CARL A DAVIS AND LOIS E DAVIS FOUNDATION: Form 990PF, tax year 2017

View the entire original 990 at ProPublica ↗

Organization: CARL A DAVIS AND LOIS E DAVIS FOUNDATION (EIN 37-1648116)
Tax period: 2017-01-01 to 2017-12-31
Filed: 2018-11-13
IRS object ID: 201833179349101253
Schema version: 2017v2.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2018-11-13T11:32:43-06:00	ReturnTs
Tax Period End	2017-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	731413977	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	HOGANTAYLOR LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	11300 CANTRELL ROAD SUITE 301	AddressLine1Txt
City	LITTLE ROCK	CityNm
State Abbreviation	AR	StateAbbreviationCd
ZIP	72212	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2017-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	371648116	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE CARL A DAVIS AND LOIS E DAVIS	BusinessNameLine1Txt
Business Name Line2	FOUNDATION	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	CARL	BusinessNameControlTxt
Phone	7135721122	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	8822 STABLE CREST BOULEVARD	AddressLine1Txt
City	HOUSTON	CityNm
State Abbreviation	TX	StateAbbreviationCd
ZIP	77024	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	CARL A DAVIS	PersonNm
Person Title	OFFICER	PersonTitleTxt
Phone	7135721122	PhoneNum
Signature	2018-11-09	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	MICHELLE MANN	PreparerPersonNm
PTIN	P01064483	PTIN
Phone	5012275800	PhoneNum
Preparation	2018-11-09	PreparationDt

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	12.234.194.162	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2018-11-09	IPDt
IP Tm	10:52:34	IPTm
IP Timezone	CS	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	0E4C15207DC127BDB52450F77D4060F40C3F1AE4	AtSubmissionCreationDeviceId
At Submission Filing Device Id	AEEAEEAA0479B19122EAC14597C879A9C576A2F9	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2017	TaxYr
Build TS	2019-02-21 02:37:17Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$79,606,694	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$3,135,437	ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss	$310,902	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$310,902	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$1,977,805	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$1,977,805	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$160,486	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$463,567	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$160,486	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$24,946	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$22,729	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$5,609,576	TotalRevAndExpnssAmt
Total Net Invst Incm	$2,471,922	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$16,400	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$16,400	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$0	AccountingFeesChrtblPrpsAmt
Interest Rev And Expnss	$172,107	InterestRevAndExpnssAmt
Interest Net Invst Incm	$161,861	InterestNetInvstIncmAmt
Interest Dsbrs Chrtbl	$0	InterestDsbrsChrtblAmt
Taxes Rev And Expnss	$107,048	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$9,038	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$1,062,231	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$1,062,231	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$0	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$1,357,786	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$1,249,530	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$0	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$8,072,935	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$8,072,935	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$9,430,721	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$1,249,530	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$8,072,935	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$3,821,145	ExcessRevenueOverExpensesAmt
Net Investment Income	$1,222,392	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$6,654,553	CashBOYAmt
Cash EOY	$4,106,916	CashEOYAmt
Cash EOYFMV	$4,106,916	CashEOYFMVAmt
Corporate Stock BOY	$17,896,103	CorporateStockBOYAmt
Corporate Stock EOY	$17,872,319	CorporateStockEOYAmt
Corporate Stock EOYFMV	$24,705,116	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$2,460,842	CorporateBondsBOYAmt
Corporate Bonds EOY	$3,460,813	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$3,425,545	CorporateBondsEOYFMVAmt
Other Investments BOY	$48,647,282	OtherInvestmentsBOYAmt
Other Investments EOY	$46,248,414	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$47,369,117	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$75,658,780	TotalAssetsBOYAmt
Total Assets EOY	$71,688,462	TotalAssetsEOYAmt
Total Assets EOYFMV	$79,606,694	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Capital Stock BOY	$0	CapitalStockBOYAmt
Capital Stock EOY	$0	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	$75,658,780	RetainedEarningBOYAmt
Retained Earning EOY	$71,688,462	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$75,658,780	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$71,688,462	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$75,658,780	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$71,688,462	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$75,658,780	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$3,821,145	ExcessRevenueOverExpensesAmt
Other Increases	$0	OtherIncreasesAmt
Subtotal	$71,837,635	SubtotalAmt
Other Decreases	$149,173	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$71,688,462	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (10 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt	Cost Or Other BasisCostOrOtherBasisAmt
STEPHENS	P	2017-12-31	$28,264	$28,264	$28,264
STEPHENS	P	2017-12-31	$158,777	$158,777	$158,777
KKR	P	2017-12-31		-$375	-$375	$375
KKR	P	2017-12-31		-$228,055	-$228,055	$228,055
PIMCO ON-SHORE	P	2017-12-31	$13,121	$13,121	$13,121
PIMCO OFF-SHORE	P	2017-12-31	$3,987	$3,987	$3,987
PIMCO OFF-SHORE	P	2017-12-31		-$64,042	-$64,042	$64,042
ISAM	P	2017-12-31	$188,196	$188,196	$188,196
MIDWAY MARKET	P	2017-12-31	$71,222	$71,222	$71,222
OWL ROCK	P	2017-12-31		-$10,609	-$10,609	$10,609

