THE WALLACE RESEARCH FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- THE WALLACE RESEARCH FOUNDATION (EIN 42-6540579)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-06
- IRS object ID
- 201723109349100442
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-06T16:21:56-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST STREET SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 426540579 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WALLACE RESEARCH FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O RSM US LLP ATTN CARLEY UMSTEAD | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WALL | BusinessNameControlTxt |
| Phone | 3192985333 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST ST SE NO 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY D WALLACE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3192985333 | PhoneNum |
| Signature | 2017-11-06 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CARLEY UMSTEAD | PreparerPersonNm |
| PTIN | P00982177 | PTIN |
| Phone | 3192985333 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $79,965,566 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,825,491 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,825,491 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,888,336 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $25,097,787 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,888,336 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $3,713,827 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,713,827 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $55,808 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $17,614 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $38,194 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $403,089 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $403,089 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $64,721 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $44,721 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $7,518 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $6,027 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,491 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $531,136 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $471,451 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $39,685 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,049,376 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,049,376 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,580,512 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $471,451 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,089,061 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$866,685 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,242,376 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $6,377,586 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $6,555,232 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $6,555,232 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $34,666,852 | CorporateStockBOYAmt |
| Corporate Stock EOY | $28,767,462 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $42,113,741 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,803,474 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,534,824 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,470,881 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $23,220,116 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $27,341,481 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $26,780,260 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $39,304 | OtherAssetsBOYAmt |
