 SHARES BAM | D | 2014-01-09 | 2017-08-16 | $1,952,815 | $1,240,947 | $711,868 | $711,868 |
| 13,637 SHARES BAM | D | 2014-01-29 | 2017-08-16 | $532,611 | $333,181 | $199,430 | $199,430 |
| 23,863 SHARES BAM | D | 2014-01-29 | 2017-08-17 | $929,717 | $583,023 | $346,694 | $346,694 |
| 49 SHARES TRRSF | D | 2014-01-08 | 2017-08-14 | $938 | $512 | $426 | $426 |
| 392 SHARES TRRSF | D | 2014-01-08 | 2017-08-14 | $7,505 | $4,147 | $3,358 | $3,358 |
| 147 SHARES TRRSF | D | 2014-01-09 | 2017-08-14 | $2,815 | $1,555 | $1,260 | $1,260 |
| 294 SHARES TRRSF | D | 2014-01-09 | 2017-08-14 | $5,629 | $3,110 | $2,519 | $2,519 |
| 220 SHARES TRRSF | D | 2014-01-29 | 2017-08-14 | $4,212 | $2,296 | $1,916 | $1,916 |
| 100,000 SHARES SAN | D | 2016-04-12 | 2017-05-01 | $657,026 | $425,000 | $232,026 | $232,026 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $20,037,837 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $14,976,748 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $150,198,255 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.099713 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,305,000 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $121,757,893 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.027144 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $856,600 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $82,096,985 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.010434 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,290,500 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $66,454,434 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.019419 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $442,500 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $58,307,510 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.007589 | DistributionYr5Rt |
| Total Distribution | 0.164299 | TotalDistributionRt |
| Average Distribution | 0.03286 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $211,905,385 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $6,963,211 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $223,785 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $7,186,996 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $13,882,446 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $223,785 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $223,785 | SubtotalAmt |
| Tax Based On Investment Income | $223,785 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $229,653 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $125,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $354,653 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $130,868 | OverpaymentAmt |
| Applied To ES Tax | $130,868 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | INDEPENDENT FAMILY OFFICE LLC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5183011679 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 677 BROADWAY | AddressLine1Txt |
| City | Albany | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12207 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SANFORD WEILL | ||||||||
| PO BOX 10879 | Albany | NY | 12201 | CHAIRMAN, TREAS, DIR | 5.0 | $0 | $0 | $0 |
| JOAN WEILL | ||||||||
| PO BOX 10879 | Albany | NY | 12201 | PRESIDENT, DIRECTOR | 5.0 | $0 | $0 | $0 |
| MICHAEL MASIN | ||||||||
| PO BOX 10879 | Albany | NY | 12201 | SECRETARY, DIRECTOR | 1.0 | $0 | $0 | $0 |
| JESSICA BIBLIOWICZ | ||||||||