Field	Value	IRS element (for citing)
Capital Gain Net Income	$160,486	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$823,060	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$72,892,777	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.011291	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$850,000	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$73,033,216	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.011639	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$3,974,368	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$73,601,960	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.053998	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$4,000,000	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$70,387,037	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.056829	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$4,991,227	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$73,335,722	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.068060	DistributionYr5Rt
Total Distribution	0.201817	TotalDistributionRt
Average Distribution	0.040363	AverageDistributionRt
Net Vl Noncharitable Assets	$77,940,057	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$3,145,895	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$12,224	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$3,158,119	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$8,072,935	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	Yes (X)	DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax	$12,224	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$12,224	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$12,224	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$60,680	EstimatedPlusOvpmtIncmTxAmt
Extsn Request Income Tax Paid	$0	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$60,680	TotalPaymentsAndCreditsAmt
Es Penalty	$0	EsPenaltyAmt
Overpayment	$48,456	OverpaymentAmt
Applied To ES Tax	$48,456	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	TX	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	CARL A DAVIS	IndividualWithBooksNm
Phone	7135721122	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	8822 STABLE CREST BLVD	AddressLine1Txt
City	HOUSTON	CityNm
State Abbreviation	TX	StateAbbreviationCd
ZIP	77024	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
CARL A DAVIS
8822 STABLE CREST	HOUSTON	TX	77024	DIRECTOR	1.00	$0	$0	$0
LOIS E DAVIS
8822 STABLE CREST	HOUSTON	TX	77024	DIRECTOR	1.00	$0	$0	$0
CHARLOTTE DAVIS LAKER
2920 HARLANWOOD DRIVE	FORT WORTH	TX	76109	DIRECTOR	1.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$74,020,772	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$5,106,189	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$79,126,961	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$79,126,961	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$1,186,904	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$77,940,057	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$3,897,003	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$3,897,003	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$12,224	TaxBasedOnInvestmentIncomeAmt