| Other Assets EOY | $45,452 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $45,452 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $68,107,332 | TotalAssetsBOYAmt |
| Total Assets EOY | $67,244,451 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $79,965,566 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $68,107,332 | RetainedEarningBOYAmt |
| Retained Earning EOY | $67,244,451 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $68,107,332 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $67,244,451 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $68,107,332 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $67,244,451 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $68,107,332 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$866,685 | ExcessRevenueOverExpensesAmt |
| Other Increases | $3,804 | OtherIncreasesAmt |
| Subtotal | $67,244,451 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $67,244,451 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $10,529,559 | $11,361,465 | -$831,906 | -$831,906 |
| PUBLICLY TRADED SECURITIES | P | $14,299,542 | $11,847,986 | $2,451,556 | $2,451,556 |
| BANK OF AMERICA SETTLEMENT | P | $3,408 | $3,408 | $3,408 | |
| CAPITAL GAINS DIVIDENDS | P | $265,278 | $265,278 | $265,278 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,888,336 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,929,636 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $81,834,914 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048019 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,296,223 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $81,700,907 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.040345 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,922,773 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $77,636,385 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.037647 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $4,157,179 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $74,746,776 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.055617 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,518,346 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $75,433,652 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.046642 | DistributionYr5Rt |
| Total Distribution | 0.228270 | TotalDistributionRt |
| Average Distribution | 0.045654 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $77,301,079 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,529,103 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $32,424 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,561,527 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,089,061 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $32,424 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $32,424 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $32,424 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $21,757 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $30,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $51,757 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $19,333 | OverpaymentAmt |
| Applied To ES Tax | $19,333 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CARLEY UMSTEAD | IndividualWithBooksNm |