| PO BOX 10879 | Albany | NY | 12201 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| ARTHUR MAHON | ||||||||
| PO BOX 10879 | Albany | NY | 12201 | ASST SEC, ASST TREAS, DIRECTOR | 1.0 | $0 | $0 | $0 |
| KENNETH BIALKIN | ||||||||
| PO BOX 10879 | Albany | NY | 12201 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| Tommy Bibliowicz | ||||||||
| PO BOX 10879 | Albany | NY | 12201 | Director | 1.0 | $0 | $0 | $0 |
| David Bibliowicz | ||||||||
| PO BOX 10879 | Albany | NY | 12201 | Director | 1.0 | $0 | $0 | $0 |
| MICHAEL FREEDMAN | ||||||||
| PO BOX 10879 | Albany | NY | 12201 | CHIEF INVESTMENT OFFICER, DIR | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Independent Family Office LLC | |||||
| PO Box 10879 | ALBANY | NY | 12201 | Tax & Reporting | $101,700 |
| NICHOLAS B DIRKS | |||||
| 670 SAN LUIS ROAD | BERKELEY | CA | 94707 | CHARITABLE ADVISORY | $125,000 |
| RRE ADVISORS LLC | |||||
| 130 EAST 59TH STREET 17TH FLOOR | NEW YORK | NY | 10022 | INVESTMENT MGMT | $92,802 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $77,260,166 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $57,818,411 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $80,053,794 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $215,132,371 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $215,132,371 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,226,986 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $211,905,385 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $10,595,269 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $10,595,269 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $223,785 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $223,785 | TotalTaxAmt |
| Distributable Before Adj | $10,371,484 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $10,371,484 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $10,371,484 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $13,882,446 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $13,882,446 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $223,785 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $13,658,661 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $10,371,484 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2015 | PriorYear1Yr |
| Prior Year2 | 2014 | PriorYear2Yr |
| Prior Year3 | 2013 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr1 | $7,703,339 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $7,703,339 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $13,882,446 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $10,371,484 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,510,962 | RemainingDistriFromCorpusAmt |
| Total Corpus | $11,214,301 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $11,214,301 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $7,703,339 | ExcessFromYear1Amt |
| Excess From Current Year | $3,510,962 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | SANFORD I WEILL | ContributingManagerNm |
| Contributing Manager | JOAN H WEILL | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALVIN AILEY DANCE FOUNDATION INC | |||||||
| 405 WEST 55TH STREET | NEW YORK | NY | 10019 | NONE | PC | GENERAL CHARITABLE PURPOSES | $125,000 |
| AMERICAN SOCIETY FOR TECHNION | |||||||
| 55 EAST 59TH STREET | New York | NY | 10022 | NONE | PC | Per Grant Agreement | $478,256 |
| CARNEGIE HALL CORPORATION | |||||||