Total Tax	$12,224	TotalTaxAmt
Distributable Before Adj	$3,884,779	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$3,884,779	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$3,884,779	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$8,072,935	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$8,072,935	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$12,224	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$8,060,711	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$3,884,779	DistributableAsAdjustedAmt
Undistributed Income PY	$3,321,876	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$8,072,935	QualifyingDistributionsAmt
Applied To Year1	$3,321,876	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$3,884,779	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$866,280	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$866,280	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$866,280	ExcessDistriCyovToNextYrAmt
Excess From Current Year	$866,280	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	CARL A DAVIS	ContributingManagerNm
Contributing Manager	LOIS E DAVIS	ContributingManagerNm
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (46 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
BIG BROTHERS BIG SISTERS
500 DALLAS ST STE 2900	HOUSTON	TX	77002	PUBLIC CHARITY	OPERATING SUPPORT	$5,000
CATHOLIC CHARITIES
2900 LOUISIANA ST	HOUSTON	TX	77006	PUBLIC CHARITY	OPERATING SUPPORT	$10,000
CATHOLIC LEAGUE
450 FASHION AVE FL 34	NEW YORK	NY	10117	PUBLIC CHARITY	OPERATING SUPPORT	$2,500
CATHOLIC NEW CREATIONS
PO BOX 7907	HOUSTON	TX	77270	PUBLIC CHARITY	OPERATING SUPPORT	$40,000
DPSTE - TEXAS DEPARTMENT OF PUBLIC SAFTEY TROOPERS FOUNDATION
5821 AIRPORT BLVD	AUSTIN	TX	78752	PUBLIC CHARITY	OPERATING SUPPORT	$100
ETERNAL WORD TELEVISION NETWORK
5817 OLD LEEDS RD	IRONDALE	AL	35210	PUBLIC CHARITY	OPERATING SUPPORT	$100,000
FOUNDATION FOR LIFE
10900 NORTHWEST FREEWAY	HOUSTON	TX	77092	PUBLIC CHARITY	OPERATING SUPPORT	$10,000
HOUSTON METHODIST HOSPITAL FOUNDATION
1020 HOLOCMBE BLVD STE 1400	HOUSTON	TX	77030	PUBLIC CHARITY	OPERATING SUPPORT	$5,000,000
OUR LADY OF WALSINGHAM CATHOLIC CHURCH
7809 SHADYVILLA LANE	HOUSTON	TX	77055	PUBLIC CHARITY	OPERATING SUPPORT	$1,470,375
ST JUAN DIEGO CATHOLIC HIGH SCHOOL
800 HERNDON LN	AUSTIN	TX	78704	PUBLIC CHARITY	OPERATING SUPPORT	$2,500
ST THOMAS HIGH SCHOOL
4500 MEMORIAL DRIVE	HOUSTON	TX	77007	PUBLIC CHARITY	OPERATING SUPPORT	$300
UNIVERSITY OF ST THOMAS
3800 MONTROSE	HOUSTON	TX	77006	PUBLIC CHARITY	OPERATING SUPPORT	$1,101,000
WESTERN ACADEMY
1511 BUTLERCREST ST	HOUSTON	TX	77080	PUBLIC CHARITY	OPERATING SUPPORT	$14,000
MS SOCIETY
8111 N STADIUM DR STE 100	HOUSTON	TX	77054	PUBLIC CHARITY	OPERATING SUPPORT	$2,000
CITY OF LIGHT
5 STADLER HEIGHTS	WINSTED	CT	06098	PUBLIC CHARITY	OPERATING SUPPORT	$10,000
THE RISE SCHOOL OF AUSTIN
4800 MANOR RD	AUSTIN	TX	78723	PUBLIC CHARITY	OPERATING SUPPORT	$15,000