| Phone | 3192985333 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST STREET SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY D WALLACE | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | PRESIDENT & SECRETARY | 5.00 | $0 | $0 | $1,491 |
| LINDA WALLACE-GRAY | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | VP & TREASURER | 20.00 | $0 | $0 | $0 |
| ANGUS GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| ALEX GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| EAGLE CAPITAL MANAGEMENT | |||||
| 499 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT MGMT | $193,584 |
| MORGAN STANLEY SMITH BARNEY | |||||
| 370 17TH STREET STE 2800 | DENVER | CO | 80202 | INVESTMENT CONSULT'G | $149,786 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $72,701,920 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $5,776,333 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $78,478,253 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $78,478,253 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,177,174 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $77,301,079 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,865,054 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,865,054 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $32,424 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $32,424 | TotalTaxAmt |
| Distributable Before Adj | $3,832,630 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $3,804 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,836,434 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,836,434 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,089,061 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,089,061 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $32,424 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,056,637 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,836,434 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $4,034,122 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,089,061 | QualifyingDistributionsAmt |
| Applied To Year1 | $4,034,122 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $54,939 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $3,781,495 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (44 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | TO CONTRIBUTE TO THE ENDOWMENT OF THE PRESERVATION ARCHAEOLOGY FUTURE FUND | $500,000 | |
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | FOR PUBLIC OUTREACH, SITE PROTECTION AND INSTITUTIONAL SUPPORT IN REGARDS TO THE GILA RIVER WATERSHED | $200,000 | |
| ARIZONA GREYHOUND AND ANIMAL RESCUE FUND | ||||||||
| 8987 E TANQUE VERDE RD PMB 309-153 | TUCSON | AZ | 85749 | NONE | PC | TO FACILITATE CONTINUED RESCUE OF GREYHOUNDS | $40,000 | |
| ARIZONA STATE UNIVERSITY | ||||||||
| PO BOX 876011 | TEMPE | AZ | 85287 | NONE | PC | FUNDING RESEARCH OF INTERACTIONS AMONG PREHISPANIC CULTURES | $75,000 | |
| ASAVET VETERINARY CLINIC | ||||||||
| 5408 SOUTH 12TH AVENUE | TUCSON | AZ | 85706 | NONE | PC | TO FUND MEDICAL SUPPLIES FOR VETERINARY OPERATIONS | $10,000 | |
| ASPCA | ||||||||
| 520 8TH AVENUE 7TH FL | NEW YORK | NY | 10018 | NONE | PC | TO SUPPORT A NEW BEHAVIORAL REHABILITATION CENTER FOR REHABILITATATION OF AT-RISK DOGS | $25,000 | |
| BIODIVERSITY RESEARCH INSTITUTE | ||||||||