| 881 7TH AVENUE | New York | NY | 10019 | NONE | PC | Per Grant Agreement | $4,937,696 |
| CARNEGIE HALL CORPORATION | |||||||
| 881 7TH AVENUE | NEW YORK | NY | 10019 | NONE | PC | Per Grant Agreement | $125,818 |
| CORNELL UNIVERSITY FOUNDATION | |||||||
| 130 EAST SENECA STREET SUITE 400 | ITHACA | NY | 14850 | NONE | PC | Per Grant Agreement | $572,523 |
| CORNELL UNIVERSITY FOUNDATION | |||||||
| 130 EAST SENECA STREET SUITE 400 | ITHACA | NY | 14850 | NONE | PC | Per Grant Agreement | $127,478 |
| COUNCIL ON FOREIGN RELATIONS INC | |||||||
| 58 EAST 68TH STREET | NEW YORK | NY | 10065 | NONE | PC | GENERAL CHARITABLE PURPOSES | $25,000 |
| HOMES FOR OUR TROOPS INC | |||||||
| 6 MAIN STREET | TAUNTON | MA | 02780 | NONE | PC | GENERAL CHARITABLE PURPOSES | $10,000 |
| INDIVIDUALS NOW INC SOCIAL ADVOCATES FOR YOUTH | |||||||
| 2447 SUMMERFIELD ROAD | SANTA ROSA | CA | 95405 | NONE | PC | GENERAL CHARITABLE PURPOSES | $25,000 |
| LANG LANG INTERNATIONAL MUSIC FOUNDATION INC | |||||||
| 350 7TH AVENUE SUITE 2202 | NEW YORK | NY | 10001 | NONE | PC | GENERAL CHARITABLE PURPOSES | $240,000 |
| NAF | |||||||
| 218 WEST 40TH STREET FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | Per Grant Agreement | $1,645,899 |
| NAF | |||||||
| 218 WEST 40TH STREET FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | Per Grant Agreement | $354,101 |
| PROJECT SUNSHINE INC | |||||||
| 211 EAST 43RD STREET SUITE 401 | NEW YORK | NY | 10017 | NONE | PC | GENERAL CHARITABLE PURPOSES | $25,000 |
| RAMEKINS CORNERSTONE FOUNDATION | |||||||
| 450 WEST SPAIN STREET | SONOMA | CA | 95476 | NONE | PC | GENERAL CHARITABLE PURPOSES | $5,000 |
| RONALD MCDONALD HOUSE OF NEW YORK INC | |||||||
| 405 EAST 73RD STREET | NEW YORK | NY | 10021 | NONE | PC | GENERAL CHARITABLE PURPOSES | $25,000 |
| THE CONSERVATION FUND A NONPROFIT CORPORATION | |||||||
| 165 NORTH FORT MYER DRIVE SUITE 13 | ARLINGTON | VA | 22209 | NONE | PC | GENERAL CHARITABLE PURPOSES | $10,000 |
| THE HISTORYMAKERS | |||||||
| 1900 SOUTH MICHIGAN AVENUE | CHICAGO | IL | 60616 | NONE | PC | GENERAL CHARITABLE PURPOSES | $100,000 |
| UNIVERSITY OF CALIFORNIA SAN FRANCISCO FOUNDATION | |||||||
| 220 MONTGOMERY STREET 5TH FLOOR | SAN FRANCISCO | CA | 94143 | NONE | PC | Per Grant Agreement | $5,000,675 |
| UNIVERSITY OF CALIFORNIA SAN FRANCISCO FOUNDATION | |||||||
| 220 MONTGOMERY STREET 5TH FLOOR | SAN FRANCISCO | CA | 94143 | NONE | PC | Per Grant Agreement | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $13,882,446 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $343,084 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,086,452 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $222,949 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $8,539,831 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionAmt | ExclusionExclusionCd |
|---|---|---|
| TAX REFUND | $79,653 | |
| UNREALIZED GAIN ON GRANTS PAID | $2,396,333 | 18 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $13,668,302 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $13,668,302 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | Sanford I Weill | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 10879 | AddressLine1Txt |
| City | Albany | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12201 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $59,228,870 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp (16 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 100,000 SHARES OF BROOKFIELD ASSET MANAGEMENT INC. (BAM) | $3,697,500 | 2017-02-15 |