THE SPIRITAN FOUNDATION
1700 W ALABAMA ST	HOUSTON	TX	77098	PUBLIC CHARITY	OPERATING SUPPORT	$10,000
HOUSTON COALITION FOR LIFE
3933 N MAIN ST	HOUSTON	TX	77009	PUBLIC CHARITY	OPERATING SUPPORT	$20,000
THE 100 CLUB
5555 SAN FELIPE ST STE 1750	HOUSTON	TX	77056	PUBLIC CHARITY	OPERATING SUPPORT	$200
CATHOLIC ANSWERS
2020 GILLESPIE WAY	EL CAJON	CA	92020	PUBLIC CHARITY	OPERATING SUPPORT	$3,000
ST JOHN XXIII HIGH SCHOOL
1800 W GRAND PKWY N	KATY	TX	77449	PUBLIC CHARITY	OPERATING SUPPORT	$12,825
MACULAR DEGENERATION RESEARCH
22512 GATEWAY CENTER DR	CLARKSBURG	MD	20871	PUBLIC CHARITY	OPERATING SUPPORT	$200
THOMAS MORE SOCIETY
309 W WASHINGTON ST STE 1250	CHICAGO	IL	60606	PUBLIC CHARITY	OPERATING SUPPORT	$7,500
THOMAS MORE LAW CENTER
24 FRANK LLOYD WRIGHT DR	ANN ARBOR	MI	48105	PUBLIC CHARITY	OPERATING SUPPORT	$7,500
ST ANDREW'S EPISCOPAL CHURCH
1819 HEIGHTS BLVD	HOUSTON	TX	77008	PUBLIC CHARITY	OPERATING SUPPORT	$500
REFUGE CHRISTIAN FELLOWSHIP
92ND AVE T	LUBBOCK	TX	79423	PUBLIC CHARITY	OPERATING SUPPORT	$2,500
TEXAS RIGHT TO LIFE
9800 CENTRE PKWY STE 200	HOUSTON	TX	77036	PUBLIC CHARITY	OPERATING SUPPORT	$30,000
GUADALUPE RADIO NETWORK
1406 E GARDEN LN	MIDLAND	TX	79701	PUBLIC CHARITY	OPERATING SUPPORT	$25,000
MISSIONARIES FOR THE POOR
PO BOX 30359	ATLANTA	GA	30359	PUBLIC CHARITY	OPERATING SUPPORT	$10,000
PRIESTS FOR LIFE
PO BOX 236695	COCOA	FL	32923	PUBLIC CHARITY	OPERATING SUPPORT	$3,000
MUSEUM OF FINE ARTS
465 HUNTINGTON AVE	BOSTON	MA	02115	PUBLIC CHARITY	OPERATING SUPPORT	$185
MISES ACADEMY
518 W MAGNOLIA AVE	AUBURN	AL	36832	PUBLIC CHARITY	OPERATING SUPPORT	$35,000
MEDIA RESEARCH CENTER
1900 CAMPUS COMMONS DR STE 600	RESTON	VA	20191	PUBLIC CHARITY	OPERATING SUPPORT	$25,000
ARCHDIOCESE FOR MILITARY SERVICES USA
1025 MICHIGAN AVE NE	WASHINGTON	DC	20017	PUBLIC CHARITY	OPERATING SUPPORT	$10,000
FOCUS ON THE FAMILY
8605 EXPLORER DR	COLORADO SPRINGS	CO	80920	PUBLIC CHARITY	OPERATING SUPPORT	$5,000
CHRISTUS FOUNDATION
2615 FANNIN ST	HOUSTON	TX	77002	PUBLIC CHARITY	OPERATING SUPPORT	$5,000
ST DOMINIC VILLAGE
2401 HOLCOMBE BLVD	HOUSTON	TX	77021	PUBLIC CHARITY	OPERATING SUPPORT	$10,000
ST JOHN PAUL II FOUNDATION
PO BOX 5927	KATY	TX	77491	PUBLIC CHARITY	OPERATING SUPPORT	$10,000
HOUSTON MUSEUM OF NATURAL SCIENCE
5555 HERMAN PARK DR	HOUSTON	TX	77030	PUBLIC CHARITY	OPERATING SUPPORT	$2,000
HOUSTON LIVESTOCK SHOW & RODEO
PO BOX 20070	HOUSTON	TX	77225	PUBLIC CHARITY	OPERATING SUPPORT	$500
THE JUNIOR LEAGUE OF HOUSTON INC
1811 BRIAR OAKS LN	HOUSTON	TX	77027	PUBLIC CHARITY	OPERATING SUPPORT	$250
THE CARDINAL'S CIRCLE
2403 HOLCOMBE BLVD	HOUSTON	TX	77021	PUBLIC CHARITY	OPERATING SUPPORT	$5,000
LET THE CHILDREN LIVE
PO BOX 2325	ORINDA	CA	94563	PUBLIC CHARITY	OPERATING SUPPORT	$25,000
HEROIC MEDIA
5806 MESA DR STE 310	AUSTIN	TX	78731	PUBLIC CHARITY	OPERATING SUPPORT	$2,500
STAR OF HOPE
4848 LOOP CENTRAL DR STE 500	HOUSTON	TX	77081	PUBLIC CHARITY	OPERATING SUPPORT	$20,000
AMERICANS FOR PROSPERITY
1400 W MARKHAM ST STE 400	LITTLE ROCK	AR	72201	PUBLIC CHARITY	OPERATING SUPPORT	$2,500