| PO BOX 195 | RAY BROOK | NY | 12977 | NONE | PC | TO ASSIST IN CREATING LOON-RELATED EDUCATIONAL EXHIBITS & COVERING PERSONNEL EXPENSES | $12,000 | |
| CAMP SPRING CREEK | ||||||||
| 44 WALNUT AVENUE | SPRUCE PINE | NC | 28777 | NONE | PC | TO SUPPORT A CAMP THAT SERVES CHILDREN WITH DYSLEXIA | $30,000 | |
| CATSKILL MOUNTAIN KEEPER | ||||||||
| PO BOX 1000 | LIVINGSTON MANOR | NY | 12578 | NONE | PC | TO FIGHT EXPANSION OF FOSSIL FUEL INFRASTRUCTURE; TO HELP ACHIEVE CLEAN & RENEWABLE ENERGY IN NY | $100,000 | |
| CONQUER CHIARI | ||||||||
| 320 OSPREY CT | WEXFORD | PA | 15090 | NONE | PC | FOR RESEARCH OF CHIARI MALFORMATION | $78,641 | |
| CORAL RESTORATION FOUNDATION | ||||||||
| 5 SEAGATE BOULEVARD | KEY LARGO | FL | 33037 | NONE | PC | TO SUPPORT THE SALARY OF THE NEWLY HIRED EXECUTIVE DIRECTOR | $140,000 | |
| FRIENDS OF SOUTH GEORGIA ISLAND | ||||||||
| 25 DAKOTA MEADOWS DRIVE | CARBONDALE | CO | 81623 | NONE | PC | TO MONITOR THE ERADICATION OF INVASIVE RODENTS ON SOUTH GEORGIA ISLAND | $30,000 | |
| HAWK MOUNTAIN SANCTUARY ASSOCIATION | ||||||||
| 1700 HAWK MOUNTAIN RD | KEMPTON | PA | 19529 | NONE | PC | TO STUDY THE MOVEMENT ECOLOGY OF NEW & OLD WORLD SCAVENGING BIRDS OF PREY | $98,500 | |
| HUMANE SOCIETY INTERNATIONAL | ||||||||
| 2100 L STREET NW | WASHINGTON | DC | 20037 | NONE | PC | TO SUPPORT VETERINARY OUTREACH AND ANIMAL RESCUE & CARE IN COSTA RICA | $81,850 | |
| HUMANE SOCIETY INTERNATIONAL | ||||||||
| 2100 L STREET NW | WASHINGTON | DC | 20037 | NONE | PC | TO SUPPORT VETERINARY OUTREACH ACROSS BELIZE | $85,000 | |
| HUMANE SOCIETY OF SOUTHERN ARIZONA | ||||||||
| 3450 N KELVIN BLVD | TUCSON | AZ | 85716 | NONE | PC | TO SUPPORT SPAY AND NEUTER SURGERIES & THE SECOND CHANCE FUND | $70,000 | |
| MASSACHUSETTS AUDUBON SOCIETY | ||||||||
| 208 S GREAT RD | LINCOLN | MA | 01773 | NONE | PC | TO PROTECT HABITAT AT PAYNE'S CREEK NATIONAL PARK, TO HELP WITH FIRE CONTROL & ROAD ACCESS | $180,000 | |
| MASSACHUSETTS GENERAL HOSPITAL | ||||||||
| 125 NASHUA STREET SUITE 540 | BOSTON | MA | 02114 | NONE | PC | TO RESEARCH FUNCTIONAL & SYSTEMS MEDICINE PRACTICES | $130,000 | |
| OCCIDENTAL COLLEGE | ||||||||
| 1600 CAMPUS RD | LOS ANGELES | CA | 90041 | NONE | PC | TO SUPPORT RESEARCH EFFORTS FOR SPECIES DIVERSITY IN MEXICAN KINGSNAKES | $22,845 | |
| POUGHKEEPSIE FARM PROJECT | ||||||||
| PO BOX 3143 | POUGHKEEPSIE | NY | 12603 | NONE | PC | TO FUND FARM EQUIPMENT PURCHASES, REPAIRS, IMPROVEMENTS, & MAINTENANCE | $110,000 | |
| RADIATION AND PUBLIC HEALTH PROJECT INC | ||||||||
| 716 SIMPSON AVENUE | OCEAN CITY | NJ | 08226 | NONE | PC | TO SUPPORT VARIOUS HEALTH RESEARCH & EDUCATION PROJECTS | $50,000 | |
| RANCHO FELIZ CHARITABLE FOUNDATION | ||||||||
| 6910 E FIFTH AVENUE | SCOTTSDALE | AZ | 85251 | NONE | PC | TO SUPPORT BOTANICAL, ETHNOBOTANICAL & NEW FOOD CROPS RESEARCH IN THE SONORAN DESERT REGION | $25,000 | |
| REGIONAL FOOD BANK | ||||||||
| 965 ALBANY-SHAKER RD | LATHAM | NY | 12110 | NONE | PC | TO SUPPORT THE RETAIL STORE DONATION PROGRAM ADMINISTERED THROUGH THE FOOD BANK OF THE HUDSON VALLEY BRANCH | $75,000 | |
| RIVERKEEPER INC | ||||||||
| 20 SECOR RD | OSSINING | NY | 10562 | NONE | PC | TO SUPPORT EFFORTS TO DEFEND AND RESTORE THE HUDSON RIVER & ENGAGE COMMUNITIES AROUND THESE ISSUES | $80,000 | |
| RURAL & MIGRANT MINISTRY INC | ||||||||
| PO BOX 4757 | POUGHKEEPSIE | NY | 12602 | NONE | PC | TO FUND GENERAL PROGRAM DEVELOPMENT OF A RURAL YOUTH LEADERSHIP/DEVELOPMENT PROGRAM | $204,500 | |
| SAFINA CENTER | ||||||||