| 1 | 30,000 SHARES OF APPLE INC. (AAPL) | $4,063,350 | 2017-02-15 |
| 1 | 50,000 SHARES OF CITIGROUP INC. (C) | $3,006,500 | 2017-02-16 |
| 1 | 700,000 SHARES OF BANCO SANTANDER, SA (SAN) | $4,532,500 | 2017-04-24 |
| 1 | 87,500 SHARES OF BROOKFIELD ASSET MANAGEMENT INC. (BAM) | $3,290,481 | 2017-05-03 |
| 1 | 50,000 SHARES OF CITIGROUP INC. (C) | $3,027,750 | 2017-05-09 |
| 1 | 50,000 SHARES OF CITIGROUP INC. (C) | $3,111,750 | 2017-05-25 |
| 1 | 50,000 SHARES OF MICROSOFT CORPORATION (MSFT) | $3,617,500 | 2017-06-05 |
| 1 | 50,000 SHARES OF CITIGROUP INC. (C) | $3,236,750 | 2017-06-12 |
| 1 | 50,000 SHARES OF MICROSOFT CORPORATION (MSFT) | $3,654,250 | 2017-07-17 |
| 1 | 100,000 SHARES OF CHARLES SCHWAB CORPORATION (SCHW) | $4,287,000 | 2017-07-26 |
| 1 | 20,000 SHARES OF APPLE INC. (AAPL) | $3,159,100 | 2017-08-02 |
| 1 | 100,000 SHARES OF CHARLES SCHWAB CORPORATION (SCHW) | $4,181,250 | 2017-09-21 |
| 1 | 100,000 SHARES OF CHARLES SCHWAB CORPORATION (SCHW) | $4,245,000 | 2017-09-25 |
| 1 | 502,338 SHARES OF BANCO SANTANDER, SA (SAN) | $3,446,039 | 2017-09-27 |
| 1 | 100,000 SHARES OF INTEL CORPORATION (INTC) | $4,672,150 | 2017-11-02 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| AUDIT FEES | $18,473 |
| TAX PREPARATION | $50,850 |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp (3 entries)
| ExplanationExplanationTxt |
|---|
| Independent Family Office LLC |
| PROVIDE TAX AND REPORTING SERVICES |
| NICHOLAS B DIRKS |
| PROVIDE CHARITABLE ADVICE |
| RRE ADVISORS LLC |
| PROVIDE INVESTMENT MANAGEMENT |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (44 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALPHABET INC. | $338,116 | $377,750 |
| AMAZON.COM INC. | $223,769 | $263,131 |
| AMERICAN EXPRESS PREFERRED | $2,000,000 | $2,055,000 |
| ANADARKO PETROLEUM CORPORATION | $50,372 | $60,345 |
| AON PLC | $222,292 | $214,400 |
| APPLE INC. | $8,248,500 | $10,153,800 |
| AT&T INC. | $8,722,000 | $7,776,000 |
| BANCO SANTANDER, SA | $3,469,347 | $3,308,423 |
| BANK OF AMERICA CORPORATION | $2,773,677 | $3,072,294 |
| BAYER AG | $0 | $0 |
| BERKSHIRE HATHAWAY INC. CL B | $408,867 | $455,906 |
| CHARLES SCHWAB CORPORATION | $2,143,500 | $2,568,500 |
| CITIGROUP INC. | $6,514,517 | $7,708,876 |
| DELTA AIR LINES INC. | $2,511,000 | $2,800,000 |
| DISH NETWORK CORPORATION | $188,924 | $144,205 |
| ECOLAB INC. | $252,235 | $254,942 |
| FIDELITY NATIONAL FINANCIAL | $50,169 | $51,750 |
| GENERAL DYNAMICS CORPORATION | $49,453 | $50,863 |
| GENERAL MOTORS COMPANY | $150,146 | $176,257 |
| GOLDMAN SACHS GROUP INC. | $149,368 | $168,142 |
| INTEL CORPORATION | $4,672,150 | $4,616,000 |
| JPMORGAN CHASE & CO | $151,015 | $173,778 |
| LIBERTY GLOBAL PLC | $300,609 | $308,790 |
| LIBERTY TRIPADVISOR HOLDINGS | $10,510 | $10,603 |
| MACYS INC | $3,072,590 | $2,519,000 |
| MARRIOTT INTERNATIONAL INC. | $149,733 | $196,809 |
| MERCK & CO INC. | $2,219,021 | $2,250,800 |
| MICROSOFT CORPORATION | $301,155 | $357,130 |
| MONDELEZ INTERNATIONAL INC. | $101,041 | $98,440 |
| MONSANTO COMPANY | $9,838,829 | $11,678,000 |
| MORGAN STANLEY | $50,831 | $56,405 |
| ORACLE CORPORATION | $350,784 | $333,324 |
| PEPSICO INC. | $57,797 | $59,960 |
| PRUDENTIAL FINANCIAL INC. | $2,207,242 | $2,299,600 |
| ROCHE HOLDING AG | $2,548,771 | $2,532,049 |
| SCHLUMBERGER LIMITED | $2,139,681 | $2,021,700 |
| TEVA PHARMACEUTICAL INDUSTRIES | $0 | $0 |