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$8,072,935	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$310,902	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$1,977,805	ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Field	Value	IRS element (for citing)
Business	900000	BusinessCd
Unrelated Business Taxbl Incm	$2,217	UnrelatedBusinessTaxblIncmAmt
Exclusion	14	ExclusionCd
Exclusion	$22,729	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$160,486	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$2,217	UnrelatedBusinessTaxblIncmAmt
Exclusion	$2,471,922	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$2,474,139	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp (2 entries)

ContributorContributorNum	Address Line1ContributorUSAddress/AddressLine1Txt	CityContributorUSAddress/CityNm	State AbbreviationContributorUSAddress/StateAbbreviationCd	ZIPContributorUSAddress/ZIPCd	Total ContributionsTotalContributionsAmt	Person ContributionPersonContributionInd	Noncash ContributionNoncashContributionInd
CARL DAVIS
1	8822 STABLE CREST	HOUSTON	TX	77024	$757,568	Yes (X)
CARL DAVIS
2	8822 STABLE CREST	HOUSTON	TX	77024	$2,377,869		Yes (X)

Non Cash Property Contribution NonCashPropertyContributionGrp

Field	Value	IRS element (for citing)
Contributor	2	ContributorNum
Noncash Property	PUBLICLY TRADED SECURITIES	NoncashPropertyDesc
Fair Market Value	$2,377,869	FairMarketValueAmt
Received	2017-07-06	ReceivedDt

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	CategoryTxt
Amt	$16,400	Amt
Net Investment Income	$16,400	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp

Field	Value	IRS element (for citing)
Bond	STEPHENS INC - FIXED INCOME	BondNm
EOY Book Value	$3,460,813	EOYBookValueAmt
EOYFMV	$3,425,545	EOYFMVAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

Field	Value	IRS element (for citing)
Stock	STEPHENS INC - EQUITIES	StockNm
EOY Book Value	$17,872,319	EOYBookValueAmt
EOYFMV	$24,705,116	EOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (2 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
STEPHENS INC - MUTUAL FUNDS	AT COST	$37,162,791	$38,616,296
STEPHENS INC - ALT. INV	AT COST	$9,085,623	$8,752,821

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Field	Value	IRS element (for citing)
Desc	UNREALIZED ADJUSTMENTS TO BOOK VALUE OF MUTUAL FUND ACCOUNTS	Desc
Amt	$149,173	Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
STEPHENS MANAGEMENT FEES	$808,339	$808,339	$0
MANAGEMENT FEES FROM PASSTHROUGHS	$131,969	$131,969	$0
MISCELLANEOUS EXPENSE	$85	$85	$0
PASSTHROUGH LOSSES	$121,838	$121,838	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (4 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
KKR LENDING PARTNERS, LP	$13,100	$13,100	$13,100
PIMCO BRAVO FUND ON-SHORE FEEDER II, LP	$9,327	$9,327	$9,327
KKR LENDING PARTNERS, LP - GAINS FROM DEBT FINANCED PROPERTIES	$2,217	$0	$2,217
PIMCO BRAVO FUND OFF-SHORE FEEDER II, LP	$302	$302	$302

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FOREIGN TAX PAID	$9,038	$9,038	$0
FEDERAL TAXES PAID	$98,010	$0	$0