| SOMAS NASSAU HALL 111 | STONY BROOK | NY | 11794 | NONE | PC | TO ADVANCE OCEAN CONSERVATION BY FUNDING THREE FELLOWSHIPS | $60,000 | |
| SARSEF | ||||||||
| 3247 N CHRISTMAS AVE | TUCSON | AZ | 85716 | NONE | PC | TO SUPPORT STEM EDUCATIONAL OUTREACH TO K-12 STUDENTS IN UNDER-SERVED & RURAL AREAS IN AZ | $75,000 | |
| SHUMLA | ||||||||
| PO BOX 627 | COMSTOCK | TX | 78837 | NONE | PC | TO CONDUCT/PROMOTE PRESERVATION & RESEARCH IN THE LOWER PECOS CANYONLANDS OF SOUTHWEST TX & MEXICO | $100,000 | |
| SPD FOUNDATION | ||||||||
| 5420 S QUEBEC ST STE 135 | GREENWOOD VILLAGE | CO | 80111 | NONE | PC | TO SUPPORT FINAL SPD SCIENTIFIC WORK GROUP(SWG) MEETING & TO PRODUCE A JOURNAL OF SWG'S FINDINGS | $60,000 | |
| THE NATURE CONSERVANCY - ALASKA | ||||||||
| 715 L ST STE 100 | ANCHORAGE | AK | 99501 | NONE | PC | FOR GENERAL SUPPORT OF CONSERVATION EFFORTS IN ALASKA | $80,000 | |
| THE NATURE CONSERVANCY - ARIZONA | ||||||||
| 7600 N 15TH ST STE 100 | PHOENIX | AZ | 85020 | NONE | PC | FOR CAPITAL NEEDS TO IMPROVE ARIZONA PRESERVES | $75,000 | |
| THE NATURE CONSERVANCY - TENNESSEE | ||||||||
| 210 25TH AVENUE NORTH STE 810 | NASHVILLE | TN | 37203 | NONE | PC | FOR CAVE CONSERVATION AND WHITE NOSE SYNDROME RESEARCH IN TENNESSEE | $50,000 | |
| TOHONO CHUL PARK | ||||||||
| 7366 PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | TO SUPPORT THE SOLAR POWER PROJECT, CONSERVATION EDUCATION AND GARDENS AND FACILITIES PROGRAMS | $250,000 | |
| TOHONO CHUL PARK | ||||||||
| 7366 PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | TO SUPPORT THE PURCHASE AND INSTALLATION OF SOLAR POWER FOR TOHONO CHUL PARK FACILITIES | $68,000 | |
| TUCSON BOTANICAL GARDENS | ||||||||
| 2150 N ALVERNON WAY | TUCSON | AZ | 85712 | NONE | PC | TO BUILD THE GARDENS' APIARY EXHIBIT AND SUPPORT BUILDING THE GARDENS' PLANT COLLECTION | $35,000 | |
| UNION OF CONCERNED SCIENTISTS | ||||||||
| TWO BRATTLE SQUARE | CAMBRIDGE | MA | 02138 | NONE | PC | TO IMPROVE ACCOUNTABILITY OF CHEMICAL PLANTS & PROTECT PUBLIC HEALTH IN HOUSTON AREA | $15,000 | |
| UNIVERSITY OF ARIZONA | ||||||||
| 1303 E UNIVERSITY BLVD BOX 3 | TUCSON | AZ | 85719 | NONE | PC | FOR FUNDING RESEARCH OF THE LONGTERM EFFECTS OF URBAN DEVELOPMENT ON REPTILES | $30,000 | |
| UNIVERSITY OF ARIZONA | ||||||||
| 1303 E UNIVERSITY BLVD BOX 3 | TUCSON | AZ | 85719 | NONE | PC | FOR FUNDING RESEARCH OF HYPERMOBILE EHLERS-DANLOS SYNDROME | $196,090 | |
| UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL | ||||||||
| 104 AIRPORT DRIVE SUITE 2200 CB | CHAPEL HILL | NC | 27599 | NONE | PC | TO SUPPORT INHERIT PROGRAM-ARCHAEOLOGICAL RESEARCH & PRESERVATION OF MAYA HERITAGE | $45,000 | 1350 |
| URBANPROMISE INTERNATIONAL INC | ||||||||
| PO BOX 156 | PENNSAUKEN | NJ | 08110 | NONE | PC | TO FUND AND EXPAND EXPERIENTIAL LEARNING PROGRAMS FOR INNER CITY YOUTH | $198,000 | |
| WILDCOAST | ||||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | TO SUPPORT CONSERVATION OF COASTAL ECOSYSTEMS AND WILDLIFE ON MEXICO'S PACIFIC COASTLINE | $55,000 | |
| WILDLIFE ALLIANCE INC | ||||||||
| 1441 BROADWAY FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | TO COMBAT ILLEGAL WILDLIFE TRADE IN CAMBODIA/SE ASIA & TO CARE FOR/RELEASE WILDLIFE RESCUED | $85,000 | |
| YALE UNIVERSITY | ||||||||
| PO BOX 1873 | NEW HAVEN | CT | 06508 | NONE | PC | TO FUND A PILOT RESEARCH PROGRAM TO ADVANCE THE PRACTICE OF ACADEMIC INTEGRATIVE MEDICINE | $98,950 | |