| THERMO FISHER SCIENTIFIC INC. | $110,082 | $118,675 |
| TRIPADVISOR INC. | $76,332 | $75,812 |
| TWENTY-FIRST CENTURY FOX INC. | $266,253 | $296,844 |
| UNITEDHEALTH GROUP INCORP. | $2,027,443 | $2,408,526 |
| VERIZON COMMUNICATIONS INC. | $11,327,000 | $10,586,000 |
| WELLS FARGO & COMPANY | $150,138 | $169,876 |
| W. R. BERKLEY CORPORATION | $74,474 | $77,024 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $18,363 | LegalFeesAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (17 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKSTONE GROUP, LP | $5,236,645 | $5,292,678 | $6,404,000 |
| CARE CAPITAL INVESTMENTS, LP | $0 | $0 | $0 |
| CVC CAPITAL PTRS ASIA PAC II | $428,491 | $390,459 | $36,563 |
| CVC EXECUTIVE FUND LLC | $665,199 | $572,006 | $77,750 |
| EUROPE ENTERPRISE II ONSHORE | $651,928 | $511,774 | $112,584 |
| GAVEA FUND PLUS LTD | $5,000,000 | $4,535,147 | $4,606,053 |
| GLOBAL ATLANTIC FINANCIAL GR | $2,015,851 | $2,018,153 | $2,598,700 |
| MILLENIUM INTERNATIONAL LTD | $15,000,000 | $7,500,000 | $10,401,122 |
| MSDC DENALI INVESTORS, LP | $1,500,377 | $1,500,420 | $2,784,873 |
| PALOMA INTERNATIONAL, LTD | $10,000,000 | $10,000,000 | $12,249,816 |
| PFM HEALTHCARE OFFSHORE FUND | $0 | $10,000,000 | $10,485,658 |
| RRE VENTURES IV LP | $1,362,015 | $1,251,960 | $3,587,560 |
| RRE VENTURES V LP | $2,003,594 | $1,952,591 | $4,022,305 |
| STERLING AMERICAN PROPERTY V-C | $2,941,267 | $2,901,849 | $1,723,263 |
| TEGEAN OFFSHORE FUND, LTD | $10,733,263 | $9,827,995 | $13,073,723 |
| TWO SIGMA COMPASS CAYMAN FUND | $5,000,000 | $5,000,000 | $4,842,341 |
| TWO SIGMA SPECTRUM CAYMAN FUND | $5,000,000 | $5,000,000 | $6,700,259 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (14 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| CVC EXECUTIVE FUND LLC | $17,004 | $17,004 |
| CVC CAPITAL PTRS ASIA PAC II | $1,717 | $1,717 |
| EUROPE ENTERPRISE II ONSHORE | $10,652 | $10,652 |
| RRE VENTURES IV LP | $3,162 | $3,157 |
| GLOBAL ATLANTIC FINANCIAL GR | $97 | $97 |
| STERLING AMERICAN PROPERTY V-C | $26,896 | $26,896 |
| BLACKSTONE GROUP LP | $5,272 | $5,173 |
| RRE VENTURES V LP | $80,448 | $80,448 |
| POSTAGE | $79 | |
| MSDC DENALI INVESTORS | $15,590 | $15,590 |
| RRE VENTURES IV MANAGEMENT FEE | $9,197 | $9,197 |
| CARE CAPITAL INVESTMENTS, LP | $896 | $896 |
| EAGLE CAPITAL MANAGEMENT | $7,037 | $7,037 |
| SCHWAB ADR FEES | $310 | $310 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| CVC EXECUTIVE FUND LLC | -$376 | -$376 |
| BLACKSTONE GROUP LP | $105,045 | $29,330 |
| CVC CAPITAL PARTNERS ASIA PACIFIC II LP | -$11 | -$11 |
| EUROPE ENTERPRISE II ONSHORE LP | -$40 | -$40 |
| RRE VENTURES IV LP | $68,701 | $69,223 |
| STERLING AMERICAN PROPERTY V-C, LP | $283 | $283 |
| US TREASURY - 2016 TAX REFUND APPLIED | $79,653 | |
| MADOFF VICTIM FUND - RECOVERY | $6,186 | $6,186 |
| RRE VENTURES V LP | $13,363 | $13,363 |
| CERBERUS FIM INVESTORS RESCAP, LLC | $29,798 | $29,798 |
| Unrealized Gain on Grants Paid | $2,396,333 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FINANCIAL REPORTING | $50,850 | $50,850 |
| CONSULTING | $125,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (7 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| BX FOREIGN TAX PAID | $676 |
| FEDERAL ESTIMATED PAYMENTS | $150,000 |
| STATE FILING FEES | $2,085 |
| OVERPAYMENT APPLIED FROM 2016 | $79,653 |
| BAM FOREIGN TAX PAID | $14,578 |
| BAYER FOREIGN TAX PAID | $38,950 |
| SAN FOREIGN TAX PAID | $1,218 |