| ZOOLOGICAL SOCIETY OF SAN DIEGO | ||||||||
| PO BOX 120551 | SAN DIEGO | CA | 92112 | NONE | PC | TO SUPPORT THE TROPICAL ECOLOGY AND MANAGEMENT FIELD COURSE | $20,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,049,376 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,825,491 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,888,336 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,713,827 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,713,827 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $55,808 | Amt |
| Net Investment Income | $17,614 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $38,194 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (42 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| VERIZON COMMUNICATIONS | $259,986 | $258,255 |
| FORD MOTOR CREDIT CO LLC | $253,723 | $252,985 |
| AT&T INC | $270,070 | $268,808 |
| PITNEY BOWES INC | $271,339 | $268,860 |
| TIME WARNER INC | $109,026 | $106,747 |
| AMEGEN INC | $260,400 | $259,038 |
| JP MORGAN CHASE & CO | $270,403 | $269,183 |
| GENERAL MILLS INC | $257,014 | $255,358 |
| CVS HEALTH CORP | $260,790 | $256,873 |
| HARLEY-DAVIDSON INC | $256,371 | $250,305 |
| CELGENE CORP | $254,186 | $253,578 |
| GMAC CAP TRUST I 8.125% TO 2/1/16 FLOATS AFTER | $113,312 | $113,817 |
| CITIGROUP CAPT XIII 7.875% FIX ED 10/30/15 FLOATS AFTER | $56,738 | $55,874 |
| AEGON NV 8% | $33,629 | $32,406 |
| RAYMOND JAMES FINANCIAL | $39,275 | $37,653 |
| HARTFORD FINL SVC GRP 7.875% TO 4/15/22 FLOATS AFTER | $76,406 | $75,497 |
| AMERICAN FINANCIAL GROUP | $19,424 | $18,563 |
| AFFILIATED MANAGERS GROUP INC 6.375% | $38,460 | $37,572 |
| REINSURANCE GROUP AMERICA INC | $78,405 | $76,976 |
| APOLLO INVESTMENT CORP 6.625% | $9,470 | $9,565 |
| SOLAR CAPITAL LTD 6.75% | $9,264 | $9,745 |
| APOLLO INVESTMENT CORP6.875% | $28,303 | $27,974 |
| QWEST CORP 6.875% | $58,079 | $53,942 |
| AMTRUST FINANCIAL SERVICES INC 7.50% | $9,179 | $9,448 |
| QWEST CORP 6.625% | $18,994 | $17,891 |
| AMERICAN FINANCIAL GROUP | $9,047 | $8,900 |
| TELEPHONE & DATA SYSTEMS | $57,276 | $56,849 |
| UNITED STATE CELLULAR CORP 7.25% | $9,498 | $9,325 |
| UNITED STATES CELLULAR CORP 7.25% | $18,893 | $19,361 |
| ASSURED GUARNITY MUNI HLDGS INC NT MTY | $28,423 | $28,239 |
| ANHEUSER-BUSCH INBEV FIN | $257,526 | $254,433 |
| BANK OF AMERICA CORP | $239,326 | $233,831 |
| PACKAGING CORP OF AMERICA | $230,272 | $225,923 |
| OM ASSET MANAGEMENT PLC NT 31 | $44,279 | $38,835 |
| ALLSTATE CORP 5.1 FIXED TO 01/23 THEN FLOATS | $77,583 | $74,856 |
| EBAY INC 6 | $36,982 | $37,898 |
| BERKLEY CORP | $20,579 | $19,792 |
| WR BERKLEY CORP | $9,669 | $8,832 |
| REINSURANCE GRP OF AMERICA | $83,633 | $83,439 |
| TORCHMARK CORP | $18,933 | $18,980 |
| WESTERN ALLIANCE BANCORPORATION 6.25 | $20,509 | $19,863 |
| QWEST CORP 6.5 | $60,150 | $54,612 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (103 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| FIRST TR ISE WTR INDEX FD | $482,031 | $553,910 |
| FIRST TRUST AMEX BIOTECH | $1,996,450 | $2,520,829 |
| FIRST TRUST ENERGY INFRASTRU | $1,722,680 | $1,537,825 |
| SPDR S&P DIVIDEND | $2,390,728 | $3,165,720 |
| SPDR S&P MIDCAP 400 ETF TRUST | $2,119,110 | $5,521,659 |
| VANGUARD HEALTH CARE ETF | $2,788,596 | $3,639,567 |
| VANGUARD RUSSELL 1000 | $3,377,373 | $4,061,838 |
| VANGUARD S&P SMALL CAP 600 ETF | $1,846,291 | $1,992,160 |
| AEGON NV 6.3750% SERIES | $9,713 | $9,465 |
| AEGON NV SERIES 1 | $17,910 | $17,909 |
| ALLSTATE CORP 6.625%-E | $23,867 | $22,688 |
| ALLSTATE CORP DEP SHS 1/1000 | $9,426 | $8,977 |
| ARCH CAPTIAL GRP LTD 6.75% | $22,273 | $22,351 |
| ASPEN INSURANCE HLDG LTD | $37,230 | $36,522 |
| BANK OF AMERICA CORP 6.5%-Y | $38,051 | $36,698 |
| BANK OF AMERICAN 6.625%-W | $37,177 | $37,511 |
| CAPITAL ONE FINL CORP 6.70%-D | $38,624 | $37,694 |
| CHS INC | $75,644 | $76,186 |
| CHS INC | $78,513 | $75,394 |
| CITIGROUP INC 6.875%-K | $75,295 | $76,771 |
| CITIGRP INC 7.125% | $17,679 | $18,914 |
| DIGITAL REALITY TRUST 7.375%-H | $38,308 | $38,254 |
| ENDURANCE SPECIALTY 6.35%-C | $9,052 | $9,147 |
| EPR PPTYS PRF CONV SER F% | $9,516 | $9,399 |
| F N B CORP FLA DEP SHS REPSTG | $38,654 | $39,041 |
| FIFTH THIRD BANCORP 6.625%-I | $55,876 | $56,489 |
| GOLDMAN SACHS GROUP PFD D | $27,015 | $28,955 |
| GOLDMAN SACHS GRP INC 5.50%-J | $54,920 | $56,806 |
| GOLDMAN SACHS GRP INC 6.375%-K | $55,078 | $57,835 |
| ING GROEP NV 6.375% | $28,672 | $28,408 |
| ING GROEP NV 6.2% SER | $27,374 | $28,445 |
| JP MORGAN CHASE & CO 6.1%-Y | $18,493 | $18,589 |
| JPMORGAN CHASE & CO 6.125%-T | $9,208 | $9,227 |
| JPMORGAN CHASE & CO 6.70%-T | $18,730 | $18,728 |
| MORGAN STANLEY 6.375%-I | $76,644 | $73,511 |
| MORGAN STANLEY 6.875%-F | $74,847 | $73,522 |
| MORGAN STANLEY 7.125%-E | $56,529 | $57,188 |
| MORGAN STANLEY SER-A | $17,344 | $20,171 |
| NATIONAL RETAIL PROP 6.625%-D | $56,659 | $56,498 |
| PARTNERRE LTD 7.25% | $74,490 | $74,884 |
| PNC FINL P 6.125% FLTS 5/01/22 | $128,766 | $132,520 |
| PS BUSN PARKS 6.00% SER T | $48,383 | $46,456 |
| REGENCY CENTERS 6.625% SER 6 | $38,642 | $37,951 |
| REGIONS FINANCIAL CO 6.375%-B | $18,647 | $18,359 |
| ROYAL BK SCOTLAND GRP PLC 6.60 | $63,696 | $65,130 |
| STATE ST CO 5.90-D FXD-TO-FLT | $38,150 | $37,718 |
| SYNOVUS FIN CP 7.875 PFD | $19,775 | $19,347 |
| US BANCORP 6%-G FLTS 4/15/17 | $65,008 | $60,882 |
| US BANCORP-F 6.5% FLTS 1/15/22 | $64,506 | $65,746 |
| VALLEY NATL BANCORP SER-A | $18,213 | $18,415 |
| VEREIT INC PFD SER F | $36,641 | $38,289 |
| WELLS FARGO & COMPANY 6.625%-R | $124,437 | $119,538 |
| WELLS FARGO 8% NON-CUM SER J | $39,205 | $36,711 |
| WINTRUST FINANCIAL CORP | $46,575 | $46,437 |
| ZIONS BANCORP 6.30% | $47,309 | $46,974 |
| ZIONS BANCORP PFD 7.9% SER F | $10,000 | $9,334 |
| ALPHABET INC CL C | $620,221 | $1,089,038 |
| AMAZON COM INC | $319,339 | $806,110 |
| AON PLC SHS CL-A | $416,395 | $946,221 |
| BANK OF AMERICA CORP | $432,150 | $590,070 |
| BERKLEY W R CORP | $107,914 | $265,907 |
| BERKSHIRE HATHAWAY CL-B NEW | $871,388 | $1,422,001 |
| CITIGROUP INC NEW | $715,019 | $903,336 |
| DISH NETWORK CLASS A | $597,031 | $712,539 |
| ECOLAB INC | $333,786 | $890,872 |
| GOLDMAN SACHS GRP INC | $254,523 | $562,708 |
| JPMORGAN CHASE & CO | $445,119 | $664,433 |
| LIBERTY GLOBAL PLC CL C NEW | $351,268 | $1,046,509 |
| LIBERTY GLOBAL PLC LILAC C | $69,381 | $130,344 |
| MICROSOFT CORP | $499,477 | $1,099,878 |
| MONDELEZ INTL INC COM | $290,218 | $598,455 |
| MORGAN STANLEY | $147,344 | $426,725 |
| ORACLE CORP | $987,811 | $1,195,795 |
| PEPSICO INC NC | $352,623 | $575,465 |
| THERMO FISHER SCIENTIFIC | $152,054 | $437,410 |
| TWENTY-FIRST CENTURY FOX CL B | $582,489 | $502,763 |
| UNITEDHEALTH GP INC | $127,669 | $693,453 |
| FERROVIAL S A ADR | $0 | $36 |
| AMER HOMES 4 RENT 6.35 SER-E | $19,503 | $19,093 |
| AMERICAN HMS 4 RENT PFD D 6.5 | $9,310 | $9,175 |
| AMTRUST FINL SERV INC 6.95 S-F | $19,790 | $18,233 |
| ARCH CAP GROUP LTD 5.25 | $22,182 | $19,080 |
| ASPEN INSURANCE HOLDING 5.625 | $40,381 | $35,938 |
| BANK OF AMERICA CORP 6.2 CC | $37,140 | $37,229 |
| CHARLES SCHWAB CORP 5.95 D | $39,408 | $37,410 |
| CHS INC/RED PFD CL BS4 | $19,029 | $18,265 |
| CITIGROUP INC 6.3 | $18,383 | $18,393 |
| DUPONT FABROS TECH INC SER C | $9,047 | $8,911 |
| HUNTINGTON BANCSHARES 6.25 | $28,453 | $27,704 |
| JP MORGAN CHASE & CO 6.3 | $19,224 | $18,561 |
| KEYCORP 6.125 SER-E | $37,555 | $38,874 |
| KEYCORP NEW PFD SER C | $100,790 | $93,625 |
| PEOPLES UNITED FIN INC SER A | $39,894 | $39,576 |
| ROYAL BK SCOT GRP PLC ADS 5.75 | $19,048 | $17,898 |
| SANTANDER FINANCE PRF SA FLR | $17,680 | $18,842 |
| SCE TRUST IV 5.375 | $9,489 | $9,082 |
| SCE TRUST V 5.45 | $18,808 | $18,389 |
| STIFEL FINANCIAL CORP 6.25 | $19,021 | $18,222 |
| WELLS FARGO & CO 5.5 SER-X | $9,462 | $8,591 |
| WELLS FARGO & CO 5.7 SER-2 | $19,479 | $18,313 |
| FIDELITY NATL INFORMATION SE | $208,365 | $268,522 |
| ILG INC COM | $16,297 | $25,838 |
| MARRIOTT INTL INC NEW CL A | $536,482 | $684,417 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (19 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| JP MORGAN STRAT INC OPP SEL | AT COST | $4,264,310 | $4,156,704 |
| LOOMIS SAYLES STRATEGIX INC Y | AT COST | $4,184,156 | $3,669,344 |
| LORD ABBETT FLT RT F | AT COST | $2,401,628 | $2,379,354 |
| LORD ABBETT SHT DURATION INC F | AT COST | $4,904,430 | $4,599,971 |
| MAINSTAY HI YLD CORP BOND I | AT COST | $2,998,215 | $3,567,267 |
| MATTHEWS ASIA DIVIDEND INV | AT COST | $1,591,340 | $1,553,024 |
| ARTISAN FUNDS INC MID CAP VALUE FD INV SHS ARTQX | AT COST | $21,743 | $25,058 |
| ARTISAN FDS INC INTERNAITIONAL FUND INV ARTIX | AT COST | $24,833 | $29,965 |
| DIAMOND HILL LONG-SHORT FUND CL I DHLSX | AT COST | $37,557 | $58,839 |
| DODGE & COX INCOME FD DODIX | AT COST | $97,897 | $101,496 |
| HARRIS ASSOC INVT TR OAKMARK INTL FUND CL I OAKIX | AT COST | $21,453 | $34,950 |
| JPMORGAN MID CAP VALUE FUND CL I FLMVX | AT COST | $16,994 | $28,127 |
| ROYCE FUND PENNSYLVANIA MUTUAL FD INVESTMENT CL PENNX | AT COST | $32,742 | $40,512 |
| PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD RD INSTL CL PEBIX | AT COST | $13,840 | $12,656 |
| PRINICIPAL FUNDS INC PREFERRED SECURITIES INSTAL CLASS PPSIX | AT COST | $29,323 | $28,971 |
| TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL TGBAX | AT COST | $13,428 | $12,753 |
| TWEEDY BROWNE FD INC GLOBAL VALUE FD TBGVX | AT COST | $18,328 | $23,139 |
| VANGUARD GNMA FD CL I VFIIX | AT COST | $19,285 | $19,455 |
| FIRST EAGLE OVERSEAS 1 | AT COST | $6,649,979 | $6,438,675 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDEND RECEIVABLE | Desc |
| BOY Book Value | $39,304 | BOYBookValueAmt |
| EOY Book Value | $45,452 | EOYBookValueAmt |
| EOYFMV | $45,452 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK SERVICE CHARGES | $281 | $281 | $0 |
| ADR FEES | $5,746 | $5,746 | $0 |
| GRANTMAKING EXPENSES | $1,491 | $0 | $1,491 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURN OF PRIOR YEAR GRANTS | Desc |
| Amt | $3,804 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| SB INVEST CONSULTING FEES | $149,786 | $149,786 | $0 |
| INVESTMENT MANAGEMENT FEES | $253,303 | $253,303 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $44,721 | $44,721 | $0 |
| EXCISE TAXES | $20,000 | $0 | $0 |